-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQDtiUYgImwONbW0D2KK7erO/yoOm15LczkrfVBVp0t/4McloAbRBGVSwZndG6rr eCMcZn8ZEvGY3M6VhISzpA== 0001356783-10-000005.txt : 20100416 0001356783-10-000005.hdr.sgml : 20100416 20100416163830 ACCESSION NUMBER: 0001356783-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100416 DATE AS OF CHANGE: 20100416 EFFECTIVENESS DATE: 20100416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial CORP CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 10755107 BUSINESS ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 13F-HR 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03312010 Check here if Amendment ; Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Phocas Financial Corporation Address: 980 Atlantic Avenue Suite 106 Alameda, CA 94501 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frances Chiu Title: Chief Compliance Officer Phone: (510) 523 - 5800 Signature, Place, and Date of Signing: Frances Chiu Alameda, CA 4/16/2010 [Signature] [City, State] [Date] Report Type (Check only one): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number o 0 Form 13F 217 Form 13F457.0004 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form I 3F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE AAR CORPCOM 000361105 1214.244 48922 SH SOLE 489220 0 ABBOTT LCOM 002824100 1333.225 25308 SH SOLE 253080 0 ACADIA RCOM 004239109 441.2849 24708 SH SOLE 247080 0 ACCENTURCOM G1151C101 1780.064 42433 SH SOLE 424330 0 ACE LTD COM H0023R105 1303.473 24923 SH SOLE 249230 0 AFFILIATCOM 008252108 7657.944 96936 SH SOLE 969360 0 ALCOA INCOM 013817101 1434.851 100762 SH SOLE 1007620 0 ALEXANDRCOM 015271109 7371.848 109051 SH SOLE 1090510 0 AMB PROPCOM 00163T109 931.3356 34190 SH SOLE 341900 0 AMERICANCOM 02368A794 529.0783 33486 SH SOLE 334860 0 AMERICANCOM 024835100 425.2172 15373 SH SOLE 153730 0 AMERICANCOM 028884104 2142.663 67063 SH SOLE 670630 0 AMERICANCOM 030420103 3056.257 140453 SH SOLE 1404530 0 AMERON ICOM 030710107 1041.899 16567 SH SOLE 165670 0 ANADARKOCOM 032511107 1732.771 23792 SH SOLE 237920 0 APACHE CCOM 037411105 1480.885 14590 SH SOLE 145900 0 APOLLO GCOM 037604105 1449.815 23655 SH SOLE 236550 0 ARES CAPCOM 04010L103 2644.473 178199 SH SOLE 1781990 0 ARRIS GRCOM 04269Q100 2369.597 197302 SH SOLE 1973020 0 ARTIO INCOM 481370500 294.9693 10263 SH SOLE 102630 0 ASHLAND COM 044209104 3546.197 67201 SH SOLE 672010 0 AT&T CORCOM 00206R102 3620.778 140123 SH SOLE 1401230 0 ATLAS AICOM 049164205 1879.137 35422 SH SOLE 354220 0 ATMOS ENCOM 049560105 2094.524 73312 SH SOLE 733120 0 AVALONBACOM 053484101 516.2003 5978 SH SOLE 59780 0 