-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HXGIEjiaAOJ/8zh0pfmdfDaOW+MmHEEv5l2Q0P816eXgeyseIoLDpiCBKG1SE+VA 2Je0qezzihTSWIyUzOpp7g== 0001193125-10-032292.txt : 20100216 0001193125-10-032292.hdr.sgml : 20100215 20100216161044 ACCESSION NUMBER: 0001193125-10-032292 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13183 FILM NUMBER: 10607826 BUSINESS ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2009 Check here if Amendment [_]; Amendment Number: -------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CITADEL ADVISORS LLC Address: 131 SOUTH DEARBORN CHICAGO, IL 60603 13F File Number: 28-13183 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PATRICIA A. STASNY Title: GLOBAL CONTROLLER Phone: (312) 395-4366 Signature, Place, and Date of Signing: /S/ PATRICIA A. STASNY CHICAGO, ILLINOIS 02/16/2010 - ---------------------------------------- ------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 8,908 Form 13F Information Table Value Total: $46,635,756 (THOUSANDS) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME - --- -------------------- --------------------- 1 28-13182 Citadel Holdings I LP
PAGE 1 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) 3 COM CORP CMN STOCK Cmn 885535104 184 24,502 Sh Shared-defined 1 24,502 3 COM CORP CMN STOCK Cmn 885535954 89 11,900 Sh Put Shared-defined 1 11,900 3M CO Cmn 88579Y101 12,601 152,421 Sh Shared-defined 1 152,421 3M CO Cmn 88579Y101 10,123 122,454 Sh Shared-defined 122,454 3M CO Cmn 88579Y951 39,698 480,200 Sh Put Shared-defined 1 480,200 3M CO Cmn 88579Y901 18,634 225,400 Sh Call Shared-defined 1 225,400 3M CO Cmn 88579Y951 18,592 224,900 Sh Put Shared-defined 224,900 3M CO Cmn 88579Y901 7,812 94,500 Sh Call Shared-defined 94,500 3PAR INC Cmn 88580F109 2,263 191,006 Sh Shared-defined 191,006 7 DAYS GROUP HOLDINGS LT-ADR Depository Receipt 81783J101 1,537 123,150 Sh Shared-defined N/A 7 DAYS GROUP HOLDINGS LT-ADR Depository Receipt 81783J101 12 948 Sh Shared-defined 1 N/A 8X8 INC CMN STOCK Cmn 282914100 29 19,004 Sh Shared-defined 1 19,004 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 170 13,000 Sh Put Shared-defined 1 13,000 99 CENTS ONLY STORES CMN STOCK Cmn 65440K906 125 9,600 Sh Call Shared-defined 1 9,600 COLUMN TOTALS 111,869
PAGE 2 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 7 500 Sh Put Shared-defined 500 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 551 42,179 Sh Shared-defined 42,179 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 10 780 Sh Shared-defined 1 780 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 452 10,428 Sh Shared-defined 10,428 A123 SYSTEMS INC Cmn 03739T908 6,501 289,700 Sh Call Shared-defined 1 289,700 A123 SYSTEMS INC Cmn 03739T908 3,153 140,500 Sh Call Shared-defined 140,500 A123 SYSTEMS INC Cmn 03739T958 3,009 134,100 Sh Put Shared-defined 1 134,100 A123 SYSTEMS INC Cmn 03739T958 938 41,800 Sh Put Shared-defined 41,800 A123 SYSTEMS INC Cmn 03739T108 42 1,892 Sh Shared-defined 1 1,892 AAR CORP 1.75% CB 2/01/26 -REGISTERED Bond 000361AH8 28,109 27,652,000 Prn Shared-defined N/A AAR CORP CMN STK Cmn 000361905 811 35,300 Sh Call Shared-defined 1 35,300 AAR CORP CMN STK Cmn 000361955 290 12,600 Sh Put Shared-defined 1 12,600 AAR CORP CMN STK Cmn 000361105 13 556 Sh Shared-defined 1 556 AARON'S INC Cmn 002535951 1,231 44,400 Sh Put Shared-defined 1 44,400 COLUMN TOTALS 45,117
PAGE 3 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AARON'S INC Cmn 002535901 286 10,300 Sh Call Shared-defined 1 10,300 AARON'S INC Cmn 002535201 77 2,785 Sh Shared-defined 2,785 AASTROM BIOSCIENCES INC CMN STOCK Cmn 00253U107 14 46,341 Sh Shared-defined 1 46,341 ABAXIS INC CMN STK Cmn 002567955 580 22,700 Sh Put Shared-defined 1 22,700 ABAXIS INC CMN STK Cmn 002567905 534 20,900 Sh Call Shared-defined 1 20,900 ABAXIS INC CMN STK Cmn 002567105 3 123 Sh Shared-defined 1 123 ABB LTD - SPONS ADR 1:1 Depository Receipt 000375204 410 21,450 Sh Shared-defined N/A ABB LTD - SPONS ADR 1:1 Depository Receipt 000375204 17 876 Sh Shared-defined 1 N/A ABBOTT LABS Cmn 002824950 45,838 849,000 Sh Put Shared-defined 1 849,000 ABBOTT LABS Cmn 002824900 43,980 814,600 Sh Call Shared-defined 1 814,600 ABBOTT LABS Cmn 002824950 28,059 519,700 Sh Put Shared-defined 519,700 ABBOTT LABS Cmn 002824900 25,678 475,600 Sh Call Shared-defined 475,600 ABBOTT LABS Cmn 002824100 8,433 156,189 Sh Shared-defined 156,189 ABBOTT LABS Cmn 002824100 5,355 99,181 Sh Shared-defined 1 99,181 COLUMN TOTALS 159,264
PAGE 4 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 18,606 533,900 Sh Put Shared-defined 1 533,900 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 16,261 466,600 Sh Call Shared-defined 1 466,600 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 14,201 407,500 Sh Put Shared-defined 407,500 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 8,054 231,100 Sh Call Shared-defined 231,100 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 18,037 517,575 Sh Shared-defined 517,575 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 159 4,575 Sh Shared-defined 1 4,575 ABIOMED INC CMN STK Cmn 003654900 294 33,600 Sh Call Shared-defined 1 33,600 ABIOMED INC CMN STK Cmn 003654950 54 6,200 Sh Put Shared-defined 1 6,200 ABIOMED INC CMN STK Cmn 003654100 93 10,611 Sh Shared-defined 10,611 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830906 32 16,700 Sh Call Shared-defined 1 16,700 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 7 3,704 Sh Shared-defined 1 3,704 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 7 3,400 Sh Shared-defined 3,400 ACADIA PHARMACEUTICALS, INC. Cmn 004225908 32 24,000 Sh Call Shared-defined 1 24,000 ACADIA PHARMACEUTICALS, INC. Cmn 004225958 6 4,200 Sh Put Shared-defined 1 4,200 COLUMN TOTALS 75,843
PAGE 5 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ACADIA PHARMACEUTICALS, INC. Cmn 004225108 8 6,207 Sh Shared-defined 1 6,207 ACCENTURE PLC Cmn G1151C901 20,841 502,200 Sh Call Shared-defined 502,200 ACCENTURE PLC Cmn G1151C951 5,781 139,300 Sh Put Shared-defined 1 139,300 ACCENTURE PLC Cmn G1151C901 3,200 77,100 Sh Call Shared-defined 1 77,100 ACCENTURE PLC Cmn G1151C101 2,075 50,000 Sh Shared-defined 50,000 ACCENTURE PLC Cmn G1151C951 1,054 25,400 Sh Put Shared-defined 25,400 ACCENTURE PLC Cmn G1151C101 289 6,958 Sh Shared-defined 1 6,958 ACCURAY INC Cmn 004397105 93 16,548 Sh Shared-defined 16,548 ACCURAY INC Cmn 004397905 89 15,800 Sh Call Shared-defined 1 15,800 ACCURAY INC Cmn 004397105 74 13,131 Sh Shared-defined 1 13,131 ACCURAY INC Cmn 004397955 65 11,600 Sh Put Shared-defined 1 11,600 ACE LTD CMN STOCK Cmn H0023R955 11,915 236,400 Sh Put Shared-defined 1 236,400 ACE LTD CMN STOCK Cmn H0023R905 4,985 98,900 Sh Call Shared-defined 1 98,900 ACE LTD CMN STOCK Cmn H0023R955 2,893 57,400 Sh Put Shared-defined 57,400 COLUMN TOTALS 53,362
PAGE 6 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ACE LTD CMN STOCK Cmn H0023R905 1,704 33,800 Sh Call Shared-defined 33,800 ACE LTD CMN STOCK Cmn H0023R105 97,757 1,939,627 Sh Shared-defined 1,939,627 ACE LTD CMN STOCK Cmn H0023R105 1,520 30,149 Sh Shared-defined 1 30,149 ACERGY SA -ADR 1:1 Depository Receipt 00443E104 162 10,393 Sh Shared-defined 1 N/A ACERGY SA -ADR 1:1 Depository Receipt 00443E104 5 318 Sh Shared-defined N/A ACME PACKET INC Cmn 004764106 318 28,872 Sh Shared-defined 28,872 ACME PACKET INC Cmn 004764906 138 12,500 Sh Call Shared-defined 1 12,500 ACME PACKET INC Cmn 004764956 84 7,600 Sh Put Shared-defined 1 7,600 ACME PACKET INC Cmn 004764106 68 6,141 Sh Shared-defined 1 6,141 ACORDA THERAPEUTICS INC Cmn 00484M906 5,094 202,000 Sh Call Shared-defined 1 202,000 ACORDA THERAPEUTICS INC Cmn 00484M956 3,195 126,700 Sh Put Shared-defined 1 126,700 ACTIVISION BLIZZARD INC Cmn 00507V109 32,709 2,944,110 Sh Shared-defined 2,944,110 ACTIVISION BLIZZARD INC Cmn 00507V959 14,910 1,342,000 Sh Put Shared-defined 1 1,342,000 ACTIVISION BLIZZARD INC Cmn 00507V109 14,599 1,314,053 Sh Shared-defined 1 1,314,053 COLUMN TOTALS 172,263
PAGE 7 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ACTIVISION BLIZZARD INC Cmn 00507V959 5,166 465,000 Sh Put Shared-defined 465,000 ACTIVISION BLIZZARD INC Cmn 00507V909 4,472 402,500 Sh Call Shared-defined 1 402,500 ACTIVISION BLIZZARD INC Cmn 00507V909 1,788 160,900 Sh Call Shared-defined 160,900 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X903 641 34,600 Sh Call Shared-defined 1 34,600 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X953 330 17,800 Sh Put Shared-defined 1 17,800 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X203 17 927 Sh Shared-defined 927 ACTUATE CORP CMN STOCK Cmn 00508B102 39 9,094 Sh Shared-defined 9,094 ACTUATE CORP CMN STOCK Cmn 00508B102 36 8,506 Sh Shared-defined 1 8,506 ACUITY BRANDS INC CMN STOCK Cmn 00508Y902 759 21,300 Sh Call Shared-defined 1 21,300 ACUITY BRANDS INC CMN STOCK Cmn 00508Y952 89 2,500 Sh Put Shared-defined 1 2,500 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 116 3,255 Sh Shared-defined 3,255 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 15 409 Sh Shared-defined 1 409 ACXIOM CORP CMN STK Cmn 005125959 126 9,400 Sh Put Shared-defined 1 9,400 ACXIOM CORP CMN STK Cmn 005125909 101 7,500 Sh Call Shared-defined 1 7,500 COLUMN TOTALS 13,695
PAGE 8 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ACXIOM CORP CMN STK Cmn 005125109 3,964 295,391 Sh Shared-defined 295,391 ACXIOM CORP CMN STK Cmn 005125109 126 9,361 Sh Shared-defined 1 9,361 ADAPTEC INC CMN STK Cmn 00651F958 21 6,200 Sh Put Shared-defined 1 6,200 ADAPTEC INC CMN STK Cmn 00651F108 33 9,866 Sh Shared-defined 9,866 ADAPTEC INC CMN STK Cmn 00651F108 18 5,482 Sh Shared-defined 1 5,482 ADC TELECOMMUNICATIONS 3.5% CB 7/15/2017 - REGISTE Bond 000886AF8 39,962 58,750,000 Prn Shared-defined N/A ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886909 554 89,200 Sh Call Shared-defined 1 89,200 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886959 419 67,400 Sh Put Shared-defined 1 67,400 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 36 5,862 Sh Shared-defined 1 5,862 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 26 4,228 Sh Shared-defined 4,228 ADMINISTAFF INC CMN STOCK Cmn 007094905 649 27,500 Sh Call Shared-defined 1 27,500 ADMINISTAFF INC CMN STOCK Cmn 007094955 142 6,000 Sh Put Shared-defined 1 6,000 ADMINISTAFF INC CMN STOCK Cmn 007094105 29 1,238 Sh Shared-defined 1,238 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 1,904 51,764 Sh Shared-defined 1 51,764 COLUMN TOTALS 47,883
PAGE 9 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 552 15,004 Sh Shared-defined 15,004 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 15,768 428,700 Sh Put Shared-defined 1 428,700 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 12,428 337,900 Sh Call Shared-defined 1 337,900 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 6,032 164,000 Sh Put Shared-defined 164,000 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 6,014 163,500 Sh Call Shared-defined 163,500 ADOLOR CORP CMN STK Cmn 00724X902 7 5,000 Sh Call Shared-defined 1 5,000 ADOLOR CORP CMN STK Cmn 00724X102 14 9,605 Sh Shared-defined 1 9,605 ADOLOR CORP CMN STK Cmn 00724X102 3 1,751 Sh Shared-defined 1,751 ADTRAN INC CMN STOCK Cmn 00738A906 1,615 71,600 Sh Call Shared-defined 1 71,600 ADTRAN INC CMN STOCK Cmn 00738A956 645 28,600 Sh Put Shared-defined 1 28,600 ADTRAN INC CMN STOCK Cmn 00738A106 6,394 283,533 Sh Shared-defined 283,533 ADVANCE AUTO PARTS INC Cmn 00751Y956 2,498 61,700 Sh Put Shared-defined 1 61,700 ADVANCE AUTO PARTS INC Cmn 00751Y906 1,741 43,000 Sh Call Shared-defined 1 43,000 ADVANCE AUTO PARTS INC Cmn 00751Y956 190 4,700 Sh Put Shared-defined 4,700 COLUMN TOTALS 53,901
PAGE 10 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ADVANCE AUTO PARTS INC Cmn 00751Y906 73 1,800 Sh Call Shared-defined 1,800 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H952 90 22,500 Sh Put Shared-defined 1 22,500 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H902 82 20,600 Sh Call Shared-defined 1 20,600 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 16 3,944 Sh Shared-defined 1 3,944 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 7 1,800 Sh Shared-defined 1,800 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 125 8,311 Sh Shared-defined 1 8,311 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 74 4,916 Sh Shared-defined 4,916 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973950 21 1,400 Sh Put Shared-defined 1 1,400 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973900 8 500 Sh Call Shared-defined 1 500 ADVANCED MICRO DEVICES NYSE Cmn 007903107 5,238 541,082 Sh Shared-defined 541,082 ADVANCED MICRO DEVICES NYSE Cmn 007903107 354 36,550 Sh Shared-defined 1 36,550 ADVANCED MICRO DEVICES NYSE Cmn 007903907 16,054 1,658,500 Sh Call Shared-defined 1,658,500 ADVANCED MICRO DEVICES NYSE Cmn 007903957 11,509 1,188,900 Sh Put Shared-defined 1 1,188,900 ADVANCED MICRO DEVICES NYSE Cmn 007903907 10,835 1,119,300 Sh Call Shared-defined 1 1,119,300 COLUMN TOTALS 44,486
PAGE 11 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ADVANCED MICRO DEVICES NYSE Cmn 007903957 5,334 551,000 Sh Put Shared-defined 551,000 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F101 34 5,254 Sh Shared-defined 1 5,254 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F901 967 148,300 Sh Call Shared-defined 1 148,300 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F951 51 7,800 Sh Put Shared-defined 1 7,800 ADVENTRX PHARMACEUTICALS INC COMMON STOCK Cmn 00764X103 11 31,486 Sh Shared-defined 1 31,486 AECOM TECHNOLOGY CORP Cmn 00766T900 751 27,300 Sh Call Shared-defined 1 27,300 AECOM TECHNOLOGY CORP Cmn 00766T950 129 4,700 Sh Put Shared-defined 1 4,700 AECOM TECHNOLOGY CORP Cmn 00766T900 25 900 Sh Call Shared-defined 900 AECOM TECHNOLOGY CORP Cmn 00766T950 11 400 Sh Put Shared-defined 400 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 767 27,900 Sh Call Shared-defined 1 27,900 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 484 17,600 Sh Put Shared-defined 1 17,600 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 60 2,200 Sh Call Shared-defined 2,200 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 27 1,000 Sh Put Shared-defined 1,000 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 205 7,464 Sh Shared-defined 7,464 COLUMN TOTALS 8,856
PAGE 12 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AEGON NV ADR USD 1:1 Depository Receipt 007924103 46 7,221 Sh Shared-defined 1 N/A AEGON NV ADR USD 1:1 Depository Receipt 007924103 20 3,145 Sh Shared-defined N/A AERCAP HOLDINGS NV Cmn N00985906 189 20,900 Sh Call Shared-defined 1 20,900 AERCAP HOLDINGS NV Cmn N00985106 154 16,985 Sh Shared-defined 1 16,985 AERCAP HOLDINGS NV Cmn N00985956 99 10,900 Sh Put Shared-defined 1 10,900 AEROPOSTALE INC CMN STK Cmn 007865958 13,663 401,250 Sh Put Shared-defined 1 401,250 AEROPOSTALE INC CMN STK Cmn 007865908 10,828 318,000 Sh Call Shared-defined 1 318,000 AEROPOSTALE INC CMN STK Cmn 007865908 6,754 198,350 Sh Call Shared-defined 198,350 AEROPOSTALE INC CMN STK Cmn 007865958 6,544 192,200 Sh Put Shared-defined 192,200 AEROPOSTALE INC CMN STK Cmn 007865108 2,040 59,916 Sh Shared-defined 59,916 AEROVIRONMENT INC Cmn 008073908 1,038 35,700 Sh Call Shared-defined 1 35,700 AEROVIRONMENT INC Cmn 008073108 207 7,116 Sh Shared-defined 7,116 AEROVIRONMENT INC Cmn 008073958 131 4,500 Sh Put Shared-defined 1 4,500 AEROVIRONMENT INC Cmn 008073108 20 700 Sh Shared-defined 1 700 COLUMN TOTALS 41,733
PAGE 13 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AES CORP COMMON STOCK Cmn 00130H105 2,530 190,078 Sh Shared-defined 190,078 AES CORP COMMON STOCK Cmn 00130H105 959 72,053 Sh Shared-defined 1 72,053 AES CORP COMMON STOCK Cmn 00130H955 2,315 173,900 Sh Put Shared-defined 1 173,900 AES CORP COMMON STOCK Cmn 00130H905 1,449 108,900 Sh Call Shared-defined 108,900 AES CORP COMMON STOCK Cmn 00130H955 720 54,100 Sh Put Shared-defined 54,100 AES CORP COMMON STOCK Cmn 00130H905 656 49,300 Sh Call Shared-defined 1 49,300 AES TRUST III 6.75% PFD 10/15/2029 - REGISTERED Pref Stk 00808N202 14 310 Sh Shared-defined 1 N/A AETNA INC - NEW Cmn 00817Y108 35,536 1,120,997 Sh Shared-defined 1,120,997 AETNA INC - NEW Cmn 00817Y108 4,543 143,317 Sh Shared-defined 1 143,317 AETNA INC - NEW Cmn 00817Y958 18,389 580,100 Sh Put Shared-defined 1 580,100 AETNA INC - NEW Cmn 00817Y908 11,330 357,400 Sh Call Shared-defined 1 357,400 AETNA INC - NEW Cmn 00817Y958 7,814 246,500 Sh Put Shared-defined 246,500 AETNA INC - NEW Cmn 00817Y908 5,338 168,400 Sh Call Shared-defined 168,400 AFFILIATED COMPUTER SVSC CLASS A CMN STOCK Cmn 008190900 1,898 31,800 Sh Call Shared-defined 1 31,800 COLUMN TOTALS 93,491
PAGE 14 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AFFILIATED COMPUTER SVSC CLASS A CMN STOCK Cmn 008190950 495 8,300 Sh Put Shared-defined 1 8,300 AFFILIATED COMPUTER SVSC CLASS A CMN STOCK Cmn 008190100 633 10,602 Sh Shared-defined 1 10,602 AFFILIATED COMPUTER SVSC CLASS A CMN STOCK Cmn 008190100 346 5,800 Sh Shared-defined 5,800 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 6,088 90,400 Sh Put Shared-defined 1 90,400 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 5,994 89,000 Sh Call Shared-defined 1 89,000 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 929 13,800 Sh Call Shared-defined 13,800 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 229 3,400 Sh Put Shared-defined 3,400 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 9,395 139,495 Sh Shared-defined 139,495 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 843 12,515 Sh Shared-defined 1 12,515 AFFYMETRIX INC COM STK Cmn 00826T908 153 26,200 Sh Call Shared-defined 1 26,200 AFFYMETRIX INC COM STK Cmn 00826T958 108 18,500 Sh Put Shared-defined 1 18,500 AFFYMETRIX INC COM STK Cmn 00826T108 11 1,957 Sh Shared-defined 1 1,957 AFLAC INC Cmn 001055902 22,464 485,700 Sh Call Shared-defined 1 485,700 AFLAC INC Cmn 001055952 18,569 401,500 Sh Put Shared-defined 1 401,500 COLUMN TOTALS 66,257
PAGE 15 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AFLAC INC Cmn 001055902 9,430 203,900 Sh Call Shared-defined 203,900 AFLAC INC Cmn 001055102 6,085 131,565 Sh Shared-defined 131,565 AFLAC INC Cmn 001055952 3,053 66,000 Sh Put Shared-defined 66,000 AFLAC INC Cmn 001055102 146 3,163 Sh Shared-defined 1 3,163 AGCO 1.75% CB 12/31/33 SERIES B- REGISTERED Bond 001084AL6 51,632 34,500,000 Prn Shared-defined N/A AGCO CORP 1.25% CB 12/15/2036-REGISTERED Bond 001084AM4 6,794 6,500,000 Prn Shared-defined N/A AGCO CORP. COMMON STOCK Cmn 001084102 2,203 68,129 Sh Shared-defined 1 68,129 AGCO CORP. COMMON STOCK Cmn 001084102 373 11,526 Sh Shared-defined 11,526 AGCO CORP. COMMON STOCK Cmn 001084952 2,442 75,500 Sh Put Shared-defined 1 75,500 AGCO CORP. COMMON STOCK Cmn 001084902 1,853 57,300 Sh Call Shared-defined 1 57,300 AGCO CORP. COMMON STOCK Cmn 001084902 58 1,800 Sh Call Shared-defined 1,800 AGFEED INDUSTRIES INC Cmn 00846L901 453 90,600 Sh Call Shared-defined 1 90,600 AGFEED INDUSTRIES INC Cmn 00846L951 316 63,100 Sh Put Shared-defined 1 63,100 AGFEED INDUSTRIES INC Cmn 00846L101 8 1,631 Sh Shared-defined 1 1,631 COLUMN TOTALS 84,846
PAGE 16 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 10,244 329,700 Sh Put Shared-defined 1 329,700 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 2,952 95,000 Sh Call Shared-defined 1 95,000 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 2,343 75,400 Sh Put Shared-defined 75,400 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 342 11,000 Sh Call Shared-defined 11,000 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 2,512 80,846 Sh Shared-defined 80,846 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 2,212 71,207 Sh Shared-defined 1 71,207 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 10,728 198,663 Sh Shared-defined 1 198,663 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 5,734 106,179 Sh Shared-defined 106,179 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 27,729 513,500 Sh Put Shared-defined 1 513,500 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 22,410 415,000 Sh Call Shared-defined 1 415,000 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 12,031 222,800 Sh Put Shared-defined 222,800 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 9,191 170,200 Sh Call Shared-defined 170,200 AGRIUM INC Cmn 008916958 10,295 167,400 Sh Put Shared-defined 1 167,400 AGRIUM INC Cmn 008916908 6,759 109,900 Sh Call Shared-defined 1 109,900 COLUMN TOTALS 125,482
PAGE 17 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AGRIUM INC Cmn 008916958 5,061 82,300 Sh Put Shared-defined 82,300 AGRIUM INC Cmn 008916908 3,069 49,900 Sh Call Shared-defined 49,900 AIR METHODS CORP CMN STK Cmn 009128307 138 4,111 Sh Shared-defined 1 4,111 AIR METHODS CORP CMN STK Cmn 009128307 56 1,655 Sh Shared-defined 1,655 AIR METHODS CORP CMN STK Cmn 009128957 390 11,600 Sh Put Shared-defined 1 11,600 AIR METHODS CORP CMN STK Cmn 009128907 279 8,300 Sh Call Shared-defined 1 8,300 AIR PRODS & CHEMS INC Cmn 009158106 13,422 165,575 Sh Shared-defined 165,575 AIR PRODS & CHEMS INC Cmn 009158106 34 419 Sh Shared-defined 1 419 AIR PRODS & CHEMS INC Cmn 009158906 7,555 93,200 Sh Call Shared-defined 1 93,200 AIR PRODS & CHEMS INC Cmn 009158956 3,688 45,500 Sh Put Shared-defined 1 45,500 AIR PRODS & CHEMS INC Cmn 009158956 1,402 17,300 Sh Put Shared-defined 17,300 AIR PRODS & CHEMS INC Cmn 009158906 1,167 14,400 Sh Call Shared-defined 14,400 AIRCASTLE COMMON STOCK Cmn G0129K104 16 1,647 Sh Shared-defined 1,647 AIRCASTLE COMMON STOCK Cmn G0129K904 444 45,100 Sh Call Shared-defined 1 45,100 COLUMN TOTALS 36,721
PAGE 18 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AIRCASTLE COMMON STOCK Cmn G0129K954 104 10,600 Sh Put Shared-defined 1 10,600 AIRGAS INC CMN STK Cmn 009363902 2,466 51,800 Sh Call Shared-defined 1 51,800 AIRGAS INC CMN STK Cmn 009363952 2,347 49,300 Sh Put Shared-defined 1 49,300 AIRGAS INC CMN STK Cmn 009363102 80 1,681 Sh Shared-defined 1,681 AIRMEDIA GROUP INC-ADR Depository Receipt 009411109 141 18,820 Sh Shared-defined N/A AIRMEDIA GROUP INC-ADR Depository Receipt 009411109 19 2,475 Sh Shared-defined 1 N/A AIRTRAN HOLDINGS 5.25% CB 11/01/2016-REGISTERED Bond 00949PAD0 9,569 8,789,000 Prn Shared-defined N/A AIRTRAN HOLDINGS 5.5% CB 4/15/15 - REGISTERED Bond 00949PAC2 28,047 18,220,000 Prn Shared-defined N/A AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 2,871 550,000 Sh Put Shared-defined 550,000 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 460 88,100 Sh Call Shared-defined 1 88,100 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 339 65,000 Sh Put Shared-defined 1 65,000 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 122 23,393 Sh Shared-defined 1 23,393 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 116 22,176 Sh Shared-defined 22,176 AIXTRON AG WHEN ISSUED SPON ADR 1:1 COMMON Depository Receipt 009606104 1,186 35,395 Sh Shared-defined 1 N/A COLUMN TOTALS 47,867
PAGE 19 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AIXTRON AG WHEN ISSUED SPON ADR 1:1 COMMON Depository Receipt 009606104 635 18,961 Sh Shared-defined N/A AK STEEL HOLDING CORP. Cmn 001547908 6,332 296,600 Sh Call Shared-defined 1 296,600 AK STEEL HOLDING CORP. Cmn 001547958 3,194 149,600 Sh Put Shared-defined 1 149,600 AK STEEL HOLDING CORP. Cmn 001547908 2,893 135,500 Sh Call Shared-defined 135,500 AK STEEL HOLDING CORP. Cmn 001547958 1,672 78,300 Sh Put Shared-defined 78,300 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 15,391 607,600 Sh Put Shared-defined 1 607,600 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 8,283 327,000 Sh Call Shared-defined 1 327,000 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 4,653 183,700 Sh Put Shared-defined 183,700 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 1,735 68,500 Sh Call Shared-defined 68,500 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 6,286 248,169 Sh Shared-defined 1 248,169 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 2,559 101,034 Sh Shared-defined 101,034 AKEENA SOLAR INC CMN STK Cmn 009720903 23 18,700 Sh Call Shared-defined 1 18,700 AKEENA SOLAR INC CMN STK Cmn 009720953 8 6,100 Sh Put Shared-defined 1 6,100 AKEENA SOLAR INC CMN STK Cmn 009720103 8 6,568 Sh Shared-defined 1 6,568 COLUMN TOTALS 53,672
PAGE 20 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AKEENA SOLAR INC CMN STK Cmn 009720103 5 3,623 Sh Shared-defined 3,623 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659959 3,643 105,400 Sh Put Shared-defined 1 105,400 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659909 1,763 51,000 Sh Call Shared-defined 1 51,000 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 594 17,185 Sh Shared-defined 17,185 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 1 103 Sh Shared-defined 103 ALBANY INTERNATIONAL COMMON STOCK Cmn 012348108 297 13,202 Sh Shared-defined 13,202 ALBEMARLE CORP CMN STK Cmn 012653901 2,350 64,600 Sh Call Shared-defined 1 64,600 ALBEMARLE CORP CMN STK Cmn 012653951 255 7,000 Sh Put Shared-defined 1 7,000 ALBEMARLE CORP CMN STK Cmn 012653101 9,821 270,027 Sh Shared-defined 270,027 ALBERTO CULVER CO Cmn 013078100 6,546 223,478 Sh Shared-defined 223,478 ALBERTO CULVER CO Cmn 013078100 6 217 Sh Shared-defined 1 217 ALCATEL - ADR Depository Receipt 013904305 11,147 3,357,515 Sh Shared-defined N/A ALCATEL - ADR Depository Receipt 013904305 131 39,419 Sh Shared-defined 1 N/A ALCOA 5.25% CB 3/15/14-REGISTERED Bond 013817AT8 80,696 30,960,000 Prn Shared-defined N/A COLUMN TOTALS 117,255
PAGE 21 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALCOA INC CMN STOCK Cmn 013817101 15,764 977,894 Sh Shared-defined 977,894 ALCOA INC CMN STOCK Cmn 013817101 9,559 592,992 Sh Shared-defined 1 592,992 ALCOA INC CMN STOCK Cmn 013817901 24,215 1,502,200 Sh Call Shared-defined 1 1,502,200 ALCOA INC CMN STOCK Cmn 013817951 23,630 1,465,900 Sh Put Shared-defined 1 1,465,900 ALCOA INC CMN STOCK Cmn 013817901 5,484 340,200 Sh Call Shared-defined 340,200 ALCOA INC CMN STOCK Cmn 013817951 5,254 325,900 Sh Put Shared-defined 325,900 ALCON INC Cmn H01301952 156,938 954,900 Sh Put Shared-defined 1 954,900 ALCON INC Cmn H01301902 116,048 706,100 Sh Call Shared-defined 1 706,100 ALCON INC Cmn H01301102 93,866 571,135 Sh Shared-defined 1 571,135 ALCON INC Cmn H01301102 21,094 128,349 Sh Shared-defined 128,349 ALCON INC Cmn H01301902 14,134 86,000 Sh Call Shared-defined 86,000 ALCON INC Cmn H01301952 11,225 68,300 Sh Put Shared-defined 68,300 ALEXANDER & BALDWIN INC CMN STK Cmn 014482903 602 17,600 Sh Call Shared-defined 1 17,600 ALEXANDER & BALDWIN INC CMN STK Cmn 014482953 483 14,100 Sh Put Shared-defined 1 14,100 COLUMN TOTALS 498,296
PAGE 22 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 917 26,788 Sh Shared-defined 26,788 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 13 370 Sh Shared-defined 1 370 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 4,224 65,700 Sh Put Shared-defined 1 65,700 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 1,903 29,600 Sh Call Shared-defined 1 29,600 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 598 9,300 Sh Put Shared-defined 9,300 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 553 8,600 Sh Call Shared-defined 8,600 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 11,443 177,992 Sh Shared-defined 177,992 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351909 8,314 170,300 Sh Call Shared-defined 1 170,300 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351959 3,920 80,300 Sh Put Shared-defined 1 80,300 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 21,991 450,448 Sh Shared-defined 450,448 ALIGN TECHNOLOGY INC. Cmn 016255901 1,746 98,000 Sh Call Shared-defined 1 98,000 ALIGN TECHNOLOGY INC. Cmn 016255901 497 27,900 Sh Call Shared-defined 27,900 ALIGN TECHNOLOGY INC. Cmn 016255951 191 10,700 Sh Put Shared-defined 1 10,700 ALIGN TECHNOLOGY INC. Cmn 016255101 166 9,323 Sh Shared-defined 9,323 COLUMN TOTALS 56,476
PAGE 23 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALIGN TECHNOLOGY INC. Cmn 016255951 71 4,000 Sh Put Shared-defined 4,000 ALKERMES INC CMN STK Cmn 01642T958 1,042 110,700 Sh Put Shared-defined 1 110,700 ALKERMES INC CMN STK Cmn 01642T908 394 41,900 Sh Call Shared-defined 1 41,900 ALKERMES INC CMN STK Cmn 01642T108 496 52,730 Sh Shared-defined 52,730 ALLEGHANY CORPORATION COMMON STOCK Cmn 017175100 257 932 Sh Shared-defined 932 ALLEGHANY CORPORATION COMMON STOCK Cmn 017175100 22 80 Sh Shared-defined 1 80 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 60,105 2,559,831 Sh Shared-defined 2,559,831 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 1,242 52,899 Sh Shared-defined 1 52,899 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 2,024 86,200 Sh Put Shared-defined 1 86,200 ALLEGHENY ENERGY INC CMN STK Cmn 017361906 369 15,700 Sh Call Shared-defined 1 15,700 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 134 5,700 Sh Put Shared-defined 5,700 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 1,689 37,722 Sh Shared-defined 37,722 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 90 2,000 Sh Shared-defined 1 2,000 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 19,779 441,800 Sh Call Shared-defined 1 441,800 COLUMN TOTALS 87,714
PAGE 24 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 10,046 224,400 Sh Put Shared-defined 1 224,400 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 8,654 193,300 Sh Put Shared-defined 193,300 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 5,511 123,100 Sh Call Shared-defined 123,100 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X952 3,061 64,900 Sh Put Shared-defined 1 64,900 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X902 2,255 47,800 Sh Call Shared-defined 1 47,800 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 49,610 1,051,726 Sh Shared-defined 1,051,726 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 603 12,774 Sh Shared-defined 1 12,774 ALLERGAN INC Cmn 018490902 5,173 82,100 Sh Call Shared-defined 1 82,100 ALLERGAN INC Cmn 018490952 4,669 74,100 Sh Put Shared-defined 1 74,100 ALLERGAN INC Cmn 018490902 3,365 53,400 Sh Call Shared-defined 53,400 ALLERGAN INC Cmn 018490952 2,067 32,800 Sh Put Shared-defined 32,800 ALLETE INC CMN STK Cmn 018522300 760 23,270 Sh Shared-defined 23,270 ALLIANCE DATA 1.75% CB 8/1/13 - REGISTERED Bond 018581AD0 69,578 68,427,000 Prn Shared-defined N/A ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 900 13,933 Sh Shared-defined 13,933 COLUMN TOTALS 166,252
PAGE 25 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 258 3,999 Sh Shared-defined 1 3,999 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 10,141 157,000 Sh Put Shared-defined 1 157,000 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 7,105 110,000 Sh Call Shared-defined 1 110,000 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 1,931 29,900 Sh Put Shared-defined 29,900 ALLIANCE HEALTHCARE SERVICES I Cmn 018606202 64 11,254 Sh Shared-defined 11,254 ALLIANCE HEALTHCARE SERVICES I Cmn 018606202 3 601 Sh Shared-defined 1 601 ALLIANCE ONE INTERNATIONAL INC CMN STK Cmn 018772103 43 8,818 Sh Shared-defined 8,818 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R958 1,314 30,300 Sh Put Shared-defined 1 30,300 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R908 655 15,100 Sh Call Shared-defined 1 15,100 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R108 1,202 27,719 Sh Shared-defined 1 27,719 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G906 4,237 150,800 Sh Call Shared-defined 1 150,800 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G956 739 26,300 Sh Put Shared-defined 1 26,300 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 1,105 36,502 Sh Shared-defined 36,502 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 13 445 Sh Shared-defined 1 445 COLUMN TOTALS 28,810
PAGE 26 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALLIANT TECH SYSTEM 2.75% CB 9/15/2011 - REGISTERE Bond 018804AN4 66,290 62,496,000 Prn Shared-defined N/A ALLIANT TECHSYSTEMS 3.0% CB 08/15/2024-REGISTERED Bond 018804AK0 76,215 60,543,000 Prn Shared-defined N/A ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 7,256 82,200 Sh Put Shared-defined 82,200 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 6,920 78,400 Sh Put Shared-defined 1 78,400 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 6,267 71,000 Sh Call Shared-defined 1 71,000 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 980 11,100 Sh Call Shared-defined 11,100 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 1,539 17,440 Sh Shared-defined 17,440 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 807 9,146 Sh Shared-defined 1 9,146 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q908 172 47,600 Sh Call Shared-defined 1 47,600 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q958 66 18,300 Sh Put Shared-defined 1 18,300 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q108 110 30,590 Sh Shared-defined 1 30,590 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q108 3 839 Sh Shared-defined 839 ALLIED IRISH BANKS - SPONS ADR (1:2) Depository Receipt 019228402 274 78,155 Sh Shared-defined 1 N/A ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645956 66 17,500 Sh Put Shared-defined 1 17,500 COLUMN TOTALS 166,965
PAGE 27 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645906 34 8,900 Sh Call Shared-defined 1 8,900 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 20 5,400 Sh Shared-defined 1 5,400 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 2 595 Sh Shared-defined 595 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777951 928 141,300 Sh Put Shared-defined 1 141,300 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 821 125,000 Sh Call Shared-defined 125,000 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 277 42,100 Sh Call Shared-defined 1 42,100 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 9,966 1,516,853 Sh Shared-defined 1,516,853 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 1,352 205,815 Sh Shared-defined 1 205,815 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P958 1,645 81,300 Sh Put Shared-defined 1 81,300 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P908 1,022 50,500 Sh Call Shared-defined 1 50,500 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 233 11,515 Sh Shared-defined 1 11,515 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 51 2,541 Sh Shared-defined 2,541 ALLSTATE CORP CMN STK Cmn 020002101 57,226 1,904,991 Sh Shared-defined 1,904,991 ALLSTATE CORP CMN STK Cmn 020002901 12,509 416,400 Sh Call Shared-defined 1 416,400 COLUMN TOTALS 86,086
PAGE 28 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALLSTATE CORP CMN STK Cmn 020002951 7,801 259,700 Sh Put Shared-defined 1 259,700 ALLSTATE CORP CMN STK Cmn 020002901 5,981 199,100 Sh Call Shared-defined 199,100 ALLSTATE CORP CMN STK Cmn 020002951 1,682 56,000 Sh Put Shared-defined 56,000 ALMOST FAMILY INC CMN STK Cmn 020409108 455 11,498 Sh Shared-defined 1 11,498 ALMOST FAMILY INC CMN STK Cmn 020409108 253 6,400 Sh Shared-defined 6,400 ALMOST FAMILY INC CMN STK Cmn 020409958 1,154 29,200 Sh Put Shared-defined 1 29,200 ALMOST FAMILY INC CMN STK Cmn 020409908 648 16,400 Sh Call Shared-defined 1 16,400 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q957 190 10,800 Sh Put Shared-defined 1 10,800 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q907 160 9,100 Sh Call Shared-defined 1 9,100 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 321 18,220 Sh Shared-defined 1 18,220 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 7 395 Sh Shared-defined 395 ALON USA ENERGY INC COMMON STOCK Cmn 020520902 194 28,400 Sh Call Shared-defined 1 28,400 ALON USA ENERGY INC COMMON STOCK Cmn 020520952 109 15,900 Sh Put Shared-defined 1 15,900 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 92 13,425 Sh Shared-defined 13,425 COLUMN TOTALS 19,047
PAGE 29 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALPHA NATURAL RESOURCES 2.375% CB 4/15/15 - REGIST Bond 02076XAA0 23,704 21,040,000 Prn Shared-defined N/A ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 10,450 240,900 Sh Call Shared-defined 1 240,900 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 8,459 195,000 Sh Put Shared-defined 1 195,000 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 5,900 136,000 Sh Put Shared-defined 136,000 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 5,145 118,600 Sh Call Shared-defined 118,600 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 13,625 314,093 Sh Shared-defined 314,093 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 914 21,070 Sh Shared-defined 1 21,070 ALTAIR NANOTECHNOLOGIES INC Cmn 021373105 19 21,776 Sh Shared-defined 1 21,776 ALTERA CORP CMN STK Cmn 021441900 6,646 293,700 Sh Call Shared-defined 1 293,700 ALTERA CORP CMN STK Cmn 021441950 3,236 143,000 Sh Put Shared-defined 1 143,000 ALTERA CORP CMN STK Cmn 021441900 2,817 124,500 Sh Call Shared-defined 124,500 ALTERA CORP CMN STK Cmn 021441950 1,713 75,700 Sh Put Shared-defined 75,700 ALTERA CORP CMN STK Cmn 021441100 289 12,758 Sh Shared-defined 12,758 ALTRIA GROUP INC CMN STK Cmn 02209S103 11,090 564,953 Sh Shared-defined 564,953 COLUMN TOTALS 94,007
PAGE 30 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ALTRIA GROUP INC CMN STK Cmn 02209S103 7,440 379,008 Sh Shared-defined 1 379,008 ALTRIA GROUP INC CMN STK Cmn 02209S953 18,866 961,100 Sh Put Shared-defined 1 961,100 ALTRIA GROUP INC CMN STK Cmn 02209S903 10,164 517,800 Sh Call Shared-defined 1 517,800 ALTRIA GROUP INC CMN STK Cmn 02209S953 4,966 253,000 Sh Put Shared-defined 253,000 ALTRIA GROUP INC CMN STK Cmn 02209S903 516 26,300 Sh Call Shared-defined 26,300 ALUMINUM CORP OF CHINA (CHALCO) Depository Receipt 022276109 1,914 70,245 Sh Shared-defined 1 N/A ALUMINUM CORP OF CHINA (CHALCO) Depository Receipt 022276109 506 18,562 Sh Shared-defined N/A ALVARION LTD CMN STOCK Cmn M0861T900 351 93,900 Sh Call Shared-defined 1 93,900 ALVARION LTD CMN STOCK Cmn M0861T950 255 68,200 Sh Put Shared-defined 1 68,200 ALVARION LTD CMN STOCK Cmn M0861T100 57 15,342 Sh Shared-defined 1 15,342 ALVARION LTD CMN STOCK Cmn M0861T100 11 2,831 Sh Shared-defined 2,831 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U906 6,952 182,800 Sh Call Shared-defined 1 182,800 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 3,571 93,900 Sh Put Shared-defined 1 93,900 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 4 100 Sh Shared-defined 100 COLUMN TOTALS 55,573
PAGE 31 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMAZON COM INC CMN STOCK Cmn 023135906 179,234 1,332,400 Sh Call Shared-defined 1 1,332,400 AMAZON COM INC CMN STOCK Cmn 023135956 161,343 1,199,400 Sh Put Shared-defined 1 1,199,400 AMAZON COM INC CMN STOCK Cmn 023135956 62,996 468,300 Sh Put Shared-defined 468,300 AMAZON COM INC CMN STOCK Cmn 023135906 28,061 208,600 Sh Call Shared-defined 208,600 AMAZON COM INC CMN STOCK Cmn 023135106 4,161 30,935 Sh Shared-defined 30,935 AMAZON COM INC CMN STOCK Cmn 023135106 912 6,776 Sh Shared-defined 1 6,776 AMB PROPERTY CORP CMN STOCK Cmn 00163T959 961 37,600 Sh Put Shared-defined 1 37,600 AMB PROPERTY CORP CMN STOCK Cmn 00163T909 728 28,500 Sh Call Shared-defined 1 28,500 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 2,411 94,373 Sh Shared-defined 94,373 AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 2,431 200,000 Prn Shared-defined N/A AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 5 446 Prn Shared-defined 1 N/A AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139908 290 349,500 Sh Call Shared-defined 1 349,500 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139958 146 176,300 Sh Put Shared-defined 1 176,300 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139108 49 58,702 Sh Shared-defined 1 58,702 COLUMN TOTALS 443,728
PAGE 32 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMDOCS LIMITED CMN STOCK Cmn G02602903 11,212 393,000 Sh Call Shared-defined 393,000 AMDOCS LIMITED CMN STOCK Cmn G02602953 4,830 169,300 Sh Put Shared-defined 1 169,300 AMDOCS LIMITED CMN STOCK Cmn G02602903 2,031 71,200 Sh Call Shared-defined 1 71,200 AMDOCS LIMITED CMN STOCK Cmn G02602953 742 26,000 Sh Put Shared-defined 26,000 AMDOCS LIMITED CMN STOCK Cmn G02602103 1,323 46,385 Sh Shared-defined 46,385 AMDOCS LIMITED CMN STOCK Cmn G02602103 1,141 40,000 Sh Shared-defined 1 40,000 AMEDISYS INC. CMN STK Cmn 023436908 14,981 308,500 Sh Call Shared-defined 1 308,500 AMEDISYS INC. CMN STK Cmn 023436958 12,271 252,700 Sh Put Shared-defined 1 252,700 AMEDISYS INC. CMN STK Cmn 023436908 3,948 81,300 Sh Call Shared-defined 81,300 AMEDISYS INC. CMN STK Cmn 023436958 3,589 73,900 Sh Put Shared-defined 73,900 AMEDISYS INC. CMN STK Cmn 023436108 152 3,132 Sh Shared-defined 3,132 AMEDISYS INC. CMN STK Cmn 023436108 150 3,082 Sh Shared-defined 1 3,082 AMER ITALIAN PASTA CMN STOCK Cmn 027070951 470 13,500 Sh Put Shared-defined 1 13,500 AMER ITALIAN PASTA CMN STOCK Cmn 027070901 97 2,800 Sh Call Shared-defined 1 2,800 COLUMN TOTALS 56,937
PAGE 33 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMER ITALIAN PASTA CMN STOCK Cmn 027070951 24 700 Sh Put Shared-defined 700 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 546 15,685 Sh Shared-defined 1 15,685 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 169 4,846 Sh Shared-defined 4,846 AMEREN CORPORATION Cmn 023608952 945 33,800 Sh Put Shared-defined 1 33,800 AMEREN CORPORATION Cmn 023608902 559 20,000 Sh Call Shared-defined 1 20,000 AMEREN CORPORATION Cmn 023608102 398 14,238 Sh Shared-defined 14,238 AMEREN CORPORATION Cmn 023608102 70 2,504 Sh Shared-defined 1 2,504 AMERICA MOVIL-SERIES L 1:20 Depository Receipt 02364W105 246 5,229 Sh Shared-defined N/A AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835900 396 14,100 Sh Call Shared-defined 1 14,100 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835950 298 10,600 Sh Put Shared-defined 1 10,600 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 1,354 48,193 Sh Shared-defined 48,193 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 1,645 62,000 Sh Call Shared-defined 1 62,000 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 1,255 47,300 Sh Put Shared-defined 1 47,300 AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 6 208 Sh Shared-defined 208 COLUMN TOTALS 7,911
PAGE 34 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERICAN CAPITAL LTD Cmn 02503Y953 1,022 418,700 Sh Put Shared-defined 1 418,700 AMERICAN CAPITAL LTD Cmn 02503Y103 1,009 413,617 Sh Shared-defined 1 413,617 AMERICAN CAPITAL LTD Cmn 02503Y103 36 14,834 Sh Shared-defined 14,834 AMERICAN CAPITAL LTD Cmn 02503Y903 13 5,200 Sh Call Shared-defined 1 5,200 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195905 502 27,400 Sh Call Shared-defined 1 27,400 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195955 469 25,600 Sh Put Shared-defined 1 25,600 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 91 4,942 Sh Shared-defined 4,942 AMERICAN DAIRY INC COMMON STOCK Cmn 025334903 566 26,100 Sh Call Shared-defined 1 26,100 AMERICAN DAIRY INC COMMON STOCK Cmn 025334953 291 13,400 Sh Put Shared-defined 1 13,400 AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 29 1,340 Sh Shared-defined 1 1,340 AMERICAN ELECTRIC POWER COMPANY, Cmn 025537951 6,499 186,800 Sh Put Shared-defined 1 186,800 AMERICAN ELECTRIC POWER COMPANY, Cmn 025537901 5,799 166,700 Sh Call Shared-defined 1 166,700 AMERICAN ELECTRIC POWER COMPANY, Cmn 025537901 5,608 161,200 Sh Call Shared-defined 161,200 AMERICAN ELECTRIC POWER COMPANY, Cmn 025537951 3,959 113,800 Sh Put Shared-defined 113,800 COLUMN TOTALS 25,893
PAGE 35 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 32 4,295 Sh Shared-defined 4,295 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 5,811 143,402 Sh Shared-defined 1 143,402 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 3,534 87,215 Sh Shared-defined 87,215 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 33,948 837,800 Sh Put Shared-defined 1 837,800 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 27,663 682,700 Sh Call Shared-defined 1 682,700 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 12,038 297,100 Sh Call Shared-defined 297,100 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 11,123 274,500 Sh Put Shared-defined 274,500 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 285 13,091 Sh Shared-defined 13,091 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 280 12,834 Sh Shared-defined 1 12,834 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375955 1,989 91,300 Sh Put Shared-defined 1 91,300 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375905 1,266 58,100 Sh Call Shared-defined 1 58,100 AMERICAN INTERNATIONAL GROUP 8.5% MAND 5/15/11 Bond 026874115 42 3,725 Prn Shared-defined 1 N/A AMERICAN INTL GROUP INC Cmn 026874954 63,117 2,105,300 Sh Put Shared-defined 1 2,105,300 AMERICAN INTL GROUP INC Cmn 026874904 39,649 1,322,500 Sh Call Shared-defined 1 1,322,500 COLUMN TOTALS 200,777
PAGE 36 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERICAN INTL GROUP INC Cmn 026874784 4,116 137,303 Sh Shared-defined 1 137,303 AMERICAN INTL GROUP INC Cmn 026874784 11 380 Sh Shared-defined 380 AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 1,663 13,926 Sh Shared-defined 13,926 AMERICAN ORINTL CMN STK Cmn 028731907 303 65,100 Sh Call Shared-defined 1 65,100 AMERICAN ORINTL CMN STK Cmn 028731957 111 23,800 Sh Put Shared-defined 1 23,800 AMERICAN ORINTL CMN STK Cmn 028731107 241 51,893 Sh Shared-defined 51,893 AMERICAN ORINTL CMN STK Cmn 028731107 32 6,975 Sh Shared-defined 1 6,975 AMERICAN PUBLIC EDUCATION Cmn 02913V903 828 24,100 Sh Call Shared-defined 1 24,100 AMERICAN PUBLIC EDUCATION Cmn 02913V953 206 6,000 Sh Put Shared-defined 1 6,000 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 4,164 54,900 Sh Call Shared-defined 1 54,900 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 1,919 25,300 Sh Put Shared-defined 1 25,300 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 220 2,900 Sh Call Shared-defined 2,900 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 159 2,100 Sh Put Shared-defined 2,100 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 182 2,403 Sh Shared-defined 2,403 COLUMN TOTALS 14,155
PAGE 37 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 9,755 238,500 Sh Put Shared-defined 1 238,500 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 9,464 231,400 Sh Call Shared-defined 1 231,400 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 106 2,600 Sh Put Shared-defined 2,600 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 529 12,925 Sh Shared-defined 1 12,925 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 22 545 Sh Shared-defined 545 AMERICAN TOWER CORP - CL A Cmn 029912201 15,960 369,352 Sh Shared-defined 369,352 AMERICAN TOWER CORP - CL A Cmn 029912201 2,548 58,969 Sh Shared-defined 1 58,969 AMERICAN TOWER CORP - CL A Cmn 029912901 4,325 100,100 Sh Call Shared-defined 1 100,100 AMERICAN TOWER CORP - CL A Cmn 029912951 3,681 85,200 Sh Put Shared-defined 1 85,200 AMERICAN TOWER CORP - CL A Cmn 029912951 1,836 42,500 Sh Put Shared-defined 42,500 AMERICAN TOWER CORP - CL A Cmn 029912901 1,473 34,100 Sh Call Shared-defined 34,100 AMERICAN WATER WORKS CO INC Cmn 030420103 19,806 883,818 Sh Shared-defined 883,818 AMERICAN WATER WORKS CO INC Cmn 030420903 970 43,300 Sh Call Shared-defined 1 43,300 AMERICAN WATER WORKS CO INC Cmn 030420953 29 1,300 Sh Put Shared-defined 1 1,300 COLUMN TOTALS 70,504
PAGE 38 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERICA'S CAR-MART INC CMN STK Cmn 03062T105 221 8,391 Sh Shared-defined 8,391 AMERICA'S CAR-MART INC CMN STK Cmn 03062T105 6 224 Sh Shared-defined 1 224 AMERICREDIT CORP CMN STK Cmn 03060R951 2,475 130,000 Sh Put Shared-defined 1 130,000 AMERICREDIT CORP CMN STK Cmn 03060R901 1,845 96,900 Sh Call Shared-defined 1 96,900 AMERICREDIT CORP CMN STK Cmn 03060R101 153 8,038 Sh Shared-defined 1 8,038 AMERICREDIT CORP CMN STK Cmn 03060R101 54 2,854 Sh Shared-defined 2,854 AMERIGAS PARTNERS LP Cmn 030975906 256 6,500 Sh Call Shared-defined 1 6,500 AMERIGAS PARTNERS LP Cmn 030975956 20 500 Sh Put Shared-defined 1 500 AMERIGON INC -CL A CMN STK Cmn 03070L300 78 9,792 Sh Shared-defined 9,792 AMERIGON INC -CL A CMN STK Cmn 03070L300 20 2,488 Sh Shared-defined 1 2,488 AMERIGROUP 2.0% CB 5/15/2012 - REGISTERED Bond 03073TAB8 20,665 21,500,000 Prn Shared-defined N/A AMERIGROUP CORPORATION Cmn 03073T102 8,675 321,778 Sh Shared-defined 321,778 AMERIGROUP CORPORATION Cmn 03073T902 1,717 63,700 Sh Call Shared-defined 1 63,700 AMERIGROUP CORPORATION Cmn 03073T952 520 19,300 Sh Put Shared-defined 1 19,300 COLUMN TOTALS 36,705
PAGE 39 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 4,705 121,200 Sh Call Shared-defined 1 121,200 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 1,021 26,300 Sh Call Shared-defined 26,300 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 532 13,700 Sh Put Shared-defined 1 13,700 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 233 6,000 Sh Put Shared-defined 6,000 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 1,536 39,566 Sh Shared-defined 39,566 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 26 676 Sh Shared-defined 1 676 AMERISOURCEBERGEN CORP Cmn 03073E105 16,249 623,276 Sh Shared-defined 623,276 AMERISOURCEBERGEN CORP Cmn 03073E955 2,174 83,400 Sh Put Shared-defined 1 83,400 AMERISOURCEBERGEN CORP Cmn 03073E905 1,976 75,800 Sh Call Shared-defined 1 75,800 AMERISOURCEBERGEN CORP Cmn 03073E105 7 287 Sh Shared-defined 1 287 AMERISTAR CASINOS INC CMN STK Cmn 03070Q951 352 23,100 Sh Put Shared-defined 1 23,100 AMERISTAR CASINOS INC CMN STK Cmn 03070Q901 256 16,800 Sh Call Shared-defined 1 16,800 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 492 32,303 Sh Shared-defined 32,303 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 180 11,813 Sh Shared-defined 1 11,813 COLUMN TOTALS 29,739
PAGE 40 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMERITYRE CORP COMMON STOCK Cmn 03073V107 6 18,917 Sh Shared-defined 1 18,917 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 2,122 264,600 Sh Put Shared-defined 1 264,600 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 1,747 217,800 Sh Call Shared-defined 1 217,800 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 802 100,000 Sh Put Shared-defined 100,000 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 212 26,400 Sh Call Shared-defined 26,400 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 486 60,650 Sh Shared-defined 1 60,650 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 114 14,210 Sh Shared-defined 14,210 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 3,955 232,900 Sh Call Shared-defined 1 232,900 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 2,019 118,900 Sh Put Shared-defined 1 118,900 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 2,002 117,900 Sh Call Shared-defined 117,900 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 1,362 80,200 Sh Put Shared-defined 80,200 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 1,020 60,042 Sh Shared-defined 1 60,042 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 403 23,754 Sh Shared-defined 23,754 AMETEK INC CMN STOCK Cmn 031100900 54 1,400 Sh Call Shared-defined 1 1,400 COLUMN TOTALS 16,304
PAGE 41 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMETEK INC CMN STOCK Cmn 031100950 4 100 Sh Put Shared-defined 1 100 AMETEK INC CMN STOCK Cmn 031100100 266 6,954 Sh Shared-defined 6,954 AMGEN INC Cmn 031162100 10,707 189,267 Sh Shared-defined 189,267 AMGEN INC Cmn 031162100 6,145 108,634 Sh Shared-defined 1 108,634 AMGEN INC Cmn 031162900 57,871 1,023,000 Sh Call Shared-defined 1 1,023,000 AMGEN INC Cmn 031162950 52,248 923,600 Sh Put Shared-defined 1 923,600 AMGEN INC Cmn 031162900 7,914 139,900 Sh Call Shared-defined 139,900 AMGEN INC Cmn 031162950 6,047 106,900 Sh Put Shared-defined 106,900 AMKOR TECHNOLOGY, INC. Cmn 031652100 1,674 233,788 Sh Shared-defined 1 233,788 AMKOR TECHNOLOGY, INC. Cmn 031652950 1,569 219,200 Sh Put Shared-defined 1 219,200 AMKOR TECHNOLOGY, INC. Cmn 031652900 276 38,500 Sh Call Shared-defined 1 38,500 AMKOR TECHNOLOGY, INC. Cmn 031652100 78 10,927 Sh Shared-defined 10,927 AMN HEALTHCARE SERVICES INC Cmn 001744901 120 13,200 Sh Call Shared-defined 1 13,200 AMN HEALTHCARE SERVICES INC Cmn 001744951 79 8,700 Sh Put Shared-defined 1 8,700 COLUMN TOTALS 144,998
PAGE 42 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMN HEALTHCARE SERVICES INC Cmn 001744101 23 2,569 Sh Shared-defined 1 2,569 AMN HEALTHCARE SERVICES INC Cmn 001744101 6 612 Sh Shared-defined 612 AMPHENOL CORP CMN STK Cmn 032095901 2,997 64,900 Sh Call Shared-defined 1 64,900 AMPHENOL CORP CMN STK Cmn 032095951 120 2,600 Sh Put Shared-defined 1 2,600 AMPHENOL CORP CMN STK Cmn 032095101 20 430 Sh Shared-defined 1 430 AMPHENOL CORP CMN STK Cmn 032095101 14 310 Sh Shared-defined 310 AMR CORPORATION CMN STOCK Cmn 001765956 5,501 711,700 Sh Put Shared-defined 1 711,700 AMR CORPORATION CMN STOCK Cmn 001765906 3,842 497,000 Sh Call Shared-defined 1 497,000 AMR CORPORATION CMN STOCK Cmn 001765906 3,722 481,500 Sh Call Shared-defined 481,500 AMR CORPORATION CMN STOCK Cmn 001765956 1,439 186,200 Sh Put Shared-defined 186,200 AMR CORPORATION CMN STOCK Cmn 001765106 2,446 316,471 Sh Shared-defined 1 316,471 AMR CORPORATION CMN STOCK Cmn 001765106 353 45,713 Sh Shared-defined 45,713 AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - 144A Bond 032346AE8 17,258 21,953,000 Prn Shared-defined N/A AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - REGISTERED Bond 032346AF5 41,702 53,047,000 Prn Shared-defined N/A COLUMN TOTALS 79,443
PAGE 43 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 1,494 105,300 Sh Put Shared-defined 1 105,300 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 964 67,900 Sh Call Shared-defined 1 67,900 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 345 24,300 Sh Put Shared-defined 24,300 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 114 8,000 Sh Call Shared-defined 8,000 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 11,462 807,726 Sh Shared-defined 807,726 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 409 28,848 Sh Shared-defined 1 28,848 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 169 2,715 Sh Shared-defined 2,715 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 137 2,198 Sh Shared-defined 1 2,198 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 33,782 541,200 Sh Call Shared-defined 1 541,200 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 27,871 446,500 Sh Put Shared-defined 1 446,500 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 10,593 169,700 Sh Call Shared-defined 169,700 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 8,608 137,900 Sh Put Shared-defined 137,900 ANADIGICS INC CMN STOCK Cmn 032515908 64 15,200 Sh Call Shared-defined 1 15,200 ANADIGICS INC CMN STOCK Cmn 032515958 33 7,900 Sh Put Shared-defined 1 7,900 COLUMN TOTALS 96,045
PAGE 44 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ANADIGICS INC CMN STOCK Cmn 032515908 - 100 Sh Call Shared-defined 100 ANADIGICS INC CMN STOCK Cmn 032515108 124 29,286 Sh Shared-defined 29,286 ANADIGICS INC CMN STOCK Cmn 032515108 56 13,317 Sh Shared-defined 1 13,317 ANALOG DEVICES INC Cmn 032654105 43,322 1,371,808 Sh Shared-defined 1,371,808 ANALOG DEVICES INC Cmn 032654905 5,012 158,700 Sh Call Shared-defined 1 158,700 ANALOG DEVICES INC Cmn 032654905 4,933 156,200 Sh Call Shared-defined 156,200 ANALOG DEVICES INC Cmn 032654955 3,717 117,700 Sh Put Shared-defined 1 117,700 ANALOG DEVICES INC Cmn 032654955 1,112 35,200 Sh Put Shared-defined 35,200 ANALOGIC CORP CMN STK Cmn 032657207 346 8,973 Sh Shared-defined 8,973 ANDERSONS INC Cmn 034164953 395 15,300 Sh Put Shared-defined 1 15,300 ANDERSONS INC Cmn 034164903 178 6,900 Sh Call Shared-defined 1 6,900 ANESIVA INC COMMON STOCK Cmn 03460L100 2 10,985 Sh Shared-defined 1 10,985 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918902 7 5,900 Sh Call Shared-defined 1 5,900 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918952 3 2,700 Sh Put Shared-defined 1 2,700 COLUMN TOTALS 59,207
PAGE 45 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 9 6,917 Sh Shared-defined 1 6,917 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 8 6,210 Sh Shared-defined 6,210 ANIXTER INTERNATIONAL INC 1% CB DUE 02/15/2013 - R Bond 035290AJ4 14,209 14,655,000 Prn Shared-defined N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 1,842 39,100 Sh Put Shared-defined 1 39,100 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 1,116 23,700 Sh Call Shared-defined 1 23,700 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 184 3,900 Sh Put Shared-defined 3,900 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 155 3,300 Sh Call Shared-defined 3,300 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 2,520 53,495 Sh Shared-defined 1 53,495 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 1,307 27,752 Sh Shared-defined 27,752 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 5,801 334,359 Sh Shared-defined 334,359 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 8,505 490,200 Sh Put Shared-defined 1 490,200 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 6,786 391,100 Sh Call Shared-defined 1 391,100 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 2,361 136,100 Sh Call Shared-defined 136,100 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 1,412 81,400 Sh Put Shared-defined 81,400 COLUMN TOTALS 46,215
PAGE 46 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ANNTAYLOR STORES CORP CMN STK Cmn 036115103 14,128 1,035,747 Sh Shared-defined 1,035,747 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 1,810 132,700 Sh Call Shared-defined 1 132,700 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 655 48,000 Sh Put Shared-defined 1 48,000 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 516 37,800 Sh Call Shared-defined 37,800 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 218 16,000 Sh Put Shared-defined 16,000 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347951 480 68,600 Sh Put Shared-defined 1 68,600 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347901 11 1,500 Sh Call Shared-defined 1 1,500 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 655 93,545 Sh Shared-defined 93,545 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 520 74,265 Sh Shared-defined 1 74,265 AOL INC Cmn 00184X905 10,481 450,200 Sh Call Shared-defined 1 450,200 AOL INC Cmn 00184X955 9,403 403,900 Sh Put Shared-defined 1 403,900 AOL INC Cmn 00184X105 6,058 260,221 Sh Shared-defined 260,221 AOL INC Cmn 00184X105 1,757 75,476 Sh Shared-defined 1 75,476 AON CORPORATION Cmn 037389953 4,256 111,000 Sh Put Shared-defined 1 111,000 COLUMN TOTALS 50,948
PAGE 47 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AON CORPORATION Cmn 037389903 2,492 65,000 Sh Call Shared-defined 1 65,000 AON CORPORATION Cmn 037389103 2,179 56,843 Sh Shared-defined 1 56,843 AON CORPORATION Cmn 037389103 1,016 26,496 Sh Shared-defined 26,496 AON CORPORATION Cmn 037389903 840 21,900 Sh Call Shared-defined 21,900 AON CORPORATION Cmn 037389953 659 17,200 Sh Put Shared-defined 17,200 APACHE CORP COMMON APA Cmn 037411105 21,639 209,738 Sh Shared-defined 209,738 APACHE CORP COMMON APA Cmn 037411105 12 114 Sh Shared-defined 1 114 APACHE CORP COMMON APA Cmn 037411905 16,033 155,400 Sh Call Shared-defined 1 155,400 APACHE CORP COMMON APA Cmn 037411955 14,795 143,400 Sh Put Shared-defined 1 143,400 APACHE CORP COMMON APA Cmn 037411905 5,520 53,500 Sh Call Shared-defined 53,500 APACHE CORP COMMON APA Cmn 037411955 743 7,200 Sh Put Shared-defined 7,200 APARTMENT INVT & MGMT CO Cmn 03748R101 10,086 633,551 Sh Shared-defined 633,551 APARTMENT INVT & MGMT CO Cmn 03748R101 39 2,441 Sh Shared-defined 1 2,441 APOGEE ENTERPRISES INC Cmn 037598909 403 28,800 Sh Call Shared-defined 1 28,800 COLUMN TOTALS 76,456
PAGE 48 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) APOGEE ENTERPRISES INC Cmn 037598959 246 17,600 Sh Put Shared-defined 1 17,600 APOLLO GOLD CORP COMMON STOCK Cmn 03761E102 8 19,165 Sh Shared-defined 1 19,165 APOLLO GROUP INC Cmn 037604905 27,703 457,300 Sh Call Shared-defined 1 457,300 APOLLO GROUP INC Cmn 037604955 17,786 293,600 Sh Put Shared-defined 1 293,600 APOLLO GROUP INC Cmn 037604905 13,564 223,900 Sh Call Shared-defined 223,900 APOLLO GROUP INC Cmn 037604955 3,786 62,500 Sh Put Shared-defined 62,500 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U906 532 55,800 Sh Call Shared-defined 1 55,800 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U956 80 8,400 Sh Put Shared-defined 1 8,400 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 2,347 246,314 Sh Shared-defined 246,314 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 19 2,002 Sh Shared-defined 1 2,002 APPLE INC Cmn 037833900 501,425 2,378,000 Sh Call Shared-defined 1 2,378,000 APPLE INC Cmn 037833950 423,786 2,009,800 Sh Put Shared-defined 1 2,009,800 APPLE INC Cmn 037833950 123,648 586,400 Sh Put Shared-defined 586,400 APPLE INC Cmn 037833900 104,671 496,400 Sh Call Shared-defined 496,400 COLUMN TOTALS 1,219,601
PAGE 49 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) APPLE INC Cmn 037833100 88,798 421,123 Sh Shared-defined 1 421,123 APPLE INC Cmn 037833100 64,992 308,224 Sh Shared-defined 308,224 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C955 1,017 46,100 Sh Put Shared-defined 1 46,100 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C905 444 20,100 Sh Call Shared-defined 1 20,100 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 517 23,438 Sh Shared-defined 23,438 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 43 1,927 Sh Shared-defined 1 1,927 APPLIED MATERIAL CMN STK Cmn 038222105 22,965 1,647,390 Sh Shared-defined 1,647,390 APPLIED MATERIAL CMN STK Cmn 038222955 7,222 518,100 Sh Put Shared-defined 1 518,100 APPLIED MATERIAL CMN STK Cmn 038222955 5,694 408,500 Sh Put Shared-defined 408,500 APPLIED MATERIAL CMN STK Cmn 038222905 5,537 397,200 Sh Call Shared-defined 397,200 APPLIED MATERIAL CMN STK Cmn 038222905 3,956 283,800 Sh Call Shared-defined 1 283,800 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W906 81 10,900 Sh Call Shared-defined 1 10,900 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W956 2 300 Sh Put Shared-defined 1 300 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 140 18,768 Sh Shared-defined 18,768 COLUMN TOTALS 201,408
PAGE 50 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) APTARGROUP INC CMN STK Cmn 038336903 715 20,000 Sh Call Shared-defined 1 20,000 APTARGROUP INC CMN STK Cmn 038336953 318 8,900 Sh Put Shared-defined 1 8,900 APTARGROUP INC CMN STK Cmn 038336103 283 7,921 Sh Shared-defined 7,921 APTARGROUP INC CMN STK Cmn 038336103 9 251 Sh Shared-defined 1 251 AQUA AMERICA INC CMN STK Cmn 03836W953 270 15,400 Sh Put Shared-defined 1 15,400 AQUA AMERICA INC CMN STK Cmn 03836W903 147 8,400 Sh Call Shared-defined 1 8,400 AQUA AMERICA INC CMN STK Cmn 03836W103 533 30,451 Sh Shared-defined 30,451 AQUA AMERICA INC CMN STK Cmn 03836W103 159 9,095 Sh Shared-defined 1 9,095 ARBITRON INC COMMON STOCK Cmn 03875Q908 84 3,600 Sh Call Shared-defined 1 3,600 ARBITRON INC COMMON STOCK Cmn 03875Q958 63 2,700 Sh Put Shared-defined 1 2,700 ARBITRON INC COMMON STOCK Cmn 03875Q108 385 16,426 Sh Shared-defined 16,426 ARBITRON INC COMMON STOCK Cmn 03875Q108 17 706 Sh Shared-defined 1 706 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L104 16,050 350,827 Sh Shared-defined 350,827 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 16,493 360,500 Sh Call Shared-defined 1 360,500 COLUMN TOTALS 35,526
PAGE 51 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 11,726 256,300 Sh Call Shared-defined 256,300 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 8,395 183,500 Sh Put Shared-defined 1 183,500 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 3,884 84,900 Sh Put Shared-defined 84,900 ARCH CAPITAL GROUP LTD Cmn G0450A905 4,064 56,800 Sh Call Shared-defined 1 56,800 ARCH CAPITAL GROUP LTD Cmn G0450A955 1,596 22,300 Sh Put Shared-defined 1 22,300 ARCH COAL INC CMN STK Cmn 039380900 7,298 328,000 Sh Call Shared-defined 1 328,000 ARCH COAL INC CMN STK Cmn 039380950 4,644 208,700 Sh Put Shared-defined 1 208,700 ARCH COAL INC CMN STK Cmn 039380900 2,450 110,100 Sh Call Shared-defined 110,100 ARCH COAL INC CMN STK Cmn 039380950 1,949 87,600 Sh Put Shared-defined 87,600 ARCH COAL INC CMN STK Cmn 039380100 33 1,503 Sh Shared-defined 1 1,503 ARCHER DANIELS MIDLAND CO Cmn 039483102 41,709 1,332,117 Sh Shared-defined 1,332,117 ARCHER DANIELS MIDLAND CO Cmn 039483952 8,501 271,500 Sh Put Shared-defined 1 271,500 ARCHER DANIELS MIDLAND CO Cmn 039483902 8,388 267,900 Sh Call Shared-defined 1 267,900 ARCHER DANIELS MIDLAND CO Cmn 039483952 7,374 235,500 Sh Put Shared-defined 235,500 COLUMN TOTALS 112,011
PAGE 52 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ARCHER DANIELS MIDLAND CO Cmn 039483902 4,224 134,900 Sh Call Shared-defined 134,900 ARCHER DANIELS MIDLAND CO Cmn 039483102 1 44 Sh Shared-defined 1 44 ARCHER-DANIELS-MIDLAND 6.25% MAND 6/1/11 - REGISTE Bond 039483201 2 41 Prn Shared-defined 1 N/A ARCSIGHT INC Cmn 039666902 576 22,500 Sh Call Shared-defined 1 22,500 ARCSIGHT INC Cmn 039666952 299 11,700 Sh Put Shared-defined 1 11,700 ARCSIGHT INC Cmn 039666102 230 8,997 Sh Shared-defined 1 8,997 ARCSIGHT INC Cmn 039666102 3 100 Sh Shared-defined 100 ARENA PHARMACEUTICALS INC Cmn 040047102 3,101 873,451 Sh Shared-defined 873,451 ARENA PHARMACEUTICALS INC Cmn 040047102 577 162,622 Sh Shared-defined 1 162,622 ARENA PHARMACEUTICALS INC Cmn 040047902 316 88,900 Sh Call Shared-defined 1 88,900 ARENA PHARMACEUTICALS INC Cmn 040047952 311 87,600 Sh Put Shared-defined 1 87,600 ARENA PHARMACEUTICALS INC Cmn 040047952 36 10,200 Sh Put Shared-defined 10,200 ARENA RES INC CMN STOCK Cmn 040049908 3,337 77,400 Sh Call Shared-defined 1 77,400 ARENA RES INC CMN STOCK Cmn 040049958 608 14,100 Sh Put Shared-defined 1 14,100 COLUMN TOTALS 13,621
PAGE 53 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ARENA RES INC CMN STOCK Cmn 040049908 241 5,600 Sh Call Shared-defined 5,600 ARENA RES INC CMN STOCK Cmn 040049958 207 4,800 Sh Put Shared-defined 4,800 ARENA RES INC CMN STOCK Cmn 040049108 259 6,014 Sh Shared-defined 6,014 ARENA RES INC CMN STOCK Cmn 040049108 5 107 Sh Shared-defined 1 107 ARES CAPITAL CORP COMMON STOCK Cmn 04010L953 203 16,300 Sh Put Shared-defined 1 16,300 ARES CAPITAL CORP COMMON STOCK Cmn 04010L903 179 14,400 Sh Call Shared-defined 1 14,400 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 3,408 273,764 Sh Shared-defined 273,764 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 14 1,136 Sh Shared-defined 1 1,136 ARGO GROUP INTERNATIONAL HOLDI CMN STK Cmn G0464B107 202 6,918 Sh Shared-defined 6,918 ARGO GROUP INTERNATIONAL HOLDI CMN STK Cmn G0464B107 14 489 Sh Shared-defined 1 489 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A900 579 253,800 Sh Call Shared-defined 1 253,800 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A950 160 70,100 Sh Put Shared-defined 1 70,100 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 4 1,584 Sh Shared-defined 1,584 ARIBA INC Cmn 04033V203 365 29,176 Sh Shared-defined 29,176 COLUMN TOTALS 5,840
PAGE 54 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ARIBA INC Cmn 04033V903 138 11,000 Sh Call Shared-defined 1 11,000 ARIBA INC Cmn 04033V953 103 8,200 Sh Put Shared-defined 1 8,200 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 4,135 140,500 Sh Put Shared-defined 1 140,500 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 2,113 71,800 Sh Call Shared-defined 1 71,800 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 5,257 178,631 Sh Shared-defined 178,631 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 1,381 46,910 Sh Shared-defined 1 46,910 ARM HOLDINGS PLC - -SPONS ADR 3:1 Depository Receipt 042068106 100 11,669 Sh Shared-defined N/A ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 3,083 79,200 Sh Put Shared-defined 1 79,200 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 2,285 58,700 Sh Call Shared-defined 1 58,700 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 2,114 54,300 Sh Call Shared-defined 54,300 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 2,036 52,300 Sh Put Shared-defined 52,300 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 411 10,552 Sh Shared-defined 10,552 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 365 9,379 Sh Shared-defined 1 9,379 ARQULE INC CMN STOCK Cmn 04269E907 25 6,800 Sh Call Shared-defined 1 6,800 COLUMN TOTALS 23,546
PAGE 55 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ARQULE INC CMN STOCK Cmn 04269E107 74 20,153 Sh Shared-defined 20,153 ARQULE INC CMN STOCK Cmn 04269E107 12 3,168 Sh Shared-defined 1 3,168 ARRIS GROUP INC Cmn 04269Q900 1,407 123,100 Sh Call Shared-defined 1 123,100 ARRIS GROUP INC Cmn 04269Q950 182 15,900 Sh Put Shared-defined 1 15,900 ARRIS GROUP INC Cmn 04269Q100 36 3,156 Sh Shared-defined 3,156 ARRIS GROUP INC Cmn 04269Q100 2 141 Sh Shared-defined 1 141 ARRIS GROUP INC 2% CB 11/15/2026 - REGISTERED Bond 04269QAC4 72,585 73,157,000 Prn Shared-defined N/A ARROW ELEC. COMMON STOCK Cmn 042735100 23,367 789,159 Sh Shared-defined 789,159 ARROW ELEC. COMMON STOCK Cmn 042735100 12 415 Sh Shared-defined 1 415 ARROW ELEC. COMMON STOCK Cmn 042735900 2,173 73,400 Sh Call Shared-defined 1 73,400 ARROW ELEC. COMMON STOCK Cmn 042735950 1,223 41,300 Sh Put Shared-defined 1 41,300 ARTIO GLOBAL INVESTORS INC Cmn 04315B107 15,445 605,915 Sh Shared-defined 605,915 ARUBA NETWORKS INC CMN STK Cmn 043176956 81 7,600 Sh Put Shared-defined 1 7,600 ARUBA NETWORKS INC CMN STK Cmn 043176906 25 2,300 Sh Call Shared-defined 1 2,300 COLUMN TOTALS 116,624
PAGE 56 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ARUBA NETWORKS INC CMN STK Cmn 043176106 855 80,192 Sh Shared-defined 1 80,192 ARUBA NETWORKS INC CMN STK Cmn 043176106 - 1 Sh Shared-defined 1 ARVINMERITOR 4% CB 2/15/2027-REGISTERED Bond 043353AH4 7,020 9,416,000 Prn Shared-defined N/A ARVINMERITOR INC CMN STOCK Cmn 043353101 9,066 810,924 Sh Shared-defined 810,924 ARVINMERITOR INC CMN STOCK Cmn 043353101 447 40,007 Sh Shared-defined 1 40,007 ARVINMERITOR INC CMN STOCK Cmn 043353951 776 69,400 Sh Put Shared-defined 1 69,400 ARVINMERITOR INC CMN STOCK Cmn 043353901 605 54,100 Sh Call Shared-defined 1 54,100 ARVINMERITOR INC CMN STOCK Cmn 043353901 214 19,100 Sh Call Shared-defined 19,100 ARVINMERITOR INC CMN STOCK Cmn 043353951 83 7,400 Sh Put Shared-defined 7,400 ASBURY AUTOMOTIVE GROUP Cmn 043436104 306 26,516 Sh Shared-defined 26,516 ASCENT MEDIA CORP Cmn 043632108 441 17,280 Sh Shared-defined 17,280 ASCENT MEDIA CORP Cmn 043632108 20 766 Sh Shared-defined 1 766 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635101 113 21,274 Sh Shared-defined 1 21,274 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635951 197 37,100 Sh Put Shared-defined 1 37,100 COLUMN TOTALS 20,143
PAGE 57 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635901 19 3,500 Sh Call Shared-defined 1 3,500 ASHLAND INC COMMON STOCK Cmn 044209904 8,229 207,700 Sh Call Shared-defined 1 207,700 ASHLAND INC COMMON STOCK Cmn 044209954 3,788 95,600 Sh Put Shared-defined 1 95,600 ASHLAND INC COMMON STOCK Cmn 044209904 2,948 74,400 Sh Call Shared-defined 74,400 ASHLAND INC COMMON STOCK Cmn 044209954 1,070 27,000 Sh Put Shared-defined 27,000 ASHLAND INC COMMON STOCK Cmn 044209104 - 8 Sh Shared-defined 8 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 2,142 70,300 Sh Put Shared-defined 1 70,300 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 1,310 43,000 Sh Call Shared-defined 1 43,000 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 1,060 34,800 Sh Call Shared-defined 34,800 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 957 31,400 Sh Put Shared-defined 31,400 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 158 5,196 Sh Shared-defined 5,196 ASML HOLDING NV NY- US STOCK Depository Receipt N07059186 486 14,263 Sh Shared-defined 1 N/A ASML HOLDING NV NY- US STOCK Depository Receipt N07059186 241 7,056 Sh Shared-defined N/A ASSOCIATED BANC-CORP CMN STK Cmn 045487105 1,176 106,806 Sh Shared-defined 106,806 COLUMN TOTALS 23,584
PAGE 58 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ASSOCIATED BANC-CORP CMN STK Cmn 045487105 47 4,271 Sh Shared-defined 1 4,271 ASSURANT INC COMMON STOCK Cmn 04621X108 1,052 35,694 Sh Shared-defined 35,694 ASSURANT INC COMMON STOCK Cmn 04621X108 652 22,109 Sh Shared-defined 1 22,109 ASSURANT INC COMMON STOCK Cmn 04621X908 976 33,100 Sh Call Shared-defined 1 33,100 ASSURANT INC COMMON STOCK Cmn 04621X958 652 22,100 Sh Put Shared-defined 1 22,100 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 2,436 111,952 Sh Shared-defined 1 111,952 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 1,178 54,127 Sh Shared-defined 54,127 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 2,814 129,300 Sh Put Shared-defined 1 129,300 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 1,641 75,400 Sh Call Shared-defined 1 75,400 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 742 34,100 Sh Put Shared-defined 34,100 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 553 25,400 Sh Call Shared-defined 25,400 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 763 28,329 Sh Shared-defined 28,329 ASTORIA FINANCIAL CORP Cmn 046265954 221 17,800 Sh Put Shared-defined 1 17,800 ASTORIA FINANCIAL CORP Cmn 046265104 123 9,905 Sh Shared-defined 1 9,905 COLUMN TOTALS 13,850
PAGE 59 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ASTORIA FINANCIAL CORP Cmn 046265904 73 5,900 Sh Call Shared-defined 1 5,900 AT&T INC COMMON STOCK Cmn 00206R902 35,679 1,272,900 Sh Call Shared-defined 1 1,272,900 AT&T INC COMMON STOCK Cmn 00206R952 30,446 1,086,200 Sh Put Shared-defined 1 1,086,200 AT&T INC COMMON STOCK Cmn 00206R952 9,292 331,500 Sh Put Shared-defined 331,500 AT&T INC COMMON STOCK Cmn 00206R902 6,054 216,000 Sh Call Shared-defined 216,000 AT&T INC COMMON STOCK Cmn 00206R102 7,070 252,234 Sh Shared-defined 252,234 AT&T INC COMMON STOCK Cmn 00206R102 6,461 230,493 Sh Shared-defined 1 230,493 ATHENAHEALTH INC Cmn 04685W953 2,737 60,500 Sh Put Shared-defined 1 60,500 ATHENAHEALTH INC Cmn 04685W103 2,464 54,458 Sh Shared-defined 1 54,458 ATHENAHEALTH INC Cmn 04685W903 1,194 26,400 Sh Call Shared-defined 1 26,400 ATHENAHEALTH INC Cmn 04685W103 676 14,940 Sh Shared-defined 14,940 ATHEROS COMMUNICATIONS Cmn 04743P908 6,078 177,500 Sh Call Shared-defined 1 177,500 ATHEROS COMMUNICATIONS Cmn 04743P908 1,459 42,600 Sh Call Shared-defined 42,600 ATHEROS COMMUNICATIONS Cmn 04743P958 805 23,500 Sh Put Shared-defined 23,500 COLUMN TOTALS 110,488
PAGE 60 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ATHEROS COMMUNICATIONS Cmn 04743P958 479 14,000 Sh Put Shared-defined 1 14,000 ATLAS AIR WORLDWIDE HOLDINGS INC Cmn 049164905 1,717 46,100 Sh Call Shared-defined 1 46,100 ATLAS AIR WORLDWIDE HOLDINGS INC Cmn 049164955 1,203 32,300 Sh Put Shared-defined 1 32,300 ATLAS ENERGY INC Cmn 049298102 16,314 540,727 Sh Shared-defined 540,727 ATLAS ENERGY INC Cmn 049298902 317 10,500 Sh Call Shared-defined 1 10,500 ATLAS ENERGY INC Cmn 049298952 211 7,000 Sh Put Shared-defined 1 7,000 ATLAS ENERGY INC Cmn 049298102 25 822 Sh Shared-defined 1 822 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392953 1,049 106,900 Sh Put Shared-defined 1 106,900 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392903 506 51,600 Sh Call Shared-defined 1 51,600 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392103 552 56,262 Sh Shared-defined 1 56,262 ATMEL CORP CMN STK Cmn 049513954 231 50,000 Sh Put Shared-defined 1 50,000 ATMEL CORP CMN STK Cmn 049513904 68 14,800 Sh Call Shared-defined 1 14,800 ATMEL CORP CMN STK Cmn 049513104 339 73,436 Sh Shared-defined 73,436 ATMI INC CMN STK Cmn 00207R901 469 25,200 Sh Call Shared-defined 1 25,200 COLUMN TOTALS 23,480
PAGE 61 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ATMI INC CMN STK Cmn 00207R951 192 10,300 Sh Put Shared-defined 1 10,300 ATMI INC CMN STK Cmn 00207R101 239 12,817 Sh Shared-defined 12,817 ATMI INC CMN STK Cmn 00207R101 128 6,887 Sh Shared-defined 1 6,887 ATMOS ENERGY CORP CMN STK Cmn 049560105 448 15,255 Sh Shared-defined 15,255 ATMOS ENERGY CORP CMN STK Cmn 049560105 18 617 Sh Shared-defined 1 617 ATP OIL & GAS CORP Cmn 00208J958 6,032 330,000 Sh Put Shared-defined 1 330,000 ATP OIL & GAS CORP Cmn 00208J908 3,729 204,000 Sh Call Shared-defined 1 204,000 ATP OIL & GAS CORP Cmn 00208J108 2,520 137,834 Sh Shared-defined 1 137,834 ATP OIL & GAS CORP Cmn 00208J908 1,609 88,000 Sh Call Shared-defined 88,000 ATP OIL & GAS CORP Cmn 00208J958 890 48,700 Sh Put Shared-defined 48,700 ATWOOD OCEANICS CMN STK Cmn 050095958 2,047 57,100 Sh Put Shared-defined 1 57,100 ATWOOD OCEANICS CMN STK Cmn 050095908 1,613 45,000 Sh Call Shared-defined 1 45,000 ATWOOD OCEANICS CMN STK Cmn 050095908 1,147 32,000 Sh Call Shared-defined 32,000 ATWOOD OCEANICS CMN STK Cmn 050095958 255 7,100 Sh Put Shared-defined 7,100 COLUMN TOTALS 20,867
PAGE 62 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ATWOOD OCEANICS CMN STK Cmn 050095108 17,968 501,187 Sh Shared-defined 501,187 ATWOOD OCEANICS CMN STK Cmn 050095108 1,249 34,838 Sh Shared-defined 1 34,838 AU OPTRONICS CORP - ADR Depository Receipt 002255107 4,407 367,585 Sh Shared-defined N/A AU OPTRONICS CORP - ADR Depository Receipt 002255107 36 2,964 Sh Shared-defined 1 N/A AUDIOCODES LTD Cmn M15342954 25 9,900 Sh Put Shared-defined 1 9,900 AUDIOCODES LTD Cmn M15342904 21 8,400 Sh Call Shared-defined 1 8,400 AUDIOCODES LTD Cmn M15342104 7 2,769 Sh Shared-defined 1 2,769 AUDIOCODES LTD Cmn M15342104 5 1,953 Sh Shared-defined 1,953 AUDIOVOX CORP -CL A CMN STK Cmn 050757103 97 13,692 Sh Shared-defined 13,692 AUDIOVOX CORP -CL A CMN STK Cmn 050757103 8 1,177 Sh Shared-defined 1 1,177 AURIZON MINES LTD COMMON STOCK Cmn 05155P956 37 8,300 Sh Put Shared-defined 1 8,300 AURIZON MINES LTD COMMON STOCK Cmn 05155P906 22 4,900 Sh Call Shared-defined 1 4,900 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 78 17,409 Sh Shared-defined 1 17,409 AUTODESK INC Cmn 052769106 7,027 276,528 Sh Shared-defined 276,528 COLUMN TOTALS 30,987
PAGE 63 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AUTODESK INC Cmn 052769956 6,716 264,300 Sh Put Shared-defined 1 264,300 AUTODESK INC Cmn 052769906 6,688 263,200 Sh Call Shared-defined 1 263,200 AUTODESK INC Cmn 052769906 3,156 124,200 Sh Call Shared-defined 124,200 AUTODESK INC Cmn 052769956 1,753 69,000 Sh Put Shared-defined 69,000 AUTODESK INC Cmn 052769106 207 8,137 Sh Shared-defined 1 8,137 AUTOLIV INC CMN STOCK Cmn 052800109 5,531 127,571 Sh Shared-defined 127,571 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 223 5,211 Sh Shared-defined 5,211 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 7,138 166,700 Sh Put Shared-defined 1 166,700 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 5,836 136,300 Sh Call Shared-defined 1 136,300 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 4,308 100,600 Sh Put Shared-defined 100,600 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 2,843 66,400 Sh Call Shared-defined 66,400 AUTONATION INC CMN STK Cmn 05329W952 1,289 67,300 Sh Put Shared-defined 1 67,300 AUTONATION INC CMN STK Cmn 05329W902 1,203 62,800 Sh Call Shared-defined 1 62,800 AUTONATION INC CMN STK Cmn 05329W952 856 44,700 Sh Put Shared-defined 44,700 COLUMN TOTALS 47,747
