-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SaZis1BmgwnPnJ0FXSKv5TZ8SoOjaoGCk0P3+7fO3tX2PEdHKisNTlTFiHkdL2Pz Y3vD9B+WSRxAd7eGgHQWAA== 0001405086-10-000055.txt : 20100222 0001405086-10-000055.hdr.sgml : 20100222 20100222143337 ACCESSION NUMBER: 0001405086-10-000055 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100222 DATE AS OF CHANGE: 20100222 EFFECTIVENESS DATE: 20100222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001085393 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 10622260 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125219500 MAIL ADDRESS: STREET 1: BASSWOOD CAPITAL MANAGEMENT LLC STREET 2: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 f00648925.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F/A COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basswood Capital Management, L.L.C. Address: 645 Madison Avenue 10th Floor New York, New York 10022 Form 13F File Number: 028-10569 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place, and Date of Signing: /s/Matthew Lindenbaum New York, New York February 19, 2010 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 3* Form 13F Information Table Entry Total: 243 Form 13F Information Table Value Total: $792,033 (thousands) List of Other Included Managers: No. 1 Form 13F File Number 028-10570 Name: Basswood Partners, L.L.C. No. 2 Form 13F File Number 028-10565 Name: Basswood Opportunity Partners, L.P. No. 3 Form 13F File Number 028-10568 Name: Basswood Opportunity Partners Liquidating Fund, L.P. * Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Partners, L.L.C. and Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein. PAGE> FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ADVANCED AUTO PARTS, INC COM 00751Y106 15,854 391,645 SH DEFINED 1,2 0 391,645 0 ADVANCED AUTO PARTS, INC COM 00751Y106 797 19,700 SH DEFINED 0 19,700 0 AFFILIATED COMPUTER SERVICES, INC COM 008190100 6,455 108,150 SH DEFINED 1,2 0 108,150 0 AIRGAS, INC COM 009363102 2,395 50,310 SH DEFINED 1,2 0 50,310 0 AMERICAN EXPRESS CO. COM 025816109 2,897 71,498 SH DEFINED 1,2 0 71,498 0 ANIXTER INTERNATIONAL INC COM 035290105 6,943 147,400 SH DEFINED 1,2 0 147,400 0 ANIXTER INTERNATIONAL INC COM 035290105 1,299 27,586 SH DEFINED 0 27,586 0 AON CORPORATION COM 037389103 4,470 116,600 SH DEFINED 1,2 0 116,600 0 AON CORPORATION COM 037389103 1,480 38,600 SH DEFINED 0 38,600 0 APARTMENT INVT & MGMT COM 03748R101 326 20,469 SH DEFINED 1,2 0 20,469 0 APARTMENT INVT & MGMT COM 03748R101 2 150 SH DEFINED 0 150 0 APPLIED INDUSTRIAL TECH INC COM 03820C105 2,236 101,312 SH DEFINED 1,2 0 101,312 0 ARTHUR J GALLAGHER & CO COM 363576109 331 14,700 SH DEFINED 0 14,700 0 ASTORIA FINANCIAL