BANCO LACOM P16994132 2850.115 198476 SH SOLE 1984760 0 BANK OF COM 060505104 4788.959 268289 SH SOLE 2682890 0 BB&T CORCOM 054937107 2136.639 65966 SH SOLE 659660 0 BJ SVCS COM 055482103 2414.476 112826 SH SOLE 1128260 0 BOSTON PCOM 101119105 3188.468 432628 SH SOLE 4326280 0 BOSTON PCOM 101121101 1450.334 19225 SH SOLE 192250 0 BRISTOL COM 110122108 2450.499 91779 SH SOLE 917790 0 BRUSH ENCOM 1174211071671.737 74069 SH SOLE 740690 0 CHEVRON COM 1667641001101.658 14528 SH SOLE 145280 0 CHILDRENCOM 1689051072905.952 65229 SH SOLE 652290 0 CHUBB COCOM 1712321011236.415 23846 SH SOLE 238460 0 CIGNA COCOM 1255091092708.091 74032 SH SOLE 740320 0 CINTAS CCOM 172908105838.2899 29843 SH SOLE 298430 0 CISCO SYCOM 17275R102 2030.887 78021 SH SOLE 780210 0 CITIGROUCOM 1729671011993.657 492261 SH SOLE 4922610 0 COACH INCOM 1897541041721.175 43552 SH SOLE 435520 0 COEUR D COM 1921085042035.722 135896 SH SOLE 1358960 0 COGDELL COM 19238U107 3434 464054 SH SOLE 4640540 0 COLFAX CCOM 1940141061977.831 168040 SH SOLE 1680400 0 COLGATE COM 194162103344.4504 4040 SH SOLE 40400 0 COMERICACOM 2003401073966.773 104279 SH SOLE 1042790 0 COMPUWARCOM 2056381091308.006 155715 SH SOLE 1557150 0 CONAGRA COM 2058871021977.722 78888 SH SOLE 788880 0 CONSECO COM 2084648832470.609 397204 SH SOLE 3972040 0 CORRECTICOM 22025Y407 2034.081 102421 SH SOLE 1024210 0 CORUS ENCOM 2208741012006.582 102691 SH SOLE 1026910 0 DARLING COM 2372661011855.455 207082 SH SOLE 2070820 0 DB COMMOCOM 73935S105 589.9992 25085 SH SOLE 250850 0 DEAN FOOCOM 2423701041132.394 72173 SH SOLE 721730 0 DECKERS COM 2435371071675.596 12142 SH SOLE 121420 0 DEVON ENCOM 25179M103 2719.719 42212 SH SOLE 422120 0 DIGITAL COM 2538681033032.978 55959 SH SOLE 559590 0 DIRECTV COM 25490A101 1856.27 54903 SH SOLE 549030 0 DOMINIONCOM 25746U109 2506.888 60980 SH SOLE 609800 0 DOVER COCOM 2600031082673.259 57182 SH SOLE 571820 0 DOW CHEMCOM 2605431032639.093 89249 SH SOLE 892490 0 DUKE ENECOM 26441C105 2299.798 140919 SH SOLE 1409190 0 DUPONT FCOM 26613Q106 4573.561 211837 SH SOLE 2118370 0 E M C COCOM 2686481021919.492 106402 SH SOLE 1064020 0 EATON COCOM 2780581023457.688 45634 SH SOLE 456340 0 EMCORE CCOM 290846104 30.25 25000 SH SOLE 250000 0 ENCANA CCOM 2925051041493.629 48135 SH SOLE 481350 0 ENTERGY COM 29364G103 2602.631 31993 SH SOLE 319930 0 ENTERTAICOM 29380T105 231.3563 5625 SH SOLE 56250 0 EQUITY LCOM 29472R108 752.8114 13972 SH SOLE 139720 0 ESTERLINCOM 2974251002742.228 55477 SH SOLE 554770 0 EXPEDIA COM 30212P105 1368.257 54818 SH SOLE 548180 0 EXXON MOCOM 30231G102 7210.531 107652 SH SOLE 1076520 0 FAIRCHILCOM 3037261033021.607 283719 SH