PAGE 64 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AUTONATION INC CMN STK Cmn 05329W902 408 21,300 Sh Call Shared-defined 21,300 AUTONATION INC CMN STK Cmn 05329W102 171 8,948 Sh Shared-defined 8,948 AUTOZONE INC CMN STK Cmn 053332952 36,878 233,300 Sh Put Shared-defined 1 233,300 AUTOZONE INC CMN STK Cmn 053332902 30,144 190,700 Sh Call Shared-defined 1 190,700 AUTOZONE INC CMN STK Cmn 053332902 11,160 70,600 Sh Call Shared-defined 70,600 AUTOZONE INC CMN STK Cmn 053332952 11,128 70,400 Sh Put Shared-defined 70,400 AUTOZONE INC CMN STK Cmn 053332102 2,092 13,234 Sh Shared-defined 13,234 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D907 3,439 114,700 Sh Call Shared-defined 1 114,700 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D957 2,428 81,000 Sh Put Shared-defined 1 81,000 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 609 20,321 Sh Shared-defined 1 20,321 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 62 2,064 Sh Shared-defined 2,064 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 9,132 499,316 Sh Shared-defined 499,316 AVALONBAY COMMUNITIES INC Cmn 053484951 10,444 127,200 Sh Put Shared-defined 1 127,200 AVALONBAY COMMUNITIES INC Cmn 053484901 7,209 87,800 Sh Call Shared-defined 1 87,800 COLUMN TOTALS 125,304
PAGE 65 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AVALONBAY COMMUNITIES INC Cmn 053484901 4,812 58,600 Sh Call Shared-defined 58,600 AVALONBAY COMMUNITIES INC Cmn 053484951 4,541 55,300 Sh Put Shared-defined 55,300 AVALONBAY COMMUNITIES INC Cmn 053484101 46 562 Sh Shared-defined 562 AVANIR PHARMACEUTICALS - CL A Cmn 05348P401 42 22,075 Sh Shared-defined 1 22,075 AVERY DENNISON CORP Cmn 053611109 3,006 82,378 Sh Shared-defined 82,378 AVERY DENNISON CORP Cmn 053611909 1,693 46,400 Sh Call Shared-defined 1 46,400 AVERY DENNISON CORP Cmn 053611959 580 15,900 Sh Put Shared-defined 1 15,900 AVERY DENNISON CORP Cmn 053611109 238 6,534 Sh Shared-defined 1 6,534 AVI BIOPHARM INC CMN STOCK Cmn 002346104 29 19,940 Sh Shared-defined 19,940 AVI BIOPHARM INC CMN STOCK Cmn 002346104 2 1,450 Sh Shared-defined 1 1,450 AVID TECHNOLOGY INC Cmn 05367P900 748 58,600 Sh Call Shared-defined 1 58,600 AVID TECHNOLOGY INC Cmn 05367P100 197 15,471 Sh Shared-defined 15,471 AVID TECHNOLOGY INC Cmn 05367P950 175 13,700 Sh Put Shared-defined 1 13,700 AVID TECHNOLOGY INC Cmn 05367P100 14 1,113 Sh Shared-defined 1 1,113 COLUMN TOTALS 16,123
PAGE 66 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 5,164 393,600 Sh Call Shared-defined 1 393,600 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 2,476 188,700 Sh Put Shared-defined 1 188,700 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 782 59,600 Sh Put Shared-defined 59,600 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 614 46,800 Sh Call Shared-defined 46,800 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 4,131 314,827 Sh Shared-defined 314,827 AVISTA CORP CMN STK Cmn 05379B107 436 20,185 Sh Shared-defined 20,185 AVISTA CORP CMN STK Cmn 05379B107 2 110 Sh Shared-defined 1 110 AVNET, INC. COMMON STOCK Cmn 053807903 754 25,000 Sh Call Shared-defined 1 25,000 AVNET, INC. COMMON STOCK Cmn 053807953 606 20,100 Sh Put Shared-defined 1 20,100 AVNET, INC. COMMON STOCK Cmn 053807103 9,014 298,876 Sh Shared-defined 298,876 AVNET, INC. COMMON STOCK Cmn 053807103 16 547 Sh Shared-defined 1 547 AVON PRODS INC Cmn 054303102 152 4,831 Sh Shared-defined 4,831 AVON PRODS INC Cmn 054303102 63 2,009 Sh Shared-defined 1 2,009 AVON PRODS INC Cmn 054303902 7,343 233,100 Sh Call Shared-defined 1 233,100 COLUMN TOTALS 31,553
PAGE 67 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AVON PRODS INC Cmn 054303952 5,267 167,200 Sh Put Shared-defined 1 167,200 AVON PRODS INC Cmn 054303902 4,108 130,400 Sh Call Shared-defined 130,400 AVON PRODS INC Cmn 054303952 2,054 65,200 Sh Put Shared-defined 65,200 AVX CORP NEW CMN STOCK Cmn 002444107 566 44,660 Sh Shared-defined 44,660 AXA SPONS ADR Depository Receipt 054536107 222 9,385 Sh Shared-defined N/A AXA SPONS ADR Depository Receipt 054536107 9 377 Sh Shared-defined 1 N/A AXCELIS INC CMN STK Cmn 054540109 15 10,398 Sh Shared-defined 1 10,398 AXCELIS INC CMN STK Cmn 054540109 1 640 Sh Shared-defined 640 AXCELIS INC CMN STK Cmn 054540959 2 1,300 Sh Put Shared-defined 1 1,300 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U959 114 4,000 Sh Put Shared-defined 1 4,000 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U909 65 2,300 Sh Call Shared-defined 1 2,300 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 70 2,454 Sh Shared-defined 1 2,454 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 38 1,351 Sh Shared-defined 1,351 AZZ INCORPORATED CMN STK Cmn 002474904 638 19,500 Sh Call Shared-defined 1 19,500 COLUMN TOTALS 13,169
PAGE 68 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) AZZ INCORPORATED CMN STK Cmn 002474954 530 16,200 Sh Put Shared-defined 1 16,200 AZZ INCORPORATED CMN STK Cmn 002474104 191 5,838 Sh Shared-defined 5,838 AZZ INCORPORATED CMN STK Cmn 002474104 5 164 Sh Shared-defined 1 164 B&G FOODS INC-CLASS A Cmn 05508R106 226 24,599 Sh Shared-defined 24,599 BAIDU INC Depository Receipt 056752108 39,662 96,447 Sh Shared-defined 1 N/A BAIDU INC Depository Receipt 056752108 16,288 39,608 Sh Shared-defined N/A BAKER HUGHES COMMON STOCK BHI Cmn 057224107 21,933 541,813 Sh Shared-defined 541,813 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 18,155 448,500 Sh Call Shared-defined 1 448,500 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 12,375 305,700 Sh Put Shared-defined 1 305,700 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 7,873 194,500 Sh Call Shared-defined 194,500 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 5,959 147,200 Sh Put Shared-defined 147,200 BALL CORP CMN STK Cmn 058498906 1,866 36,100 Sh Call Shared-defined 1 36,100 BALL CORP CMN STK Cmn 058498956 905 17,500 Sh Put Shared-defined 1 17,500 BALL CORP CMN STK Cmn 058498906 5 100 Sh Call Shared-defined 100 COLUMN TOTALS 125,973
PAGE 69 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BALL CORP CMN STK Cmn 058498106 8,684 167,967 Sh Shared-defined 167,967 BALL CORP CMN STK Cmn 058498106 20 389 Sh Shared-defined 1 389 BALLARD PWR SYS INC CMN STOCK Cmn 058586958 96 50,400 Sh Put Shared-defined 1 50,400 BALLARD PWR SYS INC CMN STOCK Cmn 058586908 31 16,500 Sh Call Shared-defined 1 16,500 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 62 32,700 Sh Shared-defined 1 32,700 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 4 1,985 Sh Shared-defined 1,985 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B957 4,174 101,100 Sh Put Shared-defined 1 101,100 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B907 3,349 81,100 Sh Call Shared-defined 1 81,100 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 1,288 31,196 Sh Shared-defined 1 31,196 BANCO ITAU SA - -ADR 1:500 PREF SHARES (ITAU4-BSAA) Depository Receipt 465562106 3,746 164,030 Sh Shared-defined N/A BANCO ITAU SA - -ADR 1:500 PREF SHARES (ITAU4-BSAA) Depository Receipt 465562106 152 6,637 Sh Shared-defined 1 N/A BANCO SANTANDER BRASIL-ADS Depository Receipt 05967A107 263 18,883 Sh Shared-defined 1 N/A BANCO SANTANDER BRASIL-ADS Depository Receipt 05967A107 132 9,460 Sh Shared-defined N/A BANCO SANTANDER CENTRAL HISPANO SA- SPONS ADR 1:1 Depository Receipt 05964H105 929 56,516 Sh Shared-defined 1 N/A COLUMN TOTALS 22,930
PAGE 70 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BANCO SANTANDER CENTRAL HISPANO SA- SPONS ADR 1:1 Depository Receipt 05964H105 155 9,416 Sh Shared-defined N/A BANCOLOMBIA SA - ADR Depository Receipt 05968L102 476 10,466 Sh Shared-defined N/A BANCORPSOUTH INC CMN STK Cmn 059692103 830 35,375 Sh Shared-defined 35,375 BANK MUTUAL CORPORATION Cmn 063750103 141 20,346 Sh Shared-defined 20,346 BANK MUTUAL CORPORATION Cmn 063750103 9 1,296 Sh Shared-defined 1 1,296 BANK OF AMERICA CORP COMMON EQUIVALENT SECURITY Pref Stk 060505419 81,615 5,470,158 Sh Shared-defined N/A BANK OF HAWAII CORP. CMN STK Cmn 062540109 703 14,944 Sh Shared-defined 14,944 BANK OF MONTRAL CMN STK Cmn 063671101 468 8,823 Sh Shared-defined 1 8,823 BANK OF MONTRAL CMN STK Cmn 063671101 1 24 Sh Shared-defined 24 BANK OF MONTRAL CMN STK Cmn 063671951 2,941 55,400 Sh Put Shared-defined 1 55,400 BANK OF MONTRAL CMN STK Cmn 063671901 1,704 32,100 Sh Call Shared-defined 1 32,100 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149907 2,346 50,200 Sh Call Shared-defined 1 50,200 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149957 1,907 40,800 Sh Put Shared-defined 1 40,800 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 175 3,744 Sh Shared-defined 1 3,744 COLUMN TOTALS 93,471
PAGE 71 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 8 172 Sh Shared-defined 172 BANK OF THE OZARKS INC CMN STOCK Cmn 063904106 2,744 93,755 Sh Shared-defined 93,755 BANKAMERICA CORP CMN STOCK Cmn 060505954 79,961 5,309,500 Sh Put Shared-defined 1 5,309,500 BANKAMERICA CORP CMN STOCK Cmn 060505904 49,409 3,280,800 Sh Call Shared-defined 1 3,280,800 BANKAMERICA CORP CMN STOCK Cmn 060505954 33,269 2,209,100 Sh Put Shared-defined 2,209,100 BANKAMERICA CORP CMN STOCK Cmn 060505904 4,964 329,600 Sh Call Shared-defined 329,600 BANKAMERICA CORP CMN STOCK Cmn 060505104 50,721 3,367,949 Sh Shared-defined 1 3,367,949 BANKAMERICA CORP CMN STOCK Cmn 060505104 25,093 1,666,205 Sh Shared-defined 1,666,205 BARCLAYS PLC- SPONS ADR 4:1 Depository Receipt 06738E204 354 20,091 Sh Shared-defined N/A BARCLAYS PLC- SPONS ADR 4:1 Depository Receipt 06738E204 327 18,606 Sh Shared-defined 1 N/A BARD C R INC Cmn 067383109 2,620 33,635 Sh Shared-defined 33,635 BARD C R INC Cmn 067383109 210 2,693 Sh Shared-defined 1 2,693 BARD C R INC Cmn 067383959 3,326 42,700 Sh Put Shared-defined 1 42,700 BARD C R INC Cmn 067383909 2,789 35,800 Sh Call Shared-defined 1 35,800 COLUMN TOTALS 255,795
PAGE 72 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BARD C R INC Cmn 067383909 1,083 13,900 Sh Call Shared-defined 13,900 BARD C R INC Cmn 067383959 802 10,300 Sh Put Shared-defined 10,300 BARNES & NOBLE INC CMN STK Cmn 067774959 2,002 105,000 Sh Put Shared-defined 1 105,000 BARNES & NOBLE INC CMN STK Cmn 067774909 845 44,300 Sh Call Shared-defined 1 44,300 BARNES & NOBLE INC CMN STK Cmn 067774109 73 3,851 Sh Shared-defined 3,851 BARNES & NOBLE INC CMN STK Cmn 067774109 37 1,953 Sh Shared-defined 1 1,953 BARNES GROUP 3.75% CB 08/01/2025 - - REGISTERED Bond 067806AB5 21,945 20,990,000 Prn Shared-defined N/A BARNES GROUP INC CMN STK Cmn 067806909 979 57,900 Sh Call Shared-defined 1 57,900 BARNES GROUP INC CMN STK Cmn 067806959 221 13,100 Sh Put Shared-defined 1 13,100 BARNES GROUP INC CMN STK Cmn 067806109 79 4,704 Sh Shared-defined 4,704 BARNES GROUP INC CMN STK Cmn 067806109 4 249 Sh Shared-defined 1 249 BARRICK GOLD CORP Cmn 067901108 58,563 1,487,117 Sh Shared-defined 1,487,117 BARRICK GOLD CORP Cmn 067901108 4,105 104,232 Sh Shared-defined 1 104,232 BARRICK GOLD CORP Cmn 067901908 61,445 1,560,300 Sh Call Shared-defined 1 1,560,300 COLUMN TOTALS 152,183
PAGE 73 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BARRICK GOLD CORP Cmn 067901958 37,183 944,200 Sh Put Shared-defined 1 944,200 BARRICK GOLD CORP Cmn 067901908 24,069 611,200 Sh Call Shared-defined 611,200 BARRICK GOLD CORP Cmn 067901958 23,018 584,500 Sh Put Shared-defined 584,500 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 257 28,821 Sh Shared-defined 28,821 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 3 335 Sh Shared-defined 1 335 BAXTER INTL INC Cmn 071813909 9,271 158,000 Sh Call Shared-defined 1 158,000 BAXTER INTL INC Cmn 071813959 7,165 122,100 Sh Put Shared-defined 1 122,100 BAXTER INTL INC Cmn 071813959 6,050 103,100 Sh Put Shared-defined 103,100 BAXTER INTL INC Cmn 071813909 5,762 98,200 Sh Call Shared-defined 98,200 BAXTER INTL INC Cmn 071813109 6,380 108,720 Sh Shared-defined 108,720 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176959 744 26,300 Sh Put Shared-defined 1 26,300 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176909 566 20,000 Sh Call Shared-defined 1 20,000 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 426 15,039 Sh Shared-defined 15,039 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 83 2,922 Sh Shared-defined 1 2,922 COLUMN TOTALS 120,977
PAGE 74 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BB&T CORP. COMMON STOCK Cmn 054937107 26,210 1,033,094 Sh Shared-defined 1,033,094 BB&T CORP. COMMON STOCK Cmn 054937107 7,225 284,769 Sh Shared-defined 1 284,769 BB&T CORP. COMMON STOCK Cmn 054937907 18,837 742,500 Sh Call Shared-defined 1 742,500 BB&T CORP. COMMON STOCK Cmn 054937957 11,982 472,300 Sh Put Shared-defined 1 472,300 BB&T CORP. COMMON STOCK Cmn 054937907 7,263 286,300 Sh Call Shared-defined 286,300 BB&T CORP. COMMON STOCK Cmn 054937957 6,274 247,300 Sh Put Shared-defined 247,300 BCE INC CMN STK Cmn 05534B760 565 20,452 Sh Shared-defined 1 20,452 BCE INC CMN STK Cmn 05534B760 5 163 Sh Shared-defined 163 BCE INC CMN STK Cmn 05534B950 1,519 55,000 Sh Put Shared-defined 1 55,000 BCE INC CMN STK Cmn 05534B900 712 25,800 Sh Call Shared-defined 1 25,800 BCE INC CMN STK Cmn 05534B900 39 1,400 Sh Call Shared-defined 1,400 BE AEROSPACE INC CMN STK Cmn 073302901 1,394 59,300 Sh Call Shared-defined 1 59,300 BE AEROSPACE INC CMN STK Cmn 073302951 902 38,400 Sh Put Shared-defined 1 38,400 BE AEROSPACE INC CMN STK Cmn 073302901 132 5,600 Sh Call Shared-defined 5,600 COLUMN TOTALS 83,059
PAGE 75 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BE AEROSPACE INC CMN STK Cmn 073302951 2 100 Sh Put Shared-defined 100 BE AEROSPACE INC CMN STK Cmn 073302101 6,194 263,574 Sh Shared-defined 263,574 BE AEROSPACE INC CMN STK Cmn 073302101 24 1,014 Sh Shared-defined 1 1,014 BEACON POWER CORPORATION Cmn 073677106 9 18,534 Sh Shared-defined 1 18,534 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685909 154 9,600 Sh Call Shared-defined 1 9,600 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685959 110 6,900 Sh Put Shared-defined 1 6,900 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 810 50,645 Sh Shared-defined 50,645 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 10 616 Sh Shared-defined 1 616 BEAZER HOMES USA INC CMN STK Cmn 07556Q955 408 84,200 Sh Put Shared-defined 1 84,200 BEAZER HOMES USA INC CMN STK Cmn 07556Q905 295 60,900 Sh Call Shared-defined 1 60,900 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 390 80,588 Sh Shared-defined 1 80,588 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 115 23,843 Sh Shared-defined 23,843 BEBE STORES INC CMN STOCK Cmn 075571959 149 23,700 Sh Put Shared-defined 1 23,700 BEBE STORES INC CMN STOCK Cmn 075571909 147 23,400 Sh Call Shared-defined 1 23,400 COLUMN TOTALS 8,817
PAGE 76 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BEBE STORES INC CMN STOCK Cmn 075571109 605 96,545 Sh Shared-defined 96,545 BEBE STORES INC CMN STOCK Cmn 075571109 267 42,548 Sh Shared-defined 1 42,548 BECKMAN COULTER INC CMN STK Cmn 075811909 504 7,700 Sh Call Shared-defined 1 7,700 BECKMAN COULTER INC CMN STK Cmn 075811959 458 7,000 Sh Put Shared-defined 1 7,000 BECKMAN COULTER INC CMN STK Cmn 075811109 388 5,925 Sh Shared-defined 5,925 BECKMAN COULTER INC CMN STK Cmn 075811109 332 5,077 Sh Shared-defined 1 5,077 BECTON DICKINSON & COMPANY Cmn 075887909 2,184 27,700 Sh Call Shared-defined 1 27,700 BECTON DICKINSON & COMPANY Cmn 075887959 2,074 26,300 Sh Put Shared-defined 1 26,300 BECTON DICKINSON & COMPANY Cmn 075887909 670 8,500 Sh Call Shared-defined 8,500 BECTON DICKINSON & COMPANY Cmn 075887959 173 2,200 Sh Put Shared-defined 2,200 BED BATH & BEYOND INC CMN STK Cmn 075896950 15,162 392,500 Sh Put Shared-defined 1 392,500 BED BATH & BEYOND INC CMN STK Cmn 075896900 14,123 365,600 Sh Call Shared-defined 1 365,600 BED BATH & BEYOND INC CMN STK Cmn 075896950 7,556 195,600 Sh Put Shared-defined 195,600 BED BATH & BEYOND INC CMN STK Cmn 075896900 6,049 156,600 Sh Call Shared-defined 156,600 COLUMN TOTALS 50,545
PAGE 77 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BED BATH & BEYOND INC CMN STK Cmn 075896100 3,778 97,807 Sh Shared-defined 97,807 BED BATH & BEYOND INC CMN STK Cmn 075896100 431 11,157 Sh Shared-defined 1 11,157 BELDEN INC CMN STK Cmn 077454956 460 21,000 Sh Put Shared-defined 1 21,000 BELDEN INC CMN STK Cmn 077454906 215 9,800 Sh Call Shared-defined 1 9,800 BELDEN INC CMN STK Cmn 077454106 335 15,297 Sh Shared-defined 15,297 BELO CORP CMN STK Cmn 080555105 1,442 264,984 Sh Shared-defined 264,984 BELO CORP CMN STK Cmn 080555105 5 887 Sh Shared-defined 1 887 BEMIS INC Cmn 081437905 347 11,700 Sh Call Shared-defined 1 11,700 BEMIS INC Cmn 081437955 65 2,200 Sh Put Shared-defined 1 2,200 BEMIS INC Cmn 081437105 2,777 93,644 Sh Shared-defined 93,644 BEMIS INC Cmn 081437105 13 423 Sh Shared-defined 1 423 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H951 216 11,400 Sh Put Shared-defined 1 11,400 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H901 113 6,000 Sh Call Shared-defined 1 6,000 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 458 24,239 Sh Shared-defined 24,239 COLUMN TOTALS 10,655
PAGE 78 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 24 1,265 Sh Shared-defined 1 1,265 BERKLEY (W R) CORP CMN STK Cmn 084423102 326 13,231 Sh Shared-defined 13,231 BERKLEY (W R) CORP CMN STK Cmn 084423102 4 158 Sh Shared-defined 1 158 BERKLEY (W R) CORP CMN STK Cmn 084423952 421 17,100 Sh Put Shared-defined 1 17,100 BERKLEY (W R) CORP CMN STK Cmn 084423902 315 12,800 Sh Call Shared-defined 1 12,800 BERKSHIRE HATHAWAY INC CMN STK Cmn 084670108 2,083 21 Sh Shared-defined 21 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670907 23,331 7,100 Sh Call Shared-defined 1 7,100 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670957 14,787 4,500 Sh Put Shared-defined 1 4,500 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670207 1,025 312 Sh Shared-defined 1 312 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670207 62 19 Sh Shared-defined 19 BERRY PETROLEUM -CL A CMN STK Cmn 085789955 1,938 66,500 Sh Put Shared-defined 1 66,500 BERRY PETROLEUM -CL A CMN STK Cmn 085789905 1,475 50,600 Sh Call Shared-defined 1 50,600 BERRY PETROLEUM -CL A CMN STK Cmn 085789105 46 1,580 Sh Shared-defined 1 1,580 BEST BUY CO. COMMON STOCK Cmn 086516101 11,198 283,788 Sh Shared-defined 283,788 COLUMN TOTALS 57,035
PAGE 79 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BEST BUY CO. COMMON STOCK Cmn 086516101 9,716 246,219 Sh Shared-defined 1 246,219 BEST BUY CO. COMMON STOCK Cmn 086516951 29,102 737,500 Sh Put Shared-defined 1 737,500 BEST BUY CO. COMMON STOCK Cmn 086516901 22,121 560,600 Sh Call Shared-defined 1 560,600 BEST BUY CO. COMMON STOCK Cmn 086516951 14,778 374,500 Sh Put Shared-defined 374,500 BEST BUY CO. COMMON STOCK Cmn 086516901 10,512 266,400 Sh Call Shared-defined 266,400 BFI CANADA INCOME FUND COMMON STOCK Cmn 44951D108 801 50,000 Sh Shared-defined 50,000 BFI CANADA INCOME FUND COMMON STOCK Cmn 44951D108 4 242 Sh Shared-defined 1 242 BGC PARTNERS INC Cmn 05541T901 62 13,400 Sh Call Shared-defined 1 13,400 BGC PARTNERS INC Cmn 05541T951 - 100 Sh Put Shared-defined 1 100 BIDZ.COM INC Cmn 08883T950 39 19,300 Sh Put Shared-defined 1 19,300 BIDZ.COM INC Cmn 08883T200 32 15,891 Sh Shared-defined 1 15,891 BIDZ.COM INC Cmn 08883T900 2 800 Sh Call Shared-defined 1 800 BIG LOTS INC CMN STK Cmn 089302903 1,669 57,600 Sh Call Shared-defined 1 57,600 BIG LOTS INC CMN STK Cmn 089302953 1,368 47,200 Sh Put Shared-defined 1 47,200 COLUMN TOTALS 90,206
PAGE 80 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BIG LOTS INC CMN STK Cmn 089302953 171 5,900 Sh Put Shared-defined 5,900 BIG LOTS INC CMN STK Cmn 089302903 3 100 Sh Call Shared-defined 100 BIG LOTS INC CMN STK Cmn 089302103 447 15,430 Sh Shared-defined 15,430 BILL BARRETT CORP COMMON STOCK Cmn 06846N954 2,990 96,100 Sh Put Shared-defined 1 96,100 BILL BARRETT CORP COMMON STOCK Cmn 06846N904 1,776 57,100 Sh Call Shared-defined 1 57,100 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 6,061 194,838 Sh Shared-defined 194,838 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 2,408 77,408 Sh Shared-defined 1 77,408 BILL BARRETT CORPORATION 5% CB 3/15/28 - REGISTERE Bond 06846NAA2 16,999 17,500,000 Prn Shared-defined N/A BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V903 873 135,100 Sh Call Shared-defined 1 135,100 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V953 716 110,800 Sh Put Shared-defined 1 110,800 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 205 31,694 Sh Shared-defined 1 31,694 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 110 17,072 Sh Shared-defined 17,072 BIODEL INC Cmn 09064M105 51 11,814 Sh Shared-defined 11,814 BIODEL INC Cmn 09064M105 2 537 Sh Shared-defined 1 537 COLUMN TOTALS 32,812
PAGE 81 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BIOGEN IDEC INC CMN STK Cmn 09062X903 20,651 386,000 Sh Call Shared-defined 1 386,000 BIOGEN IDEC INC CMN STK Cmn 09062X953 7,950 148,600 Sh Put Shared-defined 1 148,600 BIOGEN IDEC INC CMN STK Cmn 09062X903 4,366 81,600 Sh Call Shared-defined 81,600 BIOGEN IDEC INC CMN STK Cmn 09062X953 3,547 66,300 Sh Put Shared-defined 66,300 BIOGEN IDEC INC CMN STK Cmn 09062X103 16,719 312,500 Sh Shared-defined 312,500 BIOMARIN 1.875% CB 4/23/2017-REGISTERED Bond 09061GAD3 84,911 79,000,000 Prn Shared-defined N/A BIOMARIN 2.5% CB 04/01/2013-REGISTERED Bond 09061GAC5 88,799 69,200,000 Prn Shared-defined N/A BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G951 670 35,600 Sh Put Shared-defined 1 35,600 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G901 621 33,000 Sh Call Shared-defined 1 33,000 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 39,007 2,073,752 Sh Shared-defined 2,073,752 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 15 800 Sh Shared-defined 1 800 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H957 161 10,200 Sh Put Shared-defined 1 10,200 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H907 115 7,300 Sh Call Shared-defined 1 7,300 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 82 5,189 Sh Shared-defined 5,189 COLUMN TOTALS 267,614
PAGE 82 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 38 3,187 Sh Shared-defined 1 3,187 BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 30 2,486 Sh Shared-defined 2,486 BIOMIMETIC THERAPEUTICS INC Cmn 09064X901 755 63,300 Sh Call Shared-defined 1 63,300 BIOMIMETIC THERAPEUTICS INC Cmn 09064X951 644 54,000 Sh Put Shared-defined 1 54,000 BIOMIRA INC CMN STOCK Cmn 682324908 213 39,600 Sh Call Shared-defined 1 39,600 BIOMIRA INC CMN STOCK Cmn 682324958 127 23,600 Sh Put Shared-defined 1 23,600 BIOMIRA INC CMN STOCK Cmn 682324108 16 3,016 Sh Shared-defined 1 3,016 BIOMIRA INC CMN STOCK Cmn 682324108 3 560 Sh Shared-defined 560 BIO-RAD LABS -CL A CMN STK Cmn 090572207 181 1,879 Sh Shared-defined 1,879 BIO-RAD LABS -CL A CMN STK Cmn 090572207 19 200 Sh Shared-defined 1 200 BIOSANTE PHARMACEUTICALS INC COMMON STOCK Cmn 09065V903 3 1,900 Sh Call Shared-defined 1 1,900 BIOSANTE PHARMACEUTICALS INC COMMON STOCK Cmn 09065V203 13 9,061 Sh Shared-defined 1 9,061 BIOSANTE PHARMACEUTICALS INC COMMON STOCK Cmn 09065V203 -- 316 Sh Shared-defined 316 BIOVAIL CORP CMN STK Cmn 09067J109 16,266 1,165,201 Sh Shared-defined 1,165,201 COLUMN TOTALS 18,308
PAGE 83 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BIOVAIL CORP CMN STK Cmn 09067J909 899 64,400 Sh Call Shared-defined 1 64,400 BIOVAIL CORP CMN STK Cmn 09067J959 359 25,700 Sh Put Shared-defined 1 25,700 BIOVAIL CORP CMN STK Cmn 09067J959 113 8,100 Sh Put Shared-defined 8,100 BIOVAIL CORP CMN STK Cmn 09067J909 18 1,300 Sh Call Shared-defined 1,300 BJ SERVICES CO Cmn 055482903 1,942 104,400 Sh Call Shared-defined 1 104,400 BJ SERVICES CO Cmn 055482953 876 47,100 Sh Put Shared-defined 1 47,100 BJ SERVICES CO Cmn 055482903 478 25,700 Sh Call Shared-defined 25,700 BJ SERVICES CO Cmn 055482953 123 6,600 Sh Put Shared-defined 6,600 BJ'S RESTAURANTS INC Cmn 09180C906 275 14,600 Sh Call Shared-defined 1 14,600 BJ'S RESTAURANTS INC Cmn 09180C956 203 10,800 Sh Put Shared-defined 1 10,800 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 1,701 52,000 Sh Put Shared-defined 1 52,000 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 1,119 34,200 Sh Call Shared-defined 1 34,200 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 79 2,400 Sh Put Shared-defined 2,400 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 5,597 171,098 Sh Shared-defined 171,098 COLUMN TOTALS 13,782
PAGE 84 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 241 7,383 Sh Shared-defined 1 7,383 BLACK & DECKER CORP Cmn 091797950 8,934 137,800 Sh Put Shared-defined 1 137,800 BLACK & DECKER CORP Cmn 091797900 6,976 107,600 Sh Call Shared-defined 1 107,600 BLACK & DECKER CORP Cmn 091797950 2,321 35,800 Sh Put Shared-defined 35,800 BLACK & DECKER CORP Cmn 091797100 1,866 28,779 Sh Shared-defined 28,779 BLACK & DECKER CORP Cmn 091797100 1,536 23,696 Sh Shared-defined 1 23,696 BLACK & DECKER CORP Cmn 091797900 1,232 19,000 Sh Call Shared-defined 19,000 BLACK BOX CORP CMN STK Cmn 091826957 176 6,200 Sh Put Shared-defined 1 6,200 BLACK BOX CORP CMN STK Cmn 091826907 150 5,300 Sh Call Shared-defined 1 5,300 BLACK BOX CORP CMN STK Cmn 091826107 760 26,827 Sh Shared-defined 26,827 BLACK BOX CORP CMN STK Cmn 091826107 25 887 Sh Shared-defined 1 887 BLACK HILLS CORP CMN STK Cmn 092113109 2,883 108,259 Sh Shared-defined 108,259 BLACKBOARD INC 3.25% CB 7/1/2027 - REGISTERED Bond 091935AA4 8,567 8,379,000 Prn Shared-defined N/A BLACKBOARD INC COMMON STOCK Cmn 091935952 1,307 28,800 Sh Put Shared-defined 1 28,800 COLUMN TOTALS 36,974
PAGE 85 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BLACKBOARD INC COMMON STOCK Cmn 091935902 967 21,300 Sh Call Shared-defined 1 21,300 BLACKBOARD INC COMMON STOCK Cmn 091935502 114 2,508 Sh Shared-defined 1 2,508 BLACKBOARD INC COMMON STOCK Cmn 091935502 97 2,148 Sh Shared-defined 2,148 BLACKROCK INC - COMMON STOCK Cmn 09247X101 3,967 17,084 Sh Shared-defined 17,084 BLACKROCK INC - COMMON STOCK Cmn 09247X901 27,562 118,700 Sh Call Shared-defined 1 118,700 BLACKROCK INC - COMMON STOCK Cmn 09247X951 20,503 88,300 Sh Put Shared-defined 1 88,300 BLACKROCK INC - COMMON STOCK Cmn 09247X901 7,361 31,700 Sh Call Shared-defined 31,700 BLACKROCK INC - COMMON STOCK Cmn 09247X951 3,251 14,000 Sh Put Shared-defined 14,000 BLACKSTONE GROUP LP Cmn 09253U958 6,454 491,900 Sh Put Shared-defined 1 491,900 BLACKSTONE GROUP LP Cmn 09253U908 6,145 468,400 Sh Call Shared-defined 1 468,400 BLACKSTONE GROUP LP Cmn 09253U108 1,264 96,328 Sh Shared-defined 1 96,328 BLOCK H & R INC Cmn 093671105 2,059 91,040 Sh Shared-defined 1 91,040 BLOCK H & R INC Cmn 093671955 3,594 158,900 Sh Put Shared-defined 1 158,900 BLOCK H & R INC Cmn 093671905 3,045 134,600 Sh Call Shared-defined 1 134,600 COLUMN TOTALS 86,383
PAGE 86 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BLOCK H & R INC Cmn 093671955 138 6,100 Sh Put Shared-defined 6,100 BLOCKBUSTER INC CMN STOCK CL A Cmn 093679908 6 8,400 Sh Call Shared-defined 1 8,400 BLOCKBUSTER INC CMN STOCK CL A Cmn 093679958 -- 200 Sh Put Shared-defined 1 200 BLOCKBUSTER INC CMN STOCK CL A Cmn 093679108 22 33,492 Sh Shared-defined 1 33,492 BLOCKBUSTER INC CMN STOCK CL A Cmn 093679108 -- 1 Sh Shared-defined 1 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180905 76 7,500 Sh Call Shared-defined 1 7,500 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180955 54 5,300 Sh Put Shared-defined 1 5,300 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 4 421 Sh Shared-defined 1 421 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 1,484 52,000 Sh Call Shared-defined 1 52,000 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 802 28,100 Sh Put Shared-defined 1 28,100 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 154 5,400 Sh Call Shared-defined 5,400 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 34 1,200 Sh Put Shared-defined 1,200 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 3,320 116,313 Sh Shared-defined 116,313 BLUE NILE INC. COMMON STOCK Cmn 09578R903 5,440 85,900 Sh Call Shared-defined 1 85,900 COLUMN TOTALS 11,534
PAGE 87 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BLUE NILE INC. COMMON STOCK Cmn 09578R953 4,724 74,600 Sh Put Shared-defined 1 74,600 BLUE NILE INC. COMMON STOCK Cmn 09578R103 245 3,866 Sh Shared-defined 1 3,866 BLUE NILE INC. COMMON STOCK Cmn 09578R103 213 3,361 Sh Shared-defined 3,361 BMC SOFTWARE INC CMN STK Cmn 055921950 7,587 189,200 Sh Put Shared-defined 1 189,200 BMC SOFTWARE INC CMN STK Cmn 055921950 4,146 103,400 Sh Put Shared-defined 103,400 BMC SOFTWARE INC CMN STK Cmn 055921900 3,585 89,400 Sh Call Shared-defined 1 89,400 BMC SOFTWARE INC CMN STK Cmn 055921900 505 12,600 Sh Call Shared-defined 12,600 BMC SOFTWARE INC CMN STK Cmn 055921100 3,523 87,867 Sh Shared-defined 87,867 BMC SOFTWARE INC CMN STK Cmn 055921100 2,146 53,510 Sh Shared-defined 1 53,510 BOARDWALK PIPELINE PARTNERS LP Cmn 096627904 1,096 36,500 Sh Call Shared-defined 1 36,500 BOARDWALK PIPELINE PARTNERS LP Cmn 096627954 75 2,500 Sh Put Shared-defined 1 2,500 BOB EVANS FARMS CMN STK Cmn 096761101 581 20,071 Sh Shared-defined 20,071 BOB EVANS FARMS CMN STK Cmn 096761101 12 411 Sh Shared-defined 1 411 BON-TON STORES INC CMN STK Cmn 09776J951 708 72,200 Sh Put Shared-defined 1 72,200 COLUMN TOTALS 29,146
PAGE 88 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BON-TON STORES INC CMN STK Cmn 09776J901 326 33,200 Sh Call Shared-defined 1 33,200 BON-TON STORES INC CMN STK Cmn 09776J101 291 29,691 Sh Shared-defined 1 29,691 BON-TON STORES INC CMN STK Cmn 09776J101 93 9,454 Sh Shared-defined 9,454 BORDERS GROUP INC CMN STOCK Cmn 099709907 15 12,900 Sh Call Shared-defined 1 12,900 BORDERS GROUP INC CMN STOCK Cmn 099709957 2 2,100 Sh Put Shared-defined 1 2,100 BORDERS GROUP INC CMN STOCK Cmn 099709107 16 13,529 Sh Shared-defined 13,529 BORGWARNER 3.5% CB 04/15/2012-REGISTERED Bond 099724AF3 10,024 7,970,000 Prn Shared-defined N/A BORGWARNER INC Cmn 099724906 1,518 45,700 Sh Call Shared-defined 1 45,700 BORGWARNER INC Cmn 099724956 983 29,600 Sh Put Shared-defined 1 29,600 BORGWARNER INC Cmn 099724906 53 1,600 Sh Call Shared-defined 1,600 BORGWARNER INC Cmn 099724956 13 400 Sh Put Shared-defined 400 BOSTON PROPERTIES INC 3.75% 5/15/2036 Bond 10112RAG9 7,688 7,500,000 Prn Shared-defined N/A BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 6,398 95,400 Sh Call Shared-defined 1 95,400 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 4,326 64,500 Sh Put Shared-defined 1 64,500 COLUMN TOTALS 31,746
PAGE 89 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 4,205 62,700 Sh Call Shared-defined 62,700 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 1,677 25,000 Sh Put Shared-defined 25,000 BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 169 2,516 Sh Shared-defined 2,516 BOSTON SCIENTIFIC CORP Cmn 101137107 13,833 1,537,009 Sh Shared-defined 1,537,009 BOSTON SCIENTIFIC CORP Cmn 101137107 3,712 412,444 Sh Shared-defined 1 412,444 BOSTON SCIENTIFIC CORP Cmn 101137957 3,408 378,700 Sh Put Shared-defined 1 378,700 BOSTON SCIENTIFIC CORP Cmn 101137957 1,903 211,400 Sh Put Shared-defined 211,400 BOSTON SCIENTIFIC CORP Cmn 101137907 1,775 197,200 Sh Call Shared-defined 1 197,200 BOSTON SCIENTIFIC CORP Cmn 101137907 894 99,300 Sh Call Shared-defined 99,300 BOYD GAMING CORP CMN STK Cmn 103304101 468 55,955 Sh Shared-defined 1 55,955 BOYD GAMING CORP CMN STK Cmn 103304101 70 8,330 Sh Shared-defined 8,330 BOYD GAMING CORP CMN STK Cmn 103304951 482 57,600 Sh Put Shared-defined 1 57,600 BOYD GAMING CORP CMN STK Cmn 103304951 149 17,800 Sh Put Shared-defined 17,800 BOYD GAMING CORP CMN STK Cmn 103304901 114 13,600 Sh Call Shared-defined 1 13,600 COLUMN TOTALS 32,859
PAGE 90 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BOYD GAMING CORP CMN STK Cmn 103304901 31 3,700 Sh Call Shared-defined 3,700 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630957 720 8,700 Sh Put Shared-defined 1 8,700 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630907 99 1,200 Sh Call Shared-defined 1 1,200 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 911 11,005 Sh Shared-defined 1 11,005 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 8 100 Sh Shared-defined 100 BPZ RESOURCES INC CMN STOCK Cmn 055639908 1,688 177,700 Sh Call Shared-defined 1 177,700 BPZ RESOURCES INC CMN STOCK Cmn 055639958 466 49,000 Sh Put Shared-defined 1 49,000 BPZ RESOURCES INC CMN STOCK Cmn 055639108 5,235 551,098 Sh Shared-defined 551,098 BPZ RESOURCES INC CMN STOCK Cmn 055639108 633 66,594 Sh Shared-defined 1 66,594 BRADY CORP - CL A CMN STK Cmn 104674106 245 8,172 Sh Shared-defined 8,172 BRANDYWINE REALTY TRUST CMN STK Cmn 105368903 184 16,100 Sh Call Shared-defined 1 16,100 BRANDYWINE REALTY TRUST CMN STK Cmn 105368953 93 8,200 Sh Put Shared-defined 1 8,200 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 701 61,535 Sh Shared-defined 61,535 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 7 611 Sh Shared-defined 1 611 COLUMN TOTALS 11,021
PAGE 91 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BRE PROPERTIES - -CL A CMN STK Cmn 05564E956 390 11,800 Sh Put Shared-defined 1 11,800 BRE PROPERTIES - -CL A CMN STK Cmn 05564E906 318 9,600 Sh Call Shared-defined 1 9,600 BRE PROPERTIES - -CL A CMN STK Cmn 05564E106 788 23,825 Sh Shared-defined 23,825 BRIDGEPOINT EDUCATION INC Cmn 10807M955 386 25,700 Sh Put Shared-defined 1 25,700 BRIDGEPOINT EDUCATION INC Cmn 10807M105 194 12,931 Sh Shared-defined 1 12,931 BRIDGEPOINT EDUCATION INC Cmn 10807M905 57 3,800 Sh Call Shared-defined 1 3,800 BRIGGS & STRATTON CORP Cmn 109043109 988 52,808 Sh Shared-defined 52,808 BRIGGS & STRATTON CORP Cmn 109043109 10 546 Sh Shared-defined 1 546 BRIGGS & STRATTON CORP Cmn 109043909 825 44,100 Sh Call Shared-defined 1 44,100 BRIGGS & STRATTON CORP Cmn 109043959 239 12,800 Sh Put Shared-defined 1 12,800 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 696 51,400 Sh Put Shared-defined 1 51,400 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 572 42,200 Sh Call Shared-defined 1 42,200 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 271 20,000 Sh Call Shared-defined 20,000 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 175 12,900 Sh Put Shared-defined 12,900 COLUMN TOTALS 5,909
PAGE 92 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 207 15,305 Sh Shared-defined 1 15,305 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 140 10,302 Sh Shared-defined 10,302 BRINKER INTL INC CMN STK Cmn 109641900 1,231 82,500 Sh Call Shared-defined 1 82,500 BRINKER INTL INC CMN STK Cmn 109641950 516 34,600 Sh Put Shared-defined 34,600 BRINKER INTL INC CMN STK Cmn 109641900 467 31,300 Sh Call Shared-defined 31,300 BRINKER INTL INC CMN STK Cmn 109641950 349 23,400 Sh Put Shared-defined 1 23,400 BRINKER INTL INC CMN STK Cmn 109641100 7,352 492,778 Sh Shared-defined 492,778 BRINK'S CO/THE CMN STOCK Cmn 109696904 377 15,500 Sh Call Shared-defined 1 15,500 BRINK'S CO/THE CMN STOCK Cmn 109696954 141 5,800 Sh Put Shared-defined 1 5,800 BRINK'S CO/THE CMN STOCK Cmn 109696104 463 19,010 Sh Shared-defined 19,010 BRINK'S CO/THE CMN STOCK Cmn 109696104 268 11,019 Sh Shared-defined 1 11,019 BRINKS HOME SECURITY HLD Cmn 109699108 375 11,503 Sh Shared-defined 1 11,503 BRINKS HOME SECURITY HLD Cmn 109699108 65 1,982 Sh Shared-defined 1,982 BRINKS HOME SECURITY HLD Cmn 109699958 512 15,700 Sh Put Shared-defined 1 15,700 COLUMN TOTALS 12,463
PAGE 93 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BRINKS HOME SECURITY HLD Cmn 109699908 101 3,100 Sh Call Shared-defined 1 3,100 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122908 29,035 1,149,900 Sh Call Shared-defined 1 1,149,900 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122958 20,960 830,100 Sh Put Shared-defined 1 830,100 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122908 7,681 304,200 Sh Call Shared-defined 304,200 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122958 3,775 149,500 Sh Put Shared-defined 149,500 BROADCOM CORP Cmn 111320907 17,455 555,000 Sh Call Shared-defined 1 555,000 BROADCOM CORP Cmn 111320957 11,951 380,000 Sh Put Shared-defined 1 380,000 BROADCOM CORP Cmn 111320907 6,469 205,700 Sh Call Shared-defined 205,700 BROADCOM CORP Cmn 111320957 5,469 173,900 Sh Put Shared-defined 173,900 BROADPOINT GLEACHER SECURITIES Cmn 11134A103 1,192 267,237 Sh Shared-defined 267,237 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 14,917 661,225 Sh Shared-defined 661,225 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 84 3,711 Sh Shared-defined 1 3,711 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T953 160 7,100 Sh Put Shared-defined 1 7,100 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T903 36 1,600 Sh Call Shared-defined 1 1,600 COLUMN TOTALS 119,285
PAGE 94 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BROADWIND ENERGY INC COMMON STOCK Cmn 11161T908 67 8,300 Sh Call Shared-defined 1 8,300 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T958 26 3,200 Sh Put Shared-defined 1 3,200 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 6 694 Sh Shared-defined 1 694 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 6,595 864,400 Sh Put Shared-defined 1 864,400 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 3,035 397,800 Sh Call Shared-defined 1 397,800 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 2,883 377,800 Sh Call Shared-defined 377,800 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 270 35,400 Sh Put Shared-defined 35,400 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 4,680 613,409 Sh Shared-defined 1 613,409 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 2,558 335,220 Sh Shared-defined 335,220 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211957 15 2,900 Sh Put Shared-defined 1 2,900 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211107 91 17,914 Sh Shared-defined 17,914 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211107 34 6,643 Sh Shared-defined 1 6,643 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 793 43,583 Sh Shared-defined 43,583 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 2 100 Sh Shared-defined 1 100 COLUMN TOTALS 21,055
PAGE 95 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 773 34,851 Sh Shared-defined 1 34,851 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585954 708 31,900 Sh Put Shared-defined 1 31,900 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585904 295 13,300 Sh Call Shared-defined 1 13,300 BROOKFIELD INFRASTRUCTURE Cmn G16252101 141 8,434 Sh Shared-defined 1 8,434 BROOKFIELD INFRASTRUCTURE Cmn G16252951 138 8,200 Sh Put Shared-defined 1 8,200 BROOKFIELD INFRASTRUCTURE Cmn G16252901 52 3,100 Sh Call Shared-defined 1 3,100 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 2,549 257,227 Sh Shared-defined 257,227 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 28 2,782 Sh Shared-defined 1 2,782 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 67 7,852 Sh Shared-defined 7,852 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 18 2,128 Sh Shared-defined 1 2,128 BROOKS AUTOMATION INC CMN STOCK Cmn 114340902 41 4,800 Sh Call Shared-defined 1 4,800 BROOKS AUTOMATION INC CMN STOCK Cmn 114340952 26 3,000 Sh Put Shared-defined 1 3,000 BROWN & BROWN INC CMN STK Cmn 115236901 113 6,300 Sh Call Shared-defined 1 6,300 BROWN & BROWN INC CMN STK Cmn 115236951 9 500 Sh Put Shared-defined 1 500 COLUMN TOTALS 4,958
PAGE 96 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BROWN & BROWN INC CMN STK Cmn 115236101 1,237 68,825 Sh Shared-defined 68,825 BROWN & BROWN INC CMN STK Cmn 115236101 7 372 Sh Shared-defined 1 372 BROWN-FORMAN - -CL B CMN STK Cmn 115637209 20,213 377,312 Sh Shared-defined 377,312 BROWN-FORMAN - -CL B CMN STK Cmn 115637209 116 2,165 Sh Shared-defined 1 2,165 BRUKER CORP Cmn 116794108 159 13,195 Sh Shared-defined 13,195 BRUKER CORP Cmn 116794108 33 2,732 Sh Shared-defined 1 2,732 BRUNSWICK CORP Cmn 117043109 542 42,655 Sh Shared-defined 42,655 BRUNSWICK CORP Cmn 117043109 232 18,270 Sh Shared-defined 1 18,270 BRUNSWICK CORP Cmn 117043959 1,721 135,400 Sh Put Shared-defined 1 135,400 BRUNSWICK CORP Cmn 117043909 641 50,400 Sh Call Shared-defined 1 50,400 BRUNSWICK CORP Cmn 117043909 418 32,900 Sh Call Shared-defined 32,900 BRUNSWICK CORP Cmn 117043959 221 17,400 Sh Put Shared-defined 17,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421907 304 16,400 Sh Call Shared-defined 1 16,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421957 167 9,000 Sh Put Shared-defined 1 9,000 COLUMN TOTALS 26,011
PAGE 97 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 209 11,280 Sh Shared-defined 11,280 BUCKLE INC CMN STK Cmn 118440906 987 33,700 Sh Call Shared-defined 1 33,700 BUCKLE INC CMN STK Cmn 118440956 969 33,100 Sh Put Shared-defined 1 33,100 BUCKLE INC CMN STK Cmn 118440106 330 11,273 Sh Shared-defined 11,273 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 71,102 1,261,339 Sh Shared-defined 1,261,339 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 21,748 385,800 Sh Put Shared-defined 1 385,800 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 14,211 252,100 Sh Put Shared-defined 252,100 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 13,112 232,600 Sh Call Shared-defined 1 232,600 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 8,833 156,700 Sh Call Shared-defined 156,700 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 2,501 62,100 Sh Put Shared-defined 1 62,100 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 1,289 32,000 Sh Call Shared-defined 1 32,000 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 741 18,400 Sh Call Shared-defined 18,400 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 568 14,100 Sh Put Shared-defined 14,100 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 797 19,789 Sh Shared-defined 1 19,789 COLUMN TOTALS 137,397
PAGE 98 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076904 98 20,000 Sh Call Shared-defined 1 20,000 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076954 25 5,200 Sh Put Shared-defined 1 5,200 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 19 3,882 Sh Shared-defined 3,882 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 14 2,769 Sh Shared-defined 1 2,769 BUNGE LIMITED Cmn G16962905 13,072 204,800 Sh Call Shared-defined 1 204,800 BUNGE LIMITED Cmn G16962105 6,946 108,821 Sh Shared-defined 108,821 BUNGE LIMITED Cmn G16962955 4,883 76,500 Sh Put Shared-defined 1 76,500 BUNGE LIMITED Cmn G16962905 4,500 70,500 Sh Call Shared-defined 70,500 BUNGE LIMITED Cmn G16962955 357 5,600 Sh Put Shared-defined 5,600 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 1,082 57,500 Sh Put Shared-defined 1 57,500 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 241 12,800 Sh Call Shared-defined 12,800 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 211 11,200 Sh Call Shared-defined 1 11,200 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 169 9,000 Sh Put Shared-defined 9,000 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 19,838 1,054,113 Sh Shared-defined 1,054,113 COLUMN TOTALS 51,455
PAGE 99 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) BURGER KING HOLDINGS INC CMN STK Cmn 121208201 566 30,065 Sh Shared-defined 1 30,065 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T104 1,198 12,151 Sh Shared-defined 1 12,151 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T104 810 8,216 Sh Shared-defined 8,216 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T904 19,951 202,300 Sh Call Shared-defined 1 202,300 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T954 8,018 81,300 Sh Put Shared-defined 1 81,300 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T904 7,051 71,500 Sh Call Shared-defined 71,500 BURLINGTON NORTHERN SANTA FE CMN STOCK Cmn 12189T954 1,450 14,700 Sh Put Shared-defined 14,700 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 10,936 186,200 Sh Call Shared-defined 1 186,200 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 5,779 98,400 Sh Put Shared-defined 1 98,400 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 2,490 42,400 Sh Put Shared-defined 42,400 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 1,979 33,700 Sh Call Shared-defined 33,700 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 863 14,687 Sh Shared-defined 14,687 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 147 2,509 Sh Shared-defined 1 2,509 CA, INC. Cmn 12673P905 2,266 100,900 Sh Call Shared-defined 1 100,900 COLUMN TOTALS 63,504
PAGE 100 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CA, INC. Cmn 12673P955 2,181 97,100 Sh Put Shared-defined 1 97,100 CA, INC. Cmn 12673P955 701 31,200 Sh Put Shared-defined 31,200 CA, INC. Cmn 12673P905 240 10,700 Sh Call Shared-defined 10,700 CA, INC. Cmn 12673P105 208 9,249 Sh Shared-defined 1 9,249 CA, INC. Cmn 12673P105 144 6,429 Sh Shared-defined 6,429 CABELA'S INC COMMON STOCK Cmn 126804901 424 29,700 Sh Call Shared-defined 1 29,700 CABELA'S INC COMMON STOCK Cmn 126804951 31 2,200 Sh Put Shared-defined 1 2,200 CABELA'S INC COMMON STOCK Cmn 126804301 309 21,698 Sh Shared-defined 21,698 CABELA'S INC COMMON STOCK Cmn 126804301 10 680 Sh Shared-defined 1 680 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C109 48,395 1,874,329 Sh Shared-defined 1,874,329 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C109 165 6,379 Sh Shared-defined 1 6,379 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 3,863 149,600 Sh Put Shared-defined 1 149,600 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C909 1,859 72,000 Sh Call Shared-defined 1 72,000 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 503 19,500 Sh Put Shared-defined 19,500 COLUMN TOTALS 59,033
PAGE 101 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C909 274 10,600 Sh Call Shared-defined 10,600 CABOT CORP Cmn 127055101 1,475 56,228 Sh Shared-defined 56,228 CABOT CORP Cmn 127055101 21 782 Sh Shared-defined 1 782 CABOT MICROELECTRONICS CORP Cmn 12709P903 550 16,700 Sh Call Shared-defined 1 16,700 CABOT MICROELECTRONICS CORP Cmn 12709P953 237 7,200 Sh Put Shared-defined 1 7,200 CABOT MICROELECTRONICS CORP Cmn 12709P103 119 3,611 Sh Shared-defined 3,611 CABOT MICROELECTRONICS CORP Cmn 12709P103 50 1,513 Sh Shared-defined 1 1,513 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 210 4,825 Sh Shared-defined 1 4,825 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097953 2,563 58,800 Sh Put Shared-defined 1 58,800 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097903 2,467 56,600 Sh Call Shared-defined 1 56,600 CACI INTL INC 2.125% CB 05/01/2014 - REGISTERED Bond 127190AD8 25,602 23,933,000 Prn Shared-defined N/A CACI INTL INC -CL A CMN STK Cmn 127190904 3,131 64,100 Sh Call Shared-defined 1 64,100 CACI INTL INC -CL A CMN STK Cmn 127190954 1,739 35,600 Sh Put Shared-defined 1 35,600 CACI INTL INC -CL A CMN STK Cmn 127190304 292 5,981 Sh Shared-defined 5,981 COLUMN TOTALS 38,730
PAGE 102 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CADBURY PLC-SPONS ADR Depository Receipt 12721E102 1,739 33,840 Sh Shared-defined 1 N/A CADENCE DESIGN SYS INC CMN STK Cmn 127387108 1,642 274,169 Sh Shared-defined 274,169 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 756 126,191 Sh Shared-defined 1 126,191 CADENCE DESIGN SYS INC CMN STK Cmn 127387958 990 165,200 Sh Put Shared-defined 1 165,200 CADENCE DESIGN SYS INC CMN STK Cmn 127387908 544 90,800 Sh Call Shared-defined 1 90,800 CADENCE DESIGN SYST 1.5% CB 12/15/2013 - REGISTERE Bond 127387AF5 15,038 18,419,000 Prn Shared-defined N/A CADENCE PHARMACEUTICALS INC Cmn 12738T100 2,179 225,314 Sh Shared-defined 225,314 CADENCE PHARMACEUTICALS INC Cmn 12738T100 4 404 Sh Shared-defined 1 404 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T901 181 24,000 Sh Call Shared-defined 1 24,000 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T951 42 5,500 Sh Put Shared-defined 1 5,500 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 8,258 1,092,282 Sh Shared-defined 1,092,282 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 131 17,361 Sh Shared-defined 1 17,361 CAL MAINE FOODS INC CMN STOCK Cmn 128030902 1,506 44,200 Sh Call Shared-defined 1 44,200 CAL MAINE FOODS INC CMN STOCK Cmn 128030952 1,452 42,600 Sh Put Shared-defined 1 42,600 COLUMN TOTALS 34,462
PAGE 103 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CAL MAINE FOODS INC CMN STOCK Cmn 128030202 118 3,468 Sh Shared-defined 1 3,468 CALGON CARBON CORP CMN STK Cmn 129603956 480 34,500 Sh Put Shared-defined 1 34,500 CALGON CARBON CORP CMN STK Cmn 129603906 317 22,800 Sh Call Shared-defined 1 22,800 CALGON CARBON CORP CMN STK Cmn 129603106 401 28,815 Sh Shared-defined 28,815 CALGON CARBON CORP CMN STK Cmn 129603106 114 8,203 Sh Shared-defined 1 8,203 CALIFORNIA PIZZA KITCHEN Cmn 13054D959 301 22,400 Sh Put Shared-defined 1 22,400 CALIFORNIA PIZZA KITCHEN Cmn 13054D909 264 19,600 Sh Call Shared-defined 1 19,600 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 10 780 Sh Shared-defined 780 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 330 8,974 Sh Shared-defined 8,974 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 48 1,307 Sh Shared-defined 1 1,307 CALLAWAY GOLF CO CMN STK Cmn 131193904 77 10,200 Sh Call Shared-defined 1 10,200 CALLAWAY GOLF CO CMN STK Cmn 131193954 7 900 Sh Put Shared-defined 1 900 CALLAWAY GOLF CO CMN STK Cmn 131193104 7,358 975,822 Sh Shared-defined 975,822 CALLAWAY GOLF CO CMN STK Cmn 131193104 21 2,831 Sh Shared-defined 1 2,831 COLUMN TOTALS 9,846
PAGE 104 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CALPINE CORP Cmn 131347304 180 16,323 Sh Shared-defined 1 16,323 CALPINE CORP Cmn 131347304 28 2,511 Sh Shared-defined 2,511 CALPINE CORP Cmn 131347954 865 78,600 Sh Put Shared-defined 1 78,600 CALPINE CORP Cmn 131347904 622 56,500 Sh Call Shared-defined 1 56,500 CALPINE CORP Cmn 131347904 107 9,700 Sh Call Shared-defined 9,700 CALPINE CORP Cmn 131347954 31 2,800 Sh Put Shared-defined 2,800 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131902 919 21,700 Sh Call Shared-defined 1 21,700 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131952 229 5,400 Sh Put Shared-defined 1 5,400 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 8 195 Sh Shared-defined 1 195 CAMECO CORPORATION Cmn 13321L908 6,810 211,700 Sh Call Shared-defined 1 211,700 CAMECO CORPORATION Cmn 13321L958 4,472 139,000 Sh Put Shared-defined 139,000 CAMECO CORPORATION Cmn 13321L958 3,963 123,200 Sh Put Shared-defined 1 123,200 CAMECO CORPORATION Cmn 13321L908 2,101 65,300 Sh Call Shared-defined 65,300 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 8,874 212,300 Sh Call Shared-defined 1 212,300 COLUMN TOTALS 29,209
PAGE 105 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 7,014 167,800 Sh Put Shared-defined 1 167,800 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 4,627 110,700 Sh Call Shared-defined 110,700 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 2,508 60,000 Sh Put Shared-defined 60,000 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 51,482 1,231,622 Sh Shared-defined 1,231,622 CAMPBELL SOUP CO Cmn 134429109 2,225 65,827 Sh Shared-defined 1 65,827 CAMPBELL SOUP CO Cmn 134429959 1,818 53,800 Sh Put Shared-defined 1 53,800 CAMPBELL SOUP CO Cmn 134429909 750 22,200 Sh Call Shared-defined 1 22,200 CAMPBELL SOUP CO Cmn 134429959 426 12,600 Sh Put Shared-defined 12,600 CAMPBELL SOUP CO Cmn 134429109 329 9,722 Sh Shared-defined 9,722 CANADIAN NATIONAL RAILWAY CO Cmn 136375952 5,708 105,000 Sh Put Shared-defined 1 105,000 CANADIAN NATIONAL RAILWAY CO Cmn 136375902 3,060 56,300 Sh Call Shared-defined 1 56,300 CANADIAN NATIONAL RAILWAY CO Cmn 136375902 1,653 30,400 Sh Call Shared-defined 30,400 CANADIAN NATIONAL RAILWAY CO Cmn 136375952 1,560 28,700 Sh Put Shared-defined 28,700 CANADIAN NATURAL RESOURCES Cmn 136385101 711 9,876 Sh Shared-defined 9,876 COLUMN TOTALS 83,871
PAGE 106 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CANADIAN NATURAL RESOURCES Cmn 136385101 151 2,097 Sh Shared-defined 1 2,097 CANADIAN NATURAL RESOURCES Cmn 136385901 10,828 150,500 Sh Call Shared-defined 1 150,500 CANADIAN NATURAL RESOURCES Cmn 136385951 8,677 120,600 Sh Put Shared-defined 1 120,600 CANADIAN NATURAL RESOURCES Cmn 136385951 3,195 44,400 Sh Put Shared-defined 44,400 CANADIAN NATURAL RESOURCES Cmn 136385901 2,756 38,300 Sh Call Shared-defined 38,300 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 415 7,678 Sh Shared-defined 1 7,678 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 26 473 Sh Shared-defined 473 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 5,206 96,400 Sh Put Shared-defined 1 96,400 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T900 1,609 29,800 Sh Call Shared-defined 1 29,800 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 76 1,400 Sh Put Shared-defined 1,400 CANADIAN SOLAR INC Cmn 136635959 7,692 266,900 Sh Put Shared-defined 1 266,900 CANADIAN SOLAR INC Cmn 136635909 3,700 128,400 Sh Call Shared-defined 1 128,400 CANADIAN SOLAR INC Cmn 136635109 700 24,296 Sh Shared-defined 1 24,296 CANADIAN SOLAR INC Cmn 136635109 62 2,154 Sh Shared-defined 2,154 COLUMN TOTALS 45,093
PAGE 107 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CAPELLA EDUCATION CO Cmn 139594905 6,212 82,500 Sh Call Shared-defined 1 82,500 CAPELLA EDUCATION CO Cmn 139594955 851 11,300 Sh Put Shared-defined 1 11,300 CAPELLA EDUCATION CO Cmn 139594105 447 5,938 Sh Shared-defined 5,938 CAPELLA EDUCATION CO Cmn 139594105 22 294 Sh Shared-defined 1 294 CAPITAL ONE FINANCIAL SERVICES CORPORATION TARP WA Wt 14040H139 2,634 200,000 Shared-defined N/A CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 35,572 927,800 Sh Put Shared-defined 1 927,800 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 24,863 648,500 Sh Call Shared-defined 1 648,500 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 7,887 205,700 Sh Call Shared-defined 205,700 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 7,476 195,000 Sh Put Shared-defined 195,000 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 176 4,586 Sh Shared-defined 4,586 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 174 4,537 Sh Shared-defined 1 4,537 CAPITAL TRUST CMN STK Cmn 14052H506 10 7,700 Sh Shared-defined 7,700 CAPITAL TRUST CMN STK Cmn 14052H506 5 4,028 Sh Shared-defined 1 4,028 CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 135 33,900 Sh Put Shared-defined 1 33,900 COLUMN TOTALS 86,464
PAGE 108 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CAPITALSOURCE INC COMMON STOCK Cmn 14055X902 38 9,500 Sh Call Shared-defined 1 9,500 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 2,596 653,915 Sh Shared-defined 653,915 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 209 52,681 Sh Shared-defined 1 52,681 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 561 41,100 Sh Shared-defined 41,100 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 204 14,924 Sh Shared-defined 1 14,924 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E906 1,091 79,900 Sh Call Shared-defined 1 79,900 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E956 351 25,700 Sh Put Shared-defined 1 25,700 CAPSTONE TURBINE CORP Cmn 14067D102 34 26,457 Sh Shared-defined 1 26,457 CAPSTONE TURBINE CORP Cmn 14067D902 13 9,700 Sh Call Shared-defined 1 9,700 CAPSTONE TURBINE CORP Cmn 14067D102 5 4,222 Sh Shared-defined 4,222 CAPSTONE TURBINE CORP Cmn 14067D902 5 3,800 Sh Call Shared-defined 3,800 CARBO CERAMICS INC CMN STOCK Cmn 140781905 4,274 62,700 Sh Call Shared-defined 1 62,700 CARBO CERAMICS INC CMN STOCK Cmn 140781955 2,877 42,200 Sh Put Shared-defined 1 42,200 CARBO CERAMICS INC CMN STOCK Cmn 140781905 695 10,200 Sh Call Shared-defined 10,200 COLUMN TOTALS 12,953
PAGE 109 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CARBO CERAMICS INC CMN STOCK Cmn 140781955 279 4,100 Sh Put Shared-defined 4,100 CARBO CERAMICS INC CMN STOCK Cmn 140781105 8,898 130,525 Sh Shared-defined 130,525 CARBO CERAMICS INC CMN STOCK Cmn 140781105 1,025 15,031 Sh Shared-defined 1 15,031 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 2,270 70,400 Sh Call Shared-defined 1 70,400 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 1,164 36,100 Sh Put Shared-defined 1 36,100 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 480 14,900 Sh Call Shared-defined 14,900 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 181 5,600 Sh Put Shared-defined 5,600 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 794 24,623 Sh Shared-defined 24,623 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 37 1,162 Sh Shared-defined 1 1,162 CARDIOMA PHARMA CORP Cmn 14159U202 20 4,438 Sh Shared-defined 1 4,438 CARDIOMA PHARMA CORP Cmn 14159U902 32 7,100 Sh Call Shared-defined 1 7,100 CARDIOMA PHARMA CORP Cmn 14159U952 10 2,300 Sh Put Shared-defined 1 2,300 CARDIONET INC Cmn 14159L103 173 29,062 Sh Shared-defined 1 29,062 CARDIONET INC Cmn 14159L103 5 800 Sh Shared-defined 800 COLUMN TOTALS 15,368
PAGE 110 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CARDIONET INC Cmn 14159L953 233 39,300 Sh Put Shared-defined 1 39,300 CARDIONET INC Cmn 14159L903 85 14,300 Sh Call Shared-defined 1 14,300 CARDTRONICS INC Cmn 14161H108 2,065 186,499 Sh Shared-defined 186,499 CARDTRONICS INC Cmn 14161H108 20 1,793 Sh Shared-defined 1 1,793 CAREER EDUCATION CORPORATION Cmn 141665909 3,429 147,100 Sh Call Shared-defined 1 147,100 CAREER EDUCATION CORPORATION Cmn 141665959 2,800 120,100 Sh Put Shared-defined 1 120,100 CAREER EDUCATION CORPORATION Cmn 141665909 1,266 54,300 Sh Call Shared-defined 54,300 CAREER EDUCATION CORPORATION Cmn 141665109 428 18,343 Sh Shared-defined 18,343 CAREER EDUCATION CORPORATION Cmn 141665959 312 13,400 Sh Put Shared-defined 13,400 CAREER EDUCATION CORPORATION Cmn 141665109 80 3,423 Sh Shared-defined 1 3,423 CAREFUSION CORP Cmn 14170T101 431 17,225 Sh Shared-defined 17,225 CAREFUSION CORP Cmn 14170T901 1,441 57,600 Sh Call Shared-defined 1 57,600 CAREFUSION CORP Cmn 14170T951 285 11,400 Sh Put Shared-defined 1 11,400 CARLISLE COS INC CMN STK Cmn 142339100 385 11,242 Sh Shared-defined 11,242 COLUMN TOTALS 13,260
PAGE 111 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CARMAX INC CMN STK Cmn 143130952 1,533 63,200 Sh Put Shared-defined 1 63,200 CARMAX INC CMN STK Cmn 143130902 1,324 54,600 Sh Call Shared-defined 1 54,600 CARMAX INC CMN STK Cmn 143130952 153 6,300 Sh Put Shared-defined 6,300 CARMAX INC CMN STK Cmn 143130102 1,023 42,179 Sh Shared-defined 1 42,179 CARNIVAL CORP COMMON STOCK Cmn 143658300 3,335 105,249 Sh Shared-defined 1 105,249 CARNIVAL CORP COMMON STOCK Cmn 143658300 1,224 38,633 Sh Shared-defined 38,633 CARNIVAL CORP COMMON STOCK Cmn 143658950 16,767 529,100 Sh Put Shared-defined 1 529,100 CARNIVAL CORP COMMON STOCK Cmn 143658900 9,453 298,300 Sh Call Shared-defined 1 298,300 CARNIVAL CORP COMMON STOCK Cmn 143658950 6,633 209,300 Sh Put Shared-defined 209,300 CARNIVAL CORP COMMON STOCK Cmn 143658900 3,961 125,000 Sh Call Shared-defined 125,000 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 1,486 55,143 Sh Shared-defined 55,143 CARPENTER TECHNOLOGY CMN STK Cmn 144285903 1,299 48,200 Sh Call Shared-defined 1 48,200 CARPENTER TECHNOLOGY CMN STK Cmn 144285953 1,113 41,300 Sh Put Shared-defined 1 41,300 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 1,083 40,900 Sh Put Shared-defined 1 40,900 COLUMN TOTALS 50,387
PAGE 112 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 755 28,500 Sh Call Shared-defined 1 28,500 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 612 23,100 Sh Put Shared-defined 23,100 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 268 10,100 Sh Call Shared-defined 10,100 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 4,591 173,300 Sh Shared-defined 173,300 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 31 1,182 Sh Shared-defined 1 1,182 Carter Holdings Inc COMMON STOCK Cmn 146229109 14,250 542,844 Sh Shared-defined 542,844 Carter Holdings Inc COMMON STOCK Cmn 146229109 3,537 134,754 Sh Shared-defined 1 134,754 Carter Holdings Inc COMMON STOCK Cmn 146229959 1,620 61,700 Sh Put Shared-defined 1 61,700 Carter Holdings Inc COMMON STOCK Cmn 146229909 234 8,900 Sh Call Shared-defined 1 8,900 CASH AMERICA INTL INC CMN STK Cmn 14754D950 811 23,200 Sh Put Shared-defined 1 23,200 CASH AMERICA INTL INC CMN STK Cmn 14754D900 234 6,700 Sh Call Shared-defined 1 6,700 CASH AMERICA INTL INC CMN STK Cmn 14754D100 310 8,856 Sh Shared-defined 1 8,856 CASH AMERICA INTL INC CMN STK Cmn 14754D100 243 6,953 Sh Shared-defined 6,953 CATALYST HEALTH SOLUTIONS INC Cmn 14888B953 474 13,000 Sh Put Shared-defined 1 13,000 COLUMN TOTALS 27,970
PAGE 113 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CATALYST HEALTH SOLUTIONS INC Cmn 14888B903 281 7,700 Sh Call Shared-defined 1 7,700 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 16 436 Sh Shared-defined 436 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 8 211 Sh Shared-defined 1 211 CATERPILLAR INC Cmn 149123101 5,429 95,261 Sh Shared-defined 95,261 CATERPILLAR INC Cmn 149123951 117,912 2,069,000 Sh Put Shared-defined 1 2,069,000 CATERPILLAR INC Cmn 149123901 38,508 675,700 Sh Call Shared-defined 1 675,700 CATERPILLAR INC Cmn 149123951 21,981 385,700 Sh Put Shared-defined 385,700 CATERPILLAR INC Cmn 149123901 8,001 140,400 Sh Call Shared-defined 140,400 Cathay General Bancorp CMN STK Cmn 149150104 1,715 227,146 Sh Shared-defined 227,146 Cathay General Bancorp CMN STK Cmn 149150104 41 5,468 Sh Shared-defined 1 5,468 CAVIUM NETWORKS INC Cmn 14965A101 32,572 1,366,844 Sh Shared-defined 1,366,844 CAVIUM NETWORKS INC Cmn 14965A951 7,666 321,700 Sh Put Shared-defined 1 321,700 CAVIUM NETWORKS INC Cmn 14965A101 2,590 108,699 Sh Shared-defined 1 108,699 CAVIUM NETWORKS INC Cmn 14965A901 1,208 50,700 Sh Call Shared-defined 1 50,700 COLUMN TOTALS 237,928
PAGE 114 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CAVIUM NETWORKS INC Cmn 14965A951 989 41,500 Sh Put Shared-defined 41,500 CAVIUM NETWORKS INC Cmn 14965A901 55 2,300 Sh Call Shared-defined 2,300 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T901 999 73,600 Sh Call Shared-defined 1 73,600 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 342 25,200 Sh Put Shared-defined 1 25,200 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 3 200 Sh Put Shared-defined 200 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 1,732 127,659 Sh Shared-defined 127,659 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 30 2,193 Sh Shared-defined 1 2,193 CBIZ INC 3.125% CB 6/1/2026-REGISTERED Bond 124805AB8 32,786 33,350,000 Prn Shared-defined N/A CBIZ INC CMN STOCK Cmn 124805102 104 13,563 Sh Shared-defined 13,563 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830900 461 47,700 Sh Call Shared-defined 1 47,700 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830950 230 23,800 Sh Put Shared-defined 1 23,800 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 640 66,181 Sh Shared-defined 66,181 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 49 5,079 Sh Shared-defined 1 5,079 CBS CORP COMMON STOCK Cmn 124857202 6,496 462,382 Sh Shared-defined 462,382 COLUMN TOTALS 44,916
PAGE 115 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CBS CORP COMMON STOCK Cmn 124857902 6,577 468,100 Sh Call Shared-defined 1 468,100 CBS CORP COMMON STOCK Cmn 124857902 3,283 233,700 Sh Call Shared-defined 233,700 CBS CORP COMMON STOCK Cmn 124857952 1,959 139,400 Sh Put Shared-defined 1 139,400 CBS CORP COMMON STOCK Cmn 124857952 1,345 95,700 Sh Put Shared-defined 95,700 CDC CORP - CL A CMN STOCK Cmn G2022L956 213 95,600 Sh Put Shared-defined 1 95,600 CDC CORP - CL A CMN STOCK Cmn G2022L906 55 24,700 Sh Call Shared-defined 1 24,700 CDC CORP - CL A CMN STOCK Cmn G2022L906 2 1,000 Sh Call Shared-defined 1,000 CDC CORP - CL A CMN STOCK Cmn G2022L106 198 88,918 Sh Shared-defined 1 88,918 CDC CORP - CL A CMN STOCK Cmn G2022L106 21 9,336 Sh Shared-defined 9,336 CEC ENTERTAINMENT INC CMN STK Cmn 125137959 243 7,600 Sh Put Shared-defined 1 7,600 CEC ENTERTAINMENT INC CMN STK Cmn 125137909 102 3,200 Sh Call Shared-defined 1 3,200 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 330 10,332 Sh Shared-defined 1 10,332 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 16 491 Sh Shared-defined 1 491 CELANESE CORP COMMON STOCK CLS A Cmn 150870903 1,165 36,300 Sh Call Shared-defined 1 36,300 COLUMN TOTALS 15,509
PAGE 116 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CELANESE CORP COMMON STOCK CLS A Cmn 150870953 260 8,100 Sh Put Shared-defined 1 8,100 CELERA CORP Cmn 15100E956 53 7,700 Sh Put Shared-defined 1 7,700 CELERA CORP Cmn 15100E906 27 3,900 Sh Call Shared-defined 1 3,900 CELERA CORP Cmn 15100E106 18 2,644 Sh Shared-defined 1 2,644 CELERA CORP Cmn 15100E106 -- 29 Sh Shared-defined 29 CELESTICA INC. Cmn 15101Q958 228 24,100 Sh Put Shared-defined 1 24,100 CELESTICA INC. Cmn 15101Q908 124 13,100 Sh Call Shared-defined 1 13,100 CELGENE CORP CMN STK Cmn 151020104 15,504 278,441 Sh Shared-defined 278,441 CELGENE CORP CMN STK Cmn 151020104 2,740 49,208 Sh Shared-defined 1 49,208 CELGENE CORP CMN STK Cmn 151020904 22,812 409,700 Sh Call Shared-defined 1 409,700 CELGENE CORP CMN STK Cmn 151020954 9,176 164,800 Sh Put Shared-defined 1 164,800 CELGENE CORP CMN STK Cmn 151020904 9,054 162,600 Sh Call Shared-defined 162,600 CELGENE CORP CMN STK Cmn 151020954 7,077 127,100 Sh Put Shared-defined 127,100 CEL-SCI 95 COMMON STOCK Cmn 150837409 37 41,439 Sh Shared-defined 1 41,439 COLUMN TOTALS 67,110
PAGE 117 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CEMEX SA SPONS ADR PART CER 1:5 Depository Receipt 151290889 1,319 111,630 Sh Shared-defined 1 N/A CEMEX SA SPONS ADR PART CER 1:5 Depository Receipt 151290889 73 6,218 Sh Shared-defined N/A CENOVUS ENERGY INC Cmn 15135U109 2,460 97,621 Sh Shared-defined 1 97,621 CENOVUS ENERGY INC Cmn 15135U909 633 25,100 Sh Call Shared-defined 1 25,100 CENOVUS ENERGY INC Cmn 15135U109 574 22,783 Sh Shared-defined 22,783 CENOVUS ENERGY INC Cmn 15135U959 98 3,900 Sh Put Shared-defined 1 3,900 CENTENE CORP COMMON STOCK Cmn 15135B951 409 19,300 Sh Put Shared-defined 1 19,300 CENTENE CORP COMMON STOCK Cmn 15135B901 354 16,700 Sh Call Shared-defined 1 16,700 CENTENE CORP COMMON STOCK Cmn 15135B101 595 28,086 Sh Shared-defined 28,086 CENTERPOINT ENERGY CMN STK Cmn 15189T107 610 42,025 Sh Shared-defined 1 42,025 CENTERPOINT ENERGY CMN STK Cmn 15189T107 41 2,805 Sh Shared-defined 2,805 CENTERPOINT ENERGY CMN STK Cmn 15189T957 1,022 70,400 Sh Put Shared-defined 1 70,400 CENTERPOINT ENERGY CMN STK Cmn 15189T907 94 6,500 Sh Call Shared-defined 1 6,500 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 3,125 110,000 Sh Call Shared-defined 1 110,000 COLUMN TOTALS 11,407
PAGE 118 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 1,398 49,200 Sh Put Shared-defined 1 49,200 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 161 5,655 Sh Shared-defined 5,655 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 2 77 Sh Shared-defined 1 77 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045202 20 855 Sh Shared-defined 1 855 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045902 2,340 99,100 Sh Call Shared-defined 1 99,100 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045952 236 10,000 Sh Put Shared-defined 1 10,000 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045902 80 3,400 Sh Call Shared-defined 3,400 CENTURY ALUM CO CMN STOCK Cmn 156431108 14,219 878,249 Sh Shared-defined 878,249 CENTURY ALUM CO CMN STOCK Cmn 156431108 22 1,365 Sh Shared-defined 1 1,365 CENTURY ALUM CO CMN STOCK Cmn 156431908 8,505 525,300 Sh Call Shared-defined 1 525,300 CENTURY ALUM CO CMN STOCK Cmn 156431958 3,479 214,900 Sh Put Shared-defined 1 214,900 CENTURY ALUM CO CMN STOCK Cmn 156431958 2,132 131,700 Sh Put Shared-defined 131,700 CENTURY ALUM CO CMN STOCK Cmn 156431908 1,927 119,000 Sh Call Shared-defined 119,000 CENTURYTEL INC CMN STOCK Cmn 156700906 4,255 117,500 Sh Call Shared-defined 1 117,500 COLUMN TOTALS 38,776
PAGE 119 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CENTURYTEL INC CMN STOCK Cmn 156700956 1,235 34,100 Sh Put Shared-defined 1 34,100 CENTURYTEL INC CMN STOCK Cmn 156700106 6,939 191,632 Sh Shared-defined 191,632 CENVEO INC CMN STOCK Cmn 15670S105 5,551 634,364 Sh Shared-defined 634,364 CENVEO INC CMN STOCK Cmn 15670S105 -- 37 Sh Shared-defined 1 37 CEPHALON 2% CB 06/01/15 - REGISTERED Bond 156708AP4 415,733 292,841,000 Prn Shared-defined N/A CEPHALON 2.5% CB 5/1/2014 - REGISTERED Bond 156708AR0 3,341 3,000,000 Prn Shared-defined N/A CEPHALON INC CMN STK Cmn 156708959 15,247 244,300 Sh Put Shared-defined 1 244,300 CEPHALON INC CMN STK Cmn 156708909 7,470 119,700 Sh Call Shared-defined 1 119,700 CEPHALON INC CMN STK Cmn 156708959 3,726 59,700 Sh Put Shared-defined 59,700 CEPHALON INC CMN STK Cmn 156708909 836 13,400 Sh Call Shared-defined 13,400 CEPHALON INC CMN STK Cmn 156708109 8,035 128,752 Sh Shared-defined 1 128,752 CEPHALON INC CMN STK Cmn 156708109 5,424 86,910 Sh Shared-defined 86,910 CEPHEID INC Cmn 15670R957 391 31,300 Sh Put Shared-defined 1 31,300 CEPHEID INC Cmn 15670R107 284 22,758 Sh Shared-defined 1 22,758 COLUMN TOTALS 474,212
PAGE 120 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CEPHEID INC Cmn 15670R907 72 5,800 Sh Call Shared-defined 1 5,800 CERADYNE INC CMN STK Cmn 156710955 2,251 117,200 Sh Put Shared-defined 1 117,200 CERADYNE INC CMN STK Cmn 156710905 826 43,000 Sh Call Shared-defined 1 43,000 CERADYNE INC CMN STK Cmn 156710905 38 2,000 Sh Call Shared-defined 2,000 CERADYNE INC CMN STK Cmn 156710105 487 25,363 Sh Shared-defined 1 25,363 CERADYNE INC CMN STK Cmn 156710105 328 17,071 Sh Shared-defined 17,071 CERAGON NETWORKS LTD Cmn M22013102 190 16,206 Sh Shared-defined 1 16,206 CERAGON NETWORKS LTD Cmn M22013902 60 5,100 Sh Call Shared-defined 1 5,100 CERAGON NETWORKS LTD Cmn M22013102 46 3,897 Sh Shared-defined 3,897 CERAGON NETWORKS LTD Cmn M22013952 20 1,700 Sh Put Shared-defined 1 1,700 CERNER CORP Cmn 156782904 13,339 161,800 Sh Call Shared-defined 1 161,800 CERNER CORP Cmn 156782954 12,655 153,500 Sh Put Shared-defined 1 153,500 CERNER CORP Cmn 156782904 6,232 75,600 Sh Call Shared-defined 75,600 CERNER CORP Cmn 156782954 3,792 46,000 Sh Put Shared-defined 46,000 COLUMN TOTALS 40,336
PAGE 121 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269950 32,372 356,600 Sh Put Shared-defined 1 356,600 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269900 21,097 232,400 Sh Call Shared-defined 1 232,400 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 102,281 1,126,693 Sh Shared-defined 1,126,693 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 2,276 25,068 Sh Shared-defined 1 25,068 CH ENERGY GROUP INC CMN STK Cmn 12541M102 456 10,733 Sh Shared-defined 10,733 CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 2,382 71,735 Sh Shared-defined 1 N/A CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 10 300 Sh Shared-defined N/A CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136900 2,987 163,300 Sh Call Shared-defined 1 163,300 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136950 2,147 117,400 Sh Put Shared-defined 1 117,400 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 11 575 Sh Shared-defined 575 CHARLES RIVER LABORATORIES Cmn 159864107 5,705 169,344 Sh Shared-defined 169,344 CHARLES RIVER LABORATORIES Cmn 159864107 10 302 Sh Shared-defined 1 302 CHARLES RIVER LABORATORIES 2.25 6/15/2013 - REGIST Bond 159864AB3 97,513 100,180,000 Prn Shared-defined N/A CHARMING SHOPPES INC Cmn 161133103 3,162 488,669 Sh Shared-defined 488,669 COLUMN TOTALS 272,409
PAGE 122 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHARMING SHOPPES INC Cmn 161133903 193 29,900 Sh Call Shared-defined 1 29,900 CHARMING SHOPPES INC Cmn 161133953 17 2,700 Sh Put Shared-defined 1 2,700 CHATTEM INC 1.625% CB 5/1/2014 - REGISTERED Bond 162456AR8 4,757 3,500,000 Prn Shared-defined N/A CHATTEM INC 2% CB 11/15/2013 - REGISTERED Bond 162456AP2 21,783 13,183,000 Prn Shared-defined N/A CHATTEM INC CMN STK Cmn 162456907 4,226 45,300 Sh Call Shared-defined 1 45,300 CHATTEM INC CMN STK Cmn 162456957 1,997 21,400 Sh Put Shared-defined 1 21,400 CHATTEM INC CMN STK Cmn 162456107 558 5,976 Sh Shared-defined 5,976 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 7,596 224,200 Sh Put Shared-defined 1 224,200 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 5,529 163,200 Sh Call Shared-defined 1 163,200 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 3,422 101,000 Sh Put Shared-defined 101,000 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 3,009 88,800 Sh Call Shared-defined 88,800 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 1,128 33,290 Sh Shared-defined 1 33,290 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 789 23,290 Sh Shared-defined 23,290 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 326 21,382 Sh Shared-defined 21,382 COLUMN TOTALS 55,330
PAGE 123 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 2 120 Sh Shared-defined 1 120 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 3,813 176,600 Sh Call Shared-defined 1 176,600 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 1,293 59,900 Sh Call Shared-defined 59,900 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 792 36,700 Sh Put Shared-defined 1 36,700 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 589 27,300 Sh Put Shared-defined 27,300 CHEESECAKE FACTORY INC CMN STK Cmn 163072101 30,852 1,428,976 Sh Shared-defined 1,428,976 CHEMED CORP 1.875% CB 5/15/2014 - - REGISTERED Bond 16359RAC7 27,502 31,500,000 Prn Shared-defined N/A CHEMED CORP CMN STK Cmn 16359R103 356 7,415 Sh Shared-defined 7,415 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 396 16,811 Sh Shared-defined 16,811 CHEMSPEC INTL LTD - ADR Depository Receipt 163868102 850 128,755 Sh Shared-defined N/A CHEMSPEC INTL LTD - ADR Depository Receipt 163868102 1 96 Sh Shared-defined 1 N/A CHENIERE ENERGY INC CMN STOCK Cmn 16411R958 197 81,400 Sh Put Shared-defined 1 81,400 CHENIERE ENERGY INC CMN STOCK Cmn 16411R908 21 8,500 Sh Call Shared-defined 1 8,500 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 177 73,076 Sh Shared-defined 1 73,076 COLUMN TOTALS 66,841
PAGE 124 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 45 18,700 Sh Shared-defined 18,700 CHESAPEAKE ENERGY 4.5% CNVT PREF - PERP-REGISTERED Pref Stk 165167842 14 164 Sh Shared-defined 1 N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 46,429 1,794,000 Sh Put Shared-defined 1,794,000 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 32,158 1,242,600 Sh Put Shared-defined 1 1,242,600 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 29,746 1,149,400 Sh Call Shared-defined 1 1,149,400 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 6,483 250,500 Sh Call Shared-defined 250,500 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 9,715 375,368 Sh Shared-defined 1 375,368 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 8,078 312,129 Sh Shared-defined 312,129 CHEVRON CORP CMN STOCK Cmn 166764900 36,917 479,500 Sh Call Shared-defined 1 479,500 CHEVRON CORP CMN STOCK Cmn 166764950 28,071 364,600 Sh Put Shared-defined 1 364,600 CHEVRON CORP CMN STOCK Cmn 166764950 16,861 219,000 Sh Put Shared-defined 219,000 CHEVRON CORP CMN STOCK Cmn 166764900 14,058 182,600 Sh Call Shared-defined 182,600 CHEVRON CORP CMN STOCK Cmn 166764100 7,095 92,156 Sh Shared-defined 92,156 CHEVRON CORP CMN STOCK Cmn 166764100 3,858 50,105 Sh Shared-defined 1 50,105 COLUMN TOTALS 239,528
PAGE 125 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 2,596 128,400 Sh Put Shared-defined 1 128,400 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 2,495 123,400 Sh Call Shared-defined 1 123,400 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 623 30,800 Sh Put Shared-defined 30,800 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 342 16,900 Sh Call Shared-defined 16,900 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 45,536 2,252,041 Sh Shared-defined 2,252,041 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 625 30,899 Sh Shared-defined 1 30,899 CHICOS FAS INC CMN STK Cmn 168615902 1,503 107,000 Sh Call Shared-defined 1 107,000 CHICOS FAS INC CMN STK Cmn 168615902 592 42,100 Sh Call Shared-defined 42,100 CHICOS FAS INC CMN STK Cmn 168615952 452 32,200 Sh Put Shared-defined 1 32,200 CHICOS FAS INC CMN STK Cmn 168615952 267 19,000 Sh Put Shared-defined 19,000 CHICOS FAS INC CMN STK Cmn 168615102 7,487 532,909 Sh Shared-defined 532,909 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 3,806 115,300 Sh Call Shared-defined 1 115,300 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 2,727 82,600 Sh Put Shared-defined 1 82,600 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 1,703 51,600 Sh Call Shared-defined 51,600 COLUMN TOTALS 70,754
PAGE 126 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 947 28,700 Sh Put Shared-defined 28,700 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 665 20,158 Sh Shared-defined 20,158 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 12 10,987 Sh Shared-defined 1 10,987 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 10 9,335 Sh Shared-defined 9,335 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S952 8 7,200 Sh Put Shared-defined 1 7,200 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S902 2 1,500 Sh Call Shared-defined 1 1,500 CHINA DIGITAL TV HOLDING-ADR Depository Receipt 16938G107 63 10,333 Sh Shared-defined 1 N/A CHINA DIGITAL TV HOLDING-ADR Depository Receipt 16938G107 8 1,371 Sh Shared-defined N/A CHINA DIRECT INDUSTRIES INC Cmn 169384953 15 12,800 Sh Put Shared-defined 1 12,800 CHINA DIRECT INDUSTRIES INC Cmn 169384903 13 11,400 Sh Call Shared-defined 1 11,400 CHINA DIRECT INDUSTRIES INC Cmn 169384203 5 4,460 Sh Shared-defined 1 4,460 CHINA DIRECT INDUSTRIES INC Cmn 169384203 3 3,000 Sh Shared-defined 3,000 CHINA FINANCE ONLINE CO-ADR Depository Receipt 169379104 87 11,979 Sh Shared-defined 1 N/A CHINA FINANCE ONLINE CO-ADR Depository Receipt 169379104 29 3,980 Sh Shared-defined N/A COLUMN TOTALS 1,867
PAGE 127 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R953 1,068 78,900 Sh Put Shared-defined 1 78,900 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R903 281 20,800 Sh Call Shared-defined 1 20,800 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 1,308 96,686 Sh Shared-defined 1 96,686 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 14 1,027 Sh Shared-defined 1,027 CHINA GREEN AGRICULTURE INC Cmn 16943W955 1,505 102,400 Sh Put Shared-defined 1 102,400 CHINA GREEN AGRICULTURE INC Cmn 16943W905 1,357 92,300 Sh Call Shared-defined 1 92,300 CHINA GREEN AGRICULTURE INC Cmn 16943W105 67 4,570 Sh Shared-defined 1 4,570 CHINA HOUSING & LAND DEVELOP Cmn 16939V903 60 14,500 Sh Call Shared-defined 1 14,500 CHINA HOUSING & LAND DEVELOP Cmn 16939V953 26 6,300 Sh Put Shared-defined 1 6,300 CHINA HOUSING & LAND DEVELOP Cmn 16939V103 15 3,605 Sh Shared-defined 1 3,605 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F951 73 11,800 Sh Put Shared-defined 1 11,800 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F901 2 400 Sh Call Shared-defined 1 400 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F101 8 1,268 Sh Shared-defined 1 1,268 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F101 -- 75 Sh Shared-defined 75 COLUMN TOTALS 5,784
