-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NBVzK0yeZtrWZHaIBk07AXbrSFw0zJ3OhKPCcnHNVGYjg3g/avs5saJeIJvXO5/D vm8pSR5Ii+8d+sKjv294iw== 0000910472-10-000203.txt : 20100305 0000910472-10-000203.hdr.sgml : 20100305 20100305140502 ACCESSION NUMBER: 0000910472-10-000203 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100305 DATE AS OF CHANGE: 20100305 EFFECTIVENESS DATE: 20100305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Asset Management, Inc. CENTRAL INDEX KEY: 0001464811 IRS NUMBER: 911648671 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13634 FILM NUMBER: 10660077 BUSINESS ADDRESS: STREET 1: 1001 4TH AVENUE STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 BUSINESS PHONE: 206-343-8092 MAIL ADDRESS: STREET 1: 1001 4TH AVENUE STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 13F-HR/A 1 f13fq42009.txt NATIONAL ASSET MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [X]; Amendment Number: This Amendment (Check only one.):[X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: National Asset Management, Inc. Address: 1001 4[th] Avenue, Suite 2200 Seattle, WA 98154 Form 13F File Number: 28-13634 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia Guagliardo Title: Chief Compliance Officer Phone: 206-343-8092 Signature, Place, and Date of Signing: Alicia Guagliardo Seattle, WA 02/11/2010 [Signature] City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 801-60673 Atlanta Capital LLC 801-24896 Brandes Investment Partners, LP 801-60927 C.S. McKee, LP 801-26539 Cambridge Financial Group 801-23386 Congress Asset Management Company 801-9168 Contravisory Investment Management 801-54255 Dreman Value Management, LLC 801-62452 Estabrook Capital Management, LLC 801-06709 Fred Alger Management 801-60453 Hays Advisory 801-67624 Institute for WealthManagement 801-57934 Invesco AIM Private Asset Management 801-61701 Lazard Asset Management, LLC 801-43315 Mastrapasqua Asset Management 801-30582 Navellier & Associates 801-57432 Riverbridge Partners, LLC 801-55521 Roxbury Capital Management [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 18 Form 13F Information Table Entry Total: 265 Form 13F Information Table Value Total: 118,571 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File NumberName 1 801-60673 Atlanta Capital LLC 2 801-24896 Brandes Investment Partners, LP 3 801-60927 C.S. McKee, LP 4 801-26539 Cambridge Financial Group 5 801-23386 Congress Asset Management Company 6 801-9168 Contravisory Investment Management 7 801-54255 Dreman