-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+NEiK5k2t5/lt35v9nGh3gmMmLjNGUGVFR6IhzCEAaedMVM6/2J5R8dbDmHWPRA mkZqwGACie8mFT+bI7nnwg== 0001193125-10-092774.txt : 20100426 0001193125-10-092774.hdr.sgml : 20100426 20100426101904 ACCESSION NUMBER: 0001193125-10-092774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100426 DATE AS OF CHANGE: 20100426 EFFECTIVENESS DATE: 20100426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 10769302 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt FORM 13F-HR OMB APPROVAL OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response......22.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment [_]; Amendment Number: ------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29TH FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL S. MCCARTHY Title: SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/ MICHAEL S. MCCARTHY BOSTON, MA 4/26/2010 - ----------------------- ------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: - -------------------- ----- 28- 04975 AFFILIATED MANAGERS GROUP, INC. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 554 Form 13F Information Table Value Total: $1,870,424,099.13 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: --- --------------------- ----- 1 28- 04975 AFFILIATED MANAGERS GROUP [Repeat as necessary.] 13F SUMMARY - 3/31/2010
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- 3M CO COMMON 88579Y101 5,668,135.25 67,825 67,825 61,934 5,891 3SBIO INC COMMON 88575Y105 9,202,190.18 743,311 743,311 738,032 5,279 ABB LTD COMMON 000375204 2,989,699.44 136,891 136,891 134,857 2,034 ABBOTT LABS COMMON 002824100 7,209,310.68 136,851 136,851 130,174 6,677 ACME PACKET INC COMMON 004764106 17,865,233.60 926,620 926,620 901,713 24,907 ACORDA THERAPEUTICS INC COMMON 00484M106 30,951.00 905 905 905 ACXIOM CORP COMMON 005125109 9,088,217.22 506,519 506,519 503,406 3,113 ADOBE SYS INC COMMON 00724F101 5,097,701.25 144,125 144,125 130,393 13,732 ADOLOR CORP COMMON 00724X102 11,797.20 6,554 6,554 6,554 ADVANCED ENERGY INDS COMMON 007973100 1,496,444.40 90,365 90,365 88,902 1,463 AECOM TECHNOLOGY CORP DELAWA COMMON 00766T100 11,216,192.98 395,354 395,354 357,943 37,411 AFFYMAX INC COMMON 00826A109 42,923.76 1,832 1,832 1,832 AFFYMETRIX INC COMMON 00826T108 7,297,978.50 994,275 994,275 988,547 5,728 AGNICO EAGLE MINES LTD COMMON 008474108 4,693,259.35 84,305 84,305 72,386 11,919 AIXTRON AKTIENGESELLSCHAFT COMMON 009606104 1,087,062.56 30,467 30,467 28,659 1,808 AKAMAI TECHNOLOGIES INC COMMON 00971T101 2,534,651.40 80,670 80,670 73,544 7,126 ALEXANDER & BALDWIN INC COMMON 014482103 221,435.00 6,700 6,700 2,200 4,500 ALEXION PHARMACEUTICALS INC COMMON 015351109 2,818,540.80 51,840 51,840 51,840 ALKERMES INC COMMON 01642T108 4,064,785.03 313,399 313,399 311,198 2,201 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 6,592,448.95 122,105 122,105 111,476 10,629 ALLERGAN INC COMMON 018490102 53,366.44 817 817 817 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 3,722,362.29 58,171 58,171 58,171 ALLIED HEALTHCARE INTL INC COMMON 01923A109 11,005.12 4,046 4,046 4,046 ALLIED NEVADA GOLD CORP COMMON 019344100 356,536.69 21,517 21,517 21,517 ALLOT COMMUNICATIONS LTD COMMON M0854Q105 13,581.00 2,700 2,700 2,700 ALPHA PRO TECH LTD COMMON 020772109 1,968,935.75 837,845 837,845 831,530 6,315 AMAG PHARMACEUTICALS INC COMMON 00163U106 45,208.45 1,295 1,295 1,295 AMAZON COM INC COMMON 023135106 6,868,740.07 50,591 50,591 46,197 4,394 AMERICAN ELEC PWR INC COMMON 025537101 19,585.14 573 573 573
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- AMERICAN EXPRESS CO COMMON 025816109 61,890.00 1,500 1,500 1,000 500 AMERICAN PUBLIC EDUCATION IN COMMON 02913V103 10,042,859.20 215,512 215,512 214,188 1,324 AMERICAN SCIENCE & ENGR INC COMMON 029429107 1,081,620.04 14,437 14,437 11,603 2,834 AMERICAN SUPERCONDUCTOR CORP COMMON 030111108 10,730,598.90 371,301 371,301 367,633 3,668 AMERIPRISE FINL INC COMMON 03076C106 7,099,792.56 156,521 156,521 142,392 14,129 AMGEN INC COMMON 031162100 5,356,832.62 89,523 89,523 82,007 7,516 AMPHENOL CORP NEW COMMON 032095101 7,907,924.84 187,436 187,436 187,436 AMTECH SYS INC COMMON 032332504 7,035,504.75 697,275 697,275 692,016 5,259 AMYLIN PHARMACEUTICALS INC COMMON 032346108 1,725,612.72 76,728 76,728 71,920 4,808 ANADARKO PETE CORP COMMON 032511107 15,783,936.09 216,723 216,723 200,759 15,964 ANADYS PHARMACEUTICALS INC COMMON 03252Q408 34,109.46 13,482 13,482 13,482 ANCESTRY COM INC COMMON 032803108 660,473.70 38,966 38,966 33,711 5,255 ANGLO AMERN PLC COMMON 03485P201 116,052.55 5,324 5,324 5,324 ANGLOGOLD ASHANTI LTD COMMON 035128206 87,171.15 2,297 2,297 2,297 ANNALY CAP MGMT INC COMMON 035710409 16,922.30 985 985 985 APACHE CORP COMMON 037411105 959,175.00 9,450 9,450 9,450 APPLE INC COMMON 037833100 37,222,825.00 158,395 158,395 141,150 17,245 APPLIED SIGNAL TECHNOLOGY IN COMMON 038237103 7,694,920.42 392,999 392,999 390,039 2,960 ARCSIGHT INC COMMON 039666102 1,802,782.30 64,042 64,042 59,109 4,933 ARIBA INC COMMON 04033V203 1,728,042.30 134,478 134,478 118,760 15,718 ARM HLDGS PLC COMMON 042068106 1,964,272.31 184,093 184,093 154,601 29,492 ART TECHNOLOGY GROUP INC COMMON 04289L107 1,101,415.14 249,754 249,754 249,754 ARUBA NETWORKS INC COMMON 043176106 