PAGE 128 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHINA LIFE INSURANCE CO LTD ADR Depository Receipt 16939P106 5,029 68,564 Sh Shared-defined 1 N/A CHINA LIFE INSURANCE CO LTD ADR Depository Receipt 16939P106 604 8,238 Sh Shared-defined N/A CHINA MEDICAL TECH ADR 1:10 COMMON Depository Receipt 169483104 819 58,260 Sh Shared-defined 1 N/A CHINA MOBILE LTD - - ADR 1:20 Depository Receipt 16941M109 1,164 25,062 Sh Shared-defined N/A CHINA MOBILE LTD - - ADR 1:20 Depository Receipt 16941M109 740 15,943 Sh Shared-defined 1 N/A CHINA NATURAL GAS INC Cmn 168910956 449 40,400 Sh Put Shared-defined 1 40,400 CHINA NATURAL GAS INC Cmn 168910206 419 37,691 Sh Shared-defined 1 37,691 CHINA NATURAL GAS INC Cmn 168910906 206 18,500 Sh Call Shared-defined 1 18,500 CHINA NEPSTAR CHAIN DRUG-ADR Depository Receipt 16943C109 526 72,198 Sh Shared-defined N/A CHINA NEPSTAR CHAIN DRUG-ADR Depository Receipt 16943C109 13 1,782 Sh Shared-defined 1 N/A CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G952 280 30,300 Sh Put Shared-defined 1 30,300 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 85 9,200 Sh Call Shared-defined 1 9,200 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G102 387 41,835 Sh Shared-defined 1 41,835 CHINA PETROLEUM & CHEMICAL CORP - - ADR Depository Receipt 16941R108 715 8,124 Sh Shared-defined N/A COLUMN TOTALS 11,436
PAGE 129 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J906 26 12,500 Sh Call Shared-defined 1 12,500 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J956 13 6,400 Sh Put Shared-defined 1 6,400 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 7 3,618 Sh Shared-defined 1 3,618 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 5 2,419 Sh Shared-defined 2,419 CHINA REAL ESTATE INFORM-ADR Depository Receipt 16948Q103 4,016 365,715 Sh Shared-defined N/A CHINA REAL ESTATE INFORM-ADR Depository Receipt 16948Q103 182 16,533 Sh Shared-defined 1 N/A CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 182 23,784 Sh Shared-defined 23,784 CHINA SUNERGY CO LTD-ADR Depository Receipt 16942X104 138 29,930 Sh Shared-defined N/A CHINA SUNERGY CO LTD-ADR Depository Receipt 16942X104 95 20,479 Sh Shared-defined 1 N/A CHINA TECHFAITH WIRELESS-ADR 1:15 Depository Receipt 169424108 68 21,994 Sh Shared-defined 1 N/A CHINA TECHFAITH WIRELESS-ADR 1:15 Depository Receipt 169424108 9 2,996 Sh Shared-defined N/A CHINA TELECOM CORP LTD Depository Receipt 169426103 633 15,273 Sh Shared-defined 1 N/A CHINA TELECOM CORP LTD Depository Receipt 169426103 72 1,738 Sh Shared-defined N/A CHINA UNICOM - --ADR 1:10 Depository Receipt 16945R104 245 18,687 Sh Shared-defined N/A COLUMN TOTALS 5,691
PAGE 130 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082905 1,154 78,300 Sh Call Shared-defined 1 78,300 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082955 388 26,300 Sh Put Shared-defined 1 26,300 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 85 5,770 Sh Shared-defined 5,770 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 69 4,666 Sh Shared-defined 1 4,666 CHIPMOS TECHNOLOGIES LTD CMN STOCK Cmn G2110R106 6 8,023 Sh Shared-defined 1 8,023 CHIPMOS TECHNOLOGIES LTD CMN STOCK Cmn G2110R106 1 2,020 Sh Shared-defined 2,020 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 10,848 123,046 Sh Shared-defined 1 123,046 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 107 1,210 Sh Shared-defined 1,210 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 24,967 283,200 Sh Put Shared-defined 1 283,200 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656905 13,471 152,800 Sh Call Shared-defined 1 152,800 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 2,168 120,200 Sh Call Shared-defined 1 120,200 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 1,472 81,600 Sh Put Shared-defined 1 81,600 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 1,105 61,264 Sh Shared-defined 61,264 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905906 54 1,700 Sh Call Shared-defined 1 1,700 COLUMN TOTALS 55,895
PAGE 131 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CHOICE HOTELS INTL INC CMN STOCK Cmn 169905956 44 1,400 Sh Put Shared-defined 1 1,400 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 24,823 784,064 Sh Shared-defined 784,064 CHORDIANT SOFTWARE INC CMN STK Cmn 170404905 4 1,300 Sh Call Shared-defined 1 1,300 CHORDIANT SOFTWARE INC CMN STK Cmn 170404305 6,008 2,184,735 Sh Shared-defined 2,184,735 CHUBB CORP. COMMON STOCK Cmn 171232101 103 2,093 Sh Shared-defined 1 2,093 CHUBB CORP. COMMON STOCK Cmn 171232901 10,539 214,300 Sh Call Shared-defined 1 214,300 CHUBB CORP. COMMON STOCK Cmn 171232951 6,325 128,600 Sh Put Shared-defined 1 128,600 CHUBB CORP. COMMON STOCK Cmn 171232901 2,449 49,800 Sh Call Shared-defined 49,800 CHUBB CORP. COMMON STOCK Cmn 171232951 1,426 29,000 Sh Put Shared-defined 29,000 CHUNGHWA TELECOM CO LTD - ADR Depository Receipt 17133Q403 413 22,265 Sh Shared-defined 1 N/A CHUNGHWA TELECOM CO LTD - ADR Depository Receipt 17133Q403 34 1,855 Sh Shared-defined N/A CIA SIDERURGICA NACIONAL - SPONS ADR 1:1 Depository Receipt 20440W105 1,951 61,088 Sh Shared-defined N/A CIBER INC CMN STK Cmn 17163B102 51 14,643 Sh Shared-defined 14,643 CIBER INC CMN STK Cmn 17163B102 1 218 Sh Shared-defined 1 218 COLUMN TOTALS 54,171
PAGE 132 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CIENA CORP 0.875% CB 6/15/2017 - - REGISTERED Bond 171779AE1 38,213 65,958,000 Prn Shared-defined N/A CIENA CORP CMN STOCK Cmn 171779309 1,711 157,797 Sh Shared-defined 1 157,797 CIENA CORP CMN STOCK Cmn 171779309 1,450 133,718 Sh Shared-defined 133,718 CIENA CORP CMN STOCK Cmn 171779909 3,390 312,700 Sh Call Shared-defined 1 312,700 CIENA CORP CMN STOCK Cmn 171779959 2,272 209,600 Sh Put Shared-defined 1 209,600 CIENA CORP CMN STOCK Cmn 171779959 1,820 167,900 Sh Put Shared-defined 167,900 CIENA CORP CMN STOCK Cmn 171779909 790 72,900 Sh Call Shared-defined 72,900 CIGNA CORP. COMMON STOCK Cmn 125509109 54,571 1,547,245 Sh Shared-defined 1,547,245 CIGNA CORP. COMMON STOCK Cmn 125509109 2,659 75,397 Sh Shared-defined 1 75,397 CIGNA CORP. COMMON STOCK Cmn 125509909 12,292 348,500 Sh Call Shared-defined 1 348,500 CIGNA CORP. COMMON STOCK Cmn 125509959 11,085 314,300 Sh Put Shared-defined 1 314,300 CIGNA CORP. COMMON STOCK Cmn 125509959 8,158 231,300 Sh Put Shared-defined 231,300 CIGNA CORP. COMMON STOCK Cmn 125509909 7,149 202,700 Sh Call Shared-defined 202,700 CIMAREX ENERGY CO CMN STK Cmn 171798901 5,403 102,000 Sh Call Shared-defined 1 102,000 COLUMN TOTALS 150,963
PAGE 133 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CIMAREX ENERGY CO CMN STK Cmn 171798951 2,172 41,000 Sh Put Shared-defined 1 41,000 CIMAREX ENERGY CO CMN STK Cmn 171798901 1,420 26,800 Sh Call Shared-defined 26,800 CIMAREX ENERGY CO CMN STK Cmn 171798951 1,075 20,300 Sh Put Shared-defined 20,300 CIMAREX ENERGY CO CMN STK Cmn 171798101 25,722 485,600 Sh Shared-defined 485,600 CINCINNATI BELL INC CMN STK Cmn 171871106 34 9,921 Sh Shared-defined 9,921 CINCINNATI BELL INC CMN STK Cmn 171871106 -- 66 Sh Shared-defined 1 66 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 282 10,749 Sh Shared-defined 10,749 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 102 3,890 Sh Shared-defined 1 3,890 CINEMARK HOLDINGS INC Cmn 17243V102 686 47,712 Sh Shared-defined 47,712 CINEMARK HOLDINGS INC Cmn 17243V102 2 168 Sh Shared-defined 1 168 CINEMARK HOLDINGS INC Cmn 17243V902 497 34,600 Sh Call Shared-defined 1 34,600 CINEMARK HOLDINGS INC Cmn 17243V952 9 600 Sh Put Shared-defined 1 600 CINTAS CORPORATION Cmn 172908955 1,144 43,900 Sh Put Shared-defined 1 43,900 CINTAS CORPORATION Cmn 172908905 208 8,000 Sh Call Shared-defined 1 8,000 COLUMN TOTALS 33,353
PAGE 134 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CIRRUS LOGIC INC CMN STK Cmn 172755950 374 54,800 Sh Put Shared-defined 1 54,800 CIRRUS LOGIC INC CMN STK Cmn 172755900 331 48,500 Sh Call Shared-defined 1 48,500 CIRRUS LOGIC INC CMN STK Cmn 172755900 78 11,500 Sh Call Shared-defined 11,500 CIRRUS LOGIC INC CMN STK Cmn 172755100 24 3,503 Sh Shared-defined 1 3,503 CISCO SYS INC CMN STK Cmn 17275R102 35,470 1,481,624 Sh Shared-defined 1,481,624 CISCO SYS INC CMN STK Cmn 17275R102 19,610 819,135 Sh Shared-defined 1 819,135 CISCO SYS INC CMN STK Cmn 17275R952 62,639 2,616,500 Sh Put Shared-defined 1 2,616,500 CISCO SYS INC CMN STK Cmn 17275R902 26,667 1,113,900 Sh Call Shared-defined 1 1,113,900 CISCO SYS INC CMN STK Cmn 17275R952 11,055 461,800 Sh Put Shared-defined 461,800 CISCO SYS INC CMN STK Cmn 17275R902 4,776 199,500 Sh Call Shared-defined 199,500 CIT GROUP INC Cmn 125581801 37 1,329 Sh Shared-defined 1 1,329 CIT GROUP INC Cmn 125581951 2,946 106,700 Sh Put Shared-defined 1 106,700 CIT GROUP INC Cmn 125581901 2,165 78,400 Sh Call Shared-defined 1 78,400 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 30,890 9,332,400 Sh Put Shared-defined 1 9,332,400 COLUMN TOTALS 197,062
PAGE 135 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 22,085 6,672,200 Sh Call Shared-defined 1 6,672,200 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 6,463 1,952,700 Sh Put Shared-defined 1,952,700 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 1,117 337,600 Sh Call Shared-defined 337,600 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 15,940 4,815,837 Sh Shared-defined 1 4,815,837 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 6,497 1,962,954 Sh Shared-defined 1,962,954 CITRIX SYS INC CMN STOCK Cmn 177376900 3,820 91,800 Sh Call Shared-defined 1 91,800 CITRIX SYS INC CMN STOCK Cmn 177376950 3,179 76,400 Sh Put Shared-defined 1 76,400 CITRIX SYS INC CMN STOCK Cmn 177376950 770 18,500 Sh Put Shared-defined 18,500 CITRIX SYS INC CMN STOCK Cmn 177376900 657 15,800 Sh Call Shared-defined 15,800 CITRIX SYS INC CMN STOCK Cmn 177376100 15,980 384,032 Sh Shared-defined 384,032 CITY NATIONAL CORP CMN STK Cmn 178566105 2,398 52,597 Sh Shared-defined 52,597 CITY NATIONAL CORP CMN STK Cmn 178566105 55 1,212 Sh Shared-defined 1 1,212 CKE RESTAURANTS INC CMN STK Cmn 12561E955 116 13,700 Sh Put Shared-defined 1 13,700 CKE RESTAURANTS INC CMN STK Cmn 12561E905 4 500 Sh Call Shared-defined 500 COLUMN TOTALS 79,081
PAGE 136 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CKE RESTAURANTS INC CMN STK Cmn 12561E905 2 200 Sh Call Shared-defined 1 200 CKE RESTAURANTS INC CMN STK Cmn 12561E105 87 10,267 Sh Shared-defined 10,267 CKE RESTAURANTS INC CMN STK Cmn 12561E105 11 1,264 Sh Shared-defined 1 1,264 CLARCOR INC CMN STK Cmn 179895107 804 24,788 Sh Shared-defined 24,788 CLAYTON WILLIAMS ENERGY INC CMN STK Cmn 969490101 253 7,220 Sh Shared-defined 7,220 CLAYTON WILLIAMS ENERGY INC CMN STK Cmn 969490101 51 1,453 Sh Shared-defined 1 1,453 CLEAN ENERGY FUELS CORP Cmn 184499951 1,125 73,000 Sh Put Shared-defined 1 73,000 CLEAN ENERGY FUELS CORP Cmn 184499901 638 41,400 Sh Call Shared-defined 1 41,400 CLEAN ENERGY FUELS CORP Cmn 184499901 587 38,100 Sh Call Shared-defined 38,100 CLEAN ENERGY FUELS CORP Cmn 184499951 69 4,500 Sh Put Shared-defined 4,500 CLEAN ENERGY FUELS CORP Cmn 184499101 32 2,097 Sh Shared-defined 2,097 CLEAN ENERGY FUELS CORP Cmn 184499101 8 543 Sh Shared-defined 1 543 CLEAN HARBORS INC Cmn 184496957 5,013 84,100 Sh Put Shared-defined 1 84,100 CLEAN HARBORS INC Cmn 184496907 3,183 53,400 Sh Call Shared-defined 1 53,400 COLUMN TOTALS 11,863
PAGE 137 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CLEAR CHANNEL OUTDOOR HOLDINGS INC Cmn 18451C109 2,598 250,000 Sh Shared-defined 250,000 CLEARWIRE CORP Cmn 18538Q105 133 19,664 Sh Shared-defined 1 19,664 CLEARWIRE CORP Cmn 18538Q905 111 16,400 Sh Call Shared-defined 1 16,400 CLEARWIRE CORP Cmn 18538Q955 103 15,200 Sh Put Shared-defined 1 15,200 CLEARWIRE CORP Cmn 18538Q105 11 1,560 Sh Shared-defined 1,560 CLECO CORPORATION CMN STK Cmn 12561W105 404 14,797 Sh Shared-defined 14,797 CLECO CORPORATION CMN STK Cmn 12561W105 1 47 Sh Shared-defined 1 47 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 23,377 507,200 Sh Call Shared-defined 1 507,200 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 15,067 326,900 Sh Put Shared-defined 1 326,900 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 10,393 225,500 Sh Call Shared-defined 225,500 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 6,342 137,600 Sh Put Shared-defined 137,600 CLOROX CO Cmn 189054109 61,869 1,014,250 Sh Shared-defined 1,014,250 CLOROX CO Cmn 189054959 11,730 192,300 Sh Put Shared-defined 1 192,300 CLOROX CO Cmn 189054909 6,362 104,300 Sh Call Shared-defined 1 104,300 COLUMN TOTALS 138,501
PAGE 138 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CLOROX CO Cmn 189054959 4,270 70,000 Sh Put Shared-defined 70,000 CLOROX CO Cmn 189054109 3,006 49,274 Sh Shared-defined 1 49,274 CLOROX CO Cmn 189054909 1,061 17,400 Sh Call Shared-defined 17,400 CME GROUP INC CMN STK Cmn 12572Q905 71,960 214,200 Sh Call Shared-defined 1 214,200 CME GROUP INC CMN STK Cmn 12572Q955 68,198 203,000 Sh Put Shared-defined 1 203,000 CME GROUP INC CMN STK Cmn 12572Q905 33,965 101,100 Sh Call Shared-defined 101,100 CME GROUP INC CMN STK Cmn 12572Q955 6,316 18,800 Sh Put Shared-defined 18,800 CME GROUP INC CMN STK Cmn 12572Q105 19,088 56,817 Sh Shared-defined 56,817 CMS ENERGY CORP 2.875% CB 12/01/24 - REGISTERED Bond 125896AW0 19,707 16,000,000 Prn Shared-defined N/A CMS ENERGY CORP 5.5% CB 06/15/2029-REGISTERED Bond 125896BD1 8,652 7,000,000 Prn Shared-defined N/A CMS ENERGY CORP CMN STK Cmn 125896100 157 10,033 Sh Shared-defined 10,033 CMS ENERGY CORP CMN STK Cmn 125896900 362 23,100 Sh Call Shared-defined 1 23,100 CMS ENERGY CORP CMN STK Cmn 125896950 158 10,100 Sh Put Shared-defined 1 10,100 CNA FINL CORP Cmn 126117900 710 29,600 Sh Call Shared-defined 1 29,600 COLUMN TOTALS 237,610
PAGE 139 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CNA FINL CORP Cmn 126117950 365 15,200 Sh Put Shared-defined 1 15,200 CNA FINL CORP Cmn 126117100 10,475 436,448 Sh Shared-defined 436,448 CNA FINL CORP Cmn 126117100 74 3,079 Sh Shared-defined 1 3,079 CNH GLOBAL N.V. COMMON STOCK Cmn N20935906 767 30,700 Sh Call Shared-defined 1 30,700 CNH GLOBAL N.V. COMMON STOCK Cmn N20935956 557 22,300 Sh Put Shared-defined 1 22,300 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 376 15,055 Sh Shared-defined 1 15,055 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 39 1,561 Sh Shared-defined 1,561 CNINSURE INC-ADR Depository Receipt 18976M103 4,134 205,853 Sh Shared-defined N/A CNINSURE INC-ADR Depository Receipt 18976M103 606 30,195 Sh Shared-defined 1 N/A CNOOC LTD - ADR Depository Receipt 126132109 237 1,525 Sh Shared-defined 1 N/A CNX GAS CORP COMMON STOCK Cmn 12618H309 615 20,833 Sh Shared-defined 20,833 COACH INC Cmn 189754954 15,153 414,800 Sh Put Shared-defined 1 414,800 COACH INC Cmn 189754904 13,615 372,700 Sh Call Shared-defined 1 372,700 COACH INC Cmn 189754904 5,812 159,100 Sh Call Shared-defined 159,100 COLUMN TOTALS 52,825
PAGE 140 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COACH INC Cmn 189754954 4,690 128,400 Sh Put Shared-defined 128,400 COACH INC Cmn 189754104 3,211 87,905 Sh Shared-defined 87,905 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 3,280 690,538 Sh Shared-defined 690,538 COCA COLA CO Cmn 191216100 4,569 80,151 Sh Shared-defined 80,151 COCA COLA CO Cmn 191216100 1,987 34,867 Sh Shared-defined 1 34,867 COCA COLA CO Cmn 191216950 32,490 570,000 Sh Put Shared-defined 1 570,000 COCA COLA CO Cmn 191216900 23,815 417,800 Sh Call Shared-defined 1 417,800 COCA COLA CO Cmn 191216900 9,787 171,700 Sh Call Shared-defined 171,700 COCA COLA CO Cmn 191216950 9,086 159,400 Sh Put Shared-defined 159,400 COCA COLA ENTERPRISES INC Cmn 191219104 3,826 180,469 Sh Shared-defined 180,469 COCA COLA ENTERPRISES INC Cmn 191219904 1,923 90,700 Sh Call Shared-defined 1 90,700 COCA COLA ENTERPRISES INC Cmn 191219954 1,257 59,300 Sh Put Shared-defined 1 59,300 COCA COLA ENTERPRISES INC Cmn 191219104 967 45,617 Sh Shared-defined 1 45,617 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 3,757 208,054 Sh Shared-defined 1 208,054 COLUMN TOTALS 104,645
PAGE 141 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 1,406 77,859 Sh Shared-defined 77,859 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 7,816 432,800 Sh Put Shared-defined 1 432,800 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 6,130 339,400 Sh Call Shared-defined 1 339,400 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 2,592 143,500 Sh Put Shared-defined 143,500 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 1,250 69,200 Sh Call Shared-defined 69,200 COGENT COMMUNICATIONS GROUP Cmn 19239V302 461 46,792 Sh Shared-defined 46,792 COGENT COMMUNICATIONS GROUP Cmn 19239V302 1 110 Sh Shared-defined 1 110 COGENT COMMUNICATIONS GROUP Cmn 19239V902 185 18,800 Sh Call Shared-defined 1 18,800 COGENT COMMUNICATIONS GROUP Cmn 19239V952 78 7,900 Sh Put Shared-defined 1 7,900 COGENT INC COMMON STOCK Cmn 19239Y958 792 76,200 Sh Put Shared-defined 1 76,200 COGENT INC COMMON STOCK Cmn 19239Y908 251 24,200 Sh Call Shared-defined 1 24,200 COGENT INC COMMON STOCK Cmn 19239Y108 153 14,731 Sh Shared-defined 14,731 COGENT INC COMMON STOCK Cmn 19239Y108 25 2,412 Sh Shared-defined 1 2,412 COGNEX CORP CMN STK Cmn 192422953 195 11,000 Sh Put Shared-defined 1 11,000 COLUMN TOTALS 21,335
PAGE 142 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COGNEX CORP CMN STK Cmn 192422903 159 9,000 Sh Call Shared-defined 1 9,000 COGNEX CORP CMN STK Cmn 192422103 1,097 61,884 Sh Shared-defined 61,884 COGNEX CORP CMN STK Cmn 192422103 27 1,517 Sh Shared-defined 1 1,517 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 6,786 149,800 Sh Put Shared-defined 1 149,800 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 5,776 127,500 Sh Call Shared-defined 1 127,500 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 2,342 51,700 Sh Put Shared-defined 51,700 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 1,776 39,200 Sh Call Shared-defined 39,200 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 20,609 454,941 Sh Shared-defined 454,941 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 1,736 38,327 Sh Shared-defined 1 38,327 COGO GROUP INC CMN STK Cmn 192448908 45 6,100 Sh Call Shared-defined 1 6,100 COGO GROUP INC CMN STK Cmn 192448958 35 4,700 Sh Put Shared-defined 1 4,700 COGO GROUP INC CMN STK Cmn 192448908 18 2,500 Sh Call Shared-defined 2,500 COGO GROUP INC CMN STK Cmn 192448958 4 600 Sh Put Shared-defined 600 COGO GROUP INC CMN STK Cmn 192448108 27 3,671 Sh Shared-defined 3,671 COLUMN TOTALS 40,437
PAGE 143 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COGO GROUP INC CMN STK Cmn 192448108 19 2,525 Sh Shared-defined 1 2,525 COHERENT INC CMN STK Cmn 192479103 443 14,897 Sh Shared-defined 14,897 COHU INC CMN STK Cmn 192576906 347 24,900 Sh Call Shared-defined 1 24,900 COHU INC CMN STK Cmn 192576956 133 9,500 Sh Put Shared-defined 1 9,500 COHU INC CMN STK Cmn 192576106 62 4,422 Sh Shared-defined 4,422 COHU INC CMN STK Cmn 192576106 19 1,373 Sh Shared-defined 1 1,373 COINSTAR INC 4% CB 09/01/2014-REGISTERED Bond 19259PAF9 18,395 18,400,000 Prn Shared-defined N/A COINSTAR INC CMN STOCK Cmn 19259P900 3,167 114,000 Sh Call Shared-defined 1 114,000 COINSTAR INC CMN STOCK Cmn 19259P950 258 9,300 Sh Put Shared-defined 1 9,300 COINSTAR INC CMN STOCK Cmn 19259P300 160 5,775 Sh Shared-defined 5,775 COINSTAR INC CMN STOCK Cmn 19259P300 30 1,088 Sh Shared-defined 1 1,088 COLDWATER CREEK CMN STOCK Cmn 193068903 50 11,100 Sh Call Shared-defined 1 11,100 COLDWATER CREEK CMN STOCK Cmn 193068953 11 2,500 Sh Put Shared-defined 1 2,500 COLDWATER CREEK CMN STOCK Cmn 193068103 48 10,790 Sh Shared-defined 1 10,790 COLUMN TOTALS 23,142
PAGE 144 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COLDWATER CREEK CMN STOCK Cmn 193068103 -- 55 Sh Shared-defined 55 COLFAX CORP Cmn 194014906 126 10,500 Sh Call Shared-defined 1 10,500 COLFAX CORP Cmn 194014106 50 4,164 Sh Shared-defined 1 4,164 COLFAX CORP Cmn 194014956 22 1,800 Sh Put Shared-defined 1 1,800 COLFAX CORP Cmn 194014106 20 1,638 Sh Shared-defined 1,638 COLGATE PALMOLIVE CO Cmn 194162103 682 8,300 Sh Shared-defined 1 8,300 COLGATE PALMOLIVE CO Cmn 194162903 24,801 301,900 Sh Call Shared-defined 1 301,900 COLGATE PALMOLIVE CO Cmn 194162953 19,108 232,600 Sh Put Shared-defined 1 232,600 COLGATE PALMOLIVE CO Cmn 194162903 12,610 153,500 Sh Call Shared-defined 153,500 COLGATE PALMOLIVE CO Cmn 194162953 11,098 135,100 Sh Put Shared-defined 135,100 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 2,377 104,400 Sh Put Shared-defined 1 104,400 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 1,956 85,900 Sh Call Shared-defined 1 85,900 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 893 39,200 Sh Put Shared-defined 39,200 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 786 34,500 Sh Call Shared-defined 34,500 COLUMN TOTALS 74,529
PAGE 145 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 302 13,254 Sh Shared-defined 13,254 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 12 537 Sh Shared-defined 1 537 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872906 284 24,200 Sh Call Shared-defined 1 24,200 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872956 120 10,200 Sh Put Shared-defined 1 10,200 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 1,313 111,942 Sh Shared-defined 111,942 COLUMBIA LABORATORIES INC CMN STK Cmn 197779101 11 10,390 Sh Shared-defined 1 10,390 COLUMBIA LABORATORIES INC CMN STK Cmn 197779101 -- 108 Sh Shared-defined 108 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516956 2,104 53,900 Sh Put Shared-defined 1 53,900 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516906 1,136 29,100 Sh Call Shared-defined 1 29,100 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 711 18,224 Sh Shared-defined 1 18,224 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 620 15,888 Sh Shared-defined 15,888 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 50,325 2,984,895 Sh Shared-defined 2,984,895 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 1,184 70,213 Sh Shared-defined 1 70,213 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 10,892 646,000 Sh Call Shared-defined 1 646,000 COLUMN TOTALS 69,014
PAGE 146 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COMCAST CORP - CL A CMN SHRS Cmn 20030N951 5,584 331,200 Sh Put Shared-defined 1 331,200 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 3,273 194,100 Sh Put Shared-defined 194,100 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 860 51,000 Sh Call Shared-defined 51,000 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 28,195 1,761,097 Sh Shared-defined 1,761,097 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 3,171 198,093 Sh Shared-defined 1 198,093 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 10,302 643,500 Sh Put Shared-defined 1 643,500 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 3,822 238,700 Sh Put Shared-defined 238,700 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 3,066 191,500 Sh Call Shared-defined 1 191,500 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 280 17,500 Sh Call Shared-defined 17,500 COMCAST INTO SPRINT2% EXCH 10/15/29 - REGISTERED Bond 200300507 54,210 1,720,950 Prn Shared-defined N/A COMERICA INC CMN STK Cmn 200340107 47,032 1,590,529 Sh Shared-defined 1,590,529 COMERICA INC CMN STK Cmn 200340107 54 1,842 Sh Shared-defined 1 1,842 COMERICA INC CMN STK Cmn 200340907 2,159 73,000 Sh Call Shared-defined 1 73,000 COMERICA INC CMN STK Cmn 200340957 2,005 67,800 Sh Put Shared-defined 1 67,800 COLUMN TOTALS 164,013
PAGE 147 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COMERICA INC CMN STK Cmn 200340907 680 23,000 Sh Call Shared-defined 23,000 COMERICA INC CMN STK Cmn 200340957 299 10,100 Sh Put Shared-defined 10,100 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 261 6,730 Sh Shared-defined 1 6,730 COMMERCIAL METALS CMN STK Cmn 201723103 8 483 Sh Shared-defined 483 COMMERCIAL METALS CMN STK Cmn 201723903 1,177 75,200 Sh Call Shared-defined 1 75,200 COMMERCIAL METALS CMN STK Cmn 201723953 969 61,900 Sh Put Shared-defined 1 61,900 COMMERCIAL METALS CMN STK Cmn 201723953 47 3,000 Sh Put Shared-defined 3,000 COMMERCIAL METALS CMN STK Cmn 201723903 17 1,100 Sh Call Shared-defined 1,100 COMMSCOPE INC CMN STOCK Cmn 203372907 1,197 45,100 Sh Call Shared-defined 1 45,100 COMMSCOPE INC CMN STOCK Cmn 203372957 509 19,200 Sh Put Shared-defined 1 19,200 COMMSCOPE INC CMN STOCK Cmn 203372907 467 17,600 Sh Call Shared-defined 17,600 COMMSCOPE INC CMN STOCK Cmn 203372957 199 7,500 Sh Put Shared-defined 7,500 COMMSCOPE INC CMN STOCK Cmn 203372107 126 4,767 Sh Shared-defined 4,767 COMMSCOPE INC CMN STOCK Cmn 203372107 18 662 Sh Shared-defined 1 662 COLUMN TOTALS 5,974
PAGE 148 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COMMUNITY BANK SYSTEM INC CMN STK Cmn 203607106 203 10,521 Sh Shared-defined 10,521 COMMUNITY HEALTH SYSTEMS Cmn 203668108 20,850 585,683 Sh Shared-defined 585,683 COMMUNITY HEALTH SYSTEMS Cmn 203668958 285 8,000 Sh Put Shared-defined 1 8,000 COMMUNITY HEALTH SYSTEMS Cmn 203668908 178 5,000 Sh Call Shared-defined 1 5,000 COMMVAULT SYSTEMS INC Cmn 204166102 13,979 590,096 Sh Shared-defined 590,096 COMMVAULT SYSTEMS INC Cmn 204166952 1,282 54,100 Sh Put Shared-defined 1 54,100 COMMVAULT SYSTEMS INC Cmn 204166102 1,021 43,114 Sh Shared-defined 1 43,114 COMMVAULT SYSTEMS INC Cmn 204166902 718 30,300 Sh Call Shared-defined 1 30,300 COMPANHIA DE BEBIDAS (AMBEV)- ADR Depository Receipt 20441W203 420 4,150 Sh Shared-defined N/A COMPANHIA DE BEBIDAS (AMBEV)- ADR Depository Receipt 20441W203 10 101 Sh Shared-defined 1 N/A COMPASS INT'L INC COMMON STOCK Cmn 20451N101 26,584 395,648 Sh Shared-defined 395,648 COMPASS INT'L INC COMMON STOCK Cmn 20451N101 98 1,459 Sh Shared-defined 1 1,459 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 3,212 47,800 Sh Call Shared-defined 1 47,800 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 1,330 19,800 Sh Put Shared-defined 1 19,800 COLUMN TOTALS 70,170
PAGE 149 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COMPLETE PRODUCTION SERVICES Cmn 20453E109 2,900 223,081 Sh Shared-defined 223,081 COMPLETE PRODUCTION SERVICES Cmn 20453E109 110 8,449 Sh Shared-defined 1 8,449 COMPLETE PRODUCTION SERVICES Cmn 20453E959 43 3,300 Sh Put Shared-defined 1 3,300 COMPLETE PRODUCTION SERVICES Cmn 20453E909 23 1,800 Sh Call Shared-defined 1 1,800 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 3,262 979,599 Sh Shared-defined 979,599 COMPUCREDIT HOLDINGS CORP Cmn 20478T907 381 114,500 Sh Call Shared-defined 1 114,500 COMPUCREDIT HOLDINGS CORP Cmn 20478T957 154 46,200 Sh Put Shared-defined 1 46,200 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 69 20,710 Sh Shared-defined 1 20,710 COMPUTER SCIENCES CORP Cmn 205363104 1,019 17,712 Sh Shared-defined 1 17,712 COMPUTER SCIENCES CORP Cmn 205363104 414 7,199 Sh Shared-defined 7,199 COMPUTER SCIENCES CORP Cmn 205363954 4,643 80,700 Sh Put Shared-defined 1 80,700 COMPUTER SCIENCES CORP Cmn 205363904 2,600 45,200 Sh Call Shared-defined 1 45,200 COMPUTER SCIENCES CORP Cmn 205363954 1,743 30,300 Sh Put Shared-defined 30,300 COMPUTER SCIENCES CORP Cmn 205363904 1,697 29,500 Sh Call Shared-defined 29,500 COLUMN TOTALS 19,058
PAGE 150 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COMPUWARE CORP CMN STK Cmn 205638909 230 31,800 Sh Call Shared-defined 1 31,800 COMPUWARE CORP CMN STK Cmn 205638959 57 7,900 Sh Put Shared-defined 1 7,900 COMPUWARE CORP CMN STK Cmn 205638109 838 115,844 Sh Shared-defined 115,844 COMSTOCK RESOURCES INC CMN STK Cmn 205768903 3,091 76,200 Sh Call Shared-defined 1 76,200 COMSTOCK RESOURCES INC CMN STK Cmn 205768953 994 24,500 Sh Put Shared-defined 1 24,500 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 283 6,976 Sh Shared-defined 6,976 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 -- 5 Sh Shared-defined 1 5 COMTECH TELECOMMUN CMN STK Cmn 205826209 494 14,082 Sh Shared-defined 14,082 COMTECH TELECOMMUN CMN STK Cmn 205826209 8 238 Sh Shared-defined 1 238 COMTECH TELECOMMUN CMN STK Cmn 205826909 1,230 35,100 Sh Call Shared-defined 1 35,100 COMTECH TELECOMMUN CMN STK Cmn 205826959 1,122 32,000 Sh Put Shared-defined 1 32,000 COMVERGE INC Cmn 205859901 210 18,700 Sh Call Shared-defined 1 18,700 COMVERGE INC Cmn 205859951 13 1,200 Sh Put Shared-defined 1 1,200 CONAGRA FOODS INC CMN STK Cmn 205887902 1,683 73,000 Sh Call Shared-defined 1 73,000 COLUMN TOTALS 10,253
PAGE 151 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CONAGRA FOODS INC CMN STK Cmn 205887952 1,567 68,000 Sh Put Shared-defined 1 68,000 CONAGRA FOODS INC CMN STK Cmn 205887902 1,074 46,600 Sh Call Shared-defined 46,600 CONAGRA FOODS INC CMN STK Cmn 205887952 417 18,100 Sh Put Shared-defined 18,100 CONAGRA FOODS INC CMN STK Cmn 205887102 1,832 79,496 Sh Shared-defined 1 79,496 CONAGRA FOODS INC CMN STK Cmn 205887102 1,355 58,790 Sh Shared-defined 58,790 CONCEPTUS 2.25% CB 2/15/2027-REGISTERED Bond 206016AA5 16,068 16,978,000 Prn Shared-defined N/A CONCEPTUS INC Cmn 206016907 1,111 59,200 Sh Call Shared-defined 1 59,200 CONCEPTUS INC Cmn 206016957 355 18,900 Sh Put Shared-defined 1 18,900 CONCHO RESOURCES INC Cmn 20605P901 2,344 52,200 Sh Call Shared-defined 1 52,200 CONCHO RESOURCES INC Cmn 20605P951 1,567 34,900 Sh Put Shared-defined 1 34,900 CONCHO RESOURCES INC Cmn 20605P101 18 411 Sh Shared-defined 1 411 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708959 2,796 65,400 Sh Put Shared-defined 1 65,400 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708909 872 20,400 Sh Call Shared-defined 1 20,400 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 2,769 64,765 Sh Shared-defined 64,765 COLUMN TOTALS 34,145
PAGE 152 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 1,762 41,210 Sh Shared-defined 1 41,210 CONMED CORP CMN STK Cmn 207410101 345 15,123 Sh Shared-defined 15,123 CONMED CORP CMN STK Cmn 207410101 18 791 Sh Shared-defined 1 791 CONN'S INC COMMON STOCK Cmn 208242957 217 37,100 Sh Put Shared-defined 1 37,100 CONN'S INC COMMON STOCK Cmn 208242907 91 15,600 Sh Call Shared-defined 1 15,600 CONN'S INC COMMON STOCK Cmn 208242107 94 16,029 Sh Shared-defined 16,029 CONN'S INC COMMON STOCK Cmn 208242107 4 732 Sh Shared-defined 1 732 CONOCOPHILLIPS CMN STK Cmn 20825C904 84,005 1,644,900 Sh Call Shared-defined 1 1,644,900 CONOCOPHILLIPS CMN STK Cmn 20825C954 47,275 925,700 Sh Put Shared-defined 1 925,700 CONOCOPHILLIPS CMN STK Cmn 20825C954 16,608 325,200 Sh Put Shared-defined 325,200 CONOCOPHILLIPS CMN STK Cmn 20825C904 16,296 319,100 Sh Call Shared-defined 319,100 CONOCOPHILLIPS CMN STK Cmn 20825C104 23,048 451,303 Sh Shared-defined 451,303 CONOCOPHILLIPS CMN STK Cmn 20825C104 14,611 286,098 Sh Shared-defined 1 286,098 CONSECO INC/NEW - - CMN STK Cmn 208464953 2,557 511,300 Sh Put Shared-defined 1 511,300 COLUMN TOTALS 206,931
PAGE 153 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CONSECO INC/NEW - - CMN STK Cmn 208464903 1,726 345,200 Sh Call Shared-defined 1 345,200 CONSECO INC/NEW - - CMN STK Cmn 208464953 1,049 209,800 Sh Put Shared-defined 209,800 CONSECO INC/NEW - - CMN STK Cmn 208464903 81 16,100 Sh Call Shared-defined 16,100 CONSECO INC/NEW - - CMN STK Cmn 208464883 1,909 381,896 Sh Shared-defined 1 381,896 CONSECO INC/NEW - - CMN STK Cmn 208464883 1,526 305,194 Sh Shared-defined 305,194 CONSOL ENERGY INC Cmn 20854P109 32,298 648,556 Sh Shared-defined 648,556 CONSOL ENERGY INC Cmn 20854P909 13,431 269,700 Sh Call Shared-defined 1 269,700 CONSOL ENERGY INC Cmn 20854P959 11,041 221,700 Sh Put Shared-defined 1 221,700 CONSOL ENERGY INC Cmn 20854P909 3,227 64,800 Sh Call Shared-defined 64,800 CONSOL ENERGY INC Cmn 20854P959 1,828 36,700 Sh Put Shared-defined 36,700 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034957 156 8,900 Sh Put Shared-defined 1 8,900 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034907 46 2,600 Sh Call Shared-defined 1 2,600 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 118 6,725 Sh Shared-defined 6,725 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 69 3,921 Sh Shared-defined 1 3,921 COLUMN TOTALS 68,505
PAGE 154 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CONSOLIDATED EDISON INC. Cmn 209115104 1,117 24,587 Sh Shared-defined 1 24,587 CONSOLIDATED EDISON INC. Cmn 209115104 825 18,160 Sh Shared-defined 18,160 CONSOLIDATED EDISON INC. Cmn 209115954 11,212 246,800 Sh Put Shared-defined 1 246,800 CONSOLIDATED EDISON INC. Cmn 209115904 5,447 119,900 Sh Call Shared-defined 1 119,900 CONSOLIDATED EDISON INC. Cmn 209115954 2,085 45,900 Sh Put Shared-defined 45,900 CONSOLIDATED EDISON INC. Cmn 209115904 1,717 37,800 Sh Call Shared-defined 37,800 CONSOLIDATED GRAPHICS INC CMN STOCK Cmn 209341106 231 6,601 Sh Shared-defined 6,601 CONSOLIDATED GRAPHICS INC CMN STOCK Cmn 209341106 12 334 Sh Shared-defined 1 334 CONSTANT CONTACT INC Cmn 210313102 401 25,071 Sh Shared-defined 25,071 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P958 3,186 200,000 Sh Put Shared-defined 200,000 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P908 349 21,900 Sh Call Shared-defined 1 21,900 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P958 280 17,600 Sh Put Shared-defined 1 17,600 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 13,898 872,446 Sh Shared-defined 872,446 CONSTELLATION ENERGY GROUP INC Cmn 210371100 1,031 29,313 Sh Shared-defined 1 29,313 COLUMN TOTALS 41,791
PAGE 155 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CONSTELLATION ENERGY GROUP INC Cmn 210371950 1,340 38,100 Sh Put Shared-defined 1 38,100 CONSTELLATION ENERGY GROUP INC Cmn 210371900 1,245 35,400 Sh Call Shared-defined 1 35,400 CONSTELLATION ENERGY GROUP INC Cmn 210371900 461 13,100 Sh Call Shared-defined 13,100 CONSTELLATION ENERGY GROUP INC Cmn 210371950 151 4,300 Sh Put Shared-defined 4,300 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 1,584 33,700 Sh Put Shared-defined 1 33,700 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 1,246 26,500 Sh Call Shared-defined 1 26,500 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 743 15,800 Sh Call Shared-defined 15,800 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 465 9,900 Sh Put Shared-defined 9,900 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 794 16,884 Sh Shared-defined 1 16,884 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 132 2,798 Sh Shared-defined 2,798 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795908 14,743 822,700 Sh Call Shared-defined 1 822,700 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795958 11,802 658,600 Sh Put Shared-defined 1 658,600 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795958 4,177 233,100 Sh Put Shared-defined 233,100 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795908 3,688 205,800 Sh Call Shared-defined 205,800 COLUMN TOTALS 42,571
PAGE 156 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795308 51 2,858 Sh Shared-defined 2,858 CONTINENTAL RESOURCES INC/OK Cmn 212015951 4,696 109,500 Sh Put Shared-defined 1 109,500 CONTINENTAL RESOURCES INC/OK Cmn 212015901 2,385 55,600 Sh Call Shared-defined 1 55,600 CONTINENTAL RESOURCES INC/OK Cmn 212015951 1,171 27,300 Sh Put Shared-defined 27,300 CONTINENTAL RESOURCES INC/OK Cmn 212015901 326 7,600 Sh Call Shared-defined 7,600 CONTINENTAL RESOURCES INC/OK Cmn 212015101 549 12,794 Sh Shared-defined 12,794 CONTINENTAL RESOURCES INC/OK Cmn 212015101 374 8,728 Sh Shared-defined 1 8,728 CONVERGYS CORP CMN STOCK Cmn 212485906 76 7,100 Sh Call Shared-defined 1 7,100 CONVERGYS CORP CMN STOCK Cmn 212485956 45 4,200 Sh Put Shared-defined 1 4,200 CONVERGYS CORP CMN STOCK Cmn 212485106 235 21,895 Sh Shared-defined 21,895 CONVERGYS CORP CMN STOCK Cmn 212485106 67 6,219 Sh Shared-defined 1 6,219 CON-WAY INC Cmn 205944951 2,803 80,300 Sh Put Shared-defined 1 80,300 CON-WAY INC Cmn 205944901 2,074 59,400 Sh Call Shared-defined 1 59,400 CON-WAY INC Cmn 205944901 1,016 29,100 Sh Call Shared-defined 29,100 COLUMN TOTALS 15,868
PAGE 157 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CON-WAY INC Cmn 205944951 747 21,400 Sh Put Shared-defined 21,400 COOPER COMPANIES COMMON STOCK Cmn 216648902 2,402 63,000 Sh Call Shared-defined 1 63,000 COOPER COMPANIES COMMON STOCK Cmn 216648952 1,487 39,000 Sh Put Shared-defined 1 39,000 COOPER COMPANIES COMMON STOCK Cmn 216648402 427 11,206 Sh Shared-defined 11,206 COOPER INDUSTRIES PLC Cmn G24140108 15,379 360,671 Sh Shared-defined 360,671 COOPER INDUSTRIES PLC Cmn G24140958 1,573 36,900 Sh Put Shared-defined 1 36,900 COOPER INDUSTRIES PLC Cmn G24140108 588 13,784 Sh Shared-defined 1 13,784 COOPER INDUSTRIES PLC Cmn G24140908 388 9,100 Sh Call Shared-defined 1 9,100 COOPER TIRE & RUBR CO Cmn 216831907 1,422 70,900 Sh Call Shared-defined 1 70,900 COOPER TIRE & RUBR CO Cmn 216831957 668 33,300 Sh Put Shared-defined 1 33,300 COOPER TIRE & RUBR CO Cmn 216831957 253 12,600 Sh Put Shared-defined 12,600 COOPER TIRE & RUBR CO Cmn 216831907 158 7,900 Sh Call Shared-defined 7,900 COOPER TIRE & RUBR CO Cmn 216831107 33,933 1,692,425 Sh Shared-defined 1,692,425 COPA HOLDINGS SA CMN STK - CL A Cmn P31076955 1,008 18,500 Sh Put Shared-defined 1 18,500 COLUMN TOTALS 60,433
PAGE 158 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COPA HOLDINGS SA CMN STK - CL A Cmn P31076905 572 10,500 Sh Call Shared-defined 1 10,500 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 31,714 582,233 Sh Shared-defined 582,233 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 225 4,137 Sh Shared-defined 1 4,137 COPANO ENERGY LLC Cmn 217202900 258 10,800 Sh Call Shared-defined 1 10,800 COPANO ENERGY LLC Cmn 217202950 77 3,200 Sh Put Shared-defined 1 3,200 COPART INC CMN STK Cmn 217204906 2,374 64,800 Sh Call Shared-defined 1 64,800 COPART INC CMN STK Cmn 217204956 956 26,100 Sh Put Shared-defined 1 26,100 COPART INC CMN STK Cmn 217204106 27 736 Sh Shared-defined 1 736 CORE LABORATORIES N.V. Cmn N22717907 8,233 69,700 Sh Call Shared-defined 1 69,700 CORE LABORATORIES N.V. Cmn N22717957 3,142 26,600 Sh Put Shared-defined 1 26,600 CORE LABORATORIES N.V. Cmn N22717957 1,630 13,800 Sh Put Shared-defined 13,800 CORE LABORATORIES N.V. Cmn N22717907 1,228 10,400 Sh Call Shared-defined 10,400 CORE LABORATORIES N.V. CB 0.25% 10/31/2011 - - REGIS Bond 21868FAB9 87,211 67,518,000 Prn Shared-defined N/A CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 1,429 103,800 Sh Call Shared-defined 1 103,800 COLUMN TOTALS 139,076
PAGE 159 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 1,199 87,100 Sh Put Shared-defined 1 87,100 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 750 54,500 Sh Call Shared-defined 54,500 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 282 20,500 Sh Put Shared-defined 20,500 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 289 21,016 Sh Shared-defined 21,016 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 93 6,787 Sh Shared-defined 1 6,787 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023958 652 22,300 Sh Put Shared-defined 1 22,300 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023908 529 18,100 Sh Call Shared-defined 1 18,100 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 180 6,165 Sh Shared-defined 1 6,165 CORNING INC Cmn 219350105 35,059 1,815,601 Sh Shared-defined 1,815,601 CORNING INC Cmn 219350905 11,134 576,600 Sh Call Shared-defined 1 576,600 CORNING INC Cmn 219350905 10,551 546,400 Sh Call Shared-defined 546,400 CORNING INC Cmn 219350955 7,234 374,600 Sh Put Shared-defined 1 374,600 CORNING INC Cmn 219350955 5,277 273,300 Sh Put Shared-defined 273,300 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R902 491 21,500 Sh Call Shared-defined 1 21,500 COLUMN TOTALS 73,720
PAGE 160 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R952 399 17,500 Sh Put Shared-defined 1 17,500 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 1,316 57,656 Sh Shared-defined 57,656 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 144 6,297 Sh Shared-defined 1 6,297 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T908 1,154 31,500 Sh Call Shared-defined 1 31,500 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T958 1,033 28,200 Sh Put Shared-defined 1 28,200 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T908 4 100 Sh Call Shared-defined 100 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T108 2,447 66,802 Sh Shared-defined 66,802 CORRECTIONS CORP OF AMERICA Cmn 22025Y907 646 26,300 Sh Call Shared-defined 1 26,300 CORRECTIONS CORP OF AMERICA Cmn 22025Y957 184 7,500 Sh Put Shared-defined 1 7,500 COSAN LTD-CLASS A SHARES Cmn G25343907 375 43,100 Sh Call Shared-defined 1 43,100 COSAN LTD-CLASS A SHARES Cmn G25343957 264 30,300 Sh Put Shared-defined 1 30,300 COSAN LTD-CLASS A SHARES Cmn G25343107 222 25,481 Sh Shared-defined 25,481 COSAN LTD-CLASS A SHARES Cmn G25343107 73 8,366 Sh Shared-defined 1 8,366 COSTAR GRP INC CMN STOCK Cmn 22160N109 281 6,725 Sh Shared-defined 6,725 COLUMN TOTALS 8,542
PAGE 161 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 416 7,034 Sh Shared-defined 1 7,034 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 1 17 Sh Shared-defined 17 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 29,224 493,900 Sh Put Shared-defined 1 493,900 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 17,739 299,800 Sh Call Shared-defined 1 299,800 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 7,000 118,300 Sh Call Shared-defined 118,300 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 6,248 105,600 Sh Put Shared-defined 105,600 COTT CORPORATION COMMON STOCK Cmn 22163N906 291 35,500 Sh Call Shared-defined 1 35,500 COTT CORPORATION COMMON STOCK Cmn 22163N956 116 14,200 Sh Put Shared-defined 1 14,200 COTT CORPORATION COMMON STOCK Cmn 22163N106 149 18,141 Sh Shared-defined 1 18,141 COUER DALENE MINES CORPORATION 3.25% CB 3/15/28 - Bond 192108AR9 15,444 17,300,000 Prn Shared-defined N/A COUSINS PROPERTIES INC CMN STK Cmn 222795956 189 24,800 Sh Put Shared-defined 1 24,800 COUSINS PROPERTIES INC CMN STK Cmn 222795906 128 16,800 Sh Call Shared-defined 1 16,800 COUSINS PROPERTIES INC CMN STK Cmn 222795106 84 11,036 Sh Shared-defined 11,036 COUSINS PROPERTIES INC CMN STK Cmn 222795106 -- 57 Sh Shared-defined 1 57 COLUMN TOTALS 77,029
PAGE 162 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COVANCE INC CMN STOCK Cmn 222816900 3,596 65,900 Sh Call Shared-defined 1 65,900 COVANCE INC CMN STOCK Cmn 222816950 1,910 35,000 Sh Put Shared-defined 1 35,000 COVANCE INC CMN STOCK Cmn 222816100 325 5,948 Sh Shared-defined 5,948 COVANCE INC CMN STOCK Cmn 222816100 19 346 Sh Shared-defined 1 346 COVANTA HOLDING CORP 1% CB 2/1/2027 - REGISTERED Bond 22282EAA0 33,682 35,901,000 Prn Shared-defined N/A COVANTA HOLDING CORP CMN STK Cmn 22282E952 47,531 2,627,500 Sh Put Shared-defined 2,627,500 COVANTA HOLDING CORP CMN STK Cmn 22282E952 1,565 86,500 Sh Put Shared-defined 1 86,500 COVANTA HOLDING CORP CMN STK Cmn 22282E902 507 28,000 Sh Call Shared-defined 1 28,000 COVANTA HOLDING CORP CMN STK Cmn 22282E902 2 100 Sh Call Shared-defined 100 COVANTA HOLDING CORP CMN STK Cmn 22282E102 86 4,771 Sh Shared-defined 4,771 COVANTA HOLDING CORP CMN STK Cmn 22282E102 5 295 Sh Shared-defined 1 295 COVENTRY HEALTH CARE INC Cmn 222862904 1,737 71,500 Sh Call Shared-defined 1 71,500 COVENTRY HEALTH CARE INC Cmn 222862954 583 24,000 Sh Put Shared-defined 1 24,000 COVIDIEN PLC Cmn G2554F105 9,019 188,334 Sh Shared-defined 188,334 COLUMN TOTALS 100,567
PAGE 163 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) COVIDIEN PLC Cmn G2554F905 3,520 73,500 Sh Call Shared-defined 73,500 COVIDIEN PLC Cmn G2554F955 2,663 55,600 Sh Put Shared-defined 1 55,600 COVIDIEN PLC Cmn G2554F905 2,313 48,300 Sh Call Shared-defined 1 48,300 COVIDIEN PLC Cmn G2554F105 2,015 42,086 Sh Shared-defined 1 42,086 COVIDIEN PLC Cmn G2554F955 498 10,400 Sh Put Shared-defined 10,400 CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 139 3,661 Sh Shared-defined 3,661 CRACKER BARREL OLD COUNTRY STO Cmn 22410J906 1,972 51,900 Sh Call Shared-defined 1 51,900 CRACKER BARREL OLD COUNTRY STO Cmn 22410J956 1,915 50,400 Sh Put Shared-defined 1 50,400 CRANE CO Cmn 224399105 226 7,380 Sh Shared-defined 1 7,380 CRANE CO Cmn 224399955 352 11,500 Sh Put Shared-defined 1 11,500 CRANE CO Cmn 224399905 227 7,400 Sh Call Shared-defined 1 7,400 CRAY INC CMN STOCK Cmn 225223304 23 3,613 Sh Shared-defined 1 3,613 CRAY INC CMN STOCK Cmn 225223304 17 2,631 Sh Shared-defined 2,631 CRAY INC CMN STOCK Cmn 225223904 44 6,900 Sh Call Shared-defined 1 6,900 COLUMN TOTALS 15,924
PAGE 164 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CRAY INC CMN STOCK Cmn 225223954 6 1,000 Sh Put Shared-defined 1 1,000 CREDICORP LTD CMN STOCK Cmn G2519Y108 472 6,133 Sh Shared-defined 6,133 CREDIT SUISSE GROUP - SPON ADR 4:1 Depository Receipt 225401108 1,553 31,598 Sh Shared-defined N/A CREDIT SUISSE GROUP - SPON ADR 4:1 Depository Receipt 225401108 22 446 Sh Shared-defined 1 N/A CREE INC CMN STK Cmn 225447901 11,686 207,300 Sh Call Shared-defined 1 207,300 CREE INC CMN STK Cmn 225447951 10,316 183,000 Sh Put Shared-defined 1 183,000 CREE INC CMN STK Cmn 225447951 2,745 48,700 Sh Put Shared-defined 48,700 CREE INC CMN STK Cmn 225447901 2,210 39,200 Sh Call Shared-defined 39,200 CREE INC CMN STK Cmn 225447101 823 14,600 Sh Shared-defined 14,600 CREE INC CMN STK Cmn 225447101 582 10,321 Sh Shared-defined 1 10,321 CROCS INC COMMON STOCK Cmn 227046959 1,271 221,100 Sh Put Shared-defined 1 221,100 CROCS INC COMMON STOCK Cmn 227046909 852 148,200 Sh Call Shared-defined 1 148,200 CROCS INC COMMON STOCK Cmn 227046909 539 93,700 Sh Call Shared-defined 93,700 CROCS INC COMMON STOCK Cmn 227046959 163 28,300 Sh Put Shared-defined 28,300 COLUMN TOTALS 33,240
PAGE 165 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CROCS INC COMMON STOCK Cmn 227046109 543 94,506 Sh Shared-defined 1 94,506 CROCS INC COMMON STOCK Cmn 227046109 5 902 Sh Shared-defined 902 CROWN CASTLE INTL CMN STOCK Cmn 228227954 3,225 82,600 Sh Put Shared-defined 1 82,600 CROWN CASTLE INTL CMN STOCK Cmn 228227904 2,483 63,600 Sh Call Shared-defined 1 63,600 CROWN CASTLE INTL CMN STOCK Cmn 228227104 5,651 144,761 Sh Shared-defined 144,761 CROWN ENTERTAINMENT LTD Depository Receipt 585464100 702 208,224 Sh Shared-defined 1 N/A CROWN ENTERTAINMENT LTD Depository Receipt 585464100 518 153,649 Sh Shared-defined N/A CROWN HOLDINGS INC CMN STK Cmn 228368906 2,100 82,100 Sh Call Shared-defined 1 82,100 CROWN HOLDINGS INC CMN STK Cmn 228368956 673 26,300 Sh Put Shared-defined 1 26,300 CROWN HOLDINGS INC CMN STK Cmn 228368106 49,297 1,927,162 Sh Shared-defined 1,927,162 CROWN HOLDINGS INC CMN STK Cmn 228368106 14 566 Sh Shared-defined 1 566 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C909 19 5,300 Sh Call Shared-defined 1 5,300 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C109 16 4,409 Sh Shared-defined 1 4,409 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C109 4 1,128 Sh Shared-defined 1,128 COLUMN TOTALS 65,250
PAGE 166 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CRYSTALLEX INTL INC CMN STOCK Cmn 22942F901 3 9,000 Sh Call Shared-defined 1 9,000 CRYSTALLEX INTL INC CMN STOCK Cmn 22942F951 -- 700 Sh Put Shared-defined 700 CRYSTALLEX INTL INC CMN STOCK Cmn 22942F901 -- 400 Sh Call Shared-defined 400 CRYSTALLEX INTL INC CMN STOCK Cmn 22942F101 5 14,013 Sh Shared-defined 1 14,013 CSG SYS INTL INC 2.5% CB 06/15/2024-REGISTERED Bond 126349AB5 15,198 15,136,000 Prn Shared-defined N/A CSX CORP Cmn 126408103 2,794 57,621 Sh Shared-defined 1 57,621 CSX CORP Cmn 126408103 895 18,462 Sh Shared-defined 18,462 CSX CORP Cmn 126408953 21,971 453,100 Sh Put Shared-defined 1 453,100 CSX CORP Cmn 126408903 21,612 445,700 Sh Call Shared-defined 1 445,700 CSX CORP Cmn 126408953 12,874 265,500 Sh Put Shared-defined 265,500 CSX CORP Cmn 126408903 5,945 122,600 Sh Call Shared-defined 122,600 CTC MEDIA INC Cmn 12642X956 721 48,400 Sh Put Shared-defined 1 48,400 CTC MEDIA INC Cmn 12642X906 685 46,000 Sh Call Shared-defined 1 46,000 CTC MEDIA INC Cmn 12642X106 442 29,646 Sh Shared-defined 29,646 COLUMN TOTALS 83,145
PAGE 167 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CTC MEDIA INC Cmn 12642X106 400 26,866 Sh Shared-defined 1 26,866 CTRIP.COM INTERNATIONAL-ADR 1:2 Depository Receipt 22943F100 9,510 132,335 Sh Shared-defined N/A CTRIP.COM INTERNATIONAL-ADR 1:2 Depository Receipt 22943F100 1,294 18,005 Sh Shared-defined 1 N/A CUBIST PHARMACE 2.25% CB 6/15/2013-REGISTERED Bond 229678AC1 67,481 71,884,000 Prn Shared-defined N/A CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 7,317 385,724 Sh Shared-defined 385,724 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 822 43,326 Sh Shared-defined 1 43,326 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 1,309 69,000 Sh Call Shared-defined 1 69,000 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 1,055 55,600 Sh Put Shared-defined 1 55,600 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 30 1,600 Sh Put Shared-defined 1,600 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 4 200 Sh Call Shared-defined 200 CULLEN/FROST BANKERS INC CMN STK Cmn 229899909 1,320 26,400 Sh Call Shared-defined 1 26,400 CULLEN/FROST BANKERS INC CMN STK Cmn 229899959 1,125 22,500 Sh Put Shared-defined 1 22,500 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 1,507 30,132 Sh Shared-defined 30,132 CUMMINS INC Cmn 231021906 13,066 284,900 Sh Call Shared-defined 1 284,900 COLUMN TOTALS 106,240
PAGE 168 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CUMMINS INC Cmn 231021956 8,723 190,200 Sh Put Shared-defined 1 190,200 CUMMINS INC Cmn 231021906 6,806 148,400 Sh Call Shared-defined 148,400 CUMMINS INC Cmn 231021106 5,753 125,451 Sh Shared-defined 125,451 CUMMINS INC Cmn 231021956 4,297 93,700 Sh Put Shared-defined 93,700 CURTISS-WRIGHT CORP CMN STK Cmn 231561951 288 9,200 Sh Put Shared-defined 1 9,200 CURTISS-WRIGHT CORP CMN STK Cmn 231561901 229 7,300 Sh Call Shared-defined 1 7,300 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 466 14,874 Sh Shared-defined 14,874 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 202 6,463 Sh Shared-defined 1 6,463 CVB FINANCIAL CORP CMN STK Cmn 126600105 30,256 3,501,808 Sh Shared-defined 3,501,808 CVB FINANCIAL CORP CMN STK Cmn 126600105 20 2,366 Sh Shared-defined 1 2,366 CVR ENERGY INC Cmn 12662P108 539 78,559 Sh Shared-defined 78,559 CVS CAREMARK CORP CMN STK Cmn 126650100 8,953 277,954 Sh Shared-defined 277,954 CVS CAREMARK CORP CMN STK Cmn 126650100 6,451 200,291 Sh Shared-defined 1 200,291 CVS CAREMARK CORP CMN STK Cmn 126650950 32,004 993,600 Sh Put Shared-defined 1 993,600 COLUMN TOTALS 104,987
PAGE 169 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CVS CAREMARK CORP CMN STK Cmn 126650900 16,678 517,800 Sh Call Shared-defined 1 517,800 CVS CAREMARK CORP CMN STK Cmn 126650950 5,911 183,500 Sh Put Shared-defined 183,500 CVS CAREMARK CORP CMN STK Cmn 126650900 2,435 75,600 Sh Call Shared-defined 75,600 CYBERONICS INC CMN STK Cmn 23251P952 1,016 49,700 Sh Put Shared-defined 1 49,700 CYBERONICS INC CMN STK Cmn 23251P902 192 9,400 Sh Call Shared-defined 1 9,400 CYBERONICS INC CMN STK Cmn 23251P102 155 7,565 Sh Shared-defined 7,565 CYBERONICS INC CMN STK Cmn 23251P102 124 6,067 Sh Shared-defined 1 6,067 CYBERSOURCE CORP DEL CMN STOCK Cmn 23251J906 414 20,600 Sh Call Shared-defined 1 20,600 CYBERSOURCE CORP DEL CMN STOCK Cmn 23251J956 221 11,000 Sh Put Shared-defined 1 11,000 CYBERSOURCE CORP DEL CMN STOCK Cmn 23251J106 22 1,085 Sh Shared-defined 1 1,085 CYMER INC CMN STOCK Cmn 232572907 1,623 42,300 Sh Call Shared-defined 1 42,300 CYMER INC CMN STOCK Cmn 232572957 852 22,200 Sh Put Shared-defined 1 22,200 CYMER INC CMN STOCK Cmn 232572957 84 2,200 Sh Put Shared-defined 2,200 CYMER INC CMN STOCK Cmn 232572107 306 7,967 Sh Shared-defined 7,967 COLUMN TOTALS 30,033
PAGE 170 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CYMER INC CMN STOCK Cmn 232572107 106 2,772 Sh Shared-defined 1 2,772 CYPRESS BIOSCIENCES INC Cmn 232674907 196 34,100 Sh Call Shared-defined 1 34,100 CYPRESS BIOSCIENCES INC Cmn 232674507 21 3,663 Sh Shared-defined 1 3,663 CYPRESS BIOSCIENCES INC Cmn 232674957 20 3,400 Sh Put Shared-defined 1 3,400 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 7,607 720,400 Sh Put Shared-defined 1 720,400 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 3,556 336,700 Sh Put Shared-defined 336,700 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 458 43,400 Sh Call Shared-defined 1 43,400 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 206 19,500 Sh Call Shared-defined 19,500 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 6,645 629,264 Sh Shared-defined 1 629,264 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 4,605 436,081 Sh Shared-defined 436,081 CYTEC INDUSTRIES INC CMN STK Cmn 232820900 1,686 46,300 Sh Call Shared-defined 1 46,300 CYTEC INDUSTRIES INC CMN STK Cmn 232820950 787 21,600 Sh Put Shared-defined 1 21,600 CYTEC INDUSTRIES INC CMN STK Cmn 232820100 1,559 42,815 Sh Shared-defined 42,815 CYTOKINETICS INC COMMON STOCK Cmn 23282W950 30 10,300 Sh Put Shared-defined 1 10,300 COLUMN TOTALS 27,482
PAGE 171 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) CYTOKINETICS INC COMMON STOCK Cmn 23282W900 9 3,000 Sh Call Shared-defined 1 3,000 CYTOKINETICS INC COMMON STOCK Cmn 23282W100 92 31,480 Sh Shared-defined 1 31,480 CYTOMEDIX INC COMMON STOCK Cmn 23283B204 4 10,776 Sh Shared-defined 1 10,776 CYTRX CORP CMN STK Cmn 232828301 34 30,578 Sh Shared-defined 1 30,578 D R HORTON INC Cmn 23331A909 3,078 283,200 Sh Call Shared-defined 1 283,200 D R HORTON INC Cmn 23331A909 2,178 200,400 Sh Call Shared-defined 200,400 D R HORTON INC Cmn 23331A959 1,536 141,300 Sh Put Shared-defined 1 141,300 D R HORTON INC Cmn 23331A959 158 14,500 Sh Put Shared-defined 14,500 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R953 9,088 170,500 Sh Put Shared-defined 1 170,500 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R903 3,182 59,700 Sh Call Shared-defined 1 59,700 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R953 181 3,400 Sh Put Shared-defined 3,400 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R123 5,425 101,786 Sh Shared-defined 1 101,786 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R123 264 4,946 Sh Shared-defined 4,946 DAKTRONICS INC CMN STK Cmn 234264909 134 14,500 Sh Call Shared-defined 1 14,500 COLUMN TOTALS 25,363
PAGE 172 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DAKTRONICS INC CMN STK Cmn 234264959 68 7,400 Sh Put Shared-defined 1 7,400 DAKTRONICS INC CMN STK Cmn 234264109 19 2,069 Sh Shared-defined 2,069 DAKTRONICS INC CMN STK Cmn 234264109 11 1,192 Sh Shared-defined 1 1,192 DANA HOLDING CORP Cmn 235825205 35,240 3,250,956 Sh Shared-defined 3,250,956 DANA HOLDING CORP Cmn 235825905 843 77,800 Sh Call Shared-defined 1 77,800 DANA HOLDING CORP Cmn 235825955 524 48,300 Sh Put Shared-defined 1 48,300 DANAHER CORP CMN STK Cmn 235851952 14,100 187,500 Sh Put Shared-defined 1 187,500 DANAHER CORP CMN STK Cmn 235851902 9,686 128,800 Sh Call Shared-defined 1 128,800 DANAHER CORP CMN STK Cmn 235851952 5,302 70,500 Sh Put Shared-defined 70,500 DANAHER CORP CMN STK Cmn 235851902 4,061 54,000 Sh Call Shared-defined 54,000 DANAHER CORP CMN STK Cmn 235851102 693 9,218 Sh Shared-defined 1 9,218 DANAHER CORP CMN STK Cmn 235851102 551 7,322 Sh Shared-defined 7,322 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 8,427 240,300 Sh Put Shared-defined 1 240,300 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 6,902 196,800 Sh Call Shared-defined 1 196,800 COLUMN TOTALS 86,427
PAGE 173 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 6,695 190,900 Sh Put Shared-defined 190,900 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 4,682 133,500 Sh Call Shared-defined 133,500 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 5,880 167,663 Sh Shared-defined 167,663 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 1,520 43,345 Sh Shared-defined 1 43,345 DARLING INTL INC CMN STOCK Cmn 237266101 111 13,283 Sh Shared-defined 13,283 DAVITA INC CMN STOCK Cmn 23918K958 2,996 51,000 Sh Put Shared-defined 1 51,000 DAVITA INC CMN STOCK Cmn 23918K908 1,333 22,700 Sh Call Shared-defined 1 22,700 DAVITA INC CMN STOCK Cmn 23918K108 548 9,333 Sh Shared-defined 9,333 DAVITA INC CMN STOCK Cmn 23918K108 514 8,755 Sh Shared-defined 1 8,755 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q900 3 8,500 Sh Call Shared-defined 1 8,500 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q900 -- 1,000 Sh Call Shared-defined 1,000 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q100 2 5,963 Sh Shared-defined 1 5,963 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q100 1 2,500 Sh Shared-defined 2,500 DCT INDUSTRIAL TRUST INC Cmn 233153105 1,525 303,748 Sh Shared-defined 303,748 COLUMN TOTALS 25,810
PAGE 174 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 6,641 353,438 Sh Shared-defined 353,438 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 36 1,936 Sh Shared-defined 1 1,936 DEAN FOODS CO CMN STOCK Cmn 242370904 1,467 81,300 Sh Call Shared-defined 1 81,300 DEAN FOODS CO CMN STOCK Cmn 242370954 1,025 56,800 Sh Put Shared-defined 1 56,800 DEAN FOODS CO CMN STOCK Cmn 242370904 343 19,000 Sh Call Shared-defined 19,000 DEAN FOODS CO CMN STOCK Cmn 242370954 173 9,600 Sh Put Shared-defined 9,600 DEAN FOODS CO CMN STOCK Cmn 242370104 23,006 1,275,269 Sh Shared-defined 1,275,269 DEAN FOODS CO CMN STOCK Cmn 242370104 261 14,465 Sh Shared-defined 1 14,465 DECKERS OUTDOOR CORP CMN STK Cmn 243537957 11,983 117,800 Sh Put Shared-defined 1 117,800 DECKERS OUTDOOR CORP CMN STK Cmn 243537907 8,534 83,900 Sh Call Shared-defined 1 83,900 DECKERS OUTDOOR CORP CMN STK Cmn 243537957 5,483 53,900 Sh Put Shared-defined 53,900 DECKERS OUTDOOR CORP CMN STK Cmn 243537907 1,322 13,000 Sh Call Shared-defined 13,000 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 5,285 51,954 Sh Shared-defined 51,954 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 2,595 25,513 Sh Shared-defined 1 25,513 COLUMN TOTALS 68,154
PAGE 175 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DECODE GENETICS INC Cmn 243586104 3 22,662 Sh Shared-defined 1 22,662 DECODE GENETICS INC Cmn 243586904 -- 1,300 Sh Call Shared-defined 1 1,300 DEERE & COMPANY COMMON STOCK Cmn 244199955 36,770 679,800 Sh Put Shared-defined 1 679,800 DEERE & COMPANY COMMON STOCK Cmn 244199905 14,069 260,100 Sh Call Shared-defined 1 260,100 DEERE & COMPANY COMMON STOCK Cmn 244199955 12,533 231,700 Sh Put Shared-defined 231,700 DEERE & COMPANY COMMON STOCK Cmn 244199905 3,824 70,700 Sh Call Shared-defined 70,700 DEERE & COMPANY COMMON STOCK Cmn 244199105 2,008 37,129 Sh Shared-defined 37,129 DEL MONTE FOODS CMN STOCK Cmn 24522P103 439 38,756 Sh Shared-defined 38,756 DEL MONTE FOODS CMN STOCK Cmn 24522P103 33 2,921 Sh Shared-defined 1 2,921 DEL MONTE FOODS CMN STOCK Cmn 24522P903 74 6,500 Sh Call Shared-defined 1 6,500 DEL MONTE FOODS CMN STOCK Cmn 24522P953 27 2,400 Sh Put Shared-defined 1 2,400 DELCATH SYSTEMS INC Cmn 24661P104 62 12,139 Sh Shared-defined 12,139 DELCATH SYSTEMS INC Cmn 24661P104 24 4,631 Sh Shared-defined 1 4,631 DELL INC CMN STOCK Cmn 24702R951 27,126 1,889,000 Sh Put Shared-defined 1 1,889,000 COLUMN TOTALS 96,992
PAGE 176 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DELL INC CMN STOCK Cmn 24702R901 13,305 926,500 Sh Call Shared-defined 1 926,500 DELL INC CMN STOCK Cmn 24702R951 7,453 519,000 Sh Put Shared-defined 519,000 DELL INC CMN STOCK Cmn 24702R901 2,962 206,300 Sh Call Shared-defined 206,300 DELL INC CMN STOCK Cmn 24702R101 13,125 913,987 Sh Shared-defined 913,987 DELL INC CMN STOCK Cmn 24702R101 9,821 683,930 Sh Shared-defined 1 683,930 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131905 519 23,200 Sh Call Shared-defined 1 23,200 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131955 309 13,800 Sh Put Shared-defined 1 13,800 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131105 195 8,724 Sh Shared-defined 8,724 DELTA AIR LINES INC CMN STK Cmn 247361902 6,628 582,400 Sh Call Shared-defined 1 582,400 DELTA AIR LINES INC CMN STK Cmn 247361952 5,320 467,500 Sh Put Shared-defined 1 467,500 DELTA AIR LINES INC CMN STK Cmn 247361902 3,115 273,700 Sh Call Shared-defined 273,700 DELTA AIR LINES INC CMN STK Cmn 247361952 1,234 108,400 Sh Put Shared-defined 108,400 DELTA AIR LINES INC CMN STK Cmn 247361702 600 52,701 Sh Shared-defined 1 52,701 DELTA PETROLEUM CORP CMN STK Cmn 247907957 85 81,500 Sh Put Shared-defined 1 81,500 COLUMN TOTALS 64,671
PAGE 177 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DELTA PETROLEUM CORP CMN STK Cmn 247907907 48 45,800 Sh Call Shared-defined 1 45,800 DELTA PETROLEUM CORP CMN STK Cmn 247907207 98 93,889 Sh Shared-defined 1 93,889 DELTA PETROLEUM CORP CMN STK Cmn 247907207 14 13,150 Sh Shared-defined 13,150 DELTIC TIMBER CORP CMN STOCK Cmn 247850100 204 4,413 Sh Shared-defined 4,413 DELTIC TIMBER CORP CMN STOCK Cmn 247850100 3 61 Sh Shared-defined 1 61 DELUXE CORP Cmn 248019901 563 38,100 Sh Call Shared-defined 1 38,100 DELUXE CORP Cmn 248019101 290 19,607 Sh Shared-defined 19,607 DELUXE CORP Cmn 248019951 164 11,100 Sh Put Shared-defined 1 11,100 DELUXE CORP Cmn 248019101 16 1,089 Sh Shared-defined 1 1,089 DENBURY RES INC CMN STOCK Cmn 247916908 1,561 105,500 Sh Call Shared-defined 1 105,500 DENBURY RES INC CMN STOCK Cmn 247916908 1,185 80,100 Sh Call Shared-defined 80,100 DENBURY RES INC CMN STOCK Cmn 247916958 1,008 68,100 Sh Put Shared-defined 1 68,100 DENBURY RES INC CMN STOCK Cmn 247916958 604 40,800 Sh Put Shared-defined 40,800 DENBURY RES INC CMN STOCK Cmn 247916208 2,586 174,703 Sh Shared-defined 174,703 COLUMN TOTALS 8,344
PAGE 178 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DENBURY RES INC CMN STOCK Cmn 247916208 391 26,423 Sh Shared-defined 1 26,423 DENDREON CORP Cmn 24823Q907 15,757 599,600 Sh Call Shared-defined 1 599,600 DENDREON CORP Cmn 24823Q957 10,885 414,200 Sh Put Shared-defined 1 414,200 DENDREON CORP Cmn 24823Q107 8,928 339,740 Sh Shared-defined 339,740 DENDREON CORP Cmn 24823Q107 523 19,920 Sh Shared-defined 1 19,920 DENTSPLY INTERNATL INC CMN STK Cmn 249030907 672 19,100 Sh Call Shared-defined 1 19,100 DENTSPLY INTERNATL INC CMN STK Cmn 249030957 383 10,900 Sh Put Shared-defined 1 10,900 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 258 7,350 Sh Shared-defined 1 7,350 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 127 3,610 Sh Shared-defined 3,610 DEPOMED INC CMN STOCK Cmn 249908954 101 30,000 Sh Put Shared-defined 1 30,000 DEPOMED INC CMN STOCK Cmn 249908904 22 6,700 Sh Call Shared-defined 1 6,700 DEPOMED INC CMN STOCK Cmn 249908104 93 27,827 Sh Shared-defined 1 27,827 DESARROLLADORA HOMEX ADR 1:6 COMMON Depository Receipt 25030W100 235 6,991 Sh Shared-defined N/A DESARROLLADORA HOMEX ADR 1:6 COMMON Depository Receipt 25030W100 3 100 Sh Shared-defined 1 N/A COLUMN TOTALS 38,378
PAGE 179 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DEUTSCHE BANK Cmn D18190898 605 8,529 Sh Shared-defined 8,529 DEUTSCHE BANK Cmn D18190908 8,481 119,600 Sh Call Shared-defined 1 119,600 DEUTSCHE BANK Cmn D18190958 8,155 115,000 Sh Put Shared-defined 1 115,000 DEUTSCHE BANK Cmn D18190908 2,765 39,000 Sh Call Shared-defined 39,000 DEUTSCHE BANK Cmn D18190958 362 5,100 Sh Put Shared-defined 5,100 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591903 773 83,500 Sh Call Shared-defined 1 83,500 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591953 580 62,600 Sh Put Shared-defined 1 62,600 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 1,256 135,611 Sh Shared-defined 135,611 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 31,587 429,759 Sh Shared-defined 429,759 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 2,858 38,889 Sh Shared-defined 1 38,889 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 25,747 350,300 Sh Call Shared-defined 1 350,300 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 14,744 200,600 Sh Put Shared-defined 1 200,600 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 10,724 145,900 Sh Put Shared-defined 145,900 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 6,733 91,600 Sh Call Shared-defined 91,600 COLUMN TOTALS 115,370
PAGE 180 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DEVRY INC CMN STK Cmn 251893953 4,170 73,500 Sh Put Shared-defined 1 73,500 DEVRY INC CMN STK Cmn 251893903 2,105 37,100 Sh Call Shared-defined 1 37,100 DEVRY INC CMN STK Cmn 251893903 840 14,800 Sh Call Shared-defined 14,800 DEVRY INC CMN STK Cmn 251893953 408 7,200 Sh Put Shared-defined 7,200 DEVRY INC CMN STK Cmn 251893103 39,747 700,636 Sh Shared-defined 700,636 DEVRY INC CMN STK Cmn 251893103 1 24 Sh Shared-defined 1 24 DEXCOM INC COMMON STOCK Cmn 252131957 202 25,000 Sh Put Shared-defined 1 25,000 DEXCOM INC COMMON STOCK Cmn 252131907 33 4,100 Sh Call Shared-defined 1 4,100 DEXCOM INC COMMON STOCK Cmn 252131107 1 100 Sh Shared-defined 100 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 15 521 Sh Shared-defined 1 521 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 12 433 Sh Shared-defined 433 DG FASTCHANNEL INC CMN STOCK Cmn 23326R909 693 24,800 Sh Call Shared-defined 1 24,800 DG FASTCHANNEL INC CMN STOCK Cmn 23326R959 109 3,900 Sh Put Shared-defined 1 3,900 DHT MARITIME INC Cmn Y2065G105 3,816 1,036,899 Sh Shared-defined 1,036,899 COLUMN TOTALS 52,152
PAGE 181 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DHT MARITIME INC Cmn Y2065G955 193 52,500 Sh Put Shared-defined 1 52,500 DHT MARITIME INC Cmn Y2065G105 189 51,432 Sh Shared-defined 1 51,432 DHT MARITIME INC Cmn Y2065G905 52 14,000 Sh Call Shared-defined 1 14,000 DIAGEO PLC -SPONS ADR 4:1 Depository Receipt 25243Q205 917 13,206 Sh Shared-defined N/A DIAMOND FOODS INC COMMON STOCK Cmn 252603955 213 6,000 Sh Put Shared-defined 1 6,000 DIAMOND FOODS INC COMMON STOCK Cmn 252603905 100 2,800 Sh Call Shared-defined 1 2,800 DIAMOND FOODS INC COMMON STOCK Cmn 252603105 47 1,321 Sh Shared-defined 1 1,321 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 314 3,195 Sh Shared-defined 3,195 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 22 227 Sh Shared-defined 1 227 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C952 22,794 231,600 Sh Put Shared-defined 1 231,600 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C902 19,881 202,000 Sh Call Shared-defined 1 202,000 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C902 11,131 113,100 Sh Call Shared-defined 113,100 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C952 6,230 63,300 Sh Put Shared-defined 63,300 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 2,984 206,100 Sh Put Shared-defined 1 206,100 COLUMN TOTALS 65,067
PAGE 182 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 953 65,800 Sh Put Shared-defined 65,800 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 568 39,200 Sh Call Shared-defined 1 39,200 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 159 11,000 Sh Call Shared-defined 11,000 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 2,435 168,195 Sh Shared-defined 1 168,195 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 1,158 80,006 Sh Shared-defined 80,006 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 1,333 53,600 Sh Put Shared-defined 1 53,600 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 1,109 44,600 Sh Call Shared-defined 1 44,600 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 343 13,800 Sh Call Shared-defined 13,800 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 157 6,300 Sh Put Shared-defined 6,300 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 8,230 330,926 Sh Shared-defined 330,926 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 553 22,242 Sh Shared-defined 1 22,242 DIEBOLD INC CMN STK Cmn 253651953 2,003 70,400 Sh Put Shared-defined 1 70,400 DIEBOLD INC CMN STK Cmn 253651903 748 26,300 Sh Call Shared-defined 1 26,300 DIEBOLD INC CMN STK Cmn 253651103 814 28,623 Sh Shared-defined 1 28,623 COLUMN TOTALS 20,563
PAGE 183 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DIEBOLD INC CMN STK Cmn 253651103 554 19,487 Sh Shared-defined 19,487 DIGITAL ANGEL CORP CMN STOCK Cmn 25383A200 12 15,867 Sh Shared-defined 1 15,867 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868903 1,921 38,200 Sh Call Shared-defined 1 38,200 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868953 1,775 35,300 Sh Put Shared-defined 1 35,300 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868903 101 2,000 Sh Call Shared-defined 2,000 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868103 234 4,652 Sh Shared-defined 4,652 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868103 14 281 Sh Shared-defined 1 281 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 3,636 134,700 Sh Put Shared-defined 1 134,700 DIGITAL RIVER INC CMN STOCK Cmn 25388B904 3,433 127,200 Sh Call Shared-defined 1 127,200 DIGITAL RIVER INC CMN STOCK Cmn 25388B904 1,484 55,000 Sh Call Shared-defined 55,000 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 1,050 38,900 Sh Put Shared-defined 38,900 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 14,689 544,233 Sh Shared-defined 544,233 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 599 22,210 Sh Shared-defined 1 22,210 DIGITALGLOBE INC Cmn 25389M957 949 39,200 Sh Put Shared-defined 1 39,200 COLUMN TOTALS 30,451
PAGE 184 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DIGITALGLOBE INC Cmn 25389M907 455 18,800 Sh Call Shared-defined 1 18,800 DIGITALGLOBE INC Cmn 25389M877 279 11,530 Sh Shared-defined 1 11,530 DILLARD'S INC - CL A CMN STK Cmn 254067101 559 30,295 Sh Shared-defined 30,295 DILLARD'S INC - CL A CMN STK Cmn 254067101 52 2,806 Sh Shared-defined 1 2,806 DILLARD'S INC - CL A CMN STK Cmn 254067951 3,299 178,800 Sh Put Shared-defined 1 178,800 DILLARD'S INC - CL A CMN STK Cmn 254067951 1,620 87,800 Sh Put Shared-defined 87,800 DILLARD'S INC - CL A CMN STK Cmn 254067901 1,360 73,700 Sh Call Shared-defined 1 73,700 DILLARD'S INC - CL A CMN STK Cmn 254067901 485 26,300 Sh Call Shared-defined 26,300 DINEEQUITY INC CMN STK Cmn 254423106 9 371 Sh Shared-defined 371 DINEEQUITY INC CMN STK Cmn 254423106 1 24 Sh Shared-defined 1 24 DINEEQUITY INC CMN STK Cmn 254423906 1,533 63,100 Sh Call Shared-defined 1 63,100 DINEEQUITY INC CMN STK Cmn 254423956 381 15,700 Sh Put Shared-defined 1 15,700 DIODES INC CMN STK Cmn 254543901 552 27,000 Sh Call Shared-defined 1 27,000 DIODES INC CMN STK Cmn 254543951 405 19,800 Sh Put Shared-defined 1 19,800 COLUMN TOTALS 10,990
PAGE 185 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DIODES INC CMN STK Cmn 254543951 14 700 Sh Put Shared-defined 700 DIODES INC CMN STK Cmn 254543101 6,578 321,676 Sh Shared-defined 321,676 DIODES INC CMN STK Cmn 254543101 132 6,435 Sh Shared-defined 1 6,435 DIONEX CORP CMN STK Cmn 254546104 291 3,935 Sh Shared-defined 3,935 DIRECTV Cmn 25490A101 74,362 2,229,756 Sh Shared-defined 2,229,756 DIRECTV Cmn 25490A101 4,163 124,842 Sh Shared-defined 1 124,842 DIRECTV Cmn 25490A901 14,194 425,600 Sh Call Shared-defined 425,600 DIRECTV Cmn 25490A901 14,160 424,600 Sh Call Shared-defined 1 424,600 DIRECTV Cmn 25490A951 9,728 291,700 Sh Put Shared-defined 1 291,700 DIRECTV Cmn 25490A951 5,086 152,500 Sh Put Shared-defined 152,500 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 3,538 240,500 Sh Put Shared-defined 1 240,500 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 1,859 126,400 Sh Put Shared-defined 126,400 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 1,731 117,700 Sh Call Shared-defined 1 117,700 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 821 55,800 Sh Call Shared-defined 55,800 COLUMN TOTALS 136,657
PAGE 186 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 20,593 1,399,954 Sh Shared-defined 1,399,954 DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 324 22,054 Sh Shared-defined 1 22,054 DISCOVERY COMMUNICATIONS INC Cmn 25470F904 1,285 41,900 Sh Call Shared-defined 1 41,900 DISCOVERY COMMUNICATIONS INC Cmn 25470F954 61 2,000 Sh Put Shared-defined 1 2,000 DISCOVERY COMMUNICATIONS INC Cmn 25470F104 7 223 Sh Shared-defined 1 223 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 2,638 127,000 Sh Call Shared-defined 127,000 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 1,516 73,000 Sh Put Shared-defined 1 73,000 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 1,051 50,600 Sh Call Shared-defined 1 50,600 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 9,803 471,959 Sh Shared-defined 471,959 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 184 8,840 Sh Shared-defined 1 8,840 DISNEY WALT CO Cmn 254687106 5,150 159,697 Sh Shared-defined 159,697 DISNEY WALT CO Cmn 254687906 22,772 706,100 Sh Call Shared-defined 1 706,100 DISNEY WALT CO Cmn 254687956 21,965 681,100 Sh Put Shared-defined 1 681,100 DISNEY WALT CO Cmn 254687906 12,765 395,800 Sh Call Shared-defined 395,800 COLUMN TOTALS 100,114
PAGE 187 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DISNEY WALT CO Cmn 254687956 8,379 259,800 Sh Put Shared-defined 259,800 DIVX INC Cmn 255413956 43 7,700 Sh Put Shared-defined 1 7,700 DIVX INC Cmn 255413106 38 6,709 Sh Shared-defined 6,709 DIVX INC Cmn 255413906 30 5,300 Sh Call Shared-defined 1 5,300 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 1,823 38,200 Sh Call Shared-defined 1 38,200 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 1,165 24,400 Sh Put Shared-defined 1 24,400 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 449 9,400 Sh Put Shared-defined 9,400 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 334 7,000 Sh Call Shared-defined 7,000 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 9,181 192,345 Sh Shared-defined 192,345 DOLE FOOD CO INC Cmn 256603101 174 14,010 Sh Shared-defined 14,010 DOLE FOOD CO INC Cmn 256603101 8 607 Sh Shared-defined 1 607 DOLE FOOD CO INC Cmn 256603901 1,073 86,500 Sh Call Shared-defined 1 86,500 DOLE FOOD CO INC Cmn 256603951 25 2,000 Sh Put Shared-defined 1 2,000 DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST Bond 256664AB9 2,569 2,762,000 Prn Shared-defined N/A COLUMN TOTALS 25,291
PAGE 188 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DOLLAR FINANCIAL CORP COMMON STOCK Cmn 256664103 14 604 Sh Shared-defined 1 604 DOLLAR GENERAL CORP Cmn 256677905 377 16,800 Sh Call Shared-defined 1 16,800 DOLLAR GENERAL CORP Cmn 256677955 164 7,300 Sh Put Shared-defined 1 7,300 DOLLAR GENERAL CORP Cmn 256677105 1 50 Sh Shared-defined 1 50 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 2,643 103,200 Sh Put Shared-defined 1 103,200 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 909 35,500 Sh Call Shared-defined 1 35,500 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 466 18,200 Sh Put Shared-defined 18,200 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 205 8,000 Sh Call Shared-defined 8,000 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 14,888 581,333 Sh Shared-defined 581,333 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 2,599 101,469 Sh Shared-defined 1 101,469 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 7,139 147,800 Sh Call Shared-defined 1 147,800 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 4,361 90,300 Sh Put Shared-defined 1 90,300 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 2,256 46,700 Sh Call Shared-defined 46,700 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 1,415 29,300 Sh Put Shared-defined 29,300 COLUMN TOTALS 37,437
PAGE 189 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 12,470 258,180 Sh Shared-defined 258,180 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 34 701 Sh Shared-defined 1 701 DOMINION RESOURCES, INC. Cmn 25746U909 3,137 80,600 Sh Call Shared-defined 1 80,600 DOMINION RESOURCES, INC. Cmn 25746U959 2,168 55,700 Sh Put Shared-defined 1 55,700 DOMINION RESOURCES, INC. Cmn 25746U909 817 21,000 Sh Call Shared-defined 21,000 DOMINION RESOURCES, INC. Cmn 25746U959 307 7,900 Sh Put Shared-defined 7,900 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A951 65 7,700 Sh Put Shared-defined 1 7,700 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A901 40 4,800 Sh Call Shared-defined 1 4,800 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 95 11,315 Sh Shared-defined 1 11,315 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 89 10,679 Sh Shared-defined 10,679 DOMTAR CORP CMN STK Cmn 257559203 4,230 76,343 Sh Shared-defined 76,343 DOMTAR CORP CMN STK Cmn 257559203 146 2,636 Sh Shared-defined 1 2,636 DOMTAR CORP CMN STK Cmn 257559953 1,219 22,000 Sh Put Shared-defined 1 22,000 DOMTAR CORP CMN STK Cmn 257559903 560 10,100 Sh Call Shared-defined 10,100 COLUMN TOTALS 25,377
PAGE 190 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DOMTAR CORP CMN STK Cmn 257559903 515 9,300 Sh Call Shared-defined 1 9,300 DOMTAR CORP CMN STK Cmn 257559953 111 2,000 Sh Put Shared-defined 2,000 DONALDSON CO INC CMN STK Cmn 257651909 2,250 52,900 Sh Call Shared-defined 1 52,900 DONALDSON CO INC CMN STK Cmn 257651959 1,923 45,200 Sh Put Shared-defined 1 45,200 DONALDSON CO INC CMN STK Cmn 257651109 393 9,235 Sh Shared-defined 9,235 DONALDSON CO INC CMN STK Cmn 257651109 13 311 Sh Shared-defined 1 311 DONNELLEY R R & SONS CO Cmn 257867101 1,171 52,602 Sh Shared-defined 52,602 DONNELLEY R R & SONS CO Cmn 257867101 354 15,901 Sh Shared-defined 1 15,901 DONNELLEY R R & SONS CO Cmn 257867901 1,617 72,600 Sh Call Shared-defined 1 72,600 DONNELLEY R R & SONS CO Cmn 257867951 1,452 65,200 Sh Put Shared-defined 1 65,200 DOUGLAS EMMETT INC Cmn 25960P109 798 56,006 Sh Shared-defined 56,006 DOUGLAS EMMETT INC Cmn 25960P909 61 4,300 Sh Call Shared-defined 1 4,300 DOUGLAS EMMETT INC Cmn 25960P959 7 500 Sh Put Shared-defined 1 500 DOUGLAS EMMETT INC Cmn 25960P109 5 336 Sh Shared-defined 1 336 COLUMN TOTALS 10,670
PAGE 191 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DOVER CORP Cmn 260003108 2,600 62,487 Sh Shared-defined 62,487 DOVER CORP Cmn 260003908 1,802 43,300 Sh Call Shared-defined 1 43,300 DOVER CORP Cmn 260003958 999 24,000 Sh Put Shared-defined 1 24,000 DOVER CORP Cmn 260003108 11 273 Sh Shared-defined 1 273 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 174 6,308 Sh Shared-defined 1 6,308 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 17,064 617,600 Sh Put Shared-defined 1 617,600 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 16,990 614,900 Sh Call Shared-defined 1 614,900 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 7,800 282,300 Sh Call Shared-defined 282,300 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 5,849 211,700 Sh Put Shared-defined 211,700 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 2,888 102,055 Sh Shared-defined 1 102,055 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 29 1,036 Sh Shared-defined 1,036 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 1,981 70,000 Sh Put Shared-defined 1 70,000 DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 481 17,000 Sh Call Shared-defined 1 17,000 DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 37 1,300 Sh Call Shared-defined 1,300 COLUMN TOTALS 58,705
PAGE 192 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 17 600 Sh Put Shared-defined 600 DR REDDY'S LABORATORIES LTD ADR 2:1 Depository Receipt 256135203 444 18,325 Sh Shared-defined 1 N/A DR REDDY'S LABORATORIES LTD ADR 2:1 Depository Receipt 256135203 153 6,338 Sh Shared-defined N/A DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C953 1,426 35,700 Sh Put Shared-defined 1 35,700 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C903 883 22,100 Sh Call Shared-defined 1 22,100 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 107,986 2,703,035 Sh Shared-defined 2,703,035 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 786 19,664 Sh Shared-defined 1 19,664 DRESS BARN INC Cmn 261570105 11,515 498,470 Sh Shared-defined 498,470 DRESS BARN INC Cmn 261570955 1,936 83,800 Sh Put Shared-defined 1 83,800 DRESS BARN INC Cmn 261570905 483 20,900 Sh Call Shared-defined 1 20,900 DRESS BARN STEP-UP CB 12/15/24 - - REGISTERED Bond 261570AB1 106,848 47,750,000 Prn Shared-defined N/A DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608903 670 21,200 Sh Call Shared-defined 1 21,200 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608953 237 7,500 Sh Put Shared-defined 1 7,500 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 108 3,406 Sh Shared-defined 3,406 COLUMN TOTALS 233,492