SOLE 2837190 0 FEDERAL COM 313747206821.4424 11282 SH SOLE 112820 0 FIDELITYCOM 31620R105 1252.735 84530 SH SOLE 845300 0 FIRST NICOM 33582V108 2828.913 198939 SH SOLE 1989390 0 FIRST POCOM 33610F109 3449.971 229539 SH SOLE 2295390 0 FIRSTMERCOM 337915102 1169.72 54229 SH SOLE 542290 0 GENERAL COM 3695501082179.588 28233 SH SOLE 282330 0 GENERAL COM 3696041036815.572 374482 SH SOLE 3744820 0 GENERAL COM 370021107291.8726 18140 SH SOLE 181400 0 GENZYME COM 3729171041335.141 25760 SH SOLE 257600 0 GOLDMAN COM 38141G104 2650.238 15532.1 SH SOLE 15532.10 0 GREAT PLCOM 3911641001554.848 83729 SH SOLE 837290 0 HARBOR ICOM 411511306 4217.97 76385 SH SOLE 763850 0 HEALTHSPCOM 42224N101 2591.019 147217 SH SOLE 1472170 0 HERLEY ICOM 4273981022707.277 184671 SH SOLE 1846710 0 HEWLETT COM 4282361031802.954 33922 SH SOLE 339220 0 HOME DEPCOM 4370761022803.192 86652 SH SOLE 866520 0 HURON COCOM 4474621021908.362 94008 SH SOLE 940080 0 IBERIABACOM 4508281083381.383 56347 SH SOLE 563470 0 ICF INTECOM 44925C103 1831.553 73734 SH SOLE 737340 0 ICONIX BCOM 4510551072441.211 158933 SH SOLE 1589330 0 IMPERIALCOM 453096208967.1105 62354 SH SOLE 623540 0 INFINITYCOM 45665Q103 2420.362 53265 SH SOLE 532650 0 INNOSPECCOM 45768S105 944.0614 83104 SH SOLE 831040 0 INTEL COCOM 4581401003621.256 162461 SH SOLE 1624610 0 INTERNETCOM 46059C205 3379.206 399906 SH SOLE 3999060 0 INTERPUBCOM 4606901002391.975 287497 SH SOLE 2874970 0 ISHARES NOTE 4642886871867.659 48235 SH SOLE 482350 0 ISHARES COM 464287739772.3367 15515 SH SOLE 155150 0 JDA SOFTCOM 46612K108 3674.104 132067 SH SOLE 1320670 0 JOHNSON COM 4781601042381.169 36521 SH SOLE 365210 0 JPMORGANCOM 46625H100 5053.349 112924 SH SOLE 1129240 0 KANSAS CCOM 4851703021945.874 53798 SH SOLE 537980 0 KILROY RCOM 49427F108 3670.546 119019 SH SOLE 1190190 0 KIMCO RENOTE 49446R844 320.8279 12696 SH SOLE 126960 0 KIMCO RECOM 49446R109 966.2236 61779 SH SOLE 617790 0 LABORATOCOM 50540R409 330.8527 4370 SH SOLE 43700 0 LACLEDE COM 5055971041506.981 44691 SH SOLE 446910 0 LASALLE COM 5179421082974.431 127658 SH SOLE 1276580 0 LAZARD ECOM 52106N764 616.5775 31832 SH SOLE 318320 0 LOUISIANCOM 5463471052948.038 325750 SH SOLE 3257500 0 MACERICHCOM 5543821013328.411 86881 SH SOLE 868810 0 MARATHONCOM 5658491062142.281 67708 SH SOLE 677080 0 MARINER COM 56845T305 2144.497 143253 SH SOLE 1432530 0 MARTEK BCOM 5729011062633.062 116973 SH SOLE 1169730 0 MAX CAPICOM G6052F103 1106.716 48139 SH SOLE 481390 0 MCGRAW HCOM 5806451092927.043 82105 SH SOLE 821050 0 METLIFE COM 59156R108 3425.854 79046 SH SOLE 790460 0 MICROCHICOM 5950171042311.485 82084 SH SOLE 820840 0 MICROSEMCOM 595137100 