9,086,140.24 665,164 665,164 645,252 19,912 ASA LIMITED COMMON G3156P103 2,420,585.34 32,478 32,478 32,478 ASIAINFO HLDGS INC COMMON 04518A104 9,431,408.08 356,171 356,171 346,753 9,418 ASML HOLDING N V COMMON N07059186 5,376,870.60 151,889 151,889 138,295 13,594 AT&T INC COMMON 00206R102 665,018.24 25,736 25,736 22,205 3,531 ATHENAHEALTH INC COMMON 04685W103 5,380,718.00 147,175 147,175 133,423 13,752 ATHEROS COMMUNICATIONS INC COMMON 04743P108 17,496.92 452 452 452 ATMEL CORP COMMON 049513104 24,670.80 4,895 4,895 4,895 AUDIOCODES LTD COMMON M15342104 2,499,673.24 618,731 618,731 614,102 4,629 AUTOLIV INC COMMON 052800109 1,236,616.94 23,998 23,998 23,998 AUTOMATIC DATA PROCESSING IN COMMON 053015103 88,717.65 1,995 1,995 1,995 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 1,473,981.76 71,683 71,683 64,388 7,295
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- BAIDU INC COMMON 056752108 2,248,302.00 3,766 3,766 3,361 405 BALLANTYNE STRONG INC COMMON 058516105 1,784,862.00 330,530 330,530 328,500 2,030 BANCO BRADESCO S A COMMON 059460303 2,349,861.86 127,502 127,502 57,124 70,378 BARRETT BILL CORP COMMON 06846N104 729,331.79 23,749 23,749 22,963 786 BARRICK GOLD CORP COMMON 067901108 3,356,551.98 87,547 87,547 85,397 2,150 BAXTER INTL INC COMMON 071813109 9,890,449.80 169,939 169,939 154,196 15,743 BE AEROSPACE INC COMMON 073302101 4,925,697.48 162,243 162,243 147,667 14,576 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 12,901,612.50 158,750 158,750 145,900 12,850 BHP BILLITON LTD COMMON 088606108 239,674.88 2,984 2,984 2,984 BIODEL INC COMMON 09064M105 36,807.40 8,620 8,620 8,620 BIOMARIN PHARMACEUTICAL INC COMMON 09061G101 2,059,785.06 88,138 88,138 80,879 7,259 BIOSCRIP INC COMMON 09069N108 17,151,046.36 2,146,564 2,146,564 2,085,839 60,725 BLACKBOARD INC COMMON 091935502 17,454,915.10 418,985 418,985 416,799 2,186 BLUE COAT SYSTEMS INC COMMON 09534T508 19,617.28 632 632 632 BMC SOFTWARE INC COMMON 055921100 16,568.00 436 436 436 BOOTS & COOTS INC COMMON 099469504 4,354,980.39 1,792,173 1,792,173 1,778,819 13,354 BORGWARNER INC COMMON 099724106 10,690.40 280 280 280 BRIDGEPOINT ED INC COMMON 10807M105 902,380.96 36,712 36,712 33,597 3,115 BRISTOL MYERS SQUIBB CO COMMON 110122108 53,400.00 2,000 2,000 2,000 BROADCOM CORP COMMON 111320107 6,573,732.80 198,004 198,004 183,119 14,885 BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 10,005.84 468 468 468 BROADWIND ENERGY INC COMMON 11161T108 8,846.13 1,979 1,979 1,979 BRUKER CORP COMMON 116794108 9,250,903.65 631,461 631,461 627,573 3,888 BUCYRUS INTL INC NEW COMMON 118759109 10,747,263.38 162,862 162,862 161,722 1,140 BUILD A BEAR WORKSHOP COMMON 120076104 1,679,757.52 235,921 235,921 234,166 1,755 CALGON CARBON CORP COMMON 129603106 11,230.72 656 656 656 CAMECO CORP COMMON 13321L108 294,657.50 10,750 10,750 10,750 CAMPBELL SOUP CO COMMON 134429109 1,115,822.75 31,565 31,565 23,221 8,344 CARBO CERAMICS INC COMMON 140781105 855,491.82 13,723 13,723 12,964 759 CARDTRONICS INC COMMON 14161H108 8,351,721.69 664,417 664,417 659,704 4,713 CATERPILLAR INC DEL COMMON 149123101 37,772.85 601 601 601 CAVIUM NETWORKS INC COMMON 14965A101 1,320,033.28 53,056 53,056 53,056 CB RICHARD ELLIS GROUP INC COMMON 12497T101 1,322,714.20 83,452 83,452 83,452 CELGENE CORP COMMON 151020104 26,236,838.08 423,448 423,448 371,697 51,751
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- CENOVUS ENERGY INC COMMON 15135U109 23,589.00 900 900 900 CENTURYTEL INC COMMON 156700106 276,304.32 7,792 7,792 7,792 CEPHALON INC COMMON 156708109 37,550.12 554 554 554 CERAGON NETWORKS LTD COMMON M22013102 7,824,791.52 716,556 716,556 711,467 5,089 CEVA INC COMMON 157210105 6,841,878.12 586,782 586,782 582,351 4,431 CHESAPEAKE UTILS CORP COMMON 165303108 18,088.60 607 607 607 CHEVRON CORP NEW COMMON 166764100 3,624,143.19 47,793 47,793 45,895 1,898 CHINA ELEC MTR INC COMMON 16890A205 490,200.00 95,000 95,000 84,092 10,908 CHINA INTEGRATED ENERGY INC COMMON 16948P105 4,957,333.44 473,028 473,028 469,496 3,532 CHINA NAT GAS INC COMMON 168910206 543,081.60 55,360 55,360 50,772 4,588 CHINA TECHFAITH WIRLS COMM T COMMON 169424108 6,127.82 2,278 2,278 2,278 CHINA TRANSINFO TECHNLGY COR COMMON 169453107 4,159,496.64 617,136 617,136 612,722 4,414 CHINA-BIOTICS INC COMMON 16937B109 72,535.50 4,050 4,050 2,998 1,052 CHUBB CORP COMMON 171232101 2,381,989.00 45,940 45,940 39,742 6,198 CINEMARK HOLDINGS INC COMMON 17243V102 13,249,164.46 722,419 722,419 718,369 4,050 CIRCOR INTL INC COMMON 17273K109 9,129,063.69 274,889 274,889 273,189 1,700 CIRRUS LOGIC INC COMMON 172755100 8,313,189.55 990,845 990,845 983,371 7,474 CISCO SYS INC COMMON 17275R102 22,742,541.15 873,705 873,705 788,370 85,335 CLEAN ENERGY FUELS CORP COMMON 184499101 558,337.80 24,510 24,510 24,510 CLEAN HARBORS INC COMMON 184496107 3,566,229.72 64,187 64,187 63,504 683 CLICKSOFTWARE TECHNOLOGIES L COMMON M25082104 3,926,100.00 569,000 569,000 564,727 4,273 CLIFFS NATURAL RESOURCES INC COMMON 18683K101 767,040.45 10,811 10,811 9,970 841 CME GROUP INC COMMON 12572Q105 2,226,994.95 7,045 7,045 7,045 CNA FINL CORP COMMON 126117100 1,629,038.24 60,967 60,967 60,967 COACH INC COMMON 189754104 358,248.80 9,065 9,065 9,065 COCA COLA CO COMMON 191216100 2,194,225.00 39,895 39,895 29,590 10,305 COLGATE PALMOLIVE CO COMMON 194162103 1,470,479.22 17,247 17,247 14,666 2,581 COMCAST CORP NEW COMMON 20030N101 3,506,541.43 186,221 186,221 186,221 COMMERCE BANCSHARES INC COMMON 200525103 374,374.00 9,100 9,100 8,845 255 COMMSCOPE INC COMMON 203372107 4,471,711.80 159,590 159,590 145,188 14,402 COMMTOUCH SOFTWARE LTD COMMON M25596202 13,322.80 3,506 3,506 3,506 COMPELLENT TECHNOLOGIES INC COMMON 20452A108 926,534.70 52,794 52,794 52,794 COMPUTER TASK GROUP INC COMMON 205477102 10,933.00 1,508 1,508 1,508 COMVERGE INC COMMON 205859101 6,334,617.90 560,090 560,090 555,871 4,219