PAGE 193 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 38 1,207 Sh Shared-defined 1 1,207 DRIL-QUIP INC CMN STOCK Cmn 262037954 1,954 34,600 Sh Put Shared-defined 1 34,600 DRIL-QUIP INC CMN STOCK Cmn 262037904 740 13,100 Sh Call Shared-defined 1 13,100 DRIL-QUIP INC CMN STOCK Cmn 262037104 2,160 38,252 Sh Shared-defined 38,252 DRIL-QUIP INC CMN STOCK Cmn 262037104 739 13,085 Sh Shared-defined 1 13,085 DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 12,532 2,153,300 Sh Put Shared-defined 1 2,153,300 DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 7,606 1,306,800 Sh Call Shared-defined 1 1,306,800 DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 22 3,800 Sh Put Shared-defined 3,800 DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 3 500 Sh Call Shared-defined 500 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 9,896 1,700,330 Sh Shared-defined 1 1,700,330 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 552 94,931 Sh Shared-defined 94,931 DST SYS INC DEL CMN STOCK Cmn 233326107 200 4,602 Sh Shared-defined 4,602 DST SYS INC DEL CMN STOCK Cmn 233326907 44 1,000 Sh Call Shared-defined 1 1,000 DSW INC COMMON STOCK Cmn 23334L902 826 31,900 Sh Call Shared-defined 1 31,900 COLUMN TOTALS 37,312
PAGE 194 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DSW INC COMMON STOCK Cmn 23334L952 531 20,500 Sh Put Shared-defined 1 20,500 DSW INC COMMON STOCK Cmn 23334L952 8 300 Sh Put Shared-defined 300 DSW INC COMMON STOCK Cmn 23334L102 425 16,424 Sh Shared-defined 16,424 DSW INC COMMON STOCK Cmn 23334L102 186 7,190 Sh Shared-defined 1 7,190 DTE ENERGY CO CMN SHRS Cmn 233331907 780 17,900 Sh Call Shared-defined 1 17,900 DTE ENERGY CO CMN SHRS Cmn 233331957 641 14,700 Sh Put Shared-defined 1 14,700 DTE ENERGY CO CMN SHRS Cmn 233331107 25 568 Sh Shared-defined 568 DTS INC COMMON STOCK Cmn 23335C101 5,172 151,193 Sh Shared-defined 151,193 DTS INC COMMON STOCK Cmn 23335C101 45 1,307 Sh Shared-defined 1 1,307 DUKE ENERGY COMMON STOCK Cmn 26441C105 7,232 420,192 Sh Shared-defined 420,192 DUKE ENERGY COMMON STOCK Cmn 26441C955 1,766 102,600 Sh Put Shared-defined 1 102,600 DUKE ENERGY COMMON STOCK Cmn 26441C905 1,759 102,200 Sh Call Shared-defined 1 102,200 DUKE ENERGY COMMON STOCK Cmn 26441C955 324 18,800 Sh Put Shared-defined 18,800 DUKE ENERGY COMMON STOCK Cmn 26441C905 262 15,200 Sh Call Shared-defined 15,200 COLUMN TOTALS 19,156
PAGE 195 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DUKE REALTY CORP CMN STK Cmn 264411505 4,309 354,060 Sh Shared-defined 354,060 DUKE REALTY CORP CMN STK Cmn 264411955 610 50,100 Sh Put Shared-defined 1 50,100 DUKE REALTY CORP CMN STK Cmn 264411905 71 5,800 Sh Call Shared-defined 5,800 DUKE REALTY CORP CMN STK Cmn 264411905 44 3,600 Sh Call Shared-defined 1 3,600 DUKE REALTY CORP CMN STK Cmn 264411955 44 3,600 Sh Put Shared-defined 3,600 DUN & BRADSTREET CORP NEW Cmn 26483E100 1,245 14,759 Sh Shared-defined 14,759 DUOYUAN GLOBAL WATER INC-ADR Depository Receipt 266043108 443 12,387 Sh Shared-defined N/A DUOYUAN GLOBAL WATER INC-ADR Depository Receipt 266043108 45 1,257 Sh Shared-defined 1 N/A DYAX CORP Cmn 26746E903 110 32,400 Sh Call Shared-defined 1 32,400 DYAX CORP Cmn 26746E103 9 2,759 Sh Shared-defined 2,759 DYAX CORP Cmn 26746E953 4 1,200 Sh Put Shared-defined 1 1,200 DYCOM INDUSTRIES INC CMN STK Cmn 267475901 133 16,600 Sh Call Shared-defined 1 16,600 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 157 19,520 Sh Shared-defined 19,520 DYNAMIC MATERIALS CORP CMN STK Cmn 267888905 918 45,800 Sh Call Shared-defined 1 45,800 COLUMN TOTALS 8,142
PAGE 196 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) DYNAMIC MATERIALS CORP CMN STK Cmn 267888955 762 38,000 Sh Put Shared-defined 1 38,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 518 25,815 Sh Shared-defined 1 25,815 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 15 751 Sh Shared-defined 751 DYNAVAX TECHNOLOGIES CORP COMMON STOCK Cmn 268158102 16 11,426 Sh Shared-defined 11,426 DYNAVAX TECHNOLOGIES CORP COMMON STOCK Cmn 268158102 6 4,062 Sh Shared-defined 1 4,062 DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C101 1,678 116,966 Sh Shared-defined 116,966 DYNEGY INC CMN STOCK Cmn 26817G952 793 437,900 Sh Put Shared-defined 1 437,900 DYNEGY INC CMN STOCK Cmn 26817G902 109 60,100 Sh Call Shared-defined 1 60,100 DYNEGY INC CMN STOCK Cmn 26817G902 7 3,800 Sh Call Shared-defined 3,800 DYNEGY INC CMN STOCK Cmn 26817G952 5 2,500 Sh Put Shared-defined 2,500 DYNEGY INC CMN STOCK Cmn 26817G102 10,394 5,742,472 Sh Shared-defined 5,742,472 DYNEGY INC CMN STOCK Cmn 26817G102 656 362,471 Sh Shared-defined 1 362,471 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246104 290,277 165,872,473 Sh Shared-defined 165,872,473 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246104 510 291,645 Sh Shared-defined 1 291,645 COLUMN TOTALS 305,746
PAGE 197 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246954 113 64,700 Sh Put Shared-defined 1 64,700 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246904 25 14,400 Sh Call Shared-defined 1 14,400 E. I. DU PONT DE NEMOURS AND COM Cmn 263534909 14,774 438,800 Sh Call Shared-defined 1 438,800 E. I. DU PONT DE NEMOURS AND COM Cmn 263534959 11,697 347,400 Sh Put Shared-defined 1 347,400 E. I. DU PONT DE NEMOURS AND COM Cmn 263534909 11,451 340,100 Sh Call Shared-defined 340,100 E. I. DU PONT DE NEMOURS AND COM Cmn 263534959 5,461 162,200 Sh Put Shared-defined 162,200 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A951 1,198 242,100 Sh Put Shared-defined 1 242,100 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A901 107 21,600 Sh Call Shared-defined 1 21,600 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 925 186,860 Sh Shared-defined 1 186,860 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 127 25,568 Sh Shared-defined 25,568 EAGLE MATERIALS INC CMN STK Cmn 26969P958 917 35,200 Sh Put Shared-defined 1 35,200 EAGLE MATERIALS INC CMN STK Cmn 26969P908 808 31,000 Sh Call Shared-defined 1 31,000 EAGLE MATERIALS INC CMN STK Cmn 26969P108 174 6,675 Sh Shared-defined 1 6,675 EAGLE MATERIALS INC CMN STK Cmn 26969P108 42 1,594 Sh Shared-defined 1,594 COLUMN TOTALS 47,819
PAGE 198 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EARTHLINK INC 3.25% CB 11/15/2026 - - REGISTERED Bond 270321AA0 30,801 28,000,000 Prn Shared-defined N/A EARTHLINK INC CMN STOCK Cmn 270321902 381 45,800 Sh Call Shared-defined 1 45,800 EARTHLINK INC CMN STOCK Cmn 270321952 243 29,300 Sh Put Shared-defined 1 29,300 EARTHLINK INC CMN STOCK Cmn 270321102 825 99,304 Sh Shared-defined 99,304 EARTHLINK INC CMN STOCK Cmn 270321102 59 7,116 Sh Shared-defined 1 7,116 EASTGROUP PROPERTIES CMN STK Cmn 277276101 943 24,626 Sh Shared-defined 24,626 EASTGROUP PROPERTIES CMN STK Cmn 277276101 -- 10 Sh Shared-defined 1 10 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 378 6,276 Sh Shared-defined 6,276 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 35 575 Sh Shared-defined 1 575 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 4,000 66,400 Sh Call Shared-defined 1 66,400 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 2,349 39,000 Sh Put Shared-defined 1 39,000 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 1,458 24,200 Sh Put Shared-defined 24,200 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 855 14,200 Sh Call Shared-defined 14,200 EASTMAN KODAK COMMON STOCK Cmn 277461109 2,067 489,710 Sh Shared-defined 489,710 COLUMN TOTALS 44,394
PAGE 199 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EASTMAN KODAK COMMON STOCK Cmn 277461109 51 12,188 Sh Shared-defined 1 12,188 EASTMAN KODAK COMMON STOCK Cmn 277461909 4,198 994,800 Sh Call Shared-defined 1 994,800 EASTMAN KODAK COMMON STOCK Cmn 277461959 1,077 255,100 Sh Put Shared-defined 1 255,100 EASTMAN KODAK COMMON STOCK Cmn 277461909 712 168,700 Sh Call Shared-defined 168,700 EASTMAN KODAK COMMON STOCK Cmn 277461959 268 63,500 Sh Put Shared-defined 63,500 EATON CORP Cmn 278058902 8,182 128,600 Sh Call Shared-defined 1 128,600 EATON CORP Cmn 278058952 4,988 78,400 Sh Put Shared-defined 1 78,400 EATON CORP Cmn 278058102 4,935 77,570 Sh Shared-defined 77,570 EATON CORP Cmn 278058902 2,475 38,900 Sh Call Shared-defined 38,900 EATON CORP Cmn 278058952 1,979 31,100 Sh Put Shared-defined 31,100 EATON VANCE CORP CMN STK Cmn 278265903 839 27,600 Sh Call Shared-defined 1 27,600 EATON VANCE CORP CMN STK Cmn 278265953 262 8,600 Sh Put Shared-defined 1 8,600 EATON VANCE CORP CMN STK Cmn 278265103 14 466 Sh Shared-defined 1 466 EBAY INC COM STK Cmn 278642953 32,817 1,394,100 Sh Put Shared-defined 1 1,394,100 COLUMN TOTALS 62,797
PAGE 200 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EBAY INC COM STK Cmn 278642903 32,629 1,386,100 Sh Call Shared-defined 1 1,386,100 EBAY INC COM STK Cmn 278642903 4,077 173,200 Sh Call Shared-defined 173,200 EBAY INC COM STK Cmn 278642953 2,719 115,500 Sh Put Shared-defined 115,500 EBAY INC COM STK Cmn 278642103 95,346 4,050,374 Sh Shared-defined 4,050,374 EBAY INC COM STK Cmn 278642103 1,698 72,153 Sh Shared-defined 1 72,153 EBIX INC CMN STK Cmn 278715906 4,043 82,800 Sh Call Shared-defined 1 82,800 EBIX INC CMN STK Cmn 278715956 3,296 67,500 Sh Put Shared-defined 1 67,500 EBIX INC CMN STK Cmn 278715956 1,367 28,000 Sh Put Shared-defined 28,000 EBIX INC CMN STK Cmn 278715906 1,055 21,600 Sh Call Shared-defined 21,600 EBIX INC CMN STK Cmn 278715206 649 13,295 Sh Shared-defined 1 13,295 EBIX INC CMN STK Cmn 278715206 19 380 Sh Shared-defined 380 ECHELON CORP CMN STOCK Cmn 27874N905 306 26,500 Sh Call Shared-defined 1 26,500 ECHELON CORP CMN STOCK Cmn 27874N955 268 23,200 Sh Put Shared-defined 1 23,200 ECHELON CORP CMN STOCK Cmn 27874N105 18 1,544 Sh Shared-defined 1,544 COLUMN TOTALS 147,490
PAGE 201 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ECHO GLOBAL LOGISTICS INC Cmn 27875T101 3,434 270,626 Sh Shared-defined 270,626 ECHOSTAR CORP Cmn 278768906 749 37,200 Sh Call Shared-defined 1 37,200 ECHOSTAR CORP Cmn 278768956 352 17,500 Sh Put Shared-defined 1 17,500 ECHOSTAR CORP Cmn 278768106 240 11,894 Sh Shared-defined 11,894 ECHOSTAR CORP Cmn 278768106 3 162 Sh Shared-defined 1 162 ECLIPSYS CORP CMN STOCK Cmn 278856959 400 21,600 Sh Put Shared-defined 1 21,600 ECLIPSYS CORP CMN STOCK Cmn 278856909 309 16,700 Sh Call Shared-defined 1 16,700 ECLIPSYS CORP CMN STOCK Cmn 278856109 3,229 174,370 Sh Shared-defined 174,370 ECLIPSYS CORP CMN STOCK Cmn 278856109 402 21,687 Sh Shared-defined 1 21,687 ECOLAB INC Cmn 278865100 1,147 25,735 Sh Shared-defined 25,735 ECOLAB INC Cmn 278865100 25 551 Sh Shared-defined 1 551 ECOLAB INC Cmn 278865900 1,623 36,400 Sh Call Shared-defined 1 36,400 ECOLAB INC Cmn 278865950 1,476 33,100 Sh Put Shared-defined 1 33,100 EDISON INTERNATIONAL Cmn 281020107 3,334 95,857 Sh Shared-defined 1 95,857 COLUMN TOTALS 16,723
PAGE 202 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EDISON INTERNATIONAL Cmn 281020957 2,915 83,800 Sh Put Shared-defined 1 83,800 EDISON INTERNATIONAL Cmn 281020107 1,912 54,981 Sh Shared-defined 54,981 EDISON INTERNATIONAL Cmn 281020907 1,273 36,600 Sh Call Shared-defined 1 36,600 EDISON INTERNATIONAL Cmn 281020957 1,217 35,000 Sh Put Shared-defined 35,000 EDISON INTERNATIONAL Cmn 281020907 289 8,300 Sh Call Shared-defined 8,300 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 218 9,897 Sh Shared-defined 1 9,897 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 3,604 41,500 Sh Put Shared-defined 1 41,500 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 2,666 30,700 Sh Call Shared-defined 1 30,700 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 261 3,000 Sh Call Shared-defined 3,000 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 61 700 Sh Put Shared-defined 700 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 1,145 13,178 Sh Shared-defined 1 13,178 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 439 5,057 Sh Shared-defined 5,057 EHOME INNS & HOTELS MANAGEMENT INC ADR Depository Receipt 43713W107 227 6,409 Sh Shared-defined N/A EHOME INNS & HOTELS MANAGEMENT INC ADR Depository Receipt 43713W107 54 1,539 Sh Shared-defined 1 N/A COLUMN TOTALS 16,281
PAGE 203 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EL PASO CORP CMN STK Cmn 28336L109 4,545 462,348 Sh Shared-defined 1 462,348 EL PASO CORP CMN STK Cmn 28336L109 1,899 193,211 Sh Shared-defined 193,211 EL PASO CORP CMN STK Cmn 28336L959 3,174 322,900 Sh Put Shared-defined 1 322,900 EL PASO CORP CMN STK Cmn 28336L909 1,937 197,000 Sh Call Shared-defined 1 197,000 EL PASO CORP CMN STK Cmn 28336L959 1,255 127,700 Sh Put Shared-defined 127,700 EL PASO CORP CMN STK Cmn 28336L909 1,001 101,800 Sh Call Shared-defined 101,800 ELAN PLC ADR 1:1 Depository Receipt 284131208 7,304 1,120,196 Sh Shared-defined N/A ELAN PLC ADR 1:1 Depository Receipt 284131208 925 141,921 Sh Shared-defined 1 N/A ELDORADO GOLD COMMON STOCK Cmn 284902953 2,979 210,200 Sh Put Shared-defined 1 210,200 ELDORADO GOLD COMMON STOCK Cmn 284902953 1,639 115,700 Sh Put Shared-defined 115,700 ELDORADO GOLD COMMON STOCK Cmn 284902903 1,445 102,000 Sh Call Shared-defined 1 102,000 ELDORADO GOLD COMMON STOCK Cmn 284902903 207 14,600 Sh Call Shared-defined 14,600 ELDORADO GOLD COMMON STOCK Cmn 284902103 957 67,534 Sh Shared-defined 1 67,534 ELDORADO GOLD COMMON STOCK Cmn 284902103 111 7,819 Sh Shared-defined 7,819 COLUMN TOTALS 29,378
PAGE 204 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ELECTRONIC ARTS INC CMN STK Cmn 285512909 11,378 641,000 Sh Call Shared-defined 1 641,000 ELECTRONIC ARTS INC CMN STK Cmn 285512959 7,054 397,400 Sh Put Shared-defined 1 397,400 ELECTRONIC ARTS INC CMN STK Cmn 285512909 5,996 337,800 Sh Call Shared-defined 337,800 ELECTRONIC ARTS INC CMN STK Cmn 285512959 5,723 322,400 Sh Put Shared-defined 322,400 ELECTRONIC ARTS INC CMN STK Cmn 285512109 13,210 744,234 Sh Shared-defined 744,234 ELECTRONIC ARTS INC CMN STK Cmn 285512109 3,913 220,430 Sh Shared-defined 1 220,430 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 778 59,773 Sh Shared-defined 59,773 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082902 360 27,700 Sh Call Shared-defined 1 27,700 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082952 51 3,900 Sh Put Shared-defined 1 3,900 ELECTRO-OPTICAL SCIENCES INC Cmn 285192900 804 77,600 Sh Call Shared-defined 1 77,600 ELECTRO-OPTICAL SCIENCES INC Cmn 285192950 683 65,900 Sh Put Shared-defined 1 65,900 ELI LILLY COMMON STOCK Cmn 532457908 16,859 472,100 Sh Call Shared-defined 1 472,100 ELI LILLY COMMON STOCK Cmn 532457958 16,441 460,400 Sh Put Shared-defined 1 460,400 ELI LILLY COMMON STOCK Cmn 532457958 12,598 352,800 Sh Put Shared-defined 352,800 COLUMN TOTALS 95,848
PAGE 205 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ELI LILLY COMMON STOCK Cmn 532457908 8,110 227,100 Sh Call Shared-defined 227,100 ELI LILLY COMMON STOCK Cmn 532457108 1,481 41,471 Sh Shared-defined 41,471 ELIZABETH ARDEN INC CMN STOCK Cmn 28660G106 411 28,430 Sh Shared-defined 28,430 EMC CORPORATION 1.75% CB DUE 12/01/2011 - REGISTER Bond 268648AK8 21,167 17,500,000 Prn Shared-defined N/A EMC CORPORATION 1.75% CB DUE 12/1/2013 - REGISTERE Bond 268648AM4 195,323 156,870,000 Prn Shared-defined N/A EMC CORPORATION COMMON STOCK Cmn 268648952 19,241 1,101,400 Sh Put Shared-defined 1 1,101,400 EMC CORPORATION COMMON STOCK Cmn 268648902 11,752 672,700 Sh Call Shared-defined 1 672,700 EMC CORPORATION COMMON STOCK Cmn 268648902 6,791 388,700 Sh Call Shared-defined 388,700 EMC CORPORATION COMMON STOCK Cmn 268648952 1,630 93,300 Sh Put Shared-defined 93,300 EMC CORPORATION COMMON STOCK Cmn 268648102 6,672 381,924 Sh Shared-defined 1 381,924 EMC CORPORATION COMMON STOCK Cmn 268648102 4,134 236,611 Sh Shared-defined 236,611 EMCOR GROUP INC COMMON STOCK Cmn 29084Q900 1,009 37,500 Sh Call Shared-defined 1 37,500 EMCOR GROUP INC COMMON STOCK Cmn 29084Q950 619 23,000 Sh Put Shared-defined 1 23,000 EMCOR GROUP INC COMMON STOCK Cmn 29084Q950 30 1,100 Sh Put Shared-defined 1,100 COLUMN TOTALS 278,370
PAGE 206 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EMCOR GROUP INC COMMON STOCK Cmn 29084Q900 16 600 Sh Call Shared-defined 600 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 20 752 Sh Shared-defined 752 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 14 537 Sh Shared-defined 1 537 EMCORE CORP CMN STOCK Cmn 290846104 13 12,253 Sh Shared-defined 12,253 EMCORE CORP CMN STOCK Cmn 290846104 3 2,490 Sh Shared-defined 1 2,490 EMCORE CORP CMN STOCK Cmn 290846954 8 7,600 Sh Put Shared-defined 1 7,600 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P102 2,941 54,305 Sh Shared-defined 54,305 EMERGENT BIOSOLUTIONS INC Cmn 29089Q905 503 37,000 Sh Call Shared-defined 1 37,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q955 217 16,000 Sh Put Shared-defined 1 16,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 130 9,557 Sh Shared-defined 9,557 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 45 3,317 Sh Shared-defined 1 3,317 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 286 6,721 Sh Shared-defined 6,721 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 14,914 350,100 Sh Call Shared-defined 1 350,100 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 10,889 255,600 Sh Call Shared-defined 255,600 COLUMN TOTALS 29,999
PAGE 207 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 7,161 168,100 Sh Put Shared-defined 1 168,100 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 4,763 111,800 Sh Put Shared-defined 111,800 EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 537 28,673 Sh Shared-defined 28,673 EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 5 283 Sh Shared-defined 1 283 EMULEX CORP CMN STK Cmn 292475209 2,790 255,937 Sh Shared-defined 255,937 EMULEX CORP CMN STK Cmn 292475209 873 80,110 Sh Shared-defined 1 80,110 EMULEX CORP CMN STK Cmn 292475959 2,633 241,600 Sh Put Shared-defined 1 241,600 EMULEX CORP CMN STK Cmn 292475909 219 20,100 Sh Call Shared-defined 1 20,100 EMULEX CORP CMN STK Cmn 292475909 13 1,200 Sh Call Shared-defined 1,200 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 228 4,287 Sh Shared-defined 4,287 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 38 720 Sh Shared-defined 1 720 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R906 1,299 24,200 Sh Call Shared-defined 1 24,200 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R956 655 12,200 Sh Put Shared-defined 1 12,200 ENCANA CORP CMN STOCK Cmn 292505954 2,740 84,600 Sh Put Shared-defined 1 84,600 COLUMN TOTALS 23,954
PAGE 208 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ENCANA CORP CMN STOCK Cmn 292505904 2,549 78,700 Sh Call Shared-defined 1 78,700 ENCANA CORP CMN STOCK Cmn 292505104 3,192 98,539 Sh Shared-defined 1 98,539 ENCANA CORP CMN STOCK Cmn 292505104 475 14,666 Sh Shared-defined 14,666 ENCORE ACQUISITION COMPANY Cmn 29255W950 2,291 47,700 Sh Put Shared-defined 1 47,700 ENCORE ACQUISITION COMPANY Cmn 29255W900 1,594 33,200 Sh Call Shared-defined 1 33,200 ENCORE ACQUISITION COMPANY Cmn 29255W100 178 3,709 Sh Shared-defined 1 3,709 ENCORE ACQUISITION COMPANY Cmn 29255W100 4 76 Sh Shared-defined 76 ENCORE WIRE CORP CMN STK Cmn 292562905 499 23,700 Sh Call Shared-defined 1 23,700 ENCORE WIRE CORP CMN STK Cmn 292562955 386 18,300 Sh Put Shared-defined 1 18,300 ENCORE WIRE CORP CMN STK Cmn 292562105 108 5,125 Sh Shared-defined 5,125 ENDO PHARMACEUTICAL 1.75% CB 4/15/15 - 144A Bond 29264FAA4 118,989 128,000,000 Prn Shared-defined N/A ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F905 265 12,900 Sh Call Shared-defined 1 12,900 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F955 205 10,000 Sh Put Shared-defined 1 10,000 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 55 2,678 Sh Shared-defined 2,678 COLUMN TOTALS 130,790
PAGE 209 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 22 1,054 Sh Shared-defined 1 1,054 ENDOLOGIX INC CMN STOCK Cmn 29266S106 4,131 782,438 Sh Shared-defined 782,438 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397906 495 13,300 Sh Call Shared-defined 1 13,300 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397956 104 2,800 Sh Put Shared-defined 1 2,800 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 152 4,082 Sh Shared-defined 4,082 ENER1 INC CMN STK Cmn 29267A953 362 57,100 Sh Put Shared-defined 1 57,100 ENER1 INC CMN STK Cmn 29267A903 23 3,600 Sh Call Shared-defined 1 3,600 ENER1 INC CMN STK Cmn 29267A203 193 30,486 Sh Shared-defined 1 30,486 ENER1 INC CMN STK Cmn 29267A203 11 1,800 Sh Shared-defined 1,800 ENERGEN CORP CMN STK Cmn 29265N908 2,382 50,900 Sh Call Shared-defined 1 50,900 ENERGEN CORP CMN STK Cmn 29265N958 225 4,800 Sh Put Shared-defined 1 4,800 ENERGEN CORP CMN STK Cmn 29265N108 96 2,045 Sh Shared-defined 2,045 ENERGEN CORP CMN STK Cmn 29265N108 2 53 Sh Shared-defined 1 53 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 49,997 815,885 Sh Shared-defined 815,885 COLUMN TOTALS 58,195
PAGE 210 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 1,661 27,100 Sh Call Shared-defined 1 27,100 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 754 12,300 Sh Put Shared-defined 1 12,300 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 533 8,700 Sh Call Shared-defined 8,700 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 214 3,500 Sh Put Shared-defined 3,500 ENERGY CONVERSION DEV CMN STK Cmn 292659109 956 90,424 Sh Shared-defined 1 90,424 ENERGY CONVERSION DEV CMN STK Cmn 292659109 335 31,720 Sh Shared-defined 31,720 ENERGY CONVERSION DEV CMN STK Cmn 292659909 3,633 343,700 Sh Call Shared-defined 1 343,700 ENERGY CONVERSION DEV CMN STK Cmn 292659959 3,377 319,500 Sh Put Shared-defined 1 319,500 ENERGY CONVERSION DEV CMN STK Cmn 292659909 106 10,000 Sh Call Shared-defined 10,000 ENERGY RECOVERY INC Cmn 29270J950 151 21,900 Sh Put Shared-defined 1 21,900 ENERGY RECOVERY INC Cmn 29270J100 116 16,830 Sh Shared-defined 1 16,830 ENERGY RECOVERY INC Cmn 29270J900 33 4,800 Sh Call Shared-defined 1 4,800 ENERGY RECOVERY INC Cmn 29270J100 15 2,141 Sh Shared-defined 2,141 ENERGY TRANSFER EQUITY LP Cmn 29273V900 1,563 51,100 Sh Call Shared-defined 1 51,100 COLUMN TOTALS 13,447
PAGE 211 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ENERGY TRANSFER EQUITY LP Cmn 29273V950 560 18,300 Sh Put Shared-defined 1 18,300 ENERGY TRANSFER PARTNERS LP Cmn 29273R959 1,745 38,800 Sh Put Shared-defined 1 38,800 ENERGY TRANSFER PARTNERS LP Cmn 29273R909 1,255 27,900 Sh Call Shared-defined 1 27,900 ENERGY TRANSFER PARTNERS LP Cmn 29273R109 267 5,948 Sh Shared-defined 1 5,948 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 3,141 136,800 Sh Put Shared-defined 1 136,800 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D904 2,374 103,400 Sh Call Shared-defined 1 103,400 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 2,045 89,064 Sh Shared-defined 1 89,064 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 338 14,704 Sh Shared-defined 14,704 ENERSYS Cmn 29275Y902 715 32,700 Sh Call Shared-defined 1 32,700 ENERSYS Cmn 29275Y952 282 12,900 Sh Put Shared-defined 1 12,900 ENERSYS 3.375% CB 6/1/38 -REGISTERED Bond 29275YAA0 33,951 38,000,000 Prn Shared-defined N/A ENGLOBAL CORP CMN STOCK Cmn 293306956 15 4,700 Sh Put Shared-defined 1 4,700 ENGLOBAL CORP CMN STOCK Cmn 293306106 27 8,707 Sh Shared-defined 1 8,707 ENGLOBAL CORP CMN STOCK Cmn 293306106 8 2,696 Sh Shared-defined 2,696 COLUMN TOTALS 46,723
PAGE 212 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ENI SPA - SPONS ADR Depository Receipt 26874R108 253 4,996 Sh Shared-defined N/A ENNIS INC CMN STK Cmn 293389102 173 10,315 Sh Shared-defined 10,315 ENNIS INC CMN STK Cmn 293389102 35 2,110 Sh Shared-defined 1 2,110 ENPRO 3.9375% CB 10/15/2015-REGISTERED Bond 29355XAB3 45,541 44,846,000 Prn Shared-defined N/A ENTERGY CORP NEW Cmn 29364G103 4,153 50,746 Sh Shared-defined 1 50,746 ENTERGY CORP NEW Cmn 29364G103 865 10,573 Sh Shared-defined 10,573 ENTERGY CORP NEW Cmn 29364G953 10,353 126,500 Sh Put Shared-defined 1 126,500 ENTERGY CORP NEW Cmn 29364G903 4,190 51,200 Sh Call Shared-defined 1 51,200 ENTERGY CORP NEW Cmn 29364G903 491 6,000 Sh Call Shared-defined 6,000 ENTERGY CORP NEW Cmn 29364G953 483 5,900 Sh Put Shared-defined 5,900 ENTERPRISE PRODUCTS PARTNERS LP Cmn 293792907 1,778 56,600 Sh Call Shared-defined 1 56,600 ENTERPRISE PRODUCTS PARTNERS LP Cmn 293792957 440 14,000 Sh Put Shared-defined 1 14,000 ENTERTAINMENT PROPERTIES 5.75% PERPETUAL - REGISTE Pref Stk 29380T402 5 280 Sh Shared-defined 1 N/A ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 1,809 51,281 Sh Shared-defined 51,281 COLUMN TOTALS 70,569
PAGE 213 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T905 1,591 45,100 Sh Call Shared-defined 1 45,100 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T955 1,291 36,600 Sh Put Shared-defined 1 36,600 ENTERTAINMENT PROPERTIES TRUST 9% CONV PREF - PERP Pref Stk 29380T600 3 134 Sh Shared-defined 1 N/A ENTITLEMENTS OWENS CORNING INC NAKED AMERICAN Wt 690742127 -- 23 Shared-defined 1 N/A ENZO BIOCHEM INC CMN STK Cmn 294100102 46 8,501 Sh Shared-defined 1 8,501 ENZO BIOCHEM INC CMN STK Cmn 294100102 32 5,954 Sh Shared-defined 5,954 ENZO BIOCHEM INC CMN STK Cmn 294100902 34 6,300 Sh Call Shared-defined 1 6,300 ENZO BIOCHEM INC CMN STK Cmn 294100952 22 4,000 Sh Put Shared-defined 1 4,000 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904908 466 44,300 Sh Call Shared-defined 1 44,300 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904958 45 4,300 Sh Put Shared-defined 1 4,300 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 173 16,405 Sh Shared-defined 16,405 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 57 5,415 Sh Shared-defined 1 5,415 EOG RESOURCES INC CMN STOCK Cmn 26875P101 8,696 89,377 Sh Shared-defined 89,377 EOG RESOURCES INC CMN STOCK Cmn 26875P901 15,889 163,300 Sh Call Shared-defined 1 163,300 COLUMN TOTALS 28,345
PAGE 214 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EOG RESOURCES INC CMN STOCK Cmn 26875P901 8,504 87,400 Sh Call Shared-defined 87,400 EOG RESOURCES INC CMN STOCK Cmn 26875P951 7,765 79,800 Sh Put Shared-defined 1 79,800 EOG RESOURCES INC CMN STOCK Cmn 26875P951 7,424 76,300 Sh Put Shared-defined 76,300 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D959 343 24,500 Sh Put Shared-defined 1 24,500 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D909 309 22,100 Sh Call Shared-defined 1 22,100 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 256 18,308 Sh Shared-defined 18,308 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 158 11,323 Sh Shared-defined 1 11,323 EQT CORPORATION Cmn 26884L909 2,135 48,600 Sh Call Shared-defined 1 48,600 EQT CORPORATION Cmn 26884L959 1,212 27,600 Sh Put Shared-defined 1 27,600 EQT CORPORATION Cmn 26884L109 421 9,588 Sh Shared-defined 9,588 EQUIFAX INC CMN STK Cmn 294429955 899 29,100 Sh Put Shared-defined 1 29,100 EQUIFAX INC CMN STK Cmn 294429905 386 12,500 Sh Call Shared-defined 1 12,500 EQUIFAX INC CMN STK Cmn 294429905 12 400 Sh Call Shared-defined 400 EQUIFAX INC CMN STK Cmn 294429105 13,438 435,023 Sh Shared-defined 435,023 COLUMN TOTALS 43,262
PAGE 215 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EQUIFAX INC CMN STK Cmn 294429105 5 160 Sh Shared-defined 1 160 EQUINIX INC 3% CB 10/15/2014 - REGISTERED Bond 29444UAG1 121,846 105,091,000 Prn Shared-defined N/A EQUINIX INC CMN STOCK Cmn 29444U952 16,846 158,700 Sh Put Shared-defined 1 158,700 EQUINIX INC CMN STOCK Cmn 29444U902 15,158 142,800 Sh Call Shared-defined 1 142,800 EQUINIX INC CMN STOCK Cmn 29444U952 3,598 33,900 Sh Put Shared-defined 33,900 EQUINIX INC CMN STOCK Cmn 29444U902 2,505 23,600 Sh Call Shared-defined 23,600 EQUINIX INC CMN STOCK Cmn 29444U502 13,552 127,669 Sh Shared-defined 127,669 EQUINIX INC CMN STOCK Cmn 29444U502 5,967 56,214 Sh Shared-defined 1 56,214 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511905 411 33,600 Sh Call Shared-defined 1 33,600 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511955 362 29,600 Sh Put Shared-defined 1 29,600 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511955 104 8,500 Sh Put Shared-defined 8,500 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511905 34 2,800 Sh Call Shared-defined 2,800 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511105 1,132 92,573 Sh Shared-defined 92,573 EQUITY BARE ESCENTUALS INC COMMON STOCK Cmn 067511105 1,106 90,414 Sh Shared-defined 1 90,414 COLUMN TOTALS 182,626
PAGE 216 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y950 228 82,100 Sh Put Shared-defined 1 82,100 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y900 41 14,900 Sh Call Shared-defined 1 14,900 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 159 57,328 Sh Shared-defined 1 57,328 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 7 2,612 Sh Shared-defined 2,612 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 44,063 3,696,567 Sh Shared-defined 3,696,567 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 546 45,800 Sh Call Shared-defined 1 45,800 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 470 39,400 Sh Put Shared-defined 1 39,400 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 157 13,200 Sh Call Shared-defined 13,200 EQUITY LIFESTYLE PROPERTIES INC CMN STK Cmn 29472R108 247 4,887 Sh Shared-defined 4,887 EQUITY LIFESTYLE PROPERTIES INC CMN STK Cmn 29472R108 5 99 Sh Shared-defined 1 99 EQUITY ONE INC CMN STOCK Cmn 294752950 1,239 76,600 Sh Put Shared-defined 1 76,600 EQUITY ONE INC CMN STOCK Cmn 294752900 63 3,900 Sh Call Shared-defined 1 3,900 EQUITY ONE INC CMN STOCK Cmn 294752100 625 38,641 Sh Shared-defined 1 38,641 EQUITY ONE INC CMN STOCK Cmn 294752100 83 5,131 Sh Shared-defined 5,131 COLUMN TOTALS 47,933
PAGE 217 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EQUITY RESIDENTIAL TR Cmn 29476L957 2,243 66,400 Sh Put Shared-defined 1 66,400 EQUITY RESIDENTIAL TR Cmn 29476L907 1,307 38,700 Sh Call Shared-defined 1 38,700 EQUITY RESIDENTIAL TR Cmn 29476L907 1,105 32,700 Sh Call Shared-defined 32,700 EQUITY RESIDENTIAL TR Cmn 29476L957 199 5,900 Sh Put Shared-defined 5,900 EQUITY VENOCO INC COMMON STOCK Cmn 92275P307 538 41,279 Sh Shared-defined 41,279 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V908 187 31,100 Sh Call Shared-defined 1 31,100 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V958 24 4,000 Sh Put Shared-defined 1 4,000 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V108 14 2,302 Sh Shared-defined 1 2,302 ERICSSON 'B FREE' ADR 1:2 Depository Receipt 294821608 1,091 118,742 Sh Shared-defined N/A ERICSSON 'B FREE' ADR 1:2 Depository Receipt 294821608 24 2,664 Sh Shared-defined 1 N/A ERIE INDTY CO CMN STOCK Cmn 29530P102 1,623 41,596 Sh Shared-defined 41,596 ERIE INDTY CO CMN STOCK Cmn 29530P102 19 486 Sh Shared-defined 1 486 ESSEX PPTY TR CMN STOCK Cmn 297178905 7,445 89,000 Sh Call Shared-defined 1 89,000 ESSEX PPTY TR CMN STOCK Cmn 297178955 6,968 83,300 Sh Put Shared-defined 1 83,300 COLUMN TOTALS 22,787
PAGE 218 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ESSEX PPTY TR CMN STOCK Cmn 297178955 1,798 21,500 Sh Put Shared-defined 21,500 ESSEX PPTY TR CMN STOCK Cmn 297178905 594 7,100 Sh Call Shared-defined 7,100 ESSEX PPTY TR CMN STOCK Cmn 297178105 1,449 17,321 Sh Shared-defined 17,321 ESSEX PPTY TR CMN STOCK Cmn 297178105 21 247 Sh Shared-defined 1 247 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 6,915 143,000 Sh Put Shared-defined 1 143,000 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 5,586 115,500 Sh Put Shared-defined 115,500 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439904 2,771 57,300 Sh Call Shared-defined 57,300 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439904 2,645 54,700 Sh Call Shared-defined 1 54,700 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 7,515 155,393 Sh Shared-defined 155,393 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 18 376 Sh Shared-defined 1 376 ESTERLINE TECHNOLOGIES, INC. Cmn 297425100 203 4,975 Sh Shared-defined 4,975 ESTERLINE TECHNOLOGIES, INC. Cmn 297425100 5 118 Sh Shared-defined 1 118 ETFC ZERO 08/31/2019 Bond 269246AZ7 385,085 230,245,000 Prn Shared-defined N/A ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602954 483 36,000 Sh Put Shared-defined 1 36,000 COLUMN TOTALS 415,088
PAGE 219 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602904 254 18,900 Sh Call Shared-defined 1 18,900 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 120 8,973 Sh Shared-defined 8,973 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 4 308 Sh Shared-defined 1 308 EURONET WORLDWIDE 3.5% CB 09/28/25 -REGISTERED Bond 298736AF6 17,898 19,078,000 Prn Shared-defined N/A EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 146 6,657 Sh Shared-defined 6,657 EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 3 136 Sh Shared-defined 1 136 EURONET WORLDWIDE INC CMN STOCK Cmn 298736959 220 10,000 Sh Put Shared-defined 10,000 EUROSEAS LTD Cmn Y23592950 56 14,300 Sh Put Shared-defined 1 14,300 EUROSEAS LTD Cmn Y23592200 28 7,234 Sh Shared-defined 1 7,234 EUROSEAS LTD Cmn Y23592900 17 4,300 Sh Call Shared-defined 1 4,300 EV3 INC COMMON STOCK Cmn 26928A900 195 14,600 Sh Call Shared-defined 1 14,600 EV3 INC COMMON STOCK Cmn 26928A950 160 12,000 Sh Put Shared-defined 1 12,000 EV3 INC COMMON STOCK Cmn 26928A200 101 7,584 Sh Shared-defined 7,584 EV3 INC COMMON STOCK Cmn 26928A200 12 927 Sh Shared-defined 1 927 COLUMN TOTALS 19,214
PAGE 220 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 3,247 37,900 Sh Call Shared-defined 1 37,900 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 2,073 24,200 Sh Put Shared-defined 1 24,200 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 763 8,900 Sh Put Shared-defined 8,900 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 231 2,700 Sh Call Shared-defined 2,700 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 47,671 556,379 Sh Shared-defined 556,379 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 249 2,909 Sh Shared-defined 1 2,909 EVERGREEN ENERGY INC CMN STOCK Cmn 30024B904 5 14,700 Sh Call Shared-defined 1 14,700 EVERGREEN ENERGY INC CMN STOCK Cmn 30024B954 1 3,700 Sh Put Shared-defined 1 3,700 EVERGREEN ENERGY INC CMN STOCK Cmn 30024B104 5 13,350 Sh Shared-defined 1 13,350 EVERGREEN ENERGY INC CMN STOCK Cmn 30024B104 1 2,608 Sh Shared-defined 2,608 EVERGREEN SOLAR INC Cmn 30033R908 373 247,300 Sh Call Shared-defined 1 247,300 EVERGREEN SOLAR INC Cmn 30033R958 129 85,700 Sh Put Shared-defined 1 85,700 EVERGREEN SOLAR INC Cmn 30033R108 20 13,096 Sh Shared-defined 13,096 EVERGREEN SOLAR INC Cmn 30033R108 5 3,439 Sh Shared-defined 1 3,439 COLUMN TOTALS 54,773
PAGE 221 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EVERGREEN SOLAR INC Cmn 30033R908 1 600 Sh Call Shared-defined 600 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N957 1,326 215,300 Sh Put Shared-defined 1 215,300 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N907 288 46,800 Sh Call Shared-defined 1 46,800 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 687 111,560 Sh Shared-defined 1 111,560 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 350 56,745 Sh Shared-defined 56,745 EXCO RESOURCES INC CMN STK Cmn 269279952 2,887 136,000 Sh Put Shared-defined 1 136,000 EXCO RESOURCES INC CMN STK Cmn 269279902 2,458 115,800 Sh Call Shared-defined 1 115,800 EXCO RESOURCES INC CMN STK Cmn 269279952 1,486 70,000 Sh Put Shared-defined 70,000 EXCO RESOURCES INC CMN STK Cmn 269279902 701 33,000 Sh Call Shared-defined 33,000 EXCO RESOURCES INC CMN STK Cmn 269279402 1,619 76,251 Sh Shared-defined 1 76,251 EXCO RESOURCES INC CMN STK Cmn 269279402 1,580 74,443 Sh Shared-defined 74,443 EXELIXIS INC CMN STK Cmn 30161Q954 260 35,300 Sh Put Shared-defined 1 35,300 EXELIXIS INC CMN STK Cmn 30161Q904 155 21,000 Sh Call Shared-defined 1 21,000 EXELIXIS INC CMN STK Cmn 30161Q104 119 16,176 Sh Shared-defined 1 16,176 COLUMN TOTALS 13,917
PAGE 222 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EXELON CORP Cmn 30161N101 35,841 733,401 Sh Shared-defined 733,401 EXELON CORP Cmn 30161N101 4,125 84,398 Sh Shared-defined 1 84,398 EXELON CORP Cmn 30161N951 7,492 153,300 Sh Put Shared-defined 1 153,300 EXELON CORP Cmn 30161N901 6,534 133,700 Sh Call Shared-defined 1 133,700 EXELON CORP Cmn 30161N951 3,304 67,600 Sh Put Shared-defined 67,600 EXELON CORP Cmn 30161N901 2,121 43,400 Sh Call Shared-defined 43,400 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051906 251 35,300 Sh Call Shared-defined 1 35,300 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051956 92 13,000 Sh Put Shared-defined 1 13,000 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 71 9,952 Sh Shared-defined 1 9,952 EXLSERVICE HOLDINGS INC Cmn 302081104 9,365 515,701 Sh Shared-defined 515,701 EXPEDIA INC COMMON STOCK Cmn 30212P905 3,818 148,500 Sh Call Shared-defined 1 148,500 EXPEDIA INC COMMON STOCK Cmn 30212P955 3,044 118,400 Sh Put Shared-defined 1 118,400 EXPEDIA INC COMMON STOCK Cmn 30212P905 900 35,000 Sh Call Shared-defined 35,000 EXPEDIA INC COMMON STOCK Cmn 30212P955 622 24,200 Sh Put Shared-defined 24,200 COLUMN TOTALS 77,580
PAGE 223 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EXPEDIA INC COMMON STOCK Cmn 30212P105 18,111 704,421 Sh Shared-defined 704,421 EXPEDIA INC COMMON STOCK Cmn 30212P105 52 2,011 Sh Shared-defined 1 2,011 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 4,338 124,900 Sh Call Shared-defined 1 124,900 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 3,994 115,000 Sh Put Shared-defined 1 115,000 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 1,271 36,600 Sh Call Shared-defined 36,600 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 403 11,600 Sh Put Shared-defined 11,600 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 11 309 Sh Shared-defined 309 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 16,806 194,400 Sh Call Shared-defined 1 194,400 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 13,382 154,800 Sh Put Shared-defined 1 154,800 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 6,596 76,300 Sh Call Shared-defined 76,300 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 4,850 56,100 Sh Put Shared-defined 56,100 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 66,953 774,469 Sh Shared-defined 774,469 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 276 3,192 Sh Shared-defined 1 3,192 EXTERRAN HOLDINGS INC Cmn 30225X103 4,897 228,297 Sh Shared-defined 228,297 COLUMN TOTALS 141,940
PAGE 224 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EXTERRAN HOLDINGS INC Cmn 30225X103 8 391 Sh Shared-defined 1 391 EXTERRAN HOLDINGS INC Cmn 30225X903 1,008 47,000 Sh Call Shared-defined 1 47,000 EXTERRAN HOLDINGS INC Cmn 30225X953 483 22,500 Sh Put Shared-defined 1 22,500 EXTREME NETWORKS INC CMN Cmn 30226D906 21 7,200 Sh Call Shared-defined 1 7,200 EXTREME NETWORKS INC CMN Cmn 30226D956 5 1,600 Sh Put Shared-defined 1 1,600 EXTREME NETWORKS INC CMN Cmn 30226D106 21 7,192 Sh Shared-defined 7,192 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 94,770 1,389,793 Sh Shared-defined 1,389,793 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 20,753 304,346 Sh Shared-defined 1 304,346 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 111,109 1,629,400 Sh Put Shared-defined 1 1,629,400 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 47,181 691,900 Sh Call Shared-defined 1 691,900 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 46,369 680,000 Sh Put Shared-defined 680,000 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 25,585 375,200 Sh Call Shared-defined 375,200 EZCORP INC -CL A CMN STK Cmn 302301906 644 37,400 Sh Call Shared-defined 1 37,400 EZCORP INC -CL A CMN STK Cmn 302301956 528 30,700 Sh Put Shared-defined 1 30,700 COLUMN TOTALS 348,485
PAGE 225 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) EZCORP INC -CL A CMN STK Cmn 302301106 325 18,857 Sh Shared-defined 1 18,857 EZCORP INC -CL A CMN STK Cmn 302301106 231 13,399 Sh Shared-defined 13,399 F N B CORP/PA CMN STK Cmn 302520101 7,305 1,075,879 Sh Shared-defined 1,075,879 F5 NETWORKS INC CMN STOCK Cmn 315616952 8,752 165,200 Sh Put Shared-defined 1 165,200 F5 NETWORKS INC CMN STOCK Cmn 315616902 6,034 113,900 Sh Call Shared-defined 1 113,900 F5 NETWORKS INC CMN STOCK Cmn 315616952 2,617 49,400 Sh Put Shared-defined 49,400 F5 NETWORKS INC CMN STOCK Cmn 315616902 1,923 36,300 Sh Call Shared-defined 36,300 F5 NETWORKS INC CMN STOCK Cmn 315616102 4,250 80,215 Sh Shared-defined 80,215 F5 NETWORKS INC CMN STOCK Cmn 315616102 2,629 49,628 Sh Shared-defined 1 49,628 FACET BIOTECH CORP-W/I Cmn 30303Q103 200 11,403 Sh Shared-defined 1 11,403 FACET BIOTECH CORP-W/I Cmn 30303Q103 8 457 Sh Shared-defined 457 FACTSET RESH SYS INC CMN STOCK Cmn 303075955 4,150 63,000 Sh Put Shared-defined 1 63,000 FACTSET RESH SYS INC CMN STOCK Cmn 303075905 2,668 40,500 Sh Call Shared-defined 1 40,500 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 3,473 52,726 Sh Shared-defined 1 52,726 COLUMN TOTALS 44,565
PAGE 226 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FACTSET RESH SYS INC CMN STOCK Cmn 303075105 42 645 Sh Shared-defined 645 FAIR ISAAC CORPORATION CMN STK Cmn 303250954 972 45,600 Sh Put Shared-defined 1 45,600 FAIR ISAAC CORPORATION CMN STK Cmn 303250904 100 4,700 Sh Call Shared-defined 1 4,700 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 111 5,228 Sh Shared-defined 1 5,228 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 63 2,963 Sh Shared-defined 2,963 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726103 5,188 519,369 Sh Shared-defined 519,369 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726903 406 40,600 Sh Call Shared-defined 1 40,600 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726953 380 38,000 Sh Put Shared-defined 1 38,000 FAMILY DOLLAR STORES CMN STK Cmn 307000959 4,358 156,600 Sh Put Shared-defined 1 156,600 FAMILY DOLLAR STORES CMN STK Cmn 307000909 2,341 84,100 Sh Call Shared-defined 1 84,100 FAMILY DOLLAR STORES CMN STK Cmn 307000959 1,943 69,800 Sh Put Shared-defined 69,800 FAMILY DOLLAR STORES CMN STK Cmn 307000909 1,124 40,400 Sh Call Shared-defined 40,400 FAMILY DOLLAR STORES CMN STK Cmn 307000109 2,515 90,361 Sh Shared-defined 90,361 FAMILY DOLLAR STORES CMN STK Cmn 307000109 938 33,704 Sh Shared-defined 1 33,704 COLUMN TOTALS 20,481
PAGE 227 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FANNIE MAE 8.75% MAND 5/13/11 - REGISTERED Bond 313586745 1 694 Prn Shared-defined 1 N/A FANNIE MAE CMN STOCK Cmn 313586109 38 31,988 Sh Shared-defined 31,988 FANNIE MAE CMN STOCK Cmn 313586959 1,025 868,600 Sh Put Shared-defined 1 868,600 FANNIE MAE CMN STOCK Cmn 313586909 623 528,100 Sh Call Shared-defined 1 528,100 FANNIE MAE CMN STOCK Cmn 313586959 73 62,200 Sh Put Shared-defined 62,200 FANNIE MAE CMN STOCK Cmn 313586909 2 1,900 Sh Call Shared-defined 1,900 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642902 832 38,800 Sh Call Shared-defined 1 38,800 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642952 519 24,200 Sh Put Shared-defined 1 24,200 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642102 14 662 Sh Shared-defined 1 662 FASTENAL CO CMN STK Cmn 311900954 6,812 163,600 Sh Put Shared-defined 1 163,600 FASTENAL CO CMN STK Cmn 311900904 2,128 51,100 Sh Call Shared-defined 1 51,100 FASTENAL CO CMN STK Cmn 311900104 2,870 68,933 Sh Shared-defined 1 68,933 FASTENAL CO CMN STK Cmn 311900104 1,661 39,889 Sh Shared-defined 39,889 FBR CAPITAL MARKETS CORP Cmn 30247C301 1,980 320,359 Sh Shared-defined 320,359 COLUMN TOTALS 18,578
PAGE 228 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 85 12,148 Sh Shared-defined 1 12,148 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 4 587 Sh Shared-defined 587 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148906 76 10,800 Sh Call Shared-defined 1 10,800 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148956 48 6,800 Sh Put Shared-defined 1 6,800 FEDERAL HOME LN MTG CORP Cmn 313400301 63 43,045 Sh Shared-defined 43,045 FEDERAL HOME LN MTG CORP Cmn 313400301 33 22,634 Sh Shared-defined 1 22,634 FEDERAL HOME LN MTG CORP Cmn 313400951 660 448,900 Sh Put Shared-defined 1 448,900 FEDERAL HOME LN MTG CORP Cmn 313400901 617 419,900 Sh Call Shared-defined 1 419,900 FEDERAL HOME LN MTG CORP Cmn 313400951 121 82,500 Sh Put Shared-defined 82,500 FEDERAL HOME LN MTG CORP Cmn 313400901 18 12,400 Sh Call Shared-defined 12,400 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 3,670 54,200 Sh Call Shared-defined 1 54,200 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 2,418 35,700 Sh Put Shared-defined 1 35,700 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 989 14,600 Sh Put Shared-defined 14,600 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 758 11,200 Sh Call Shared-defined 11,200 COLUMN TOTALS 9,560
PAGE 229 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 3 47 Sh Shared-defined 47 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 301 49,925 Sh Shared-defined 49,925 FEDERATED INVESTORS INC-CL B Cmn 314211103 12,861 467,661 Sh Shared-defined 467,661 FEDERATED INVESTORS INC-CL B Cmn 314211953 968 35,200 Sh Put Shared-defined 1 35,200 FEDERATED INVESTORS INC-CL B Cmn 314211903 160 5,800 Sh Call Shared-defined 1 5,800 FEDERATED INVESTORS INC-CL B Cmn 314211103 85 3,090 Sh Shared-defined 1 3,090 FEDEX CORPORATION CMN STOCK Cmn 31428X956 29,800 357,100 Sh Put Shared-defined 1 357,100 FEDEX CORPORATION CMN STOCK Cmn 31428X956 19,018 227,900 Sh Put Shared-defined 227,900 FEDEX CORPORATION CMN STOCK Cmn 31428X906 18,225 218,400 Sh Call Shared-defined 1 218,400 FEDEX CORPORATION CMN STOCK Cmn 31428X906 13,953 167,200 Sh Call Shared-defined 167,200 FEDEX CORPORATION CMN STOCK Cmn 31428X106 5,570 66,743 Sh Shared-defined 1 66,743 FEDEX CORPORATION CMN STOCK Cmn 31428X106 3,281 39,317 Sh Shared-defined 39,317 FEI CO CMN STOCK Cmn 30241L109 396 16,966 Sh Shared-defined 16,966 FEI CO CMN STOCK Cmn 30241L109 4 168 Sh Shared-defined 1 168 COLUMN TOTALS 104,625
PAGE 230 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FEI CO CMN STOCK Cmn 30241L909 958 41,000 Sh Call Shared-defined 1 41,000 FEI CO CMN STOCK Cmn 30241L959 477 20,400 Sh Put Shared-defined 1 20,400 FEI COMPANY 2.875% CB 06/01/2013 - REGISTERED Bond 30241LAF6 47,387 45,178,000 Prn Shared-defined N/A FERRO CORP Cmn 315405950 338 41,000 Sh Put Shared-defined 1 41,000 FERRO CORP Cmn 315405900 245 29,700 Sh Call Shared-defined 1 29,700 FERRO CORP Cmn 315405100 161 19,593 Sh Shared-defined 19,593 FERRO CORP Cmn 315405100 70 8,504 Sh Shared-defined 1 8,504 FERRO CORP Cmn 315405900 16 2,000 Sh Call Shared-defined 2,000 FERRO CORP Cmn 315405950 12 1,500 Sh Put Shared-defined 1,500 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 1,576 117,107 Sh Shared-defined 117,107 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 99 7,335 Sh Shared-defined 1 7,335 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R955 669 49,700 Sh Put Shared-defined 1 49,700 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 394 29,300 Sh Call Shared-defined 1 29,300 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 17,244 735,666 Sh Shared-defined 735,666 COLUMN TOTALS 69,646
PAGE 231 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 102 4,365 Sh Shared-defined 1 4,365 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M956 560 23,900 Sh Put Shared-defined 1 23,900 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M906 328 14,000 Sh Call Shared-defined 1 14,000 FIFTH THIRD 8.5% CONV PREF - PERP - REGISTERED Pref Stk 316773209 17 145 Sh Shared-defined 1 N/A FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 3,747 384,300 Sh Call Shared-defined 1 384,300 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 3,536 362,700 Sh Put Shared-defined 1 362,700 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 1,701 174,500 Sh Put Shared-defined 174,500 FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 1,146 117,500 Sh Call Shared-defined 117,500 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 4,917 504,288 Sh Shared-defined 1 504,288 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 2,974 305,039 Sh Shared-defined 305,039 FINISAR CORCMN STOCK Cmn 31787A507 193 21,591 Sh Shared-defined 21,591 FINISAR CORCMN STOCK Cmn 31787A507 2 191 Sh Shared-defined 1 191 FINISH LINE INC -CL A CMN STK Cmn 317923900 259 20,600 Sh Call Shared-defined 1 20,600 FINISH LINE INC -CL A CMN STK Cmn 317923950 70 5,600 Sh Put Shared-defined 1 5,600 COLUMN TOTALS 19,552
PAGE 232 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FINISH LINE INC -CL A CMN STK Cmn 317923900 1 100 Sh Call Shared-defined 100 FINISH LINE INC -CL A CMN STK Cmn 317923100 37 2,940 Sh Shared-defined 1 2,940 FIRST AMER FINL CP CA CMN STK Cmn 318522957 2,506 75,700 Sh Put Shared-defined 1 75,700 FIRST AMER FINL CP CA CMN STK Cmn 318522907 2,066 62,400 Sh Call Shared-defined 1 62,400 FIRST AMER FINL CP CA CMN STK Cmn 318522307 6,050 182,728 Sh Shared-defined 182,728 FIRST CASH, INC. Cmn 31942D907 373 16,800 Sh Call Shared-defined 1 16,800 FIRST CASH, INC. Cmn 31942D957 89 4,000 Sh Put Shared-defined 1 4,000 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 224 48,092 Sh Shared-defined 48,092 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 1 134 Sh Shared-defined 1 134 FIRST FINL BANCSHARES INC CMN STOCK Cmn 32020R109 193 3,563 Sh Shared-defined 3,563 FIRST FINL BANCSHARES INC CMN STOCK Cmn 32020R109 70 1,293 Sh Shared-defined 1 1,293 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 894 66,700 Sh Put Shared-defined 1 66,700 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 635 47,400 Sh Call Shared-defined 1 47,400 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 268 20,000 Sh Call Shared-defined 20,000 COLUMN TOTALS 13,407
PAGE 233 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 184 13,700 Sh Put Shared-defined 13,700 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 212 15,834 Sh Shared-defined 15,834 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 26 1,958 Sh Shared-defined 1 1,958 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771908 52 24,400 Sh Call Shared-defined 1 24,400 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771958 33 15,300 Sh Put Shared-defined 1 15,300 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 20 9,255 Sh Shared-defined 1 9,255 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 2 919 Sh Shared-defined 919 FIRST MIDWEST BANCORP INC CMN STK Cmn 320867104 372 34,184 Sh Shared-defined 34,184 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V908 455 32,700 Sh Call Shared-defined 1 32,700 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V958 314 22,600 Sh Put Shared-defined 1 22,600 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 10,371 745,550 Sh Shared-defined 745,550 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 860 61,817 Sh Shared-defined 1 61,817 FIRST SOLAR INC Cmn 336433957 117,500 867,800 Sh Put Shared-defined 1 867,800 FIRST SOLAR INC Cmn 336433907 81,660 603,100 Sh Call Shared-defined 1 603,100 COLUMN TOTALS 212,061
PAGE 234 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FIRST SOLAR INC Cmn 336433957 46,821 345,800 Sh Put Shared-defined 345,800 FIRST SOLAR INC Cmn 336433907 39,483 291,600 Sh Call Shared-defined 291,600 FIRST SOLAR INC Cmn 336433107 233 1,723 Sh Shared-defined 1 1,723 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 1,630 35,100 Sh Call Shared-defined 1 35,100 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 1,171 25,200 Sh Put Shared-defined 1 25,200 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 664 14,300 Sh Call Shared-defined 14,300 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 260 5,600 Sh Put Shared-defined 5,600 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 74,148 1,596,304 Sh Shared-defined 1,596,304 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 33,660 1,671,278 Sh Shared-defined 1,671,278 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 57 2,820 Sh Shared-defined 1 2,820 FISERV INC CMN STK Cmn 337738958 1,120 23,100 Sh Put Shared-defined 1 23,100 FISERV INC CMN STK Cmn 337738908 916 18,900 Sh Call Shared-defined 1 18,900 FISERV INC CMN STK Cmn 337738108 1,074 22,144 Sh Shared-defined 1 22,144 FLAGSTAR BANCORP INC CMN STOCK Cmn 337930101 3 5,631 Sh Shared-defined 1 5,631 COLUMN TOTALS 201,240
PAGE 235 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FLAGSTAR BANCORP INC CMN STOCK Cmn 337930101 -- 793 Sh Shared-defined 793 FLAGSTONE REINSURANCE HOLDIN Cmn G3529T105 130 11,839 Sh Shared-defined 11,839 FLAGSTONE REINSURANCE HOLDIN Cmn G3529T105 2 220 Sh Shared-defined 1 220 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 2,352 321,700 Sh Put Shared-defined 1 321,700 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F902 1,822 249,300 Sh Call Shared-defined 1 249,300 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 1,197 163,803 Sh Shared-defined 1 163,803 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 340 46,478 Sh Shared-defined 46,478 FLIR SYSTEMS 3% CB 06/01/23 - REGISTERED Bond 302445AB7 99,825 33,825,000 Prn Shared-defined N/A FLIR SYSTEMS INC CMN STK Cmn 302445951 3,373 103,100 Sh Put Shared-defined 1 103,100 FLIR SYSTEMS INC CMN STK Cmn 302445901 985 30,100 Sh Call Shared-defined 1 30,100 FLIR SYSTEMS INC CMN STK Cmn 302445901 7 200 Sh Call Shared-defined 200 FLIR SYSTEMS INC CMN STK Cmn 302445101 11,557 353,205 Sh Shared-defined 353,205 FLIR SYSTEMS INC CMN STK Cmn 302445101 2,298 70,218 Sh Shared-defined 1 70,218 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389902 89 66,400 Sh Call Shared-defined 1 66,400 COLUMN TOTALS 123,977
PAGE 236 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389952 -- 300 Sh Put Shared-defined 1 300 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 5 4,057 Sh Shared-defined 4,057 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 1 1,102 Sh Shared-defined 1 1,102 FLOW INTL CORP CMN STK Cmn 343468954 22 7,000 Sh Put Shared-defined 1 7,000 FLOW INTL CORP CMN STK Cmn 343468904 12 3,800 Sh Call Shared-defined 1 3,800 FLOW INTL CORP CMN STK Cmn 343468104 11 3,573 Sh Shared-defined 1 3,573 FLOW INTL CORP CMN STK Cmn 343468104 8 2,500 Sh Shared-defined 2,500 FLOWERS FOODS INC Cmn 343498101 12,256 515,829 Sh Shared-defined 515,829 FLOWERS FOODS INC Cmn 343498951 1,490 62,700 Sh Put Shared-defined 1 62,700 FLOWERS FOODS INC Cmn 343498901 953 40,100 Sh Call Shared-defined 1 40,100 FLOWERS FOODS INC Cmn 343498101 947 39,850 Sh Shared-defined 1 39,850 FLOWSERVE CORP CMN STK Cmn 34354P105 87 921 Sh Shared-defined 921 FLOWSERVE CORP CMN STK Cmn 34354P905 13,593 143,800 Sh Call Shared-defined 1 143,800 FLOWSERVE CORP CMN STK Cmn 34354P955 7,099 75,100 Sh Put Shared-defined 1 75,100 COLUMN TOTALS 36,484
PAGE 237 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FLOWSERVE CORP CMN STK Cmn 34354P905 2,439 25,800 Sh Call Shared-defined 25,800 FLOWSERVE CORP CMN STK Cmn 34354P955 435 4,600 Sh Put Shared-defined 4,600 FLUOR CORP (NEW) Cmn 343412102 23,508 521,927 Sh Shared-defined 521,927 FLUOR CORP (NEW) Cmn 343412952 11,548 256,400 Sh Put Shared-defined 1 256,400 FLUOR CORP (NEW) Cmn 343412902 10,373 230,300 Sh Call Shared-defined 1 230,300 FLUOR CORP (NEW) Cmn 343412952 9,886 219,500 Sh Put Shared-defined 219,500 FLUOR CORP (NEW) Cmn 343412902 7,905 175,500 Sh Call Shared-defined 175,500 FLUOR CORP (NEW) Cmn 343412102 6,830 151,638 Sh Shared-defined 1 151,638 FMC CORP COMMON STOCK Cmn 302491303 528 9,462 Sh Shared-defined 9,462 FMC CORP COMMON STOCK Cmn 302491903 3,357 60,200 Sh Call Shared-defined 1 60,200 FMC CORP COMMON STOCK Cmn 302491953 2,749 49,300 Sh Put Shared-defined 1 49,300 FMC CORP COMMON STOCK Cmn 302491903 993 17,800 Sh Call Shared-defined 17,800 FMC CORP COMMON STOCK Cmn 302491953 937 16,800 Sh Put Shared-defined 16,800 FMC TECHNOLOGIES, INC Cmn 30249U901 3,204 55,400 Sh Call Shared-defined 1 55,400 COLUMN TOTALS 84,692
PAGE 238 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FMC TECHNOLOGIES, INC Cmn 30249U951 2,423 41,900 Sh Put Shared-defined 1 41,900 FMC TECHNOLOGIES, INC Cmn 30249U101 265 4,590 Sh Shared-defined 4,590 FMC TECHNOLOGIES, INC Cmn 30249U101 29 493 Sh Shared-defined 1 493 FO 2.6700% DUE 12/31/49 Pref Stk 349631200 1 2 Sh Shared-defined 1 N/A FOCUS MEDIA HOLDING-ADR Depository Receipt 34415V109 483 30,500 Sh Shared-defined 1 N/A FOCUS MEDIA HOLDING-ADR Depository Receipt 34415V109 306 19,305 Sh Shared-defined N/A FOOT LOCKER INC CMN STOCK Cmn 344849954 847 76,000 Sh Put Shared-defined 1 76,000 FOOT LOCKER INC CMN STOCK Cmn 344849904 595 53,400 Sh Call Shared-defined 1 53,400 FOOT LOCKER INC CMN STOCK Cmn 344849954 334 30,000 Sh Put Shared-defined 30,000 FOOT LOCKER INC CMN STOCK Cmn 344849904 71 6,400 Sh Call Shared-defined 6,400 FOOT LOCKER INC CMN STOCK Cmn 344849104 7,979 716,219 Sh Shared-defined 716,219 FORCE PROTECTION INC Cmn 345203902 375 72,000 Sh Call Shared-defined 1 72,000 FORCE PROTECTION INC Cmn 345203202 296 56,898 Sh Shared-defined 1 56,898 FORCE PROTECTION INC Cmn 345203952 286 54,900 Sh Put Shared-defined 1 54,900 COLUMN TOTALS 14,290
PAGE 239 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FORCE PROTECTION INC Cmn 345203202 146 27,994 Sh Shared-defined 27,994 FORCE PROTECTION INC Cmn 345203952 122 23,500 Sh Put Shared-defined 23,500 FORD MOTOR COMPANY Cmn 345370950 30,051 3,005,100 Sh Put Shared-defined 3,005,100 FORD MOTOR COMPANY Cmn 345370900 18,029 1,802,900 Sh Call Shared-defined 1 1,802,900 FORD MOTOR COMPANY Cmn 345370950 10,726 1,072,600 Sh Put Shared-defined 1 1,072,600 FORD MOTOR COMPANY Cmn 345370900 6,567 656,700 Sh Call Shared-defined 656,700 FORD MOTOR COMPANY Cmn 345370860 125 12,497 Sh Shared-defined 1 12,497 FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 1 68 Sh Shared-defined 1 68 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 26,166 814,889 Sh Shared-defined 814,889 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 901 28,055 Sh Shared-defined 1 28,055 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 2,081 64,800 Sh Call Shared-defined 1 64,800 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 2,078 64,700 Sh Put Shared-defined 1 64,700 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 610 19,000 Sh Put Shared-defined 19,000 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 218 6,800 Sh Call Shared-defined 6,800 COLUMN TOTALS 97,821
PAGE 240 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FOREST OIL CORP COMMON STOCK Cmn 346091705 13,705 615,934 Sh Shared-defined 615,934 FOREST OIL CORP COMMON STOCK Cmn 346091705 1,835 82,451 Sh Shared-defined 1 82,451 FOREST OIL CORP COMMON STOCK Cmn 346091955 3,200 143,800 Sh Put Shared-defined 1 143,800 FOREST OIL CORP COMMON STOCK Cmn 346091955 2,650 119,100 Sh Put Shared-defined 119,100 FOREST OIL CORP COMMON STOCK Cmn 346091905 2,080 93,500 Sh Call Shared-defined 1 93,500 FOREST OIL CORP COMMON STOCK Cmn 346091905 1,077 48,400 Sh Call Shared-defined 48,400 FORESTAR GROUP INC Cmn 346233909 466 21,200 Sh Call Shared-defined 1 21,200 FORESTAR GROUP INC Cmn 346233109 439 19,980 Sh Shared-defined 19,980 FORESTAR GROUP INC Cmn 346233959 178 8,100 Sh Put Shared-defined 1 8,100 FORMFACTOR INC CMN STK Cmn 346375908 1,610 74,000 Sh Call Shared-defined 1 74,000 FORMFACTOR INC CMN STK Cmn 346375958 1,142 52,500 Sh Put Shared-defined 1 52,500 FORMFACTOR INC CMN STK Cmn 346375108 1,459 67,050 Sh Shared-defined 1 67,050 FORMFACTOR INC CMN STK Cmn 346375108 864 39,702 Sh Shared-defined 39,702 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B106 464 104,199 Sh Shared-defined 1 104,199 COLUMN TOTALS 31,169
PAGE 241 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B906 679 152,500 Sh Call Shared-defined 1 152,500 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B956 224 50,400 Sh Put Shared-defined 1 50,400 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 4,730 109,500 Sh Call Shared-defined 1 109,500 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 1,935 44,800 Sh Put Shared-defined 1 44,800 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 1,054 24,400 Sh Put Shared-defined 24,400 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 752 17,400 Sh Call Shared-defined 17,400 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 141 3,263 Sh Shared-defined 3,263 FORTUNET INC COMMON STOCK Cmn 34969Q100 44 25,746 Sh Shared-defined 1 25,746 FOSSIL INC CMN STK Cmn 349882900 1,027 30,600 Sh Call Shared-defined 1 30,600 FOSSIL INC CMN STK Cmn 349882950 413 12,300 Sh Put Shared-defined 1 12,300 FOSSIL INC CMN STK Cmn 349882100 548 16,321 Sh Shared-defined 16,321 FOSSIL INC CMN STK Cmn 349882100 31 915 Sh Shared-defined 1 915 FOSTER (LB) CO -CL A CMN STK Cmn 350060909 802 26,900 Sh Call Shared-defined 1 26,900 FOSTER (LB) CO -CL A CMN STK Cmn 350060959 364 12,200 Sh Put Shared-defined 1 12,200 COLUMN TOTALS 12,744
PAGE 242 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FOSTER (LB) CO -CL A CMN STK Cmn 350060109 20 685 Sh Shared-defined 685 FOSTER WHEELER AG Cmn H27178954 9,430 320,300 Sh Put Shared-defined 1 320,300 FOSTER WHEELER AG Cmn H27178904 9,277 315,100 Sh Call Shared-defined 1 315,100 FOSTER WHEELER AG Cmn H27178954 7,130 242,200 Sh Put Shared-defined 242,200 FOSTER WHEELER AG Cmn H27178904 4,334 147,200 Sh Call Shared-defined 147,200 FOSTER WHEELER AG Cmn H27178104 3,492 118,603 Sh Shared-defined 1 118,603 FOSTER WHEELER AG Cmn H27178104 1,853 62,950 Sh Shared-defined 62,950 FPL GROUP INC Cmn 302571104 24,619 466,094 Sh Shared-defined 466,094 FPL GROUP INC Cmn 302571904 9,074 171,800 Sh Call Shared-defined 1 171,800 FPL GROUP INC Cmn 302571954 6,254 118,400 Sh Put Shared-defined 1 118,400 FPL GROUP INC Cmn 302571904 4,131 78,200 Sh Call Shared-defined 78,200 FPL GROUP INC Cmn 302571954 1,188 22,500 Sh Put Shared-defined 22,500 FPL GROUP INC Cmn 302571104 43 811 Sh Shared-defined 1 811 FRANKLIN ELECTRIC CO CMN STK Cmn 353514102 213 7,322 Sh Shared-defined 7,322 COLUMN TOTALS 81,058
PAGE 243 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FRANKLIN ELECTRIC CO CMN STK Cmn 353514102 -- 15 Sh Shared-defined 1 15 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 17,593 167,000 Sh Call Shared-defined 1 167,000 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 14,443 137,100 Sh Put Shared-defined 1 137,100 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 4,067 38,600 Sh Put Shared-defined 38,600 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 3,129 29,700 Sh Call Shared-defined 29,700 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 31,301 297,113 Sh Shared-defined 297,113 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 16 156 Sh Shared-defined 1 156 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R906 240 16,400 Sh Call Shared-defined 1 16,400 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R956 48 3,300 Sh Put Shared-defined 1 3,300 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 1,561 106,853 Sh Shared-defined 106,853 FREDS INC CMN STK Cmn 356108900 132 12,900 Sh Call Shared-defined 1 12,900 FREDS INC CMN STK Cmn 356108950 64 6,300 Sh Put Shared-defined 1 6,300 FREDS INC CMN STK Cmn 356108100 78 7,599 Sh Shared-defined 7,599 FREEPORT-McMORAN 6.75% DEBT PERC 5/1/2010 Bond 35671D782 2 14 Prn Shared-defined 1 N/A COLUMN TOTALS 72,674
PAGE 244 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 70,037 872,300 Sh Put Shared-defined 1 872,300 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 56,010 697,600 Sh Call Shared-defined 1 697,600 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 18,001 224,200 Sh Call Shared-defined 224,200 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 12,525 156,000 Sh Put Shared-defined 156,000 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 30,232 376,531 Sh Shared-defined 376,531 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023900 518 26,100 Sh Call Shared-defined 1 26,100 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023950 349 17,600 Sh Put Shared-defined 1 17,600 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 135 6,827 Sh Shared-defined 6,827 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 24 1,213 Sh Shared-defined 1 1,213 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 221 10,000 Sh Put Shared-defined 1 10,000 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738905 219 9,900 Sh Call Shared-defined 1 9,900 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 29 1,300 Sh Put Shared-defined 1,300 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 330 14,947 Sh Shared-defined 1 14,947 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 39 1,745 Sh Shared-defined 1,745 COLUMN TOTALS 188,669
PAGE 245 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q906 80 20,300 Sh Call Shared-defined 1 20,300 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q956 17 4,400 Sh Put Shared-defined 1 4,400 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q106 4 940 Sh Shared-defined 1 940 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q106 2 600 Sh Shared-defined 600 FRONTIER COMMUNICATIONS CORP Cmn 35906A958 205 26,200 Sh Put Shared-defined 1 26,200 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 187 24,001 Sh Shared-defined 1 24,001 FRONTIER COMMUNICATIONS CORP Cmn 35906A908 64 8,200 Sh Call Shared-defined 1 8,200 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 47 6,005 Sh Shared-defined 6,005 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 8,427 699,908 Sh Shared-defined 699,908 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 757 62,888 Sh Shared-defined 1 62,888 FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 1,475 122,500 Sh Call Shared-defined 1 122,500 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 979 81,300 Sh Put Shared-defined 1 81,300 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 790 65,600 Sh Put Shared-defined 65,600 FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 529 43,900 Sh Call Shared-defined 43,900 COLUMN TOTALS 13,563
PAGE 246 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 660 24,150 Sh Shared-defined 1 24,150 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 90 3,297 Sh Shared-defined 3,297 FRONTLINE LIMITED COMMON STOCK Cmn G3682E957 4,057 148,500 Sh Put Shared-defined 1 148,500 FRONTLINE LIMITED COMMON STOCK Cmn G3682E907 2,044 74,800 Sh Call Shared-defined 1 74,800 FTI CONSULTING 3.75% CB 07/15/12 - -REGISTERED Bond 302941AB5 55,014 34,050,000 Prn Shared-defined N/A FTI CONSULTING INC CMN STOCK Cmn 302941959 3,363 71,300 Sh Put Shared-defined 1 71,300 FTI CONSULTING INC CMN STOCK Cmn 302941909 2,084 44,200 Sh Call Shared-defined 1 44,200 FTI CONSULTING INC CMN STOCK Cmn 302941909 684 14,500 Sh Call Shared-defined 14,500 FTI CONSULTING INC CMN STOCK Cmn 302941959 208 4,400 Sh Put Shared-defined 4,400 FTI CONSULTING INC CMN STOCK Cmn 302941109 314 6,668 Sh Shared-defined 6,668 FTI CONSULTING INC CMN STOCK Cmn 302941109 19 398 Sh Shared-defined 1 398 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W903 6,091 147,700 Sh Call Shared-defined 1 147,700 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W953 4,681 113,500 Sh Put Shared-defined 1 113,500 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 2,531 61,364 Sh Shared-defined 1 61,364 COLUMN TOTALS 81,840
PAGE 247 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 112 2,724 Sh Shared-defined 2,724 FUEL TECH INC CMN STOCK Cmn 359523957 124 15,200 Sh Put Shared-defined 1 15,200 FUEL TECH INC CMN STOCK Cmn 359523907 92 11,300 Sh Call Shared-defined 1 11,300 FUEL TECH INC CMN STOCK Cmn 359523107 22 2,683 Sh Shared-defined 2,683 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 1 300 Sh Shared-defined 300 FUELCELL ENERGY INC. CMN STK Cmn 35952H906 45 12,100 Sh Call Shared-defined 1 12,100 FUELCELL ENERGY INC. CMN STK Cmn 35952H956 10 2,600 Sh Put Shared-defined 1 2,600 FULLER (H. B.) CO CMN STK Cmn 359694106 333 14,643 Sh Shared-defined 14,643 FULLER (H. B.) CO CMN STK Cmn 359694106 32 1,389 Sh Shared-defined 1 1,389 FUQI INTERNATIONAL INC Cmn 36102A957 5,335 297,200 Sh Put Shared-defined 1 297,200 FUQI INTERNATIONAL INC Cmn 36102A907 5,166 287,800 Sh Call Shared-defined 1 287,800 FUQI INTERNATIONAL INC Cmn 36102A207 2,438 135,813 Sh Shared-defined 1 135,813 FUQI INTERNATIONAL INC Cmn 36102A957 79 4,400 Sh Put Shared-defined 4,400 FUQI INTERNATIONAL INC Cmn 36102A207 70 3,923 Sh Shared-defined 3,923 COLUMN TOTALS 13,859
PAGE 248 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) FUQI INTERNATIONAL INC Cmn 36102A907 66 3,700 Sh Call Shared-defined 3,700 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921950 25 4,500 Sh Put Shared-defined 1 4,500 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921900 12 2,200 Sh Call Shared-defined 1 2,200 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 53 9,679 Sh Shared-defined 1 9,679 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 37 6,797 Sh Shared-defined 6,797 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E957 73 7,200 Sh Put Shared-defined 1 7,200 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E907 8 800 Sh Call Shared-defined 1 800 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 67 6,616 Sh Shared-defined 1 6,616 FX ENERGY INC CMN STOCK Cmn 302695901 102 35,700 Sh Call Shared-defined 1 35,700 FX ENERGY INC CMN STOCK Cmn 302695951 33 11,600 Sh Put Shared-defined 1 11,600 FX ENERGY INC CMN STOCK Cmn 302695101 10 3,664 Sh Shared-defined 3,664 GAFISA SA-ADR Depository Receipt 362607301 3,078 95,124 Sh Shared-defined 1 N/A GAFISA SA-ADR Depository Receipt 362607301 27 822 Sh Shared-defined N/A GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 2,457 109,134 Sh Shared-defined 109,134 COLUMN TOTALS 6,048
PAGE 249 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GAMESTOP CORP Cmn 36467W909 6,264 285,500 Sh Call Shared-defined 285,500 GAMESTOP CORP Cmn 36467W959 5,509 251,100 Sh Put Shared-defined 1 251,100 GAMESTOP CORP Cmn 36467W109 4,305 196,226 Sh Shared-defined 196,226 GAMESTOP CORP Cmn 36467W909 4,061 185,100 Sh Call Shared-defined 1 185,100 GAMESTOP CORP Cmn 36467W959 2,718 123,900 Sh Put Shared-defined 123,900 GAMESTOP CORP Cmn 36467W109 1,476 67,282 Sh Shared-defined 1 67,282 GAMMON GOLD INC COMMON STOCK Cmn 36467T906 482 43,800 Sh Call Shared-defined 1 43,800 GAMMON GOLD INC COMMON STOCK Cmn 36467T956 399 36,200 Sh Put Shared-defined 1 36,200 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 102 9,271 Sh Shared-defined 1 9,271 GANNETT INC Cmn 364730951 3,335 224,600 Sh Put Shared-defined 1 224,600 GANNETT INC Cmn 364730901 3,205 215,800 Sh Call Shared-defined 1 215,800 GANNETT INC Cmn 364730951 1,521 102,400 Sh Put Shared-defined 102,400 GANNETT INC Cmn 364730901 1,130 76,100 Sh Call Shared-defined 76,100 GANNETT INC Cmn 364730101 1,465 98,671 Sh Shared-defined 98,671 COLUMN TOTALS 35,972
PAGE 250 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GANNETT INC Cmn 364730101 991 66,746 Sh Shared-defined 1 66,746 GAP INC Cmn 364760108 42,568 2,031,898 Sh Shared-defined 2,031,898 GAP INC Cmn 364760108 87 4,175 Sh Shared-defined 1 4,175 GAP INC Cmn 364760958 4,701 224,400 Sh Put Shared-defined 1 224,400 GAP INC Cmn 364760908 3,182 151,900 Sh Call Shared-defined 1 151,900 GAP INC Cmn 364760958 2,137 102,000 Sh Put Shared-defined 102,000 GAP INC Cmn 364760908 2,070 98,800 Sh Call Shared-defined 98,800 GARDNER DENVER INC CMN STK Cmn 365558955 936 22,000 Sh Put Shared-defined 1 22,000 GARDNER DENVER INC CMN STK Cmn 365558905 383 9,000 Sh Call Shared-defined 1 9,000 GARDNER DENVER INC CMN STK Cmn 365558105 401 9,428 Sh Shared-defined 1 9,428 GARDNER DENVER INC CMN STK Cmn 365558105 392 9,205 Sh Shared-defined 9,205 GARMIN LTD Cmn G37260909 13,299 433,200 Sh Call Shared-defined 1 433,200 GARMIN LTD Cmn G37260959 13,038 424,700 Sh Put Shared-defined 1 424,700 GARMIN LTD Cmn G37260959 9,149 298,000 Sh Put Shared-defined 298,000 COLUMN TOTALS 93,334
PAGE 251 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GARMIN LTD Cmn G37260909 4,814 156,800 Sh Call Shared-defined 156,800 GARMIN LTD Cmn G37260109 618 20,137 Sh Shared-defined 1 20,137 GARMIN LTD Cmn G37260109 422 13,762 Sh Shared-defined 13,762 GARTNER INC CMN STK Cmn 366651107 2,610 144,667 Sh Shared-defined 144,667 GARTNER INC CMN STK Cmn 366651107 15 807 Sh Shared-defined 1 807 GASCO ENERGY, INC COMMON STOCK Cmn 367220100 13 25,143 Sh Shared-defined 1 25,143 GASCO ENERGY, INC COMMON STOCK Cmn 367220100 -- 12 Sh Shared-defined 12 GATX CORPORATION COMMON STOCK Cmn 361448953 937 32,600 Sh Put Shared-defined 1 32,600 GATX CORPORATION COMMON STOCK Cmn 361448903 262 9,100 Sh Call Shared-defined 1 9,100 GATX CORPORATION COMMON STOCK Cmn 361448103 1,816 63,175 Sh Shared-defined 63,175 GATX CORPORATION COMMON STOCK Cmn 361448103 391 13,605 Sh Shared-defined 1 13,605 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905956 598 30,300 Sh Put Shared-defined 1 30,300 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905906 130 6,600 Sh Call Shared-defined 1 6,600 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 552 27,943 Sh Shared-defined 27,943 COLUMN TOTALS 13,178
PAGE 252 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 431 21,800 Sh Shared-defined 1 21,800 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T957 8,668 387,300 Sh Put Shared-defined 1 387,300 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T907 4,572 204,300 Sh Call Shared-defined 1 204,300 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 138 6,163 Sh Shared-defined 6,163 GENCORP INC. COMMON STOCK Cmn 368682100 206 29,448 Sh Shared-defined 29,448 GENERAL CABLE 0.875% CB 11/15/2013-REGISTERED Bond 369300AD0 5,276 6,000,000 Prn Shared-defined N/A GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 3,663 124,500 Sh Call Shared-defined 1 124,500 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 1,209 41,100 Sh Put Shared-defined 1 41,100 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 438 14,900 Sh Put Shared-defined 14,900 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 294 10,000 Sh Call Shared-defined 10,000 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 252 8,560 Sh Shared-defined 8,560 GENERAL DYNAMICS CORP Cmn 369550108 55,945 820,674 Sh Shared-defined 820,674 GENERAL DYNAMICS CORP Cmn 369550108 1,101 16,153 Sh Shared-defined 1 16,153 GENERAL DYNAMICS CORP Cmn 369550958 15,890 233,100 Sh Put Shared-defined 1 233,100 COLUMN TOTALS 98,083
PAGE 253 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GENERAL DYNAMICS CORP Cmn 369550908 13,245 194,300 Sh Call Shared-defined 1 194,300 GENERAL DYNAMICS CORP Cmn 369550958 7,574 111,100 Sh Put Shared-defined 111,100 GENERAL DYNAMICS CORP Cmn 369550908 7,356 107,900 Sh Call Shared-defined 107,900 GENERAL ELECTRIC CORP Cmn 369604903 92,918 6,141,300 Sh Call Shared-defined 1 6,141,300 GENERAL ELECTRIC CORP Cmn 369604953 80,174 5,299,000 Sh Put Shared-defined 1 5,299,000 GENERAL ELECTRIC CORP Cmn 369604953 12,027 794,900 Sh Put Shared-defined 794,900 GENERAL ELECTRIC CORP Cmn 369604903 2,782 183,900 Sh Call Shared-defined 183,900 GENERAL ELECTRIC CORP Cmn 369604103 17,829 1,178,403 Sh Shared-defined 1 1,178,403 GENERAL ELECTRIC CORP Cmn 369604103 11,899 786,427 Sh Shared-defined 786,427 GENERAL FINANCE CORP Cmn 369822101 1 746 Sh Shared-defined 1 746 GENERAL FINANCE EQUITY WARRANT Wt 369822119 -- 11,728 Shared-defined 1 N/A GENERAL MARITIME CORP Cmn Y2693R951 1,101 157,500 Sh Put Shared-defined 1 157,500 GENERAL MARITIME CORP Cmn Y2693R101 907 129,696 Sh Shared-defined 1 129,696 GENERAL MARITIME CORP Cmn Y2693R901 28 4,000 Sh Call Shared-defined 1 4,000 COLUMN TOTALS 247,841
PAGE 254 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GENERAL MARITIME CORP Cmn Y2693R101 20 2,884 Sh Shared-defined 2,884 GENERAL MLS INC Cmn 370334904 56,584 799,100 Sh Call Shared-defined 799,100 GENERAL MLS INC Cmn 370334954 18,149 256,300 Sh Put Shared-defined 1 256,300 GENERAL MLS INC Cmn 370334904 12,540 177,100 Sh Call Shared-defined 1 177,100 GENERAL MLS INC Cmn 370334954 3,682 52,000 Sh Put Shared-defined 52,000 GENERAL MLS INC Cmn 370334104 41,333 583,720 Sh Shared-defined 583,720 GENERAL MLS INC Cmn 370334104 2,486 35,101 Sh Shared-defined 1 35,101 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853953 195 44,300 Sh Put Shared-defined 1 44,300 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853903 112 25,400 Sh Call Shared-defined 1 25,400 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 648 146,881 Sh Shared-defined 146,881 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 251 56,860 Sh Shared-defined 1 56,860 GENESCO INC Cmn 371532102 4 148 Sh Shared-defined 1 148 GENESCO INC Cmn 371532902 362 13,200 Sh Call Shared-defined 1 13,200 GENESCO INC Cmn 371532952 206 7,500 Sh Put Shared-defined 1 7,500 COLUMN TOTALS 136,572
PAGE 255 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GENESEE & WYO INC CMN STOCK Cmn 371559105 334 10,247 Sh Shared-defined 10,247 GEN-PROBE INC COMMON STOCK Cmn 36866T953 1,227 28,600 Sh Put Shared-defined 1 28,600 GEN-PROBE INC COMMON STOCK Cmn 36866T903 403 9,400 Sh Call Shared-defined 1 9,400 GEN-PROBE INC COMMON STOCK Cmn 36866T103 1,885 43,935 Sh Shared-defined 1 43,935 GEN-PROBE INC COMMON STOCK Cmn 36866T103 24 566 Sh Shared-defined 566 GENTEX CORP CMN STK Cmn 371901909 387 21,700 Sh Call Shared-defined 1 21,700 GENTEX CORP CMN STK Cmn 371901959 75 4,200 Sh Put Shared-defined 1 4,200 GENTEX CORP CMN STK Cmn 371901109 24,735 1,385,702 Sh Shared-defined 1,385,702 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A102 271 10,029 Sh Shared-defined 10,029 GENUINE PARTS CO Cmn 372460105 12,786 336,816 Sh Shared-defined 336,816 GENUINE PARTS CO Cmn 372460905 1,628 42,900 Sh Call Shared-defined 1 42,900 GENUINE PARTS CO Cmn 372460955 391 10,300 Sh Put Shared-defined 1 10,300 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 9,963 877,800 Sh Put Shared-defined 1 877,800 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 5,078 447,400 Sh Call Shared-defined 1 447,400 COLUMN TOTALS 59,187
PAGE 256 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 1,709 150,600 Sh Put Shared-defined 150,600 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 1,318 116,100 Sh Call Shared-defined 116,100 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 11,772 1,037,169 Sh Shared-defined 1,037,169 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 2,119 186,734 Sh Shared-defined 1 186,734 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 4,317 88,075 Sh Shared-defined 1 88,075 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 2,774 56,594 Sh Shared-defined 56,594 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 9,562 195,100 Sh Put Shared-defined 1 195,100 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 7,508 153,200 Sh Call Shared-defined 1 153,200 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 4,112 83,900 Sh Call Shared-defined 83,900 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 3,465 70,700 Sh Put Shared-defined 70,700 GEOEYE INC COMMON STOCK Cmn 37250W908 636 22,800 Sh Call Shared-defined 1 22,800 GEOEYE INC COMMON STOCK Cmn 37250W958 443 15,900 Sh Put Shared-defined 1 15,900 GEOEYE INC COMMON STOCK Cmn 37250W908 128 4,600 Sh Call Shared-defined 4,600 GEOEYE INC COMMON STOCK Cmn 37250W958 33 1,200 Sh Put Shared-defined 1,200 COLUMN TOTALS 49,896
PAGE 257 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GEOEYE INC COMMON STOCK Cmn 37250W108 148 5,311 Sh Shared-defined 5,311 GEOGLOBAL RESOURCES INC Cmn 37249T959 22 10,400 Sh Put Shared-defined 1 10,400 GEOGLOBAL RESOURCES INC Cmn 37249T109 8 3,896 Sh Shared-defined 1 3,896 GEORGIA GULF CORP CMN STK Cmn 373200952 2 100 Sh Put Shared-defined 1 100 GEORGIA GULF CORP CMN STK Cmn 373200302 168 9,693 Sh Shared-defined 9,693 GEORGIA GULF CORP CMN STK Cmn 373200302 61 3,496 Sh Shared-defined 1 3,496 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P905 44 5,300 Sh Call Shared-defined 1 5,300 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P955 12 1,400 Sh Put Shared-defined 1 1,400 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P105 169 20,474 Sh Shared-defined 20,474 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P105 1 137 Sh Shared-defined 1 137 GERDAU SA - SPONS ADR 1:1 PREF SHRS Depository Receipt 373737105 6,778 397,993 Sh Shared-defined N/A GERDAU SA - SPONS ADR 1:1 PREF SHRS Depository Receipt 373737105 1,760 103,336 Sh Shared-defined 1 N/A GERON CORP CMN STOCK Cmn 374163953 647 116,600 Sh Put Shared-defined 1 116,600 GERON CORP CMN STOCK Cmn 374163903 413 74,400 Sh Call Shared-defined 1 74,400 COLUMN TOTALS 10,233
