-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAaYGatvz/05/xgCJiBmDLpfmiOyMtyJzT34x49O7voHJNnPtH+sgkiZ2g9lgSN6 JqNyjJrNfnzk8iXQm/5vvA== 0000950123-10-006722.txt : 20100129 0000950123-10-006722.hdr.sgml : 20100129 20100129150255 ACCESSION NUMBER: 0000950123-10-006722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 EFFECTIVENESS DATE: 20100129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 10558375 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y81750ae13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York January 29, 2010 - -------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $729,365 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. FORM 13F (SEC USE ONLY) Page 1 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2009
Item 6 Investment Discretion ---------------------- Item 8: Item 4: (b) Voting Authority Item 2: Fair Item 5: Shared-As Item 7 (Shares) of Item 3: Market Shares of Defined (c) Managers ---------------------- Item 1: Title CUSIP Value Principal (a) in Instr. Shared- See (b) (c) Name of Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole Shared None - ----------------------------------- ------- --------- -------- ------------ ---- --------- ------- -------- ---------- ------ ---- 3PAR COM 88580F109 1,540 130,000 SH X 130,000 ABSOLUTE SOFTWARE CORPORATION COM 00386B109 9,715 1,935,100 SH X 02 1,935,100 ACCELRYS INC COM 00430U103 4,615 805,412 SH X 02 805,412 ACCENTURE PLC COM G1151C101 2,672 64,400 SH X 64,400 ACME PACKET INC COM 004764106 4,950 450,000 SH X 02 450,000 AGILYSYS INC COM 00847J105 3,222 353,700 SH X 02 353,700 AIRVANA INC COM 00950V101 5,289 696,000 SH X 02 696,000 AMICAS INC COM 001712108 4,006 736,575 SH X 02 736,575 ANALOG DEVICES INC COM 032654105 18,000 570,000 SH X 01 570,000 APPLIED MICRO CIRCUITS COM 03822W406 7,945 1,063,600 SH X 01 1,063,600 ARROW ELECTRONICS INC COM 042735100 19,036 642,900 SH X 01 642,900 ARUBA NETWORKS INC COM 043176106 6,208 582,400 SH X 02 582,400 ASPEN TECHNOLOGY INC COM 045327103 1,046 106,800 SH X 106,800 ATMEL CORP COM 049513104 11,418 2,476,800 SH X 01 2,476,800 BALLANTYNE STRONG INC COM 058516105 1,360 364,800 SH X 02 364,800 BIOGEN IDEC INC COM 09062X103 2,921 54,600 SH X 01 54,600 BLUECOAT SYSTEMS COM 09534T508 10,462 366,600 SH X 01,02 366,600 BMC SOFTWARE INC COM 055921100 11,420 284,800 SH X 01 284,800 BROCADE COMMUNICATIONS SYS COM 111621306 3,433 450,000 SH X 01 450,000 BSQUARE CORP COM 11776U102 2,497 998,900 SH X 02 998,900 CALLIDUS SOFTWARE COM 13123E500 7,649 2,532,883 SH X 01,02 2,532,883 CAVIUM NETWORKS INC COM 14965A101 3,979 167,000 SH X 02 167,000 CHINACAST EDUCATION CORP COM 16946T109 5,103 675,000 SH X 02 675,000 COGENT INC COM 19239Y108 11,654 1,121,700 SH X 02 1,121,700 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 12,624 278,500 SH X 01 278,500 COMVERGE INC COM 205859101 4,894 435,478 SH X 02 435,478 COMVERSE TECHNOLOGY INC COM 205862402 9,077 960,600 SH X 01 960,600 CONSTANT CONTACT INC COM 210313102 1,696 106,000 SH X 02 106,000 CYBERSOURCE CORP COM 23251J106 8,886 441,900 SH X 01 441,900 DENDREON CORP. COM 24823Q107 5,358 203,900 SH X 01 203,900 DEXCOM INC COM 252131107 12,680 1,571,300 SH X 02 1,571,300 DIGITAL RIV INC COM 25388B104 531 19,700 SH X 19,700 DOUBLE-TAKE SOFTWARE INC COM 258598101 1,898 190,000 SH X 02 190,000 ECLIPSYS CORP COM 278856109 5,000 270,000 SH X 02 270,000 EDUCATION MANAGEMENT COM 28140M103 12,431 564,800 SH X 01 564,800 Ehealth Inc COM 28238P109 5,515 335,700 SH X 02 335,700 COLUMN TOTAL 240,730