CORP COM 046265104 14,034 1,129,075 SH DEFINED 1,2 0 1,129,075 0 ASTORIA FINANCIAL CORP COM 046265104 943 75,873 SH DEFINED 0 75,873 0 AUTOZONE INC COM 053332102 2,142 13,553 SH DEFINED 1,2 0 13,553 0 BANCO SANTANDER SA ADR 05964H105 4,125 250,928 SH DEFINED 1,2 0 250,928 0 BANK OF AMERICA CORP COM 060505104 7,522 499,498 SH DEFINED 1,2 0 499,498 0 BANK OF AMERICA CORP COM 060505104 14,317 950,637 SH DEFINED 0 950,637 0 BANK OF NEW YORK COM 064058100 9,324 333,350 SH DEFINED 1,2 0 333,350 0 BANK OF NEW YORK COM 064058100 2,224 79,500 SH DEFINED 0 79,500 0 BANK OF NEW YORK MELLON CORP COM 064058100 20,494 732,700 SH CALL DEFINED 1,2 0 732,700 0 BANK OF NEW YORK MELLON CORP COM 064058100 6,637 237,300 SH CALL DEFINED 0 237,300 0 BB&T CORPORATION COM 054937107 1,416 55,820 SH DEFINED 1,2 0 55,820 0 BEACON ROOFING SUPPLY INC COM 073685109 4,474 279,604 SH DEFINED 1,2 0 279,604 0 BEACON ROOFING SUPPLY INC COM 073685109 1,480 92,483 SH DEFINED 0 92,483 0 BELDEN INC COM 077454106 14,785 674,481 SH DEFINED 1,2 0 674,481 0 BELDEN INC COM 077454106 2,130 97,165 SH DEFINED 0 97,165 0 BJ'S WHOLESALE CLUB INC COM 05548J106 717 21,930 SH DEFINED 1,2 0 21,930 0 BLACK & DECKER CORP COM 091797100 6,994 107,883 SH DEFINED 1,2 0 107,883 0 BLACKROCK INC COM 09247X101 1,061 4,570 SH DEFINED 1,2 0 4,570 0 BRE PROPERTIES INC MARYLAND CL A 05564E106 451 13,640 SH DEFINED 1,2 0 13,640 0 BROWN & BROWN INC COM 115236101 2,471 137,516 SH DEFINED 1,2 0 137,516 0 BROWN & BROWN INC COM 115236101 816 45,390 SH DEFINED 0 45,390 0 BURLINGTON NORTHERN SANTA FE COM 12189T104 10,363 105,080 SH DEFINED 1,2 0 105,080 0 CAPITALSOURCE INC COM 14055X102 2,048 515,882 SH DEFINED 1,2 0 515,882 0 CAPITALSOURCE INC COM 14055X102 676 170,355 SH DEFINED 0 170,355 0 CARLISLE COS INC COM 142339100 5,060 147,700 SH DEFINED 1,2 0 147,700 0 CARLISLE COS INC COM 142339100 343 10,000 SH DEFINED 0 10,000 0 CARNIVAL CORP DBCV 2.00% 4/1 143658AN2 2,521 2,424 SH DEFINED 1,2 0 2,424 0 CARNIVAL CORP DBCV 2.00% 4/1 143658AN2 807 776 SH DEFINED 0 776 0 CARNIVAL CORP PAIRED CTF 143658300 5,925 186,980 SH DEFINED 1,2 0 186,980 0 CARNIVAL CORP PAIRED CTF 143658300 863 27,220 SH DEFINED 0 27,220 0 CASCADE BANCORP COM 147154108 26 37,993 SH DEFINED 1,2 0 37,993 0 CB RICHARD ELLIS SERVICES INC CL A 12497T101 5,861 431,900 SH DEFINED 1,2 0 431,900 0 CB RICHARD ELLIS SERVICES INC CL A 12497T101 1,004 74,000 SH DEFINED 0 74,000 0 CBL & ASSOCIATES PPTYS INC COM 124830100 388 40,160 SH DEFINED 1,2 0 40,160 0 CINTAS CORP COM 172908105 998 38,300 SH DEFINED 1,2 0 38,300 0 CITIGROUP INC COM 172967101 1,997 603,331 SH DEFINED 1,2 0 603,331 0 CITIGROUP INC COM 172967101 403 121,703 SH DEFINED 0 121,703 0 CITY BANK LYNNWOOD COM 