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- CONCUR TECHNOLOGIES INC COMMON 206708109 9,858,762.99 240,399 240,399 238,887 1,512 CONOCOPHILLIPS COMMON 20825C104 743,346.59 14,527 14,527 12,546 1,981 CONSTANT CONTACT INC COMMON 210313102 2,266,544.54 97,402 97,402 83,454 13,948 COPART INC COMMON 217204106 117,480.00 3,300 3,300 3,300 CORE LABORATORIES N V COMMON N22717107 1,999,147.20 15,284 15,284 15,284 CORINTHIAN COLLEGES INC COMMON 218868107 10,756,443.31 611,509 611,509 607,799 3,710 CORVEL CORP COMMON 221006109 12,512.50 350 350 350 COSTCO WHSL CORP NEW COMMON 22160K105 6,471,728.06 108,386 108,386 98,926 9,460 COVANCE INC COMMON 222816100 2,419,564.07 39,413 39,413 39,413 COVIDIEN PLC COMMON G2554F105 81,101.64 1,613 1,613 1,613 CPI INTERNATIONAL INC COMMON 12618M100 11,483.16 866 866 866 CREE INC COMMON 225447101 5,618,793.74 80,017 80,017 69,914 10,103 CTC MEDIA INC COMMON 12642X106 1,222.62 71 71 71 CTRIP COM INTL LTD COMMON 22943F100 3,275,787.20 83,566 83,566 62,467 21,099 CUMMINS INC COMMON 231021106 5,821,007.85 93,963 93,963 85,916 8,047 CUTERA INC COMMON 232109108 3,841,535.39 370,447 370,447 367,813 2,634 CVS CAREMARK CORPORATION COMMON 126650100 1,245,014.24 34,054 34,054 25,673 8,381 CYBERSOURCE CORP COMMON 23251J106 13,047,985.04 738,844 738,844 703,107 35,737 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 326,183.70 28,290 28,290 28,290 CYTEC INDS INC COMMON 232820100 1,880,957.82 40,243 40,243 40,243 DANAHER CORP DEL COMMON 235851102 171,646.68 2,148 2,148 2,148 DARDEN RESTAURANTS INC COMMON 237194105 24,140.68 542 542 542 DARLING INTL INC COMMON 237266101 4,771,782.40 532,565 532,565 528,795 3,770 DEERE & CO COMMON 244199105 433,760.70 7,295 7,295 7,295 DELCATH SYS INC COMMON 24661P104 45,902.70 5,667 5,667 5,667 DENBURY RES INC COMMON 247916208 1,609,128.08 95,384 95,384 95,384 DENDREON CORP COMMON 24823Q107 38,001.74 1,042 1,042 1,042 DESCARTES SYS GROUP INC COMMON 249906108 15,282.12 2,373 2,373 2,373 DEVON ENERGY CORP NEW COMMON 25179M103 216,806.95 3,365 3,365 3,365 DEVRY INC DEL COMMON 251893103 1,502,142.80 23,039 23,039 20,384 2,655 DEXCOM INC COMMON 252131107 15,749.58 1,617 1,617 1,617 DG FASTCHANNEL INC COMMON 23326R109 9,115,366.95 285,301 285,301 278,248 7,053 DIGITALGLOBE INC COMMON 25389M877 190,926.45 6,831 6,831 2,003 4,828 DIRECTV COMMON 25490A101 1,754,265.66 51,886 51,886 51,886
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- DISCOVERY COMMUNICATNS NEW COMMON 25470F104 2,024,088.58 59,902 59,902 59,902 DISNEY WALT CO COMMON 254687106 1,035,116.41 29,651 29,651 25,826 3,825 DOCUMENT SEC SYS INC COMMON 25614T101 13,611.00 3,490 3,490 3,490 DOLAN MEDIA CO COMMON 25659P402 4,993,254.07 459,361 459,361 456,139 3,222 DOLBY LABORATORIES INC COMMON 25659T107 287,893.69 4,907 4,907 4,907 DOLLAR TREE INC COMMON 256746108 2,288,853.00 38,650 38,650 38,650 DOW CHEM CO COMMON 260543103 13,306.50 450 450 450 DRAGONWAVE INC COMMON 26144M103 806,905.25 87,233 87,233 87,233 DRDGOLD LIMITED COMMON 26152H301 73,350.00 15,000 15,000 15,000 DRUGSTORE COM INC COMMON 262241102 127,804.00 35,600 35,600 35,600 DSP GROUP INC COMMON 23332B106 450,944.55 54,135 54,135 52,892 1,243 DU PONT E I DE NEMOURS & CO COMMON 263534109 171,304.00 4,600 4,600 4,600 DUKE ENERGY CORP NEW COMMON 26441C105 41,142.72 2,521 2,521 2,521 DUN & BRADSTREET CORP DEL NE COMMON 26483E100 20,837.60 280 280 280 DUNCAN ENERGY PARTNERS LP COMMON 265026104 118,329.12 4,368 4,368 4,368 DXP ENTERPRISES INC NEW COMMON 233377407 6,412,915.22 502,186 502,186 498,399 3,787 E M C CORP MASS COMMON 268648102 14,761,248.04 818,251 818,251 738,038 80,213 E TRADE FINANCIAL CORP COMMON 269246104 197,685.27 119,628 119,628 119,628 EBAY INC COMMON 278642103 2,723.72 101 101 101 ECLIPSYS CORP COMMON 278856109 11,845,040.76 595,827 595,827 592,165 3,662 ECOLOGY & ENVIRONMENT INC COMMON 278878103 9,631.74 687 687 687 EDISON INTL COMMON 281020107 17,085.00 500 500 500 EDWARDS LIFESCIENCES CORP COMMON 28176E108 12,557.76 127 127 127 ELDORADO GOLD CORP NEW COMMON 284902103 891,008.72 73,759 73,759 72,210 1,549 ELECTRO OPTICAL SCIENCES INC COMMON 285192100 682,521.28 91,984 91,984 82,185 9,799 EMCOR GROUP INC COMMON 29084Q100 23,226.09 943 943 943 ENCANA CORP COMMON 292505104 27,927.00 900 900 900 ENER1 INC COMMON 29267A203 9,370.13 1,981 1,981 1,981 ENERGY RECOVERY INC COMMON 29270J100 23,461.20 3,724 3,724 3,724 ENERGY TRANSFER EQUITY L P COMMON 29273V100 73,789.38 2,187 2,187 2,187 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 770,144.10 16,435 16,435 16,435 ENERNOC INC COMMON 292764107 935,365.20 31,515 31,515 29,823 1,692 ENTEGRIS INC COMMON 29362U104 9,237,107.09 1,836,403 1,836,403 1,823,372 13,031 ENTERPRISE GP HLDGS L P COMMON 293716106 28,304.05 659 659 659