3782.79 218154 SH SOLE 2181540 0 MODUSLINCOM 60786L107 1093.826 129754 SH SOLE 1297540 0 MONSTER COM 6117421072531.597 152414 SH SOLE 1524140 0 NASH FINCOM 6311581021109.104 32960 SH SOLE 329600 0 NATIONALCOM 63607P208 2352.134 166818 SH SOLE 1668180 0 NATIONWICOM 638620104 402.819 11460 SH SOLE 114600 0 NBTY INCCOM 6287821043912.817 81551 SH SOLE 815510 0 NESTLE SCOM 641069406401.9054 7834 SH SOLE 78340 0 NEWELL RCOM 6512291061439.866 94728 SH SOLE 947280 0 NICHOLASCOM 6537381042366.857 122066 SH SOLE 1220660 0 NII HLDGCOM 62913F201 5313.408 127481 SH SOLE 1274810 0 NIKE INCCOM 654106103365.6625 4975 SH SOLE 49750 0 NORFOLK COM 655844108 3129.84 56000 SH SOLE 560000 0 NORTHROPCOM 6668071021587.778 24215 SH SOLE 242150 0 OAKMARK COM 413838202243.5911 13685 SH SOLE 136850 0 OM GROUPCOM 670872100 954.298 28167 SH SOLE 281670 0 OMNICOM COM 6819191061481.882 38183 SH SOLE 381830 0 ORTHOFIXCOM N6748L102 3276.892 90074 SH SOLE 900740 0 OWENS ILCOM 6907684031603.458 45117 SH SOLE 451170 0 PAR PHARCOM 69888P106 2313.369 93281 SH SOLE 932810 0 PEPSICO COM 713448108550.1204 8315 SH SOLE 83150 0 PERRY ELCOM 2888531044297.815 189749 SH SOLE 1897490 0 PFIZER ICOM 7170811031850.365 107893 SH SOLE 1078930 0 PHOCAS RCOM 007989429 3374.36 200378 SH SOLE 2003780 0 PHOCAS SCOM 007989411 2826.412 137471 SH SOLE 1374710 0 PIONEER COM 7237871074244.332 75361 SH SOLE 753610 0 PORTLANDCOM 7365088471261.773 65343 SH SOLE 653430 0 POWELL ICOM 7391281061423.513 43760 SH SOLE 437600 0 PRIDE INCOM 74153Q102 2112.066 70145 SH SOLE 701450 0 PROCTER COM 742718109504.9579 7981 SH SOLE 79810 0 PROLOGISCOM 743410102831.8904 63022 SH SOLE 630220 0 PROSPECTCOM 74348T102 1648.998 135720 SH SOLE 1357200 0 PUBLIC SCOM 74460D109 694.3405 7548 SH SOLE 75480 0 REPUBLICCOM 7602812041444.274 76660 SH SOLE 766600 0 RF MICROCOM 7499411002027.492 407127 SH SOLE 4071270 0 ROSETTA COM 7777793073684.445 156452 SH SOLE 1564520 0 ROYAL DUCOM 780259206 231.44 4000 SH SOLE 40000 0 SAFEGUARCOM 7864492071229.345 94565 SH SOLE 945650 0 SAFEWAY COM 786514208 1831.66 73679 SH SOLE 736790 0 SCANSOURCOM 8060371071281.775 44537 SH SOLE 445370 0 SCHLUMBECOM 806857108590.9395 9312 SH SOLE 93120 0 SCHNITZECOM 806882106 911.448 17351 SH SOLE 173510 0 SCHOOL SCOM 807863105993.2219 43735 SH SOLE 437350 0 SCHWAB LCOM 808524201318.7123 11520 SH SOLE 115200 0 SCHWAB SCOM 808509855432.7829 23675 SH SOLE 236750 0 SENSIENTCOM 81725T100 2202.457 75790 SH SOLE 757900 0 SILICON COM 78486Q101 3054.457 65462 SH SOLE 654620 0 SIMON PPCOM 8288061094796.479 57169 SH SOLE 571690 0 SL GREENNOTE 78440X309 215.3633 8966 SH SOLE 89660 0 SL GREENCOM 78440X101 469.1558 