17770A109 211 121,273 SH DEFINED 1,2 0 121,273 0 CITY NATIONAL CORP COM 178566105 2,418 53,036 SH DEFINED 1,2 0 53,036 0 CITY NATIONAL CORP COM 178566105 447 9,792 SH DEFINED 0 9,792 0 COMERICA, INC COM 200340107 2,660 89,972 SH DEFINED 1,2 0 89,972 0 COOPER INDUSTRIES LTD. SHS G24140108 11,483 269,300 SH DEFINED 1,2 0 269,300 0 COUSINS PROPERTIES INC COM 222795106 112 14,659 SH DEFINED 1,2 0 14,659 0 CSX CORP COM 126408103 7,652 157,800 SH DEFINED 1,2 0 157,800 0 CSX CORP COM 126408103 218 4,500 SH DEFINED 0 4,500 0 CUMMINS INC COM 231021106 4,219 91,990 SH DEFINED 1,2 0 91,990 0 DANAHER CORP COM 235851102 1,791 23,817 SH DEFINED 1,2 0 23,817 0 DISCOVER FINANCIAL COM 254709108 40 2,700 SH DEFINED 1,2 0 2,700 0 DISCOVER FINANCIAL COM 254709108 6 400 SH DEFINED 0 400 0 DOVER CORPORATION COM 260003108 4,979 119,650 SH DEFINED 1,2 0 119,650 0 DOVER CORPORATION COM 260003108 492 11,817 SH DEFINED 0 11,817 0 DUKE REALTY CORP COM NEW 264411505 391 32,095 SH DEFINED 1,2 0 32,095 0 EAGLE MATERIALS INC COM NEW 26969P108 1,622 62,269 SH DEFINED 1,2 0 62,269 0 EATON CORPORATION COM 278058102 7,458 117,225 SH DEFINED 1,2 0 117,225 0 EATON CORPORATION COM 278058102 749 11,768 SH DEFINED 0 11,768 0 EMCOR GROUP INC COM 29084Q100 2,900 107,813 SH DEFINED 1,2 0 107,813 0 EMCOR GROUP INC COM 29084Q100 961 35,707 SH DEFINED 0 35,707 0 EQUIFAX INC COM 294429105 4,576 148,150 SH DEFINED 1,2 0 148,150 0 EQUIFAX INC COM 294429105 1,515 49,058 SH DEFINED 0 49,058 0 EQUITY RESIDENTIAL PPTYS TR SH BEN INT 29476L107 19 570 SH DEFINED 1,2 0 570 0 EQUITY RESIDENTIAL PPTYS TR SH BEN INT 29476L107 5 150 SH DEFINED 0 150 0 ETHAN ALLEN INTERIORS INC COM 297602104 1,670 124,422 SH DEFINED 1,2 0 124,422 0 EXPEDITORS INTERNATIONAL INC COM 302130109 535 15,380 SH DEFINED 1,2 0 15,380 0 FAMILY DOLLAR STORES, INC COM 307000109 4,115 147,871 SH DEFINED 1,2 0 147,871 0 FEDERAL NATIONAL MORTGAGE COM 313586109 20 17,350 SH DEFINED 1,2 0 17,350 0 FEDEX CORP COM 31428X106 4,156 49,800 SH DEFINED 1,2 0 49,800 0 FELCOR LODGING TRUST INC COM 31430F101 249 69,095 SH DEFINED 1,2 0 69,095 0 FIDELITY NATIONAL FINL INC CL A 31620R105 4,498 334,183 SH DEFINED 1,2 0 334,183 0 FIDELITY NATL INFORMATION SV COM 31620M106 10,711 456,964 SH DEFINED 1,2 0 456,964 0 FIDELITY NATL INFORMATION SV COM 31620M106 889 37,910 SH DEFINED 0 37,910 0 FIFTH THIRD BANCORP COM 316773100 930 95,407 SH DEFINED 1,2 0 95,407 0 FIFTH THIRD BANCORP COM 316773100 6 600 SH DEFINED 0 600 0 FIRST INDUSTRIAL REALTY TRUST COM 32054K103 110 21,003 SH DEFINED 1,2 0 21,003 0 FIRST STATE BANCORPORATION COM 336453105 10 25,420 SH DEFINED 1,2 0 25,420 0 FISERV INC COM 337738108 5,934 122,400 SH DEFINED 1,2 0 122,400 0 FLUOR CORPORATION COM 343412102 