PAGE 258 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GERON CORP CMN STOCK Cmn 374163903 35 6,300 Sh Call Shared-defined 6,300 GERON CORP CMN STOCK Cmn 374163953 10 1,800 Sh Put Shared-defined 1,800 GERON CORP CMN STOCK Cmn 374163103 697 125,578 Sh Shared-defined 1 125,578 GERON CORP CMN STOCK Cmn 374163103 183 32,902 Sh Shared-defined 32,902 GETTY REALTY CMN STK Cmn 374297109 544 23,100 Sh Shared-defined 23,100 GFI GROUP INC COMMON STOCK Cmn 361652209 1,899 415,629 Sh Shared-defined 415,629 GFI GROUP INC COMMON STOCK Cmn 361652209 4 771 Sh Shared-defined 1 771 GFI GROUP INC COMMON STOCK Cmn 361652909 324 70,800 Sh Call Shared-defined 1 70,800 GFI GROUP INC COMMON STOCK Cmn 361652959 42 9,100 Sh Put Shared-defined 1 9,100 GIANT INTERACTIVE GROUP-ADR Depository Receipt 374511103 359 51,206 Sh Shared-defined 1 N/A GIANT INTERACTIVE GROUP-ADR Depository Receipt 374511103 110 15,721 Sh Shared-defined N/A GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 379 116,000 Sh Put Shared-defined 1 116,000 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 128 39,200 Sh Call Shared-defined 1 39,200 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 81 24,900 Sh Put Shared-defined 24,900 COLUMN TOTALS 4,795
PAGE 259 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 5 1,500 Sh Call Shared-defined 1,500 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 460 140,531 Sh Shared-defined 1 140,531 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 150 45,731 Sh Shared-defined 45,731 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916903 922 37,800 Sh Call Shared-defined 1 37,800 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916953 914 37,500 Sh Put Shared-defined 1 37,500 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916103 8,329 341,633 Sh Shared-defined 341,633 GILEAD SCIENCES 0.625% CB 5/1/2013-REGISTERED Bond 375558AH6 205,094 166,065,000 Prn Shared-defined N/A GILEAD SCIENCES INC CMN STK Cmn 375558903 24,986 577,300 Sh Call Shared-defined 1 577,300 GILEAD SCIENCES INC CMN STK Cmn 375558953 18,095 418,100 Sh Put Shared-defined 1 418,100 GILEAD SCIENCES INC CMN STK Cmn 375558903 12,192 281,700 Sh Call Shared-defined 281,700 GILEAD SCIENCES INC CMN STK Cmn 375558953 10,660 246,300 Sh Put Shared-defined 246,300 GILEAD SCIENCES INC CMN STK Cmn 375558103 23,559 544,340 Sh Shared-defined 544,340 GILEAD SCIENCES INC CMN STK Cmn 375558103 4,654 107,523 Sh Shared-defined 1 107,523 GIVEN IMAGING LTD Cmn M52020100 400 22,908 Sh Shared-defined 1 22,908 COLUMN TOTALS 310,420
PAGE 260 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GIVEN IMAGING LTD Cmn M52020900 295 16,900 Sh Call Shared-defined 1 16,900 GIVEN IMAGING LTD Cmn M52020950 161 9,200 Sh Put Shared-defined 1 9,200 GIVEN IMAGING LTD Cmn M52020100 102 5,852 Sh Shared-defined 5,852 GLATFELTER CMN STK Cmn 377316104 192 15,817 Sh Shared-defined 15,817 GLATFELTER CMN STK Cmn 377316104 2 173 Sh Shared-defined 1 173 GLAXOSMITHKLINE PLC - ADR 1:2 Depository Receipt 37733W105 697 16,497 Sh Shared-defined N/A GLAXOSMITHKLINE PLC - ADR 1:2 Depository Receipt 37733W105 63 1,486 Sh Shared-defined 1 N/A GLOBAL CROSSING LTD--CMN STK Cmn G3921A955 1,235 86,700 Sh Put Shared-defined 1 86,700 GLOBAL CROSSING LTD--CMN STK Cmn G3921A905 137 9,600 Sh Call Shared-defined 1 9,600 GLOBAL CROSSING LTD--CMN STK Cmn G3921A905 38 2,700 Sh Call Shared-defined 2,700 GLOBAL CROSSING LTD--CMN STK Cmn G3921A175 1,783 125,110 Sh Shared-defined 1 125,110 GLOBAL INDUSTRIES LTD 2.75% CB 8/1/2027 - REGISTER Bond 379336AE0 13,057 21,000,000 Prn Shared-defined N/A GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 103 14,400 Sh Call Shared-defined 1 14,400 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336950 36 5,000 Sh Put Shared-defined 1 5,000 COLUMN TOTALS 17,901
PAGE 261 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 5 700 Sh Call Shared-defined 700 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 14,009 1,964,768 Sh Shared-defined 1,964,768 GLOBAL LOGISTICS ACQUISITION CMN STK Cmn 18145M109 -- 436 Sh Shared-defined 1 436 GLOBAL LOGISTICS ACQUISTION WARRANT Wt 18145M117 -- 36,400 Shared-defined 1 N/A GLOBAL PAYMENTS INC Cmn 37940X952 2,246 41,700 Sh Put Shared-defined 1 41,700 GLOBAL PAYMENTS INC Cmn 37940X902 1,944 36,100 Sh Call Shared-defined 1 36,100 GLOBAL PAYMENTS INC Cmn 37940X102 299 5,552 Sh Shared-defined 5,552 GLOBAL PAYMENTS INC Cmn 37940X102 23 431 Sh Shared-defined 1 431 GLOBAL SHIP LEASE INC Cmn Y27183105 2 1,228 Sh Shared-defined 1 1,228 GLOBAL SHIP LEASE INC-CW Wt Y27183113 -- 12,400 Shared-defined 1 N/A GLOBALSTAR 5.75 CB 4/1/28 - REGISTERED Bond 378973AA9 3,648 6,000,000 Prn Shared-defined N/A GLOBALSTAR INC COMMON STOCK Cmn 378973408 1,214 1,395,900 Sh Shared-defined 1,395,900 GLOBALSTAR INC COMMON STOCK Cmn 378973408 -- 182 Sh Shared-defined 1 182 GLOBE SPECIALTY METALS INC Cmn 37954N206 4,944 525,974 Sh Shared-defined 525,974 COLUMN TOTALS 28,334
PAGE 262 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GLOBE SPECIALTY METALS INC Cmn 37954N206 17 1,833 Sh Shared-defined 1 1,833 GMX RESOURCES INC - UNITS Cmn 38011M908 779 56,700 Sh Call Shared-defined 1 56,700 GMX RESOURCES INC - UNITS Cmn 38011M958 676 49,200 Sh Put Shared-defined 1 49,200 GMX RESOURCES INC - UNITS Cmn 38011M908 201 14,600 Sh Call Shared-defined 14,600 GMX RESOURCES INC - UNITS Cmn 38011M958 81 5,900 Sh Put Shared-defined 5,900 GMX RESOURCES INC - UNITS Cmn 38011M108 4,904 356,908 Sh Shared-defined 356,908 GMX RESOURCES INC - UNITS Cmn 38011M108 498 36,238 Sh Shared-defined 1 36,238 GMX RESOURCES INC 4.5% CB 05/01/2015-REGISTERED Bond 38011MAJ7 4,040 4,000,000 Prn Shared-defined N/A GOL LINHAS AEREAS INTELIGENTES S.A. - ADR Depository Receipt 38045R107 342 22,277 Sh Shared-defined 1 N/A GOL LINHAS AEREAS INTELIGENTES S.A. - ADR Depository Receipt 38045R107 90 5,844 Sh Shared-defined N/A GOLAR LNG LTD COMMON STOCK Cmn G9456A950 140 10,900 Sh Put Shared-defined 1 10,900 GOLAR LNG LTD COMMON STOCK Cmn G9456A900 38 3,000 Sh Call Shared-defined 1 3,000 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 57 4,445 Sh Shared-defined 1 4,445 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 39 3,066 Sh Shared-defined 3,066 COLUMN TOTALS 11,902
PAGE 263 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GOLD FIELDS LTD - -SPONS ADR 1:1 Depository Receipt 38059T106 3,838 292,739 Sh Shared-defined N/A GOLD FIELDS LTD - -SPONS ADR 1:1 Depository Receipt 38059T106 600 45,757 Sh Shared-defined 1 N/A GOLD RESERVE INC CL. A CMN STK Cmn 38068N908 11 9,700 Sh Call Shared-defined 1 9,700 GOLD RESERVE INC CL. A CMN STK Cmn 38068N108 4 3,724 Sh Shared-defined 1 3,724 GOLDCORP INC NEW CMN STOCK Cmn 380956959 39,969 1,016,000 Sh Put Shared-defined 1 1,016,000 GOLDCORP INC NEW CMN STOCK Cmn 380956909 37,766 960,000 Sh Call Shared-defined 1 960,000 GOLDCORP INC NEW CMN STOCK Cmn 380956959 19,454 494,500 Sh Put Shared-defined 494,500 GOLDCORP INC NEW CMN STOCK Cmn 380956909 9,269 235,600 Sh Call Shared-defined 235,600 GOLDCORP INC NEW CMN STOCK Cmn 380956409 10,605 269,582 Sh Shared-defined 1 269,582 GOLDCORP INC NEW CMN STOCK Cmn 380956409 5,566 141,481 Sh Shared-defined 141,481 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 322 103,200 Sh Call Shared-defined 1 103,200 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 45 14,400 Sh Call Shared-defined 14,400 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 35 11,200 Sh Put Shared-defined 1 11,200 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 7,683 2,462,492 Sh Shared-defined 2,462,492 COLUMN TOTALS 135,167
PAGE 264 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 3 904 Sh Shared-defined 1 904 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 1,014 15,778 Sh Shared-defined 1 15,778 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 269 4,183 Sh Shared-defined 4,183 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 3,290 51,200 Sh Put Shared-defined 1 51,200 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 3,232 50,300 Sh Call Shared-defined 1 50,300 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 1,092 17,000 Sh Put Shared-defined 17,000 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 1,041 16,200 Sh Call Shared-defined 16,200 GOODRICH PETE CORP CMN STK Cmn 382410955 3,721 152,800 Sh Put Shared-defined 1 152,800 GOODRICH PETE CORP CMN STK Cmn 382410905 2,995 123,000 Sh Call Shared-defined 1 123,000 GOODRICH PETE CORP CMN STK Cmn 382410955 757 31,100 Sh Put Shared-defined 31,100 GOODRICH PETE CORP CMN STK Cmn 382410905 407 16,700 Sh Call Shared-defined 16,700 GOODRICH PETE CORP CMN STK Cmn 382410405 1,176 48,289 Sh Shared-defined 48,289 GOODRICH PETE CORP CMN STK Cmn 382410405 848 34,810 Sh Shared-defined 1 34,810 GOODRICH PETRO 3.25% CB 12/15/2026 - REGISTERED Bond 382410AB4 12,715 13,671,000 Prn Shared-defined N/A COLUMN TOTALS 32,560
PAGE 265 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GOODRICH PETROLEUM 5% CB 10/01/2029-REGISTERED Bond 382410AC2 12,897 12,500,000 Prn Shared-defined N/A GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P908 502,246 810,100 Sh Call Shared-defined 1 810,100 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P958 450,787 727,100 Sh Put Shared-defined 1 727,100 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P958 146,253 235,900 Sh Put Shared-defined 235,900 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P908 125,856 203,000 Sh Call Shared-defined 203,000 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 32,136 51,834 Sh Shared-defined 51,834 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 31,317 50,513 Sh Shared-defined 1 50,513 GRACO INC CMN STK Cmn 384109104 354 12,389 Sh Shared-defined 12,389 GRACO INC CMN STK Cmn 384109104 7 250 Sh Shared-defined 1 250 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 557 35,800 Sh Call Shared-defined 1 35,800 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 185 11,900 Sh Put Shared-defined 1 11,900 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 106 6,800 Sh Call Shared-defined 6,800 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 89 5,700 Sh Put Shared-defined 5,700 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 20,642 1,327,469 Sh Shared-defined 1,327,469 COLUMN TOTALS 1,323,432
PAGE 266 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GRAFTECH INTL LTD CMN STOCK Cmn 384313102 39 2,515 Sh Shared-defined 1 2,515 GRAINGER W W INC Cmn 384802904 9,528 98,400 Sh Call Shared-defined 1 98,400 GRAINGER W W INC Cmn 384802954 5,093 52,600 Sh Put Shared-defined 1 52,600 GRAINGER W W INC Cmn 384802904 1,617 16,700 Sh Call Shared-defined 16,700 GRAINGER W W INC Cmn 384802954 368 3,800 Sh Put Shared-defined 3,800 GRAINGER W W INC Cmn 384802104 282 2,910 Sh Shared-defined 2,910 GRAMERCY CAPITAL CORP. COMMON STOCK Cmn 384871109 44 17,000 Sh Shared-defined 17,000 GRAMERCY CAPITAL CORP. COMMON STOCK Cmn 384871109 13 5,007 Sh Shared-defined 1 5,007 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T951 135 23,600 Sh Put Shared-defined 1 23,600 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 240 41,970 Sh Shared-defined 1 41,970 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 155 27,129 Sh Shared-defined 27,129 GRAND CANYON EDUCATION INC Cmn 38526M906 933 49,100 Sh Call Shared-defined 1 49,100 GRAND CANYON EDUCATION INC Cmn 38526M956 29 1,500 Sh Put Shared-defined 1 1,500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 539 16,000 Sh Call Shared-defined 1 16,000 COLUMN TOTALS 19,015
PAGE 267 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 286 8,500 Sh Put Shared-defined 1 8,500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 14,123 419,564 Sh Shared-defined 419,564 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 633 53,676 Sh Shared-defined 53,676 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 11 905 Sh Shared-defined 1 905 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 706 59,900 Sh Call Shared-defined 1 59,900 GREAT ATLANTIC & PAC TEA INC Cmn 390064953 522 44,300 Sh Put Shared-defined 1 44,300 GREAT PLAINS ENERGY INC 12% MAND 06/15/2012-REGIST Bond 391164803 1 9 Prn Shared-defined 1 N/A GREAT PLAINS ENERGY INC CMN STK Cmn 391164950 306 15,800 Sh Put Shared-defined 1 15,800 GREAT PLAINS ENERGY INC CMN STK Cmn 391164900 161 8,300 Sh Call Shared-defined 1 8,300 GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 368 18,990 Sh Shared-defined 18,990 GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 28 1,468 Sh Shared-defined 1 1,468 GREATBATCH INC Cmn 39153L906 1,188 61,800 Sh Call Shared-defined 1 61,800 GREATBATCH INC Cmn 39153L956 577 30,000 Sh Put Shared-defined 1 30,000 GREATBATCH INC Cmn 39153L106 232 12,056 Sh Shared-defined 12,056 COLUMN TOTALS 19,142
PAGE 268 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GREATBATCH INC Cmn 39153L906 63 3,300 Sh Call Shared-defined 3,300 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 20,889 256,400 Sh Call Shared-defined 1 256,400 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122956 15,862 194,700 Sh Put Shared-defined 1 194,700 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 223 2,743 Sh Shared-defined 2,743 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 108 1,320 Sh Shared-defined 1 1,320 GREENHILL & CO INC COMMON STOCK Cmn 395259104 1,259 15,688 Sh Shared-defined 15,688 GREENHILL & CO INC COMMON STOCK Cmn 395259104 7 85 Sh Shared-defined 1 85 GREIF INC CMN STK Cmn 397624107 222 4,114 Sh Shared-defined 4,114 GROUP 1 AUTO INC 2.25% CB 6/30/2036 - -REGISTERED Bond 398905AE9 12,564 16,454,000 Prn Shared-defined N/A GROUP 1 AUTOMOTIVE INC Cmn 398905909 998 35,200 Sh Call Shared-defined 1 35,200 GROUP 1 AUTOMOTIVE INC Cmn 398905959 584 20,600 Sh Put Shared-defined 1 20,600 GROUP 1 AUTOMOTIVE INC Cmn 398905109 73 2,562 Sh Shared-defined 2,562 GSI COMMERCE INC 2.5% CB 6/1/2027 - REGISTERED Bond 36238GAD4 3,815 3,600,000 Prn Shared-defined N/A GSI COMMERCE INC CMN STK Cmn 36238G902 1,282 50,500 Sh Call Shared-defined 1 50,500 COLUMN TOTALS 57,949
PAGE 269 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GSI COMMERCE INC CMN STK Cmn 36238G952 668 26,300 Sh Put Shared-defined 26,300 GSI COMMERCE INC CMN STK Cmn 36238G952 454 17,900 Sh Put Shared-defined 1 17,900 GSI COMMERCE INC CMN STK Cmn 36238G902 109 4,300 Sh Call Shared-defined 4,300 GSI COMMERCE INC CMN STK Cmn 36238G102 22,051 868,510 Sh Shared-defined 868,510 GSI COMMERCE INC CMN STK Cmn 36238G102 1 59 Sh Shared-defined 1 59 GT SOLAR INTERNATIONAL INC Cmn 3623E0909 58 10,500 Sh Call Shared-defined 1 10,500 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 45 8,100 Sh Put Shared-defined 1 8,100 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 18 3,320 Sh Shared-defined 1 3,320 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 -- 1 Sh Shared-defined 1 GTX INC COMMON STOCK Cmn 40052B908 183 43,500 Sh Call Shared-defined 1 43,500 GTX INC COMMON STOCK Cmn 40052B958 144 34,300 Sh Put Shared-defined 1 34,300 GTX INC COMMON STOCK Cmn 40052B108 78 18,516 Sh Shared-defined 18,516 GTX INC COMMON STOCK Cmn 40052B108 6 1,443 Sh Shared-defined 1 1,443 GUESS INC CMN STK Cmn 401617955 2,504 59,200 Sh Put Shared-defined 1 59,200 COLUMN TOTALS 26,319
PAGE 270 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GUESS INC CMN STK Cmn 401617905 2,009 47,500 Sh Call Shared-defined 1 47,500 GUESS INC CMN STK Cmn 401617955 1,832 43,300 Sh Put Shared-defined 43,300 GUESS INC CMN STK Cmn 401617905 1,003 23,700 Sh Call Shared-defined 23,700 GUESS INC CMN STK Cmn 401617105 14,008 331,153 Sh Shared-defined 331,153 GUESS INC CMN STK Cmn 401617105 50 1,193 Sh Shared-defined 1 1,193 GULFMARK OFFSHORE CMN STOCK Cmn 402629909 861 30,400 Sh Call Shared-defined 1 30,400 GULFMARK OFFSHORE CMN STOCK Cmn 402629959 289 10,200 Sh Put Shared-defined 1 10,200 GULFMARK OFFSHORE CMN STOCK Cmn 402629109 15 532 Sh Shared-defined 1 532 GULFMARK OFFSHORE CMN STOCK Cmn 402629109 15 522 Sh Shared-defined 522 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 135 11,764 Sh Shared-defined 11,764 GYMBOREE CORP CMN STK Cmn 403777955 1,961 45,100 Sh Put Shared-defined 1 45,100 GYMBOREE CORP CMN STK Cmn 403777905 1,444 33,200 Sh Call Shared-defined 1 33,200 GYMBOREE CORP CMN STK Cmn 403777905 822 18,900 Sh Call Shared-defined 18,900 GYMBOREE CORP CMN STK Cmn 403777955 270 6,200 Sh Put Shared-defined 6,200 COLUMN TOTALS 24,714
PAGE 271 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) GYMBOREE CORP CMN STK Cmn 403777105 2,754 63,326 Sh Shared-defined 63,326 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217900 473 27,800 Sh Call Shared-defined 1 27,800 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217950 223 13,100 Sh Put Shared-defined 1 13,100 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 109 6,384 Sh Shared-defined 6,384 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 24 1,425 Sh Shared-defined 1 1,425 HALLIBURTON CO COMMON Cmn 406216101 14,316 475,779 Sh Shared-defined 475,779 HALLIBURTON CO COMMON Cmn 406216101 339 11,271 Sh Shared-defined 1 11,271 HALLIBURTON CO COMMON Cmn 406216951 24,000 797,600 Sh Put Shared-defined 1 797,600 HALLIBURTON CO COMMON Cmn 406216901 22,330 742,100 Sh Call Shared-defined 1 742,100 HALLIBURTON CO COMMON Cmn 406216951 6,081 202,100 Sh Put Shared-defined 202,100 HALLIBURTON CO COMMON Cmn 406216901 5,380 178,800 Sh Call Shared-defined 178,800 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H909 981 167,100 Sh Call Shared-defined 1 167,100 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H959 105 17,900 Sh Put Shared-defined 1 17,900 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 136 23,156 Sh Shared-defined 23,156 COLUMN TOTALS 77,251
PAGE 272 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 12 1,997 Sh Shared-defined 1 1,997 HANESBRANDS INC COMMON STOCK Cmn 410345952 2,037 84,500 Sh Put Shared-defined 1 84,500 HANESBRANDS INC COMMON STOCK Cmn 410345902 1,268 52,600 Sh Call Shared-defined 1 52,600 HANESBRANDS INC COMMON STOCK Cmn 410345902 996 41,300 Sh Call Shared-defined 41,300 HANESBRANDS INC COMMON STOCK Cmn 410345952 328 13,600 Sh Put Shared-defined 13,600 HANESBRANDS INC COMMON STOCK Cmn 410345102 5,858 242,983 Sh Shared-defined 242,983 HANESBRANDS INC COMMON STOCK Cmn 410345102 14 594 Sh Shared-defined 1 594 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 9,254 208,274 Sh Shared-defined 208,274 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 -- 11 Sh Shared-defined 1 11 HANSEN MEDICAL INC Cmn 411307901 69 22,800 Sh Call Shared-defined 1 22,800 HANSEN MEDICAL INC Cmn 411307101 54 17,834 Sh Shared-defined 1 17,834 HANSEN MEDICAL INC Cmn 411307951 47 15,400 Sh Put Shared-defined 1 15,400 HANSEN MEDICAL INC Cmn 411307101 6 2,020 Sh Shared-defined 2,020 HANSEN NATURAL COMMON STOCK Cmn 411310105 43,462 1,131,810 Sh Shared-defined 1,131,810 COLUMN TOTALS 63,405
PAGE 273 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HANSEN NATURAL COMMON STOCK Cmn 411310105 103 2,685 Sh Shared-defined 1 2,685 HANSEN NATURAL COMMON STOCK Cmn 411310905 3,452 89,900 Sh Call Shared-defined 1 89,900 HANSEN NATURAL COMMON STOCK Cmn 411310955 3,402 88,600 Sh Put Shared-defined 1 88,600 HANSEN NATURAL COMMON STOCK Cmn 411310905 1,021 26,600 Sh Call Shared-defined 26,600 HANSEN NATURAL COMMON STOCK Cmn 411310955 845 22,000 Sh Put Shared-defined 22,000 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 21,509 1,047,178 Sh Shared-defined 1,047,178 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 20 978 Sh Shared-defined 1 978 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 18,177 721,300 Sh Call Shared-defined 1 721,300 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 10,209 405,100 Sh Put Shared-defined 1 405,100 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 6,086 241,500 Sh Call Shared-defined 241,500 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 2,563 101,700 Sh Put Shared-defined 101,700 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 4,432 175,880 Sh Shared-defined 175,880 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 29 1,137 Sh Shared-defined 1 1,137 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086909 1,005 28,500 Sh Call Shared-defined 1 28,500 COLUMN TOTALS 72,853
PAGE 274 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HARMAN INTERNATIONAL INDS CMN STK Cmn 413086959 388 11,000 Sh Put Shared-defined 1 11,000 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 400 11,330 Sh Shared-defined 11,330 HARMON GOLD MNG-SPONS ADR 1:1 Depository Receipt 413216300 2,343 230,387 Sh Shared-defined 1 N/A HARMON GOLD MNG-SPONS ADR 1:1 Depository Receipt 413216300 1,667 163,916 Sh Shared-defined N/A HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160902 99 15,700 Sh Call Shared-defined 1 15,700 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160952 60 9,400 Sh Put Shared-defined 1 9,400 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 1,143 180,621 Sh Shared-defined 180,621 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 20 3,129 Sh Shared-defined 1 3,129 HARRIS CORP DEL Cmn 413875905 2,653 55,800 Sh Call Shared-defined 1 55,800 HARRIS CORP DEL Cmn 413875955 2,168 45,600 Sh Put Shared-defined 1 45,600 HARRIS CORP DEL Cmn 413875105 914 19,223 Sh Shared-defined 1 19,223 HARRIS CORP DEL Cmn 413875105 857 18,015 Sh Shared-defined 18,015 HARRIS CORP DEL Cmn 413875955 689 14,500 Sh Put Shared-defined 14,500 HARRIS CORP DEL Cmn 413875905 490 10,300 Sh Call Shared-defined 10,300 COLUMN TOTALS 13,891
PAGE 275 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HARRIS STRATEX NETWORKS INC Cmn 41457P106 119 17,209 Sh Shared-defined 1 17,209 HARRIS STRATEX NETWORKS INC Cmn 41457P106 -- 3 Sh Shared-defined 3 HARSCO CORP Cmn 415864107 1,450 44,999 Sh Shared-defined 44,999 HARTE HANKS INC CMN STK Cmn 416196953 960 89,100 Sh Put Shared-defined 1 89,100 HARTE HANKS INC CMN STK Cmn 416196903 89 8,300 Sh Call Shared-defined 1 8,300 HARTE HANKS INC CMN STK Cmn 416196103 565 52,395 Sh Shared-defined 1 52,395 HARTE HANKS INC CMN STK Cmn 416196103 186 17,241 Sh Shared-defined 17,241 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 12,111 520,700 Sh Put Shared-defined 1 520,700 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 11,732 504,400 Sh Call Shared-defined 1 504,400 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 3,070 132,000 Sh Put Shared-defined 132,000 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 2,279 98,000 Sh Call Shared-defined 98,000 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 6,455 277,530 Sh Shared-defined 277,530 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 5,201 223,617 Sh Shared-defined 1 223,617 HASBRO 94 CMN STOCK Cmn 418056107 4,443 138,592 Sh Shared-defined 1 138,592 COLUMN TOTALS 48,660
PAGE 276 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HASBRO 94 CMN STOCK Cmn 418056107 2,791 87,040 Sh Shared-defined 87,040 HASBRO 94 CMN STOCK Cmn 418056957 5,386 168,000 Sh Put Shared-defined 1 168,000 HASBRO 94 CMN STOCK Cmn 418056957 1,683 52,500 Sh Put Shared-defined 52,500 HASBRO 94 CMN STOCK Cmn 418056907 1,481 46,200 Sh Call Shared-defined 1 46,200 HASBRO 94 CMN STOCK Cmn 418056907 51 1,600 Sh Call Shared-defined 1,600 HATTERAS FINANCIAL CORP Cmn 41902R103 648 23,173 Sh Shared-defined 23,173 HATTERAS FINANCIAL CORP Cmn 41902R903 2,776 99,300 Sh Call Shared-defined 1 99,300 HATTERAS FINANCIAL CORP Cmn 41902R953 1,018 36,400 Sh Put Shared-defined 1 36,400 HATTERAS FINANCIAL CORP Cmn 41902R903 1,012 36,200 Sh Call Shared-defined 36,200 HATTERAS FINANCIAL CORP Cmn 41902R953 115 4,100 Sh Put Shared-defined 4,100 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 1,590 76,081 Sh Shared-defined 76,081 HAWAIIAN HOLDINGS INC Cmn 419879901 151 21,600 Sh Call Shared-defined 1 21,600 HAWAIIAN HOLDINGS INC Cmn 419879951 39 5,600 Sh Put Shared-defined 1 5,600 HAWAIIAN HOLDINGS INC Cmn 419879101 7 995 Sh Shared-defined 995 COLUMN TOTALS 18,748
PAGE 277 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HCP INC COMMON STOCK Cmn 40414L109 1,312 42,972 Sh Shared-defined 42,972 HCP INC COMMON STOCK Cmn 40414L109 555 18,161 Sh Shared-defined 1 18,161 HCP INC COMMON STOCK Cmn 40414L959 2,455 80,400 Sh Put Shared-defined 1 80,400 HCP INC COMMON STOCK Cmn 40414L909 1,945 63,700 Sh Call Shared-defined 63,700 HCP INC COMMON STOCK Cmn 40414L959 1,448 47,400 Sh Put Shared-defined 47,400 HCP INC COMMON STOCK Cmn 40414L909 974 31,900 Sh Call Shared-defined 1 31,900 HEADWATERS INC CMN STOCK Cmn 42210P902 646 99,100 Sh Call Shared-defined 1 99,100 HEADWATERS INC CMN STOCK Cmn 42210P952 198 30,400 Sh Put Shared-defined 1 30,400 HEADWATERS INC CMN STOCK Cmn 42210P102 8 1,203 Sh Shared-defined 1,203 HEADWATERS INC CMN STOCK Cmn 42210P102 1 188 Sh Shared-defined 1 188 HEALTH CARE REIT 4.75% CB 12/1/2026-REGISTERED Bond 42217KAP1 21,194 19,042,000 Prn Shared-defined N/A HEALTH CARE REIT INC CMN STK Cmn 42217K906 2,327 52,500 Sh Call Shared-defined 1 52,500 HEALTH CARE REIT INC CMN STK Cmn 42217K956 922 20,800 Sh Put Shared-defined 1 20,800 HEALTH CARE REIT INC CMN STK Cmn 42217K106 1,400 31,597 Sh Shared-defined 31,597 COLUMN TOTALS 35,385
PAGE 278 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HEALTH CARE REIT INC CMN STK Cmn 42217K106 32 722 Sh Shared-defined 1 722 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933952 160 22,000 Sh Put Shared-defined 1 22,000 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 78 10,700 Sh Call Shared-defined 1 10,700 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 61 8,414 Sh Shared-defined 1 8,414 HEALTH NET INC CMN STK Cmn 42222G908 1,276 54,800 Sh Call Shared-defined 1 54,800 HEALTH NET INC CMN STK Cmn 42222G958 969 41,600 Sh Put Shared-defined 1 41,600 HEALTH NET INC CMN STK Cmn 42222G108 9,151 392,936 Sh Shared-defined 392,936 HEALTH NET INC CMN STK Cmn 42222G108 635 27,256 Sh Shared-defined 1 27,256 HEALTHCARE REALTY TRUST CMN STK Cmn 421946904 373 17,400 Sh Call Shared-defined 1 17,400 HEALTHCARE REALTY TRUST CMN STK Cmn 421946954 60 2,800 Sh Put Shared-defined 1 2,800 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 2,945 137,209 Sh Shared-defined 137,209 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 5 251 Sh Shared-defined 1 251 HEALTHCARE REIT 4.75% CB 7/15/2027 - REGISTERED Bond 42217KAQ9 13,936 12,500,000 Prn Shared-defined N/A HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 582 27,113 Sh Shared-defined 27,113 COLUMN TOTALS 30,263
PAGE 279 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 15 676 Sh Shared-defined 1 676 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 784 41,760 Sh Shared-defined 1 41,760 HEALTHSOUTH CORP COMMON STOCK Cmn 421924959 1,410 75,100 Sh Put Shared-defined 1 75,100 HEALTHSOUTH CORP COMMON STOCK Cmn 421924909 218 11,600 Sh Call Shared-defined 1 11,600 HEALTHSPRING INC CMN STK Cmn 42224N101 216 12,261 Sh Shared-defined 12,261 HEALTHSPRING INC CMN STK Cmn 42224N101 1 40 Sh Shared-defined 1 40 HEALTHWAYS INC CMN STK Cmn 422245900 132 7,200 Sh Call Shared-defined 1 7,200 HEALTHWAYS INC CMN STK Cmn 422245950 42 2,300 Sh Put Shared-defined 1 2,300 HEALTHWAYS INC CMN STK Cmn 422245100 175 9,519 Sh Shared-defined 9,519 HEALTHWAYS INC CMN STK Cmn 422245100 49 2,673 Sh Shared-defined 1 2,673 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 3,439 225,184 Sh Shared-defined 225,184 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 5 355 Sh Shared-defined 1 355 HECLA MINING 6.5% MAND 1/1/2011 - REGISTERED Bond 422704304 5 84 Prn Shared-defined 1 N/A HECLA MINING 7% CV PR Pref Stk 422704205 4 70 Sh Shared-defined 1 N/A COLUMN TOTALS 6,495
PAGE 280 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HECLA MINING COMPANY Cmn 422704906 5,001 809,300 Sh Call Shared-defined 1 809,300 HECLA MINING COMPANY Cmn 422704906 3,162 511,700 Sh Call Shared-defined 511,700 HECLA MINING COMPANY Cmn 422704956 1,857 300,500 Sh Put Shared-defined 1 300,500 HECLA MINING COMPANY Cmn 422704956 637 103,100 Sh Put Shared-defined 103,100 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 11,785 275,600 Sh Put Shared-defined 1 275,600 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 3,352 78,400 Sh Call Shared-defined 1 78,400 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 1,856 43,400 Sh Put Shared-defined 43,400 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 1,633 38,200 Sh Call Shared-defined 38,200 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 4,751 111,107 Sh Shared-defined 1 111,107 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 515 12,034 Sh Shared-defined 12,034 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 21 877 Sh Shared-defined 1 877 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 8 341 Sh Shared-defined 341 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 910 37,200 Sh Call Shared-defined 1 37,200 HELEN OF TROY CORP CMN STOCK Cmn G4388N956 223 9,100 Sh Put Shared-defined 1 9,100 COLUMN TOTALS 35,711
PAGE 281 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 1,255 106,800 Sh Put Shared-defined 1 106,800 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 965 82,100 Sh Call Shared-defined 1 82,100 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 771 65,600 Sh Call Shared-defined 65,600 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 20 1,700 Sh Put Shared-defined 1,700 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 801 68,134 Sh Shared-defined 1 68,134 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 340 28,915 Sh Shared-defined 28,915 HELMERICH & PAYNE INC Cmn 423452101 323 8,087 Sh Shared-defined 8,087 HELMERICH & PAYNE INC Cmn 423452101 8 194 Sh Shared-defined 1 194 HELMERICH & PAYNE INC Cmn 423452901 2,692 67,500 Sh Call Shared-defined 1 67,500 HELMERICH & PAYNE INC Cmn 423452951 2,213 55,500 Sh Put Shared-defined 1 55,500 HELMERICH & PAYNE INC Cmn 423452901 395 9,900 Sh Call Shared-defined 9,900 HELMERICH & PAYNE INC Cmn 423452951 387 9,700 Sh Put Shared-defined 9,700 HEMISPHERX BIOPHARMA INC CMN STOCK Cmn 42366C103 15 26,482 Sh Shared-defined 1 26,482 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 1,666 72,053 Sh Shared-defined 72,053 COLUMN TOTALS 11,851
PAGE 282 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 19 822 Sh Shared-defined 1 822 HERBALIFE LTD COMMON STOCK Cmn G4412G951 1,749 43,100 Sh Put Shared-defined 1 43,100 HERBALIFE LTD COMMON STOCK Cmn G4412G901 953 23,500 Sh Call Shared-defined 1 23,500 HERBALIFE LTD COMMON STOCK Cmn G4412G101 232 5,711 Sh Shared-defined 5,711 HERCULES OFFSHORE INC Cmn 427093959 1,027 214,800 Sh Put Shared-defined 1 214,800 HERCULES OFFSHORE INC Cmn 427093109 891 186,395 Sh Shared-defined 186,395 HERCULES OFFSHORE INC Cmn 427093109 558 116,671 Sh Shared-defined 1 116,671 HERCULES OFFSHORE INC Cmn 427093909 123 25,700 Sh Call Shared-defined 1 25,700 HERCULES OFFSHORE INC Cmn 427093909 45 9,400 Sh Call Shared-defined 9,400 HERCULES OFFSHORE INC Cmn 427093959 40 8,400 Sh Put Shared-defined 8,400 HERTZ GLOBAL HOLDINGS INC 5.25% CB 05/31/14 - REGI Bond 42805TAA3 18,791 11,500,000 Prn Shared-defined N/A HESS CORP COMMON STOCK Cmn 42809H107 3,892 64,336 Sh Shared-defined 64,336 HESS CORP COMMON STOCK Cmn 42809H907 22,355 369,500 Sh Call Shared-defined 1 369,500 HESS CORP COMMON STOCK Cmn 42809H957 20,286 335,300 Sh Put Shared-defined 1 335,300 COLUMN TOTALS 70,961
PAGE 283 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HESS CORP COMMON STOCK Cmn 42809H907 5,838 96,500 Sh Call Shared-defined 96,500 HESS CORP COMMON STOCK Cmn 42809H957 4,507 74,500 Sh Put Shared-defined 74,500 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 93 2,200 Sh Shared-defined 2,200 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 10 239 Sh Shared-defined 1 239 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q900 330 7,800 Sh Call Shared-defined 1 7,800 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q950 144 3,400 Sh Put Shared-defined 1 3,400 HEWLETT PACKARD CO Cmn 428236103 30,794 597,818 Sh Shared-defined 597,818 HEWLETT PACKARD CO Cmn 428236103 1,413 27,426 Sh Shared-defined 1 27,426 HEWLETT PACKARD CO Cmn 428236953 72,011 1,398,000 Sh Put Shared-defined 1 1,398,000 HEWLETT PACKARD CO Cmn 428236903 40,379 783,900 Sh Call Shared-defined 1 783,900 HEWLETT PACKARD CO Cmn 428236953 32,848 637,700 Sh Put Shared-defined 637,700 HEWLETT PACKARD CO Cmn 428236903 10,894 211,500 Sh Call Shared-defined 211,500 HEXCEL CORP. COMMON STOCK Cmn 428291108 478 36,834 Sh Shared-defined 1 36,834 HEXCEL CORP. COMMON STOCK Cmn 428291908 409 31,500 Sh Call Shared-defined 1 31,500 COLUMN TOTALS 200,148
PAGE 284 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HEXCEL CORP. COMMON STOCK Cmn 428291958 65 5,000 Sh Put Shared-defined 1 5,000 HHGREGG INC Cmn 42833L958 2,099 95,300 Sh Put Shared-defined 1 95,300 HHGREGG INC Cmn 42833L908 679 30,800 Sh Call Shared-defined 1 30,800 HIBBETT SPORTS INC CMN STOCK Cmn 428567901 150 6,800 Sh Call Shared-defined 1 6,800 HIBBETT SPORTS INC CMN STOCK Cmn 428567951 136 6,200 Sh Put Shared-defined 1 6,200 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 103 4,663 Sh Shared-defined 1 4,663 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 34 1,546 Sh Shared-defined 1,546 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284958 660 19,800 Sh Put Shared-defined 1 19,800 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284908 564 16,900 Sh Call Shared-defined 1 16,900 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 5 146 Sh Shared-defined 1 146 HILLENBRAND INC Cmn 431571108 339 17,978 Sh Shared-defined 17,978 HILLENBRAND INC Cmn 431571108 18 935 Sh Shared-defined 1 935 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 869 36,203 Sh Shared-defined 36,203 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 7 275 Sh Shared-defined 1 275 COLUMN TOTALS 5,728
PAGE 285 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HILLTOP HOLDINGS INC CMN STK Cmn 432748101 5,841 501,777 Sh Shared-defined 501,777 HILLTOP HOLDINGS INC CMN STK Cmn 432748101 2 195 Sh Shared-defined 1 195 HITACHI LTD -SPONS ADRS 1:10 Depository Receipt 433578507 161 5,254 Sh Shared-defined N/A HITACHI LTD -SPONS ADRS 1:10 Depository Receipt 433578507 42 1,362 Sh Shared-defined 1 N/A HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 283 6,933 Sh Shared-defined 6,933 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 2 55 Sh Shared-defined 1 55 HMS HOLDINGS CORP CMN STK Cmn 40425J901 414 8,500 Sh Call Shared-defined 1 8,500 HMS HOLDINGS CORP CMN STK Cmn 40425J951 385 7,900 Sh Put Shared-defined 1 7,900 HMS HOLDINGS CORP CMN STK Cmn 40425J101 392 8,055 Sh Shared-defined 8,055 HMS HOLDINGS CORP CMN STK Cmn 40425J101 46 937 Sh Shared-defined 1 937 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712955 20 7,300 Sh Put Shared-defined 1 7,300 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712905 18 6,800 Sh Call Shared-defined 1 6,800 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712105 44 16,355 Sh Shared-defined 1 16,355 HOKU SCIENTIFIC INC COMMON STOCK Cmn 434712105 5 1,902 Sh Shared-defined 1,902 COLUMN TOTALS 7,655
PAGE 286 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HOLLY CORP CMN STK Cmn 435758905 1,153 45,000 Sh Call Shared-defined 1 45,000 HOLLY CORP CMN STK Cmn 435758955 528 20,600 Sh Put Shared-defined 1 20,600 HOLLY CORP CMN STK Cmn 435758305 723 28,201 Sh Shared-defined 1 28,201 HOLLY CORP CMN STK Cmn 435758305 15 569 Sh Shared-defined 569 HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AA9 99,756 117,180,000 Prn Shared-defined N/A HOLOGIC INC CMN STK Cmn 436440951 1,669 115,100 Sh Put Shared-defined 1 115,100 HOLOGIC INC CMN STK Cmn 436440901 558 38,500 Sh Call Shared-defined 1 38,500 HOLOGIC INC CMN STK Cmn 436440901 4 300 Sh Call Shared-defined 300 HOLOGIC INC CMN STK Cmn 436440101 1,357 93,611 Sh Shared-defined 93,611 HOLOGIC INC CMN STK Cmn 436440101 1,323 91,245 Sh Shared-defined 1 91,245 HOME BANCSHARES INC/CONWAY AR CMN STK Cmn 436893200 910 37,799 Sh Shared-defined 37,799 HOME BANCSHARES INC/CONWAY AR CMN STK Cmn 436893200 47 1,968 Sh Shared-defined 1 1,968 HOME DEPOT COMMON HD Cmn 437076102 48,225 1,666,968 Sh Shared-defined 1,666,968 HOME DEPOT COMMON HD Cmn 437076902 41,821 1,445,600 Sh Call Shared-defined 1 1,445,600 COLUMN TOTALS 198,089
PAGE 287 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HOME DEPOT COMMON HD Cmn 437076952 32,705 1,130,500 Sh Put Shared-defined 1 1,130,500 HOME DEPOT COMMON HD Cmn 437076952 11,390 393,700 Sh Put Shared-defined 393,700 HOME DEPOT COMMON HD Cmn 437076902 10,687 369,400 Sh Call Shared-defined 369,400 Home Properties Inc CMN STK Cmn 437306903 1,641 34,400 Sh Call Shared-defined 1 34,400 Home Properties Inc CMN STK Cmn 437306953 821 17,200 Sh Put Shared-defined 1 17,200 Home Properties Inc CMN STK Cmn 437306103 6,877 144,152 Sh Shared-defined 144,152 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 21,027 536,400 Sh Put Shared-defined 1 536,400 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 20,106 512,900 Sh Call Shared-defined 1 512,900 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 10,713 273,300 Sh Put Shared-defined 273,300 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 5,135 131,000 Sh Call Shared-defined 131,000 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 1,931 49,269 Sh Shared-defined 49,269 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 608 15,518 Sh Shared-defined 1 15,518 HORMEL GEO A & CO Cmn 440452950 627 16,300 Sh Put Shared-defined 1 16,300 HORMEL GEO A & CO Cmn 440452900 615 16,000 Sh Call Shared-defined 1 16,000 COLUMN TOTALS 124,883
PAGE 288 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HORMEL GEO A & CO Cmn 440452100 318 8,259 Sh Shared-defined 8,259 HORMEL GEO A & CO Cmn 440452100 94 2,455 Sh Shared-defined 1 2,455 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 4,900 210,481 Sh Shared-defined 210,481 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543906 726 31,200 Sh Call Shared-defined 1 31,200 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543956 510 21,900 Sh Put Shared-defined 1 21,900 HOSPIRA INC COMMON STOCK Cmn 441060900 1,928 37,800 Sh Call Shared-defined 1 37,800 HOSPIRA INC COMMON STOCK Cmn 441060950 372 7,300 Sh Put Shared-defined 1 7,300 HOSPIRA INC COMMON STOCK Cmn 441060100 514 10,074 Sh Shared-defined 10,074 HOSPIRA INC COMMON STOCK Cmn 441060100 24 465 Sh Shared-defined 1 465 HOSPITALITY PROPERTIES TRUST Cmn 44106M902 3,708 156,400 Sh Call Shared-defined 1 156,400 HOSPITALITY PROPERTIES TRUST Cmn 44106M952 1,579 66,600 Sh Put Shared-defined 1 66,600 HOST HOTELS & RESORTS INC Cmn 44107P954 1,461 125,200 Sh Put Shared-defined 1 125,200 HOST HOTELS & RESORTS INC Cmn 44107P904 1,353 115,900 Sh Call Shared-defined 1 115,900 HOT TOPIC INC CMN STOCK Cmn 441339908 127 20,000 Sh Call Shared-defined 1 20,000 COLUMN TOTALS 17,614
PAGE 289 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HOT TOPIC INC CMN STOCK Cmn 441339958 99 15,500 Sh Put Shared-defined 1 15,500 HOT TOPIC INC CMN STOCK Cmn 441339908 10 1,500 Sh Call Shared-defined 1,500 HOT TOPIC INC CMN STOCK Cmn 441339958 3 400 Sh Put Shared-defined 400 HOT TOPIC INC CMN STOCK Cmn 441339108 217 34,087 Sh Shared-defined 34,087 HOT TOPIC INC CMN STOCK Cmn 441339108 92 14,474 Sh Shared-defined 1 14,474 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K909 118 9,900 Sh Call Shared-defined 1 9,900 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K959 83 7,000 Sh Put Shared-defined 1 7,000 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 54 4,501 Sh Shared-defined 4,501 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 4 315 Sh Shared-defined 1 315 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487903 1,756 457,300 Sh Call Shared-defined 1 457,300 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487953 884 230,200 Sh Put Shared-defined 1 230,200 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 208 54,256 Sh Shared-defined 54,256 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 13 3,504 Sh Shared-defined 1 3,504 HRPT PROPERTIES TRUST CMN STOCK Cmn 40426W101 178 27,475 Sh Shared-defined 27,475 COLUMN TOTALS 3,719
PAGE 290 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HSBC HOLDINGS PLC - - SPONS ADR 1:5 Depository Receipt 404280406 442 7,737 Sh Shared-defined N/A HSBC HOLDINGS PLC - - SPONS ADR 1:5 Depository Receipt 404280406 9 158 Sh Shared-defined 1 N/A HSN INC-WHEN ISSUED Cmn 404303909 462 22,900 Sh Call Shared-defined 1 22,900 HSN INC-WHEN ISSUED Cmn 404303959 432 21,400 Sh Put Shared-defined 1 21,400 HSN INC-WHEN ISSUED Cmn 404303109 5,655 280,080 Sh Shared-defined 280,080 HSN INC-WHEN ISSUED Cmn 404303109 11 531 Sh Shared-defined 1 531 HSW INTERNATIONAL INC Cmn 40431N104 3 11,124 Sh Shared-defined 1 11,124 HUB GROUP INC CMN STOCK Cmn 443320106 312 11,611 Sh Shared-defined 11,611 HUB GROUP INC CMN STOCK Cmn 443320106 22 830 Sh Shared-defined 1 830 HUBBELL INC -CL B CMN STK Cmn 443510201 2,552 53,962 Sh Shared-defined 53,962 HUDSON CITY BANCORP CMN STK Cmn 443683107 6,399 466,073 Sh Shared-defined 466,073 HUDSON CITY BANCORP CMN STK Cmn 443683107 1,347 98,080 Sh Shared-defined 1 98,080 HUDSON CITY BANCORP CMN STK Cmn 443683957 2,127 154,900 Sh Put Shared-defined 1 154,900 HUDSON CITY BANCORP CMN STK Cmn 443683907 564 41,100 Sh Call Shared-defined 1 41,100 COLUMN TOTALS 20,337
PAGE 291 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HUDSON CITY BANCORP CMN STK Cmn 443683957 523 38,100 Sh Put Shared-defined 38,100 HUDSON CITY BANCORP CMN STK Cmn 443683907 16 1,200 Sh Call Shared-defined 1,200 HUMAN GENOME 2.25% CB 10/15/11-REGISTERED Bond 444903AK4 27,248 13,427,000 Prn Shared-defined N/A HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 15,897 519,500 Sh Call Shared-defined 1 519,500 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 15,043 491,600 Sh Put Shared-defined 1 491,600 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 692 22,600 Sh Put Shared-defined 22,600 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 23,333 762,504 Sh Shared-defined 762,504 HUMANA INCORPORATED COMMON Cmn 444859102 11,319 257,887 Sh Shared-defined 257,887 HUMANA INCORPORATED COMMON Cmn 444859102 163 3,719 Sh Shared-defined 1 3,719 HUMANA INCORPORATED COMMON Cmn 444859902 17,683 402,900 Sh Call Shared-defined 1 402,900 HUMANA INCORPORATED COMMON Cmn 444859952 10,437 237,800 Sh Put Shared-defined 1 237,800 HUMANA INCORPORATED COMMON Cmn 444859952 6,724 153,200 Sh Put Shared-defined 153,200 HUMANA INCORPORATED COMMON Cmn 444859902 4,701 107,100 Sh Call Shared-defined 107,100 HUNT J B TRANS SVCS INC Cmn 445658107 25,058 776,519 Sh Shared-defined 776,519 COLUMN TOTALS 158,837
PAGE 292 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HUNT J B TRANS SVCS INC Cmn 445658957 1,552 48,100 Sh Put Shared-defined 1 48,100 HUNT J B TRANS SVCS INC Cmn 445658907 1,129 35,000 Sh Call Shared-defined 1 35,000 HUNT J B TRANS SVCS INC Cmn 445658957 526 16,300 Sh Put Shared-defined 16,300 HUNT J B TRANS SVCS INC Cmn 445658107 509 15,769 Sh Shared-defined 1 15,769 HUNT J B TRANS SVCS INC Cmn 445658907 6 200 Sh Call Shared-defined 200 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 1,322 362,200 Sh Call Shared-defined 1 362,200 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 847 232,000 Sh Put Shared-defined 1 232,000 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 123 33,800 Sh Call Shared-defined 33,800 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 41 11,200 Sh Put Shared-defined 11,200 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 1,258 344,710 Sh Shared-defined 1 344,710 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 147 40,294 Sh Shared-defined 40,294 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 2,780 246,200 Sh Call Shared-defined 1 246,200 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 1,548 137,100 Sh Call Shared-defined 137,100 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 1,461 129,400 Sh Put Shared-defined 1 129,400 COLUMN TOTALS 13,249
PAGE 293 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 367 32,500 Sh Put Shared-defined 32,500 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 961 85,123 Sh Shared-defined 1 85,123 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 930 82,404 Sh Shared-defined 82,404 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462952 1,309 56,800 Sh Put Shared-defined 1 56,800 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462902 788 34,200 Sh Call Shared-defined 1 34,200 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 20,423 886,414 Sh Shared-defined 886,414 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 155 6,710 Sh Shared-defined 1 6,710 HUTCHINSON TECH CMN STK Cmn 448407106 114 11,109 Sh Shared-defined 1 11,109 HUTCHINSON TECH CMN STK Cmn 448407106 16 1,589 Sh Shared-defined 1,589 HUTCHINSON TECH CMN STK Cmn 448407956 372 36,300 Sh Put Shared-defined 1 36,300 HUTCHINSON TECH CMN STK Cmn 448407906 141 13,700 Sh Call Shared-defined 1 13,700 HYATT HOTELS CORP - - CL A Cmn 448579902 1,192 40,000 Sh Call Shared-defined 1 40,000 HYATT HOTELS CORP - - CL A Cmn 448579952 468 15,700 Sh Put Shared-defined 1 15,700 HYATT HOTELS CORP - - CL A Cmn 448579102 4,036 135,383 Sh Shared-defined 135,383 COLUMN TOTALS 31,272
PAGE 294 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) HYATT HOTELS CORP - - CL A Cmn 448579102 13 429 Sh Shared-defined 1 429 HYDROGENICS CORP Cmn 448883108 7 19,364 Sh Shared-defined 1 19,364 IA GLOBAL INC CMN STK Cmn 44920E104 1 16,072 Sh Shared-defined 1 16,072 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 287 14,003 Sh Shared-defined 1 14,003 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 54 2,650 Sh Shared-defined 2,650 IAC INTERACTIVECORP CMN STOCK Cmn 44919P908 807 39,400 Sh Call Shared-defined 1 39,400 IAC INTERACTIVECORP CMN STOCK Cmn 44919P958 752 36,700 Sh Put Shared-defined 1 36,700 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 2,685 171,700 Sh Put Shared-defined 1 171,700 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 555 35,500 Sh Call Shared-defined 1 35,500 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 596 38,127 Sh Shared-defined 1 38,127 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 313 19,992 Sh Shared-defined 19,992 IBM COMMON STOCK Cmn 459200101 21,336 162,992 Sh Shared-defined 1 162,992 IBM COMMON STOCK Cmn 459200101 18,932 144,630 Sh Shared-defined 144,630 IBM COMMON STOCK Cmn 459200951 88,672 677,400 Sh Put Shared-defined 1 677,400 COLUMN TOTALS 135,010
PAGE 295 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IBM COMMON STOCK Cmn 459200901 83,553 638,300 Sh Call Shared-defined 1 638,300 IBM COMMON STOCK Cmn 459200901 58,656 448,100 Sh Call Shared-defined 448,100 IBM COMMON STOCK Cmn 459200951 24,439 186,700 Sh Put Shared-defined 186,700 ICICI BANK LTD - -SPON ADR 1:2 Depository Receipt 45104G104 2,184 57,910 Sh Shared-defined 1 N/A ICICI BANK LTD - -SPON ADR 1:2 Depository Receipt 45104G104 1,365 36,200 Sh Shared-defined N/A ICONIX BRAND GROUP 1.875% CB 06/30/2012 - REGISTER Bond 451055AB3 7,405 8,325,000 Prn Shared-defined N/A ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055907 438 34,600 Sh Call Shared-defined 1 34,600 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055957 266 21,000 Sh Put Shared-defined 1 21,000 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 99 7,809 Sh Shared-defined 1 7,809 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 4 294 Sh Shared-defined 294 IDACORP INC CMN STK Cmn 451107106 511 15,998 Sh Shared-defined 15,998 IDACORP INC CMN STK Cmn 451107106 19 605 Sh Shared-defined 1 605 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R904 20 9,300 Sh Call Shared-defined 1 9,300 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R954 4 2,000 Sh Put Shared-defined 1 2,000 COLUMN TOTALS 178,963
PAGE 296 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 18 8,451 Sh Shared-defined 8,451 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 10 4,516 Sh Shared-defined 1 4,516 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P106 26,456 637,336 Sh Shared-defined 637,336 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P106 3,147 75,821 Sh Shared-defined 1 75,821 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P956 5,907 142,300 Sh Put Shared-defined 1 142,300 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P906 2,358 56,800 Sh Call Shared-defined 1 56,800 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P956 2,042 49,200 Sh Put Shared-defined 49,200 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P906 212 5,100 Sh Call Shared-defined 5,100 II-VI INC CMN STK Cmn 902104958 833 26,200 Sh Put Shared-defined 1 26,200 II-VI INC CMN STK Cmn 902104908 525 16,500 Sh Call Shared-defined 1 16,500 II-VI INC CMN STK Cmn 902104108 7 227 Sh Shared-defined 1 227 ILLINOIS TOOL WKS INC Cmn 452308109 35,560 740,984 Sh Shared-defined 740,984 ILLINOIS TOOL WKS INC Cmn 452308109 162 3,384 Sh Shared-defined 1 3,384 ILLINOIS TOOL WKS INC Cmn 452308909 11,071 230,700 Sh Call Shared-defined 1 230,700 COLUMN TOTALS 88,308
PAGE 297 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ILLINOIS TOOL WKS INC Cmn 452308959 9,420 196,300 Sh Put Shared-defined 1 196,300 ILLINOIS TOOL WKS INC Cmn 452308959 3,067 63,900 Sh Put Shared-defined 63,900 ILLINOIS TOOL WKS INC Cmn 452308909 2,443 50,900 Sh Call Shared-defined 50,900 ILLUMINA INC. Cmn 452327909 4,509 147,100 Sh Call Shared-defined 1 147,100 ILLUMINA INC. Cmn 452327959 2,967 96,800 Sh Put Shared-defined 1 96,800 ILLUMINA INC. Cmn 452327909 475 15,500 Sh Call Shared-defined 15,500 ILLUMINA INC. Cmn 452327959 211 6,900 Sh Put Shared-defined 6,900 ILLUMINA INC. 0.625% CB DUE 02/15/2014 - REGISTERE Bond 452327AB5 195,500 133,500,000 Prn Shared-defined N/A IMATION CORPORATION COMMON STOCK Cmn 45245A107 1,938 222,283 Sh Shared-defined 222,283 IMATION CORPORATION COMMON STOCK Cmn 45245A107 1 140 Sh Shared-defined 1 140 IMAX CORP CMN STOCK Cmn 45245E909 1,067 80,200 Sh Call Shared-defined 1 80,200 IMAX CORP CMN STOCK Cmn 45245E959 614 46,200 Sh Put Shared-defined 1 46,200 IMAX CORP CMN STOCK Cmn 45245E109 7,839 589,370 Sh Shared-defined 589,370 IMAX CORP CMN STOCK Cmn 45245E109 545 40,947 Sh Shared-defined 1 40,947 COLUMN TOTALS 230,596
PAGE 298 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IMERGENT INC CMN STK Cmn 45247Q950 214 35,300 Sh Put Shared-defined 1 35,300 IMERGENT INC CMN STK Cmn 45247Q900 137 22,600 Sh Call Shared-defined 1 22,600 IMERGENT INC CMN STK Cmn 45247Q100 82 13,442 Sh Shared-defined 1 13,442 IMERGENT INC CMN STK Cmn 45247Q100 2 299 Sh Shared-defined 299 IMMERSION CORP CMN STOCK Cmn 452521957 53 11,600 Sh Put Shared-defined 1 11,600 IMMERSION CORP CMN STOCK Cmn 452521907 35 7,600 Sh Call Shared-defined 1 7,600 IMMERSION CORP CMN STOCK Cmn 452521107 141 30,835 Sh Shared-defined 30,835 IMMERSION CORP CMN STOCK Cmn 452521107 44 9,545 Sh Shared-defined 1 9,545 IMMUCOR INC CMN STK Cmn 452526956 314 15,500 Sh Put Shared-defined 1 15,500 IMMUCOR INC CMN STK Cmn 452526906 269 13,300 Sh Call Shared-defined 1 13,300 IMMUCOR INC CMN STK Cmn 452526956 99 4,900 Sh Put Shared-defined 4,900 IMMUCOR INC CMN STK Cmn 452526906 34 1,700 Sh Call Shared-defined 1,700 IMMUCOR INC CMN STK Cmn 452526106 295 14,591 Sh Shared-defined 14,591 IMMUCOR INC CMN STK Cmn 452526106 136 6,730 Sh Shared-defined 1 6,730 COLUMN TOTALS 1,855
PAGE 299 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IMMUNOMEDICS INC CMN STK Cmn 452907958 176 54,800 Sh Put Shared-defined 1 54,800 IMMUNOMEDICS INC CMN STK Cmn 452907908 48 14,800 Sh Call Shared-defined 1 14,800 IMMUNOMEDICS INC CMN STK Cmn 452907108 168 52,230 Sh Shared-defined 1 52,230 IMPERIAL OIL LTD CMN STOCK Cmn 453038908 1,423 36,800 Sh Call Shared-defined 1 36,800 IMPERIAL OIL LTD CMN STOCK Cmn 453038958 321 8,300 Sh Put Shared-defined 1 8,300 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 154 3,973 Sh Shared-defined 3,973 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 4 91 Sh Shared-defined 1 91 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096958 422 24,200 Sh Put Shared-defined 1 24,200 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096908 378 21,700 Sh Call Shared-defined 1 21,700 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 188 10,808 Sh Shared-defined 1 10,808 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 26 1,498 Sh Shared-defined 1,498 IMS HEALTH INC CMN STOCK Cmn 449934908 895 42,500 Sh Call Shared-defined 1 42,500 IMS HEALTH INC CMN STOCK Cmn 449934958 221 10,500 Sh Put Shared-defined 1 10,500 IMS HEALTH INC CMN STOCK Cmn 449934108 93 4,416 Sh Shared-defined 1 4,416 COLUMN TOTALS 4,517
PAGE 300 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IMS HEALTH INC CMN STOCK Cmn 449934108 44 2,087 Sh Shared-defined 2,087 INCYTE CORP CMN STK Cmn 45337C952 567 62,200 Sh Put Shared-defined 1 62,200 INCYTE CORP CMN STK Cmn 45337C902 329 36,100 Sh Call Shared-defined 1 36,100 INCYTE CORP CMN STK Cmn 45337C102 1,198 131,500 Sh Shared-defined 131,500 INCYTE CORP CMN STK Cmn 45337C102 201 22,016 Sh Shared-defined 1 22,016 INDIA FUND INC Cmn 454089953 626 20,400 Sh Put Shared-defined 1 20,400 INDIA FUND INC Cmn 454089903 181 5,900 Sh Call Shared-defined 1 5,900 INFINERA CORP Cmn 45667G903 546 61,500 Sh Call Shared-defined 1 61,500 INFINERA CORP Cmn 45667G953 250 28,200 Sh Put Shared-defined 1 28,200 INFINERA CORP Cmn 45667G103 107 12,040 Sh Shared-defined 12,040 INFINERA CORP Cmn 45667G103 4 500 Sh Shared-defined 1 500 INFORMATICA CORP CMN STOCK Cmn 45666Q952 282 10,900 Sh Put Shared-defined 1 10,900 INFORMATICA CORP CMN STOCK Cmn 45666Q902 274 10,600 Sh Call Shared-defined 1 10,600 INFORMATICA CORP CMN STOCK Cmn 45666Q102 14,542 562,342 Sh Shared-defined 562,342 COLUMN TOTALS 19,151
PAGE 301 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INFORMATICA CORP CMN STOCK Cmn 45666Q102 104 4,036 Sh Shared-defined 1 4,036 INFOSPACE INC CMN STOCK Cmn 45678T950 1,154 134,600 Sh Put Shared-defined 1 134,600 INFOSPACE INC CMN STOCK Cmn 45678T900 214 25,000 Sh Call Shared-defined 1 25,000 INFOSPACE INC CMN STOCK Cmn 45678T300 606 70,767 Sh Shared-defined 1 70,767 INFOSPACE INC CMN STOCK Cmn 45678T300 135 15,714 Sh Shared-defined 15,714 INFOSYS TECHNOLOGIES LTD - - SPONS ADR 1:1 Depository Receipt 456788108 361 6,529 Sh Shared-defined N/A ING GROEP N.V. - SPONSORED ADR Depository Receipt 456837103 380 38,689 Sh Shared-defined 1 N/A ING GROEP N.V. - SPONSORED ADR Depository Receipt 456837103 250 25,439 Sh Shared-defined N/A ING PRIME RATE TRUST Cmn 44977W106 53 10,190 Sh Shared-defined 1 10,190 INGERSOLL-RAND PLC Cmn G47791101 58,177 1,627,784 Sh Shared-defined 1,627,784 INGERSOLL-RAND PLC Cmn G47791901 8,217 229,900 Sh Call Shared-defined 1 229,900 INGERSOLL-RAND PLC Cmn G47791901 3,460 96,800 Sh Call Shared-defined 96,800 INGERSOLL-RAND PLC Cmn G47791951 2,816 78,800 Sh Put Shared-defined 1 78,800 INGERSOLL-RAND PLC Cmn G47791951 540 15,100 Sh Put Shared-defined 15,100 COLUMN TOTALS 76,467
PAGE 302 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INGRAM MICRO INC - CL A Cmn 457153904 199 11,400 Sh Call Shared-defined 1 11,400 INGRAM MICRO INC - CL A Cmn 457153954 5 300 Sh Put Shared-defined 1 300 INGRAM MICRO INC - CL A Cmn 457153104 446 25,561 Sh Shared-defined 25,561 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 805 98,721 Sh Shared-defined 98,721 INNOPHOS HOLDINGS INC Cmn 45774N958 623 27,100 Sh Put Shared-defined 1 27,100 INNOPHOS HOLDINGS INC Cmn 45774N108 523 22,734 Sh Shared-defined 1 22,734 INNOPHOS HOLDINGS INC Cmn 45774N908 264 11,500 Sh Call Shared-defined 1 11,500 INNOPHOS HOLDINGS INC Cmn 45774N108 7 302 Sh Shared-defined 302 INSMED INC CMN STK Cmn 457669208 10 12,630 Sh Shared-defined 1 12,630 INSPIRE PHARMACEUTICALS INC. Cmn 457733903 137 24,800 Sh Call Shared-defined 1 24,800 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 14 2,558 Sh Shared-defined 2,558 INSPIRE PHARMACEUTICALS INC. Cmn 457733953 8 1,400 Sh Put Shared-defined 1 1,400 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 3 581 Sh Shared-defined 1 581 INSTEEL INDUSTRIES NYSE Cmn 45774W108 39 3,036 Sh Shared-defined 3,036 COLUMN TOTALS 3,083
PAGE 303 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INSTEEL INDUSTRIES NYSE Cmn 45774W108 13 1,019 Sh Shared-defined 1 1,019 INSTEEL INDUSTRIES NYSE Cmn 45774W958 170 13,100 Sh Put Shared-defined 1 13,100 INSTEEL INDUSTRIES NYSE Cmn 45774W908 103 7,900 Sh Call Shared-defined 1 7,900 INSULET CORP Cmn 45784P101 1 60 Sh Shared-defined 1 60 INSULET CORP Cmn 45784P101 -- 1 Sh Shared-defined 1 INSULET CORP 5.375 CB 6/15/13 - REGISTERED Bond 45784PAA9 15,816 16,343,000 Prn Shared-defined N/A INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985958 1,460 39,700 Sh Put Shared-defined 1 39,700 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 1,166 31,700 Sh Call Shared-defined 1 31,700 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 343 9,331 Sh Shared-defined 9,331 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 141 3,845 Sh Shared-defined 1 3,845 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118956 323 49,900 Sh Put Shared-defined 1 49,900 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118906 122 18,800 Sh Call Shared-defined 1 18,800 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 19,979 3,088,009 Sh Shared-defined 3,088,009 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 351 54,304 Sh Shared-defined 1 54,304 COLUMN TOTALS 39,988
PAGE 304 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P957 158 28,000 Sh Put Shared-defined 1 28,000 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P907 55 9,700 Sh Call Shared-defined 1 9,700 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 1 100 Sh Shared-defined 100 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P905 852 20,300 Sh Call Shared-defined 1 20,300 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P955 424 10,100 Sh Put Shared-defined 1 10,100 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 5,152 122,693 Sh Shared-defined 122,693 INTEL CMN STOCK Cmn 458140100 27,266 1,336,556 Sh Shared-defined 1 1,336,556 INTEL CMN STOCK Cmn 458140100 9,368 459,208 Sh Shared-defined 459,208 INTEL CMN STOCK Cmn 458140950 51,639 2,531,300 Sh Put Shared-defined 1 2,531,300 INTEL CMN STOCK Cmn 458140900 33,958 1,664,600 Sh Call Shared-defined 1 1,664,600 INTEL CMN STOCK Cmn 458140900 22,093 1,083,000 Sh Call Shared-defined 1,083,000 INTEL CMN STOCK Cmn 458140950 12,187 597,400 Sh Put Shared-defined 597,400 INTER PARFUMS INC CMN STK Cmn 458334109 179 14,692 Sh Shared-defined 14,692 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 3,289 185,600 Sh Put Shared-defined 1 185,600 COLUMN TOTALS 166,621
PAGE 305 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTERACTIVE BROKERS GROUP INC Cmn 45841N107 1,835 103,569 Sh Shared-defined 1 103,569 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 1,286 72,600 Sh Call Shared-defined 1 72,600 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 448 25,300 Sh Call Shared-defined 25,300 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 269 15,200 Sh Put Shared-defined 15,200 INTERACTIVE BROKERS GROUP INC Cmn 45841N107 266 15,034 Sh Shared-defined 15,034 INTERACTIVE DATA CORP CMN STK Cmn 45840J107 1,091 43,134 Sh Shared-defined 43,134 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V900 32,904 293,000 Sh Call Shared-defined 1 293,000 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V950 27,783 247,400 Sh Put Shared-defined 1 247,400 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V900 7,535 67,100 Sh Call Shared-defined 67,100 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V950 7,142 63,600 Sh Put Shared-defined 63,600 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V100 913 8,130 Sh Shared-defined 1 8,130 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V100 112 996 Sh Shared-defined 996 INTERDIGITAL INC Cmn 45867G951 6,858 258,400 Sh Put Shared-defined 1 258,400 INTERDIGITAL INC Cmn 45867G901 5,804 218,700 Sh Call Shared-defined 1 218,700 COLUMN TOTALS 94,246
PAGE 306 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTERDIGITAL INC Cmn 45867G101 2,452 92,395 Sh Shared-defined 1 92,395 INTERDIGITAL INC Cmn 45867G101 479 18,064 Sh Shared-defined 18,064 INTERDIGITAL INC Cmn 45867G951 45 1,700 Sh Put Shared-defined 1,700 INTERDIGITAL INC Cmn 45867G901 19 700 Sh Call Shared-defined 700 INTERLINE BRANDS INC. COMMON STOCK Cmn 458743101 161 9,305 Sh Shared-defined 9,305 INTERLINE BRANDS INC. COMMON STOCK Cmn 458743101 17 986 Sh Shared-defined 1 986 INTERMEC INC COMMON STOCK Cmn 458786950 63 4,900 Sh Put Shared-defined 1 4,900 INTERMEC INC COMMON STOCK Cmn 458786900 5 400 Sh Call Shared-defined 1 400 INTERMEC INC COMMON STOCK Cmn 458786100 3,283 255,317 Sh Shared-defined 255,317 INTERMEC INC COMMON STOCK Cmn 458786100 138 10,743 Sh Shared-defined 1 10,743 INTERMUNE INC CMN STOCK Cmn 45884X903 2,569 197,000 Sh Call Shared-defined 1 197,000 INTERMUNE INC CMN STOCK Cmn 45884X953 1,802 138,200 Sh Put Shared-defined 1 138,200 INTERMUNE INC CMN STOCK Cmn 45884X903 1,630 125,000 Sh Call Shared-defined 125,000 INTERMUNE INC CMN STOCK Cmn 45884X103 7 513 Sh Shared-defined 1 513 COLUMN TOTALS 12,670
PAGE 307 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTERMUNE INC CMN STOCK Cmn 45884X103 3 200 Sh Shared-defined 200 INTERNAP NETWORK SERV COM STK Cmn 45885A300 43 9,145 Sh Shared-defined 1 9,145 INTERNAP NETWORK SERV COM STK Cmn 45885A300 6 1,207 Sh Shared-defined 1,207 INTERNAP NETWORK SERV COM STK Cmn 45885A950 32 6,900 Sh Put Shared-defined 1 6,900 INTERNAP NETWORK SERV COM STK Cmn 45885A900 25 5,300 Sh Call Shared-defined 1 5,300 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H906 198 51,200 Sh Call Shared-defined 1 51,200 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H956 46 11,800 Sh Put Shared-defined 1 11,800 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 141 36,604 Sh Shared-defined 36,604 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 4 1,067 Sh Shared-defined 1 1,067 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 4,880 260,000 Sh Put Shared-defined 1 260,000 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 4,156 221,400 Sh Call Shared-defined 1 221,400 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 2,108 112,300 Sh Put Shared-defined 112,300 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 1,609 85,700 Sh Call Shared-defined 85,700 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 839 44,715 Sh Shared-defined 44,715 COLUMN TOTALS 14,090
PAGE 308 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 10 535 Sh Shared-defined 1 535 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 20,576 768,338 Sh Shared-defined 768,338 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 8,744 326,500 Sh Put Shared-defined 1 326,500 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 8,385 313,100 Sh Call Shared-defined 1 313,100 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 4,451 166,200 Sh Call Shared-defined 166,200 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 3,988 148,900 Sh Put Shared-defined 148,900 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 486 21,988 Sh Shared-defined 21,988 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 93 4,226 Sh Shared-defined 1 4,226 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254955 290 13,100 Sh Put Shared-defined 1 13,100 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254905 139 6,300 Sh Call Shared-defined 1 6,300 INTERNET CAPITAL GROUP INC CMN STOCK Cmn 46059C205 170 25,510 Sh Shared-defined 25,510 INTERNET CAPITAL GROUP INC CMN STOCK Cmn 46059C205 27 4,040 Sh Shared-defined 1 4,040 INTEROIL CORP COMMON STOCK Cmn 460951906 41,454 539,700 Sh Call Shared-defined 1 539,700 INTEROIL CORP COMMON STOCK Cmn 460951956 22,736 296,000 Sh Put Shared-defined 1 296,000 COLUMN TOTALS 111,549
PAGE 309 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTEROIL CORP COMMON STOCK Cmn 460951106 4,267 55,550 Sh Shared-defined 1 55,550 INTEROIL CORP COMMON STOCK Cmn 460951106 98 1,281 Sh Shared-defined 1,281 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 1,918 125,000 Sh Call Shared-defined 125,000 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 1,482 96,600 Sh Call Shared-defined 1 96,600 INTERSIL CORPORATION CMN STOCK Cmn 46069S959 831 54,200 Sh Put Shared-defined 1 54,200 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 5,783 376,991 Sh Shared-defined 376,991 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 281 18,318 Sh Shared-defined 1 18,318 INTERVAL LEISURE GROUP-W/I Cmn 46113M908 253 20,300 Sh Call Shared-defined 1 20,300 INTERVAL LEISURE GROUP-W/I Cmn 46113M958 76 6,100 Sh Put Shared-defined 1 6,100 INTERVAL LEISURE GROUP-W/I Cmn 46113M108 15 1,202 Sh Shared-defined 1,202 INTEVAC INC CMN STOCK Cmn 461148958 89 7,800 Sh Put Shared-defined 1 7,800 INTEVAC INC CMN STOCK Cmn 461148908 53 4,600 Sh Call Shared-defined 1 4,600 INTEVAC INC CMN STOCK Cmn 461148108 13 1,140 Sh Shared-defined 1 1,140 INTEVAC INC CMN STOCK Cmn 461148108 12 1,038 Sh Shared-defined 1,038 COLUMN TOTALS 15,171
PAGE 310 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTL FLAVORS & FRAGRANCES Cmn 459506101 1,484 36,075 Sh Shared-defined 36,075 INTL FLAVORS & FRAGRANCES Cmn 459506101 417 10,125 Sh Shared-defined 1 10,125 INTL FLAVORS & FRAGRANCES Cmn 459506951 387 9,400 Sh Put Shared-defined 1 9,400 INTL FLAVORS & FRAGRANCES Cmn 459506901 280 6,800 Sh Call Shared-defined 1 6,800 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335901 174 6,100 Sh Call Shared-defined 1 6,100 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335951 11 400 Sh Put Shared-defined 1 400 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 1,070 37,623 Sh Shared-defined 37,623 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 105 3,697 Sh Shared-defined 1 3,697 INTREPID POTASH INC Cmn 46121Y902 7,893 270,600 Sh Call Shared-defined 1 270,600 INTREPID POTASH INC Cmn 46121Y952 5,350 183,400 Sh Put Shared-defined 1 183,400 INTREPID POTASH INC Cmn 46121Y952 3,591 123,100 Sh Put Shared-defined 123,100 INTREPID POTASH INC Cmn 46121Y902 3,500 120,000 Sh Call Shared-defined 120,000 INTREPID POTASH INC Cmn 46121Y102 582 19,965 Sh Shared-defined 19,965 INTREPID POTASH INC Cmn 46121Y102 6 205 Sh Shared-defined 1 205 COLUMN TOTALS 24,850
PAGE 311 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INTUIT INC Cmn 461202953 4,130 134,500 Sh Put Shared-defined 1 134,500 INTUIT INC Cmn 461202903 3,584 116,700 Sh Call Shared-defined 1 116,700 INTUIT INC Cmn 461202903 1,677 54,600 Sh Call Shared-defined 54,600 INTUIT INC Cmn 461202953 1,477 48,100 Sh Put Shared-defined 48,100 INTUIT INC Cmn 461202103 1,465 47,690 Sh Shared-defined 47,690 INTUIT INC Cmn 461202103 650 21,168 Sh Shared-defined 1 21,168 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 111,379 367,200 Sh Put Shared-defined 1 367,200 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 84,353 278,100 Sh Call Shared-defined 1 278,100 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 26,298 86,700 Sh Put Shared-defined 86,700 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 20,474 67,500 Sh Call Shared-defined 67,500 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 4,341 14,313 Sh Shared-defined 1 14,313 INVACARE CORP 4.125% CB 2/1/2027 - REGISTERED Bond 461203AD3 22,885 20,000,000 Prn Shared-defined N/A INVACARE CORP CMN STK Cmn 461203101 318 12,770 Sh Shared-defined 12,770 INVACARE CORP CMN STK Cmn 461203101 12 471 Sh Shared-defined 1 471 COLUMN TOTALS 283,043
PAGE 312 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INVENTIV HEALTH INC HEALTH INC Cmn 46122E905 244 15,100 Sh Call Shared-defined 1 15,100 INVENTIV HEALTH INC HEALTH INC Cmn 46122E955 66 4,100 Sh Put Shared-defined 1 4,100 INVENTIV HEALTH INC HEALTH INC Cmn 46122E105 183 11,303 Sh Shared-defined 11,303 INVENTIV HEALTH INC HEALTH INC Cmn 46122E105 154 9,522 Sh Shared-defined 1 9,522 INVERNESS MEDIAL INNOVATIONS .75% CONV PREF - PERP Pref Stk 46126P304 17 65 Sh Shared-defined 1 N/A INVESCO PLC COMMON STOCK Cmn G491BT908 1,313 55,900 Sh Call Shared-defined 1 55,900 INVESCO PLC COMMON STOCK Cmn G491BT958 787 33,500 Sh Put Shared-defined 1 33,500 INVESCO PLC COMMON STOCK Cmn G491BT908 146 6,200 Sh Call Shared-defined 6,200 INVESCO PLC COMMON STOCK Cmn G491BT958 124 5,300 Sh Put Shared-defined 5,300 INVESCO PLC COMMON STOCK Cmn G491BT108 6,885 293,109 Sh Shared-defined 293,109 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F905 632 32,100 Sh Call Shared-defined 1 32,100 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F955 335 17,000 Sh Put Shared-defined 1 17,000 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F105 86 4,388 Sh Shared-defined 4,388 INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 121 11,072 Sh Shared-defined 11,072 COLUMN TOTALS 11,093
PAGE 313 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 -- 2 Sh Shared-defined 1 2 INVESTORS REAL ESTATE TRUST Cmn 461730103 553 61,421 Sh Shared-defined 61,421 ION GEOPHYSICAL CORP CMN STK Cmn 462044958 72 12,100 Sh Put Shared-defined 1 12,100 ION GEOPHYSICAL CORP CMN STK Cmn 462044908 49 8,300 Sh Call Shared-defined 1 8,300 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 226 38,181 Sh Shared-defined 1 38,181 IRIS INTERNATIONAL INC CMN STK Cmn 46270W955 213 17,200 Sh Put Shared-defined 1 17,200 IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 85 6,900 Sh Call Shared-defined 1 6,900 IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 4 300 Sh Call Shared-defined 300 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 124 10,021 Sh Shared-defined 1 10,021 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 74 5,987 Sh Shared-defined 5,987 IROBOT CORP COMMON STOCK Cmn 462726950 648 36,800 Sh Put Shared-defined 1 36,800 IROBOT CORP COMMON STOCK Cmn 462726900 18 1,000 Sh Call Shared-defined 1 1,000 IROBOT CORP COMMON STOCK Cmn 462726100 276 15,659 Sh Shared-defined 1 15,659 IROBOT CORP COMMON STOCK Cmn 462726100 20 1,114 Sh Shared-defined 1,114 COLUMN TOTALS 2,362
PAGE 314 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 17,695 777,468 Sh Shared-defined 777,468 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846956 3,714 163,200 Sh Put Shared-defined 1 163,200 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846906 3,255 143,000 Sh Call Shared-defined 1 143,000 ISIS PHARMACEUTICALS 2.625% CB 2/15/2027-REGISTERE Bond 464337AE4 52,005 51,135,000 Prn Shared-defined N/A ISIS PHARMACEUTICALS INC CMN STK Cmn 464330959 1,288 116,000 Sh Put Shared-defined 1 116,000 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330909 697 62,800 Sh Call Shared-defined 1 62,800 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 545 49,081 Sh Shared-defined 1 49,081 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 26 3,421 Sh Shared-defined 3,421 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592904 150 20,000 Sh Call Shared-defined 1 20,000 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592954 24 3,200 Sh Put Shared-defined 1 3,200 ISTA PHARMACEUTICALS Cmn 45031X204 66 14,530 Sh Shared-defined 14,530 ISTAR FINANCIAL INC CMN STK Cmn 45031U901 219 85,500 Sh Call Shared-defined 1 85,500 ISTAR FINANCIAL INC CMN STK Cmn 45031U951 138 53,900 Sh Put Shared-defined 1 53,900 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 35 13,591 Sh Shared-defined 13,591 COLUMN TOTALS 79,857
PAGE 315 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ISTAR FINANCIAL INC CMN STK Cmn 45031U101 14 5,532 Sh Shared-defined 1 5,532 ITC HOLDINGS CORP. COMMON STOCK Cmn 465685105 7,107 136,438 Sh Shared-defined 136,438 ITRON INC CMN STK Cmn 465741956 5,412 80,100 Sh Put Shared-defined 1 80,100 ITRON INC CMN STK Cmn 465741906 3,642 53,900 Sh Call Shared-defined 1 53,900 ITRON INC CMN STK Cmn 465741956 1,669 24,700 Sh Put Shared-defined 24,700 ITRON INC CMN STK Cmn 465741906 1,088 16,100 Sh Call Shared-defined 16,100 ITRON INC CMN STK Cmn 465741106 814 12,050 Sh Shared-defined 12,050 ITRON INC CMN STK Cmn 465741106 210 3,114 Sh Shared-defined 1 3,114 ITT CORP CMN STOCK Cmn 450911102 696 13,993 Sh Shared-defined 13,993 ITT CORP CMN STOCK Cmn 450911902 4,258 85,600 Sh Call Shared-defined 1 85,600 ITT CORP CMN STOCK Cmn 450911952 3,218 64,700 Sh Put Shared-defined 1 64,700 ITT CORP CMN STOCK Cmn 450911952 652 13,100 Sh Put Shared-defined 13,100 ITT CORP CMN STOCK Cmn 450911902 542 10,900 Sh Call Shared-defined 10,900 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 25,669 267,500 Sh Call Shared-defined 1 267,500 COLUMN TOTALS 54,991
PAGE 316 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 12,839 133,800 Sh Put Shared-defined 1 133,800 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 4,769 49,700 Sh Call Shared-defined 49,700 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 3,512 36,600 Sh Put Shared-defined 36,600 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 568 5,920 Sh Shared-defined 5,920 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 41 425 Sh Shared-defined 1 425 IVANHOE ENERGY INC Cmn 465790103 3,787 1,324,149 Sh Shared-defined 1,324,149 IVANHOE ENERGY INC Cmn 465790103 112 39,181 Sh Shared-defined 1 39,181 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 2,824 193,300 Sh Call Shared-defined 1 193,300 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 2,456 168,100 Sh Put Shared-defined 1 168,100 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 1,639 112,200 Sh Call Shared-defined 112,200 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 628 43,000 Sh Put Shared-defined 43,000 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 3,578 244,876 Sh Shared-defined 244,876 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 886 60,629 Sh Shared-defined 1 60,629 IXIA Cmn 45071R959 39 5,200 Sh Put Shared-defined 1 5,200 COLUMN TOTALS 37,678
PAGE 317 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) IXIA Cmn 45071R909 38 5,100 Sh Call Shared-defined 1 5,100 IXIA Cmn 45071R109 26 3,449 Sh Shared-defined 1 3,449 IXIA Cmn 45071R109 19 2,518 Sh Shared-defined 2,518 J CREW GROUP INC COMMON STOCK Cmn 46612H952 5,382 120,300 Sh Put Shared-defined 1 120,300 J CREW GROUP INC COMMON STOCK Cmn 46612H902 4,510 100,800 Sh Call Shared-defined 100,800 J CREW GROUP INC COMMON STOCK Cmn 46612H902 4,483 100,200 Sh Call Shared-defined 1 100,200 J CREW GROUP INC COMMON STOCK Cmn 46612H952 3,745 83,700 Sh Put Shared-defined 83,700 J CREW GROUP INC COMMON STOCK Cmn 46612H402 3,110 69,512 Sh Shared-defined 69,512 J CREW GROUP INC COMMON STOCK Cmn 46612H402 334 7,471 Sh Shared-defined 1 7,471 J. C. PENNEY COMPANY, INC Cmn 708160956 14,077 529,000 Sh Put Shared-defined 1 529,000 J. C. PENNEY COMPANY, INC Cmn 708160906 11,788 443,000 Sh Call Shared-defined 1 443,000 J. C. PENNEY COMPANY, INC Cmn 708160956 8,994 338,000 Sh Put Shared-defined 338,000 J. C. PENNEY COMPANY, INC Cmn 708160906 7,650 287,500 Sh Call Shared-defined 287,500 J. C. PENNEY COMPANY, INC Cmn 708160106 2,854 107,270 Sh Shared-defined 107,270 COLUMN TOTALS 67,010
PAGE 318 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) J. C. PENNEY COMPANY, INC Cmn 708160106 75 2,817 Sh Shared-defined 1 2,817 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 633 31,100 Sh Put Shared-defined 1 31,100 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E905 271 13,300 Sh Call Shared-defined 1 13,300 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 4 200 Sh Put Shared-defined 200 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 828 40,712 Sh Shared-defined 40,712 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 21 1,030 Sh Shared-defined 1 1,030 JA SOLAR HOLDINGS CO LTD-ADR Depository Receipt 466090107 715 125,481 Sh Shared-defined 1 N/A JA SOLAR HOLDINGS CO LTD-ADR Depository Receipt 466090107 31 5,417 Sh Shared-defined N/A JABIL CIRCUIT INC CMN STK Cmn 466313903 1,454 83,700 Sh Call Shared-defined 1 83,700 JABIL CIRCUIT INC CMN STK Cmn 466313953 1,442 83,000 Sh Put Shared-defined 1 83,000 JABIL CIRCUIT INC CMN STK Cmn 466313103 5,701 328,237 Sh Shared-defined 328,237 JABIL CIRCUIT INC CMN STK Cmn 466313103 981 56,459 Sh Shared-defined 1 56,459 JACK IN THE BOX INC. CMN STK Cmn 466367959 1,259 64,000 Sh Put Shared-defined 1 64,000 JACK IN THE BOX INC. CMN STK Cmn 466367909 417 21,200 Sh Call Shared-defined 1 21,200 COLUMN TOTALS 13,832
PAGE 319 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JACK IN THE BOX INC. CMN STK Cmn 466367109 471 23,938 Sh Shared-defined 1 23,938 JACK IN THE BOX INC. CMN STK Cmn 466367109 61 3,124 Sh Shared-defined 3,124 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 682 155,000 Sh Call Shared-defined 1 155,000 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 140 31,900 Sh Put Shared-defined 1 31,900 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 291 66,138 Sh Shared-defined 66,138 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 13 2,858 Sh Shared-defined 1 2,858 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 10,091 268,300 Sh Call Shared-defined 1 268,300 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 4,637 123,300 Sh Put Shared-defined 1 123,300 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 1,527 40,600 Sh Call Shared-defined 40,600 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 1,196 31,800 Sh Put Shared-defined 31,800 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 771 20,494 Sh Shared-defined 20,494 JAGUAR MINING INC COMMON STOCK Cmn 47009M903 417 37,300 Sh Call Shared-defined 1 37,300 JAGUAR MINING INC COMMON STOCK Cmn 47009M953 275 24,600 Sh Put Shared-defined 1 24,600 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 228 20,404 Sh Shared-defined 1 20,404 COLUMN TOTALS 20,800
PAGE 320 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JAGUAR MINING INC COMMON STOCK Cmn 47009M103 1 100 Sh Shared-defined 100 JAKKS PAC INC CMN STOCK Cmn 47012E106 784 64,692 Sh Shared-defined 64,692 JAKKS PAC INC CMN STOCK Cmn 47012E106 33 2,692 Sh Shared-defined 1 2,692 JAKKS PAC INC CMN STOCK Cmn 47012E906 377 31,100 Sh Call Shared-defined 1 31,100 JAKKS PAC INC CMN STOCK Cmn 47012E956 76 6,300 Sh Put Shared-defined 1 6,300 JAMBA INC COMMON STO Cmn 47023A951 10 6,100 Sh Put Shared-defined 1 6,100 JAMBA INC COMMON STO Cmn 47023A901 6 3,600 Sh Call Shared-defined 1 3,600 JAMBA INC COMMON STO Cmn 47023A101 22 12,825 Sh Shared-defined 1 12,825 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 1,992 107,500 Sh Call Shared-defined 1 107,500 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 1,271 68,600 Sh Put Shared-defined 1 68,600 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 372 20,100 Sh Put Shared-defined 20,100 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 217 11,700 Sh Call Shared-defined 11,700 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 250 13,500 Sh Shared-defined 13,500 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 221 11,926 Sh Shared-defined 1 11,926 COLUMN TOTALS 5,632