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- ENTERPRISE PRODS PARTNERS L COMMON 293792107 136,245.20 3,940 3,940 3,940 ENZO BIOCHEM INC COMMON 294100102 12,015.92 1,996 1,996 1,996 EOG RES INC COMMON 26875P101 4,426,732.20 47,630 47,630 46,414 1,216 EURAND N V COMMON N31010106 36,445.68 3,231 3,231 3,231 EV3 INC COMMON 26928A200 12,201,462.78 769,323 769,323 765,402 3,921 EVEREST RE GROUP LTD COMMON G3223R108 520,460.83 6,431 6,431 4,563 1,868 EXELON CORP COMMON 30161N101 56,953.00 1,300 1,300 1,300 EXIDE TECHNOLOGIES COMMON 302051206 9,369,855.36 1,626,711 1,626,711 1,615,290 11,421 EXPRESS SCRIPTS INC COMMON 302182100 17,502.72 172 172 172 EXXON MOBIL CORP COMMON 30231G102 9,054,557.34 135,183 135,183 125,515 9,668 EZCHIP SEMICONDUCTOR LIMITED COMMON M4146Y108 5,453,952.79 276,991 276,991 250,069 26,922 F5 NETWORKS INC COMMON 315616102 1,607,926.70 26,090 26,090 25,147 943 FASTENAL CO COMMON 311900104 191,960.00 4,000 4,000 4,000 FEDEX CORP COMMON 31428X106 9,532,217.20 102,058 102,058 93,179 8,879 FEI CO COMMON 30241L109 1,900,911.43 82,973 82,973 76,935 6,038 FIFTH THIRD BANCORP COMMON 316773100 6,651,858.00 490,550 490,550 450,797 39,753 FINISAR CORP COMMON 31787A507 1,076,876.50 68,810 68,810 68,810 FIRST SOLAR INC COMMON 336433107 5,219,248.10 42,554 42,554 38,487 4,067 FLAMEL TECHNOLOGIES SA COMMON 338488109 12,383.65 1,445 1,445 1,445 FLOW INTL CORP COMMON 343468104 11,031.65 3,665 3,665 3,665 FORD MTR CO DEL COMMON 345370860 2,465,014.71 196,103 196,103 196,103 FORTINET INC COMMON 34959E109 1,795,902.48 102,156 102,156 90,047 12,109 FOSTER WHEELER AG COMMON H27178104 1,286,653.12 47,408 47,408 47,408 FPL GROUP INC COMMON 302571104 107,195.94 2,218 2,218 2,218 FREEPORT-MCMORAN COPPER & GO COMMON 35671D857 7,797,707.14 93,341 93,341 87,933 5,408 FSI INTL INC COMMON 302633102 18,645.66 4,818 4,818 4,818 FUEL SYS SOLUTIONS INC COMMON 35952W103 7,665.60 240 240 240 FUELCELL ENERGY INC COMMON 35952H106 5,062,923.66 1,795,363 1,795,363 1,782,678 12,685 FUNDTECH LTD COMMON M47095100 12,166.00 869 869 869 GENERAL DYNAMICS CORP COMMON 369550108 193,000.00 2,500 2,500 2,500 GENERAL ELECTRIC CO COMMON 369604103 288,433.60 15,848 15,848 15,848 GENERAL MLS INC COMMON 370334104 35,395.00 500 500 500 GENERAL STEEL HOLDINGS INC COMMON 370853103 2,873,761.32 699,212 699,212 693,957 5,255 GENESCO INC COMMON 371532102 18,016.81 581 581 581
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- GENOMIC HEALTH INC COMMON 37244C101 1,179,919.61 67,079 67,079 63,331 3,748 GENVEC INC COMMON 37246C109 12,830.22 16,449 16,449 16,449 GENZYME CORP COMMON 372917104 2,780,368.52 53,644 53,644 43,236 10,408 GEOEYE INC COMMON 37250W108 2,675,856.50 90,707 90,707 86,166 4,541 GERDAU S A COMMON 373737105 10,399.40 638 638 638 GFI GROUP INC COMMON 361652209 202,296.81 34,939 34,939 14,795 20,144 G-III APPAREL GROUP LTD COMMON 36237H101 183,329.12 6,652 6,652 6,652 GILEAD SCIENCES INC COMMON 375558103 16,973,587.24 373,292 373,292 328,769 44,523 GIVEN IMAGING COMMON M52020100 3,926,130.51 166,291 166,291 165,121 1,170 GLOBAL PMTS INC COMMON 37940X102 1,098,392.70 24,114 24,114 24,114 GLOBAL TRAFFIC NETWORK INC COMMON 37947B103 12,429.04 2,289 2,289 2,289 GMX RES INC COMMON 38011M108 4,382,040.90 533,095 533,095 529,866 3,229 GOLDCORP INC NEW COMMON 380956409 11,711,161.34 314,647 314,647 291,611 23,036 GOLDMAN SACHS GROUP INC COMMON 38141G104 7,362,855.13 43,151 43,151 39,030 4,121 GOOGLE INC COMMON 38259P508 32,395,028.64 57,122 57,122 49,948 7,174 GRAND CANYON ED INC COMMON 38526M106 2,602,681.38 99,567 99,567 89,163 10,404 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 8,709,775.44 89,912 89,912 81,944 7,968 GSE SYS INC COMMON 36227K106 8,110,726.10 1,499,210 1,499,210 1,323,817 175,393 GSI COMMERCE INC COMMON 36238G102 14,864,711.40 536,245 536,245 532,228 4,017 HAEMONETICS CORP COMMON 405024100 1,938,585.15 33,921 33,921 31,447 2,474 HALLIBURTON CO COMMON 406216101 8,159,414.91 270,807 270,807 250,799 20,008 HARBIN ELECTRIC INC COMMON 41145W109 864,463.60 40,040 40,040 32,943 7,097 HARMAN INTL INDS INC COMMON 413086109 5,949,901.42 127,189 127,189 115,583 11,606 HARRIS & HARRIS GROUP INC COMMON 413833104 2,140,607.40 464,340 464,340 408,597 55,743 HEADWATERS INC COMMON 42210P102 3,648,953.61 794,979 794,979 790,472 4,507 HEALTH GRADES INC COMMON 42218Q102 4,296,307.20 675,520 675,520 670,506 5,014 HEALTHSOUTH CORP COMMON 421924309 2,483,023.40 132,782 132,782 132,782 HEARTLAND PMT SYS INC COMMON 42235N108 86,545.80 4,653 4,653 4,182 471 HEARTWARE INTL INC COMMON 422368100 10,275,282.67 231,061 231,061 229,321 1,740 HELMERICH & PAYNE INC COMMON 423452101 952,875.84 25,023 25,023 25,023 HERITAGE FINL CORP WASH COMMON 42722X106 11,664.57 773 773 773 HEWLETT PACKARD CO COMMON 428236103 25,618.30 482 482 482 HMS HLDGS CORP COMMON 40425J101 2,853,859.31 55,969 55,969 48,416 7,553 HOME DEPOT INC COMMON 437076102 1,244,763.30 38,478 38,478 35,544 2,934