591 13,120 SH DEFINED 1,2 0 13,120 0 FREDDIE MAC COM 313400301 31 21,220 SH DEFINED 1,2 0 21,220 0 GARDNER DENVER INC COM 365558105 6,390 150,166 SH DEFINED 1,2 0 150,166 0 GARDNER DENVER INC COM 365558105 477 11,201 SH DEFINED 0 11,201 0 GENERAL CABLE CORPORATION COM 369300108 8,763 297,850 SH DEFINED 1,2 0 297,850 0 GENERAL CABLE CORPORATION COM 369300108 1,803 61,290 SH DEFINED 0 61,290 0 HARLEY-DAVIDSON INC COM 412822108 6,635 263,300 SH DEFINED 1,2 0 263,300 0 HARLEY-DAVIDSON INC COM 412822108 1,423 56,467 SH DEFINED 0 56,467 0 HCP INC COM 40414L109 20 670 SH DEFINED 1,2 0 670 0 HCP INC COM 40414L109 5 150 SH DEFINED 0 150 0 HEALTH CARE REIT INC COM 42217K106 15 330 SH DEFINED 1,2 0 330 0 HEALTH CARE REIT INC COM 42217K106 4 100 SH DEFINED 0 100 0 HEALTHCARE REALTY TRUST INC COM 421946104 259 12,050 SH DEFINED 1,2 0 12,050 0 HONEYWELL INTERNATIONAL INC COM 438516106 6,147 156,800 SH DEFINED 1,2 0 156,800 0 HONEYWELL INTERNATIONAL INC COM 438516106 768 19,580 SH DEFINED 0 19,580 0 HOST HOTELS & RESORTS INC COM 44107P104 14 1,200 SH DEFINED 1,2 0 1,200 0 HOST HOTELS & RESORTS INC COM 44107P104 5 400 SH DEFINED 0 400 0 HUDSON CITY SAVINGS BANK COM 443683107 14 1,000 SH DEFINED 1,2 0 1,000 0 HUDSON CITY SAVINGS BANK COM 443683107 5 350 SH DEFINED 0 350 0 IDEX CORP COM 45167R104 1,096 35,185 SH DEFINED 1,2 0 35,185 0 INGERSOLL-RAND PLC COM G47791101 12,831 359,010 SH DEFINED 1,2 0 359,010 0 INTL BUSINESS MACHINES COMMON 459200101 661 5,050 SH DEFINED 0 5,050 0 ISHARES TR INDEX RUSSELL 2000 464287655 51,524 825,170 SH DEFINED 1,2 0 825,170 0 ISTAR FINANCIAL INC COM 45031U101 79 30,850 SH DEFINED 1,2 0 30,850 0 ITT EDUCATIONAL SERVICES, INC COM 45068B109 2,466 25,700 SH DEFINED 1,2 0 25,700 0 ITT EDUCATIONAL SERVICES, INC COM 45068B109 816 8,500 SH DEFINED 0 8,500 0 J. CREW GROUP, INC COM 46612H402 1,666 37,247 SH DEFINED 1,2 0 37,247 0 J.C. PENNEY COMPANY, INC COM 708160106 2,924 109,900 SH DEFINED 1,2 0 109,900 0 J.C. PENNEY COMPANY, INC COM 708160106 969 36,400 SH DEFINED 0 36,400 0 JACOBS ENGINEERING GROUP INC COM 469814107 518 13,780 SH DEFINED 1,2 0 13,780 0 JONES LANG LASALLE INC COM 48020Q107 5,025 83,200 SH DEFINED 1,2 0 83,200 0 JP MORGAN CHASE & CO. COM 46625H100 30,094 722,188 SH DEFINED 1,2 0 722,188 0 JP MORGAN CHASE & CO. COM 46625H100 967 23,204 SH DEFINED 0 23,204 0 KEYCORP COM 493267108 3,979 717,000 SH DEFINED 1,2 0 717,000 0 KEYCORP COM 493267108 1,316 237,200 SH DEFINED 0 237,200 0 KIMCO REALTY CORP COM 49446R109 12 860 SH DEFINED 1,2 0 860 0 KIMCO REALTY CORP COM 49446R109 4 300 SH DEFINED 0 300 0 LAKELAND BANCORP, INC COM 511637100 1,104 160,440 SH DEFINED 0 160,440 0 LANDSTAR SYSTEMS, INC COM 515098101 736 18,976 SH DEFINED 1,2 0 18,976 