PAGE 321 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JANUS CAPITAL GROUP 3.25% CB 07/15/2014 - REGISTER Bond 47102XAG0 14,850 12,325,000 Prn Shared-defined N/A JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 898 66,800 Sh Put Shared-defined 1 66,800 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X905 338 25,100 Sh Call Shared-defined 1 25,100 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 22,199 1,650,473 Sh Shared-defined 1,650,473 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 82 6,104 Sh Shared-defined 1 6,104 JARDEN CORP CMN STK Cmn 471109958 1,057 34,200 Sh Put Shared-defined 1 34,200 JARDEN CORP CMN STK Cmn 471109908 828 26,800 Sh Call Shared-defined 1 26,800 JARDEN CORP CMN STK Cmn 471109958 68 2,200 Sh Put Shared-defined 2,200 JARDEN CORP CMN STK Cmn 471109108 11,932 386,017 Sh Shared-defined 386,017 JARDEN CORP CMN STK Cmn 471109108 138 4,449 Sh Shared-defined 1 4,449 JAVELIN PHARMACEUTICALS INC COMMON STOCK Cmn 471894105 17 12,975 Sh Shared-defined 1 12,975 JAZZ PHARMACEUTICALS INC Cmn 472147907 389 49,400 Sh Call Shared-defined 1 49,400 JAZZ PHARMACEUTICALS INC Cmn 472147957 173 21,900 Sh Put Shared-defined 1 21,900 JAZZ PHARMACEUTICALS INC Cmn 472147107 84 10,686 Sh Shared-defined 1 10,686 COLUMN TOTALS 53,053
PAGE 322 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K908 443 17,400 Sh Call Shared-defined 1 17,400 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K958 99 3,900 Sh Put Shared-defined 1 3,900 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 64 2,509 Sh Shared-defined 2,509 JDS UNIPHASE 1% CB 05/15/2026 - REGISTERED Bond 46612JAD3 17,442 20,309,000 Prn Shared-defined N/A JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 1,834 222,300 Sh Put Shared-defined 1 222,300 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 800 97,000 Sh Put Shared-defined 97,000 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 501 60,700 Sh Call Shared-defined 60,700 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 446 54,100 Sh Call Shared-defined 1 54,100 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 1,739 210,728 Sh Shared-defined 1 210,728 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 1,697 205,711 Sh Shared-defined 205,711 JEFFERIES GROUP INC COMMON STOCK Cmn 472319902 1,642 69,200 Sh Call Shared-defined 1 69,200 JEFFERIES GROUP INC COMMON STOCK Cmn 472319952 1,559 65,700 Sh Put Shared-defined 1 65,700 JEFFERIES GROUP INC COMMON STOCK Cmn 472319102 1,310 55,186 Sh Shared-defined 1 55,186 JEFFERIES GROUP INC COMMON STOCK Cmn 472319102 545 22,979 Sh Shared-defined 22,979 COLUMN TOTALS 30,121
PAGE 323 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JETBLUE AIRWAYS CORP Cmn 477143101 2,832 519,651 Sh Shared-defined 519,651 JETBLUE AIRWAYS CORP Cmn 477143901 1,318 241,900 Sh Call Shared-defined 1 241,900 JETBLUE AIRWAYS CORP Cmn 477143901 733 134,500 Sh Call Shared-defined 134,500 JETBLUE AIRWAYS CORP Cmn 477143951 433 79,400 Sh Put Shared-defined 1 79,400 JETBLUE AIRWAYS CORP Cmn 477143951 208 38,200 Sh Put Shared-defined 38,200 JM SMUCKER CO - -NEW COMMON SHARES Cmn 832696405 1,261 20,421 Sh Shared-defined 1 20,421 JM SMUCKER CO - -NEW COMMON SHARES Cmn 832696405 769 12,458 Sh Shared-defined 12,458 JM SMUCKER CO - -NEW COMMON SHARES Cmn 832696955 1,192 19,300 Sh Put Shared-defined 1 19,300 JM SMUCKER CO - -NEW COMMON SHARES Cmn 832696905 778 12,600 Sh Call Shared-defined 1 12,600 JO-ANN STORES INC. COMMON STOCK Cmn 47758P957 602 16,600 Sh Put Shared-defined 1 16,600 JO-ANN STORES INC. COMMON STOCK Cmn 47758P907 337 9,300 Sh Call Shared-defined 1 9,300 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 291 8,019 Sh Shared-defined 8,019 JOHN BEAN TECHNOLOGIES CORP Cmn 477839904 568 33,400 Sh Call Shared-defined 1 33,400 JOHN BEAN TECHNOLOGIES CORP Cmn 477839954 342 20,100 Sh Put Shared-defined 1 20,100 COLUMN TOTALS 11,664
PAGE 324 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JOHNSON & JOHNSON Cmn 478160954 70,439 1,093,600 Sh Put Shared-defined 1 1,093,600 JOHNSON & JOHNSON Cmn 478160904 40,984 636,300 Sh Call Shared-defined 1 636,300 JOHNSON & JOHNSON Cmn 478160954 18,499 287,200 Sh Put Shared-defined 287,200 JOHNSON & JOHNSON Cmn 478160904 12,798 198,700 Sh Call Shared-defined 198,700 JOHNSON & JOHNSON Cmn 478160104 5,453 84,656 Sh Shared-defined 1 84,656 JOHNSON & JOHNSON Cmn 478160104 3,239 50,294 Sh Shared-defined 50,294 JOHNSON CONTROLS 11.5% MAND 03/31/12-REGISTERED Bond 478366602 13 90 Prn Shared-defined 1 N/A JOHNSON CTLS INC Cmn 478366957 4,601 168,900 Sh Put Shared-defined 1 168,900 JOHNSON CTLS INC Cmn 478366957 1,950 71,600 Sh Put Shared-defined 71,600 JOHNSON CTLS INC Cmn 478366907 1,836 67,400 Sh Call Shared-defined 1 67,400 JOHNSON CTLS INC Cmn 478366907 929 34,100 Sh Call Shared-defined 34,100 JOHNSON CTLS INC Cmn 478366107 400 14,698 Sh Shared-defined 14,698 JONES APPAREL GROUP INC CMN STK Cmn 480074903 2,446 152,300 Sh Call Shared-defined 1 152,300 JONES APPAREL GROUP INC CMN STK Cmn 480074953 305 19,000 Sh Put Shared-defined 1 19,000 COLUMN TOTALS 163,892
PAGE 325 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JONES APPAREL GROUP INC CMN STK Cmn 480074903 202 12,600 Sh Call Shared-defined 12,600 JONES APPAREL GROUP INC CMN STK Cmn 480074103 8,228 512,319 Sh Shared-defined 512,319 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 696 11,515 Sh Shared-defined 1 11,515 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 4,137 68,500 Sh Call Shared-defined 1 68,500 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 3,545 58,700 Sh Put Shared-defined 1 58,700 JONES SODA CO COMMON STOCK Cmn 48023P106 5 11,223 Sh Shared-defined 1 11,223 JONES SODA CO COMMON STOCK Cmn 48023P106 1 1,285 Sh Shared-defined 1,285 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 2,595 61,500 Sh Put Shared-defined 1 61,500 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 1,084 25,700 Sh Call Shared-defined 25,700 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 1,038 24,600 Sh Call Shared-defined 1 24,600 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 747 17,700 Sh Put Shared-defined 17,700 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 725 17,185 Sh Shared-defined 17,185 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 640 15,165 Sh Shared-defined 1 15,165 JOY GLOBAL INC CMN STK Cmn 481165958 22,313 432,500 Sh Put Shared-defined 1 432,500 COLUMN TOTALS 45,956
PAGE 326 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JOY GLOBAL INC CMN STK Cmn 481165908 19,754 382,900 Sh Call Shared-defined 1 382,900 JOY GLOBAL INC CMN STK Cmn 481165958 16,173 313,500 Sh Put Shared-defined 313,500 JOY GLOBAL INC CMN STK Cmn 481165908 6,505 126,100 Sh Call Shared-defined 126,100 JOY GLOBAL INC CMN STK Cmn 481165108 7,754 150,309 Sh Shared-defined 1 150,309 JOY GLOBAL INC CMN STK Cmn 481165108 5,517 106,946 Sh Shared-defined 106,946 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 27,034 648,755 Sh Shared-defined 1 648,755 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 1,439 34,541 Sh Shared-defined 34,541 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 149,245 3,581,600 Sh Put Shared-defined 1 3,581,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 111,701 2,680,600 Sh Call Shared-defined 1 2,680,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 28,111 674,600 Sh Call Shared-defined 674,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 27,927 670,200 Sh Put Shared-defined 670,200 JUNIPER NETWORKS INC Cmn 48203R104 1,765 66,187 Sh Shared-defined 66,187 JUNIPER NETWORKS INC Cmn 48203R104 205 7,705 Sh Shared-defined 1 7,705 JUNIPER NETWORKS INC Cmn 48203R954 14,951 560,600 Sh Put Shared-defined 1 560,600 COLUMN TOTALS 418,081
PAGE 327 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) JUNIPER NETWORKS INC Cmn 48203R904 10,935 410,000 Sh Call Shared-defined 1 410,000 JUNIPER NETWORKS INC Cmn 48203R954 3,656 137,100 Sh Put Shared-defined 137,100 JUNIPER NETWORKS INC Cmn 48203R904 2,587 97,000 Sh Call Shared-defined 97,000 KAISER ALUMINUM CORP CMN STK Cmn 483007904 757 18,200 Sh Call Shared-defined 1 18,200 KAISER ALUMINUM CORP CMN STK Cmn 483007954 662 15,900 Sh Put Shared-defined 1 15,900 KAISER ALUMINUM CORP CMN STK Cmn 483007954 112 2,700 Sh Put Shared-defined 2,700 KAISER ALUMINUM CORP CMN STK Cmn 483007904 83 2,000 Sh Call Shared-defined 2,000 KAISER ALUMINUM CORP CMN STK Cmn 483007704 274 6,585 Sh Shared-defined 6,585 KAISER ALUMINUM CORP CMN STK Cmn 483007704 3 69 Sh Shared-defined 1 69 KANSAS CITY SOUTHERN Cmn 485170902 1,971 59,200 Sh Call Shared-defined 1 59,200 KANSAS CITY SOUTHERN Cmn 485170952 1,382 41,500 Sh Put Shared-defined 1 41,500 KANSAS CITY SOUTHERN Cmn 485170902 60 1,800 Sh Call Shared-defined 1,800 KAR AUCTION SERVICES INC Cmn 48238T109 22,848 1,656,865 Sh Shared-defined 1,656,865 KAYDON CORP CMN STK Cmn 486587108 1,254 35,064 Sh Shared-defined 35,064 COLUMN TOTALS 46,584
PAGE 328 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KB HOME COM SHS Cmn 48666K959 3,159 230,900 Sh Put Shared-defined 1 230,900 KB HOME COM SHS Cmn 48666K909 3,057 223,500 Sh Call Shared-defined 1 223,500 KB HOME COM SHS Cmn 48666K909 1,408 102,900 Sh Call Shared-defined 102,900 KB HOME COM SHS Cmn 48666K959 1,157 84,600 Sh Put Shared-defined 84,600 KB HOME COM SHS Cmn 48666K109 1,051 76,794 Sh Shared-defined 76,794 KBR INC Cmn 48242W906 1,982 104,300 Sh Call Shared-defined 1 104,300 KBR INC Cmn 48242W956 1,176 61,900 Sh Put Shared-defined 1 61,900 KBR INC Cmn 48242W906 903 47,500 Sh Call Shared-defined 47,500 KBR INC Cmn 48242W956 616 32,400 Sh Put Shared-defined 32,400 KBR INC Cmn 48242W106 151 7,960 Sh Shared-defined 7,960 KBR INC Cmn 48242W106 40 2,126 Sh Shared-defined 1 2,126 KELLOGG CO Cmn 487836108 24,321 457,161 Sh Shared-defined 457,161 KELLOGG CO Cmn 487836958 5,283 99,300 Sh Put Shared-defined 1 99,300 KELLOGG CO Cmn 487836908 4,448 83,600 Sh Call Shared-defined 1 83,600 COLUMN TOTALS 48,752
PAGE 329 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KELLOGG CO Cmn 487836108 2,063 38,783 Sh Shared-defined 1 38,783 KELLOGG CO Cmn 487836958 1,915 36,000 Sh Put Shared-defined 36,000 KELLOGG CO Cmn 487836908 64 1,200 Sh Call Shared-defined 1,200 KENEXA CORPORATION COMMON STOCK Cmn 488879107 158 12,109 Sh Shared-defined 12,109 KENNAMETAL INC CMN STK Cmn 489170100 329 12,701 Sh Shared-defined 12,701 KENNAMETAL INC CMN STK Cmn 489170100 22 867 Sh Shared-defined 1 867 KENNEDY-WILSON HOLDINGS INC Cmn 489398107 6 715 Sh Shared-defined 1 715 KENNEDY-WILSON HOLDINGS INC-CW12 Wt 489398115 14 25,100 Shared-defined 1 N/A KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515901 204 81,600 Sh Call Shared-defined 1 81,600 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515951 55 22,000 Sh Put Shared-defined 1 22,000 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 584 233,534 Sh Shared-defined 233,534 KEY ENERGY GROUP INC CMN STK Cmn 492914106 3,183 362,147 Sh Shared-defined 362,147 KEY ENERGY GROUP INC CMN STK Cmn 492914106 -- 29 Sh Shared-defined 1 29 KEYCORP COMMON STOCK Cmn 493267108 28,209 5,082,771 Sh Shared-defined 5,082,771 COLUMN TOTALS 36,806
PAGE 330 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KEYCORP COMMON STOCK Cmn 493267108 1,593 286,969 Sh Shared-defined 1 286,969 KEYCORP COMMON STOCK Cmn 493267958 1,397 251,700 Sh Put Shared-defined 1 251,700 KEYCORP COMMON STOCK Cmn 493267958 486 87,600 Sh Put Shared-defined 87,600 KEYCORP COMMON STOCK Cmn 493267908 187 33,700 Sh Call Shared-defined 1 33,700 KEYCORP COMMON STOCK Cmn 493267908 114 20,600 Sh Call Shared-defined 20,600 KFORCE INC CMN STOCK Cmn 493732101 312 24,973 Sh Shared-defined 24,973 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462908 881 64,700 Sh Call Shared-defined 1 64,700 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462958 810 59,500 Sh Put Shared-defined 1 59,500 KHD HUMBOLDT WEDAG INTERNATIONAL CMN STOCK Cmn 482462108 459 33,701 Sh Shared-defined 1 33,701 KILROY REALTY CMN STOCK Cmn 49427F908 1,156 37,700 Sh Call Shared-defined 1 37,700 KILROY REALTY CMN STOCK Cmn 49427F958 1,110 36,200 Sh Put Shared-defined 1 36,200 KILROY REALTY CMN STOCK Cmn 49427F108 583 19,019 Sh Shared-defined 19,019 KILROY REALTY CMN STOCK Cmn 49427F108 7 232 Sh Shared-defined 1 232 KIMBALL INTERNATIONAL -CL B CMN STK Cmn 494274103 305 35,789 Sh Shared-defined 35,789 COLUMN TOTALS 9,400
PAGE 331 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KIMBERLY CLARK CORP Cmn 494368103 44,074 691,793 Sh Shared-defined 691,793 KIMBERLY CLARK CORP Cmn 494368953 12,838 201,500 Sh Put Shared-defined 1 201,500 KIMBERLY CLARK CORP Cmn 494368903 9,378 147,200 Sh Call Shared-defined 1 147,200 KIMBERLY CLARK CORP Cmn 494368903 4,441 69,700 Sh Call Shared-defined 69,700 KIMBERLY CLARK CORP Cmn 494368953 3,995 62,700 Sh Put Shared-defined 62,700 KIMBERLY CLARK CORP Cmn 494368103 123 1,930 Sh Shared-defined 1 1,930 KIMCO REALTY CORP CMN STK Cmn 49446R909 1,063 78,600 Sh Call Shared-defined 1 78,600 KIMCO REALTY CORP CMN STK Cmn 49446R959 825 61,000 Sh Put Shared-defined 1 61,000 KIMCO REALTY CORP CMN STK Cmn 49446R959 572 42,300 Sh Put Shared-defined 42,300 KIMCO REALTY CORP CMN STK Cmn 49446R909 141 10,400 Sh Call Shared-defined 10,400 KIMCO REALTY CORP CMN STK Cmn 49446R109 303 22,382 Sh Shared-defined 22,382 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550906 7,232 118,600 Sh Call Shared-defined 1 118,600 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550956 5,598 91,800 Sh Put Shared-defined 1 91,800 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 6,115 111,906 Sh Shared-defined 111,906 COLUMN TOTALS 96,698
PAGE 332 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 60 1,101 Sh Shared-defined 1 1,101 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580903 253 13,700 Sh Call Shared-defined 1 13,700 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580953 131 7,100 Sh Put Shared-defined 1 7,100 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 248 13,412 Sh Shared-defined 1 13,412 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 162 8,753 Sh Shared-defined 8,753 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 2,556 67,900 Sh Put Shared-defined 1 67,900 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 2,462 65,400 Sh Call Shared-defined 1 65,400 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 91 2,426 Sh Shared-defined 2,426 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 1 34 Sh Shared-defined 1 34 KING PHARMACE 1.25% CB 4/1/2026 - REGISTERED Bond 495582AJ7 44,090 47,500,000 Prn Shared-defined N/A KING PHARMACEUTICALS INC CMN STOCK Cmn 495582908 638 52,000 Sh Call Shared-defined 1 52,000 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 298 24,300 Sh Put Shared-defined 1 24,300 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 315 25,698 Sh Shared-defined 25,698 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 50 4,070 Sh Shared-defined 1 4,070 COLUMN TOTALS 51,355
PAGE 333 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KINROSS GOLD CORP Cmn 496902904 7,060 383,700 Sh Call Shared-defined 1 383,700 KINROSS GOLD CORP Cmn 496902954 6,902 375,100 Sh Put Shared-defined 1 375,100 KINROSS GOLD CORP Cmn 496902904 4,359 236,900 Sh Call Shared-defined 236,900 KINROSS GOLD CORP Cmn 496902954 3,078 167,300 Sh Put Shared-defined 167,300 KINROSS GOLD CORP Cmn 496902404 2,008 109,129 Sh Shared-defined 1 109,129 KINROSS GOLD CORP Cmn 496902404 584 31,720 Sh Shared-defined 31,720 KINROSS GOLD CORP 1.75% CB 03/15/2028-REGISTERED Bond 496902AD9 36,743 35,500,000 Prn Shared-defined N/A KIRBY CORPORATION COMMON STOCK KEX Cmn 497266106 716 20,568 Sh Shared-defined 20,568 KIRKLAND'S INC CMN STK Cmn 497498955 245 14,100 Sh Put Shared-defined 1 14,100 KIRKLAND'S INC CMN STK Cmn 497498905 92 5,300 Sh Call Shared-defined 1 5,300 KIRKLAND'S INC CMN STK Cmn 497498105 316 18,208 Sh Shared-defined 1 18,208 KKR FINANCIAL HOLDINGS LLC Cmn 48248A906 1,287 221,900 Sh Call Shared-defined 1 221,900 KKR FINANCIAL HOLDINGS LLC Cmn 48248A956 806 138,900 Sh Put Shared-defined 1 138,900 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 12,540 346,800 Sh Put Shared-defined 1 346,800 COLUMN TOTALS 76,736
PAGE 334 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 11,087 306,600 Sh Call Shared-defined 1 306,600 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 10,306 285,000 Sh Put Shared-defined 285,000 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 4,762 131,700 Sh Call Shared-defined 131,700 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 24,969 690,524 Sh Shared-defined 690,524 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 75 2,074 Sh Shared-defined 1 2,074 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 3,336 216,600 Sh Put Shared-defined 1 216,600 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 1,777 115,400 Sh Call Shared-defined 1 115,400 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 873 56,700 Sh Put Shared-defined 56,700 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 254 16,500 Sh Call Shared-defined 16,500 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 3,476 225,712 Sh Shared-defined 1 225,712 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 1,276 82,830 Sh Shared-defined 82,830 KNIGHT TRANSN INC CMN STOCK Cmn 499064903 673 34,900 Sh Call Shared-defined 1 34,900 KNIGHT TRANSN INC CMN STOCK Cmn 499064953 210 10,900 Sh Put Shared-defined 1 10,900 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 329 17,038 Sh Shared-defined 17,038 COLUMN TOTALS 63,403
PAGE 335 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G956 1,000 75,400 Sh Put Shared-defined 1 75,400 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G906 443 33,400 Sh Call Shared-defined 1 33,400 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G906 28 2,100 Sh Call Shared-defined 2,100 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G106 682 51,449 Sh Shared-defined 1 51,449 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G106 72 5,420 Sh Shared-defined 5,420 KNOLOGY INC COMMON STOCK Cmn 499183804 179 16,332 Sh Shared-defined 16,332 KNOLOGY INC COMMON STOCK Cmn 499183804 -- 10 Sh Shared-defined 1 10 KOHLS CORP CMN STK Cmn 500255104 106 1,961 Sh Shared-defined 1,961 KOHLS CORP CMN STK Cmn 500255954 31,716 588,100 Sh Put Shared-defined 1 588,100 KOHLS CORP CMN STK Cmn 500255904 24,511 454,500 Sh Call Shared-defined 1 454,500 KOHLS CORP CMN STK Cmn 500255954 7,108 131,800 Sh Put Shared-defined 131,800 KOHLS CORP CMN STK Cmn 500255904 6,703 124,300 Sh Call Shared-defined 124,300 KONGZHONG CORPORATION ADR 1:40 COMMON Depository Receipt 50047P104 755 60,910 Sh Shared-defined 1 N/A KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P956 402 13,200 Sh Put Shared-defined 1 13,200 COLUMN TOTALS 73,705
PAGE 336 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P906 265 8,700 Sh Call Shared-defined 1 8,700 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 12 400 Sh Shared-defined 400 KOREA ELECTRIC POWER -SP ADR 1:2 Depository Receipt 500631106 285 19,597 Sh Shared-defined 1 N/A KOREA ELECTRIC POWER -SP ADR 1:2 Depository Receipt 500631106 28 1,947 Sh Shared-defined N/A KORN FERRY INTL CMN STOCK Cmn 500643900 371 22,500 Sh Call Shared-defined 1 22,500 KORN FERRY INTL CMN STOCK Cmn 500643950 266 16,100 Sh Put Shared-defined 1 16,100 KORN FERRY INTL CMN STOCK Cmn 500643200 570 34,517 Sh Shared-defined 34,517 KORN FERRY INTL CMN STOCK Cmn 500643200 7 431 Sh Shared-defined 1 431 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 3,457 127,204 Sh Shared-defined 1 127,204 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 1,435 52,783 Sh Shared-defined 52,783 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 13,430 494,100 Sh Call Shared-defined 1 494,100 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 13,291 489,000 Sh Put Shared-defined 1 489,000 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 2,911 107,100 Sh Call Shared-defined 107,100 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 1,351 49,700 Sh Put Shared-defined 49,700 COLUMN TOTALS 37,679
PAGE 337 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014904 53 17,900 Sh Call Shared-defined 1 17,900 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014954 17 5,800 Sh Put Shared-defined 1 5,800 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 78 26,368 Sh Shared-defined 1 26,368 K-SWISS INC -CL A CMN STK Cmn 482686952 50 5,000 Sh Put Shared-defined 1 5,000 K-SWISS INC -CL A CMN STK Cmn 482686902 36 3,600 Sh Call Shared-defined 1 3,600 K-SWISS INC -CL A CMN STK Cmn 482686102 634 63,817 Sh Shared-defined 63,817 K-SWISS INC -CL A CMN STK Cmn 482686102 5 526 Sh Shared-defined 1 526 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 93 17,175 Sh Shared-defined 1 17,175 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 1 223 Sh Shared-defined 223 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242901 147 27,300 Sh Call Shared-defined 1 27,300 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242951 64 11,800 Sh Put Shared-defined 1 11,800 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 501 66,851 Sh Shared-defined 66,851 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 327 43,700 Sh Call Shared-defined 1 43,700 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 288 38,465 Sh Shared-defined 1 38,465 COLUMN TOTALS 2,294
PAGE 338 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 241 32,200 Sh Put Shared-defined 1 32,200 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 50,869 585,043 Sh Shared-defined 585,043 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 1,052 12,102 Sh Shared-defined 1 12,102 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 20,981 241,300 Sh Put Shared-defined 1 241,300 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 13,034 149,900 Sh Put Shared-defined 149,900 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 8,321 95,700 Sh Call Shared-defined 1 95,700 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 2,156 24,800 Sh Call Shared-defined 24,800 LA JOLLA PHARMACEUTICAL CO CMN STK Cmn 503459307 4 22,758 Sh Shared-defined 1 22,758 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 239 3,198 Sh Shared-defined 3,198 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 3,809 50,900 Sh Call Shared-defined 1 50,900 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 2,694 36,000 Sh Put Shared-defined 1 36,000 LABRANCHE & COMPANY CMN Cmn 505447102 29 10,208 Sh Shared-defined 1 10,208 LADENBURG THALMANN FINANCIAL CMN STOCK Cmn 50575Q102 8 12,791 Sh Shared-defined 1 12,791 LAM RESEARCH COMMON STOCK Cmn 512807108 3,190 81,367 Sh Shared-defined 81,367 COLUMN TOTALS 106,627
PAGE 339 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LAM RESEARCH COMMON STOCK Cmn 512807108 305 7,777 Sh Shared-defined 1 7,777 LAM RESEARCH COMMON STOCK Cmn 512807908 3,572 91,100 Sh Call Shared-defined 1 91,100 LAM RESEARCH COMMON STOCK Cmn 512807958 3,270 83,400 Sh Put Shared-defined 1 83,400 LAM RESEARCH COMMON STOCK Cmn 512807908 1,035 26,400 Sh Call Shared-defined 26,400 LAM RESEARCH COMMON STOCK Cmn 512807958 616 15,700 Sh Put Shared-defined 15,700 LAMAR ADVERTISING - CL A Cmn 512815101 28,403 913,571 Sh Shared-defined 913,571 LAMAR ADVERTISING - CL A Cmn 512815101 2,931 94,273 Sh Shared-defined 1 94,273 LAMAR ADVERTISING - CL A Cmn 512815951 4,346 139,800 Sh Put Shared-defined 1 139,800 LAMAR ADVERTISING - CL A Cmn 512815901 2,360 75,900 Sh Call Shared-defined 1 75,900 LAN AIRLINES SA CMN STK Depository Receipt 501723100 595 35,690 Sh Shared-defined N/A LAN AIRLINES SA CMN STK Depository Receipt 501723100 10 609 Sh Shared-defined 1 N/A LANCASTER COLONY CORP CMN STK Cmn 513847103 306 6,150 Sh Shared-defined 6,150 LANDAUER INC CMN STK Cmn 51476K103 247 4,022 Sh Shared-defined 4,022 LANDAUER INC CMN STK Cmn 51476K103 4 70 Sh Shared-defined 1 70 COLUMN TOTALS 48,000
PAGE 340 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LANDRYS RESTAURANTS INC CMN STK Cmn 51508L953 394 18,500 Sh Put Shared-defined 1 18,500 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L903 155 7,300 Sh Call Shared-defined 1 7,300 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L103 2 84 Sh Shared-defined 1 84 LANDRYS RESTAURANTS INC CMN STK Cmn 51508L103 -- 14 Sh Shared-defined 14 LANDSTAR SYSTEM INC CMN STK Cmn 515098901 2,179 56,200 Sh Call Shared-defined 1 56,200 LANDSTAR SYSTEM INC CMN STK Cmn 515098951 1,605 41,400 Sh Put Shared-defined 1 41,400 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 337 8,698 Sh Shared-defined 8,698 LANOPTICS LTD CMN STOCK Cmn M4146Y908 1,199 99,200 Sh Call Shared-defined 1 99,200 LANOPTICS LTD CMN STOCK Cmn M4146Y958 364 30,100 Sh Put Shared-defined 1 30,100 LANOPTICS LTD CMN STOCK Cmn M4146Y108 566 46,798 Sh Shared-defined 1 46,798 LANOPTICS LTD CMN STOCK Cmn M4146Y108 333 27,554 Sh Shared-defined 27,554 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 14,574 975,500 Sh Put Shared-defined 1 975,500 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 11,574 774,700 Sh Call Shared-defined 1 774,700 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 7,167 479,700 Sh Put Shared-defined 479,700 COLUMN TOTALS 40,449
PAGE 341 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 3,684 246,600 Sh Call Shared-defined 246,600 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 60,024 4,017,664 Sh Shared-defined 4,017,664 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 5,659 378,781 Sh Shared-defined 1 378,781 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942908 431 20,300 Sh Call Shared-defined 1 20,300 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942958 289 13,600 Sh Put Shared-defined 1 13,600 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 28 1,309 Sh Shared-defined 1,309 LAWSON SOFTWARE Cmn 52078P102 183 27,455 Sh Shared-defined 27,455 LAZARD LTD COMMON STOCK Cmn G54050952 2,696 71,000 Sh Put Shared-defined 1 71,000 LAZARD LTD COMMON STOCK Cmn G54050902 346 9,100 Sh Call Shared-defined 1 9,100 LAZARD LTD COMMON STOCK Cmn G54050102 1,349 35,528 Sh Shared-defined 1 35,528 LA-Z-BOY CHAIR CO CMN STK Cmn 505336957 151 15,800 Sh Put Shared-defined 1 15,800 LA-Z-BOY CHAIR CO CMN STK Cmn 505336907 13 1,400 Sh Call Shared-defined 1 1,400 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 170 17,833 Sh Shared-defined 17,833 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 45 4,695 Sh Shared-defined 1 4,695 COLUMN TOTALS 75,068
PAGE 342 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LCA-VISION INC CMN STOCK Cmn 501803908 96 18,700 Sh Call Shared-defined 1 18,700 LCA-VISION INC CMN STOCK Cmn 501803958 23 4,400 Sh Put Shared-defined 1 4,400 LCA-VISION INC CMN STOCK Cmn 501803308 25 4,841 Sh Shared-defined 1 4,841 LCA-VISION INC CMN STOCK Cmn 501803308 12 2,259 Sh Shared-defined 2,259 LDK SOLAR CO LTD - - ADR Depository Receipt 50183L107 3,894 555,519 Sh Shared-defined N/A LDK SOLAR CO LTD - - ADR Depository Receipt 50183L107 36 5,117 Sh Shared-defined 1 N/A LEAP WIRELESS INTERNATIONAL 4.5 CB 7/1/14 - REGIST Bond 521863AL4 3,777 4,550,000 Prn Shared-defined N/A LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 5,667 322,900 Sh Put Shared-defined 1 322,900 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 3,879 221,000 Sh Call Shared-defined 1 221,000 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 1,804 102,800 Sh Put Shared-defined 102,800 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 1,221 69,600 Sh Call Shared-defined 69,600 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 27,283 1,554,614 Sh Shared-defined 1,554,614 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 1,479 84,282 Sh Shared-defined 1 84,282 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 116 29,600 Sh Call Shared-defined 1 29,600 COLUMN TOTALS 49,312
PAGE 343 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 12 3,100 Sh Call Shared-defined 3,100 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N956 9 2,200 Sh Put Shared-defined 1 2,200 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 32 8,109 Sh Shared-defined 1 8,109 LEAR CORP Cmn 521865204 19,275 284,969 Sh Shared-defined 284,969 LEGG MASON 7% MAND 6/30/11- REGISTERED Bond 524901303 44 1,280 Prn Shared-defined 1 N/A LEGG MASON COMMON STOCK Cmn 524901105 406 13,453 Sh Shared-defined 13,453 LEGG MASON COMMON STOCK Cmn 524901955 7,851 260,300 Sh Put Shared-defined 1 260,300 LEGG MASON COMMON STOCK Cmn 524901905 4,817 159,700 Sh Call Shared-defined 1 159,700 LEGG MASON COMMON STOCK Cmn 524901955 2,633 87,300 Sh Put Shared-defined 87,300 LEGG MASON COMMON STOCK Cmn 524901905 2,512 83,300 Sh Call Shared-defined 83,300 LEGGETT & PLATT INC COMMON LEG Cmn 524660957 571 28,000 Sh Put Shared-defined 1 28,000 LEGGETT & PLATT INC COMMON LEG Cmn 524660907 526 25,800 Sh Call Shared-defined 1 25,800 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 4,936 241,951 Sh Shared-defined 241,951 LENDER PROCESSING SERV Cmn 52602E102 5,883 144,678 Sh Shared-defined 144,678 COLUMN TOTALS 49,507
PAGE 344 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LENDER PROCESSING SERV Cmn 52602E102 29 709 Sh Shared-defined 1 709 LENDER PROCESSING SERV Cmn 52602E902 1,484 36,500 Sh Call Shared-defined 1 36,500 LENDER PROCESSING SERV Cmn 52602E952 947 23,300 Sh Put Shared-defined 1 23,300 LENNAR CORP CMN STK Cmn 526057104 27,281 2,136,327 Sh Shared-defined 2,136,327 LENNAR CORP CMN STK Cmn 526057904 3,565 279,200 Sh Call Shared-defined 1 279,200 LENNAR CORP CMN STK Cmn 526057954 1,681 131,600 Sh Put Shared-defined 1 131,600 LENNAR CORP CMN STK Cmn 526057904 1,446 113,200 Sh Call Shared-defined 113,200 LENNAR CORP CMN STK Cmn 526057954 291 22,800 Sh Put Shared-defined 22,800 LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 1 55 Sh Shared-defined 55 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 2,600 109,300 Sh Put Shared-defined 1 109,300 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 1,230 51,700 Sh Call Shared-defined 1 51,700 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 1,223 51,400 Sh Put Shared-defined 51,400 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 1,190 50,000 Sh Call Shared-defined 50,000 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N950 337 220,300 Sh Put Shared-defined 1 220,300 COLUMN TOTALS 43,305
PAGE 345 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N900 74 48,600 Sh Call Shared-defined 1 48,600 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 818 534,823 Sh Shared-defined 1 534,823 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 78 51,227 Sh Shared-defined 51,227 LEXINGTON CORP PROPERTIES TRUST 6.5% PERP CONV PRE Pref Stk 529043309 3 80 Sh Shared-defined 1 N/A LEXINGTON REALTY TRUST CMN STK Cmn 529043101 85 13,923 Sh Shared-defined 13,923 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 2,268 87,300 Sh Put Shared-defined 87,300 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 1,515 58,300 Sh Call Shared-defined 1 58,300 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 1,039 40,000 Sh Put Shared-defined 1 40,000 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 509 19,600 Sh Call Shared-defined 19,600 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 6,699 257,854 Sh Shared-defined 257,854 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 1,009 38,853 Sh Shared-defined 1 38,853 LG.PHILIPS LCD CO LTD-ADR 1:0.5 COMMON Depository Receipt 50186V102 5,708 337,159 Sh Shared-defined N/A LG.PHILIPS LCD CO LTD-ADR 1:0.5 COMMON Depository Receipt 50186V102 2 124 Sh Shared-defined 1 N/A LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 1,645 75,100 Sh Put Shared-defined 1 75,100 COLUMN TOTALS 21,452
PAGE 346 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 966 44,100 Sh Call Shared-defined 1 44,100 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 20,915 954,603 Sh Shared-defined 954,603 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 152 6,924 Sh Shared-defined 1 6,924 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M952 1,371 57,400 Sh Put Shared-defined 1 57,400 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M902 1,266 53,000 Sh Call Shared-defined 1 53,000 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 20,851 873,176 Sh Shared-defined 873,176 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 1,402 129,300 Sh Put Shared-defined 1 129,300 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 1,088 100,400 Sh Call Shared-defined 1 100,400 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 190 17,500 Sh Put Shared-defined 17,500 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 49 4,500 Sh Call Shared-defined 4,500 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 166 15,346 Sh Shared-defined 1 15,346 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 106 9,741 Sh Shared-defined 9,741 LIBERTY MEDIA INTO MOT 3.5%EXCH 1/15/31-REGISTERED Bond 530715AN1 2,452 5,000,000 Prn Shared-defined N/A LIBERTY MEDIA INTO S 4% EXCH 11/15/29 - REGISTERED Bond 530715AG6 73,173 138,062,000 Prn Shared-defined N/A COLUMN TOTALS 124,147
PAGE 347 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LIBERTY MEDIA INTO TWX 3.125% EXCH 3/30/23 - -REGIST Bond 530718AF2 16,341 16,175,000 Prn Shared-defined N/A LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M958 609 13,200 Sh Put Shared-defined 1 13,200 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M908 166 3,600 Sh Call Shared-defined 1 3,600 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 201 4,360 Sh Shared-defined 1 4,360 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 199 4,318 Sh Shared-defined 4,318 LIBERTY PROPERTY TRUST CMN STK Cmn 531172954 544 17,000 Sh Put Shared-defined 1 17,000 LIBERTY PROPERTY TRUST CMN STK Cmn 531172904 474 14,800 Sh Call Shared-defined 1 14,800 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 156 4,885 Sh Shared-defined 4,885 LIFE TECHNOLOGIES CORP Cmn 53217V909 7,516 143,900 Sh Call Shared-defined 1 143,900 LIFE TECHNOLOGIES CORP Cmn 53217V959 4,225 80,900 Sh Put Shared-defined 1 80,900 LIFE TECHNOLOGIES CORP Cmn 53217V909 564 10,800 Sh Call Shared-defined 10,800 LIFE TECHNOLOGIES CORP Cmn 53217V959 251 4,800 Sh Put Shared-defined 4,800 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R957 2,595 104,100 Sh Put Shared-defined 1 104,100 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R907 1,279 51,300 Sh Call Shared-defined 1 51,300 COLUMN TOTALS 35,120
PAGE 348 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 825 33,081 Sh Shared-defined 1 33,081 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 28 1,138 Sh Shared-defined 1,138 LIFEPOINT HOSPITALS INC 3.5% CB 5/15/2014 - REGIST Bond 53219LAH2 35,502 38,000,000 Prn Shared-defined N/A LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L909 787 24,200 Sh Call Shared-defined 1 24,200 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L959 582 17,900 Sh Put Shared-defined 1 17,900 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 7,392 227,374 Sh Shared-defined 227,374 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 26 796 Sh Shared-defined 1 796 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 1 101 Sh Shared-defined 1 101 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K907 25 11,700 Sh Call Shared-defined 1 11,700 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K957 3 1,500 Sh Put Shared-defined 1 1,500 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K207 14 6,501 Sh Shared-defined 1 6,501 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K207 6 2,696 Sh Shared-defined 2,696 LIHIR GOLD LTD - -ADR 1:10 Depository Receipt 532349107 549 18,809 Sh Shared-defined 1 N/A LIMELIGHT NETWORKS INC Cmn 53261M104 115 29,209 Sh Shared-defined 29,209 COLUMN TOTALS 45,855
PAGE 349 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LIMELIGHT NETWORKS INC Cmn 53261M954 13 3,400 Sh Put Shared-defined 1 3,400 LIMELIGHT NETWORKS INC Cmn 53261M904 7 1,900 Sh Call Shared-defined 1 1,900 LIMITED BRANDS INC CMN STK Cmn 532716107 17,261 897,155 Sh Shared-defined 897,155 LIMITED BRANDS INC CMN STK Cmn 532716107 134 6,956 Sh Shared-defined 1 6,956 LIMITED BRANDS INC CMN STK Cmn 532716957 2,655 138,000 Sh Put Shared-defined 1 138,000 LIMITED BRANDS INC CMN STK Cmn 532716907 2,022 105,100 Sh Call Shared-defined 1 105,100 LIMITED BRANDS INC CMN STK Cmn 532716957 1,164 60,500 Sh Put Shared-defined 60,500 LIMITED BRANDS INC CMN STK Cmn 532716907 419 21,800 Sh Call Shared-defined 21,800 LINCARE HOLDINGS INC 2.75% 11/1/2037 - - REGISTERED Bond 532791AE0 12,829 12,110,000 Prn Shared-defined N/A LINCARE HOLDINGS INC 2.75% 11/1/2037 - - REGISTERED Bond 532791AF7 5,276 5,000,000 Prn Shared-defined N/A LINCARE HOLDINGS INC CMN STK Cmn 532791950 2,038 54,900 Sh Put Shared-defined 1 54,900 LINCARE HOLDINGS INC CMN STK Cmn 532791900 683 18,400 Sh Call Shared-defined 1 18,400 LINCARE HOLDINGS INC CMN STK Cmn 532791100 1,592 42,891 Sh Shared-defined 1 42,891 LINCARE HOLDINGS INC CMN STK Cmn 532791100 609 16,404 Sh Shared-defined 16,404 COLUMN TOTALS 46,702
PAGE 350 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 706 13,202 Sh Shared-defined 13,202 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 1 27 Sh Shared-defined 1 27 LINCOLN NATL CORP IND Cmn 534187909 8,442 339,300 Sh Call Shared-defined 1 339,300 LINCOLN NATL CORP IND Cmn 534187959 5,633 226,400 Sh Put Shared-defined 1 226,400 LINCOLN NATL CORP IND Cmn 534187909 4,906 197,200 Sh Call Shared-defined 197,200 LINCOLN NATL CORP IND Cmn 534187959 1,724 69,300 Sh Put Shared-defined 69,300 LINCOLN NATL CORP IND Cmn 534187109 19,128 768,819 Sh Shared-defined 768,819 LINDSAY CORP CMN STK Cmn 535555906 2,710 68,000 Sh Call Shared-defined 1 68,000 LINDSAY CORP CMN STK Cmn 535555956 2,355 59,100 Sh Put Shared-defined 1 59,100 LINDSAY CORP CMN STK Cmn 535555906 20 500 Sh Call Shared-defined 500 LINDSAY CORP CMN STK Cmn 535555106 85 2,139 Sh Shared-defined 2,139 LINDSAY CORP CMN STK Cmn 535555106 6 143 Sh Shared-defined 1 143 LINEAR TECHNOLOGY CORP 3% CB 5/1/2027 TRANCHE A - Bond 535678AC0 207,931 207,690,000 Prn Shared-defined N/A LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 10,371 339,600 Sh Call Shared-defined 1 339,600 COLUMN TOTALS 264,018
PAGE 351 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 8,789 287,800 Sh Put Shared-defined 1 287,800 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 3,634 119,000 Sh Call Shared-defined 119,000 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 3,353 109,800 Sh Put Shared-defined 109,800 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 39,378 1,289,401 Sh Shared-defined 1,289,401 LINN ENERGY LLC UNIT Cmn 536020950 2,911 104,400 Sh Put Shared-defined 1 104,400 LINN ENERGY LLC UNIT Cmn 536020900 1,684 60,400 Sh Call Shared-defined 1 60,400 LINN ENERGY LLC UNIT Cmn 536020100 214 7,683 Sh Shared-defined 1 7,683 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 1,453 250,000 Sh Put Shared-defined 250,000 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 584 100,600 Sh Put Shared-defined 1 100,600 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919903 577 99,300 Sh Call Shared-defined 1 99,300 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 361 62,071 Sh Shared-defined 62,071 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 240 41,356 Sh Shared-defined 1 41,356 LITHIA MOTORS CMN STOCK Cmn 536797103 154 18,762 Sh Shared-defined 18,762 LITHIA MOTORS CMN STOCK Cmn 536797103 3 330 Sh Shared-defined 1 330 COLUMN TOTALS 63,335
PAGE 352 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 -- 4 Sh Shared-defined 4 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008904 682 21,200 Sh Call Shared-defined 1 21,200 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008954 87 2,700 Sh Put Shared-defined 1 2,700 LIVE NATION 2.875% CB 7/15/2027 - - REGISTERED Bond 538034AB5 6,847 9,000,000 Prn Shared-defined N/A LIVE NATION COMMON STOCK Cmn 538034109 263 30,856 Sh Shared-defined 30,856 LIVE NATION COMMON STOCK Cmn 538034109 27 3,213 Sh Shared-defined 1 3,213 LIVE NATION COMMON STOCK Cmn 538034909 94 11,000 Sh Call Shared-defined 1 11,000 LIVE NATION COMMON STOCK Cmn 538034959 5 600 Sh Put Shared-defined 1 600 LIZ CLAIBORNE INC Cmn 539320101 1,029 182,801 Sh Shared-defined 182,801 LIZ CLAIBORNE INC Cmn 539320901 743 131,900 Sh Call Shared-defined 1 131,900 LIZ CLAIBORNE INC Cmn 539320951 486 86,300 Sh Put Shared-defined 1 86,300 LIZ CLAIBORNE INC Cmn 539320901 287 51,000 Sh Call Shared-defined 51,000 LIZ CLAIBORNE INC Cmn 539320951 261 46,300 Sh Put Shared-defined 46,300 LJ INTL INC CMN STOCK Cmn G55312905 35 14,400 Sh Call Shared-defined 1 14,400 COLUMN TOTALS 10,846
PAGE 353 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LJ INTL INC CMN STOCK Cmn G55312955 11 4,600 Sh Put Shared-defined 1 4,600 LJ INTL INC CMN STOCK Cmn G55312105 21 8,435 Sh Shared-defined 1 8,435 LKQ CORP Cmn 501889958 151 7,700 Sh Put Shared-defined 1 7,700 LKQ CORP Cmn 501889908 106 5,400 Sh Call Shared-defined 1 5,400 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 12,365 164,100 Sh Put Shared-defined 1 164,100 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 11,566 153,500 Sh Call Shared-defined 1 153,500 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 6,586 87,400 Sh Call Shared-defined 87,400 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 5,900 78,300 Sh Put Shared-defined 78,300 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 253 3,363 Sh Shared-defined 3,363 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 30 403 Sh Shared-defined 1 403 LODGENET INTERACTIVE CORP CMN STK Cmn 540211909 46 8,300 Sh Call Shared-defined 1 8,300 LODGENET INTERACTIVE CORP CMN STK Cmn 540211959 11 1,900 Sh Put Shared-defined 1 1,900 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 12 2,102 Sh Shared-defined 2,102 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 8 1,474 Sh Shared-defined 1 1,474 COLUMN TOTALS 37,066
PAGE 354 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LOEWS CORP. COMMON STOCK LTR Cmn 540424108 2,217 60,991 Sh Shared-defined 60,991 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 67 1,832 Sh Shared-defined 1 1,832 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 2,494 68,600 Sh Put Shared-defined 1 68,600 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 1,628 44,800 Sh Call Shared-defined 1 44,800 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 18 500 Sh Put Shared-defined 500 LOGITECH INTERNATIONAL-REG Cmn H50430952 922 53,900 Sh Put Shared-defined 1 53,900 LOGITECH INTERNATIONAL-REG Cmn H50430902 339 19,800 Sh Call Shared-defined 1 19,800 LOGITECH INTERNATIONAL-REG Cmn H50430952 34 2,000 Sh Put Shared-defined 2,000 LOGITECH INTERNATIONAL-REG Cmn H50430232 1,724 100,814 Sh Shared-defined 100,814 LOGITECH INTERNATIONAL-REG Cmn H50430232 24 1,415 Sh Shared-defined 1 1,415 LOGMEIN INC Cmn 54142L109 313 15,697 Sh Shared-defined 15,697 LOGMEIN INC Cmn 54142L109 10 512 Sh Shared-defined 1 512 LONGTOP FINANCIAL-SPON ADR Depository Receipt 54318P108 800 21,599 Sh Shared-defined 1 N/A LONGTOP FINANCIAL-SPON ADR Depository Receipt 54318P108 336 9,081 Sh Shared-defined N/A COLUMN TOTALS 10,926
PAGE 355 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LOOPNET INC Cmn 543524300 184 18,471 Sh Shared-defined 18,471 LOOPNET INC Cmn 543524300 24 2,395 Sh Shared-defined 1 2,395 LORILLARD INC Cmn 544147101 37,603 468,694 Sh Shared-defined 468,694 LORILLARD INC Cmn 544147901 12,299 153,300 Sh Call Shared-defined 1 153,300 LORILLARD INC Cmn 544147951 11,601 144,600 Sh Put Shared-defined 1 144,600 LORILLARD INC Cmn 544147951 5,841 72,800 Sh Put Shared-defined 72,800 LORILLARD INC Cmn 544147101 3,743 46,649 Sh Shared-defined 1 46,649 LORILLARD INC Cmn 544147901 3,354 41,800 Sh Call Shared-defined 41,800 LOUISIANA-PACIFIC CORP Cmn 546347905 565 80,900 Sh Call Shared-defined 1 80,900 LOUISIANA-PACIFIC CORP Cmn 546347905 75 10,800 Sh Call Shared-defined 10,800 LOUISIANA-PACIFIC CORP Cmn 546347955 31 4,500 Sh Put Shared-defined 1 4,500 LOUISIANA-PACIFIC CORP Cmn 546347105 639 91,483 Sh Shared-defined 91,483 LOUISIANA-PACIFIC CORP Cmn 546347105 18 2,545 Sh Shared-defined 1 2,545 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 17,184 734,682 Sh Shared-defined 734,682 COLUMN TOTALS 93,161
PAGE 356 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LOWE'S COMPANIES COMMON STOCK Cmn 548661907 14,254 609,400 Sh Call Shared-defined 1 609,400 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 9,697 414,600 Sh Put Shared-defined 1 414,600 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 5,382 230,100 Sh Call Shared-defined 230,100 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 2,517 107,600 Sh Put Shared-defined 107,600 LSI CORP COMMON STOCK Cmn 502161102 178 29,596 Sh Shared-defined 1 29,596 LSI CORP COMMON STOCK Cmn 502161102 107 17,769 Sh Shared-defined 17,769 LSI CORP COMMON STOCK Cmn 502161902 763 126,900 Sh Call Shared-defined 1 126,900 LSI CORP COMMON STOCK Cmn 502161952 480 79,800 Sh Put Shared-defined 1 79,800 LUBRIZOL CORP Cmn 549271954 2,750 37,700 Sh Put Shared-defined 1 37,700 LUBRIZOL CORP Cmn 549271904 2,174 29,800 Sh Call Shared-defined 1 29,800 LUBRIZOL CORP Cmn 549271104 224 3,070 Sh Shared-defined 3,070 LUBRIZOL CORP Cmn 549271104 135 1,845 Sh Shared-defined 1 1,845 LUFKIN INDUSTRIES INC CMN STK Cmn 549764908 2,006 27,400 Sh Call Shared-defined 1 27,400 LUFKIN INDUSTRIES INC CMN STK Cmn 549764958 1,449 19,800 Sh Put Shared-defined 1 19,800 COLUMN TOTALS 42,116
PAGE 357 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 552 7,546 Sh Shared-defined 1 7,546 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 29 391 Sh Shared-defined 391 LULULEMON ATHLETICA INC Cmn 550021959 6,779 225,200 Sh Put Shared-defined 1 225,200 LULULEMON ATHLETICA INC Cmn 550021109 3,980 132,221 Sh Shared-defined 1 132,221 LULULEMON ATHLETICA INC Cmn 550021909 1,457 48,400 Sh Call Shared-defined 1 48,400 LULULEMON ATHLETICA INC Cmn 550021109 10 343 Sh Shared-defined 343 M & T BANK CORPORATION CMN STOCK Cmn 55261F954 4,836 72,300 Sh Put Shared-defined 1 72,300 M & T BANK CORPORATION CMN STOCK Cmn 55261F904 2,368 35,400 Sh Call Shared-defined 1 35,400 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 2,338 34,953 Sh Shared-defined 1 34,953 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 157 2,349 Sh Shared-defined 2,349 MACERICH CO CMN STK Cmn 554382951 3,455 96,100 Sh Put Shared-defined 1 96,100 MACERICH CO CMN STK Cmn 554382901 2,732 76,000 Sh Call Shared-defined 1 76,000 MACERICH CO CMN STK Cmn 554382101 85 2,351 Sh Shared-defined 2,351 MACERICH CO CMN STK Cmn 554382101 22 616 Sh Shared-defined 1 616 COLUMN TOTALS 28,800
PAGE 358 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MACK-CALI REALTY CORP CMN STOCK Cmn 554489954 2,126 61,500 Sh Put Shared-defined 1 61,500 MACK-CALI REALTY CORP CMN STOCK Cmn 554489904 1,137 32,900 Sh Call Shared-defined 1 32,900 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 1,013 29,296 Sh Shared-defined 29,296 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 100 2,897 Sh Shared-defined 1 2,897 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B955 673 54,800 Sh Put Shared-defined 1 54,800 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B905 421 34,300 Sh Call Shared-defined 1 34,300 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B105 165 13,464 Sh Shared-defined 1 13,464 MACY'S INC CMN STOCK Cmn 55616P954 14,955 892,300 Sh Put Shared-defined 1 892,300 MACY'S INC CMN STOCK Cmn 55616P954 7,081 422,500 Sh Put Shared-defined 422,500 MACY'S INC CMN STOCK Cmn 55616P904 6,039 360,300 Sh Call Shared-defined 1 360,300 MACY'S INC CMN STOCK Cmn 55616P904 3,397 202,700 Sh Call Shared-defined 202,700 MACY'S INC CMN STOCK Cmn 55616P104 8,588 512,394 Sh Shared-defined 512,394 MACY'S INC CMN STOCK Cmn 55616P104 8,436 503,326 Sh Shared-defined 1 503,326 MADDEN STEVEN LTD CMN STK Cmn 556269958 1,518 36,800 Sh Put Shared-defined 1 36,800 COLUMN TOTALS 55,649
PAGE 359 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MADDEN STEVEN LTD CMN STK Cmn 556269908 1,200 29,100 Sh Call Shared-defined 1 29,100 MADDEN STEVEN LTD CMN STK Cmn 556269108 106 2,572 Sh Shared-defined 2,572 MADDEN STEVEN LTD CMN STK Cmn 556269108 65 1,582 Sh Shared-defined 1 1,582 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 1,554 38,161 Sh Shared-defined 38,161 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 6 156 Sh Shared-defined 1 156 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080956 4,212 97,200 Sh Put Shared-defined 1 97,200 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080906 334 7,700 Sh Call Shared-defined 1 7,700 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080106 1,525 35,193 Sh Shared-defined 1 35,193 MAGMA DESIGN AUTOMATION Cmn 559181102 4 1,871 Sh Shared-defined 1 1,871 MAGMA DESIGN AUTOMATION Cmn 559181102 4 1,808 Sh Shared-defined 1,808 MAGMA DESIGN AUTOMATION Cmn 559181902 24 10,400 Sh Call Shared-defined 1 10,400 MAGMA DESIGN AUTOMATION Cmn 559181952 16 6,900 Sh Put Shared-defined 1 6,900 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 23,569 465,973 Sh Shared-defined 465,973 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 642 12,700 Sh Call Shared-defined 1 12,700 COLUMN TOTALS 33,261
PAGE 360 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 420 8,300 Sh Put Shared-defined 1 8,300 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775951 19 12,800 Sh Put Shared-defined 1 12,800 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775901 13 8,600 Sh Call Shared-defined 1 8,600 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775101 18 11,789 Sh Shared-defined 1 11,789 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775101 16 10,546 Sh Shared-defined 10,546 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750959 99 4,100 Sh Put Shared-defined 1 4,100 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750909 46 1,900 Sh Call Shared-defined 1 1,900 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 176 7,305 Sh Shared-defined 1 7,305 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 151 6,276 Sh Shared-defined 6,276 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 2,315 232,200 Sh Put Shared-defined 1 232,200 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 2,008 201,400 Sh Call Shared-defined 1 201,400 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 1,543 154,800 Sh Call Shared-defined 154,800 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 203 20,400 Sh Put Shared-defined 20,400 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 1,051 105,421 Sh Shared-defined 1 105,421 COLUMN TOTALS 8,078
PAGE 361 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MANNKIND CORP COMMON STOCK Cmn 56400P951 6,023 687,500 Sh Put Shared-defined 687,500 MANNKIND CORP COMMON STOCK Cmn 56400P951 2,008 229,200 Sh Put Shared-defined 1 229,200 MANNKIND CORP COMMON STOCK Cmn 56400P901 1,963 224,100 Sh Call Shared-defined 1 224,100 MANNKIND CORP COMMON STOCK Cmn 56400P201 35 3,986 Sh Shared-defined 3,986 MANNKIND CORP COMMON STOCK Cmn 56400P201 9 985 Sh Shared-defined 1 985 MANPOWER, INC. COMMON STOCK Cmn 56418H900 1,152 21,100 Sh Call Shared-defined 1 21,100 MANPOWER, INC. COMMON STOCK Cmn 56418H950 240 4,400 Sh Put Shared-defined 1 4,400 MANPOWER, INC. COMMON STOCK Cmn 56418H100 19,680 360,571 Sh Shared-defined 360,571 MANTECH INTERNATIONAL CORP Cmn 564563904 2,298 47,600 Sh Call Shared-defined 1 47,600 MANTECH INTERNATIONAL CORP Cmn 564563954 1,753 36,300 Sh Put Shared-defined 1 36,300 MANTECH INTERNATIONAL CORP Cmn 564563104 364 7,536 Sh Shared-defined 7,536 MANTECH INTERNATIONAL CORP Cmn 564563104 -- 7 Sh Shared-defined 1 7 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 3,802 207,300 Sh Put Shared-defined 1 207,300 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 2,579 140,638 Sh Shared-defined 1 140,638 COLUMN TOTALS 41,906
PAGE 362 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MANULIFE FINANCIAL CORPORATION Cmn 56501R956 1,106 60,300 Sh Put Shared-defined 60,300 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 676 36,864 Sh Shared-defined 36,864 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 418 22,800 Sh Call Shared-defined 1 22,800 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 172 9,400 Sh Call Shared-defined 9,400 MARATHON OIL CORP COMMON STOCK Cmn 565849906 15,807 506,300 Sh Call Shared-defined 1 506,300 MARATHON OIL CORP COMMON STOCK Cmn 565849906 10,349 331,500 Sh Call Shared-defined 331,500 MARATHON OIL CORP COMMON STOCK Cmn 565849956 7,234 231,700 Sh Put Shared-defined 1 231,700 MARATHON OIL CORP COMMON STOCK Cmn 565849956 6,222 199,300 Sh Put Shared-defined 199,300 MARATHON OIL CORP COMMON STOCK Cmn 565849106 141 4,510 Sh Shared-defined 4,510 MARATHON OIL CORP COMMON STOCK Cmn 565849106 9 275 Sh Shared-defined 1 275 MARINEMAX INC CMN STOCK Cmn 567908908 331 36,000 Sh Call Shared-defined 1 36,000 MARINEMAX INC CMN STOCK Cmn 567908958 143 15,600 Sh Put Shared-defined 1 15,600 MARINEMAX INC CMN STOCK Cmn 567908108 22 2,440 Sh Shared-defined 2,440 MARINEMAX INC CMN STOCK Cmn 567908108 -- 20 Sh Shared-defined 1 20 COLUMN TOTALS 42,630
PAGE 363 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MARINER ENERGY INC COMMON STOCK Cmn 56845T905 294 25,300 Sh Call Shared-defined 1 25,300 MARINER ENERGY INC COMMON STOCK Cmn 56845T955 107 9,200 Sh Put Shared-defined 1 9,200 MARINER ENERGY INC COMMON STOCK Cmn 56845T305 4,203 361,985 Sh Shared-defined 361,985 MARINER ENERGY INC COMMON STOCK Cmn 56845T305 200 17,196 Sh Shared-defined 1 17,196 MARKEL CORP CMN STK Cmn 570535104 372 1,094 Sh Shared-defined 1,094 MARKWEST ENERGY PARTNERS, LP Cmn 570759950 1,847 63,100 Sh Put Shared-defined 1 63,100 MARKWEST ENERGY PARTNERS, LP Cmn 570759900 1,303 44,500 Sh Call Shared-defined 1 44,500 MARRIOTT INTL INC Cmn 571903902 8,750 321,100 Sh Call Shared-defined 1 321,100 MARRIOTT INTL INC Cmn 571903952 5,107 187,400 Sh Put Shared-defined 1 187,400 MARRIOTT INTL INC Cmn 571903902 3,962 145,400 Sh Call Shared-defined 145,400 MARRIOTT INTL INC Cmn 571903952 1,679 61,600 Sh Put Shared-defined 61,600 MARRIOTT INTL INC Cmn 571903202 18 678 Sh Shared-defined 1 678 MARSH & MCLENNAN COS INC Cmn 571748952 2,179 98,700 Sh Put Shared-defined 1 98,700 MARSH & MCLENNAN COS INC Cmn 571748902 1,285 58,200 Sh Call Shared-defined 1 58,200 COLUMN TOTALS 31,306
PAGE 364 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MARSH & MCLENNAN COS INC Cmn 571748102 14,159 641,245 Sh Shared-defined 641,245 MARSH & MCLENNAN COS INC Cmn 571748102 716 32,439 Sh Shared-defined 1 32,439 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 941 172,700 Sh Put Shared-defined 1 172,700 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 401 73,600 Sh Call Shared-defined 1 73,600 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 229 42,100 Sh Put Shared-defined 42,100 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 116 21,200 Sh Call Shared-defined 21,200 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 526 96,486 Sh Shared-defined 1 96,486 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 249 45,667 Sh Shared-defined 45,667 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 610 32,221 Sh Shared-defined 32,221 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 129 6,815 Sh Shared-defined 1 6,815 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901906 313 16,500 Sh Call Shared-defined 1 16,500 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901956 301 15,900 Sh Put Shared-defined 1 15,900 MARTHA STEWART LIVING CMN STOCK Cmn 573083902 83 16,800 Sh Call Shared-defined 1 16,800 MARTHA STEWART LIVING CMN STOCK Cmn 573083952 47 9,600 Sh Put Shared-defined 1 9,600 COLUMN TOTALS 18,820
PAGE 365 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MARTHA STEWART LIVING CMN STOCK Cmn 573083102 12 2,351 Sh Shared-defined 2,351 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 5 1,021 Sh Shared-defined 1 1,021 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 7,090 79,300 Sh Put Shared-defined 1 79,300 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 6,482 72,500 Sh Call Shared-defined 1 72,500 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 3,299 36,900 Sh Put Shared-defined 36,900 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 617 6,900 Sh Call Shared-defined 6,900 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 30,673 343,061 Sh Shared-defined 343,061 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 2,316 25,902 Sh Shared-defined 1 25,902 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T953 3,759 69,500 Sh Put Shared-defined 1 69,500 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T953 1,249 23,100 Sh Put Shared-defined 23,100 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T903 973 18,000 Sh Call Shared-defined 1 18,000 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T103 1,513 27,973 Sh Shared-defined 1 27,973 MARVEL ENTERTAINMENT INC CMN STK Cmn 57383T103 732 13,538 Sh Shared-defined 13,538 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 64,682 3,117,190 Sh Shared-defined 3,117,190 COLUMN TOTALS 123,402
PAGE 366 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 7,283 351,000 Sh Call Shared-defined 351,000 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 6,354 306,200 Sh Call Shared-defined 1 306,200 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 3,299 159,000 Sh Put Shared-defined 1 159,000 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 1,147 55,300 Sh Put Shared-defined 55,300 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 124 5,990 Sh Shared-defined 1 5,990 MASCO CORP COMMON STOCK Cmn 574599106 9,493 687,431 Sh Shared-defined 687,431 MASCO CORP COMMON STOCK Cmn 574599106 15 1,079 Sh Shared-defined 1 1,079 MASCO CORP COMMON STOCK Cmn 574599956 1,342 97,200 Sh Put Shared-defined 1 97,200 MASCO CORP COMMON STOCK Cmn 574599956 696 50,400 Sh Put Shared-defined 50,400 MASCO CORP COMMON STOCK Cmn 574599906 516 37,400 Sh Call Shared-defined 1 37,400 MASCO CORP COMMON STOCK Cmn 574599906 128 9,300 Sh Call Shared-defined 9,300 MASIMO CORPORATION Cmn 574795100 6,610 217,276 Sh Shared-defined 217,276 MASSEY ENERGY COMPANY Cmn 576206106 36,601 871,243 Sh Shared-defined 871,243 MASSEY ENERGY COMPANY Cmn 576206906 15,817 376,500 Sh Call Shared-defined 1 376,500 COLUMN TOTALS 89,425
PAGE 367 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MASSEY ENERGY COMPANY Cmn 576206956 14,930 355,400 Sh Put Shared-defined 1 355,400 MASSEY ENERGY COMPANY Cmn 576206956 6,100 145,200 Sh Put Shared-defined 145,200 MASSEY ENERGY COMPANY Cmn 576206906 5,558 132,300 Sh Call Shared-defined 132,300 MASTEC INC 4% CB 06/15/2014- REGISTERED Bond 576323AG4 17,860 17,000,000 Prn Shared-defined N/A MASTEC, INC. COMMON STOCK Cmn 576323909 538 43,000 Sh Call Shared-defined 1 43,000 MASTEC, INC. COMMON STOCK Cmn 576323959 143 11,400 Sh Put Shared-defined 1 11,400 MASTEC, INC. COMMON STOCK Cmn 576323109 31 2,459 Sh Shared-defined 2,459 MASTERCARD INC-CLASS A Cmn 57636Q954 122,026 476,700 Sh Put Shared-defined 1 476,700 MASTERCARD INC-CLASS A Cmn 57636Q904 58,517 228,600 Sh Call Shared-defined 1 228,600 MASTERCARD INC-CLASS A Cmn 57636Q954 18,943 74,000 Sh Put Shared-defined 74,000 MASTERCARD INC-CLASS A Cmn 57636Q904 18,175 71,000 Sh Call Shared-defined 71,000 MASTERCARD INC-CLASS A Cmn 57636Q104 40,597 158,596 Sh Shared-defined 158,596 MASTERCARD INC-CLASS A Cmn 57636Q104 9,824 38,379 Sh Shared-defined 1 38,379 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L905 239 56,700 Sh Call Shared-defined 1 56,700 COLUMN TOTALS 313,481
PAGE 368 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L955 27 6,400 Sh Put Shared-defined 1 6,400 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L105 28 6,630 Sh Shared-defined 1 6,630 MATSUSHITA ELECTRIC INDUSTRIAL CO LTD - SPONS ADR Depository Receipt 69832A205 127 8,825 Sh Shared-defined N/A MATSUSHITA ELECTRIC INDUSTRIAL CO LTD - SPONS ADR Depository Receipt 69832A205 31 2,146 Sh Shared-defined 1 N/A MATTEL INC Cmn 577081102 53,210 2,663,172 Sh Shared-defined 2,663,172 MATTEL INC Cmn 577081102 257 12,868 Sh Shared-defined 1 12,868 MATTEL INC Cmn 577081952 4,665 233,500 Sh Put Shared-defined 1 233,500 MATTEL INC Cmn 577081902 2,771 138,700 Sh Call Shared-defined 1 138,700 MATTEL INC Cmn 577081952 1,361 68,100 Sh Put Shared-defined 68,100 MATTEL INC Cmn 577081902 1,195 59,800 Sh Call Shared-defined 59,800 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 431 12,170 Sh Shared-defined 12,170 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 5 141 Sh Shared-defined 1 141 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 1,634 80,500 Sh Put Shared-defined 80,500 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 1,407 69,300 Sh Call Shared-defined 1 69,300 COLUMN TOTALS 67,149
PAGE 369 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 264 13,000 Sh Put Shared-defined 1 13,000 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 53 2,600 Sh Call Shared-defined 2,600 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 262 12,901 Sh Shared-defined 1 12,901 MAXIMUS INC CMN STOCK Cmn 577933104 247 4,947 Sh Shared-defined 4,947 MAXIMUS INC CMN STOCK Cmn 577933104 5 100 Sh Shared-defined 1 100 MAXTOR 2.375% CB 8/15/2012-REGISTERED Bond 577729AE6 21,299 18,000,000 Prn Shared-defined N/A MB FINANCIAL INC CMN STOCK Cmn 55264U108 502 25,477 Sh Shared-defined 25,477 MBIA INC CMN STK Cmn 55262C900 640 160,700 Sh Call Shared-defined 1 160,700 MBIA INC CMN STK Cmn 55262C950 635 159,600 Sh Put Shared-defined 1 159,600 MBIA INC CMN STK Cmn 55262C100 615 154,606 Sh Shared-defined 1 154,606 MBIA INC CMN STK Cmn 55262C100 31 7,818 Sh Shared-defined 7,818 MCAFEE INC CMN STK Cmn 579064956 2,994 73,800 Sh Put Shared-defined 1 73,800 MCAFEE INC CMN STK Cmn 579064906 1,818 44,800 Sh Call Shared-defined 1 44,800 MCAFEE INC CMN STK Cmn 579064906 848 20,900 Sh Call Shared-defined 20,900 COLUMN TOTALS 30,213
PAGE 370 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MCAFEE INC CMN STK Cmn 579064956 179 4,400 Sh Put Shared-defined 4,400 MCAFEE INC CMN STK Cmn 579064106 4,302 106,027 Sh Shared-defined 106,027 MCAFEE INC CMN STK Cmn 579064106 55 1,367 Sh Shared-defined 1 1,367 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489955 45 12,700 Sh Put Shared-defined 1 12,700 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 80 22,650 Sh Shared-defined 1 22,650 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 36 10,289 Sh Shared-defined 10,289 MCCORMICK & CO. COMMON STOCK Cmn 579780206 232 6,414 Sh Shared-defined 6,414 MCCORMICK & CO. COMMON STOCK Cmn 579780206 111 3,067 Sh Shared-defined 1 3,067 MCDERMOTT INC COMMON STOCK Cmn 580037109 22,873 952,647 Sh Shared-defined 952,647 MCDERMOTT INC COMMON STOCK Cmn 580037909 7,141 297,400 Sh Call Shared-defined 1 297,400 MCDERMOTT INC COMMON STOCK Cmn 580037959 4,507 187,700 Sh Put Shared-defined 1 187,700 MCDERMOTT INC COMMON STOCK Cmn 580037909 3,810 158,700 Sh Call Shared-defined 158,700 MCDERMOTT INC COMMON STOCK Cmn 580037959 1,597 66,500 Sh Put Shared-defined 66,500 MCDONALDS CORP Cmn 580135101 6,090 97,541 Sh Shared-defined 1 97,541 COLUMN TOTALS 51,058
PAGE 371 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MCDONALDS CORP Cmn 580135101 3,813 61,061 Sh Shared-defined 61,061 MCDONALDS CORP Cmn 580135951 33,549 537,300 Sh Put Shared-defined 1 537,300 MCDONALDS CORP Cmn 580135901 32,544 521,200 Sh Call Shared-defined 1 521,200 MCDONALDS CORP Cmn 580135951 24,027 384,800 Sh Put Shared-defined 384,800 MCDONALDS CORP Cmn 580135901 3,147 50,400 Sh Call Shared-defined 50,400 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645959 3,542 105,700 Sh Put Shared-defined 1 105,700 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645909 2,265 67,600 Sh Call Shared-defined 1 67,600 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 181 5,395 Sh Shared-defined 5,395 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 51 1,517 Sh Shared-defined 1 1,517 MCKESSON CORP Cmn 58155Q103 2,719 43,502 Sh Shared-defined 1 43,502 MCKESSON CORP Cmn 58155Q103 97 1,552 Sh Shared-defined 1,552 MCKESSON CORP Cmn 58155Q903 11,019 176,300 Sh Call Shared-defined 1 176,300 MCKESSON CORP Cmn 58155Q953 9,131 146,100 Sh Put Shared-defined 1 146,100 MCKESSON CORP Cmn 58155Q953 5,331 85,300 Sh Put Shared-defined 85,300 COLUMN TOTALS 131,416
PAGE 372 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MCKESSON CORP Cmn 58155Q903 4,406 70,500 Sh Call Shared-defined 70,500 MCMORAN EXPLORATION CO 6.75% MAND PREF 11/15/2010 Bond 582411500 4 60 Prn Shared-defined 1 N/A MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 2,019 251,800 Sh Put Shared-defined 1 251,800 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 1,212 151,100 Sh Call Shared-defined 1 151,100 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 180 22,500 Sh Put Shared-defined 22,500 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 1,153 143,758 Sh Shared-defined 1 143,758 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 147 18,389 Sh Shared-defined 18,389 MDC HOLDINGS INC CMN STK Cmn 552676108 30,369 978,376 Sh Shared-defined 978,376 MDC HOLDINGS INC CMN STK Cmn 552676908 1,564 50,400 Sh Call Shared-defined 1 50,400 MDC HOLDINGS INC CMN STK Cmn 552676958 1,481 47,700 Sh Put Shared-defined 1 47,700 MDC HOLDINGS INC CMN STK Cmn 552676908 314 10,100 Sh Call Shared-defined 10,100 MDC HOLDINGS INC CMN STK Cmn 552676958 177 5,700 Sh Put Shared-defined 5,700 MDRNA INC Cmn 55276N900 7 8,800 Sh Call Shared-defined 1 8,800 MDRNA INC Cmn 55276N950 1 1,600 Sh Put Shared-defined 1 1,600 COLUMN TOTALS 43,034
PAGE 373 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MDRNA INC Cmn 55276N100 1 700 Sh Shared-defined 700 MDU RESOURCES GROUP INC CMN STK Cmn 552690109 762 32,283 Sh Shared-defined 32,283 MEAD JOHNSON NUTRITION CO-A Cmn 582839106 32,850 751,713 Sh Shared-defined 751,713 MEAD JOHNSON NUTRITION CO-A Cmn 582839106 1,638 37,492 Sh Shared-defined 1 37,492 MEAD JOHNSON NUTRITION CO-A Cmn 582839956 8,264 189,100 Sh Put Shared-defined 1 189,100 MEAD JOHNSON NUTRITION CO-A Cmn 582839906 6,721 153,800 Sh Call Shared-defined 1 153,800 MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 104 14,016 Sh Shared-defined 14,016 MEADWESTVACO CORP COMMON STK Cmn 583334107 1,389 48,515 Sh Shared-defined 48,515 MEADWESTVACO CORP COMMON STK Cmn 583334107 112 3,900 Sh Shared-defined 1 3,900 MEDALLION FINL CORP CMN STOCK Cmn 583928956 74 9,100 Sh Put Shared-defined 1 9,100 MEDALLION FINL CORP CMN STOCK Cmn 583928906 5 600 Sh Call Shared-defined 1 600 MEDALLION FINL CORP CMN STOCK Cmn 583928106 14 1,770 Sh Shared-defined 1 1,770 MEDALLION FINL CORP CMN STOCK Cmn 583928106 3 424 Sh Shared-defined 424 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 11,261 176,200 Sh Put Shared-defined 1 176,200 COLUMN TOTALS 63,198
PAGE 374 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 7,458 116,700 Sh Put Shared-defined 116,700 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 5,138 80,400 Sh Call Shared-defined 1 80,400 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 3,975 62,200 Sh Call Shared-defined 62,200 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 10,289 160,989 Sh Shared-defined 160,989 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 37 8,365 Sh Shared-defined 8,365 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 18 4,107 Sh Shared-defined 1 4,107 MEDICINES COMPANY Cmn 584688955 293 35,100 Sh Put Shared-defined 1 35,100 MEDICINES COMPANY Cmn 584688105 190 22,791 Sh Shared-defined 1 22,791 MEDICINES COMPANY Cmn 584688905 21 2,500 Sh Call Shared-defined 1 2,500 MEDICINES COMPANY Cmn 584688105 4 475 Sh Shared-defined 475 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 3,065 113,300 Sh Call Shared-defined 1 113,300 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 687 25,400 Sh Put Shared-defined 1 25,400 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 992 36,689 Sh Shared-defined 36,689 MEDIDATA SOLUTIONS INC Cmn 58471A105 1,857 119,059 Sh Shared-defined 119,059 COLUMN TOTALS 34,024
PAGE 375 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MEDIFAST INC CMN STOCK Cmn 58470H951 5,223 170,800 Sh Put Shared-defined 1 170,800 MEDIFAST INC CMN STOCK Cmn 58470H901 2,168 70,900 Sh Call Shared-defined 1 70,900 MEDIFAST INC CMN STOCK Cmn 58470H101 1,084 35,459 Sh Shared-defined 1 35,459 MEDIFAST INC CMN STOCK Cmn 58470H101 4 144 Sh Shared-defined 144 MEDIVATION INC Cmn 58501N951 14,119 375,000 Sh Put Shared-defined 375,000 MEDIVATION INC Cmn 58501N951 12,451 330,700 Sh Put Shared-defined 1 330,700 MEDIVATION INC Cmn 58501N101 11,178 296,883 Sh Shared-defined 296,883 MEDIVATION INC Cmn 58501N901 7,270 193,100 Sh Call Shared-defined 1 193,100 MEDIVATION INC Cmn 58501N101 35 920 Sh Shared-defined 1 920 MEDTRONIC 1.625% CB 4/15/2013-REGISTERED Bond 585055AM8 53,458 51,120,000 Prn Shared-defined N/A MEDTRONIC INC Cmn 585055906 23,279 529,300 Sh Call Shared-defined 1 529,300 MEDTRONIC INC Cmn 585055956 14,162 322,000 Sh Put Shared-defined 1 322,000 MEDTRONIC INC Cmn 585055106 13,691 311,290 Sh Shared-defined 311,290 MEDTRONIC INC Cmn 585055906 9,935 225,900 Sh Call Shared-defined 225,900 COLUMN TOTALS 168,057
PAGE 376 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MEDTRONIC INC Cmn 585055956 7,248 164,800 Sh Put Shared-defined 164,800 MEDTRONIC INC Cmn 585055106 3,157 71,789 Sh Shared-defined 1 71,789 MELLANOX TECHNOLOGIES LTD Cmn M51363113 261 13,855 Sh Shared-defined 13,855 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 7,356 540,100 Sh Put Shared-defined 1 540,100 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 6,198 455,100 Sh Call Shared-defined 1 455,100 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 2,626 192,800 Sh Put Shared-defined 192,800 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 1,429 104,900 Sh Call Shared-defined 104,900 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 6,712 492,787 Sh Shared-defined 1 492,787 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 2,625 192,720 Sh Shared-defined 192,720 MENS WEARHOUSE INC CMN STK Cmn 587118950 819 38,900 Sh Put Shared-defined 1 38,900 MENS WEARHOUSE INC CMN STK Cmn 587118900 783 37,200 Sh Call Shared-defined 1 37,200 MENS WEARHOUSE INC CMN STK Cmn 587118100 704 33,444 Sh Shared-defined 33,444 MENS WEARHOUSE INC CMN STK Cmn 587118100 12 574 Sh Shared-defined 1 574 MERCADOLIBRE INC Cmn 58733R902 8,854 170,700 Sh Call Shared-defined 1 170,700 COLUMN TOTALS 48,784
PAGE 377 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MERCADOLIBRE INC Cmn 58733R952 8,507 164,000 Sh Put Shared-defined 1 164,000 MERCADOLIBRE INC Cmn 58733R952 4,393 84,700 Sh Put Shared-defined 84,700 MERCADOLIBRE INC Cmn 58733R902 1,463 28,200 Sh Call Shared-defined 28,200 MERCADOLIBRE INC Cmn 58733R102 1,115 21,490 Sh Shared-defined 1 21,490 MERCK & CO Cmn 58933Y105 35,015 958,254 Sh Shared-defined 958,254 MERCK & CO Cmn 58933Y105 643 17,594 Sh Shared-defined 1 17,594 MERCK & CO Cmn 58933Y905 31,669 866,700 Sh Call Shared-defined 1 866,700 MERCK & CO Cmn 58933Y955 22,015 602,500 Sh Put Shared-defined 1 602,500 MERCK & CO Cmn 58933Y905 18,811 514,800 Sh Call Shared-defined 514,800 MERCK & CO Cmn 58933Y955 9,014 246,700 Sh Put Shared-defined 246,700 MERCURY GENERAL CORP CMN STK Cmn 589400100 344 8,753 Sh Shared-defined 8,753 MEREDITH CORP Cmn 589433101 960 31,130 Sh Shared-defined 31,130 MERGE HEALTHCARE INC CMN STOCK Cmn 589499902 14 4,300 Sh Call Shared-defined 1 4,300 MERGE HEALTHCARE INC CMN STOCK Cmn 589499952 7 2,200 Sh Put Shared-defined 1 2,200 COLUMN TOTALS 133,970
PAGE 378 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MERGE HEALTHCARE INC CMN STOCK Cmn 589499102 11 3,254 Sh Shared-defined 1 3,254 MERGE HEALTHCARE INC CMN STOCK Cmn 589499102 6 1,818 Sh Shared-defined 1,818 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584901 638 29,600 Sh Call Shared-defined 1 29,600 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584951 149 6,900 Sh Put Shared-defined 1 6,900 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 37 1,737 Sh Shared-defined 1,737 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 2,814 145,600 Sh Put Shared-defined 1 145,600 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 843 43,600 Sh Call Shared-defined 1 43,600 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 690 35,700 Sh Put Shared-defined 35,700 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 12 600 Sh Call Shared-defined 600 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 653 33,762 Sh Shared-defined 33,762 MESA AIR GROUP INC CMN STK Cmn 590479901 2 14,400 Sh Call Shared-defined 1 14,400 MESA AIR GROUP INC CMN STK Cmn 590479101 7 61,477 Sh Shared-defined 1 61,477 MESA AIR GROUP INC CMN STK Cmn 590479101 1 7,700 Sh Shared-defined 7,700 METALICO INC COMMON STOCK Cmn 591176952 199 40,400 Sh Put Shared-defined 1 40,400 COLUMN TOTALS 6,062
PAGE 379 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) METALICO INC COMMON STOCK Cmn 591176102 119 24,143 Sh Shared-defined 1 24,143 METALICO INC COMMON STOCK Cmn 591176102 2 452 Sh Shared-defined 452 METHANEX CORP Cmn 59151K108 8,443 433,178 Sh Shared-defined 433,178 METHANEX CORP Cmn 59151K908 337 17,300 Sh Call Shared-defined 1 17,300 METHANEX CORP Cmn 59151K958 115 5,900 Sh Put Shared-defined 1 5,900 METLIFE INC CMN STK Cmn 59156R908 16,374 463,200 Sh Call Shared-defined 1 463,200 METLIFE INC CMN STK Cmn 59156R958 9,244 261,500 Sh Put Shared-defined 1 261,500 METLIFE INC CMN STK Cmn 59156R908 6,975 197,300 Sh Call Shared-defined 197,300 METLIFE INC CMN STK Cmn 59156R958 3,864 109,300 Sh Put Shared-defined 109,300 METLIFE INC CMN STK Cmn 59156R108 8,390 237,334 Sh Shared-defined 237,334 METLIFE INC CMN STK Cmn 59156R108 15 417 Sh Shared-defined 1 417 METROPCS COMMUNICATIONS INC Cmn 591708952 3,707 485,900 Sh Put Shared-defined 1 485,900 METROPCS COMMUNICATIONS INC Cmn 591708102 2,632 345,012 Sh Shared-defined 1 345,012 METROPCS COMMUNICATIONS INC Cmn 591708902 2,229 292,200 Sh Call Shared-defined 292,200 COLUMN TOTALS 62,446
PAGE 380 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) METROPCS COMMUNICATIONS INC Cmn 591708952 1,343 176,000 Sh Put Shared-defined 176,000 METROPCS COMMUNICATIONS INC Cmn 591708102 853 111,852 Sh Shared-defined 111,852 METROPCS COMMUNICATIONS INC Cmn 591708902 502 65,800 Sh Call Shared-defined 1 65,800 MF GLOBAL HOLDINGS LTD Cmn G60642958 237 34,100 Sh Put Shared-defined 1 34,100 MF GLOBAL HOLDINGS LTD Cmn G60642908 213 30,600 Sh Call Shared-defined 1 30,600 MF GLOBAL HOLDINGS LTD Cmn G60642108 187 26,923 Sh Shared-defined 1 26,923 MF GLOBAL HOLDINGS LTD Cmn G60642108 17 2,484 Sh Shared-defined 2,484 MFA FINANCIAL INC Cmn 55272X102 7,278 990,198 Sh Shared-defined 990,198 MFA FINANCIAL INC Cmn 55272X102 12 1,572 Sh Shared-defined 1 1,572 MGE ENERGY INC CMN STK Cmn 55277P104 407 11,388 Sh Shared-defined 11,388 MGIC INV CORP CMN STOCK Cmn 552848103 57 9,829 Sh Shared-defined 9,829 MGIC INV CORP CMN STOCK Cmn 552848903 676 116,900 Sh Call Shared-defined 1 116,900 MGIC INV CORP CMN STOCK Cmn 552848953 357 61,700 Sh Put Shared-defined 1 61,700 MGM MIRAGE CMN STK Cmn 552953951 9,349 1,025,100 Sh Put Shared-defined 1 1,025,100 COLUMN TOTALS 21,488
PAGE 381 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MGM MIRAGE CMN STK Cmn 552953901 7,749 849,700 Sh Call Shared-defined 1 849,700 MGM MIRAGE CMN STK Cmn 552953951 717 78,600 Sh Put Shared-defined 78,600 MGM MIRAGE CMN STK Cmn 552953901 373 40,900 Sh Call Shared-defined 40,900 MGM MIRAGE CMN STK Cmn 552953101 3,184 349,151 Sh Shared-defined 1 349,151 MGM MIRAGE CMN STK Cmn 552953101 1,248 136,891 Sh Shared-defined 136,891 MGP INGREDIENTS INC Cmn 55302G903 91 11,900 Sh Call Shared-defined 1 11,900 MGP INGREDIENTS INC Cmn 55302G953 57 7,500 Sh Put Shared-defined 1 7,500 MICREL INC CMN STOCK Cmn 594793101 243 29,602 Sh Shared-defined 29,602 MICREL INC CMN STOCK Cmn 594793101 4 511 Sh Shared-defined 1 511 MICROCHIP TECHNOLOGY 2.125% CB 12/15/37 - REGISTER Bond 595017AB0 100,556 99,000,000 Prn Shared-defined N/A MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 5,164 177,700 Sh Put Shared-defined 1 177,700 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 2,819 97,000 Sh Call Shared-defined 1 97,000 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 1,851 63,700 Sh Put Shared-defined 63,700 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 1,096 37,700 Sh Call Shared-defined 37,700 COLUMN TOTALS 125,152
PAGE 382 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 1,481 50,951 Sh Shared-defined 50,951 MICRON TECHNOLOGY INC Cmn 595112103 744 70,468 Sh Shared-defined 1 70,468 MICRON TECHNOLOGY INC Cmn 595112103 242 22,964 Sh Shared-defined 22,964 MICRON TECHNOLOGY INC Cmn 595112903 7,875 745,700 Sh Call Shared-defined 1 745,700 MICRON TECHNOLOGY INC Cmn 595112903 6,235 590,400 Sh Call Shared-defined 590,400 MICRON TECHNOLOGY INC Cmn 595112953 6,221 589,100 Sh Put Shared-defined 1 589,100 MICRON TECHNOLOGY INC Cmn 595112953 2,806 265,700 Sh Put Shared-defined 265,700 MICRON TECHNOLOGY INC 1.875% CB 6/1/2014 - REGISTE Bond 595112AH6 21,371 22,071,000 Prn Shared-defined N/A MICROS SYSTEMS INC CMN STK Cmn 594901900 490 15,800 Sh Call Shared-defined 1 15,800 MICROS SYSTEMS INC CMN STK Cmn 594901950 102 3,300 Sh Put Shared-defined 1 3,300 MICROS SYSTEMS INC CMN STK Cmn 594901100 29 920 Sh Shared-defined 1 920 MICROSEMI CORPORATION COMMON STOCK Cmn 595137900 298 16,800 Sh Call Shared-defined 1 16,800 MICROSEMI CORPORATION COMMON STOCK Cmn 595137950 137 7,700 Sh Put Shared-defined 1 7,700 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 18,629 1,049,545 Sh Shared-defined 1,049,545 COLUMN TOTALS 66,660
PAGE 383 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 13 757 Sh Shared-defined 1 757 MICROSOFT Cmn 594918104 684 22,446 Sh Shared-defined 1 22,446 MICROSOFT Cmn 594918104 412 13,508 Sh Shared-defined 13,508 MICROSOFT Cmn 594918904 91,690 3,007,200 Sh Call Shared-defined 1 3,007,200 MICROSOFT Cmn 594918954 75,390 2,472,600 Sh Put Shared-defined 1 2,472,600 MICROSOFT Cmn 594918904 37,838 1,241,000 Sh Call Shared-defined 1,241,000 MICROSOFT Cmn 594918954 13,394 439,300 Sh Put Shared-defined 439,300 MICROSTRATEGY INC CMN STK Cmn 594972908 35,652 379,200 Sh Call Shared-defined 379,200 MICROSTRATEGY INC CMN STK Cmn 594972958 6,121 65,100 Sh Put Shared-defined 1 65,100 MICROSTRATEGY INC CMN STK Cmn 594972908 4,748 50,500 Sh Call Shared-defined 1 50,500 MICROSTRATEGY INC CMN STK Cmn 594972958 705 7,500 Sh Put Shared-defined 7,500 MICROSTRATEGY INC CMN STK Cmn 594972408 10,306 109,620 Sh Shared-defined 109,620 MICRUS ENDOVASCULAR CORP COMMON STOCK Cmn 59518V102 263 17,546 Sh Shared-defined 17,546 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 3,288 68,100 Sh Put Shared-defined 1 68,100 COLUMN TOTALS 280,504
PAGE 384 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 2,202 45,600 Sh Call Shared-defined 1 45,600 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 270 5,600 Sh Put Shared-defined 5,600 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 135 2,800 Sh Call Shared-defined 2,800 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 1,255 25,991 Sh Shared-defined 25,991 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 9 190 Sh Shared-defined 1 190 MIDDLEBY CORP CMN STK Cmn 596278951 3,667 74,800 Sh Put Shared-defined 1 74,800 MIDDLEBY CORP CMN STK Cmn 596278901 1,113 22,700 Sh Call Shared-defined 1 22,700 MIDDLEBY CORP CMN STK Cmn 596278101 3,563 72,680 Sh Shared-defined 1 72,680 MIDDLEBY CORP CMN STK Cmn 596278101 152 3,099 Sh Shared-defined 3,099 MILLER (HERMAN) INC CMN STK Cmn 600544900 3 200 Sh Call Shared-defined 1 200 MILLER (HERMAN) INC CMN STK Cmn 600544100 251 15,699 Sh Shared-defined 15,699 MILLER (HERMAN) INC CMN STK Cmn 600544100 25 1,546 Sh Shared-defined 1 1,546 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 12,666 171,700 Sh Call Shared-defined 1 171,700 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 12,356 167,500 Sh Put Shared-defined 1 167,500 COLUMN TOTALS 37,667