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- HUMAN GENOME SCIENCES INC COMMON 444903108 10,194,221.40 337,557 337,557 309,583 27,974 IAMGOLD CORP COMMON 450913108 2,517,749.00 190,450 190,450 189,033 1,417 ICICI BK LTD COMMON 45104G104 1,451.80 34 34 34 ICON PUB LTD CO COMMON 45103T107 57,098.42 2,162 2,162 2,162 IHS INC COMMON 451734107 3,760,972.86 70,338 70,338 70,338 II VI INC COMMON 902104108 8,434,924.56 249,259 249,259 247,532 1,727 IKANOS COMMUNICATIONS COMMON 45173E105 3,675,000.00 1,225,000 1,225,000 1,215,748 9,252 ILLINOIS TOOL WKS INC COMMON 452308109 236,800.00 5,000 5,000 5,000 ILLUMINA INC COMMON 452327109 12,040,094.60 309,514 309,514 294,780 14,734 IMMUNOGEN INC COMMON 45253H101 42,245.98 5,222 5,222 5,222 INCYTE CORP COMMON 45337C102 41,831.79 3,003 3,003 3,003 INFOSPACE INC COMMON 45678T300 9,112,150.45 824,629 824,629 818,412 6,217 INSPIRE PHARMACEUTICALS INC COMMON 457733103 62,293.92 9,983 9,983 9,983 INSULET CORP COMMON 45784P101 66,848.70 4,430 4,430 4,430 INTEL CORP COMMON 458140100 8,099,829.36 363,384 363,384 310,330 53,054 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 14,130,107.25 756,025 756,025 750,638 5,387 INTERCELL AG COMMON D3707Q108 106,718.15 3,661 3,661 3,661 INTERCONTINENTAL EXCHANGE INC COMMON 45865V100 2,261,997.52 20,164 20,164 20,164 INTERFACE INC COMMON 458665106 9,176,142.54 792,413 792,413 786,854 5,559 INTERMUNE INC COMMON 45884X103 24,959.20 560 560 560 INTERNATIONAL BUSINESS MACHS COMMON 459200101 2,391,477.75 18,647 18,647 16,087 2,560 INTEVAC INC COMMON 461148108 7,655,229.68 553,924 553,924 549,749 4,175 INTREPID POTASH INC COMMON 46121Y102 1,631,268.72 53,784 53,784 53,784 INTUITIVE SURGICAL INC COMMON 46120E602 14,273.33 41 41 41 ISTA PHARMACEUTICALS INC COMMON 45031X204 9,519.73 2,339 2,339 2,339 ITRON INC COMMON 465741106 12,917.46 178 178 178 ITT EDUCATIONAL SERVICES INC COMMON 45068B109 1,490,697.44 13,253 13,253 13,253 IXIA COMMON 45071R109 6,968,212.65 751,695 751,695 728,888 22,807 JA SOLAR HOLDINGS CO LTD COMMON 466090107 7,484,137.96 1,338,844 1,338,844 1,329,336 9,508 JACOBS ENGR GROUP INC DEL COMMON 469814107 3,283,776.54 72,666 72,666 64,717 7,949 JANUS CAP GROUP INC COMMON 47102X105 2,330,941.93 163,117 163,117 163,117 JAZZ PHARMACEUTICALS INC COMMON 472147107 7,648,889.70 701,733 701,733 696,963 4,770 JOES JEANS INC COMMON 47777N101 23,391.22 8,894 8,894 8,894 JOHNSON & JOHNSON COMMON 478160104 2,589,744.00 39,720 39,720 27,597 12,123
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- JOHNSON CTLS INC COMMON 478366107 6,179,027.00 187,300 187,300 171,807 15,493 JOY GLOBAL INC COMMON 481165108 5,406,212.47 95,533 95,533 94,533 1,000 JPMORGAN CHASE & CO COMMON 46625H100 7,650,370.50 170,958 170,958 150,353 20,605 JUPITER MEDIA METRIX INC COMMON 48206U104 1,537.58 6,989 6,989 6,989 K12 INC COMMON 48273U102 179,923.21 8,101 8,101 8,101 KAYDON CORP COMMON 486587108 11,848,700.00 315,125 315,125 312,287 2,838 KEITHLEY INSTRS INC COMMON 487584104 15,298.80 2,318 2,318 2,318 KELLOGG CO COMMON 487836108 23,081.76 432 432 432 KING PHARMACEUTICALS INC COMMON 495582108 37,855.44 3,219 3,219 3,219 KINROSS GOLD CORP COMMON 496902404 2,755,745.41 161,249 161,249 147,992 13,257 KIT DIGITAL INC COMMON 482470200 128,800.00 10,000 10,000 10,000 KOHLS CORP COMMON 500255104 8,752,145.82 159,769 159,769 145,880 13,889 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 365,647.78 40,946 40,946 39,542 1,404 LA Z BOY INC COMMON 505336107 7,634,602.80 608,820 608,820 605,106 3,714 LABORATORY CORP AMER HLDGS COMMON 50540R409 40,277.72 532 532 532 LAYNE CHRISTENSEN CO COMMON 521050104 6,883,594.36 257,716 257,716 255,908 1,808 LAZARD LTD COMMON G54050102 12,173.70 341 341 341 LEMAITRE VASCULAR INC COMMON 525558201 10,260.00 2,280 2,280 2,280 LEXICON PHARMACEUTICALS INC COMMON 528872104 55,654.48 37,352 37,352 37,352 LHC GROUP INC COMMON 50187A107 36,648.29 1,093 1,093 1,093 LIFE TECHNOLOGIES CORP COMMON 53217V109 1,042,838.77 19,951 19,951 19,951 LIFEWAY FOODS INC COMMON 531914109 9,579.09 807 807 807 LIGHTSCAPE TECHNOLOGIES INC COMMON 53227B101 71,910.00 479,400 479,400 479,400 LIHIR GOLD LTD COMMON 532349107 1,818,798.08 64,588 64,588 63,844 744 LINEAR TECHNOLOGY CORP COMMON 535678106 111,587.50 3,950 3,950 3,950 LIONBRIDGE TECHNOLOGIES INC COMMON 536252109 12,338.37 3,399 3,399 3,399 LIVEPERSON INC COMMON 538146101 6,905,254.98 900,294 900,294 894,806 5,488 LOCAL COM CORP COMMON 53954R105 4,107,418.72 620,456 620,456 615,791 4,665 LOWES COS INC COMMON 548661107 1,237,306.56 51,044 51,044 47,152 3,892 LSI INDS INC COMMON 50216C108 6,052,149.84 887,412 887,412 880,724 6,688 LULULEMON ATHLETICA INC COMMON 550021109 2,627,965.40 63,355 63,355 57,547 5,808 MADDEN STEVEN LTD COMMON 556269108 17,277,688.80 354,051 354,051 351,465 2,586 MAGELLAN MIDSTREAM PRTNRS LP COMMON 559080106 47,530.00 1,000 1,000 1,000 MAP PHARMACEUTICALS INC COMMON 56509R108 35,228.13 2,217 2,217 2,217