0 LASALLE HOTEL PROPERTIES COM SH BEN INT 517942108 721 33,982 SH DEFINED 1,2 0 33,982 0 LENDER PROCESSING SERVICES COM 52602E102 2,986 73,441 SH DEFINED 1,2 0 73,441 0 LOWE'S COMPANIES COM 548661107 1,276 54,550 SH DEFINED 1,2 0 54,550 0 M&T BANK CORPORATION COM 55261F104 2,289 34,220 SH DEFINED 1,2 0 34,220 0 MANPOWER INC WIS. COM 56418H100 11,150 204,280 SH DEFINED 1,2 0 204,280 0 MANPOWER INC WIS. COM 56418H100 660 12,100 SH DEFINED 0 12,100 0 MARSHALL & ILSLEY COM 571837103 4 700 SH DEFINED 1,2 0 700 0 MARSHALL & ILSLEY COM 571837103 1 200 SH DEFINED 0 200 0 MARTIN MARIETTA MATL INC COM 573284106 789 8,825 SH DEFINED 1,2 0 8,825 0 MARTIN MARIETTA MATL INC COM 573284106 782 8,750 SH DEFINED 0 8,750 0 MASCO CORP COM 574599106 746 54,006 SH DEFINED 1,2 0 54,006 0 MCGRAW-HILL COMPANIES COM 580645109 1,883 56,186 SH DEFINED 1,2 0 56,186 0 MEN'S WAREHOUSE COM 587118100 3,430 162,850 SH DEFINED 1,2 0 162,850 0 MEN'S WAREHOUSE COM 587118100 1,021 48,500 SH DEFINED 0 48,500 0 MILLER HERMAN INC COM 600544100 4,115 257,376 SH DEFINED 1,2 0 257,376 0 MILLER HERMAN INC COM 600544100 1,364 85,321 SH DEFINED 0 85,321 0 MOHAWK INDS. INC COM 608190104 3,551 74,600 SH DEFINED 1,2 0 74,600 0 MOHAWK INDS. INC COM 608190104 1,176 24,700 SH DEFINED 0 24,700 0 MOODY'S CORP COM 615369105 969 36,150 SH DEFINED 1,2 0 36,150 0 NAVISTAR INT'L CORP COM 63934E108 4,661 120,600 SH DEFINED 1,2 0 120,600 0 NAVISTAR INT'L CORP COM 63934E108 1,542 39,900 SH DEFINED 0 39,900 0 NCI BUILDING SYSTEMS INC COM 628852105 1,026 566,819 SH DEFINED 1,2 0 566,819 0 NCI BUILDING SYSTEMS INC COM 628852105 340 187,789 SH DEFINED 0 187,789 0 NEW YORK COM BANCORP INC COM 649445103 2,953 203,540 SH DEFINED 1,2 0 203,540 0 NORDSTROM INC COM 655664100 832 22,149 SH DEFINED 1,2 0 22,149 0 OLD DOMINION FREIGHT LINE COM 679580100 1,461 47,600 SH DEFINED 1,2 0 47,600 0 OMEGA HEALTHCARE INVESTORS, INC COM 681936100 11 570 SH DEFINED 1,2 0 570 0 OMEGA HEALTHCARE INVESTORS, INC COM 681936100 4 180 SH DEFINED 0 180 0 OMNICOM GROUP INC COM 681919106 5,189 132,550 SH DEFINED 1,2 0 132,550 0 OMNICOM GROUP INC COM 681919106 940 24,000 SH DEFINED 0 24,000 0 OSHKOSH CORP COM 688239201 2,668 72,050 SH DEFINED 1,2 0 72,050 0 PACCAR INC COM 693718108 1,318 36,340 SH DEFINED 1,2 0 36,340 0 PARKER HANNIFIN CORP COM 701094104 9,060 168,160 SH DEFINED 1,2 0 168,160 0 PAYCHEX INC COM 704326107 1,475 48,150 SH DEFINED 1,2 0 48,150 0 PAYCHEX INC COM 704326107 488 15,938 SH DEFINED 0 15,938 0 PEOPLES BK BRIDGEPORT COM 712704105 12 700 SH DEFINED 1,2 0 700 0 PEOPLES BK BRIDGEPORT COM 712704105 3 200 SH DEFINED 0 200 0 PNC FINL SERVICES GROUP, INC COM 693475105 3,422 64,830 SH DEFINED 1,2 0 64,830 0 PNC FINL SERVICES GROUP, INC