Value Management, LLC 8 801-62452 Estabrook Capital Management, LLC 9 801-06709 Fred Alger Management 10 801-60453 Hays Advisory 11 801-67624 Institute for WealthManagement 12 801-57934 Invesco AIM Private Asset Management 13 801-61701 Lazard Asset Management, LLC 14 801-43315 Mastrapasqua Asset Management 15 801-30582 Navellier & Associates 16 801-57432 Riverbridge Partners, LLC 17 801-55521 Roxbury Capital Management 18 801-57131 Sound Asset Management [Repeat as necessary.]
Name Of Issuer Title Of Cusip Market SHRS SH PUT Investment Other Sole Shared None Class Value OR PRN PRN CALL Discretion Managers AMT VANCEINFO PUT 921564950 5 25500 SH PUT SOLE 0 0 25500 TECHNOLOGIES INC MONSANTO CO NEW PUT 61166W951 27 24500 SH PUT SOLE 0 0 24500 E M C CORP MASS PUT 268648952 2 3500 SH PUT SOLE 0 0 3500 FOSTER WHEELER AG PUT H27178954 35 3400 SH PUT SOLE 0 0 3400 TRANSOCEAN LTD PUT H8817H950 8 1980 SH PUT SOLE 0 0 1980 APPLE INC PUT 037833950 0 1900 SH PUT SOLE 0 0 1900 VISA INC PUT 92826C959 26 1700 SH PUT SOLE 0 0 1700 INTEL CORP PUT 458140950 1 1300 SH PUT SOLE 0 0 1300 TRANSOCEAN LTD PUT H8817H950 17 1200 SH PUT SOLE 0 0 1200 MOSAIC CO PUT 61945A957 3 1000 SH PUT SOLE 0 0 1000 MICROSOFT CORP PUT 594918954 1 700 SH PUT SOLE 0 0 700 AUXILIUM PUT 05334D957 0 200 SH PUT SOLE 0 0 200 PHARMACEUTICALS INC MARKET VECTORS ETF CALL 57060U837 234 20000 SH CALL SOLE 0 0 20000 TR E M C CORP MASS CALL 268648102 0 20000 SH CALL SOLE 0 0 20000 HALLIBURTON CO CALL 406216101 30 5000 SH CALL SOLE 0 0 5000 JAMES RIVER COAL CO CALL 470355207 22 5000 SH CALL SOLE 0 0 5000 ARIAD CALL 04033A100 1 5000 SH CALL SOLE 0 0 5000 PHARMACEUTICALS INC CATERPILLAR INC DEL CALL 149123101 0 4000 SH CALL SOLE 0 0 4000 PETROLEO BRASILEIRO CALL 71654V408 0 4000 SH CALL SOLE 0 0 4000 SA PETRO MEDCO HEALTH CALL 58405U102 13 2500 SH CALL SOLE 0 0 2500 SOLUTIONS INC MASSEY ENERGY CORP CALL 576206106 3 2000 SH CALL SOLE 0 0 2000 MCDERMOTT INTL INC CALL 580037109 0 2000 SH CALL SOLE 0 0 2000 APPLE INC CALL 037833100 56 1700 SH CALL SOLE 0 0 1700 PROSHARES TR CALL 74347X880 6 1400 SH CALL SOLE 0 0 1400 MOSAIC CO CALL 61945A107 6 1000 SH CALL SOLE 0 0 1000 FOSTER WHEELER AG CALL H27178104 0 1000 SH CALL SOLE 0 0 1000 MCDERMOTT INTL INC CALL 580037109 0 1000 SH CALL SOLE 0 0 1000 PAN AMERICAN SILVER CALL 697900108 0 1000 SH CALL SOLE 0 0 1000 CORP TRANSOCEAN LTD CALL H8817H100 0 1000 SH CALL SOLE 0 0 1000 FREEPORT-MCMORAN CALL 35671D857 11 500 SH CALL SOLE 0 0 500 COPPER & GO VMWARE INC CALL 928563402 5 500 SH CALL SOLE 0 0 500 