FORM 13F (SEC USE ONLY) Page 2 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2009
Item 6 Investment Discretion ---------------------- Item 8: Item 4: (b) Voting Authority Item 2: Fair Item 5: Shared-As Item 7 (Shares) of Item 3: Market Shares of Defined (c) Managers ---------------------- Item 1: Title CUSIP Value Principal (a) in Instr. Shared- See (b) (c) Name of Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole Shared None - ----------------------------------- ------- --------- -------- ------------ ---- --------- ------- -------- ---------- ------ ---- ELOYALTY CORP COM 290151307 6,785 987,689 SH X 01,02 987,689 EMULEX COM 292475209 12,753 1,170,000 SH X 01 1,170,000 FORTINET INC COM 34959E109 3,672 209,000 SH X 02 209,000 GRAND CANYON EDUCATION INC COM 38526M106 8,592 452,000 SH X 02 452,000 GUIDANCE SOFTWARE INC COM 401692108 7,631 1,456,300 SH X 02 1,456,300 HARMONIC COM 413160102 2,054 325,000 SH X 02 325,000 12 TECHNOLOGIES INC COM 465754109 3,521 184,200 SH X 02 184,200 IKANOS COMMUNICATIONS COM 45173E105 1,921 1,027,700 SH X 02 1,027,700 INFOSPACE COM INC COM 45678T300 6,127 715,000 SH X 02 715,000 INGRAM MICRO INC COM 457153104 3,839 220,000 SH X 01 220,000 INTEGRATED DEVICE TECH COM 458118106 13,494 2,085,700 SH X 01 2,085,700 INTER-NAP NETWORK COM 45885A300 5,992 1,275,100 SH X 02 1,275,100 INTERACTIVE INTELLIGENCE INC COM 45839M103 184 10,000 SH X 02 10,000 INTERNATIONAL RECTIFIER CORP COM 460254105 738 33,400 SH X 33,400 JDS UNIPHASE CORP. COM 46612J507 7,656 928,000 SH X 01 928,000 KENEXA CORP COM 488879107 4,696 360,400 SH X 02 360,400 KEYNOTE SYS INC COM 493308100 5,180 474,800 SH X 02 474,800 KNOT INC COM 499184109 319 31,700 SH X 02 31,700 LATTICE SEMICONDUCTOR COM 518415104 6,868 2,544,000 SH X 02 2,544,000 LAWSON SOFTWARE INC COM 52078P102 7,716 1,160,400 SH X 01 1,160,400 LINEAR TECHNOLOTY CORP COM 535678106 15,833 518,100 SH X 01 518,100 LIQUIDITY SERVICES INC. COM 53635B107 3,827 380,100 SH X 02 380,100 LOOKSMART LTD COM 543442503 889 872,240 SH X 02 872,240 MAGMA DESIGN AUTOMATION INC COM 559181102 9,646 4,176,100 SH X 02 4,176,100 MICREL INC COM 594793101 3,977 485,000 SH X 02 485,000 MICROSEMI CORP COM 595137100 8,451 475,900 SH X 01 475,900 MICROTUNE INC DEL COM 59514P109 2,280 1,009,200 SH X 02 1,009,200 MONSTER WORLDWIDE INC COM 611742107 21,896 1,258,400 SH X 01 1,258,400 MYRIAD GENETICS INC COM 62855J104 9,074 347,800 SH X 01 347,800 McAFEE INC COM 579064106 18,739 461,900 SH X 01 461,900 NETEZZA CORP COM 64111N101 9,741 1,004,240 SH X 01 1,004,240 NOVELL INC COM 670006105 7,131 1,718,400 SH X 01 1,718,400 NVIDIA CORP COM 67066G104 15,134 810,200 SH X 01 810,200 ON SEMICONDUCTOR CORP COM 682189105 6,519 739,200 SH X 01 739,200 COLUMN TOTAL 242,875
FORM 13F (SEC USE ONLY) Page 3 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2009