PAGE 385 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 1,608 21,800 Sh Put Shared-defined 21,800 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 575 7,800 Sh Call Shared-defined 7,800 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 650 8,805 Sh Shared-defined 1 8,805 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 32 428 Sh Shared-defined 428 MILLIPORE CORP Cmn 601073959 4,601 63,600 Sh Put Shared-defined 1 63,600 MILLIPORE CORP Cmn 601073909 1,671 23,100 Sh Call Shared-defined 1 23,100 MILLIPORE CORP Cmn 601073109 868 11,998 Sh Shared-defined 11,998 MILLIPORE CORP Cmn 601073109 844 11,671 Sh Shared-defined 1 11,671 MINDRAY MEDICAL INTERNATIONAL LTD ADR Depository Receipt 602675100 1,177 34,686 Sh Shared-defined 1 N/A MINDRAY MEDICAL INTERNATIONAL LTD ADR Depository Receipt 602675100 137 4,028 Sh Shared-defined N/A MINE SAFETY APPLIANCES CO CMN STK Cmn 602720904 3 100 Sh Call Shared-defined 1 100 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 373 14,046 Sh Shared-defined 14,046 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 24 894 Sh Shared-defined 1 894 MINEFINDERS LT 4.5% CB 12/15/2011-REGISTERED Bond 602900AB8 1,093 1,000,000 Prn Shared-defined N/A COLUMN TOTALS 13,656
PAGE 386 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MINEFINDERS LTD COMMON STOCK Cmn 602900952 2,623 254,700 Sh Put Shared-defined 1 254,700 MINEFINDERS LTD COMMON STOCK Cmn 602900902 514 49,900 Sh Call Shared-defined 1 49,900 MINEFINDERS LTD COMMON STOCK Cmn 602900102 2,200 213,639 Sh Shared-defined 1 213,639 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 1,017 18,670 Sh Shared-defined 18,670 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 5 86 Sh Shared-defined 1 86 MIRANT CORP Cmn 60467R950 2,391 156,600 Sh Put Shared-defined 1 156,600 MIRANT CORP Cmn 60467R900 1,405 92,000 Sh Call Shared-defined 1 92,000 MIRANT CORP Cmn 60467R100 878 57,494 Sh Shared-defined 57,494 MIRANT CORP Cmn 60467R100 344 22,546 Sh Shared-defined 1 22,546 MIRANT CORP Cmn 60467R950 150 9,800 Sh Put Shared-defined 9,800 MIRANT CORP Cmn 60467R900 18 1,200 Sh Call Shared-defined 1,200 MIRANT CORP-W/I-CW11 Wt 60467R126 34 48,612 Shared-defined 1 N/A MIRANT EQUITY WARRANT SERIES A Wt 60467R118 27 55,411 Shared-defined 1 N/A MITSUBISHI TOKYO FINANCIAL GROUP INC - ADR 1:1 Depository Receipt 606822104 454 92,240 Sh Shared-defined N/A COLUMN TOTALS 12,060
PAGE 387 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MITSUBISHI TOKYO FINANCIAL GROUP INC - ADR 1:1 Depository Receipt 606822104 55 11,194 Sh Shared-defined 1 N/A MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 622 35,718 Sh Shared-defined 35,718 MOBILE TELESYSTEMS - SP ADR Depository Receipt 607409109 1,797 36,753 Sh Shared-defined 1 N/A MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 111 11,765 Sh Shared-defined 11,765 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 4,869 102,300 Sh Put Shared-defined 1 102,300 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 4,303 90,400 Sh Call Shared-defined 1 90,400 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 2,509 52,700 Sh Put Shared-defined 52,700 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 1,666 35,000 Sh Call Shared-defined 35,000 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 1,111 23,336 Sh Shared-defined 1 23,336 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 700 14,701 Sh Shared-defined 14,701 MOLEX INC CMN STK Cmn 608554901 179 8,300 Sh Call Shared-defined 1 8,300 MOLEX INC CMN STK Cmn 608554951 168 7,800 Sh Put Shared-defined 1 7,800 MOLEX INC CMN STK Cmn 608554101 132 6,127 Sh Shared-defined 6,127 MOLINA HEALTHCARE INC 3.75% CB 10/1/2014 - REGISTE Bond 60855RAA8 36,291 41,500,000 Prn Shared-defined N/A COLUMN TOTALS 54,513
PAGE 388 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R900 736 32,200 Sh Call Shared-defined 1 32,200 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R950 233 10,200 Sh Put Shared-defined 1 10,200 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 104 4,528 Sh Shared-defined 4,528 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 52 2,261 Sh Shared-defined 1 2,261 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 4,381 97,000 Sh Call Shared-defined 1 97,000 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 2,669 59,100 Sh Call Shared-defined 59,100 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 1,955 43,300 Sh Put Shared-defined 1 43,300 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 185 4,100 Sh Put Shared-defined 4,100 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 659 14,594 Sh Shared-defined 14,594 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 142 3,152 Sh Shared-defined 1 3,152 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T900 1,619 128,400 Sh Call Shared-defined 1 128,400 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T950 1,584 125,600 Sh Put Shared-defined 1 125,600 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T100 83 6,587 Sh Shared-defined 1 6,587 MONARCH CASINO & RESORT INC CMN STK Cmn 609027957 134 16,600 Sh Put Shared-defined 1 16,600 COLUMN TOTALS 14,536
PAGE 389 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MONARCH CASINO & RESORT INC CMN STK Cmn 609027907 96 11,800 Sh Call Shared-defined 1 11,800 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 74 9,193 Sh Shared-defined 1 9,193 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 13 1,647 Sh Shared-defined 1,647 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y959 45 15,500 Sh Put Shared-defined 1 15,500 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y909 16 5,700 Sh Call Shared-defined 1 5,700 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y109 46 15,869 Sh Shared-defined 1 15,869 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839905 216 9,000 Sh Call Shared-defined 1 9,000 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839955 209 8,700 Sh Put Shared-defined 1 8,700 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 69 2,872 Sh Shared-defined 1 2,872 MONSANTO COMPANY - NEW Cmn 61166W951 48,126 588,700 Sh Put Shared-defined 1 588,700 MONSANTO COMPANY - NEW Cmn 61166W901 21,157 258,800 Sh Call Shared-defined 1 258,800 MONSANTO COMPANY - NEW Cmn 61166W951 20,217 247,300 Sh Put Shared-defined 247,300 MONSANTO COMPANY - NEW Cmn 61166W901 5,265 64,400 Sh Call Shared-defined 64,400 MONSANTO COMPANY - NEW Cmn 61166W101 17,549 214,665 Sh Shared-defined 214,665 COLUMN TOTALS 113,098
PAGE 390 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MONSANTO COMPANY - NEW Cmn 61166W101 870 10,644 Sh Shared-defined 1 10,644 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 2,996 172,200 Sh Put Shared-defined 1 172,200 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 2,086 119,900 Sh Call Shared-defined 1 119,900 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 520 29,900 Sh Call Shared-defined 29,900 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 336 19,300 Sh Put Shared-defined 19,300 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 1,289 74,059 Sh Shared-defined 1 74,059 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 79 4,544 Sh Shared-defined 4,544 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185906 196 11,300 Sh Call Shared-defined 1 11,300 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185956 38 2,200 Sh Put Shared-defined 1 2,200 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 264 15,228 Sh Shared-defined 15,228 MOODY'S CORP Cmn 615369105 66,426 2,478,592 Sh Shared-defined 2,478,592 MOODY'S CORP Cmn 615369955 7,992 298,200 Sh Put Shared-defined 1 298,200 MOODY'S CORP Cmn 615369905 4,845 180,800 Sh Call Shared-defined 1 180,800 MOODY'S CORP Cmn 615369905 445 16,600 Sh Call Shared-defined 16,600 COLUMN TOTALS 88,382
PAGE 391 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MOODY'S CORP Cmn 615369955 423 15,800 Sh Put Shared-defined 15,800 MOOG INC - CL A COMMON STOCK Cmn 615394202 265 9,058 Sh Shared-defined 9,058 MORGAN STANLEY COMMON STOCK Cmn 617446958 28,265 954,900 Sh Put Shared-defined 1 954,900 MORGAN STANLEY COMMON STOCK Cmn 617446908 19,166 647,500 Sh Call Shared-defined 1 647,500 MORGAN STANLEY COMMON STOCK Cmn 617446958 10,493 354,500 Sh Put Shared-defined 354,500 MORGAN STANLEY COMMON STOCK Cmn 617446908 4,271 144,300 Sh Call Shared-defined 144,300 MORGAN STANLEY COMMON STOCK Cmn 617446448 6,617 223,548 Sh Shared-defined 223,548 MORGAN STANLEY COMMON STOCK Cmn 617446448 4,483 151,436 Sh Shared-defined 1 151,436 MORGANS HOTEL GROUP CMN STK Cmn 61748W108 86 19,032 Sh Shared-defined 19,032 MORNINGSTAR INC COMMON STOCK Cmn 617700959 2,760 57,100 Sh Put Shared-defined 1 57,100 MORNINGSTAR INC COMMON STOCK Cmn 617700909 1,532 31,700 Sh Call Shared-defined 1 31,700 MORNINGSTAR INC COMMON STOCK Cmn 617700109 1,774 36,701 Sh Shared-defined 1 36,701 MORNINGSTAR INC COMMON STOCK Cmn 617700109 225 4,659 Sh Shared-defined 4,659 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 6,923 115,906 Sh Shared-defined 115,906 COLUMN TOTALS 87,283
PAGE 392 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MOSAIC CO/THE COMMON STOCK Cmn 61945A907 24,549 411,000 Sh Call Shared-defined 1 411,000 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 15,040 251,800 Sh Put Shared-defined 1 251,800 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 11,343 189,900 Sh Call Shared-defined 189,900 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 5,370 89,900 Sh Put Shared-defined 89,900 MOTOROLA COMMON STOCK MOT Cmn 620076109 6,739 868,421 Sh Shared-defined 1 868,421 MOTOROLA COMMON STOCK MOT Cmn 620076109 5,791 746,292 Sh Shared-defined 746,292 MOTOROLA COMMON STOCK MOT Cmn 620076959 18,681 2,407,300 Sh Put Shared-defined 1 2,407,300 MOTOROLA COMMON STOCK MOT Cmn 620076909 9,603 1,237,500 Sh Call Shared-defined 1 1,237,500 MOTOROLA COMMON STOCK MOT Cmn 620076959 7,346 946,700 Sh Put Shared-defined 946,700 MOTOROLA COMMON STOCK MOT Cmn 620076909 3,885 500,600 Sh Call Shared-defined 500,600 MOVADO GROUP INC Cmn 624580106 268 27,572 Sh Shared-defined 27,572 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 362 7,698 Sh Shared-defined 7,698 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530956 1,119 23,800 Sh Put Shared-defined 1 23,800 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530906 771 16,400 Sh Call Shared-defined 1 16,400 COLUMN TOTALS 110,867
PAGE 393 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MSCI INC-A Cmn 55354G950 305 9,600 Sh Put Shared-defined 1 9,600 MSCI INC-A Cmn 55354G100 294 9,251 Sh Shared-defined 9,251 MSCI INC-A Cmn 55354G900 277 8,700 Sh Call Shared-defined 1 8,700 MUELLER INDUSTRIES CMN STK Cmn 624756902 132 5,300 Sh Call Shared-defined 1 5,300 MUELLER INDUSTRIES CMN STK Cmn 624756952 117 4,700 Sh Put Shared-defined 1 4,700 MUELLER INDUSTRIES CMN STK Cmn 624756102 1,033 41,587 Sh Shared-defined 41,587 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758958 227 43,700 Sh Put Shared-defined 1 43,700 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758908 141 27,200 Sh Call Shared-defined 1 27,200 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 1,508 289,927 Sh Shared-defined 289,927 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B951 701 24,700 Sh Put Shared-defined 1 24,700 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B901 488 17,200 Sh Call Shared-defined 1 17,200 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 750 26,427 Sh Shared-defined 1 26,427 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 96 3,397 Sh Shared-defined 3,397 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453955 42 7,000 Sh Put Shared-defined 1 7,000 COLUMN TOTALS 6,111
PAGE 394 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MULTIMEDIA GAMES INC CMN STOCK Cmn 625453905 25 4,100 Sh Call Shared-defined 1 4,100 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453105 35 5,831 Sh Shared-defined 1 5,831 MURPHY OIL CORP CMN STK Cmn 626717952 7,003 129,200 Sh Put Shared-defined 1 129,200 MURPHY OIL CORP CMN STK Cmn 626717902 5,707 105,300 Sh Call Shared-defined 1 105,300 MURPHY OIL CORP CMN STK Cmn 626717952 2,634 48,600 Sh Put Shared-defined 48,600 MURPHY OIL CORP CMN STK Cmn 626717902 2,558 47,200 Sh Call Shared-defined 47,200 MURPHY OIL CORP CMN STK Cmn 626717102 11,546 213,035 Sh Shared-defined 213,035 MURPHY OIL CORP CMN STK Cmn 626717102 2,963 54,662 Sh Shared-defined 1 54,662 MVSN 2.6250% 08/15/2011 Bond 555904AB7 34,673 27,830,000 Prn Shared-defined N/A MYLAN INC CMN STOCK Cmn 628530907 7,075 383,900 Sh Call Shared-defined 1 383,900 MYLAN INC CMN STOCK Cmn 628530957 4,014 217,800 Sh Put Shared-defined 1 217,800 MYLAN INC CMN STOCK Cmn 628530907 2,309 125,300 Sh Call Shared-defined 125,300 MYLAN INC CMN STOCK Cmn 628530957 2,081 112,900 Sh Put Shared-defined 112,900 MYLAN INC CMN STOCK Cmn 628530107 344 18,661 Sh Shared-defined 18,661 COLUMN TOTALS 82,967
PAGE 395 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) MYLAN INC CMN STOCK Cmn 628530107 74 4,041 Sh Shared-defined 1 4,041 MYRIAD GENETICS INC CMN STOCK Cmn 62855J904 1,177 45,100 Sh Call Shared-defined 1 45,100 MYRIAD GENETICS INC CMN STOCK Cmn 62855J954 953 36,500 Sh Put Shared-defined 1 36,500 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 13,050 500,000 Sh Shared-defined 500,000 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 1,319 50,531 Sh Shared-defined 1 50,531 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 2,680 122,428 Sh Shared-defined 122,428 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 5,216 238,300 Sh Call Shared-defined 1 238,300 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 4,927 225,100 Sh Put Shared-defined 1 225,100 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 1,694 77,400 Sh Put Shared-defined 77,400 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 1,184 54,100 Sh Call Shared-defined 54,100 NACCO INDS INC Cmn 629579103 583 11,708 Sh Shared-defined 11,708 NACCO INDS INC Cmn 629579103 3 54 Sh Shared-defined 1 54 NALCO HOLDING CO Cmn 62985Q951 5,102 200,000 Sh Put Shared-defined 200,000 NALCO HOLDING CO Cmn 62985Q901 1,362 53,400 Sh Call Shared-defined 1 53,400 COLUMN TOTALS 39,324
PAGE 396 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NALCO HOLDING CO Cmn 62985Q951 1,334 52,300 Sh Put Shared-defined 1 52,300 NAM TAI ELECTRONICS INC Cmn 629865205 51 9,781 Sh Shared-defined 9,781 NAM TAI ELECTRONICS INC Cmn 629865205 38 7,295 Sh Shared-defined 1 7,295 NAM TAI ELECTRONICS INC Cmn 629865955 9 1,700 Sh Put Shared-defined 1 1,700 NAM TAI ELECTRONICS INC Cmn 629865905 6 1,100 Sh Call Shared-defined 1 1,100 NANOMETRICS INC CMN STK Cmn 630077955 6 500 Sh Put Shared-defined 1 500 NANOMETRICS INC CMN STK Cmn 630077905 2 200 Sh Call Shared-defined 1 200 NANOMETRICS INC CMN STK Cmn 630077105 292 25,787 Sh Shared-defined 25,787 NANOMETRICS INC CMN STK Cmn 630077105 15 1,353 Sh Shared-defined 1 1,353 NARA BANCORP INC CMN STOCK Cmn 63080P105 171 15,047 Sh Shared-defined 15,047 NARA BANCORP INC CMN STOCK Cmn 63080P105 26 2,267 Sh Shared-defined 1 2,267 NASH FINCH CO CMN STK Cmn 631158102 149 4,023 Sh Shared-defined 4,023 NASH FINCH CO CMN STK Cmn 631158102 17 471 Sh Shared-defined 1 471 NASH FINCH CO CMN STK Cmn 631158952 223 6,000 Sh Put Shared-defined 6,000 COLUMN TOTALS 2,339
PAGE 397 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NASH FINCH STEP CB 03/15/2035-REGISTERED Bond 631158AD4 4,797 10,450,000 Prn Shared-defined N/A NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309907 126 7,600 Sh Call Shared-defined 1 7,600 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309957 40 2,400 Sh Put Shared-defined 1 2,400 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 20,319 1,226,248 Sh Shared-defined 1,226,248 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 37 2,213 Sh Shared-defined 1 2,213 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P908 105 13,000 Sh Call Shared-defined 1 13,000 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 267 33,006 Sh Shared-defined 33,006 NATIONAL FUEL GAS CO CMN STK Cmn 636180901 610 12,200 Sh Call Shared-defined 1 12,200 NATIONAL FUEL GAS CO CMN STK Cmn 636180951 365 7,300 Sh Put Shared-defined 1 7,300 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 10 206 Sh Shared-defined 206 NATIONAL GRID GROUP -SPONS ADR 5:1 Depository Receipt 636274300 459 8,436 Sh Shared-defined N/A NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 673 18,188 Sh Shared-defined 18,188 NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 10 258 Sh Shared-defined 1 258 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 2,046 69,484 Sh Shared-defined 69,484 COLUMN TOTALS 29,864
PAGE 398 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 910 157,098 Sh Shared-defined 157,098 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 28 4,907 Sh Shared-defined 1 4,907 NATIONAL RETAIL PROP 3.95% CB 9/15/2026-REGISTERED Bond 637417AA4 18,617 17,577,000 Prn Shared-defined N/A NATIONAL RETAIL PROPERTIES Cmn 637417106 1,758 82,832 Sh Shared-defined 82,832 NATIONAL RETAIL PROPERTIES Cmn 637417956 401 18,900 Sh Put Shared-defined 1 18,900 NATIONAL RETAIL PROPERTIES Cmn 637417906 316 14,900 Sh Call Shared-defined 1 14,900 NATIONAL RETAIL PROPERTIES 5.125% CB 6/15/28 - REG Bond 637417AC0 29,389 27,500,000 Prn Shared-defined N/A NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 68,488 4,458,836 Sh Shared-defined 4,458,836 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 1,797 116,993 Sh Shared-defined 1 116,993 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 5,683 370,000 Sh Put Shared-defined 1 370,000 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 4,115 267,900 Sh Put Shared-defined 267,900 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,897 123,500 Sh Call Shared-defined 123,500 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 889 57,900 Sh Call Shared-defined 1 57,900 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 27,327 619,800 Sh Put Shared-defined 1 619,800 COLUMN TOTALS 161,615
PAGE 399 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 16,287 369,400 Sh Call Shared-defined 1 369,400 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 11,935 270,700 Sh Put Shared-defined 270,700 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 6,199 140,600 Sh Call Shared-defined 140,600 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 19,584 444,172 Sh Shared-defined 444,172 NATIONWIDE HEALTH PROPERTIES 7.75% SERIES B CUMULA Pref Stk 638620302 16 99 Sh Shared-defined 1 N/A NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620904 623 17,700 Sh Call Shared-defined 1 17,700 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620954 288 8,200 Sh Put Shared-defined 1 8,200 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 255 7,252 Sh Shared-defined 7,252 NAUTILUS INC CMN STOCK Cmn 63910B902 24 11,900 Sh Call Shared-defined 1 11,900 NAUTILUS INC CMN STOCK Cmn 63910B952 19 9,500 Sh Put Shared-defined 1 9,500 NAUTILUS INC CMN STOCK Cmn 63910B102 10 4,955 Sh Shared-defined 1 4,955 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N957 166 11,200 Sh Put Shared-defined 1 11,200 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N907 37 2,500 Sh Call Shared-defined 1 2,500 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 11,298 760,268 Sh Shared-defined 760,268 COLUMN TOTALS 66,741
PAGE 400 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 41 2,740 Sh Shared-defined 1 2,740 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196953 304 50,200 Sh Put Shared-defined 1 50,200 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196903 162 26,800 Sh Call Shared-defined 1 26,800 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 427 70,527 Sh Shared-defined 1 70,527 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 1,213 31,373 Sh Shared-defined 1 31,373 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 891 23,042 Sh Shared-defined 23,042 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 4,742 122,700 Sh Put Shared-defined 1 122,700 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 3,212 83,100 Sh Call Shared-defined 1 83,100 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 1,484 38,400 Sh Put Shared-defined 38,400 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 479 12,400 Sh Call Shared-defined 12,400 NBTY INC CMN STK Cmn 628782954 3,392 77,900 Sh Put Shared-defined 1 77,900 NBTY INC CMN STK Cmn 628782904 1,215 27,900 Sh Call Shared-defined 1 27,900 NBTY INC CMN STK Cmn 628782104 1,988 45,661 Sh Shared-defined 1 45,661 NBTY INC CMN STK Cmn 628782104 296 6,787 Sh Shared-defined 6,787 COLUMN TOTALS 19,846
PAGE 401 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NCR CORP NEW CMN STOCK Cmn 62886E958 522 46,900 Sh Put Shared-defined 46,900 NCR CORP NEW CMN STOCK Cmn 62886E908 338 30,400 Sh Call Shared-defined 1 30,400 NCR CORP NEW CMN STOCK Cmn 62886E958 206 18,500 Sh Put Shared-defined 1 18,500 NCR CORP NEW CMN STOCK Cmn 62886E908 43 3,900 Sh Call Shared-defined 3,900 NCR CORP NEW CMN STOCK Cmn 62886E108 6,939 623,488 Sh Shared-defined 623,488 NCR CORP NEW CMN STOCK Cmn 62886E108 352 31,594 Sh Shared-defined 1 31,594 NEKTAR THERAPEUTICS CMN STK Cmn 640268908 209 22,400 Sh Call Shared-defined 1 22,400 NEKTAR THERAPEUTICS CMN STK Cmn 640268958 126 13,500 Sh Put Shared-defined 1 13,500 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 442 47,395 Sh Shared-defined 47,395 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N906 511 26,300 Sh Call Shared-defined 1 26,300 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N956 445 22,900 Sh Put Shared-defined 1 22,900 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 132 6,784 Sh Shared-defined 1 6,784 NET-APP 1.75% CB 6/1/13 - REGISTERED Bond 64110DAB0 287,558 231,773,000 Prn Shared-defined N/A NETAPP INC CMN STOCK Cmn 64110D904 16,150 469,600 Sh Call Shared-defined 1 469,600 COLUMN TOTALS 313,973
PAGE 402 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NETAPP INC CMN STOCK Cmn 64110D954 10,021 291,400 Sh Put Shared-defined 1 291,400 NETAPP INC CMN STOCK Cmn 64110D904 7,672 223,100 Sh Call Shared-defined 223,100 NETAPP INC CMN STOCK Cmn 64110D954 3,766 109,500 Sh Put Shared-defined 109,500 NETAPP INC CMN STOCK Cmn 64110D104 3,393 98,669 Sh Shared-defined 98,669 NETAPP INC CMN STOCK Cmn 64110D104 2,609 75,856 Sh Shared-defined 1 75,856 NETEASE.COM INC - ADR Depository Receipt 64110W102 994 26,434 Sh Shared-defined 1 N/A NETEASE.COM INC - ADR Depository Receipt 64110W102 61 1,610 Sh Shared-defined N/A NETFLIX.COM INC COMMON STK Cmn 64110L956 21,389 387,900 Sh Put Shared-defined 1 387,900 NETFLIX.COM INC COMMON STK Cmn 64110L906 3,860 70,000 Sh Call Shared-defined 1 70,000 NETFLIX.COM INC COMMON STK Cmn 64110L106 11,229 203,649 Sh Shared-defined 1 203,649 NETFLIX.COM INC COMMON STK Cmn 64110L106 17 316 Sh Shared-defined 316 NETGEAR INC COMMON STOCK Cmn 64111Q904 560 25,800 Sh Call Shared-defined 1 25,800 NETGEAR INC COMMON STOCK Cmn 64111Q954 128 5,900 Sh Put Shared-defined 1 5,900 NETGEAR INC COMMON STOCK Cmn 64111Q104 223 10,272 Sh Shared-defined 10,272 COLUMN TOTALS 65,922
PAGE 403 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NETGEAR INC COMMON STOCK Cmn 64111Q104 26 1,199 Sh Shared-defined 1 1,199 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 8,743 189,000 Sh Put Shared-defined 1 189,000 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 4,288 92,700 Sh Call Shared-defined 1 92,700 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 2,022 43,700 Sh Put Shared-defined 43,700 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 796 17,200 Sh Call Shared-defined 17,200 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 3,720 80,413 Sh Shared-defined 1 80,413 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 1,355 29,296 Sh Shared-defined 29,296 NETSUITE INC Cmn 64118Q957 1,087 68,000 Sh Put Shared-defined 1 68,000 NETSUITE INC Cmn 64118Q107 806 50,443 Sh Shared-defined 1 50,443 NETSUITE INC Cmn 64118Q907 521 32,600 Sh Call Shared-defined 1 32,600 NETSUITE INC Cmn 64118Q107 154 9,624 Sh Shared-defined 9,624 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C909 25 9,300 Sh Call Shared-defined 1 9,300 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C959 9 3,400 Sh Put Shared-defined 1 3,400 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 14 5,330 Sh Shared-defined 1 5,330 COLUMN TOTALS 23,566
PAGE 404 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NEUSTAR INC-CLASS A COMMON STOCK Cmn 64126X201 301 13,058 Sh Shared-defined 13,058 NEUSTAR INC-CLASS A COMMON STOCK Cmn 64126X201 21 922 Sh Shared-defined 1 922 NEUTRAL TANDEM INC Cmn 64128B958 1,267 55,700 Sh Put Shared-defined 1 55,700 NEUTRAL TANDEM INC Cmn 64128B908 748 32,900 Sh Call Shared-defined 1 32,900 NEUTRAL TANDEM INC Cmn 64128B108 605 26,603 Sh Shared-defined 1 26,603 NEUTRAL TANDEM INC Cmn 64128B908 430 18,900 Sh Call Shared-defined 18,900 NEUTRAL TANDEM INC Cmn 64128B958 289 12,700 Sh Put Shared-defined 12,700 NEW DRAGON ASIA CORP -CL A CMN STOCK Cmn 64378H102 2 12,074 Sh Shared-defined 1 12,074 NEW ORIENTAL EDUCATIO-SP ADR Depository Receipt 647581107 348 4,599 Sh Shared-defined 1 N/A NEW ORIENTAL EDUCATIO-SP ADR Depository Receipt 647581107 141 1,862 Sh Shared-defined N/A NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 2,755 189,900 Sh Call Shared-defined 1 189,900 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 1,151 79,300 Sh Put Shared-defined 1 79,300 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 977 67,300 Sh Call Shared-defined 67,300 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 945 65,100 Sh Put Shared-defined 65,100 COLUMN TOTALS 9,980
PAGE 405 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 122 8,377 Sh Shared-defined 8,377 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111957 1,016 82,200 Sh Put Shared-defined 1 82,200 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111907 687 55,600 Sh Call Shared-defined 1 55,600 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 1,262 102,097 Sh Shared-defined 102,097 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 1,078 87,254 Sh Shared-defined 1 87,254 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203952 645 53,700 Sh Put Shared-defined 1 53,700 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203902 113 9,400 Sh Call Shared-defined 1 9,400 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 12,736 1,060,478 Sh Shared-defined 1,060,478 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 583 48,508 Sh Shared-defined 1 48,508 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M958 75 36,000 Sh Put Shared-defined 1 36,000 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M908 51 24,400 Sh Call Shared-defined 1 24,400 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 63 30,177 Sh Shared-defined 1 30,177 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 8 3,696 Sh Shared-defined 3,696 NEWELL RUBBERMAID 5.5% CB 03/15/2014-REGISTERED Bond 651229AH9 45,794 24,227,000 Prn Shared-defined N/A COLUMN TOTALS 64,233
PAGE 406 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 1,223 81,500 Sh Put Shared-defined 81,500 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 1,195 79,600 Sh Put Shared-defined 1 79,600 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 994 66,200 Sh Call Shared-defined 1 66,200 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 591 39,400 Sh Call Shared-defined 39,400 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 1,180 78,588 Sh Shared-defined 78,588 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 184 12,239 Sh Shared-defined 1 12,239 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 6,086 126,179 Sh Shared-defined 126,179 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 1 12 Sh Shared-defined 1 12 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 4,018 83,300 Sh Call Shared-defined 1 83,300 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 1,553 32,200 Sh Call Shared-defined 32,200 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 772 16,000 Sh Put Shared-defined 1 16,000 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 207 4,300 Sh Put Shared-defined 4,300 NEWMARKET CORP Cmn 651587107 254 2,215 Sh Shared-defined 1 2,215 NEWMARKET CORP Cmn 651587107 35 304 Sh Shared-defined 304 COLUMN TOTALS 18,293
PAGE 407 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NEWMARKET CORP Cmn 651587907 12,453 108,500 Sh Call Shared-defined 1 108,500 NEWMARKET CORP Cmn 651587957 5,371 46,800 Sh Put Shared-defined 1 46,800 NEWMARKET CORP Cmn 651587907 2,307 20,100 Sh Call Shared-defined 20,100 NEWMARKET CORP Cmn 651587957 803 7,000 Sh Put Shared-defined 7,000 NEWMONT MINING CORP CMN STOCK Cmn 651639106 22,875 483,511 Sh Shared-defined 483,511 NEWMONT MINING CORP CMN STOCK Cmn 651639106 1,818 38,425 Sh Shared-defined 1 38,425 NEWMONT MINING CORP CMN STOCK Cmn 651639956 28,386 600,000 Sh Put Shared-defined 1 600,000 NEWMONT MINING CORP CMN STOCK Cmn 651639906 24,559 519,100 Sh Call Shared-defined 1 519,100 NEWMONT MINING CORP CMN STOCK Cmn 651639956 9,017 190,600 Sh Put Shared-defined 190,600 NEWMONT MINING CORP CMN STOCK Cmn 651639906 8,275 174,900 Sh Call Shared-defined 174,900 NEWPORT CORP CMN STK Cmn 651824904 54 5,900 Sh Call Shared-defined 1 5,900 NEWPORT CORP CMN STK Cmn 651824954 33 3,600 Sh Put Shared-defined 1 3,600 NEWPORT CORP CMN STK Cmn 651824104 86 9,308 Sh Shared-defined 9,308 NEWPORT CORP CMN STK Cmn 651824104 5 508 Sh Shared-defined 1 508 COLUMN TOTALS 116,042
PAGE 408 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NEWS CORPORATION Cmn 65248E903 7,882 495,100 Sh Call Shared-defined 495,100 NEWS CORPORATION Cmn 65248E903 4,561 286,500 Sh Call Shared-defined 1 286,500 NEWS CORPORATION Cmn 65248E953 1,087 68,300 Sh Put Shared-defined 68,300 NEWS CORPORATION Cmn 65248E953 798 50,100 Sh Put Shared-defined 1 50,100 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E904 497 36,300 Sh Call Shared-defined 1 36,300 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 398 29,100 Sh Put Shared-defined 1 29,100 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 21,033 1,536,404 Sh Shared-defined 1,536,404 NEXEN INC Cmn 65334H902 850 35,500 Sh Call Shared-defined 1 35,500 NEXEN INC Cmn 65334H952 754 31,500 Sh Put Shared-defined 1 31,500 NEXEN INC Cmn 65334H902 165 6,900 Sh Call Shared-defined 6,900 NEXEN INC Cmn 65334H952 69 2,900 Sh Put Shared-defined 2,900 NEXMED INC CMN STOCK Cmn 652903105 6 21,567 Sh Shared-defined 1 21,567 NGAS RESOURCES INC CMN STOCK Cmn 62912T903 21 12,300 Sh Call Shared-defined 1 12,300 NGAS RESOURCES INC CMN STOCK Cmn 62912T953 8 4,700 Sh Put Shared-defined 1 4,700 COLUMN TOTALS 38,129
PAGE 409 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NGAS RESOURCES INC CMN STOCK Cmn 62912T103 17 10,261 Sh Shared-defined 1 10,261 NGAS RESOURCES INC CMN STOCK Cmn 62912T103 5 2,725 Sh Shared-defined 2,725 NICOR INC Cmn 654086107 686 16,302 Sh Shared-defined 16,302 NICOR INC Cmn 654086107 57 1,349 Sh Shared-defined 1 1,349 NICOR INC Cmn 654086957 552 13,100 Sh Put Shared-defined 1 13,100 NICOR INC Cmn 654086907 143 3,400 Sh Call Shared-defined 1 3,400 NII HOLDINGS 3.125% CB 06/15/2012 - REGISTERED Bond 62913FAJ1 8,857 9,639,000 Prn Shared-defined N/A NII HOLDINGS INC COMMON STOCK Cmn 62913F901 4,067 121,100 Sh Call Shared-defined 1 121,100 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 2,451 73,000 Sh Put Shared-defined 1 73,000 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 769 22,900 Sh Call Shared-defined 22,900 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 208 6,200 Sh Put Shared-defined 6,200 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 13 400 Sh Shared-defined 1 400 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 2 69 Sh Shared-defined 69 NIKE INC CLASS B SHARES Cmn 654106953 24,598 372,300 Sh Put Shared-defined 1 372,300 COLUMN TOTALS 42,425
PAGE 410 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NIKE INC CLASS B SHARES Cmn 654106903 16,689 252,600 Sh Call Shared-defined 1 252,600 NIKE INC CLASS B SHARES Cmn 654106903 7,486 113,300 Sh Call Shared-defined 113,300 NIKE INC CLASS B SHARES Cmn 654106953 7,188 108,800 Sh Put Shared-defined 108,800 NIKE INC CLASS B SHARES Cmn 654106103 50,082 758,021 Sh Shared-defined 758,021 NIKE INC CLASS B SHARES Cmn 654106103 192 2,904 Sh Shared-defined 1 2,904 NIPPON TELEGRAPH & TELE - SP ADR Depository Receipt 654624105 212 10,745 Sh Shared-defined N/A NISOURCE INC CMN STK Cmn 65473P105 3,339 217,111 Sh Shared-defined 217,111 NISOURCE INC CMN STK Cmn 65473P905 152 9,900 Sh Call Shared-defined 1 9,900 NISOURCE INC CMN STK Cmn 65473P955 68 4,400 Sh Put Shared-defined 1 4,400 NMT MEDICAL INC CMN STOCK Cmn 629294959 66 26,900 Sh Put Shared-defined 1 26,900 NMT MEDICAL INC CMN STOCK Cmn 629294909 13 5,200 Sh Call Shared-defined 1 5,200 NMT MEDICAL INC CMN STOCK Cmn 629294109 16 6,372 Sh Shared-defined 1 6,372 NOBLE CORP CMN STK Cmn H5833N903 14,660 360,200 Sh Call Shared-defined 1 360,200 NOBLE CORP CMN STK Cmn H5833N953 11,555 283,900 Sh Put Shared-defined 1 283,900 COLUMN TOTALS 111,718
PAGE 411 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NOBLE CORP CMN STK Cmn H5833N903 5,210 128,000 Sh Call Shared-defined 128,000 NOBLE CORP CMN STK Cmn H5833N953 5,181 127,300 Sh Put Shared-defined 127,300 NOBLE CORP CMN STK Cmn H5833N103 44,227 1,086,651 Sh Shared-defined 1,086,651 NOBLE CORP CMN STK Cmn H5833N103 11 271 Sh Shared-defined 1 271 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 1,347 18,920 Sh Shared-defined 18,920 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 1,326 18,615 Sh Shared-defined 1 18,615 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 10,391 145,900 Sh Put Shared-defined 1 145,900 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 6,844 96,100 Sh Call Shared-defined 1 96,100 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 3,233 45,400 Sh Put Shared-defined 45,400 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 2,201 30,900 Sh Call Shared-defined 30,900 NOKIA CORP. ADR FOR ORD SHARE 1:1 Depository Receipt 654902204 5,748 447,349 Sh Shared-defined 1 N/A NOKIA CORP. ADR FOR ORD SHARE 1:1 Depository Receipt 654902204 2,681 208,615 Sh Shared-defined N/A NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773956 4,716 157,200 Sh Put Shared-defined 1 157,200 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773906 2,442 81,400 Sh Call Shared-defined 1 81,400 COLUMN TOTALS 95,558
PAGE 412 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 2,937 97,898 Sh Shared-defined 1 97,898 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 820 27,349 Sh Shared-defined 27,349 NORDSON CORP CMN STK Cmn 655663902 636 10,400 Sh Call Shared-defined 1 10,400 NORDSON CORP CMN STK Cmn 655663952 520 8,500 Sh Put Shared-defined 1 8,500 NORDSON CORP CMN STK Cmn 655663102 187 3,051 Sh Shared-defined 3,051 NORDSON CORP CMN STK Cmn 655663102 19 316 Sh Shared-defined 1 316 NORDSTROM INC Cmn 655664100 6,716 178,702 Sh Shared-defined 178,702 NORDSTROM INC Cmn 655664100 1,074 28,577 Sh Shared-defined 1 28,577 NORDSTROM INC Cmn 655664950 18,335 487,900 Sh Put Shared-defined 1 487,900 NORDSTROM INC Cmn 655664900 16,734 445,300 Sh Call Shared-defined 1 445,300 NORDSTROM INC Cmn 655664950 10,440 277,800 Sh Put Shared-defined 277,800 NORDSTROM INC Cmn 655664900 8,264 219,900 Sh Call Shared-defined 219,900 NORFOLK SOUTHN CORP Cmn 655844958 16,313 311,200 Sh Put Shared-defined 1 311,200 NORFOLK SOUTHN CORP Cmn 655844908 10,112 192,900 Sh Call Shared-defined 1 192,900 COLUMN TOTALS 93,107
PAGE 413 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NORFOLK SOUTHN CORP Cmn 655844958 8,686 165,700 Sh Put Shared-defined 165,700 NORFOLK SOUTHN CORP Cmn 655844908 6,825 130,200 Sh Call Shared-defined 130,200 NORFOLK SOUTHN CORP Cmn 655844108 3,468 66,154 Sh Shared-defined 66,154 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912952 222 63,400 Sh Put Shared-defined 1 63,400 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 164 46,900 Sh Call Shared-defined 1 46,900 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 11 3,100 Sh Call Shared-defined 3,100 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 245 69,863 Sh Shared-defined 1 69,863 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 11 3,118 Sh Shared-defined 3,118 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M954 385 46,600 Sh Put Shared-defined 1 46,600 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M904 101 12,200 Sh Call Shared-defined 1 12,200 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 660 79,835 Sh Shared-defined 1 79,835 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 10 1,207 Sh Shared-defined 1,207 NORTHERN TRUST CMN STOCK Cmn 665859104 2,562 48,894 Sh Shared-defined 1 48,894 NORTHERN TRUST CMN STOCK Cmn 665859104 781 14,905 Sh Shared-defined 14,905 COLUMN TOTALS 24,131
PAGE 414 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NORTHERN TRUST CMN STOCK Cmn 665859954 5,361 102,300 Sh Put Shared-defined 1 102,300 NORTHERN TRUST CMN STOCK Cmn 665859904 3,694 70,500 Sh Call Shared-defined 1 70,500 NORTHERN TRUST CMN STOCK Cmn 665859954 1,818 34,700 Sh Put Shared-defined 34,700 NORTHERN TRUST CMN STOCK Cmn 665859904 1,520 29,000 Sh Call Shared-defined 29,000 NORTHROP GRUMMAN CORP Cmn 666807102 12,353 221,178 Sh Shared-defined 221,178 NORTHROP GRUMMAN CORP Cmn 666807952 10,634 190,400 Sh Put Shared-defined 1 190,400 NORTHROP GRUMMAN CORP Cmn 666807902 9,053 162,100 Sh Call Shared-defined 1 162,100 NORTHROP GRUMMAN CORP Cmn 666807902 7,249 129,800 Sh Call Shared-defined 129,800 NORTHROP GRUMMAN CORP Cmn 666807952 3,692 66,100 Sh Put Shared-defined 66,100 NORTHROP GRUMMAN CORP Cmn 666807102 70 1,260 Sh Shared-defined 1 1,260 NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 222 4,929 Sh Shared-defined 4,929 NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 5 117 Sh Shared-defined 1 117 NORTHWESTERN CORPORATION COMMON STOCK Cmn 668074305 328 12,589 Sh Shared-defined 12,589 NORTHWESTERN CORPORATION COMMON STOCK Cmn 668074305 10 371 Sh Shared-defined 1 371 COLUMN TOTALS 56,009
PAGE 415 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NOVAGOLD RESOURCES 5.5% CB 5/1/15 - REGISTERED Bond 66987EAA5 13,697 14,653,000 Prn Shared-defined N/A NovaGold Resources Inc. COMMON STOCK Cmn 66987E956 899 146,700 Sh Put Shared-defined 1 146,700 NovaGold Resources Inc. COMMON STOCK Cmn 66987E906 75 12,200 Sh Call Shared-defined 1 12,200 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 1,279 208,682 Sh Shared-defined 1 208,682 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 14 2,330 Sh Shared-defined 2,330 NOVATEL WIRELESS INC Cmn 66987M904 2,044 256,400 Sh Call Shared-defined 1 256,400 NOVATEL WIRELESS INC Cmn 66987M954 698 87,600 Sh Put Shared-defined 1 87,600 NOVATEL WIRELESS INC Cmn 66987M904 598 75,000 Sh Call Shared-defined 75,000 NOVATEL WIRELESS INC Cmn 66987M954 224 28,100 Sh Put Shared-defined 28,100 NOVATEL WIRELESS INC Cmn 66987M604 42 5,257 Sh Shared-defined 1 5,257 NOVAVAX INC CMN STOCK Cmn 670002904 216 81,200 Sh Call Shared-defined 1 81,200 NOVAVAX INC CMN STOCK Cmn 670002954 211 79,300 Sh Put Shared-defined 1 79,300 NOVAVAX INC CMN STOCK Cmn 670002954 12 4,400 Sh Put Shared-defined 4,400 NOVAVAX INC CMN STOCK Cmn 670002904 9 3,200 Sh Call Shared-defined 3,200 COLUMN TOTALS 20,018
PAGE 416 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NOVAVAX INC CMN STOCK Cmn 670002104 58 21,959 Sh Shared-defined 1 21,959 NOVAVAX INC CMN STOCK Cmn 670002104 48 17,914 Sh Shared-defined 17,914 NOVELL INC Cmn 670006105 13,770 3,318,055 Sh Shared-defined 3,318,055 NOVELL INC Cmn 670006105 545 131,334 Sh Shared-defined 1 131,334 NOVELL INC Cmn 670006955 465 112,000 Sh Put Shared-defined 1 112,000 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 4,000 171,400 Sh Put Shared-defined 1 171,400 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 3,732 159,900 Sh Call Shared-defined 1 159,900 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 1,662 71,200 Sh Call Shared-defined 71,200 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 1,498 64,200 Sh Put Shared-defined 64,200 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 1,015 43,498 Sh Shared-defined 43,498 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 135 5,771 Sh Shared-defined 1 5,771 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P953 10 2,800 Sh Put Shared-defined 1 2,800 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P903 1 300 Sh Call Shared-defined 1 300 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 121 35,491 Sh Shared-defined 35,491 COLUMN TOTALS 27,060
PAGE 417 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 20 5,877 Sh Shared-defined 1 5,877 NRG ENERGY INC COMMON STOCK Cmn 629377908 3,945 167,100 Sh Call Shared-defined 1 167,100 NRG ENERGY INC COMMON STOCK Cmn 629377958 2,094 88,700 Sh Put Shared-defined 1 88,700 NRG ENERGY INC COMMON STOCK Cmn 629377508 17,081 723,458 Sh Shared-defined 723,458 NRG ENERGY INC COMMON STOCK Cmn 629377508 46 1,962 Sh Shared-defined 1 1,962 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T955 59 2,200 Sh Put Shared-defined 1 2,200 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T905 35 1,300 Sh Call Shared-defined 1 1,300 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 267 9,941 Sh Shared-defined 9,941 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 22 823 Sh Shared-defined 1 823 NUANCE COMMUNICATIONS INC 2.75% CB 8/15/2027 - REG Bond 67020YAB6 25,688 24,000,000 Prn Shared-defined N/A NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 1,554 100,000 Sh Put Shared-defined 100,000 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 1,172 75,400 Sh Put Shared-defined 1 75,400 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 911 58,600 Sh Call Shared-defined 1 58,600 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 727 46,794 Sh Shared-defined 1 46,794 COLUMN TOTALS 53,621
PAGE 418 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 555 35,703 Sh Shared-defined 35,703 NUCOR CORP Cmn 670346905 21,767 466,600 Sh Call Shared-defined 1 466,600 NUCOR CORP Cmn 670346955 15,777 338,200 Sh Put Shared-defined 1 338,200 NUCOR CORP Cmn 670346955 8,322 178,400 Sh Put Shared-defined 178,400 NUCOR CORP Cmn 670346905 7,865 168,600 Sh Call Shared-defined 168,600 NUCOR CORP Cmn 670346105 1,911 40,974 Sh Shared-defined 40,974 NUSTAR ENERGY LP CMN STK Cmn 67058H952 4,852 86,500 Sh Put Shared-defined 1 86,500 NUSTAR ENERGY LP CMN STK Cmn 67058H902 3,023 53,900 Sh Call Shared-defined 1 53,900 NUSTAR ENERGY LP CMN STK Cmn 67058H102 755 13,469 Sh Shared-defined 1 13,469 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L952 633 23,500 Sh Put Shared-defined 1 23,500 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L902 223 8,300 Sh Call Shared-defined 1 8,300 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L102 509 18,920 Sh Shared-defined 1 18,920 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D958 8,968 287,700 Sh Put Shared-defined 1 287,700 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D908 4,177 134,000 Sh Call Shared-defined 1 134,000 COLUMN TOTALS 79,337
PAGE 419 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 1,793 57,528 Sh Shared-defined 1 57,528 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 300 9,622 Sh Shared-defined 9,622 NV ENERGY INC Cmn 67073Y106 147 11,863 Sh Shared-defined 11,863 NVIDIA CORP CMN STOCK Cmn 67066G904 7,190 384,900 Sh Call Shared-defined 1 384,900 NVIDIA CORP CMN STOCK Cmn 67066G904 4,042 216,400 Sh Call Shared-defined 216,400 NVIDIA CORP CMN STOCK Cmn 67066G954 2,240 119,900 Sh Put Shared-defined 1 119,900 NVIDIA CORP CMN STOCK Cmn 67066G954 607 32,500 Sh Put Shared-defined 32,500 NVIDIA CORP CMN STOCK Cmn 67066G104 13,793 738,387 Sh Shared-defined 738,387 NVR L.P. COMMON STOCK Cmn 62944T105 34,318 48,287 Sh Shared-defined 48,287 NYB 6 11/01/51 Pref Stk 64944P307 1 18 Sh Shared-defined 1 N/A NYSE EURONEXT COMMON STOCK Cmn 629491951 10,763 425,400 Sh Put Shared-defined 1 425,400 NYSE EURONEXT COMMON STOCK Cmn 629491901 10,467 413,700 Sh Call Shared-defined 1 413,700 NYSE EURONEXT COMMON STOCK Cmn 629491951 3,577 141,400 Sh Put Shared-defined 141,400 NYSE EURONEXT COMMON STOCK Cmn 629491901 3,459 136,700 Sh Call Shared-defined 136,700 COLUMN TOTALS 92,697
PAGE 420 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) NYSE EURONEXT COMMON STOCK Cmn 629491101 2,051 81,073 Sh Shared-defined 1 81,073 NYSE EURONEXT COMMON STOCK Cmn 629491101 1,043 41,236 Sh Shared-defined 41,236 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 13,057 160,504 Sh Shared-defined 160,504 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 683 8,397 Sh Shared-defined 1 8,397 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 62,086 763,200 Sh Put Shared-defined 1 763,200 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 25,105 308,600 Sh Call Shared-defined 1 308,600 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 24,389 299,800 Sh Put Shared-defined 299,800 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 10,860 133,500 Sh Call Shared-defined 133,500 OCEANEERING INTERNATIONAL CMN STK Cmn 675232902 2,516 43,000 Sh Call Shared-defined 1 43,000 OCEANEERING INTERNATIONAL CMN STK Cmn 675232952 1,492 25,500 Sh Put Shared-defined 1 25,500 OCEANEERING INTERNATIONAL CMN STK Cmn 675232102 14,414 246,317 Sh Shared-defined 246,317 OCEANFREIGHT INC CMN STK Cmn Y64202907 44 47,400 Sh Call Shared-defined 1 47,400 OCEANFREIGHT INC CMN STK Cmn Y64202957 18 19,400 Sh Put Shared-defined 1 19,400 OCEANFREIGHT INC CMN STK Cmn Y64202107 14 15,525 Sh Shared-defined 1 15,525 COLUMN TOTALS 157,772
PAGE 421 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U105 2 116 Sh Shared-defined 1 116 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U905 144 10,500 Sh Call Shared-defined 1 10,500 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U955 102 7,400 Sh Put Shared-defined 1 7,400 OCWEN FINL 3.25% CB 08/01/2024-REGISTERED Bond 675746AD3 3,665 4,000,000 Prn Shared-defined N/A OCWEN FINL CORP CMN STOCK Cmn 675746309 672 70,260 Sh Shared-defined 70,260 OCWEN FINL CORP CMN STOCK Cmn 675746309 1 100 Sh Shared-defined 1 100 ODYSSEY HEALTHCARE INC Cmn 67611V901 408 26,200 Sh Call Shared-defined 1 26,200 ODYSSEY HEALTHCARE INC Cmn 67611V951 111 7,100 Sh Put Shared-defined 1 7,100 OFFICE DEPOT CMN STOCK Cmn 676220106 264 40,896 Sh Shared-defined 1 40,896 OFFICE DEPOT CMN STOCK Cmn 676220106 57 8,835 Sh Shared-defined 8,835 OFFICE DEPOT CMN STOCK Cmn 676220956 1,191 184,700 Sh Put Shared-defined 1 184,700 OFFICE DEPOT CMN STOCK Cmn 676220906 948 146,900 Sh Call Shared-defined 1 146,900 OFFICE DEPOT CMN STOCK Cmn 676220906 912 141,400 Sh Call Shared-defined 141,400 OFFICE DEPOT CMN STOCK Cmn 676220956 113 17,500 Sh Put Shared-defined 17,500 COLUMN TOTALS 8,590
PAGE 422 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OFFICEMAX INC COMMON STOCK Cmn 67622P901 928 73,100 Sh Call Shared-defined 1 73,100 OFFICEMAX INC COMMON STOCK Cmn 67622P951 388 30,600 Sh Put Shared-defined 1 30,600 OFFICEMAX INC COMMON STOCK Cmn 67622P101 29,020 2,286,866 Sh Shared-defined 2,286,866 OFFICEMAX INC COMMON STOCK Cmn 67622P101 210 16,523 Sh Shared-defined 1 16,523 OIL STATES INTERNATIONAL, INC. Cmn 678026905 849 21,600 Sh Call Shared-defined 1 21,600 OIL STATES INTERNATIONAL, INC. Cmn 678026105 441 11,217 Sh Shared-defined 11,217 OIL STATES INTERNATIONAL, INC. Cmn 678026955 346 8,800 Sh Put Shared-defined 1 8,800 OIL STATES INTL 2.375% CB 7/1/2025-REGISTERED Bond 678026AB1 15,277 11,000,000 Prn Shared-defined N/A OILSANDS QUEST INC Cmn 678046903 56 48,900 Sh Call Shared-defined 1 48,900 OILSANDS QUEST INC Cmn 678046103 19 16,896 Sh Shared-defined 16,896 OILSANDS QUEST INC Cmn 678046953 15 12,800 Sh Put Shared-defined 1 12,800 OILSANDS QUEST INC Cmn 678046103 1 1,166 Sh Shared-defined 1 1,166 OILSANDS QUEST INC WARRANT 5/12/11 Wt 678046129 1 3,400 Shared-defined 1 N/A OLD DOMINION FREIGHT CMN STK Cmn 679580100 5,373 175,000 Sh Shared-defined 175,000 COLUMN TOTALS 52,924
PAGE 423 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 5,404 434,763 Sh Shared-defined 434,763 OLD REPUBLIC INTERNATIONAL 8% CB 05/15/2012-REGIST Bond 680223AF1 42,069 37,500,000 Prn Shared-defined N/A OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 2,466 245,607 Sh Shared-defined 245,607 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 16 1,609 Sh Shared-defined 1 1,609 OLIN CORP Cmn 680665205 920 52,521 Sh Shared-defined 52,521 OLIN CORP Cmn 680665905 2,227 127,100 Sh Call Shared-defined 1 127,100 OLIN CORP Cmn 680665955 1,561 89,100 Sh Put Shared-defined 1 89,100 OLIN CORP Cmn 680665955 329 18,800 Sh Put Shared-defined 18,800 OLIN CORP Cmn 680665905 200 11,400 Sh Call Shared-defined 11,400 OLYMPIC STEEL INC CMN STK Cmn 68162K906 1,225 37,600 Sh Call Shared-defined 1 37,600 OLYMPIC STEEL INC CMN STK Cmn 68162K956 961 29,500 Sh Put Shared-defined 1 29,500 OLYMPIC STEEL INC CMN STK Cmn 68162K956 437 13,400 Sh Put Shared-defined 13,400 OLYMPIC STEEL INC CMN STK Cmn 68162K906 189 5,800 Sh Call Shared-defined 5,800 OLYMPIC STEEL INC CMN STK Cmn 68162K106 8 244 Sh Shared-defined 1 244 COLUMN TOTALS 58,012
PAGE 424 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OLYMPIC STEEL INC CMN STK Cmn 68162K106 8 231 Sh Shared-defined 231 OM GROUP INC CMN STK Cmn 670872900 888 28,300 Sh Call Shared-defined 1 28,300 OM GROUP INC CMN STK Cmn 670872950 600 19,100 Sh Put Shared-defined 1 19,100 OM GROUP INC CMN STK Cmn 670872100 290 9,226 Sh Shared-defined 9,226 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936900 792 40,700 Sh Call Shared-defined 1 40,700 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936950 78 4,000 Sh Put Shared-defined 1 4,000 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 155 7,948 Sh Shared-defined 7,948 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 30 1,527 Sh Shared-defined 1 1,527 OMNICARE INC. COMMON STOCK Cmn 681904108 1,053 43,561 Sh Shared-defined 1 43,561 OMNICARE INC. COMMON STOCK Cmn 681904958 822 34,000 Sh Put Shared-defined 1 34,000 OMNICARE INC. COMMON STOCK Cmn 681904908 812 33,600 Sh Call Shared-defined 1 33,600 OMNICELL INC Cmn 68213N109 98 8,362 Sh Shared-defined 1 8,362 OMNICELL INC Cmn 68213N959 84 7,200 Sh Put Shared-defined 1 7,200 OMNICELL INC Cmn 68213N909 54 4,600 Sh Call Shared-defined 1 4,600 COLUMN TOTALS 5,764
PAGE 425 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OMNICOM GROUP COMMON STOCK Cmn 681919106 585 14,946 Sh Shared-defined 1 14,946 OMNICOM GROUP COMMON STOCK Cmn 681919106 132 3,379 Sh Shared-defined 3,379 OMNICOM GROUP COMMON STOCK Cmn 681919956 1,636 41,800 Sh Put Shared-defined 1 41,800 OMNICOM GROUP COMMON STOCK Cmn 681919906 1,135 29,000 Sh Call Shared-defined 1 29,000 OMNIVISION TECHNOLOGIES Cmn 682128953 1,244 85,600 Sh Put Shared-defined 1 85,600 OMNIVISION TECHNOLOGIES Cmn 682128903 833 57,300 Sh Call Shared-defined 1 57,300 OMNIVISION TECHNOLOGIES Cmn 682128953 756 52,000 Sh Put Shared-defined 52,000 OMNIVISION TECHNOLOGIES Cmn 682128903 414 28,500 Sh Call Shared-defined 28,500 OMNIVISION TECHNOLOGIES Cmn 682128103 147 10,128 Sh Shared-defined 10,128 OMNIVISION TECHNOLOGIES Cmn 682128103 113 7,767 Sh Shared-defined 1 7,767 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 87 14,159 Sh Shared-defined 14,159 ON SEMICONDUCTOR CORP 1.875% CB 12/15/2025 -REGIST Bond 682189AD7 44,732 32,295,000 Prn Shared-defined N/A ON SEMICONDUCTOR CORP 2.625% 12/15/2026 - REGISTER Bond 682189AG0 35,186 31,500,000 Prn Shared-defined N/A ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 23,606 2,679,507 Sh Shared-defined 2,679,507 COLUMN TOTALS 110,606
PAGE 426 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 445 50,564 Sh Shared-defined 1 50,564 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 751 85,300 Sh Put Shared-defined 1 85,300 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 206 23,400 Sh Call Shared-defined 23,400 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 177 20,100 Sh Put Shared-defined 20,100 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 27 3,100 Sh Call Shared-defined 1 3,100 ON2 TECHNOLOGIES INC CMN STOCK Cmn 68338A107 12 19,062 Sh Shared-defined 1 19,062 ONEBEACON INSURANCE GROUP-A Cmn G67742109 164 11,920 Sh Shared-defined 11,920 ONEBEACON INSURANCE GROUP-A Cmn G67742109 10 723 Sh Shared-defined 1 723 ONEOK INC Cmn 682680903 1,025 23,000 Sh Call Shared-defined 1 23,000 ONEOK INC Cmn 682680953 758 17,000 Sh Put Shared-defined 1 17,000 ONEOK INC Cmn 682680103 116 2,609 Sh Shared-defined 1 2,609 ONEOK INC Cmn 682680103 51 1,143 Sh Shared-defined 1,143 ONEOK PARTNERS LP Cmn 68268N953 2,361 37,900 Sh Put Shared-defined 1 37,900 ONEOK PARTNERS LP Cmn 68268N903 2,162 34,700 Sh Call Shared-defined 1 34,700 COLUMN TOTALS 8,265
PAGE 427 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ONYX PHARMACEUTICALS 4% CB 08/15/2016 Bond 683399AB5 80,235 75,273,000 Prn Shared-defined N/A ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 7,182 244,800 Sh Put Shared-defined 1 244,800 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 4,245 144,700 Sh Call Shared-defined 1 144,700 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 156 5,300 Sh Call Shared-defined 5,300 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 32 1,100 Sh Put Shared-defined 1,100 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 4,783 163,010 Sh Shared-defined 1 163,010 OPEN TEXT CORP CMN STOCK Cmn 683715956 3,634 89,400 Sh Put Shared-defined 1 89,400 OPEN TEXT CORP CMN STOCK Cmn 683715906 3,203 78,800 Sh Call Shared-defined 1 78,800 OPEN TEXT CORP CMN STOCK Cmn 683715106 1,944 47,828 Sh Shared-defined 1 47,828 OPEN TEXT CORP CMN STOCK Cmn 683715106 46 1,123 Sh Shared-defined 1,123 OPENTABLE INC Cmn 68372A104 1,540 60,491 Sh Shared-defined 60,491 OPENTABLE INC Cmn 68372A104 35 1,386 Sh Shared-defined 1 1,386 OPENTV CORP CMN STK Cmn G67543101 19 14,273 Sh Shared-defined 1 14,273 OPENWAVE SYSTEMS INC Cmn 683718308 30 12,972 Sh Shared-defined 1 12,972 COLUMN TOTALS 107,084
PAGE 428 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OPENWAVE SYSTEMS INC Cmn 683718908 15 6,500 Sh Call Shared-defined 1 6,500 OPENWAVE SYSTEMS INC Cmn 683718958 7 3,100 Sh Put Shared-defined 1 3,100 OPENWAVE SYSTEMS INC Cmn 683718308 6 2,618 Sh Shared-defined 2,618 OPLINK COMMUNICATIONS INC Cmn 68375Q403 245 14,970 Sh Shared-defined 14,970 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 2,180 141,100 Sh Put Shared-defined 1 141,100 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 689 44,600 Sh Call Shared-defined 1 44,600 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 128 8,300 Sh Put Shared-defined 8,300 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 31 2,000 Sh Call Shared-defined 2,000 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 2,543 164,585 Sh Shared-defined 164,585 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 385 24,898 Sh Shared-defined 1 24,898 ORACLE SYS CORP Cmn 68389X955 27,399 1,116,500 Sh Put Shared-defined 1 1,116,500 ORACLE SYS CORP Cmn 68389X905 24,795 1,010,400 Sh Call Shared-defined 1 1,010,400 ORACLE SYS CORP Cmn 68389X905 15,755 642,000 Sh Call Shared-defined 642,000 ORACLE SYS CORP Cmn 68389X955 14,304 582,900 Sh Put Shared-defined 582,900 COLUMN TOTALS 88,482
PAGE 429 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ORACLE SYS CORP Cmn 68389X105 3,706 151,000 Sh Shared-defined 151,000 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V958 78 15,300 Sh Put Shared-defined 1 15,300 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V908 42 8,300 Sh Call Shared-defined 1 8,300 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 41 7,995 Sh Shared-defined 1 7,995 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 10 1,969 Sh Shared-defined 1,969 ORBITAL SCIENCES 2.4375% CB 1/15/2027-REGISTERED Bond 685564AN6 43,511 45,811,000 Prn Shared-defined N/A ORBITAL SCIENCES COMMON STOCK Cmn 685564106 342 22,385 Sh Shared-defined 22,385 ORBITAL SCIENCES COMMON STOCK Cmn 685564906 171 11,200 Sh Call Shared-defined 1 11,200 ORBITAL SCIENCES COMMON STOCK Cmn 685564956 43 2,800 Sh Put Shared-defined 1 2,800 ORBITZ WORLDWIDE INC Cmn 68557K909 272 37,100 Sh Call Shared-defined 1 37,100 ORBITZ WORLDWIDE INC Cmn 68557K959 255 34,700 Sh Put Shared-defined 1 34,700 ORBITZ WORLDWIDE INC Cmn 68557K109 168 22,831 Sh Shared-defined 22,831 ORBITZ WORLDWIDE INC Cmn 68557K109 30 4,058 Sh Shared-defined 1 4,058 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 2,859 75,000 Sh Call Shared-defined 1 75,000 COLUMN TOTALS 51,528
PAGE 430 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 1,369 35,900 Sh Put Shared-defined 1 35,900 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 305 8,000 Sh Call Shared-defined 8,000 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 95 2,500 Sh Put Shared-defined 2,500 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 371 9,743 Sh Shared-defined 9,743 OREXIGEN THERAPEUTICS INC Cmn 686164954 379 51,000 Sh Put Shared-defined 1 51,000 OREXIGEN THERAPEUTICS INC Cmn 686164904 343 46,100 Sh Call Shared-defined 1 46,100 OREXIGEN THERAPEUTICS INC Cmn 686164104 242 32,531 Sh Shared-defined 1 32,531 ORIENT EXPRESS HOTELS LTD -A Cmn G67743957 110 10,800 Sh Put Shared-defined 1 10,800 ORIENT EXPRESS HOTELS LTD -A Cmn G67743907 31 3,100 Sh Call Shared-defined 1 3,100 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 112 11,019 Sh Shared-defined 1 11,019 ORIGIN AGRITECH LTD Cmn G67828906 2,200 186,900 Sh Call Shared-defined 1 186,900 ORIGIN AGRITECH LTD Cmn G67828956 1,592 135,300 Sh Put Shared-defined 1 135,300 OSHKOSH CORP Cmn 688239901 9,813 265,000 Sh Call Shared-defined 1 265,000 OSHKOSH CORP Cmn 688239951 8,061 217,700 Sh Put Shared-defined 1 217,700 COLUMN TOTALS 25,023
PAGE 431 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OSHKOSH CORP Cmn 688239951 2,833 76,500 Sh Put Shared-defined 76,500 OSHKOSH CORP Cmn 688239901 2,529 68,300 Sh Call Shared-defined 68,300 OSHKOSH CORP Cmn 688239201 49 1,311 Sh Shared-defined 1 1,311 OSHKOSH CORP Cmn 688239201 34 930 Sh Shared-defined 930 OSI PHARMACEUTICALS INC 3% CB 1/15/2038 - - REGISTER Bond 671040AH6 24,496 26,500,000 Prn Shared-defined N/A OSI PHARMACEUTICALS INC CMN STK Cmn 671040903 2,284 73,600 Sh Call Shared-defined 1 73,600 OSI PHARMACEUTICALS INC CMN STK Cmn 671040953 2,036 65,600 Sh Put Shared-defined 1 65,600 OSI PHARMACEUTICALS INC CMN STK Cmn 671040103 18,072 582,419 Sh Shared-defined 582,419 OSI PHARMACEUTICALS INC CMN STK Cmn 671040103 1,352 43,578 Sh Shared-defined 1 43,578 OSI SYSTEMS INC Cmn 671044905 1,001 36,700 Sh Call Shared-defined 1 36,700 OSI SYSTEMS INC Cmn 671044955 55 2,000 Sh Put Shared-defined 1 2,000 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 140 19,560 Sh Shared-defined 1 19,560 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 -- 59 Sh Shared-defined 59 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R958 203 28,500 Sh Put Shared-defined 1 28,500 COLUMN TOTALS 55,084
PAGE 432 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R908 74 10,300 Sh Call Shared-defined 1 10,300 OTTER TAIL CORPORATION CMN STK Cmn 689648903 610 24,600 Sh Call Shared-defined 1 24,600 OTTER TAIL CORPORATION CMN STK Cmn 689648953 79 3,200 Sh Put Shared-defined 1 3,200 OTTER TAIL CORPORATION CMN STK Cmn 689648103 741 29,876 Sh Shared-defined 29,876 OTTER TAIL CORPORATION CMN STK Cmn 689648103 6 222 Sh Shared-defined 1 222 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 2,601 59,188 Sh Shared-defined 59,188 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 726 16,524 Sh Shared-defined 1 16,524 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 3,006 68,400 Sh Call Shared-defined 1 68,400 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 2,510 57,100 Sh Put Shared-defined 1 57,100 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 2,074 47,200 Sh Put Shared-defined 47,200 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 369 8,400 Sh Call Shared-defined 8,400 OVERSTOCK.COM INC CMN STK Cmn 690370101 317 23,412 Sh Shared-defined 1 23,412 OVERSTOCK.COM INC CMN STK Cmn 690370101 49 3,640 Sh Shared-defined 3,640 OVERSTOCK.COM INC CMN STK Cmn 690370901 926 68,300 Sh Call Shared-defined 1 68,300 COLUMN TOTALS 14,088
PAGE 433 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OVERSTOCK.COM INC CMN STK Cmn 690370951 702 51,800 Sh Put Shared-defined 1 51,800 OWENS & MINOR INC CMN STK Cmn 690732102 964 22,445 Sh Shared-defined 22,445 OWENS CORNING INC (EMERGED FROM Cmn 690742901 6,961 271,500 Sh Call Shared-defined 1 271,500 OWENS CORNING INC (EMERGED FROM Cmn 690742951 3,402 132,700 Sh Put Shared-defined 1 132,700 OWENS CORNING INC (EMERGED FROM Cmn 690742951 2,379 92,800 Sh Put Shared-defined 92,800 OWENS CORNING INC (EMERGED FROM Cmn 690742901 1,908 74,400 Sh Call Shared-defined 74,400 OWENS-ILLINOIS INC CMN STK Cmn 690768403 66 2,013 Sh Shared-defined 2,013 OWENS-ILLINOIS INC CMN STK Cmn 690768903 4,079 124,100 Sh Call Shared-defined 1 124,100 OWENS-ILLINOIS INC CMN STK Cmn 690768953 3,152 95,900 Sh Put Shared-defined 1 95,900 OWENS-ILLINOIS INC CMN STK Cmn 690768903 1,098 33,400 Sh Call Shared-defined 33,400 OWENS-ILLINOIS INC CMN STK Cmn 690768953 316 9,600 Sh Put Shared-defined 9,600 OXFORD INDUSTRIES INC CMN STK Cmn 691497959 955 46,200 Sh Put Shared-defined 1 46,200 OXFORD INDUSTRIES INC CMN STK Cmn 691497909 780 37,700 Sh Call Shared-defined 1 37,700 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 303 14,676 Sh Shared-defined 14,676 COLUMN TOTALS 27,065
PAGE 434 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) OXFORD INDUSTRIES INC CMN STK Cmn 691497309 8 405 Sh Shared-defined 1 405 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 3,954 104,300 Sh Put Shared-defined 1 104,300 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 1,710 45,100 Sh Put Shared-defined 45,100 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 493 13,000 Sh Call Shared-defined 13,000 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 489 12,900 Sh Call Shared-defined 1 12,900 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 2,009 52,984 Sh Shared-defined 1 52,984 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 1,323 34,895 Sh Shared-defined 34,895 PACCAR INC Cmn 693718958 8,774 241,900 Sh Put Shared-defined 1 241,900 PACCAR INC Cmn 693718908 8,016 221,000 Sh Call Shared-defined 1 221,000 PACCAR INC Cmn 693718958 4,740 130,700 Sh Put Shared-defined 130,700 PACCAR INC Cmn 693718908 4,124 113,700 Sh Call Shared-defined 113,700 PACCAR INC Cmn 693718108 1,750 48,242 Sh Shared-defined 48,242 PACER INTERNATIONAL INC CMN STK Cmn 69373H956 57 18,000 Sh Put Shared-defined 1 18,000 PACER INTERNATIONAL INC CMN STK Cmn 69373H906 11 3,500 Sh Call Shared-defined 1 3,500 COLUMN TOTALS 37,458
PAGE 435 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PACER INTERNATIONAL INC CMN STK Cmn 69373H106 11 3,326 Sh Shared-defined 1 3,326 PACIFIC CAPITAL BANCORP CMN STOCK Cmn 69404P101 37 38,474 Sh Shared-defined 1 38,474 PACIFIC CAPITAL BANCORP CMN STOCK Cmn 69404P101 -- 8 Sh Shared-defined 8 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873900 92 23,200 Sh Call Shared-defined 1 23,200 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873950 21 5,400 Sh Put Shared-defined 1 5,400 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 39 9,756 Sh Shared-defined 1 9,756 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156909 881 38,300 Sh Call Shared-defined 1 38,300 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156959 624 27,100 Sh Put Shared-defined 1 27,100 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 29,054 1,262,676 Sh Shared-defined 1,262,676 PACTIV CORPORATION Cmn 695257905 1,639 67,900 Sh Call Shared-defined 1 67,900 PACTIV CORPORATION Cmn 695257955 41 1,700 Sh Put Shared-defined 1 1,700 PACTIV CORPORATION Cmn 695257105 22,774 943,407 Sh Shared-defined 943,407 PACTIV CORPORATION Cmn 695257105 43 1,793 Sh Shared-defined 1 1,793 PACWEST BANCORP Cmn 695263103 6,822 338,539 Sh Shared-defined 338,539 COLUMN TOTALS 62,078
PAGE 436 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PACWEST BANCORP Cmn 695263103 29 1,416 Sh Shared-defined 1 1,416 PAIN THERAPEUTICS INC Cmn 69562K100 229 42,799 Sh Shared-defined 42,799 PAIN THERAPEUTICS INC Cmn 69562K900 62 11,500 Sh Call Shared-defined 1 11,500 PAIN THERAPEUTICS INC Cmn 69562K950 44 8,300 Sh Put Shared-defined 1 8,300 PAIN THERAPEUTICS INC Cmn 69562K100 5 884 Sh Shared-defined 1 884 PALL CORP Cmn 696429307 282 7,798 Sh Shared-defined 1 7,798 PALL CORP Cmn 696429957 127 3,500 Sh Put Shared-defined 1 3,500 PALL CORP Cmn 696429907 54 1,500 Sh Call Shared-defined 1 1,500 PALL CORP Cmn 696429307 30 825 Sh Shared-defined 825 PALM INC COM STK Cmn 696643955 14,188 1,413,100 Sh Put Shared-defined 1 1,413,100 PALM INC COM STK Cmn 696643905 8,324 829,100 Sh Call Shared-defined 1 829,100 PALM INC COM STK Cmn 696643905 2,511 250,100 Sh Call Shared-defined 250,100 PALM INC COM STK Cmn 696643105 2,682 267,126 Sh Shared-defined 1 267,126 PALM INC COM STK Cmn 696643105 366 36,445 Sh Shared-defined 36,445 COLUMN TOTALS 28,933
PAGE 437 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529903 359 35,600 Sh Call Shared-defined 1 35,600 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529953 211 20,900 Sh Put Shared-defined 1 20,900 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 63 6,212 Sh Shared-defined 1 6,212 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 6,922 290,700 Sh Put Shared-defined 1 290,700 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 6,353 266,800 Sh Call Shared-defined 1 266,800 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 4,067 170,800 Sh Put Shared-defined 170,800 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 2,564 107,700 Sh Call Shared-defined 107,700 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 1,952 81,978 Sh Shared-defined 1 81,978 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 1,576 66,197 Sh Shared-defined 66,197 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 4,476 66,829 Sh Shared-defined 66,829 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 2,609 38,956 Sh Shared-defined 1 38,956 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 7,226 107,900 Sh Call Shared-defined 1 107,900 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 5,083 75,900 Sh Put Shared-defined 1 75,900 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 2,893 43,200 Sh Put Shared-defined 43,200 COLUMN TOTALS 46,354
PAGE 438 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PANERA BREAD CO - CL A CMN STK Cmn 69840W908 790 11,800 Sh Call Shared-defined 11,800 PANTRY INC CMN STOCK Cmn 698657903 236 17,400 Sh Call Shared-defined 1 17,400 PANTRY INC CMN STOCK Cmn 698657953 211 15,500 Sh Put Shared-defined 1 15,500 PANTRY INC CMN STOCK Cmn 698657903 14 1,000 Sh Call Shared-defined 1,000 PANTRY INC CMN STOCK Cmn 698657103 83 6,085 Sh Shared-defined 6,085 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813902 364 15,600 Sh Call Shared-defined 1 15,600 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813952 220 9,400 Sh Put Shared-defined 1 9,400 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 11 452 Sh Shared-defined 1 452 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 655 24,200 Sh Put Shared-defined 1 24,200 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 382 14,100 Sh Call Shared-defined 1 14,100 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 51 1,900 Sh Call Shared-defined 1,900 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 5 200 Sh Put Shared-defined 200 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 1,382 51,069 Sh Shared-defined 51,069 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 361 13,341 Sh Shared-defined 1 13,341 COLUMN TOTALS 4,765
PAGE 439 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PARAGON SHIPPING INC-CLASS A Cmn 69913R909 442 97,200 Sh Call Shared-defined 1 97,200 PARAGON SHIPPING INC-CLASS A Cmn 69913R959 99 21,800 Sh Put Shared-defined 1 21,800 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 164 36,034 Sh Shared-defined 1 36,034 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 10 2,195 Sh Shared-defined 2,195 PARKER DRILLING CO CMN STK Cmn 701081101 5,167 1,043,748 Sh Shared-defined 1,043,748 PARKER DRILLING CO CMN STK Cmn 701081901 184 37,200 Sh Call Shared-defined 1 37,200 PARKER DRILLING CO CMN STK Cmn 701081901 1 300 Sh Call Shared-defined 300 PARKER HANNIFIN CORP Cmn 701094954 6,379 118,400 Sh Put Shared-defined 1 118,400 PARKER HANNIFIN CORP Cmn 701094904 3,605 66,900 Sh Call Shared-defined 1 66,900 PARKER HANNIFIN CORP Cmn 701094954 711 13,200 Sh Put Shared-defined 13,200 PARKER HANNIFIN CORP Cmn 701094904 485 9,000 Sh Call Shared-defined 9,000 PARKER HANNIFIN CORP Cmn 701094104 368 6,830 Sh Shared-defined 1 6,830 PARKER HANNIFIN CORP Cmn 701094104 16 300 Sh Shared-defined 300 PARKERVISION INC CMN STK Cmn 701354902 44 24,100 Sh Call Shared-defined 1 24,100 COLUMN TOTALS 17,675
PAGE 440 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PARKERVISION INC CMN STK Cmn 701354952 39 21,500 Sh Put Shared-defined 1 21,500 PARKERVISION INC CMN STK Cmn 701354102 13 6,838 Sh Shared-defined 1 6,838 PARKERVISION INC CMN STK Cmn 701354102 3 1,550 Sh Shared-defined 1,550 PARTNERRE LTD CMN STOCK Cmn G6852T105 40,232 538,874 Sh Shared-defined 538,874 PARTNERRE LTD CMN STOCK Cmn G6852T105 21 279 Sh Shared-defined 1 279 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 4,573 295,800 Sh Put Shared-defined 1 295,800 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 3,253 210,400 Sh Put Shared-defined 210,400 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 3,149 203,700 Sh Call Shared-defined 1 203,700 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 685 44,300 Sh Call Shared-defined 44,300 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 3,300 213,459 Sh Shared-defined 1 213,459 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 2,203 142,470 Sh Shared-defined 142,470 PATTERSON COS INC CMN STK Cmn 703395903 1,989 71,100 Sh Call Shared-defined 1 71,100 PATTERSON COS INC CMN STK Cmn 703395903 1,556 55,600 Sh Call Shared-defined 55,600 PATTERSON COS INC CMN STK Cmn 703395953 951 34,000 Sh Put Shared-defined 1 34,000 COLUMN TOTALS 61,967
PAGE 441 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PATTERSON COS INC CMN STK Cmn 703395953 445 15,900 Sh Put Shared-defined 15,900 PATTERSON COS INC CMN STK Cmn 703395103 6 206 Sh Shared-defined 206 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 20,570 1,340,072 Sh Shared-defined 1,340,072 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 105 6,820 Sh Shared-defined 1 6,820 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 969 63,100 Sh Put Shared-defined 1 63,100 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 685 44,600 Sh Call Shared-defined 1 44,600 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 157 10,200 Sh Put Shared-defined 10,200 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 37 2,400 Sh Call Shared-defined 2,400 PAYCHEX INC CMN STK Cmn 704326907 5,956 194,400 Sh Call Shared-defined 194,400 PAYCHEX INC CMN STK Cmn 704326957 4,434 144,700 Sh Put Shared-defined 144,700 PAYCHEX INC CMN STK Cmn 704326907 4,253 138,800 Sh Call Shared-defined 1 138,800 PAYCHEX INC CMN STK Cmn 704326957 2,365 77,200 Sh Put Shared-defined 1 77,200 PAYCHEX INC CMN STK Cmn 704326107 3,598 117,417 Sh Shared-defined 117,417 PC-TEL INC CMN STOCK Cmn 69325Q105 60 10,218 Sh Shared-defined 10,218 COLUMN TOTALS 43,640
PAGE 442 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PDL BIOPHARMA INC CMN STK Cmn 69329Y954 145 21,100 Sh Put Shared-defined 1 21,100 PDL BIOPHARMA INC CMN STK Cmn 69329Y904 25 3,700 Sh Call Shared-defined 1 3,700 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 140 20,427 Sh Shared-defined 20,427 PEABODY ENERGY CORP COM SHS Cmn 704549104 3,027 66,946 Sh Shared-defined 66,946 PEABODY ENERGY CORP COM SHS Cmn 704549954 19,721 436,200 Sh Put Shared-defined 1 436,200 PEABODY ENERGY CORP COM SHS Cmn 704549904 17,704 391,600 Sh Call Shared-defined 1 391,600 PEABODY ENERGY CORP COM SHS Cmn 704549954 7,844 173,500 Sh Put Shared-defined 173,500 PEABODY ENERGY CORP COM SHS Cmn 704549904 3,685 81,500 Sh Call Shared-defined 81,500 PEET'S COFFEE & TEA, INC. Cmn 705560900 1,033 31,000 Sh Call Shared-defined 1 31,000 PEET'S COFFEE & TEA, INC. Cmn 705560950 303 9,100 Sh Put Shared-defined 1 9,100 PEET'S COFFEE & TEA, INC. Cmn 705560100 280 8,391 Sh Shared-defined 8,391 PEET'S COFFEE & TEA, INC. Cmn 705560950 277 8,300 Sh Put Shared-defined 8,300 PEET'S COFFEE & TEA, INC. Cmn 705560900 100 3,000 Sh Call Shared-defined 3,000 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902909 1,211 125,800 Sh Call Shared-defined 1 125,800 COLUMN TOTALS 55,495
PAGE 443 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902959 613 63,700 Sh Put Shared-defined 1 63,700 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 22 2,321 Sh Shared-defined 1 2,321 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 6 674 Sh Shared-defined 674 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 1,889 69,500 Sh Put Shared-defined 1 69,500 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 1,171 43,100 Sh Call Shared-defined 1 43,100 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 487 17,900 Sh Call Shared-defined 17,900 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 196 7,200 Sh Put Shared-defined 7,200 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 2,291 84,284 Sh Shared-defined 84,284 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 266 9,783 Sh Shared-defined 1 9,783 PENN VIRGINIA CORP CMN STK Cmn 707882906 928 43,600 Sh Call Shared-defined 1 43,600 PENN VIRGINIA CORP CMN STK Cmn 707882956 168 7,900 Sh Put Shared-defined 1 7,900 PENN VIRGINIA CORP CMN STK Cmn 707882106 2,277 106,943 Sh Shared-defined 106,943 PENN WEST ENERGY TRUST Cmn 707885959 2,904 165,000 Sh Put Shared-defined 1 165,000 PENN WEST ENERGY TRUST Cmn 707885909 2,089 118,700 Sh Call Shared-defined 1 118,700 COLUMN TOTALS 15,307
PAGE 444 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PENN WEST ENERGY TRUST Cmn 707885959 720 40,900 Sh Put Shared-defined 40,900 PENN WEST ENERGY TRUST Cmn 707885909 264 15,000 Sh Call Shared-defined 15,000 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 67 7,920 Sh Shared-defined 7,920 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102957 554 65,500 Sh Put Shared-defined 1 65,500 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102907 316 37,400 Sh Call Shared-defined 1 37,400 PENSKE AUTO GROUP CMN STOCK Cmn 70959W903 369 24,300 Sh Call Shared-defined 1 24,300 PENSKE AUTO GROUP CMN STOCK Cmn 70959W953 134 8,800 Sh Put Shared-defined 1 8,800 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 3,201 210,871 Sh Shared-defined 210,871 PENSON WORLDWIDE INC CMN STK Cmn 709600100 132 14,585 Sh Shared-defined 14,585 PENSON WORLDWIDE INC CMN STK Cmn 709600100 21 2,316 Sh Shared-defined 1 2,316 PENTAIR INC COMMON NASDAQ Cmn 709631105 7,610 235,602 Sh Shared-defined 235,602 PENTAIR INC COMMON NASDAQ Cmn 709631905 281 8,700 Sh Call Shared-defined 1 8,700 PENTAIR INC COMMON NASDAQ Cmn 709631955 213 6,600 Sh Put Shared-defined 1 6,600 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754955 77 29,700 Sh Put Shared-defined 1 29,700 COLUMN TOTALS 13,959
PAGE 445 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754905 35 13,600 Sh Call Shared-defined 1 13,600 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 17 6,714 Sh Shared-defined 1 6,714 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 1 406 Sh Shared-defined 406 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 1,351 80,900 Sh Call Shared-defined 1 80,900 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704955 671 40,200 Sh Put Shared-defined 1 40,200 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 6,873 411,548 Sh Shared-defined 411,548 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 534 31,951 Sh Shared-defined 1 31,951 PEP BOYS COMMON STOCK PBY Cmn 713278109 105 12,387 Sh Shared-defined 1 12,387 PEP BOYS COMMON STOCK PBY Cmn 713278109 66 7,799 Sh Shared-defined 7,799 PEP BOYS COMMON STOCK PBY Cmn 713278909 80 9,400 Sh Call Shared-defined 1 9,400 PEP BOYS COMMON STOCK PBY Cmn 713278959 63 7,400 Sh Put Shared-defined 1 7,400 PEPCO HOLDINGS INC CMN STK Cmn 713291102 2,124 126,064 Sh Shared-defined 126,064 PEPSI BOTTLING GROUP INC CMN. Cmn 713409950 169 4,500 Sh Put Shared-defined 1 4,500 PEPSI BOTTLING GROUP INC CMN. Cmn 713409100 293 7,825 Sh Shared-defined 1 7,825 COLUMN TOTALS 12,382
PAGE 446 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PEPSICO INC Cmn 713448108 77,986 1,282,659 Sh Shared-defined 1,282,659 PEPSICO INC Cmn 713448108 5,557 91,394 Sh Shared-defined 1 91,394 PEPSICO INC Cmn 713448908 28,436 467,700 Sh Call Shared-defined 1 467,700 PEPSICO INC Cmn 713448958 23,566 387,600 Sh Put Shared-defined 1 387,600 PEPSICO INC Cmn 713448908 16,769 275,800 Sh Call Shared-defined 275,800 PEPSICO INC Cmn 713448958 11,066 182,000 Sh Put Shared-defined 182,000 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661304 45 15,252 Sh Shared-defined 1 15,252 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661304 -- 14 Sh Shared-defined 14 PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 3,995 101,302 Sh Shared-defined 1 N/A PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 3,753 95,145 Sh Shared-defined N/A PERKINELMER INC Cmn 714046109 426 20,672 Sh Shared-defined 20,672 PERKINELMER INC Cmn 714046909 323 15,700 Sh Call Shared-defined 1 15,700 PERKINELMER INC Cmn 714046959 62 3,000 Sh Put Shared-defined 1 3,000 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236906 142 9,800 Sh Call Shared-defined 1 9,800 COLUMN TOTALS 172,126
PAGE 447 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236956 33 2,300 Sh Put Shared-defined 1 2,300 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 356 24,661 Sh Shared-defined 24,661 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 182 12,605 Sh Shared-defined 1 12,605 PERRIGO COMPANY CMN STK Cmn 714290903 506 12,700 Sh Call Shared-defined 1 12,700 PERRIGO COMPANY CMN STK Cmn 714290953 382 9,600 Sh Put Shared-defined 1 9,600 PERRIGO COMPANY CMN STK Cmn 714290903 143 3,600 Sh Call Shared-defined 3,600 PERRIGO COMPANY CMN STK Cmn 714290103 1,217 30,543 Sh Shared-defined 30,543 PERRIGO COMPANY CMN STK Cmn 714290103 70 1,752 Sh Shared-defined 1 1,752 PETMED EXPRESS INC COMMON STOCK Cmn 716382956 437 24,800 Sh Put Shared-defined 1 24,800 PETMED EXPRESS INC COMMON STOCK Cmn 716382906 125 7,100 Sh Call Shared-defined 1 7,100 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 497 28,194 Sh Shared-defined 1 28,194 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 32 1,828 Sh Shared-defined 1,828 PETROBRAS ENERGIA SA-ADR Depository Receipt 71646J109 308 19,692 Sh Shared-defined N/A PETROBRAS ENERGIA SA-ADR Depository Receipt 71646J109 27 1,746 Sh Shared-defined 1 N/A COLUMN TOTALS 4,315
PAGE 448 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PETROCHINA CO LTD -ADS 1:100 H SHRS Depository Receipt 71646E100 985 8,282 Sh Shared-defined N/A PETROCHINA CO LTD -ADS 1:100 H SHRS Depository Receipt 71646E100 716 6,016 Sh Shared-defined 1 N/A PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 3,764 156,900 Sh Call Shared-defined 1 156,900 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 3,064 127,700 Sh Put Shared-defined 1 127,700 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 1,970 82,100 Sh Put Shared-defined 82,100 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 969 40,400 Sh Call Shared-defined 40,400 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 4,113 171,467 Sh Shared-defined 171,467 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 2,845 118,597 Sh Shared-defined 1 118,597 PETROLEO BRASILEIRO S.A. - -ADR 1:1 Depository Receipt 71654V408 4,317 90,546 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO S.A. - -ADR 1:1 Depository Receipt 71654V408 3,198 67,081 Sh Shared-defined N/A PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578909 1,220 67,000 Sh Call Shared-defined 1 67,000 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578959 246 13,500 Sh Put Shared-defined 1 13,500 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 54 2,992 Sh Shared-defined 2,992 PETROQUEST ENERGY INC CMN STOCK Cmn 716748958 75 12,300 Sh Put Shared-defined 1 12,300 COLUMN TOTALS 27,536