TRANSOCEAN LTD CALL H8817H100 8 400 SH CALL SOLE 0 0 400 CNOOC LTD CALL 126132109 4 200 SH CALL SOLE 0 0 200 APPLE INC CALL 037833100 1 100 SH CALL SOLE 0 0 100 FX ENERGY INC COM 302695101 1434 492708 SH SOLE 0 0 492708 NEXXUS LIGHTING INC COM 65338E105 1098 322886 SH SOLE 0 0 322886 ULTRALIFE CORP COM 903899102 926 207070 SH SOLE 0 0 207070 HESKA CORP COM 42805E108 111 198000 SH SOLE 0 0 198000 TIVO INC COM 888706108 1916 185266 SH SOLE 0 0 185266 CITIGROUP INC COM 172967101 590 177789 SH SOLE 0 0 177789 GENERAL ELECTRIC CO COM 369604103 2184 142261 SH SOLE 0 0 142261 CRYSTALLEX INTL COM 22942F101 52 134400 SH SOLE 0 0 134400 CORP NEWSTAR FINANCIAL COM 65251F105 403 101759 SH SOLE 0 0 101759 INC MOLECULAR INSIGHT COM 60852M104 238 98950 SH SOLE 0 0 98950 PHARM INC JAVELIN COM 471894105 118 90026 SH SOLE 0 0 90026 PHARMACEUTICALS INC HELIOS TOTAL RETURN COM 42327V109 450 87027 SH SOLE 0 0 87027 FD INC ING CLARION GLB RE COM 44982G104 506 79480 SH SOLE 0 0 79480 EST INCM FIVE STAR QUALITY COM 33832D106 273 78175 SH SOLE 0 0 78175 CARE INC BANK OF AMERICA COM 060505104 1157 76751 SH SOLE 0 0 76751 CORPORATION NUVEEN TAX ADV FLTG COM 6706EV102 154 74658 SH SOLE 0 0 74658 RATE FUN ISHARES TR INDEX S&P 500 464287408 3921 73343 SH SOLE 0 0 73343 VALUE ISHARES TR INDEX S&P SMLCP 464287887 3978 68653 SH SOLE 0 0 68653 GROW ISHARES TR INDEX S&P SMLCP 464287879 4003 67516 SH SOLE 0 0 67516 VALU E M C CORP MASS COM 268648102 1187 67150 SH SOLE 0 0 67150 ISHARES TR INDEX S&P500 GRW 464287309 3917 66904 SH SOLE 0 0 66904 CONCEPTUS INC COM 206016107 1287 66900 SH SOLE 0 0 66900 ISHARES TR INDEX S&P MIDCP 464287705 4144 61970 SH SOLE 0 0 61970 VALU CARDIUM COM 141916106 36 60334 SH SOLE 0 0 60334 THERAPEUTICS INC AT&T INC COM 00206R102 1670 58974 SH SOLE 0 0 58974 MICROSOFT CORP COM 594918104 1792 57881 SH SOLE 0 0 57881 MANAGED HIGH YIELD COM 561911108 112 56657 SH SOLE 0 0 56657 PLUS FD I PFIZER INC COM 717081103 997 53902 SH SOLE 0 0 53902 ZWEIG TOTAL RETURN COM 989837109 203 52166 SH SOLE 0 0 52166 FD INC PURECYCLE CORP COM NEW 746228303 142 50790 SH SOLE 0 0 50790 ISHARES TR INDEX S&P MC 400 464287606 3857 49050 SH SOLE 0 0 49050 GRW SPRINT NEXTEL CORP COM SER 1 852061100 172 45505 SH SOLE 0 0 45505 KINGSWAY FINL SVCS COM 496904103 79 45000 SH SOLE 0 0 45000 INC PROVIDENT ENERGY TR TR UNIT 74386K104 293 43187 SH SOLE 0 0 43187 BLUE CHIP VALUE FD COM 095333100 129 41009 SH SOLE 0 0 41009 INC CISCO SYS INC COM 17275R102 986 40777 SH SOLE 0 0 40777 HIGHLAND CR COM 43005Q107 256 40424 SH SOLE 