-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QIzuabrbDj++fb/Grtn7/pcNh9ubdEpJh2sx3Sz4MzgJIBIYgcthb0gVwtr01aAV CQMmxtPiRktbG9iBS7G8Yg== 0001085146-10-000213.txt : 20100212 0001085146-10-000213.hdr.sgml : 20100212 20100212154359 ACCESSION NUMBER: 0001085146-10-000213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VONTOBEL ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000928633 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04490 FILM NUMBER: 10598873 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 vontobel_4q09rev2.txt VONTOBEL ASSET MANAGEMENT INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vontobel Asset Management, Inc. Address: 1540 Broadway, 38th Floor New York, NY 10036 13F File Number: 028-04490 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Mastoloni Title: First Vice President/Chief Compliance Officer Phone: 212-415-7051 Signature, Place, and Date of Signing: /s/ Joseph Mastoloni New York, NY January 10, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 70 Form13F Information Table Value Total: $985,670 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LAB COM 002824100 13,695 260304 SH SOLE 260304 0 0 ALTRIA GROUP INC COM 02209S103 8,220 415286 SH SOLE 415286 0 0 AMER MOVIL SAB DE C V SPONSORED ADR 02364W105 4,845 116611 SH SOLE 116611 0 0 AUTOZONE INC COM 053332102 7,690 49708 SH SOLE 49708 0 0 BANCO SANTANDER CHILE SPON ADR L SHS 05965X109 10,200 178000 SH SOLE 178000 0 0 BANK YORK MELLON CORP COM 064058100 905 31685 SH SOLE 31685 0 0 BAXTER INTL INC COM 071813109 1,290 22790 SH SOLE 22790 0 0 BECTON DICKINSON & CO COM 075887109 1,680 22733 SH SOLE 22733 0 0 BRIT AMERN TOB PLC SPON COM 110448107 19,195 289925 SH SOLE 289925 0 0 C H ROBINSON WORLDWIDE INC COM 12541W209 830 14920 SH SOLE 14920 0 0 C R BARD COM 067383109 1,270 15586 SH SOLE 15586 0 0 CDN NAT RES LTD CDN NAT RES COM 136385101 5,910 92635 SH SOLE 92635 0 0 CELGENE CORP COM 151020104 1,575 28265 SH SOLE 28265 0 0 CLSA FIN (ITC LTD INDIA) COM G2335U157 1,185 218836 SH SOLE 218836 0 0 COCA COLA CO COM 191216100 16,675 308506 SH SOLE 308506 0 0 COGNIZANT TECHNOLOGY SOLUTIONS 192446102 2,170 50630 SH SOLE 50630 0 0 COLGATE-PALMOLIVE CO COM 194162103 1,295 16475 SH SOLE 16475 0 0 CORE LABORATORIES COM N22717107 100,470 874881 SH SOLE 874881 0 0 COSTCO WHOLESALE CORP COM 22160K105 1,320 23428 SH SOLE 23428 0 0 COVIDIEN PLC G2554F105 79,770 1603581 SH SOLE 1603581 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 1,050 18158 SH SOLE 18158 0 0 CREDICORP LTD COM G2519Y108 29,000 420330 SH SOLE 420330 0 0 DIAGEO PLC SPONSORED ADR 25243Q205 6,680 99772 SH SOLE 99772 0 0 EXXON MOBIL CORP COM 30231G102 10,470 162500 SH SOLE 162500 0 0 FRESENIUS MED CARE AG & CO. SPONSORED DEP 358029106 5,255 103773 SH SOLE 103773 0 0 GOOGLE INC 38259P508 7,520 14289 SH SOLE 14289 0 0 GRUPO TELEVISA SA DE CV SP ADR REP COM 40049J206 2,360 120806 SH SOLE 120806 0 0 HDFC BK LTD ADR REP 40415F101 81,740 690970 SH SOLE 690970 0 0 INFOSYS TECHNOLOGIES LTD SP ADR REP COM 456788108 1,875 36080 SH SOLE 36080 0 0 J P MORGAN COLGATE PALMOLIVE COM 46627U521 1,840 125900 SH SOLE 125900 0 0 JOHNSON & JOHNSON 478160104 13,130 208900 SH SOLE 208900 0 0 JPMORGAN CHASE BK N A COM 48125D456 585 112000 SH SOLE 112000 0 0 JPMORGAN CHASE BK N A COM 48125D449 350 23800 SH SOLE 23800 0 0 KELLOGG CO 487836108 11,040 202900 SH SOLE 202900 0 0 KRAFT FOODS INC COM 50075N104 5,280 190900 SH SOLE 190900 0 0 L-3 MUNICATIONS HLDG CORP COM 502424104 765 9380 SH SOLE 9380 0 0 LABORATORY CORP AMER HLDGS COM 50540R409 6,705 94300 SH SOLE 94300 0 0 MARKEL CORP HOLDING CO COM 570535104 870 2728 SH SOLE 2728 0 0 MC DONALDS CORP COM 580135101 13,695 220287 SH SOLE 220287 0 0 MEAD JOHNSON NUTRITION CO ETF 582839106 3,145 70862 SH SOLE 70862 0 0 MECHEL OAO SPONSORED ADR 583840103 1,980 100000 SH SOLE 100000 0 0 MFC MARKET VECTORS TR RUSSIA ETF 57060U506 2,300 74000 SH SOLE 74000 0 0 MFC PROSHARES ULT SHT CHINA 25 COM 74347R321 3,260 329448 SH SOLE 329448 0 0 MICROSOFT CORP COM 594918104 8,090 287100 SH SOLE 287100 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,100 23000 SH SOLE 23000 0 0 NESTLE S A SP ADR REP COM 641069406 19,275 405688 SH SOLE 405688 0 0 NETEASE INC SPONSORED ADR 64110W102 22,625 737335 SH SOLE 737335 0 0 OIL CO LUKOIL SPONSORED ADR 677862104 6,625 120700 SH SOLE 120700 0 0 OMNI GROUP INC COM 681919106 3,975 112600 SH SOLE 112600 0 0 OPEN JT CO-VIMPEL MUNICATIONS SPONSORED ADR 68370R109 1,850 102000 SH SOLE 102000 0 0 PANHIA DE BEBIDAS DAS AMERS SP ADR REP COM 20441W203 93,810 1062503 SH SOLE 1062503 0 0 PEPSICO INC COM 713448108 13,165 220800 SH SOLE 220800 0 0 PETROLEO BRASILEIRO PETROBRAS SPONSORED ADR 71654V101 7,090 196500 SH SOLE 196500 0 0 PETROLEO BRASILEIRO PETROBRAS SPONSORED ADR 71654V408 1,715 42286 SH SOLE 42286 0 0 PHILIP MORRIS INTL INC COM 718172109 207,290 4621574 SH SOLE 4621574 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 43,340 826551 SH SOLE 826551 0 0 PROCTER & GAMBLE CO COM 742718109 13,935 226424 SH SOLE 226424 0 0 PROGRESSIVE CORP OH 743315103 1,525 93882 SH SOLE 93882 0 0 PROSHARES ULT SHT MSCI EME MKT ETF 74347R354 4,125 327671 SH SOLE 327671 0 0 PVTPL INDIAN COM 48125D183 1,720 33500 SH SOLE 33500 0 0 RLI CORP COM 749607107 865 17141 SH SOLE 17141 0 0 SCHEIN HENRY INC 806407102 3,405 63000 SH SOLE 63000 0 0 STRYKER CORP COM 863667101 3,650 70300 SH SOLE 70300 0 0 TECHNE CORP 878377100 1,010 15701 SH SOLE 15701 0 0 UBS AG LONDON COM 450311998 1,515 280200 SH SOLE 280200 0 0 VALE S A ADR REP 91912E204 6,360 281700 SH SOLE 281700 0 0 VISA INC 92826C839 1,860 23103 SH SOLE 23103 0 0 WAL-MART STORES INC COM 931142103 15,540 291582 SH SOLE 291582 0 0 WALT DISNEY CO 254687106 8,210 277800 SH SOLE 277800 0 0 WIMM-BILL-DANN FOODS OJSC SPONSORED ADR 97263M109 915 44000 SH SOLE 44000 0 0
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