8192 SH SOLE 81920 0 SPDR S&PCOM 78462F103 1561.131 13343 SH SOLE 133430 0 STATE STCOM 8574771032703.525 59892 SH SOLE 598920 0 STEINER COM P8744Y102 4546.035 102573 SH SOLE 1025730 0 STRATEGICOM 86272T106 228.5608 53779 SH SOLE 537790 0 STRYKER COM 8636671012094.538 36605 SH SOLE 366050 0 SUN COMMCOM 8666741042874.791 114079 SH SOLE 1140790 0 SWIFT ENCOM 8707381013764.636 122467 SH SOLE 1224670 0 SYNAPTICCOM 87157D109 2020.942 73196 SH SOLE 731960 0 SYNIVERSCOM 87163F106 1281.204 65804 SH SOLE 658040 0 SYNNEX CCOM 87162W100 2551.944 86331 SH SOLE 863310 0 SYNOVUS COM 87161C105 4253.24 1292778 SH SOLE 12927780 0 SYSTEMAXCOM 8718511013284.936 151101 SH SOLE 1511010 0 TALISMANCOM 87425E103 3456.8 202626 SH SOLE 2026260 0 TARGET CCOM 87612E106 391.5018 7443 SH SOLE 74430 0 TELLABS COM 8796641001167.302 154201 SH SOLE 1542010 0 TEVA PHACOM 8816242092661.787 42197 SH SOLE 421970 0 TIMKEN CCOM 8873891042449.356 81618 SH SOLE 816180 0 TOWERS WCOM 891894107 1079.77 22732 SH SOLE 227320 0 TREDEGARCOM 8946501001026.713 60112 SH SOLE 601120 0 TREEHOUSCOM 89469A104 2358.451 53760 SH SOLE 537600 0 TRIUMPH COM 8968181012887.848 41202 SH SOLE 412020 0 UNILEVERCOM 904784709661.2882 21926 SH SOLE 219260 0 UNITED SCOM 9129091081920.591 30236 SH SOLE 302360 0 UNITED SCOM 9130041073566.899 60610 SH SOLE 606100 0 UNITED TCOM 913017109403.7509 5485 SH SOLE 54850 0 UNITIL CCOM 9132591071225.601 52714 SH SOLE 527140 0 UNITRIN COM 9132751031990.456 70961 SH SOLE 709610 0 URS CORPCOM 9032361072628.983 52993 SH SOLE 529930 0 V F CORPCOM 9182041081561.803 19486 SH SOLE 194860 0 VENTAS ICOM 92276F100 947.7008 19960 SH SOLE 199600 0 VERIZON COM 92343V104 2238.993 72179 SH SOLE 721790 0 VIROPHARCOM 9282411082182.899 160154 SH SOLE 1601540 0 VORNADO COM 929042109 937.923 12390 SH SOLE 123900 0 WALGREENCOM 9314221092022.147 54520 SH SOLE 545200 0 WALT DISCOM 2546871062204.985 63162 SH SOLE 631620 0 WASHINGTCOM 9373031052336.566 185589 SH SOLE 1855890 0 WASTE MGCOM 94106L109 1892.411 54964 SH SOLE 549640 0 WATTS WACOM 9427491021283.927 41337 SH SOLE 413370 0 WELLS FACOM 9497461011008.568 32409 SH SOLE 324090 0 WESTERN COM 959802109356.3126 21009 SH SOLE 210090 0 WHITING COM 966387102 3394.31 41988 SH SOLE 419880 0 WHITNEY COM 9666121032380.623 172634 SH SOLE 1726340 0 WINTRUSTCOM 97650W108 2592.793 69680 SH SOLE 696800 0 WOLVERINCOM 9780971033215.269 110263 SH SOLE 1102630 0 ZIONS BACOM 9897011071871.676 85778 SH SOLE 857780 0
NAME OF TITLE OFCUSIP VALUE SHARES /SH/ PUT/ INVESTMEOTHER VOTING AUTHORITY CLASS (1000) PRN AMT PRN CALL DISCRETIMANAGERSSOLE SHARED NONE
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