0 0 40424 STRATEGIES FD SULPHCO INC COM 865378103 28 40000 SH SOLE 0 0 40000 INTEL CORP COM 458140100 804 39055 SH SOLE 0 0 39055 REDIFF COM INDIA SPONSORED 757479100 86 33698 SH SOLE 0 0 33698 LTD ADR JOHNSON & JOHNSON COM 478160104 2185 33660 SH SOLE 0 0 33660 ATHERSYS INC COM 04744L106 142 32500 SH SOLE 0 0 32500 ALTRIA GROUP INC COM 02209S103 632 31911 SH SOLE 0 0 31911 INCYTE CORP COM 45337C102 296 31851 SH SOLE 0 0 31851 MFS INTER INCOME TR SH BEN INT 55273C107 210 31418 SH SOLE 0 0 31418 EXXON MOBIL CORP COM 30231G102 2147 31214 SH SOLE 0 0 31214 JPMORGAN CHASE & CO COM 46625H100 1289 31044 SH SOLE 0 0 31044 VERIZON COM 92343V104 1028 30759 SH SOLE 0 0 30759 COMMUNICATIONS INC ORBITZ WORLDWIDE COM 68557K109 216 30750 SH SOLE 0 0 30750 INC UNITED STATES NATL UNIT 912318102 315 30438 SH SOLE 0 0 30438 GAS FUND PUTNAM PREMIER SH BEN INT 746853100 185 30350 SH SOLE 0 0 30350 INCOME TR NAVIOS MARITIME UNIT LPI Y62267102 421 28728 SH SOLE 0 0 28728 PARTNERS L P BLACKROCK GLOBAL COM 092501105 540 28294 SH SOLE 0 0 28294 OPP EQTY TR PROSHARES TR PSHS ULTRA 74347R743 158 27804 SH SOLE 0 0 27804 FINL PACIFIC ETHANOL INC COM 69423U107 21 27520 SH SOLE 0 0 27520 WINDSTREAM CORP COM 97381W104 304 27489 SH SOLE 0 0 27489 BLACKROCK HIGH SHS BEN INT 09250E107 51 27450 SH SOLE 0 0 27450 INCOME SHS FORD MTR CO DEL COM PAR 345370860 271 27160 SH SOLE 0 0 27160 $0.01 BLACKROCK HIGH SH BEN INT 09248N102 160 26420 SH SOLE 0 0 26420 YIELD TR ING PRIME RATE TR SH BEN INT 44977W106 137 26248 SH SOLE 0 0 26248 ENTERPRISE PRODS COM 293792107 807 25549 SH SOLE 0 0 25549 PARTNERS L PHILIP MORRIS INTL COM 718172109 1222 25116 SH SOLE 0 0 25116 INC KERYX COM 492515101 66 25000 SH SOLE 0 0 25000 BIOPHARMACEUTICALS INC BLACKROCK DIVID COM 09250N107 228 24700 SH SOLE 0 0 24700 ACHIEVRS TM ALLIANCEBERNSTEIN COM 01881E101 204 24669 SH SOLE 0 0 24669 INCOME FUN WELLS FARGO & CO COM 949746101 661 24641 SH SOLE 0 0 24641 NEW NEW AMER HIGH COM NEW 641876800 220 24444 SH SOLE 0 0 24444 INCOME FD INC GMX RES INC COM 38011M108 340 24015 SH SOLE 0 0 24015 ISHARES SILVER ISHARES 46428Q109 392 23709 SH SOLE 0 0 23709 TRUST CAPITAL PRODUCT COM UNIT LP Y11082107 207 22689 SH SOLE 0 0 22689 PARTNERS L P MFS HIGH INCOME MUN SH BEN INT 59318D104 106 22244 SH SOLE 0 0 22244 TR DNP SELECT INCOME COM 23325P104 195 21651 SH SOLE 0 0 21651 FD RENESOLA LTD SPONS ADS 75971T103 102 21264 SH SOLE 0 0 21264 ARES CAP CORP COM 04010L103 267 21243 SH SOLE 0 0 21243 COCA COLA CO COM 191216100 1200 20811 SH SOLE 0 0 20811 ALPINE TOTAL