COM 693475105 35 659.74 SH DEFINED 0 659.74 0 POLARIS INDUSTRIES INC COM 731068102 822 18,829 SH DEFINED 1,2 0 18,829 0 POOL CORP COM 73278L105 3,519 184,425 SH DEFINED 1,2 0 184,425 0 PREMIERWEST BANCORP COM 740921101 71 49,973 SH DEFINED 1,2 0 49,973 0 PROLOGIS SH BEN INT 743410102 12 900 SH DEFINED 1,2 0 900 0 PROLOGIS SH BEN INT 743410102 4 300 SH DEFINED 0 300 0 PUBLIC STORAGE COM 74460D109 24 300 SH DEFINED 1,2 0 300 0 PUBLIC STORAGE COM 74460D109 6 70 SH DEFINED 0 70 0 REGAL BELOIT COM 758750103 4,147 79,851 SH DEFINED 1,2 0 79,851 0 REGIONS FINANCIAL CORP COM 7591EP100 3,806 719,500 SH DEFINED 1,2 0 719,500 0 REGIONS FINANCIAL CORP COM 7591EP100 1,259 238,000 SH DEFINED 0 238,000 0 ROSS STORES INC COM 778296103 596 13,950 SH DEFINED 1,2 0 13,950 0 RYDER SYSTEM INC COM 783549108 3,661 88,935 SH DEFINED 1,2 0 88,935 0 SPDR TR UNIT SER 1 78462F103 27,279 244,790 SH DEFINED 1,2 0 244,790 0 SEACOAST BANKING CORP COM 811707306 83 50,760 SH DEFINED 1,2 0 50,760 0 SIMPSON MANUFACTURING CO. INC COM 829073105 891 33,149 SH DEFINED 1,2 0 33,149 0 SL GREEN REALTY CORP COM 78440X101 1,010 20,100 SH DEFINED 1,2 0 20,100 0 SLM CORP COM 78442P106 11 950 SH DEFINED 1,2 0 950 0 SLM CORP COM 78442P106 3 300 SH DEFINED 0 300 0 SPX CORP COM 784635104 5,497 100,500 SH DEFINED 1,2 0 100,500 0 SPX CORP COM 784635104 1,816 33,200 SH DEFINED 0 33,200 0 STANLEY WORKS COM 854616109 6,408 124,400 SH DEFINED 1,2 0 124,400 0 STANLEY WORKS COM 854616109 636 12,340 SH DEFINED 0 12,340 0 STATE STREET CORP COM 857477103 3,564 81,850 SH DEFINED 1,2 0 81,850 0 STATE STREET CORP COM 857477103 2,009 46,150 SH DEFINED 0 46,150 0 STERLING FINL CORP COM 859319105 15 23,500 SH DEFINED 1,2 0 23,500 0 STRATEGIC HOTELS & RESORTS COM 86272T106 139 74,501 SH DEFINED 1,2 0 74,501 0 SUNTRUST BANKS COM 867914103 57 2,800 SH DEFINED 1,2 0 2,800 0 SUNTRUST BANKS COM 867914103 6 300 SH DEFINED 0 300 0 SYNOVUS FINANCIAL CORP COM 87161C105 244 119,200 SH DEFINED 1,2 0 119,200 0 SYSCO CORP COM 871829107 5,622 201,200 SH DEFINED 1,2 0 201,200 0 SYSCO CORP COM 871829107 531 19,009 SH DEFINED 0 19,009 0 T. ROWE PRICE & ASSOC. COM 74144T108 1,055 19,810 SH DEFINED 1,2 0 19,810 0 TEREX CORPORATION COM 880779103 7,312 369,100 SH DEFINED 1,2 0 369,100 0 TEREX CORPORATION COM 880779103 518 26,159 SH DEFINED 0 26,159 0 THOMAS & BETTS CORP COM 884315102 5,474 152,950 SH DEFINED 1,2 0 152,950 0 THOMAS & BETTS CORP COM 884315102 791 22,089 SH DEFINED 0 22,089 0 TIFFANY & CO. COM 886547108 1,334 31,012 SH DEFINED 1,2 0 31,012 0 TOLL BROTHERS INC COM 889478103 21,432 1,139,412 SH DEFINED 1,2 0 1,139,412 0 TUTOR PERINI CORP COM 901109108 2,422 133,978 SH DEFINED 1,2 0 133,978 0 TUTOR PERINI CORP COM 901109108 800 