Item 6 Investment Discretion ---------------------- Item 8: Item 4: (b) Voting Authority Item 2: Fair Item 5: Shared-As Item 7 (Shares) of Item 3: Market Shares of Defined (c) Managers ---------------------- Item 1: Title CUSIP Value Principal (a) in Instr. Shared- See (b) (c) Name of Issuer class Number (x$1000) Amount Sole V Other Instr. V (a) Sole Shared None - ----------------------------------- ------- --------- -------- ------------ ---- --------- ------- -------- ---------- ------ ---- OPENWAVE SYS INC COM 683718308 26,932 11,812,600 SH X 01,02 11,812,600 OPNET TECHNOLOGIES COM 683757108 8,495 696,900 SH X 02 696,900 PARAMETRIC TECH CORP COM 699173209 8,898 544,600 SH X 01 544,600 PHASE FORWARD INC COM 71721R406 4,295 280,000 SH X 02 280,000 PLATO Learning INC COM 72764Y100 7,003 1,606,300 SH X 02 1,606,300 QLOGIC CORP COM 747277101 9,076 481,000 SH X 01 481,000 QUEST SOFTWARE INC COM 74834T103 7,529 409,192 SH X 01 409,192 RACKSPACE HOSTING INC COM 750086100 1,088 52,200 SH X 52,200 RADWARE, LTD COM IL0010834 1,475 97,556 SH X 02 97,556 RIGHTNOW TECHNOLOGIES INC COM 76657R106 3,672 211,400 SH X 02 211,400 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01,02 8,160,250 SALARY.COM COM 794006106 929 397,100 SH X 02 397,100 SALIX PHARMACEUTICALS COM 795435106 23,978 944,400 SH X 01,02 944,400 SAPIENT CORP COM 803062108 5,739 694,000 SH X 01 694,000 SHIRE PLC ADR 82481R106 11,845 201,800 SH X 01 201,800 SILICON LABORATORIES, INC COM 826919102 5,457 112,800 SH X 01 112,800 SOLARWINDS, INC COM 83416B109 7,687 334,100 SH X 01 334,100 SONIC SOLUTIONS COM 835460106 11,838 1,004,100 SH X 02 1,004,100 STANDARD MICROSYSTEMS CORP COM 853626109 1,101 53,000 SH X 02 53,000 TNS INC COM 872960109 18,404 716,400 SH X 01,02 716,400 TRX INC COM 898452107 1,166 2,121,700 SH X 02 2,121,700 TTI TEAM TELECOMA, PFD (restricted) PFD M88258104 1,409 909,091 SH X 02 909,091 TYCO ELECTRONICS LTD COM H8912P106 10,067 410,100 SH X 01 410,100 ULTICOM COM 903844108 6,278 643,926 SH X 02 643,926 VALUECLICK INC COM 92046N102 13,473 1,331,400 SH X 01 1,331,400 VIRAGE LOGIC CORP COM 92763R104 1,782 324,100 SH X 02 324,100 VIROPHARMA INC COM 928241108 7,220 860,600 SH X 02 860,600 WASHINGTON POST CO. COM 939640108 11,957 27,200 SH X 01 27,200 WEB.COM GROUP INC COM 94733A104 9,854 1,509,078 SH X 02 1,509,078 WEBMEDIABRANDS INC COM 94770W100 3,291 3,739,800 SH X 02 3,739,800 XILINX INC COM 983919101 13,153 524,900 SH X 01 524,900 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 114 22,475 SH X 22,475 COLUMN TOTAL 245,205 GRAND TOTAL 728,810
S Squared Technology, LLC Form 13F - Additions FORM 13F (SEC USE ONLY) Page 4 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC December 31, 2009
Item 6 Investment Discretion ---------------------- Item 8: Item 4: (b) Voting Authority Item 2: Fair Item 5: Shared-As Item 7 (Shares) of Item 3: Market Shares of Defined (c) Managers ---------------------- Item 1: Title CUSIP Value Principal (a) in Instr. Shared- See (b) (c) Name of Issuer Class Number (x$1000) Amount Sole V Other Instr. V (a) Sole Shared None - ----------------------------------- ------- --------- -------- ------------ ---- --------- ------- -------- ---------- ------ ---- PMC - SIERRA COM 69344F106 555 64,200 SH X 64,200 TOTAL MARKET VALUE 13F ADDITIONS 555 TOTAL MARKET VALUE 13F 728,810 -------- TOTAL MARKET VALUE 13F & ADDITIONS 729,365 ========
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