COM SBI 021060108 187 20784 SH SOLE 0 0 20784 DYNAMIC DIVID F GEO GROUP INC COM 36159R103 454 20697 SH SOLE 0 0 20697 CHEVRON CORP NEW COM 166764100 1603 20648 SH SOLE 0 0 20648 CHIMERA INVT CORP COM 16934Q109 79 20250 SH SOLE 0 0 20250 ISHARES TR INDEX IBOXX INV 464287242 2098 20116 SH SOLE 0 0 20116 CPBD ALCOA INC COM 013817101 324 19888 SH SOLE 0 0 19888 AMERICAN TOWER CORP CL A 029912201 840 19393 SH SOLE 0 0 19393 NICHOLAS APPLEGATE COM 65370G109 161 18997 SH SOLE 0 0 18997 CV&INC FD BLACKROCK SR HIGH COM 09255T109 66 18566 SH SOLE 0 0 18566 INCOME FD HEWLETT PACKARD CO COM 428236103 979 18494 SH SOLE 0 0 18494 STANDARD PAC CORP COM 85375C101 68 18000 SH SOLE 0 0 18000 NEW CVS CAREMARK COM 126650100 588 17978 SH SOLE 0 0 17978 CORPORATION BRISTOL MYERS COM 110122108 460 17947 SH SOLE 0 0 17947 SQUIBB CO SPDR SERIES TRUST BRCLYS YLD 78464A417 694 17835 SH SOLE 0 0 17835 ETF FORTRESS INVESTMENT CL A 34958B106 81 17700 SH SOLE 0 0 17700 GROUP LL ANWORTH MORTGAGE COM 037347101 124 17618 SH SOLE 0 0 17618 ASSET CP ISHARES TR INDEX BARCLYS TIPS 464287176 1800 17306 SH SOLE 0 0 17306 BD PROCTER & GAMBLE CO COM 742718109 1046 17046 SH SOLE 0 0 17046 VALERO ENERGY CORP COM 91913Y100 287 17038 SH SOLE 0 0 17038 NEW PENGROWTH ENERGY TR TR UNIT NEW 706902509 161 16589 SH SOLE 0 0 16589 EVERGREEN MULTI COM SHS 30024Y104 224 15903 SH SOLE 0 0 15903 SECT INC FUN PROSHARES TR PSHS UL XIN 74347R321 134 15750 SH SOLE 0 0 15750 CH25 PIMCO HIGH INCOME COM SHS 722014107 178 15740 SH SOLE 0 0 15740 FD EVERGREEN INCOME COM SHS 30023Y105 151 15720 SH SOLE 0 0 15720 ADVANTAGE F GENERAL STEEL COM 370853103 68 15659 SH SOLE 0 0 15659 HOLDINGS INC CHINA YUCHAI INTL COM G21082105 230 15500 SH SOLE 0 0 15500 LTD WESTERN ASST MNG COM 95766M105 188 15360 SH SOLE 0 0 15360 MUN FD INC E TRADE FINANCIAL COM 269246104 27 15340 SH SOLE 0 0 15340 CORP HOME DEPOT INC COM 437076102 440 15112 SH SOLE 0 0 15112 SPDR SERIES TRUST BRCLYS MUNI 78464A458 342 15098 SH SOLE 0 0 15098 ETF FIRST TR NASDAQ100 SHS 337345102 318 14840 SH SOLE 0 0 14840 TECH INDE MFS CHARTER INCOME SH BEN INT 552727109 133 14464 SH SOLE 0 0 14464 TR POWERSHARES GLOBAL INSUR NATL 73936T474 340 14302 SH SOLE 0 0 14302 ETF TRUST MUN PIMCO STRATEGIC GBL COM 72200X104 150 14256 SH SOLE 0 0 14256 GOV FD I COMPANHIA SPONSORED 20440W105 463 14232 SH SOLE 0 0 14232 SIDERURGICA NACION ADR MUELLER WTR PRODS COM SER A 624758108 73 14070 SH SOLE 0 0 14070 INC POWERSHARES ETF WATER 73935X575 239 14068 SH SOLE 0 0 14068 TRUST RESOURCE ZWEIG FD COM 989834106 48 