44,227 SH DEFINED 0 44,227 0 TYCO INTERNATIONAL LTD SHS H89128104 9,086 254,650 SH DEFINED 1,2 0 254,650 0 TYCO INTERNATIONAL LTD SHS H89128104 1,157 32,434 SH DEFINED 0 32,434 0 UNION PACIFIC CORP COM 907818108 5,304 83,000 SH DEFINED 1,2 0 83,000 0 UNION PACIFIC CORP COM 907818108 256 4,000 SH DEFINED 0 4,000 0 UNITED TECHNOLOGIES CORP COM 913017109 6,875 99,050 SH DEFINED 1,2 0 99,050 0 US BANCORP COM NEW 902973304 27,638 1,227,798 SH DEFINED 1,2 0 1,227,798 0 US BANCORP COM NEW 902973304 11 489 SH DEFINED 0 489 0 USG CORP COM NEW 903293405 635 45,167 SH DEFINED 1,2 0 45,167 0 VALLEY NATIONAL BANCORP COM 919794107 499 35,280 SH DEFINED 1,2 0 35,280 0 VALSPAR CORP COM 920355104 1,560 57,484 SH DEFINED 1,2 0 57,484 0 VENTAS, INC COM 92276F100 593 13,560 SH DEFINED 1,2 0 13,560 0 VENTAS, INC COM 92276F100 4 100 SH DEFINED 0 100 0 VULCAN MATERIALS CO COM 929160109 3,174 60,271 SH DEFINED 1,2 0 60,271 0 VULCAN MATERIALS CO COM 929160109 174 3,300 SH DEFINED 0 3,300 0 W.W. GRAINGER, INC COM 384802104 1,755 18,127 SH DEFINED 1,2 0 18,127 0 WALGREEN CO. COM 931422109 15,083 410,750 SH DEFINED 1,2 0 410,750 0 WALGREEN CO. COM 931422109 1,055 28,742 SH DEFINED 0 28,742 0 WATSCO INC COM 942622200 2,037 41,593 SH DEFINED 1,2 0 41,593 0 WEINGARTEN REALTY INVESTORS COM 948741103 432 21,830 SH DEFINED 1,2 0 21,830 0 WELLS FARGO & CO COM 949746101 30,699 1,137,419 SH DEFINED 1,2 0 1,137,419 0 WELLS FARGO & CO COM 949746101 2,231 82,650 SH DEFINED 0 82,650 0 WESCO INTL INC DBCV 6.00% 9/1 95082PAH8 2,513 2,045 SH DEFINED 1,2 0 2,045 0 WESCO INTL INC DBCV 6.00% 9/1 95082PAH8 805 655 SH DEFINED 0 655 0 WESCO INTERNATIONAL INC COM 95082P105 9,312 344,756 SH DEFINED 1,2 0 344,756 0 WESCO INTERNATIONAL INC COM 95082P105 1,925 71,281 SH DEFINED 0 71,281 0 WEST COAST BANCORP COM 952145100 5,571 2,652,950 SH DEFINED 1,2 0 2,652,950 0 WEST COAST BANCORP COM 952145100 2,069 985,050 SH DEFINED 0 985,050 0 WESTERN ALLIANCE BANCORP COM 957638109 1,021 270,078 SH DEFINED 1,2 0 270,078 0 WESTERN ALLIANCE BANCORP COM 957638109 338 89,549 SH DEFINED 0 89,549 0 WESTERN UNION CO. COM 959802109 6,053 321,100 SH DEFINED 1,2 0 321,100 0 WESTERN UNION CO. COM 959802109 1,007 53,400 SH DEFINED 0 53,400 0 WHIRLPOOL CORP COM 963320106 1,282 15,890 SH DEFINED 1,2 0 15,890 0 WILLIAMS SONOMA INC COM 969904101 1,407 67,714 SH DEFINED 1,2 0 67,714 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 5,409 205,050 SH DEFINED 1,2 0 205,050 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 1,775 67,300 SH DEFINED 0 67,300 0 XEROX CORP COM 984121103 2,866 338,800 SH DEFINED 1,2 0 338,800 0 XEROX CORP COM 984121103 946 111,800 SH DEFINED 0 111,800 0
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