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- MARSH & MCLENNAN COS INC COMMON 571748102 501,122.82 20,521 20,521 16,576 3,945 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 8,096,917.98 396,519 396,519 358,928 37,591 MASIMO CORP COMMON 574795100 31,753.80 1,196 1,196 1,196 MASTEC INC COMMON 576323109 199,364.10 15,810 15,810 15,810 MCAFEE INC COMMON 579064106 40,651.69 1,013 1,013 1,013 MCDONALDS CORP COMMON 580135101 7,428,804.96 111,343 111,343 101,052 10,291 MCGRAW HILL COS INC COMMON 580645109 362,917.00 10,180 10,180 10,180 MCKESSON CORP COMMON 58155Q103 48,567.08 739 739 739 MEADOWBROOK INS GROUP INC COMMON 58319P108 10,435.90 1,321 1,321 1,321 MEASUREMENT SPECIALTIES INC COMMON 583421102 16,710.56 1,136 1,136 1,136 MECHEL OAO COMMON 583840103 9,037.56 318 318 318 MEDASSETS INC COMMON 584045108 27,846.00 1,326 1,326 1,326 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 4,159,729.92 64,432 64,432 58,414 6,018 MEDIWARE INFORMATION SYS INC COMMON 584946107 13,744.38 1,578 1,578 1,578 MEDTRONIC INC COMMON 585055106 9,006.00 200 200 200 MERCK & CO INC NEW COMMON 58933Y105 79,592.85 2,131 2,131 2,131 MERGE HEALTHCARE INC COMMON 589499102 2,693,614.41 1,301,263 1,301,263 1,291,456 9,807 MERIDIAN BIOSCIENCE INC COMMON 589584101 31,390.17 1,541 1,541 1,541 METTLER TOLEDO INTERNATIONAL COMMON 592688105 286,104.00 2,620 2,620 2,620 MGP INGREDIENTS INC COMMON 55302G103 12,034.56 1,567 1,567 1,567 MICROS SYS INC COMMON 594901100 1,372,697.04 41,736 41,736 41,736 MICROSOFT CORP COMMON 594918104 22,798,737.38 778,446 778,446 692,310 86,136 MILLER HERMAN INC COMMON 600544100 2,000,217.24 110,754 110,754 110,754 MODINE MFG CO COMMON 607828100 6,804,752.20 605,405 605,405 600,844 4,561 MODUSLINK GLOBAL SOLUTIONS I COMMON 60786L107 2,946,942.54 349,578 349,578 347,095 2,483 MOMENTA PHARMACEUTICALS INC COMMON 60877T100 370,118.28 24,724 24,724 24,724 MONSANTO CO NEW COMMON 61166W101 3,713.84 52 52 52 MONSTER WORLDWIDE INC COMMON 611742107 244,000.90 14,690 14,690 14,690 MORGAN STANLEY COMMON 617446448 28,323.43 967 967 967 MOSAIC CO COMMON 61945A107 8,534,478.03 140,439 140,439 128,487 11,952 MOTOROLA INC COMMON 620076109 40,877.46 5,823 5,823 5,823 MYLAN INC COMMON 628530107 6,117,006.63 269,353 269,353 265,045 4,308 MYR GROUP INC DEL COMMON 55405W104 297,298.68 18,228 18,228 17,627 601 NALCO HOLDING COMPANY COMMON 62985Q101 16,885.02 694 694 694
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- NANOMETRICS INC COMMON 630077105 6,181,434.00 652,050 652,050 647,858 4,192 NEKTAR THERAPEUTICS COMMON 640268108 1,037,276.37 68,197 68,197 68,197 NEOGEN CORP COMMON 640491106 11,555,086.20 460,362 460,362 457,096 3,266 NESS TECHNOLOGIES INC COMMON 64104X108 3,209,165.04 508,584 508,584 504,794 3,790 NET SERVICOS DE COMUNICACAO COMMON 64109T201 1,014,282.85 78,323 78,323 78,323 NETAPP INC COMMON 64110D104 16,335.08 502 502 502 NETEZZA CORP COMMON 64111N101 576,726.68 45,092 45,092 43,547 1,545 NETLOGIC MICROSYSTEMS INC COMMON 64118B100 441,450.00 15,000 15,000 15,000 NETSOL TECHNOLOGIES INC COMMON 64115A204 10,114.62 11,626 11,626 11,626 NEUTRAL TANDEM INC COMMON 64128B108 646,406.98 40,451 40,451 36,071 4,380 NEW GOLD INC CDA COMMON 644535106 563,717.48 129,293 129,293 129,293 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 2,092,600.72 24,472 24,472 21,433 3,039 NEWMONT MINING CORP COMMON 651639106 3,930,981.12 77,184 77,184 76,365 819 NEWPORT CORP COMMON 651824104 5,617,460.66 450,478 450,478 447,505 2,973 NIC INC COMMON 62914B100 9,357,736.93 1,189,039 1,189,039 1,181,080 7,959 NICE SYS LTD COMMON 653656108 10,231,342.25 322,247 322,247 317,308 4,939 NII HLDGS INC COMMON 62913F201 12,627,789.60 302,970 302,970 280,306 22,664 NOVARTIS A G COMMON 66987V109 927,274.00 17,140 17,140 16,330 810 NPS PHARMACEUTICALS INC COMMON 62936P103 52,325.28 10,382 10,382 10,382 NUANCE COMMUNICATIONS INC COMMON 67020Y100 12,395,518.72 744,923 744,923 688,831 56,092 NUTRI SYS INC NEW COMMON 67069D108 7,475,614.74 419,507 419,507 417,285 2,222 NYSE EURONEXT COMMON 629491101 5,426,595.09 183,269 183,269 166,466 16,803 OCCIDENTAL PETE CORP DEL COMMON 674599105 6,035,226.06 71,389 71,389 65,595 5,794 OMNICELL INC COMMON 68213N109 6,829,775.94 486,798 486,798 483,162 3,636 OMNICOM GROUP INC COMMON 681919106 3,900,210.95 100,495 100,495 90,919 9,576 OMNIVISION TECHNOLOGIES INC COMMON 682128103 2,927,351.74 170,393 170,393 170,393 ON SEMICONDUCTOR CORP COMMON 682189105 1,629,720.00 203,715 203,715 195,656 8,059 OPEN JT STK CO-VIMPEL COMMUN COMMON 68370R109 8,487.01 461 461 461 OPTIMER PHARMACEUTICALS INC COMMON 68401H104 63,991.08 5,211 5,211 5,211 ORACLE CORP COMMON 68389X105 6,822,739.83 265,373 265,373 241,628 23,745 ORASURE TECHNOLOGIES INC COMMON 68554V108 13,532.26 2,282 2,282 2,282 ORCHID CELLMARK INC COMMON 68573C107 13,314.16 7,082 7,082 7,082 OSIRIS THERAPEUTICS INC COMMON 68827R108 132,719.00 17,935 17,935 11,075 6,860 OUTDOOR CHANNEL HLDGS INC COMMON 690027206 199,716.54 30,306 30,306 30,306
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- P A M TRANSN SVCS INC COMMON 693149106 11,771.40 853 853 853 PAN AMERICAN SILVER CORP COMMON 697900108 512,286.35 22,129 22,129 22,129 PAREXEL INTL CORP COMMON 699462107 17,048,724.21 731,391 731,391 727,428 3,963 PARK ELECTROCHEMICAL CORP COMMON 700416209 7,694,301.54 267,721 267,721 265,826 1,895 PARKER HANNIFIN CORP COMMON 701094104 7,111,365.30 109,845 109,845 100,342 9,503 PAYCHEX INC COMMON 704326107 214,087.68 6,969 6,969 6,969 PDI INC COMMON 69329V100 1,421,866.56 189,078 189,078 187,708 1,370 PEABODY ENERGY CORP COMMON 704549104 38,936.40 852 852 852 PEPSICO INC COMMON 713448108 9,184,728.16 138,826 138,826 126,323 12,503 PERFICIENT INC COMMON 71375U101 7,908,745.04 701,752 701,752 696,443 5,309 PERKINELMER INC COMMON 714046109 1,169,833.30 48,947 48,947 48,947 PERRIGO CO COMMON 714290103 4,920,912.16 83,803 83,803 83,803 PETROHAWK ENERGY CORP COMMON 716495106 1,862,920.80 91,860 