14057 SH SOLE 0 0 14057 FLAMEL TECHNOLOGIES SPONSORED 338488109 105 14000 SH SOLE 0 0 14000 SA ADR HOLLIS-EDEN COM 435902101 8 14000 SH SOLE 0 0 14000 PHARMACEUTICALS WESTERN UN CO COM 959802109 263 13833 SH SOLE 0 0 13833 NUVEEN EQTY PRM COM 6706EM102 181 13732 SH SOLE 0 0 13732 OPPORTUNITYF VAN KAMPEN DYNAMIC COM 921166104 160 13506 SH SOLE 0 0 13506 CR OPPORT MONRO MUFFLER BRAKE COM 610236101 455 13503 SH SOLE 0 0 13503 INC ENERGY XXI COM SHS G10082108 33 13500 SH SOLE 0 0 13500 (BERMUDA) LTD WESTERN ASSET HIGH COM 95766K109 80 13380 SH SOLE 0 0 13380 INCM OPP EDISON INTL COM 281020107 472 13353 SH SOLE 0 0 13353 DUKE ENERGY CORP COM 26441C105 224 12860 SH SOLE 0 0 12860 NEW ORACLE CORP COM 68389X105 319 12784 SH SOLE 0 0 12784 FIRST TR EXCHANGE CONSUMR 33734X101 187 12275 SH SOLE 0 0 12275 TRADED FD DISCRE PROSHARES TR PSHS BASIC 74347R651 101 12210 SH SOLE 0 0 12210 MTRL BLACKROCK CORE BD SHS BEN INT 09249E101 145 12198 SH SOLE 0 0 12198 TR SPDR SERIES TRUST BRCLYS SHRT 78464A425 293 12192 SH SOLE 0 0 12192 ETF ISHARES TR INDEX DJ US ENERGY 464287796 398 11865 SH SOLE 0 0 11865 HALLIBURTON CO COM 406216101 354 11810 SH SOLE 0 0 11810 NUVEEN PERFORMANCE COM 67062P108 163 11645 SH SOLE 0 0 11645 PLUS MUN NUVEEN MULTI STRAT COM 67073B106 86 11637 SH SOLE 0 0 11637 INC & GR SUNOPTA INC COM 8676EP108 39 11440 SH SOLE 0 0 11440 YRC WORLDWIDE INC COM 984249102 11 11400 SH SOLE 0 0 11400 PIMCO CORPORATE OPP COM 72201B101 165 11380 SH SOLE 0 0 11380 FD PENN WEST ENERGY TR TR UNIT 707885109 201 11276 SH SOLE 0 0 11276 APPLE INC COM 037833100 2384 11264 SH SOLE 0 0 11264 BLACKROCK ENHANCED COM 09251A104 101 11186 SH SOLE 0 0 11186 DIV ACHV SELECT SECTOR SPDR SBI INT-FINL 81369Y605 161 11155 SH SOLE 0 0 11155 TR LIME ENERGY CO COM NEW 53261U205 47 11130 SH SOLE 0 0 11130 BP PLC SPONSORED 055622104 644 11066 SH SOLE 0 0 11066 ADR BLACKROCK MUNIYIELD COM 09254F100 152 11054 SH SOLE 0 0 11054 QUALITY BLACKROCK MUNIHLDGS COM 09254P108 143 11000 SH SOLE 0 0 11000 INS INV BLACKROCK CORPOR HI COM 09255M104 70 10986 SH SOLE 0 0 10986 YLD III DRYSHIPS INC SHS Y2109Q101 64 10825 SH SOLE 0 0 10825 PEPSICO INC COM 713448108 663 10816 SH SOLE 0 0 10816 PROSHARES TR PSHS ULT S&P 74347R107 417 10693 SH SOLE 0 0 10693 500 EXELON CORP COM 30161N101 509 10310 SH SOLE 0 0 10310 ISHARES TR INDEX RUSSELL 1000 464287622 636 10271 SH SOLE 0 0 10271 ISHARES TR INDEX RUSSELL MCP 464287473 383 10250 SH SOLE 0 0 10250 VL ISHARES TR BARCLYS SH 464288679 1121 10170 SH SOLE 0 0 10170 TREA CONOCOPHILLIPS COM 20825C104 513 10061 SH SOLE 0 0 10061 BALLY TECHNOLOGIES COM 05874B107 412 10061 SH SOLE 0 0 10061 INC CATERPILLAR INC DEL COM 149123101 581 10013 SH SOLE 0 0 10013 ENERPLUS RES FD UNIT TR G 29274D604 230 10005 SH SOLE 0 0 10005 NEW WILEY JOHN & SONS CL A 968223206 419 9923 SH SOLE 0 0 9923 INC WISDOMTREE TRUST INTL ENERGY 97717W711 252 9855 SH SOLE 0 0 9855 ISHARES INC MSCI BRAZIL 464286400 717 9621 SH SOLE 0 0 9621 NATIONAL RETAIL COM 637417106 203 9519 SH SOLE 0 0 9519 PROPERTIES I ISHARES TR INDEX BARCLYS 1-3 464287457 765 9212 SH SOLE 0 0 9212 YR ISHARES TR INDEX FTSE XNHUA 464287184 387 9203 SH SOLE 0 0 9203 IDX SIGMA ALDRICH CORP COM 826552101 464 9023 SH SOLE 0 0 9023 BE AEROSPACE INC COM 073302101 212 8940 SH SOLE 0 0 8940 DISNEY WALT CO COM DISNEY 254687106 282 8749 SH SOLE 0 0 8749 SOUTHERN COPPER COM 84265V105 287 8698 SH SOLE 0 0 8698 CORP TEXAS INSTRS INC COM 882508104 226 8687 SH SOLE 0 0 8687 ISHARES TR INDL OFF CAP 464288554 206 8518 SH SOLE 0 0 8518 IDX KRAFT FOODS INC CL A 50075N104 233 8462 SH SOLE 0 0 8462 CHESAPEAKE ENERGY COM 165167107 210 7974 SH SOLE 0 0 7974 CORP SELECT SECTOR SPDR SBI INT- 81369Y886 248 7880 SH SOLE 0 0 7880 TR UTILS UNITED TECHNOLOGIES COM 913017109 552 7838 SH SOLE 0 0 7838 CORP BOEING CO COM 097023105 423 7693 SH SOLE 0 0 7693 FOSTER WHEELER AG COM H27178104 228 7600 SH SOLE 0 0 7600 PROSHARES TR PSHS ULTSH 74347R297 363 7328 SH SOLE 0 0 7328 20YRS WAL MART STORES INC COM 931142103 387 7126 SH SOLE 0 0 7126 HONEYWELL INTL INC COM 438516106 274 6892 SH SOLE 0 0 6892 RESEARCH IN MOTION COM 760975102 457 6797 SH SOLE 0 0 6797 LTD VISA INC COM CL A 92826C839 592 6722 SH SOLE 0 0 6722 ISHARES TR INDEX S&P NA TECH 464287549 367 6695 SH SOLE 0 0 6695 FD VANGUARD INDEX FDS GROWTH ETF 922908736 352 6561 SH SOLE 0 0 6561 FREEPORT-MCMORAN COM 35671D857 523 6472 SH SOLE 0 0 6472 COPPER & GO V F CORP COM 918204108 477 6420 SH SOLE 0 0 6420 BARCLAYS BANK PLC ETN 06739H255 242 6382 SH SOLE 0 0 6382 DJUBSPLATM38 ISHARES TR BARCLYS 1- 464288646 647 6225 SH SOLE 0 0 6225 3YR CR MONSANTO CO NEW COM 61166W101 513 6209 SH SOLE 0 0 6209 ISHARES TR S&P GL 464288711 297 6136 SH SOLE 0 0 6136 UTILITI SPDR GOLD TRUST GOLD SHS 78463V107 656 6134 SH SOLE 0 0 6134 ISHARES TR INDEX S&P NA NAT 464287374 211 6112 SH SOLE 0 0 6112 RES BARRICK GOLD CORP COM 067901108 238 6008 SH SOLE 0 0 6008 COVIDIEN PLC SHS G2554F105 288 5962 SH SOLE 0 0 5962 RANDGOLD RES LTD ADR 752344309 469 5899 SH SOLE 0 0 5899 PROGRESS ENERGY INC COM 743263105 244 5863 SH SOLE 0 0 5863 POWERSHARES QQQ UNIT SER 1 73935A104 270 5844 SH SOLE 0 0 5844 TRUST ISHARES TR INDEX MSCI EAFE 464287465 324 5814 SH SOLE 0 0 5814 IDX ISHARES TR INDEX MSCI EMERG 464287234 240 5805 SH SOLE 0 0 5805 MKT ISHARES TR HIGH YLD 464288513 509 5800 SH SOLE 0 0 5800 CORP DEVON ENERGY CORP COM 25179M103 425 5732 SH SOLE 0 0 5732 NEW VANGUARD INDEX FDS REIT ETF 922908553 258 5674 SH SOLE 0 0 5674 CURRENCYSHARES AUSTRALIAN 23129U101 488 5452 SH SOLE 0 0 5452 AUSTRALIAN DL DOL ABBOTT LABS COM 002824100 290 5319 SH SOLE 0 0 5319 ARCELORMITTAL SA NY REGISTRY 03938L104 246 5318 SH SOLE 0 0 5318 LUXEMBOURG SH ISHARES TR INDEX BARCLYS 7-10 464287440 473 5308 SH SOLE 0 0 5308 YR AMERICA MOVIL SAB SPON ADR L 02364W105 248 5280 SH SOLE 0 0 5280 DE CV SHS EMERSON ELEC CO COM 291011104 224 5176 SH SOLE 0 0 5176 VANGUARD INDEX FDS SMALL CP ETF 922908751 291 5013 SH SOLE 0 0 5013 ISHARES TR INDEX NYSE COMP 464287143 327 4945 SH SOLE 0 0 4945 INDX WISDOMTREE TRUST INTL MIDCAP 97717W778 234 4875 SH SOLE 0 0 4875 DV CELGENE CORP COM 151020104 274 4852 SH SOLE 0 0 4852 SELECT SECTOR SPDR SBI INT- 81369Y506 278 4844 SH SOLE 0 0 4844 TR ENERGY MERCADOLIBRE INC COM 58733R102 247 4750 SH SOLE 0 0 4750 PETROLEO BRASILEIRO SPONSORED 71654V408 214 4490 SH SOLE 0 0 4490 SA PETRO ADR NEWMONT MINING CORP COM 651639106 212 4454 SH SOLE 0 0 4454 KINDER MORGAN UT LTD 494550106 271 4436 SH SOLE 0 0 4436 ENERGY PARTNER PARTNER ISHARES TR S&P NTL 464288414 450 4381 SH SOLE 0 0 4381 AMTFREE ISHARES TR INDEX BARCLY USAGG 464287226 445 4305 SH SOLE 0 0 4305 B INTERNATIONAL COM 459200101 562 4243 SH SOLE 0 0 4243 BUSINESS MACHS ISHARES TR INDEX S&P GBL 464287325 212 4069 SH SOLE 0 0 4069 HLTHCR VANGUARD WORLD FDS INF TECH ETF 92204A702 224 4030 SH SOLE 0 0 4030 VANGUARD WORLD FDS HEALTH CAR 92204A504 215 3920 SH SOLE 0 0 3920 ETF SCHLUMBERGER LTD COM 806857108 254 3875 SH SOLE 0 0 3875 MOSAIC CO COM 61945A107 217 3623 SH SOLE 0 0 3623 GENERAL MLS INC COM 370334104 246 3425 SH SOLE 0 0 3425 PANERA BREAD CO CL A 69840W108 232 3413 SH SOLE 0 0 3413 OCCIDENTAL PETE COM 674599105 269 3264 SH SOLE 0 0 3264 CORP DEL ISHARES TR INDEX NASDQ BIO 464287556 242 2934 SH SOLE 0 0 2934 INDX ISHARES TR JPMORGAN USD 464288281 268 2641 SH SOLE 0 0 2641 GOLDMAN SACHS GROUP COM 38141G104 394 2361 SH SOLE 0 0 2361 INC ISHARES TR BARCLYS MBS 464288588 237 2234 SH SOLE 0 0 2234 BD CURRENCYSHARES SWEDISH 23129R108 255 1830 SH SOLE 0 0 1830 SWEDISH KRONA KRONA GOOGLE INC CL A 38259P508 936 1503 SH SOLE 0 0 1503
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