91,860 91,860 PETROLEO BRASILEIRO SA PETRO COMMON 71654V408 634,570.00 14,260 14,260 14,260 PFIZER INC COMMON 717081103 2,814,452.20 164,108 164,108 164,108 PHARMASSET INC COMMON 71715N106 89,940.80 3,356 3,356 3,356 PHASE FORWARD INC COMMON 71721R406 688,913.61 52,629 52,629 28,029 24,600 PLANAR SYS INC COMMON 726900103 10,291.47 3,675 3,675 3,675 PMA CAP CORP COMMON 693419202 6,172,836.72 1,005,348 1,005,348 997,764 7,584 PONIARD PHARMACEUTICALS INC COMMON 732449301 310.50 270 270 270 POTASH CORP SASK INC COMMON 73755L107 9,520,549.50 79,770 79,770 72,626 7,144 POWER-ONE INC COMMON 739308104 9,092,754.00 2,175,300 2,175,300 2,128,063 47,237 POWERSECURE INTL INC COMMON 73936N105 4,515,697.04 573,058 573,058 569,684 3,374 PPL CORP COMMON 69351T106 27,710.00 1,000 1,000 1,000 PRAXAIR INC COMMON 74005P104 80,510.00 970 970 970 PRESSTEK INC COMMON 741113104 6,491,806.72 1,449,064 1,449,064 1,438,148 10,916 PROCTER & GAMBLE CO COMMON 742718109 1,343,032.29 21,227 21,227 19,027 2,200 QKL STORES INC COMMON 74732Y105 1,760,108.25 272,885 272,885 229,430 43,455 QUALCOMM INC COMMON 747525103 7,492,839.16 178,571 178,571 164,429 14,142 QUANTA SVCS INC COMMON 74762E102 12,360,748.28 645,133 645,133 588,191 56,942 RADIANT SYSTEMS INC COMMON 75025N102 8,318,525.26 582,938 582,938 578,544 4,394 RANDGOLD RES LTD COMMON 752344309 5,819,257.86 75,742 75,742 67,858 7,884 RANGE RES CORP COMMON 75281A109 7,590,737.11 161,953 161,953 151,455 10,498 REDIFF COM INDIA LTD COMMON 757479100 7,850.88 3,008 3,008 3,008
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- REHABCARE GROUP INC COMMON 759148109 8,566,952.31 314,153 314,153 311,931 2,222 RENAISSANCE LEARNING INC COMMON 75968L105 4,682,809.44 288,528 288,528 286,353 2,175 RESEARCH IN MOTION LTD COMMON 760975102 2,002,145.99 27,067 27,067 24,091 2,976 REX ENERGY CORPORATION COMMON 761565100 11,002.74 966 966 966 RF MICRODEVICES INC COMMON 749941100 31,792.32 6,384 6,384 6,384 RICHARDSON ELECTRS LTD COMMON 763165107 15,224.25 1,915 1,915 1,915 RIGHTNOW TECHNOLOGIES INC COMMON 76657R106 357,200.00 20,000 20,000 20,000 RIO TINTO PLC COMMON 767204100 473,223.27 1,999 1,999 1,999 RIVERBED TECHNOLOGY INC COMMON 768573107 39,078.40 1,376 1,376 1,376 ROCHE HLDG LTD COMMON 771195104 16,246.40 400 400 400 ROCKWELL AUTOMATION INC COMMON 773903109 6,196,838.36 109,951 109,951 99,396 10,555 ROCKWOOD HLDGS INC COMMON 774415103 2,320,066.10 87,155 87,155 87,155 ROPER INDS INC NEW COMMON 776696106 28,920.00 500 500 500 ROSETTA STONE INC COMMON 777780107 863,023.76 36,292 36,292 25,170 11,122 ROYAL DUTCH SHELL PLC COMMON 780259206 313,601.20 5,420 5,420 5,420 ROYAL GOLD INC COMMON 780287108 4,012,044.62 86,822 86,822 83,095 3,727 RTI INTL METALS INC COMMON 74973W107 814,633.47 26,859 26,859 24,815 2,044 RUBICON TECHNOLOGY INC COMMON 78112T107 1,197,193.40 59,267 59,267 44,829 14,438 SALESFORCE COM INC COMMON 79466L302 4,539,961.00 60,980 60,980 55,686 5,294 SALIX PHARMACEUTICALS INC COMMON 795435106 50,213.00 1,348 1,348 1,348 SAPIENT CORP COMMON 803062108 253,671.56 27,754 27,754 27,754 SATCON TECHNOLOGY CORP COMMON 803893106 3,908,169.32 1,614,946 1,614,946 1,582,923 32,023 SAVIENT PHARMACEUTICALS INC COMMON 80517Q100 44,925.05 3,109 3,109 3,109 SBA COMMUNICATIONS CORP COMMON 78388J106 1,172,779.98 32,514 32,514 32,514 SCHLUMBERGER LTD COMMON 806857108 11,176,511.74 176,119 176,119 157,234 18,885 SCIENTIFIC LEARNING CORP COMMON 808760102 3,111,297.60 648,187 648,187 643,317 4,870 SENOMYX INC COMMON 81724Q107 9,464.75 2,890 2,890 2,890 SHAW GROUP INC COMMON 820280105 9,959,392.58 289,349 289,349 262,663 26,686 SHIRE PLC COMMON 82481R106 309,124.83 4,683 4,683 4,683 SILVER STD RES INC COMMON 82823L106 404,313.33 22,727 22,727 22,727 SIRIUS XM RADIO INC COMMON 82967N108 891,244.89 1,023,831 1,023,831 710,553 313,278 SKYWORKS SOLUTIONS INC COMMON 83088M102 50,809.20 3,257 3,257 3,257 SMUCKER J M CO COMMON 832696405 5,639,492.36 93,586 93,586 81,547 12,039 SNAP ON INC COMMON 833034101 3,746,136.24 86,436 86,436 78,057 8,379
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- SOLERA HOLDINGS INC COMMON 83421A104 2,336,817.65 60,461 60,461 60,461 SOLTA MED INC COMMON 83438K103 12,362.50 5,750 5,750 5,750 SONIC SOLUTIONS COMMON 835460106 32,195.32 3,436 3,436 3,436 SOURCEFIRE INC COMMON 83616T108 10,037,503.80 437,364 437,364 433,496 3,868 SOUTHERN CO COMMON 842587107 18,635.92 562 562 562 SOUTHWESTERN ENERGY CO COMMON 845467109 6,531,080.80 160,390 160,390 148,024 12,366 SPIRE CORP COMMON 848565107 413,785.77 105,289 105,289 105,289 ST JUDE MED INC COMMON 790849103 262,555.80 6,396 6,396 4,181 2,215 STATE STR CORP COMMON 857477103 6,483,413.06 143,629 143,629 128,461 15,168 STERICYCLE INC COMMON 858912108 1,592,217.50 29,215 29,215 24,737 4,478 STILLWATER MNG CO COMMON 86074Q102 4,026,876.26 310,237 310,237 285,474 24,763 STR HLDGS INC COMMON 78478V100 1,796,152.00 76,432 76,432 65,690 10,742 STRYKER CORP COMMON 863667101 169,371.20 2,960 2,960 2,960 SUCCESSFACTORS INC COMMON 864596101 2,856,000.00 150,000 150,000 150,000 SUPER MICRO COMPUTER INC COMMON 86800U104 8,449,764.48 488,991 488,991 485,557 3,434 SWIFT ENERGY CO COMMON 870738101 10,808,399.18 351,607 351,607 349,425 2,182 SXC HEALTH SOLUTIONS CORP COMMON 78505P100 2,443,475.04 36,318 36,318 33,150 3,168 SYBASE INC COMMON 871130100 17,948.70 385 385 385 SYNGENTA AG COMMON 87160A100 11,601.59 209 209 209 TELESTONE TECHNOLOGIES CORP COMMON 87953J102 18,655.00 1,066 1,066 1,066 TELVENT GIT SA COMMON E90215109 2,752,159.44 95,694 95,694 82,916 12,778 TENARIS S A COMMON 88031M109 6,852,107.56 159,574 159,574 145,713 13,861 TENET HEALTHCARE CORP COMMON 88033G100 1,836,400.28 321,049 321,049 321,049 TESSERA TECHNOLOGIES INC COMMON 88164L100 831.48 41 41 41 TETRA TECH INC NEW COMMON 88162G103 767,416.32 33,308 33,308 23,761 9,547 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 15,545,498.28 246,441 246,441 211,849 34,592 TEXAS INSTRS INC COMMON 882508104 427,148.32 17,456 17,456 17,456 THOMPSON CREEK METALS CO INC COMMON 884768102 126,843.75 9,375 9,375 9,375 THORATEC CORP COMMON 885175307 17,577,841.20 525,496 525,496 510,754 14,742 TIVO INC COMMON 888706108 19,391.16 1,132 1,132 1,132 TJX COS INC NEW COMMON 872540109 9,190,868.08 216,154 216,154 197,179 18,975 TOMOTHERAPY INC COMMON 890088107 5,147,886.04 1,509,644 1,509,644 1,498,259 11,385 TRANSACT TECHNOLOGIES INC COMMON 892918103 12,399.45 1,687 1,687 1,687 TRANSCEND SERVICES INC COMMON 893929208 11,966,028.75 736,371 736,371 713,063 23,308
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- TRANSOCEAN LTD COMMON H8817H100 32,392.50 375 375 375 TREEHOUSE FOODS INC COMMON 89469A104 256,069.19 5,837 5,837 5,837 TRIQUINT SEMICONDUCTOR INC COMMON 89674K103 1,325,128.00 189,304 189,304 189,304 ULTA SALON COSMETCS & FRAG I COMMON 90384S303 11,338,546.44 501,262 501,262 498,415 2,847 UNITED STATES STL CORP NEW COMMON 912909108 1,435,234.40 22,595 22,595 20,883 1,712 UNITED TECHNOLOGIES CORP COMMON 913017109 6,894,312.60 93,660 93,660 85,540 8,120 UNITED THERAPEUTICS CORP DEL COMMON 91307C102 2,736,345.15 49,455 49,455 49,455 UNITEDHEALTH GROUP INC COMMON 91324P102 1,139,529.60 34,880 34,880 26,230 8,650 URANIUM RES INC COMMON 916901507 206,972.81 291,511 291,511 291,511 URS CORP NEW COMMON 903236107 7,631,407.08 153,828 153,828 150,056 3,772 US GOLD CORPORATION COMMON 912023207 349,344.90 129,387 129,387 129,387 VALE S A COMMON 91912E105 703,737.78 21,862 21,862 20,191 1,671 VALMONT INDS INC COMMON 920253101 14,412.42 174 174 174 VARIAN MED SYS INC COMMON 92220P105 2,190,127.39 39,583 39,583 39,583 VEECO INSTRS INC DEL COMMON 922417100 3,072,383.76 70,662 70,662 69,303 1,359 VERISK ANALYTICS INC COMMON 92345Y106 619,497.60 21,968 21,968 15,297 6,671 VERIZON COMMUNICATIONS INC COMMON 92343V104 1,026,917.10 33,105 33,105 28,522 4,583 VERTEX PHARMACEUTICALS INC COMMON 92532F100 8,928,909.77 218,471 218,471 195,295 23,176 VISTAPRINT N V COMMON N93540107 2,206,946.28 38,472 38,472 38,472 VMWARE INC COMMON 928563402 5,868,543.20 110,104 110,104 101,544 8,560 VOLCANO CORPORATION COMMON 928645100 10,458,984.80 432,905 432,905 430,263 2,642 VOLTAIRE LTD COMMON M97613109 11,959.50 2,278 2,278 2,278 VOLTERRA SEMICONDUCTOR CORP COMMON 928708106 1,222,043.70 48,687 48,687 48,687 WABCO HLDGS INC COMMON 92927K102 2,362,662.72 78,966 78,966 78,966 WABTEC CORP COMMON 929740108 4,020,396.12 95,451 95,451 95,451 WAL MART STORES INC COMMON 931142103 6,150,972.40 110,629 110,629 102,242 8,387 WALTER ENERGY INC COMMON 93317Q105 4,693,313.55 50,865 50,865 46,244 4,621 WARNACO GROUP INC COMMON 934390402 24,141.26 506 506 506 WELLS FARGO & CO NEW COMMON 949746101 67,686.00 2,175 2,175 2,175 WESTERN DIGITAL CORP COMMON 958102105 2,857,109.22 73,278 73,278 73,278 WESTPORT INNOVATIONS INC COMMON 960908309 15,572,991.10 944,390 944,390 904,122 40,268 WHOLE FOODS MKT INC COMMON 966837106 3,549,460.05 98,187 98,187 66,398 31,789 WILLIAMS CLAYTON ENERGY INC COMMON 969490101 1,041,109.74 29,763 29,763 29,763 WILLIAMS COS INC DEL COMMON 969457100 31,185.00 1,350 1,350 850 500
INVESTMENT DISCRETION VOTING AUTHORITY ---------------------------- --------------------------- TITLE OF CUSIP SHRS OR SOLE SHARED SHARED MANAGE SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER MARKET VALUE PRN AMT (A) (B) OTHER (C) RS (A) (B) (C) - ------------------ -------- --------- ----------------- ----------- ----------- ------ --------- ------ ---------- ------ --------- WINTRUST FINANCIAL CORP COMMON 97650W108 137,677.00 3,700 3,700 3,700 WISCONSIN ENERGY CORP COMMON 976657106 24,705.00 500 500 500 WONDER AUTO TECHNOLOGY INC COMMON 978166106 17,188,373.80 1,624,610 1,624,610 1,560,620 63,990 WOODWARD GOVERNOR CO COMMON 980745103 1,144,756.08 35,796 35,796 35,796 WORLDCOM INC GA NEW COMMON 98157D304 .00 6 6 6 XATA CORP COMMON 983882309 13,734.95 3,869 3,869 3,869 XEROX CORP COMMON 984121103 284,017.50 29,130 29,130 29,130 XTO ENERGY INC COMMON 98385X106 2,147,822.32 45,524 45,524 43,195 2,329 XYRATEX LTD COMMON G98268108 9,076,105.28 536,096 536,096 532,052 4,044 YAHOO INC COMMON 984332106 6,471,544.59 391,503 391,503 362,838 28,665 YINGLI GREEN ENERGY HLDG CO COMMON 98584B103 19,606.86 1,539 1,539 1,539 ZEP INC COMMON 98944B108 7,021,948.40 320,930 320,930 318,644 2,286 ZHONE TECHNOLOGIES INC NEW COMMON 98950P884 9,952.25 3,619 3,619 3,619 ZIONS BANCORPORATION COMMON 989701107 1,348,576.32 61,748 61,748 61,748 ZIPREALTY INC COMMON 98974V107 14,112.00 2,880 2,880 2,880 $1,870,424,099.13 102,796,302 102,796,302 98,992,860 3,803,442
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