PAGE 449 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PETROQUEST ENERGY INC CMN STOCK Cmn 716748908 63 10,300 Sh Call Shared-defined 1 10,300 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 230 37,539 Sh Shared-defined 1 37,539 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 95 15,475 Sh Shared-defined 15,475 PETSMART INC CMN STK Cmn 716768906 2,159 80,900 Sh Call Shared-defined 1 80,900 PETSMART INC CMN STK Cmn 716768956 1,399 52,400 Sh Put Shared-defined 1 52,400 PETSMART INC CMN STK Cmn 716768906 224 8,400 Sh Call Shared-defined 8,400 PETSMART INC CMN STK Cmn 716768956 203 7,600 Sh Put Shared-defined 7,600 PETSMART INC CMN STK Cmn 716768106 17,515 656,224 Sh Shared-defined 656,224 PETSMART INC CMN STK Cmn 716768106 301 11,287 Sh Shared-defined 1 11,287 PFIZER INC Cmn 717081103 60,929 3,349,603 Sh Shared-defined 3,349,603 PFIZER INC Cmn 717081103 8,358 459,487 Sh Shared-defined 1 459,487 PFIZER INC Cmn 717081953 41,211 2,265,600 Sh Put Shared-defined 1 2,265,600 PFIZER INC Cmn 717081903 27,820 1,529,400 Sh Call Shared-defined 1 1,529,400 PFIZER INC Cmn 717081953 9,854 541,700 Sh Put Shared-defined 541,700 COLUMN TOTALS 170,361
PAGE 450 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PFIZER INC Cmn 717081903 4,084 224,500 Sh Call Shared-defined 224,500 PG&E CORP Cmn 69331C108 1,614 36,139 Sh Shared-defined 1 36,139 PG&E CORP Cmn 69331C108 1,030 23,070 Sh Shared-defined 23,070 PG&E CORP Cmn 69331C958 1,027 23,000 Sh Put Shared-defined 1 23,000 PG&E CORP Cmn 69331C908 589 13,200 Sh Call Shared-defined 1 13,200 PG&E CORP 9.50% CB 06/30/2010 - REGISTERED Bond 69331CAD0 258,342 86,418,000 Prn Shared-defined N/A PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124951 642 27,400 Sh Put Shared-defined 1 27,400 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124901 248 10,600 Sh Call Shared-defined 1 10,600 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 10,400 443,703 Sh Shared-defined 443,703 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 363 15,483 Sh Shared-defined 1 15,483 PHARMASSET INC Cmn 71715N106 206 9,935 Sh Shared-defined 9,935 PHARMASSET INC Cmn 71715N106 1 41 Sh Shared-defined 1 41 PHARMERICA CORP Cmn 71714F104 342 21,531 Sh Shared-defined 21,531 PHARMERICA CORP Cmn 71714F104 33 2,092 Sh Shared-defined 1 2,092 COLUMN TOTALS 278,921
PAGE 451 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PHARMERICA CORP Cmn 71714F904 59 3,700 Sh Call Shared-defined 1 3,700 PHARMERICA CORP Cmn 71714F954 27 1,700 Sh Put Shared-defined 1 1,700 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320902 246 15,300 Sh Call Shared-defined 1 15,300 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320952 174 10,800 Sh Put Shared-defined 1 10,800 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 560 34,771 Sh Shared-defined 34,771 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 41 2,551 Sh Shared-defined 1 2,551 PHILIP MORRIS INTERNATIONAL Cmn 718172109 575 11,934 Sh Shared-defined 11,934 PHILIP MORRIS INTERNATIONAL Cmn 718172959 25,637 532,000 Sh Put Shared-defined 1 532,000 PHILIP MORRIS INTERNATIONAL Cmn 718172909 20,654 428,600 Sh Call Shared-defined 1 428,600 PHILIP MORRIS INTERNATIONAL Cmn 718172959 10,958 227,400 Sh Put Shared-defined 227,400 PHILIP MORRIS INTERNATIONAL Cmn 718172909 6,573 136,400 Sh Call Shared-defined 136,400 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592908 984 24,200 Sh Call Shared-defined 1 24,200 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592958 618 15,200 Sh Put Shared-defined 1 15,200 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 3,886 95,535 Sh Shared-defined 95,535 COLUMN TOTALS 70,992
PAGE 452 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PHOTRONICS INC 5.5% CB 10/01/2014-REGISTERED Bond 719405AF9 7,498 6,500,000 Prn Shared-defined N/A PHOTRONICS INC CMN STK Cmn 719405902 60 13,400 Sh Call Shared-defined 1 13,400 PHOTRONICS INC CMN STK Cmn 719405952 10 2,300 Sh Put Shared-defined 1 2,300 PHOTRONICS INC CMN STK Cmn 719405102 14 3,213 Sh Shared-defined 1 3,213 PIEDMONT NATURAL GAS CO CMN STK Cmn 720186105 702 26,239 Sh Shared-defined 26,239 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 90 17,744 Sh Shared-defined 17,744 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 54 10,530 Sh Shared-defined 1 10,530 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283959 115 12,400 Sh Put Shared-defined 1 12,400 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283909 36 3,900 Sh Call Shared-defined 1 3,900 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 62 6,673 Sh Shared-defined 1 6,673 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 1 161 Sh Shared-defined 161 PINNACLE ENTMT COMMON STOCK Cmn 723456909 165 18,400 Sh Call Shared-defined 1 18,400 PINNACLE ENTMT COMMON STOCK Cmn 723456959 57 6,400 Sh Put Shared-defined 1 6,400 PINNACLE ENTMT COMMON STOCK Cmn 723456109 247 27,539 Sh Shared-defined 27,539 COLUMN TOTALS 9,111
PAGE 453 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PINNACLE ENTMT COMMON STOCK Cmn 723456109 15 1,656 Sh Shared-defined 1 1,656 PINNACLE WEST COMMON STOCK Cmn 723484101 542 14,811 Sh Shared-defined 14,811 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655906 51 6,500 Sh Call Shared-defined 1 6,500 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655956 40 5,000 Sh Put Shared-defined 1 5,000 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 167 21,142 Sh Shared-defined 21,142 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 44 5,603 Sh Shared-defined 1 5,603 PIONEER NATURAL RESOURCES CO Cmn 723787107 7,273 150,996 Sh Shared-defined 150,996 PIONEER NATURAL RESOURCES CO Cmn 723787957 7,230 150,100 Sh Put Shared-defined 1 150,100 PIONEER NATURAL RESOURCES CO Cmn 723787907 4,013 83,300 Sh Call Shared-defined 1 83,300 PIONEER NATURAL RESOURCES CO Cmn 723787957 2,529 52,500 Sh Put Shared-defined 52,500 PIONEER NATURAL RESOURCES CO Cmn 723787107 1,156 24,001 Sh Shared-defined 1 24,001 PIONEER NATURAL RESOURCES CO Cmn 723787907 747 15,500 Sh Call Shared-defined 15,500 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078900 1,903 37,600 Sh Call Shared-defined 1 37,600 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078950 739 14,600 Sh Put Shared-defined 1 14,600 COLUMN TOTALS 26,449
PAGE 454 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 3,755 74,186 Sh Shared-defined 74,186 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 18 359 Sh Shared-defined 1 359 PITNEY BOWES INC Cmn 724479100 1,589 69,801 Sh Shared-defined 1 69,801 PITNEY BOWES INC Cmn 724479100 825 36,245 Sh Shared-defined 36,245 PITNEY BOWES INC Cmn 724479900 2,763 121,400 Sh Call Shared-defined 1 121,400 PITNEY BOWES INC Cmn 724479950 1,129 49,600 Sh Put Shared-defined 1 49,600 PIXELWORKS INC CMN STK Cmn 72581M305 40 13,168 Sh Shared-defined 1 13,168 PIXELWORKS INC CMN STK Cmn 72581M305 8 2,778 Sh Shared-defined 2,778 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503105 2,482 46,961 Sh Shared-defined 1 46,961 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503905 2,378 45,000 Sh Call Shared-defined 1 45,000 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503955 2,035 38,500 Sh Put Shared-defined 1 38,500 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 4,514 163,199 Sh Shared-defined 163,199 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 2,263 81,832 Sh Shared-defined 1 81,832 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 6,893 249,200 Sh Call Shared-defined 1 249,200 COLUMN TOTALS 30,692
PAGE 455 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 6,829 246,900 Sh Put Shared-defined 1 246,900 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 6,757 244,300 Sh Put Shared-defined 244,300 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 758 27,400 Sh Call Shared-defined 27,400 PLANTRONICS INC CMN STK Cmn 727493958 501 19,300 Sh Put Shared-defined 1 19,300 PLANTRONICS INC CMN STK Cmn 727493908 491 18,900 Sh Call Shared-defined 1 18,900 PLANTRONICS INC CMN STK Cmn 727493108 388 14,933 Sh Shared-defined 14,933 PLANTRONICS INC CMN STK Cmn 727493108 20 779 Sh Shared-defined 1 779 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 2,627 68,611 Sh Shared-defined 68,611 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 11 294 Sh Shared-defined 1 294 PLEXUS CORP CMN STK Cmn 729132900 638 22,400 Sh Call Shared-defined 1 22,400 PLEXUS CORP CMN STK Cmn 729132950 356 12,500 Sh Put Shared-defined 1 12,500 PLEXUS CORP CMN STK Cmn 729132100 227 7,955 Sh Shared-defined 7,955 PLEXUS CORP CMN STK Cmn 729132100 17 579 Sh Shared-defined 1 579 PLUG POWER INC Cmn 72919P903 9 12,100 Sh Call Shared-defined 1 12,100 COLUMN TOTALS 19,629
PAGE 456 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PLUG POWER INC Cmn 72919P953 2 2,500 Sh Put Shared-defined 1 2,500 PLUM CREEK TIMBER CO -LP Cmn 729251908 2,436 64,500 Sh Call Shared-defined 1 64,500 PLUM CREEK TIMBER CO -LP Cmn 729251958 1,805 47,800 Sh Put Shared-defined 1 47,800 PLUM CREEK TIMBER CO -LP Cmn 729251908 563 14,900 Sh Call Shared-defined 14,900 PLUM CREEK TIMBER CO -LP Cmn 729251958 468 12,400 Sh Put Shared-defined 12,400 PLURISTEM THERAPEUTICS INC COMMON STOCK Cmn 72940R102 14 11,698 Sh Shared-defined 1 11,698 PMC - SIERRA INC CMN STK Cmn 69344F956 1,755 202,700 Sh Put Shared-defined 1 202,700 PMC - SIERRA INC CMN STK Cmn 69344F956 288 33,200 Sh Put Shared-defined 33,200 PMC - SIERRA INC CMN STK Cmn 69344F906 286 33,000 Sh Call Shared-defined 1 33,000 PMC - SIERRA INC CMN STK Cmn 69344F106 2,649 305,883 Sh Shared-defined 1 305,883 PMC - SIERRA INC CMN STK Cmn 69344F106 170 19,582 Sh Shared-defined 19,582 PMI GROUP INC CMN STOCK Cmn 69344M101 7 2,669 Sh Shared-defined 1 2,669 PMI GROUP INC CMN STOCK Cmn 69344M101 2 966 Sh Shared-defined 966 PMI GROUP INC CMN STOCK Cmn 69344M901 37 14,600 Sh Call Shared-defined 1 14,600 COLUMN TOTALS 10,482
PAGE 457 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PMI GROUP INC CMN STOCK Cmn 69344M951 27 10,800 Sh Put Shared-defined 1 10,800 PNC 1.8000% 01/01/9999 Pref Stk 693475501 4 45 Sh Shared-defined 1 N/A PNC FINANCIAL SERVICES GROUP Cmn 693475955 24,125 457,000 Sh Put Shared-defined 1 457,000 PNC FINANCIAL SERVICES GROUP Cmn 693475905 19,052 360,900 Sh Call Shared-defined 1 360,900 PNC FINANCIAL SERVICES GROUP Cmn 693475955 12,934 245,000 Sh Put Shared-defined 245,000 PNC FINANCIAL SERVICES GROUP Cmn 693475105 5,628 106,615 Sh Shared-defined 1 106,615 PNC FINANCIAL SERVICES GROUP Cmn 693475105 4,654 88,164 Sh Shared-defined 88,164 PNC FINANCIAL SERVICES GROUP Cmn 693475905 3,458 65,500 Sh Call Shared-defined 65,500 PNM RESOURCES INC CMN STK Cmn 69349H957 46 3,600 Sh Put Shared-defined 1 3,600 PNM RESOURCES INC CMN STK Cmn 69349H907 29 2,300 Sh Call Shared-defined 1 2,300 PNM RESOURCES INC CMN STK Cmn 69349H107 815 64,446 Sh Shared-defined 64,446 PNM RESOURCES INC CMN STK Cmn 69349H107 51 4,036 Sh Shared-defined 1 4,036 POLARIS INDS INC CMN STK Cmn 731068902 2,600 59,600 Sh Call Shared-defined 1 59,600 POLARIS INDS INC CMN STK Cmn 731068952 2,059 47,200 Sh Put Shared-defined 1 47,200 COLUMN TOTALS 75,482
PAGE 458 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) POLARIS INDS INC CMN STK Cmn 731068102 347 7,946 Sh Shared-defined 7,946 POLO RALPH LAUREN CORP Cmn 731572903 9,831 121,400 Sh Call Shared-defined 1 121,400 POLO RALPH LAUREN CORP Cmn 731572953 8,041 99,300 Sh Put Shared-defined 1 99,300 POLO RALPH LAUREN CORP Cmn 731572903 4,235 52,300 Sh Call Shared-defined 52,300 POLO RALPH LAUREN CORP Cmn 731572953 3,604 44,500 Sh Put Shared-defined 44,500 POLYCOM INC CMN STOCK Cmn 73172K954 2,642 105,800 Sh Put Shared-defined 1 105,800 POLYCOM INC CMN STOCK Cmn 73172K904 824 33,000 Sh Call Shared-defined 1 33,000 POLYCOM INC CMN STOCK Cmn 73172K954 377 15,100 Sh Put Shared-defined 15,100 POLYCOM INC CMN STOCK Cmn 73172K904 90 3,600 Sh Call Shared-defined 3,600 POLYCOM INC CMN STOCK Cmn 73172K104 298 11,950 Sh Shared-defined 11,950 POLYCOM INC CMN STOCK Cmn 73172K104 247 9,910 Sh Shared-defined 1 9,910 POLYMET MINING CORP COMMON STOCK Cmn 731916102 33 10,874 Sh Shared-defined 1 10,874 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V103 235 19,737 Sh Shared-defined 19,737 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V103 5 427 Sh Shared-defined 1 427 COLUMN TOTALS 30,809
PAGE 459 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449901 278 151,800 Sh Call Shared-defined 1 151,800 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449951 88 48,000 Sh Put Shared-defined 1 48,000 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 41 22,635 Sh Shared-defined 1 22,635 POOL CORP CMN STOCK Cmn 73278L955 1,147 60,100 Sh Put Shared-defined 1 60,100 POOL CORP CMN STOCK Cmn 73278L905 559 29,300 Sh Call Shared-defined 1 29,300 POOL CORP CMN STOCK Cmn 73278L105 394 20,659 Sh Shared-defined 20,659 POPULAR INC CMN STK Cmn 733174106 697 308,613 Sh Shared-defined 308,613 POPULAR INC CMN STK Cmn 733174106 50 22,074 Sh Shared-defined 1 22,074 POPULAR INC CMN STK Cmn 733174906 290 128,500 Sh Call Shared-defined 1 128,500 POPULAR INC CMN STK Cmn 733174956 1 500 Sh Put Shared-defined 1 500 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q955 3,200 71,300 Sh Put Shared-defined 1 71,300 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q905 2,612 58,200 Sh Call Shared-defined 1 58,200 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 359 7,990 Sh Shared-defined 7,990 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 204 4,552 Sh Shared-defined 1 4,552 COLUMN TOTALS 9,920
PAGE 460 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PORTLAND GENERAL ELECTRIC CO Cmn 736508907 41 2,000 Sh Call Shared-defined 1 2,000 PORTLAND GENERAL ELECTRIC CO Cmn 736508957 12 600 Sh Put Shared-defined 1 600 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 1,897 92,945 Sh Shared-defined 92,945 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 6 304 Sh Shared-defined 1 304 POST PROPERTIES INC CMN STK Cmn 737464907 43 2,200 Sh Call Shared-defined 1 2,200 POST PROPERTIES INC CMN STK Cmn 737464107 1,890 96,422 Sh Shared-defined 96,422 POST PROPERTIES INC CMN STK Cmn 737464107 18 931 Sh Shared-defined 1 931 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 9,218 84,960 Sh Shared-defined 84,960 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 3,571 32,909 Sh Shared-defined 1 32,909 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 114,424 1,054,600 Sh Call Shared-defined 1 1,054,600 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 65,935 607,700 Sh Put Shared-defined 1 607,700 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 24,402 224,900 Sh Call Shared-defined 224,900 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 15,147 139,600 Sh Put Shared-defined 139,600 POTLATCH CORP Cmn 737630103 836 26,239 Sh Shared-defined 26,239 COLUMN TOTALS 237,440
PAGE 461 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) POTLATCH CORP Cmn 737630103 5 146 Sh Shared-defined 1 146 POTLATCH CORP Cmn 737630903 609 19,100 Sh Call Shared-defined 1 19,100 POTLATCH CORP Cmn 737630953 99 3,100 Sh Put Shared-defined 1 3,100 POWER INTEGRATIONS INC CMN STOCK Cmn 739276903 269 7,400 Sh Call Shared-defined 1 7,400 POWER INTEGRATIONS INC CMN STOCK Cmn 739276953 29 800 Sh Put Shared-defined 1 800 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 1,606 44,174 Sh Shared-defined 44,174 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 428 11,768 Sh Shared-defined 1 11,768 POWER-ONE INC CMN STOCK Cmn 739308904 152 35,000 Sh Call Shared-defined 1 35,000 POWER-ONE INC CMN STOCK Cmn 739308954 48 11,100 Sh Put Shared-defined 1 11,100 POWER-ONE INC CMN STOCK Cmn 739308104 33 7,651 Sh Shared-defined 1 7,651 POWER-ONE INC CMN STOCK Cmn 739308104 31 7,075 Sh Shared-defined 7,075 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363959 36 28,900 Sh Put Shared-defined 1 28,900 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363909 15 11,700 Sh Call Shared-defined 1 11,700 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363959 3 2,100 Sh Put Shared-defined 2,100 COLUMN TOTALS 3,363
PAGE 462 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 12 9,320 Sh Shared-defined 1 9,320 POZEN INC Cmn 73941U952 111 18,600 Sh Put Shared-defined 1 18,600 POZEN INC Cmn 73941U902 67 11,200 Sh Call Shared-defined 1 11,200 POZEN INC Cmn 73941U102 63 10,481 Sh Shared-defined 10,481 POZEN INC Cmn 73941U102 8 1,325 Sh Shared-defined 1 1,325 PPG INDS INC Cmn 693506107 305 5,209 Sh Shared-defined 5,209 PPG INDS INC Cmn 693506907 6,428 109,800 Sh Call Shared-defined 1 109,800 PPG INDS INC Cmn 693506957 3,454 59,000 Sh Put Shared-defined 59,000 PPG INDS INC Cmn 693506957 2,798 47,800 Sh Put Shared-defined 1 47,800 PPG INDS INC Cmn 693506907 2,605 44,500 Sh Call Shared-defined 44,500 PPL CORPORATION CMN STK Cmn 69351T906 969 30,000 Sh Call Shared-defined 1 30,000 PPL CORPORATION CMN STK Cmn 69351T956 876 27,100 Sh Put Shared-defined 1 27,100 PPL CORPORATION CMN STK Cmn 69351T106 70,783 2,190,751 Sh Shared-defined 2,190,751 PPL CORPORATION CMN STK Cmn 69351T106 26 814 Sh Shared-defined 1 814 COLUMN TOTALS 88,505
PAGE 463 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PRAXAIR INC Cmn 74005P104 10,556 131,437 Sh Shared-defined 131,437 PRAXAIR INC Cmn 74005P904 8,304 103,400 Sh Call Shared-defined 1 103,400 PRAXAIR INC Cmn 74005P954 4,586 57,100 Sh Put Shared-defined 1 57,100 PRAXAIR INC Cmn 74005P904 1,494 18,600 Sh Call Shared-defined 18,600 PRAXAIR INC Cmn 74005P954 956 11,900 Sh Put Shared-defined 11,900 PRAXAIR INC Cmn 74005P104 3 42 Sh Shared-defined 1 42 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 17,049 154,500 Sh Call Shared-defined 1 154,500 PRECISION CASTPARTS CORP CMN STK Cmn 740189955 16,045 145,400 Sh Put Shared-defined 1 145,400 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 4,513 40,900 Sh Call Shared-defined 40,900 PRECISION CASTPARTS CORP CMN STK Cmn 740189955 4,337 39,300 Sh Put Shared-defined 39,300 PRECISION CASTPARTS CORP CMN STK Cmn 740189105 9,442 85,568 Sh Shared-defined 85,568 PRECISION DRILLING TRUST Cmn 740215108 1,444 199,229 Sh Shared-defined 199,229 PRECISION DRILLING TRUST Cmn 740215108 590 81,368 Sh Shared-defined 1 81,368 PRECISION DRILLING TRUST Cmn 740215908 357 49,200 Sh Call Shared-defined 1 49,200 COLUMN TOTALS 79,676
PAGE 464 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PRECISION DRILLING TRUST Cmn 740215958 249 34,300 Sh Put Shared-defined 1 34,300 PRECISION DRILLING TRUST Cmn 740215908 3 400 Sh Call Shared-defined 400 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065957 1,684 41,000 Sh Put Shared-defined 1 41,000 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065907 846 20,600 Sh Call Shared-defined 1 20,600 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 185 4,494 Sh Shared-defined 1 4,494 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 56 1,362 Sh Shared-defined 1,362 PRICE (T. ROWE) GROUP Cmn 74144T908 6,678 125,400 Sh Call Shared-defined 1 125,400 PRICE (T. ROWE) GROUP Cmn 74144T958 3,445 64,700 Sh Put Shared-defined 1 64,700 PRICE (T. ROWE) GROUP Cmn 74144T958 2,226 41,800 Sh Put Shared-defined 41,800 PRICE (T. ROWE) GROUP Cmn 74144T908 1,182 22,200 Sh Call Shared-defined 22,200 PRICELINE.COM INC 0.75% CB 9/30/2013-REGISTERED Bond 741503AL0 415,333 76,870,000 Prn Shared-defined N/A PRICELINE.COM INC. CMN Cmn 741503403 10,173 46,559 Sh Shared-defined 46,559 PRICELINE.COM INC. CMN Cmn 741503403 4,121 18,859 Sh Shared-defined 1 18,859 PRICELINE.COM INC. CMN Cmn 741503953 65,135 298,100 Sh Put Shared-defined 1 298,100 COLUMN TOTALS 511,316
PAGE 465 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PRICELINE.COM INC. CMN Cmn 741503903 42,586 194,900 Sh Call Shared-defined 1 194,900 PRICELINE.COM INC. CMN Cmn 741503903 23,642 108,200 Sh Call Shared-defined 108,200 PRICELINE.COM INC. CMN Cmn 741503953 20,124 92,100 Sh Put Shared-defined 92,100 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q902 1,461 45,800 Sh Call Shared-defined 1 45,800 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q952 1,085 34,000 Sh Put Shared-defined 1 34,000 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 68 2,123 Sh Shared-defined 2,123 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 15 458 Sh Shared-defined 1 458 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 4,089 170,100 Sh Call Shared-defined 1 170,100 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 2,341 97,400 Sh Put Shared-defined 1 97,400 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 1,332 55,400 Sh Put Shared-defined 55,400 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 1,019 42,400 Sh Call Shared-defined 42,400 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 195 8,132 Sh Shared-defined 8,132 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962953 1,144 127,500 Sh Put Shared-defined 1 127,500 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962903 300 33,400 Sh Call Shared-defined 1 33,400 COLUMN TOTALS 99,401
PAGE 466 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 710 79,158 Sh Shared-defined 1 79,158 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 144 16,097 Sh Shared-defined 16,097 PROASSURANCE CORP CMN STK Cmn 74267C106 418 7,787 Sh Shared-defined 7,787 PROASSURANCE CORP CMN STK Cmn 74267C106 16 302 Sh Shared-defined 1 302 PROCTER & GAMBLE CO Cmn 742718109 154,481 2,547,928 Sh Shared-defined 2,547,928 PROCTER & GAMBLE CO Cmn 742718109 14,065 231,979 Sh Shared-defined 1 231,979 PROCTER & GAMBLE CO Cmn 742718959 112,978 1,863,400 Sh Put Shared-defined 1 1,863,400 PROCTER & GAMBLE CO Cmn 742718909 79,728 1,315,000 Sh Call Shared-defined 1 1,315,000 PROCTER & GAMBLE CO Cmn 742718959 4,911 81,000 Sh Put Shared-defined 81,000 PROCTER & GAMBLE CO Cmn 742718909 2,001 33,000 Sh Call Shared-defined 33,000 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187906 101 22,800 Sh Call Shared-defined 1 22,800 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187956 37 8,400 Sh Put Shared-defined 1 8,400 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 31 6,879 Sh Shared-defined 6,879 PROGRESS ENERGY INC Cmn 743263105 10,616 258,857 Sh Shared-defined 258,857 COLUMN TOTALS 380,237
PAGE 467 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PROGRESS ENERGY INC Cmn 743263955 6,627 161,600 Sh Put Shared-defined 1 161,600 PROGRESS ENERGY INC Cmn 743263105 3,855 94,010 Sh Shared-defined 1 94,010 PROGRESS ENERGY INC Cmn 743263905 2,387 58,200 Sh Call Shared-defined 1 58,200 PROGRESS ENERGY INC Cmn 743263905 4 100 Sh Call Shared-defined 100 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 672 23,015 Sh Shared-defined 23,015 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 28,670 1,593,677 Sh Shared-defined 1,593,677 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 193 10,732 Sh Shared-defined 1 10,732 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 1,110 61,700 Sh Put Shared-defined 1 61,700 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 399 22,200 Sh Call Shared-defined 1 22,200 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 243 13,500 Sh Call Shared-defined 13,500 PROLOGIS 2.625% CB 5/15/38 - REGISTERED Bond 743410AS1 19,512 21,768,000 Prn Shared-defined N/A PROLOGIS CMN STOCK Cmn 743410902 3,071 224,300 Sh Call Shared-defined 1 224,300 PROLOGIS CMN STOCK Cmn 743410902 1,303 95,200 Sh Call Shared-defined 95,200 PROLOGIS CMN STOCK Cmn 743410952 779 56,900 Sh Put Shared-defined 1 56,900 COLUMN TOTALS 68,825
PAGE 468 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PROLOGIS CMN STOCK Cmn 743410952 156 11,400 Sh Put Shared-defined 11,400 PROLOGIS CMN STOCK Cmn 743410102 42 3,095 Sh Shared-defined 3,095 PROLOGIS CMN STOCK Cmn 743410102 7 516 Sh Shared-defined 1 516 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 12,701 313,828 Sh Shared-defined 313,828 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 8 193 Sh Shared-defined 1 193 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A951 267 40,300 Sh Put Shared-defined 1 40,300 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A901 59 8,900 Sh Call Shared-defined 1 8,900 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 75 11,374 Sh Shared-defined 1 11,374 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 7 1,100 Sh Shared-defined 1,100 PROTECTIVE LIFE CORP CMN STK Cmn 743674953 990 59,800 Sh Put Shared-defined 1 59,800 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 629 38,000 Sh Call Shared-defined 1 38,000 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 386 23,300 Sh Call Shared-defined 23,300 PROTECTIVE LIFE CORP CMN STK Cmn 743674953 301 18,200 Sh Put Shared-defined 18,200 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 567 34,280 Sh Shared-defined 1 34,280 COLUMN TOTALS 16,195
PAGE 469 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PROTECTIVE LIFE CORP CMN STK Cmn 743674103 46 2,784 Sh Shared-defined 2,784 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K904 144 21,500 Sh Call Shared-defined 1 21,500 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K954 75 11,200 Sh Put Shared-defined 1 11,200 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 1 197 Sh Shared-defined 1 197 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 365 34,242 Sh Shared-defined 34,242 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 22 2,026 Sh Shared-defined 1 2,026 PRUDENTIAL FINANCIAL INC Cmn 744320102 18,415 370,073 Sh Shared-defined 370,073 PRUDENTIAL FINANCIAL INC Cmn 744320902 13,813 277,600 Sh Call Shared-defined 1 277,600 PRUDENTIAL FINANCIAL INC Cmn 744320952 8,444 169,700 Sh Put Shared-defined 1 169,700 PRUDENTIAL FINANCIAL INC Cmn 744320902 2,996 60,200 Sh Call Shared-defined 60,200 PRUDENTIAL FINANCIAL INC Cmn 744320952 2,981 59,900 Sh Put Shared-defined 59,900 PS BUSINESS PARKS INC-CLASS A CMN STK Cmn 69360J107 492 9,823 Sh Shared-defined 9,823 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 242 10,724 Sh Shared-defined 10,724 PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 467 20,700 Sh Call Shared-defined 1 20,700 COLUMN TOTALS 48,503
PAGE 470 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 203 9,000 Sh Put Shared-defined 1 9,000 PSYCHIATRIC SOLUTIONS INC Cmn 74439H908 896 42,400 Sh Call Shared-defined 1 42,400 PSYCHIATRIC SOLUTIONS INC Cmn 74439H958 628 29,700 Sh Put Shared-defined 1 29,700 PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 10 493 Sh Shared-defined 493 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 4,773 58,600 Sh Call Shared-defined 1 58,600 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 3,136 38,500 Sh Put Shared-defined 1 38,500 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 2,826 34,700 Sh Call Shared-defined 34,700 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 1,719 21,100 Sh Put Shared-defined 21,100 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 8,170 100,309 Sh Shared-defined 100,309 PUBLIC SVC ENTERPRISES Cmn 744573906 3,016 90,700 Sh Call Shared-defined 1 90,700 PUBLIC SVC ENTERPRISES Cmn 744573956 382 11,500 Sh Put Shared-defined 1 11,500 PUBLIC SVC ENTERPRISES Cmn 744573106 12,940 389,185 Sh Shared-defined 389,185 PUBLIC SVC ENTERPRISES Cmn 744573106 2,778 83,553 Sh Shared-defined 1 83,553 PULTE HOMES INC Cmn 745867901 2,900 290,000 Sh Call Shared-defined 1 290,000 COLUMN TOTALS 44,377
PAGE 471 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) PULTE HOMES INC Cmn 745867951 1,790 179,000 Sh Put Shared-defined 1 179,000 PULTE HOMES INC Cmn 745867901 1,145 114,500 Sh Call Shared-defined 114,500 PULTE HOMES INC Cmn 745867951 733 73,300 Sh Put Shared-defined 73,300 QIAGEN NV CMN STOCK Cmn N72482957 850 38,100 Sh Put Shared-defined 1 38,100 QIAGEN NV CMN STOCK Cmn N72482907 341 15,300 Sh Call Shared-defined 1 15,300 QIAGEN NV CMN STOCK Cmn N72482107 25 1,115 Sh Shared-defined 1 1,115 QIAO XING MOBILE COMMUNICATI Cmn G73031109 7 1,800 Sh Shared-defined 1,800 QIAO XING MOBILE COMMUNICATI Cmn G73031109 4 963 Sh Shared-defined 1 963 QIAO XING MOBILE COMMUNICATI Cmn G73031909 30 8,000 Sh Call Shared-defined 1 8,000 QIAO XING MOBILE COMMUNICATI Cmn G73031959 15 4,000 Sh Put Shared-defined 1 4,000 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A909 147 66,600 Sh Call Shared-defined 1 66,600 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A959 4 1,900 Sh Put Shared-defined 1,900 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A959 2 1,000 Sh Put Shared-defined 1 1,000 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A109 20 8,883 Sh Shared-defined 8,883 COLUMN TOTALS 5,113
PAGE 472 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) QLOGIC CORP CMN STOCK Cmn 747277101 9,983 529,021 Sh Shared-defined 529,021 QLOGIC CORP CMN STOCK Cmn 747277101 31 1,653 Sh Shared-defined 1 1,653 QLOGIC CORP CMN STOCK Cmn 747277951 1,413 74,900 Sh Put Shared-defined 1 74,900 QLOGIC CORP CMN STOCK Cmn 747277901 1,285 68,100 Sh Call Shared-defined 1 68,100 QLOGIC CORP CMN STOCK Cmn 747277901 623 33,000 Sh Call Shared-defined 33,000 QLOGIC CORP CMN STOCK Cmn 747277951 262 13,900 Sh Put Shared-defined 13,900 QLT INC CMN STOCK Cmn 746927102 115 23,142 Sh Shared-defined 1 23,142 QLT INC CMN STOCK Cmn 746927102 2 491 Sh Shared-defined 491 QLT INC CMN STOCK Cmn 746927952 35 7,100 Sh Put Shared-defined 1 7,100 QLT INC CMN STOCK Cmn 746927902 10 2,100 Sh Call Shared-defined 1 2,100 QUALCOMM INC CMN STK Cmn 747525903 71,907 1,554,400 Sh Call Shared-defined 1 1,554,400 QUALCOMM INC CMN STK Cmn 747525953 54,541 1,179,000 Sh Put Shared-defined 1 1,179,000 QUALCOMM INC CMN STK Cmn 747525903 23,482 507,600 Sh Call Shared-defined 507,600 QUALCOMM INC CMN STK Cmn 747525953 10,159 219,600 Sh Put Shared-defined 219,600 COLUMN TOTALS 173,848
PAGE 473 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) QUALCOMM INC CMN STK Cmn 747525103 9,464 204,581 Sh Shared-defined 204,581 QUALITY SYSTEMS INC CMN STK Cmn 747582954 6,141 97,800 Sh Put Shared-defined 1 97,800 QUALITY SYSTEMS INC CMN STK Cmn 747582904 942 15,000 Sh Call Shared-defined 1 15,000 QUALITY SYSTEMS INC CMN STK Cmn 747582104 3,009 47,914 Sh Shared-defined 1 47,914 QUALITY SYSTEMS INC CMN STK Cmn 747582104 911 14,512 Sh Shared-defined 14,512 QUANTA SERVICE INC COM STK Cmn 74762E102 653 31,343 Sh Shared-defined 1 31,343 QUANTA SERVICE INC COM STK Cmn 74762E102 290 13,929 Sh Shared-defined 13,929 QUANTA SERVICE INC COM STK Cmn 74762E902 2,315 111,100 Sh Call Shared-defined 1 111,100 QUANTA SERVICE INC COM STK Cmn 74762E952 2,132 102,300 Sh Put Shared-defined 1 102,300 QUANTA SERVICE INC COM STK Cmn 74762E902 848 40,700 Sh Call Shared-defined 40,700 QUANTA SERVICE INC COM STK Cmn 74762E952 542 26,000 Sh Put Shared-defined 26,000 QUANTA SERVICES INC 3.75% CB 04/30/2026 - REGISTER Bond 74762EAE2 4,985 4,500,000 Prn Shared-defined N/A QUANTUM CORP - -DLT & STORAGE CMN STOCK Cmn 747906204 104 35,530 Sh Shared-defined 1 35,530 QUANTUM CORP - -DLT & STORAGE CMN STOCK Cmn 747906204 2 516 Sh Shared-defined 516 COLUMN TOTALS 32,338
PAGE 474 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) QUANTUM FUEL SYS TECH WRLD Cmn 74765E109 28 25,131 Sh Shared-defined 1 25,131 QUANTUM FUEL SYS TECH WRLD Cmn 74765E109 1 827 Sh Shared-defined 827 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 938 15,528 Sh Shared-defined 15,528 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 5,193 86,000 Sh Put Shared-defined 1 86,000 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 3,701 61,300 Sh Call Shared-defined 1 61,300 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 2,053 34,000 Sh Call Shared-defined 34,000 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 1,866 30,900 Sh Put Shared-defined 30,900 QUEST SOFTWARE INC CMN STOCK Cmn 74834T903 153 8,300 Sh Call Shared-defined 1 8,300 QUEST SOFTWARE INC CMN STOCK Cmn 74834T953 63 3,400 Sh Put Shared-defined 1 3,400 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 8,472 460,456 Sh Shared-defined 460,456 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 28 1,508 Sh Shared-defined 1 1,508 QUESTAR CORP CMN STK Cmn 748356902 2,839 68,300 Sh Call Shared-defined 1 68,300 QUESTAR CORP CMN STK Cmn 748356902 1,738 41,800 Sh Call Shared-defined 41,800 QUESTAR CORP CMN STK Cmn 748356952 1,330 32,000 Sh Put Shared-defined 1 32,000 COLUMN TOTALS 28,403
PAGE 475 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) QUESTAR CORP CMN STK Cmn 748356952 270 6,500 Sh Put Shared-defined 6,500 QUESTAR CORP CMN STK Cmn 748356102 6,447 155,095 Sh Shared-defined 155,095 QUESTAR CORP CMN STK Cmn 748356102 1,552 37,332 Sh Shared-defined 1 37,332 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 136 28,623 Sh Shared-defined 1 28,623 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 64 13,529 Sh Shared-defined 13,529 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y951 67 14,200 Sh Put Shared-defined 1 14,200 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y901 5 1,100 Sh Call Shared-defined 1 1,100 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 1,182 78,742 Sh Shared-defined 78,742 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 23 1,502 Sh Shared-defined 1 1,502 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 3,593 239,400 Sh Call Shared-defined 1 239,400 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 3,227 215,000 Sh Call Shared-defined 215,000 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 2,122 141,400 Sh Put Shared-defined 1 141,400 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 1,321 88,000 Sh Put Shared-defined 88,000 QUIDEL CORP CMN STK Cmn 74838J951 174 12,600 Sh Put Shared-defined 1 12,600 COLUMN TOTALS 20,183
PAGE 476 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) QUIDEL CORP CMN STK Cmn 74838J901 158 11,500 Sh Call Shared-defined 1 11,500 QUIDEL CORP CMN STK Cmn 74838J101 75 5,470 Sh Shared-defined 1 5,470 QUIDEL CORP CMN STK Cmn 74838J101 58 4,214 Sh Shared-defined 4,214 QUIKSILVER INC CMN STK Cmn 74838C906 76 37,800 Sh Call Shared-defined 1 37,800 QUIKSILVER INC CMN STK Cmn 74838C956 20 10,000 Sh Put Shared-defined 1 10,000 QUIKSILVER INC CMN STK Cmn 74838C106 12 5,810 Sh Shared-defined 1 5,810 QUIKSILVER INC CMN STK Cmn 74838C106 7 3,279 Sh Shared-defined 3,279 QUIMICA Y MINERA CHIL-SP ADR Depository Receipt 833635105 2,905 77,335 Sh Shared-defined 1 N/A QUIMICA Y MINERA CHIL-SP ADR Depository Receipt 833635105 442 11,757 Sh Shared-defined N/A QWEST 3.5% CB 11/15/2025 - -REGISTERED Bond 749121BY4 99,935 96,185,000 Prn Shared-defined N/A QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 18,995 4,511,862 Sh Shared-defined 4,511,862 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 1,199 284,700 Sh Put Shared-defined 284,700 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 464 110,200 Sh Put Shared-defined 1 110,200 QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 291 69,100 Sh Call Shared-defined 1 69,100 COLUMN TOTALS 124,637
PAGE 477 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RACKSPACE HOSTING INC Cmn 750086900 1,605 77,000 Sh Call Shared-defined 1 77,000 RACKSPACE HOSTING INC Cmn 750086950 1,107 53,100 Sh Put Shared-defined 1 53,100 RACKSPACE HOSTING INC Cmn 750086100 295 14,130 Sh Shared-defined 1 14,130 RACKSPACE HOSTING INC Cmn 750086900 63 3,000 Sh Call Shared-defined 3,000 RACKSPACE HOSTING INC Cmn 750086950 13 600 Sh Put Shared-defined 600 RADIAN GROUP INC CMN STK Cmn 750236101 124 17,019 Sh Shared-defined 17,019 RADIAN GROUP INC CMN STK Cmn 750236101 111 15,204 Sh Shared-defined 1 15,204 RADIAN GROUP INC CMN STK Cmn 750236951 1,445 197,700 Sh Put Shared-defined 1 197,700 RADIAN GROUP INC CMN STK Cmn 750236901 939 128,400 Sh Call Shared-defined 1 128,400 RADIAN GROUP INC CMN STK Cmn 750236951 308 42,100 Sh Put Shared-defined 42,100 RADIAN GROUP INC CMN STK Cmn 750236901 143 19,600 Sh Call Shared-defined 19,600 RADIOSHACK CORP Cmn 750438103 58,570 3,003,568 Sh Shared-defined 3,003,568 RADIOSHACK CORP Cmn 750438103 266 13,632 Sh Shared-defined 1 13,632 RADIOSHACK CORP Cmn 750438953 2,319 118,900 Sh Put Shared-defined 1 118,900 COLUMN TOTALS 67,308
PAGE 478 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RADIOSHACK CORP Cmn 750438903 1,716 88,000 Sh Call Shared-defined 1 88,000 RADIOSHACK CORP Cmn 750438953 866 44,400 Sh Put Shared-defined 44,400 RADIOSHACK CORP Cmn 750438903 293 15,000 Sh Call Shared-defined 15,000 RADVISION LTD CMN STOCK Cmn M81869955 73 12,100 Sh Put Shared-defined 1 12,100 RADVISION LTD CMN STOCK Cmn M81869905 42 6,900 Sh Call Shared-defined 1 6,900 RADVISION LTD CMN STOCK Cmn M81869105 32 5,235 Sh Shared-defined 1 5,235 RADVISION LTD CMN STOCK Cmn M81869105 2 375 Sh Shared-defined 375 RADWARE LTD CMN STOCK Cmn M81873957 442 29,200 Sh Put Shared-defined 1 29,200 RADWARE LTD CMN STOCK Cmn M81873907 64 4,200 Sh Call Shared-defined 1 4,200 RADWARE LTD CMN STOCK Cmn M81873107 318 21,010 Sh Shared-defined 1 21,010 RAILAMERICA INC Cmn 750753402 1,585 129,951 Sh Shared-defined 129,951 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227904 50 37,800 Sh Call Shared-defined 1 37,800 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227954 1 400 Sh Put Shared-defined 1 400 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 2 1,518 Sh Shared-defined 1,518 COLUMN TOTALS 5,486
PAGE 479 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RALCORP HOLDINGS INC CMN STK Cmn 751028901 2,281 38,200 Sh Call Shared-defined 1 38,200 RALCORP HOLDINGS INC CMN STK Cmn 751028951 1,976 33,100 Sh Put Shared-defined 1 33,100 RALCORP HOLDINGS INC CMN STK Cmn 751028951 125 2,100 Sh Put Shared-defined 2,100 RALCORP HOLDINGS INC CMN STK Cmn 751028101 24,087 403,394 Sh Shared-defined 403,394 RAMBUS INC DEL CMN STOCK Cmn 750917956 31,273 1,281,700 Sh Put Shared-defined 1 1,281,700 RAMBUS INC DEL CMN STOCK Cmn 750917906 25,159 1,031,100 Sh Call Shared-defined 1 1,031,100 RAMBUS INC DEL CMN STOCK Cmn 750917956 1,418 58,100 Sh Put Shared-defined 58,100 RAMBUS INC DEL CMN STOCK Cmn 750917906 178 7,300 Sh Call Shared-defined 7,300 RAMBUS INC DEL CMN STOCK Cmn 750917106 7,823 320,602 Sh Shared-defined 1 320,602 RAMBUS INC DEL CMN STOCK Cmn 750917106 784 32,122 Sh Shared-defined 32,122 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 9,700 194,574 Sh Shared-defined 194,574 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 3,188 63,942 Sh Shared-defined 1 63,942 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 9,322 187,000 Sh Call Shared-defined 1 187,000 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 7,522 150,900 Sh Put Shared-defined 1 150,900 COLUMN TOTALS 124,836
PAGE 480 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 3,574 71,700 Sh Put Shared-defined 71,700 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 2,667 53,500 Sh Call Shared-defined 53,500 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055901 152 122,200 Sh Call Shared-defined 1 122,200 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055951 101 81,300 Sh Put Shared-defined 1 81,300 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 76 61,391 Sh Shared-defined 1 61,391 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 21 16,730 Sh Shared-defined 16,730 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730959 1,338 56,300 Sh Put Shared-defined 1 56,300 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730909 468 19,700 Sh Call Shared-defined 1 19,700 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 744 31,284 Sh Shared-defined 1 31,284 RAYONIER INC Cmn 754907903 1,341 31,800 Sh Call Shared-defined 1 31,800 RAYONIER INC Cmn 754907953 1,185 28,100 Sh Put Shared-defined 1 28,100 RAYONIER INC Cmn 754907903 169 4,000 Sh Call Shared-defined 4,000 RAYONIER INC Cmn 754907103 88 2,080 Sh Shared-defined 2,080 RAYONIER INC Cmn 754907103 13 315 Sh Shared-defined 1 315 COLUMN TOTALS 11,937
PAGE 481 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RAYONIER INC Cmn 754907953 13 300 Sh Put Shared-defined 300 RAYTHEON COMPANY Cmn 755111957 16,337 317,100 Sh Put Shared-defined 1 317,100 RAYTHEON COMPANY Cmn 755111957 9,815 190,500 Sh Put Shared-defined 190,500 RAYTHEON COMPANY Cmn 755111907 8,717 169,200 Sh Call Shared-defined 1 169,200 RAYTHEON COMPANY Cmn 755111507 5,361 104,051 Sh Shared-defined 104,051 RAYTHEON COMPANY Cmn 755111907 3,653 70,900 Sh Call Shared-defined 70,900 RAYTHEON COMPANY-CW11 Wt 755111119 -- 27 Shared-defined 1 N/A REALNETWORKS INC CMN STOCK Cmn 75605L904 82 22,100 Sh Call Shared-defined 1 22,100 REALNETWORKS INC CMN STOCK Cmn 75605L954 31 8,400 Sh Put Shared-defined 1 8,400 REALNETWORKS INC CMN STOCK Cmn 75605L104 103 27,808 Sh Shared-defined 1 27,808 REALNETWORKS INC CMN STOCK Cmn 75605L104 13 3,570 Sh Shared-defined 3,570 REALTY INCOME CORP CMN STOCK Cmn 756109904 2,443 94,300 Sh Call Shared-defined 1 94,300 REALTY INCOME CORP CMN STOCK Cmn 756109954 244 9,400 Sh Put Shared-defined 1 9,400 REALTY INCOME CORP CMN STOCK Cmn 756109104 516 19,924 Sh Shared-defined 19,924 COLUMN TOTALS 47,328
PAGE 482 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) REALTY INCOME CORP CMN STOCK Cmn 756109104 77 2,956 Sh Shared-defined 1 2,956 RED HAT INC CMN STOCK Cmn 756577102 111 3,579 Sh Shared-defined 1 3,579 RED HAT INC CMN STOCK Cmn 756577102 105 3,383 Sh Shared-defined 3,383 RED HAT INC CMN STOCK Cmn 756577902 3,414 110,500 Sh Call Shared-defined 1 110,500 RED HAT INC CMN STOCK Cmn 756577952 2,812 91,000 Sh Put Shared-defined 1 91,000 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 388 21,700 Sh Call Shared-defined 1 21,700 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 149 8,300 Sh Put Shared-defined 1 8,300 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 47 2,600 Sh Call Shared-defined 2,600 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 21 1,175 Sh Shared-defined 1 1,175 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 12 643 Sh Shared-defined 643 REDWOOD TR INC CMN STOCK Cmn 758075952 604 41,800 Sh Put Shared-defined 1 41,800 REDWOOD TR INC CMN STOCK Cmn 758075902 210 14,500 Sh Call Shared-defined 1 14,500 REDWOOD TR INC CMN STOCK Cmn 758075952 7 500 Sh Put Shared-defined 500 REDWOOD TR INC CMN STOCK Cmn 758075402 750 51,834 Sh Shared-defined 51,834 COLUMN TOTALS 8,707
PAGE 483 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) REDWOOD TR INC CMN STOCK Cmn 758075402 78 5,392 Sh Shared-defined 1 5,392 REGAL BELOIT 2.75% CB DUE 03/15/2024 REGISTERED Bond 758750AB9 59,117 28,807,000 Prn Shared-defined N/A REGAL BELOIT CMN STK Cmn 758750103 795 15,312 Sh Shared-defined 15,312 REGAL BELOIT CMN STK Cmn 758750103 10 200 Sh Shared-defined 1 200 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766959 90 6,200 Sh Put Shared-defined 1 6,200 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766909 87 6,000 Sh Call Shared-defined 1 6,000 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 1,053 72,921 Sh Shared-defined 1 72,921 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 852 58,982 Sh Shared-defined 58,982 REGENCY CENTERS CORP CMN STK Cmn 758849953 1,388 39,600 Sh Put Shared-defined 1 39,600 REGENCY CENTERS CORP CMN STK Cmn 758849903 505 14,400 Sh Call Shared-defined 14,400 REGENCY CENTERS CORP CMN STK Cmn 758849903 431 12,300 Sh Call Shared-defined 1 12,300 REGENCY CENTERS CORP CMN STK Cmn 758849953 14 400 Sh Put Shared-defined 400 REGENCY CENTERS CORP CMN STK Cmn 758849103 109 3,105 Sh Shared-defined 1 3,105 REGENERON PHARMACEUT CMN STK Cmn 75886F107 5,757 238,094 Sh Shared-defined 238,094 COLUMN TOTALS 70,286
PAGE 484 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) REGENERON PHARMACEUT CMN STK Cmn 75886F107 3 132 Sh Shared-defined 1 132 REGENERON PHARMACEUT CMN STK Cmn 75886F957 1,320 54,600 Sh Put Shared-defined 1 54,600 REGENERON PHARMACEUT CMN STK Cmn 75886F907 1,008 41,700 Sh Call Shared-defined 1 41,700 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 4,859 918,500 Sh Put Shared-defined 1 918,500 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 3,594 679,400 Sh Call Shared-defined 1 679,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 1,189 224,800 Sh Put Shared-defined 224,800 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 150 28,400 Sh Call Shared-defined 28,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 14,106 2,666,459 Sh Shared-defined 2,666,459 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 3,681 695,768 Sh Shared-defined 1 695,768 REGIS CORP 5% CB 7/15/2014-REGISTERED Bond 758932AA5 3,702 3,000,000 Prn Shared-defined N/A REGIS CORP/MN CMN STK Cmn 758932907 598 38,400 Sh Call Shared-defined 1 38,400 REGIS CORP/MN CMN STK Cmn 758932957 117 7,500 Sh Put Shared-defined 1 7,500 REGIS CORP/MN CMN STK Cmn 758932107 431 27,683 Sh Shared-defined 27,683 REGIS CORP/MN CMN STK Cmn 758932107 134 8,599 Sh Shared-defined 1 8,599 COLUMN TOTALS 34,892
PAGE 485 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 1,210 25,400 Sh Put Shared-defined 1 25,400 REINSURANCE GROUP AMER INC CMN STK Cmn 759351904 915 19,200 Sh Call Shared-defined 1 19,200 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 29 600 Sh Put Shared-defined 600 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 10,091 211,777 Sh Shared-defined 211,777 REINSURANCE GROUP OF AMERICA 5.75% CONV PREF DUE 1 Pref Stk 759351307 26 408 Sh Shared-defined 1 N/A RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 3,829 88,600 Sh Call Shared-defined 1 88,600 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 2,909 67,300 Sh Put Shared-defined 1 67,300 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 1,379 31,900 Sh Call Shared-defined 31,900 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 421 9,741 Sh Shared-defined 9,741 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 31 711 Sh Shared-defined 1 711 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 52,708 991,678 Sh Shared-defined 991,678 RENAISSANCERE HOLDINGS LTD Cmn G7496G953 1,339 25,200 Sh Put Shared-defined 1 25,200 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 682 12,838 Sh Shared-defined 1 12,838 RENAISSANCERE HOLDINGS LTD Cmn G7496G903 569 10,700 Sh Call Shared-defined 1 10,700 COLUMN TOTALS 76,138
PAGE 486 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RENESOLA LTD-ADR Depository Receipt 75971T103 1,309 274,996 Sh Shared-defined N/A RENESOLA LTD-ADR Depository Receipt 75971T103 420 88,280 Sh Shared-defined 1 N/A RENT-A-CENTER INC CMN STOCK Cmn 76009N100 159 8,979 Sh Shared-defined 8,979 RENT-A-CENTER INC CMN STOCK Cmn 76009N900 884 49,900 Sh Call Shared-defined 1 49,900 RENT-A-CENTER INC CMN STOCK Cmn 76009N950 218 12,300 Sh Put Shared-defined 1 12,300 RENTECH INC CMN STK Cmn 760112102 13 10,261 Sh Shared-defined 1 10,261 REPSOL YPF S.A. ADR 1:1 Depository Receipt 76026T205 304 11,398 Sh Shared-defined N/A REPSOL YPF S.A. ADR 1:1 Depository Receipt 76026T205 3 119 Sh Shared-defined 1 N/A REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276905 77 10,400 Sh Call Shared-defined 1 10,400 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276955 18 2,500 Sh Put Shared-defined 1 2,500 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 1,869 252,927 Sh Shared-defined 252,927 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 1 167 Sh Shared-defined 1 167 REPUBLIC SERVICES CMN STOCK Cmn 760759100 2,634 93,030 Sh Shared-defined 93,030 REPUBLIC SERVICES CMN STOCK Cmn 760759100 29 1,020 Sh Shared-defined 1 1,020 COLUMN TOTALS 7,938
PAGE 487 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) REPUBLIC SERVICES CMN STOCK Cmn 760759950 91 3,200 Sh Put Shared-defined 1 3,200 REPUBLIC SERVICES CMN STOCK Cmn 760759900 65 2,300 Sh Call Shared-defined 1 2,300 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 113,643 1,682,600 Sh Call Shared-defined 1 1,682,600 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 102,789 1,521,900 Sh Put Shared-defined 1 1,521,900 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 39,423 583,700 Sh Put Shared-defined 583,700 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 34,824 515,600 Sh Call Shared-defined 515,600 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 43,215 639,849 Sh Shared-defined 1 639,849 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 36,583 541,652 Sh Shared-defined 541,652 RESMED INC CMN STOCK Cmn 761152907 1,453 27,800 Sh Call Shared-defined 1 27,800 RESMED INC CMN STOCK Cmn 761152957 627 12,000 Sh Put Shared-defined 1 12,000 RESMED INC CMN STOCK Cmn 761152107 7 141 Sh Shared-defined 141 RESOURCE CAPITAL CORP COMMON STOCK Cmn 76120W302 201 40,755 Sh Shared-defined 40,755 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 605 28,509 Sh Shared-defined 28,509 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q905 420 19,800 Sh Call Shared-defined 1 19,800 COLUMN TOTALS 373,946
PAGE 488 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q955 110 5,200 Sh Put Shared-defined 1 5,200 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 46 2,176 Sh Shared-defined 1 2,176 Retail Ventures Inc CMN STK Cmn 76128Y102 223 25,127 Sh Shared-defined 25,127 Retail Ventures Inc CMN STK Cmn 76128Y102 1 87 Sh Shared-defined 1 87 REVLON INC. - CL A CMN STOCK Cmn 761525609 212 12,463 Sh Shared-defined 1 12,463 REVLON INC. - CL A CMN STOCK Cmn 761525609 114 6,700 Sh Shared-defined 6,700 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 7,750 146,300 Sh Put Shared-defined 1 146,300 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 4,148 78,300 Sh Call Shared-defined 1 78,300 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 1,970 37,200 Sh Put Shared-defined 37,200 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 932 17,600 Sh Call Shared-defined 17,600 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 27,092 511,453 Sh Shared-defined 511,453 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 3,063 57,821 Sh Shared-defined 1 57,821 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 1,345 281,900 Sh Call Shared-defined 1 281,900 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 835 175,000 Sh Call Shared-defined 175,000 COLUMN TOTALS 47,841
PAGE 489 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RF MICRO DEVICES INC CMN STOCK Cmn 749941950 681 142,800 Sh Put Shared-defined 1 142,800 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 718 150,611 Sh Shared-defined 150,611 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 78 16,362 Sh Shared-defined 1 16,362 RIGEL PHARMACEUTICALS INC Cmn 766559603 7,132 749,897 Sh Shared-defined 749,897 RIGEL PHARMACEUTICALS INC Cmn 766559903 1,221 128,400 Sh Call Shared-defined 1 128,400 RIGEL PHARMACEUTICALS INC Cmn 766559953 470 49,400 Sh Put Shared-defined 1 49,400 RIGEL PHARMACEUTICALS INC Cmn 766559603 44 4,580 Sh Shared-defined 1 4,580 RINO INTERNATIONAL CORP CMN STK Cmn 766883902 3,691 133,500 Sh Call Shared-defined 1 133,500 RINO INTERNATIONAL CORP CMN STK Cmn 766883952 1,615 58,400 Sh Put Shared-defined 1 58,400 RINO INTERNATIONAL CORP CMN STK Cmn 766883102 447 16,179 Sh Shared-defined 1 16,179 RIO TINTO PLC - -SPON ADR 4:1 Depository Receipt 767204100 406 1,884 Sh Shared-defined N/A RISKMETRICS GROUP INC Cmn 767735903 272 17,100 Sh Call Shared-defined 1 17,100 RISKMETRICS GROUP INC Cmn 767735953 165 10,400 Sh Put Shared-defined 1 10,400 RISKMETRICS GROUP INC Cmn 767735103 40 2,508 Sh Shared-defined 2,508 COLUMN TOTALS 16,980
PAGE 490 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RISKMETRICS GROUP INC Cmn 767735103 30 1,877 Sh Shared-defined 1 1,877 RITE AID CORP NEW YORK Cmn 767754104 48 31,582 Sh Shared-defined 1 31,582 RITE AID CORP NEW YORK Cmn 767754954 94 62,400 Sh Put Shared-defined 1 62,400 RITE AID CORP NEW YORK Cmn 767754904 89 58,700 Sh Call Shared-defined 1 58,700 RITE AID CORP NEW YORK Cmn 767754904 -- 100 Sh Call Shared-defined 100 RIVERBED TECHNOLGOY INC Cmn 768573107 2,337 101,762 Sh Shared-defined 1 101,762 RIVERBED TECHNOLGOY INC Cmn 768573107 262 11,410 Sh Shared-defined 11,410 RIVERBED TECHNOLGOY INC Cmn 768573907 2,662 115,900 Sh Call Shared-defined 1 115,900 RIVERBED TECHNOLGOY INC Cmn 768573957 2,596 113,000 Sh Put Shared-defined 1 113,000 RIVERBED TECHNOLGOY INC Cmn 768573957 365 15,900 Sh Put Shared-defined 15,900 RIVERBED TECHNOLGOY INC Cmn 768573907 241 10,500 Sh Call Shared-defined 10,500 RLI CORP CMN STOCK Cmn 749607107 574 10,787 Sh Shared-defined 10,787 ROBBINS & MYERS INC CMN STK Cmn 770196903 414 17,600 Sh Call Shared-defined 1 17,600 ROBBINS & MYERS INC CMN STK Cmn 770196953 294 12,500 Sh Put Shared-defined 1 12,500 COLUMN TOTALS 10,006
PAGE 491 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ROBBINS & MYERS INC CMN STK Cmn 770196103 140 5,954 Sh Shared-defined 5,954 ROBBINS & MYERS INC CMN STK Cmn 770196103 34 1,442 Sh Shared-defined 1 1,442 ROBERT HALF INTL INC CMN STK Cmn 770323953 446 16,700 Sh Put Shared-defined 1 16,700 ROBERT HALF INTL INC CMN STK Cmn 770323903 243 9,100 Sh Call Shared-defined 1 9,100 ROBERT HALF INTL INC CMN STK Cmn 770323103 1,505 56,314 Sh Shared-defined 56,314 ROCK-TENN COMPANY CMN STK Cmn 772739207 970 19,242 Sh Shared-defined 19,242 ROCKWELL AUTOMATION INC Cmn 773903909 1,799 38,300 Sh Call Shared-defined 1 38,300 ROCKWELL AUTOMATION INC Cmn 773903959 1,795 38,200 Sh Put Shared-defined 1 38,200 ROCKWELL AUTOMATION INC Cmn 773903909 700 14,900 Sh Call Shared-defined 14,900 ROCKWELL AUTOMATION INC Cmn 773903959 329 7,000 Sh Put Shared-defined 7,000 ROCKWELL AUTOMATION INC Cmn 773903109 61 1,303 Sh Shared-defined 1 1,303 ROCKWELL COLLINS, INC. Cmn 774341901 1,843 33,300 Sh Call Shared-defined 1 33,300 ROCKWELL COLLINS, INC. Cmn 774341951 858 15,500 Sh Put Shared-defined 1 15,500 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043902 1,372 58,100 Sh Call Shared-defined 1 58,100 COLUMN TOTALS 12,095
PAGE 492 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043952 602 25,500 Sh Put Shared-defined 1 25,500 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 186 7,866 Sh Shared-defined 1 7,866 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 134 5,660 Sh Shared-defined 5,660 ROGERS CORP CMN STK Cmn 775133901 676 22,300 Sh Call Shared-defined 1 22,300 ROGERS CORP CMN STK Cmn 775133951 161 5,300 Sh Put Shared-defined 1 5,300 ROGERS CORP CMN STK Cmn 775133101 3 104 Sh Shared-defined 104 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 866 16,528 Sh Shared-defined 16,528 ROSETTA RESOURCES INC Cmn 777779307 428 21,474 Sh Shared-defined 21,474 ROSETTA RESOURCES INC Cmn 777779307 315 15,798 Sh Shared-defined 1 15,798 ROSETTA RESOURCES INC Cmn 777779907 128 6,400 Sh Call Shared-defined 1 6,400 ROSETTA RESOURCES INC Cmn 777779957 44 2,200 Sh Put Shared-defined 1 2,200 ROSETTA STONE INC Cmn 777780907 811 45,200 Sh Call Shared-defined 1 45,200 ROSETTA STONE INC Cmn 777780957 449 25,000 Sh Put Shared-defined 1 25,000 ROSETTA STONE INC Cmn 777780107 21 1,152 Sh Shared-defined 1,152 COLUMN TOTALS 4,824
PAGE 493 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ROSS STORES INC CMN STK Cmn 778296953 2,315 54,200 Sh Put Shared-defined 1 54,200 ROSS STORES INC CMN STK Cmn 778296903 1,418 33,200 Sh Call Shared-defined 1 33,200 ROSS STORES INC CMN STK Cmn 778296953 615 14,400 Sh Put Shared-defined 14,400 ROSS STORES INC CMN STK Cmn 778296903 209 4,900 Sh Call Shared-defined 4,900 ROSS STORES INC CMN STK Cmn 778296103 37,636 881,195 Sh Shared-defined 881,195 ROSS STORES INC CMN STK Cmn 778296103 773 18,094 Sh Shared-defined 1 18,094 ROSTELECOM - SPONS ADR 1:6 Depository Receipt 778529107 200 7,322 Sh Shared-defined N/A ROSTELECOM - SPONS ADR 1:6 Depository Receipt 778529107 1 45 Sh Shared-defined 1 N/A ROVI CORP Cmn 779376102 56,281 1,765,943 Sh Shared-defined 1,765,943 ROVI CORP Cmn 779376902 720 22,600 Sh Call Shared-defined 1 22,600 ROVI CORP Cmn 779376952 440 13,800 Sh Put Shared-defined 1 13,800 ROWAN COS INC Cmn 779382900 3,118 137,700 Sh Call Shared-defined 1 137,700 ROWAN COS INC Cmn 779382950 2,970 131,200 Sh Put Shared-defined 1 131,200 ROWAN COS INC Cmn 779382900 2,927 129,300 Sh Call Shared-defined 129,300 COLUMN TOTALS 109,623
PAGE 494 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ROWAN COS INC Cmn 779382950 1,578 69,700 Sh Put Shared-defined 69,700 ROWAN COS INC Cmn 779382100 1,336 59,014 Sh Shared-defined 59,014 ROWAN COS INC Cmn 779382100 45 2,008 Sh Shared-defined 1 2,008 ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 365 38,848 Sh Shared-defined 1 N/A ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 13 1,350 Sh Shared-defined N/A ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087902 2,458 45,900 Sh Call Shared-defined 1 45,900 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087952 2,083 38,900 Sh Put Shared-defined 1 38,900 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 823 15,364 Sh Shared-defined 1 15,364 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 -- 1 Sh Shared-defined 1 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 5,364 212,200 Sh Call Shared-defined 1 212,200 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 5,352 211,700 Sh Put Shared-defined 1 211,700 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 2,713 107,300 Sh Put Shared-defined 107,300 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 1,335 52,800 Sh Call Shared-defined 52,800 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 921 36,449 Sh Shared-defined 1 36,449 COLUMN TOTALS 24,386
PAGE 495 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 53 2,097 Sh Shared-defined 2,097 ROYAL DUTCH SHELL ADR A 1:2 COMMON Depository Receipt 780259206 357 5,946 Sh Shared-defined 1 N/A ROYAL DUTCH SHELL ADR A 1:2 COMMON Depository Receipt 780259206 229 3,814 Sh Shared-defined N/A ROYAL GOLD INC CMN STK Cmn 780287908 5,445 115,600 Sh Call Shared-defined 1 115,600 ROYAL GOLD INC CMN STK Cmn 780287958 4,814 102,200 Sh Put Shared-defined 1 102,200 ROYAL GOLD INC CMN STK Cmn 780287908 2,096 44,500 Sh Call Shared-defined 44,500 ROYAL GOLD INC CMN STK Cmn 780287958 1,239 26,300 Sh Put Shared-defined 26,300 ROYAL GOLD INC CMN STK Cmn 780287108 1,902 40,381 Sh Shared-defined 40,381 RPC ENERGY SERVICES INC CMN STK Cmn 749660906 94 9,000 Sh Call Shared-defined 1 9,000 RPC ENERGY SERVICES INC CMN STK Cmn 749660956 68 6,500 Sh Put Shared-defined 1 6,500 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 44 4,270 Sh Shared-defined 1 4,270 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 18 1,753 Sh Shared-defined 1,753 RPM INTL INC COMMON STOCK Cmn 749685103 538 26,467 Sh Shared-defined 26,467 RRI ENERGY INC Cmn 74971X107 6,146 1,074,480 Sh Shared-defined 1,074,480 COLUMN TOTALS 23,043
PAGE 496 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RRI ENERGY INC Cmn 74971X957 1,011 176,800 Sh Put Shared-defined 1 176,800 RRI ENERGY INC Cmn 74971X107 767 134,109 Sh Shared-defined 1 134,109 RRI ENERGY INC Cmn 74971X907 569 99,500 Sh Call Shared-defined 1 99,500 RRI ENERGY INC Cmn 74971X907 337 59,000 Sh Call Shared-defined 59,000 RRI ENERGY INC Cmn 74971X957 181 31,700 Sh Put Shared-defined 31,700 RSC HOLDINGS INC Cmn 74972L102 2,116 300,500 Sh Shared-defined 300,500 RSC HOLDINGS INC Cmn 74972L102 3 456 Sh Shared-defined 1 456 RTI INTERNATIONAL METALS CMN STK Cmn 74973W957 627 24,900 Sh Put Shared-defined 1 24,900 RTI INTERNATIONAL METALS CMN STK Cmn 74973W907 456 18,100 Sh Call Shared-defined 1 18,100 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 208 8,251 Sh Shared-defined 8,251 RUBY TUESDAY INC CMN STK Cmn 781182900 48 6,700 Sh Call Shared-defined 1 6,700 RUBY TUESDAY INC CMN STK Cmn 781182950 21 2,900 Sh Put Shared-defined 1 2,900 RUBY TUESDAY INC CMN STK Cmn 781182100 146 20,321 Sh Shared-defined 20,321 RUDDICK CORP CMN STK Cmn 781258108 1,029 40,006 Sh Shared-defined 40,006 COLUMN TOTALS 7,519
PAGE 497 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270903 88 13,100 Sh Call Shared-defined 1 13,100 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270953 17 2,500 Sh Put Shared-defined 1 2,500 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270103 13 1,999 Sh Shared-defined 1,999 RUE21 INC Cmn 781295100 189 6,735 Sh Shared-defined 1 6,735 RUE21 INC Cmn 781295950 34 1,200 Sh Put Shared-defined 1 1,200 RUTH'S CHRIS STEAK HOUSE, INC COMMON STOCK Cmn 783332909 89 42,600 Sh Call Shared-defined 1 42,600 RUTH'S CHRIS STEAK HOUSE, INC COMMON STOCK Cmn 783332109 8 3,731 Sh Shared-defined 3,731 RYDER SYS INC Cmn 783549108 1,560 37,888 Sh Shared-defined 37,888 RYDER SYS INC Cmn 783549908 3,438 83,500 Sh Call Shared-defined 1 83,500 RYDER SYS INC Cmn 783549958 2,091 50,800 Sh Put Shared-defined 1 50,800 RYDER SYS INC Cmn 783549908 181 4,400 Sh Call Shared-defined 4,400 RYLAND GROUP INC CMN STK Cmn 783764103 961 48,800 Sh Shared-defined 48,800 RYLAND GROUP INC CMN STK Cmn 783764103 16 793 Sh Shared-defined 1 793 RYLAND GROUP INC CMN STK Cmn 783764903 5,047 256,200 Sh Call Shared-defined 1 256,200 COLUMN TOTALS 13,732
PAGE 498 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) RYLAND GROUP INC CMN STK Cmn 783764953 4,913 249,400 Sh Put Shared-defined 1 249,400 RYLAND GROUP INC CMN STK Cmn 783764903 1,988 100,900 Sh Call Shared-defined 100,900 RYLAND GROUP INC CMN STK Cmn 783764953 1,893 96,100 Sh Put Shared-defined 96,100 SAFEWAY INC CMN STOCK Cmn 786514908 4,809 225,900 Sh Call Shared-defined 1 225,900 SAFEWAY INC CMN STOCK Cmn 786514958 3,259 153,100 Sh Put Shared-defined 1 153,100 SAFEWAY INC CMN STOCK Cmn 786514908 1,377 64,700 Sh Call Shared-defined 64,700 SAFEWAY INC CMN STOCK Cmn 786514958 994 46,700 Sh Put Shared-defined 46,700 SAFEWAY INC CMN STOCK Cmn 786514208 3,775 177,319 Sh Shared-defined 177,319 SAFEWAY INC CMN STOCK Cmn 786514208 477 22,424 Sh Shared-defined 1 22,424 SAIC INC Cmn 78390X101 2,208 116,574 Sh Shared-defined 116,574 SAIC INC Cmn 78390X901 261 13,800 Sh Call Shared-defined 1 13,800 SAIC INC Cmn 78390X101 59 3,113 Sh Shared-defined 1 3,113 SAIC INC Cmn 78390X951 25 1,300 Sh Put Shared-defined 1 1,300 SAKS INCORPORATED COMMON STOCK Cmn 79377W958 666 101,500 Sh Put Shared-defined 1 101,500 COLUMN TOTALS 26,704
PAGE 499 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SAKS INCORPORATED COMMON STOCK Cmn 79377W908 638 97,300 Sh Call Shared-defined 1 97,300 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 40 6,049 Sh Shared-defined 6,049 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 2 315 Sh Shared-defined 1 315 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 27,715 375,700 Sh Put Shared-defined 1 375,700 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 12,283 166,500 Sh Call Shared-defined 1 166,500 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 9,649 130,800 Sh Put Shared-defined 130,800 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 6,529 88,500 Sh Call Shared-defined 88,500 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 139 1,880 Sh Shared-defined 1,880 SALIX PHARMACEUTICALS LTD Cmn 795435106 42,241 1,663,022 Sh Shared-defined 1,663,022 SALIX PHARMACEUTICALS LTD Cmn 795435956 2,129 83,800 Sh Put Shared-defined 1 83,800 SALIX PHARMACEUTICALS LTD Cmn 795435906 1,869 73,600 Sh Call Shared-defined 1 73,600 SANDERSON FARMS INC CMN STK Cmn 800013904 2,306 54,700 Sh Call Shared-defined 1 54,700 SANDERSON FARMS INC CMN STK Cmn 800013954 2,243 53,200 Sh Put Shared-defined 1 53,200 SANDERSON FARMS INC CMN STK Cmn 800013104 96 2,287 Sh Shared-defined 2,287 COLUMN TOTALS 107,879
PAGE 500 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SANDISK 1% CB 5/15/2013-REGISTERED Bond 80004CAC5 39,525 47,500,000 Prn Shared-defined N/A SANDISK CORP CMN STOCK Cmn 80004C901 19,684 679,000 Sh Call Shared-defined 1 679,000 SANDISK CORP CMN STOCK Cmn 80004C901 14,338 494,600 Sh Call Shared-defined 494,600 SANDISK CORP CMN STOCK Cmn 80004C951 13,933 480,600 Sh Put Shared-defined 1 480,600 SANDISK CORP CMN STOCK Cmn 80004C951 1,368 47,200 Sh Put Shared-defined 47,200 SANDISK CORP CMN STOCK Cmn 80004C101 4,231 145,930 Sh Shared-defined 145,930 SANDRIDGE ENERGY INC Cmn 80007P957 4,046 429,100 Sh Put Shared-defined 1 429,100 SANDRIDGE ENERGY INC Cmn 80007P307 3,556 377,123 Sh Shared-defined 1 377,123 SANDRIDGE ENERGY INC Cmn 80007P957 3,025 320,800 Sh Put Shared-defined 320,800 SANDRIDGE ENERGY INC Cmn 80007P307 2,425 257,193 Sh Shared-defined 257,193 SANDRIDGE ENERGY INC Cmn 80007P907 1,216 128,900 Sh Call Shared-defined 1 128,900 SANDRIDGE ENERGY INC Cmn 80007P907 671 71,200 Sh Call Shared-defined 71,200 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677956 404 68,300 Sh Put Shared-defined 1 68,300 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677906 138 23,300 Sh Call Shared-defined 1 23,300 COLUMN TOTALS 108,560
PAGE 501 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 397 67,039 Sh Shared-defined 1 67,039 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 8 1,272 Sh Shared-defined 1,272 SANMINA-SCI CORP CMN STK Cmn 800907956 246 22,300 Sh Put Shared-defined 1 22,300 SANMINA-SCI CORP CMN STK Cmn 800907906 117 10,600 Sh Call Shared-defined 1 10,600 SANMINA-SCI CORP CMN STK Cmn 800907206 553 50,129 Sh Shared-defined 50,129 SANMINA-SCI CORP CMN STK Cmn 800907206 206 18,693 Sh Shared-defined 1 18,693 SANOFI-AVENTIS SA - -ADR 1:0.5 Depository Receipt 80105N105 203 5,165 Sh Shared-defined N/A SANOFI-AVENTIS SA - -ADR 1:0.5 Depository Receipt 80105N105 61 1,549 Sh Shared-defined 1 N/A SANTARUS INC COMMON STOCK Cmn 802817304 64 13,781 Sh Shared-defined 13,781 SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 6,930 148,051 Sh Shared-defined N/A SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 3,479 74,316 Sh Shared-defined 1 N/A SAPIENT CORP CMN STOCK Cmn 803062108 13,616 1,646,476 Sh Shared-defined 1,646,476 SAPIENT CORP CMN STOCK Cmn 803062108 134 16,242 Sh Shared-defined 1 16,242 SAPIENT CORP CMN STOCK Cmn 803062908 59 7,100 Sh Call Shared-defined 1 7,100 COLUMN TOTALS 26,073
PAGE 502 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SAPIENT CORP CMN STOCK Cmn 803062958 12 1,500 Sh Put Shared-defined 1 1,500 SARA LEE CORP Cmn 803111103 3,377 277,235 Sh Shared-defined 1 277,235 SARA LEE CORP Cmn 803111953 2,546 209,000 Sh Put Shared-defined 1 209,000 SARA LEE CORP Cmn 803111903 614 50,400 Sh Call Shared-defined 1 50,400 SARA LEE CORP Cmn 803111103 495 40,671 Sh Shared-defined 40,671 SARA LEE CORP Cmn 803111953 108 8,900 Sh Put Shared-defined 8,900 SARA LEE CORP Cmn 803111903 11 900 Sh Call Shared-defined 900 Satyam Computer Services Ltd Depository Receipt 804098101 580 125,743 Sh Shared-defined 1 N/A Satyam Computer Services Ltd Depository Receipt 804098101 37 8,098 Sh Shared-defined N/A SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 5,558 408,400 Sh Call Shared-defined 1 408,400 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 1,986 145,900 Sh Put Shared-defined 1 145,900 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 1,986 145,950 Sh Shared-defined 145,950 SAVVIS INC CMN STK Cmn 805423908 142 10,100 Sh Call Shared-defined 1 10,100 SAVVIS INC CMN STK Cmn 805423958 35 2,500 Sh Put Shared-defined 1 2,500 COLUMN TOTALS 17,487
PAGE 503 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SAVVIS INC CMN STK Cmn 805423308 229 16,290 Sh Shared-defined 16,290 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 3,723 109,000 Sh Put Shared-defined 1 109,000 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 1,503 44,000 Sh Call Shared-defined 1 44,000 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 314 9,200 Sh Put Shared-defined 9,200 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 109 3,200 Sh Call Shared-defined 3,200 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 3,576 104,698 Sh Shared-defined 1 104,698 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 2,790 81,663 Sh Shared-defined 81,663 SCANA CORP CMN STK Cmn 80589M102 780 20,698 Sh Shared-defined 20,698 SCANSOURCE INC CMN STOCK Cmn 806037107 225 8,434 Sh Shared-defined 8,434 SCHEIN HENRY INC CMN STOCK Cmn 806407952 1,962 37,300 Sh Put Shared-defined 1 37,300 SCHEIN HENRY INC CMN STOCK Cmn 806407902 1,799 34,200 Sh Call Shared-defined 1 34,200 SCHEIN HENRY INC CMN STOCK Cmn 806407102 65 1,237 Sh Shared-defined 1,237 SCHEIN HENRY INC CMN STOCK Cmn 806407102 18 335 Sh Shared-defined 1 335 SCHERING-PLOUGH CORP 6% CB 8/13/2010 - REGISTERED Bond 58933Y204 16 500 Prn Shared-defined 1 N/A COLUMN TOTALS 17,109
PAGE 504 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SCHLUMBERGER LTD Cmn 806857958 39,314 604,000 Sh Put Shared-defined 1 604,000 SCHLUMBERGER LTD Cmn 806857908 34,732 533,600 Sh Call Shared-defined 1 533,600 SCHLUMBERGER LTD Cmn 806857108 23,727 364,527 Sh Shared-defined 364,527 SCHLUMBERGER LTD Cmn 806857958 19,950 306,500 Sh Put Shared-defined 306,500 SCHLUMBERGER LTD Cmn 806857908 15,374 236,200 Sh Call Shared-defined 236,200 SCHLUMBERGER LTD Cmn 806857108 206 3,160 Sh Shared-defined 1 3,160 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 8,829 185,100 Sh Call Shared-defined 1 185,100 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 5,624 117,900 Sh Put Shared-defined 1 117,900 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 1,970 41,300 Sh Put Shared-defined 41,300 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 1,011 21,200 Sh Call Shared-defined 21,200 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 1,348 28,264 Sh Shared-defined 1 28,264 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 995 20,858 Sh Shared-defined 20,858 SCHOOL SPECIALTY 3.75% CB 11/30/2026-REGISTERED Bond 807863AL9 45,945 48,532,000 Prn Shared-defined N/A SCHOOL SPECIALTY INC CMN STOCK Cmn 807863905 463 19,800 Sh Call Shared-defined 1 19,800 COLUMN TOTALS 199,488
PAGE 505 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SCHOOL SPECIALTY INC CMN STOCK Cmn 807863955 451 19,300 Sh Put Shared-defined 1 19,300 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863105 89 3,807 Sh Shared-defined 3,807 SCHWAB CHARLES CORP NEW Cmn 808513955 2,861 152,000 Sh Put Shared-defined 1 152,000 SCHWAB CHARLES CORP NEW Cmn 808513905 2,018 107,200 Sh Call Shared-defined 1 107,200 SCHWAB CHARLES CORP NEW Cmn 808513955 1,794 95,300 Sh Put Shared-defined 95,300 SCHWAB CHARLES CORP NEW Cmn 808513905 1,592 84,600 Sh Call Shared-defined 84,600 SCHWAB CHARLES CORP NEW Cmn 808513105 308 16,366 Sh Shared-defined 1 16,366 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 221 3,138 Sh Shared-defined 3,138 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 9 124 Sh Shared-defined 1 124 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 2,778 190,900 Sh Put Shared-defined 1 190,900 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 991 68,100 Sh Put Shared-defined 68,100 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 332 22,800 Sh Call Shared-defined 1 22,800 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 7 500 Sh Call Shared-defined 500 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 1,258 86,494 Sh Shared-defined 1 86,494 COLUMN TOTALS 14,709
PAGE 506 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 374 25,694 Sh Shared-defined 25,694 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 1,541 39,200 Sh Call Shared-defined 1 39,200 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 861 21,900 Sh Put Shared-defined 1 21,900 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 16 400 Sh Call Shared-defined 400 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 1,735 44,143 Sh Shared-defined 44,143 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 2 44 Sh Shared-defined 1 44 SCRIPPS CO (EW) - -CL A CMN STK Cmn 811054952 73 10,500 Sh Put Shared-defined 1 10,500 SCRIPPS CO (EW) - -CL A CMN STK Cmn 811054902 40 5,800 Sh Call Shared-defined 1 5,800 SCRIPPS CO (EW) - -CL A CMN STK Cmn 811054402 203 29,154 Sh Shared-defined 29,154 SCRIPPS CO (EW) - -CL A CMN STK Cmn 811054402 33 4,695 Sh Shared-defined 1 4,695 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 22,393 539,583 Sh Shared-defined 539,583 SCRIPPS NETWORKS INTERACTIVE Cmn 811065901 639 15,400 Sh Call Shared-defined 1 15,400 SCRIPPS NETWORKS INTERACTIVE Cmn 811065951 187 4,500 Sh Put Shared-defined 1 4,500 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916955 2,357 97,100 Sh Put Shared-defined 1 97,100 COLUMN TOTALS 30,454
PAGE 507 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SEABRIDGE GOLD INC COMMON STOCK Cmn 811916905 1,063 43,800 Sh Call Shared-defined 1 43,800 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 1,202 49,506 Sh Shared-defined 1 49,506 SEACHANGE INTL INC CMN STOCK Cmn 811699907 200 30,400 Sh Call Shared-defined 1 30,400 SEACHANGE INTL INC CMN STOCK Cmn 811699957 161 24,500 Sh Put Shared-defined 1 24,500 SEACHANGE INTL INC CMN STOCK Cmn 811699107 24 3,687 Sh Shared-defined 1 3,687 SEACOR HOLDINGS INC CMN STK Cmn 811904101 880 11,540 Sh Shared-defined 11,540 SEACOR HOLDINGS INC CMN STK Cmn 811904101 56 729 Sh Shared-defined 1 729 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 6,561 360,700 Sh Call Shared-defined 1 360,700 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 6,297 346,200 Sh Put Shared-defined 1 346,200 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 4,529 249,000 Sh Put Shared-defined 249,000 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 2,448 134,600 Sh Call Shared-defined 134,600 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 20,792 1,143,048 Sh Shared-defined 1,143,048 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 567 31,184 Sh Shared-defined 1 31,184 SEAHAWK DRILLING INC-W/I Cmn 81201R957 575 25,500 Sh Put Shared-defined 1 25,500 COLUMN TOTALS 45,355
PAGE 508 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SEAHAWK DRILLING INC-W/I Cmn 81201R907 162 7,200 Sh Call Shared-defined 1 7,200 SEAHAWK DRILLING INC-W/I Cmn 81201R107 2,499 110,891 Sh Shared-defined 110,891 SEAHAWK DRILLING INC-W/I Cmn 81201R107 142 6,309 Sh Shared-defined 1 6,309 SEALED AIR CORP CMN STK Cmn 81211K100 1,447 66,178 Sh Shared-defined 66,178 SEALED AIR CORP CMN STK Cmn 81211K100 172 7,879 Sh Shared-defined 1 7,879 SEALED AIR CORP CMN STK Cmn 81211K900 1,001 45,800 Sh Call Shared-defined 1 45,800 SEALED AIR CORP CMN STK Cmn 81211K950 564 25,800 Sh Put Shared-defined 1 25,800 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350956 84,343 1,010,700 Sh Put Shared-defined 1 1,010,700 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350906 66,969 802,500 Sh Call Shared-defined 1 802,500 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 4,737 56,759 Sh Shared-defined 1 56,759 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 47 563 Sh Shared-defined 563 SEASPAN CORP COMMON STOCK Cmn Y75638959 400 43,400 Sh Put Shared-defined 1 43,400 SEASPAN CORP COMMON STOCK Cmn Y75638909 371 40,200 Sh Call Shared-defined 1 40,200 SEASPAN CORP COMMON STOCK Cmn Y75638109 22 2,358 Sh Shared-defined 1 2,358 COLUMN TOTALS 162,876
PAGE 509 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SEASPAN CORP COMMON STOCK Cmn Y75638109 21 2,288 Sh Shared-defined 2,288 SEI CORP CMN STK Cmn 784117103 211 12,038 Sh Shared-defined 12,038 SEI CORP CMN STK Cmn 784117103 9 515 Sh Shared-defined 1 515 SEI CORP CMN STK Cmn 784117953 128 7,300 Sh Put Shared-defined 1 7,300 SEI CORP CMN STK Cmn 784117903 65 3,700 Sh Call Shared-defined 1 3,700 SELECT COMFORT CMN STOCK Cmn 81616X953 44 6,700 Sh Put Shared-defined 1 6,700 SELECT COMFORT CMN STOCK Cmn 81616X103 203 31,100 Sh Shared-defined 31,100 SELECT COMFORT CMN STOCK Cmn 81616X103 51 7,832 Sh Shared-defined 1 7,832 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 449 27,324 Sh Shared-defined 27,324 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 8 486 Sh Shared-defined 1 486 SEMPRA ENERGY CMN STOCK Cmn 816851909 1,411 25,200 Sh Call Shared-defined 1 25,200 SEMPRA ENERGY CMN STOCK Cmn 816851959 1,159 20,700 Sh Put Shared-defined 1 20,700 SEMPRA ENERGY CMN STOCK Cmn 816851109 227 4,055 Sh Shared-defined 4,055 SEMTECH CORP CMN STK Cmn 816850901 185 10,900 Sh Call Shared-defined 1 10,900 COLUMN TOTALS 4,171
PAGE 510 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SEMTECH CORP CMN STK Cmn 816850951 3 200 Sh Put Shared-defined 1 200 SEMTECH CORP CMN STK Cmn 816850101 315 18,522 Sh Shared-defined 18,522 SEMTECH CORP CMN STK Cmn 816850101 18 1,059 Sh Shared-defined 1 1,059 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M109 331 15,128 Sh Shared-defined 15,128 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M959 1,135 51,900 Sh Put Shared-defined 1 51,900 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M909 1,126 51,500 Sh Call Shared-defined 1 51,500 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 722 27,449 Sh Shared-defined 27,449 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 11 436 Sh Shared-defined 1 436 SEQUENOM INC CMN STOCK Cmn 817337905 1,152 278,300 Sh Call Shared-defined 1 278,300 SEQUENOM INC CMN STOCK Cmn 817337955 850 205,400 Sh Put Shared-defined 1 205,400 SEQUENOM INC CMN STOCK Cmn 817337405 355 85,719 Sh Shared-defined 1 85,719 SEQUENOM INC CMN STOCK Cmn 817337405 14 3,314 Sh Shared-defined 3,314 SERVICE CORPORATION COMMON STOCK Cmn 817565104 716 87,435 Sh Shared-defined 87,435 SERVICE CORPORATION COMMON STOCK Cmn 817565104 2 248 Sh Shared-defined 1 248 COLUMN TOTALS 6,750
PAGE 511 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SHANDA GAMES LTD-SPONS ADR Depository Receipt 81941U105 2,591 254,280 Sh Shared-defined N/A SHANDA GAMES LTD-SPONS ADR Depository Receipt 81941U105 182 17,885 Sh Shared-defined 1 N/A SHANDA INTERACTIVE ENTER-ADR COMMON STOCK Depository Receipt 81941Q203 4,696 89,268 Sh Shared-defined 1 N/A SHANDA INTERACTIVE ENTER-ADR COMMON STOCK Depository Receipt 81941Q203 9 164 Sh Shared-defined N/A SHAW GROUP INC CMN STK Cmn 820280955 12,337 429,100 Sh Put Shared-defined 1 429,100 SHAW GROUP INC CMN STK Cmn 820280905 5,192 180,600 Sh Call Shared-defined 1 180,600 SHAW GROUP INC CMN STK Cmn 820280955 4,744 165,000 Sh Put Shared-defined 165,000 SHAW GROUP INC CMN STK Cmn 820280905 3,375 117,400 Sh Call Shared-defined 117,400 SHAW GROUP INC CMN STK Cmn 820280105 5,182 180,240 Sh Shared-defined 1 180,240 SHAW GROUP INC CMN STK Cmn 820280105 2,822 98,155 Sh Shared-defined 98,155 SHENGDATECH INC Cmn 823213103 105 17,177 Sh Shared-defined 17,177 SHENGDATECH INC Cmn 823213953 17 2,800 Sh Put Shared-defined 1 2,800 SHENGDATECH INC Cmn 823213903 15 2,500 Sh Call Shared-defined 1 2,500 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 7,560 122,632 Sh Shared-defined 122,632 COLUMN TOTALS 48,827
PAGE 512 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 4,544 73,700 Sh Put Shared-defined 1 73,700 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 4,124 66,900 Sh Call Shared-defined 1 66,900 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 974 15,800 Sh Call Shared-defined 15,800 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 832 13,500 Sh Put Shared-defined 13,500 SHIP FINANCE INTL COMMON STOCK Cmn G81075956 976 71,600 Sh Put Shared-defined 1 71,600 SHIP FINANCE INTL COMMON STOCK Cmn G81075906 45 3,300 Sh Call Shared-defined 1 3,300 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 618 45,338 Sh Shared-defined 1 45,338 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 11 775 Sh Shared-defined 775 SHUFFLE MASTER INC CMN STK Cmn 825549908 275 33,400 Sh Call Shared-defined 1 33,400 SHUFFLE MASTER INC CMN STK Cmn 825549958 185 22,400 Sh Put Shared-defined 1 22,400 SHUFFLE MASTER INC CMN STK Cmn 825549958 8 1,000 Sh Put Shared-defined 1,000 SHUFFLE MASTER INC CMN STK Cmn 825549108 39 4,705 Sh Shared-defined 1 4,705 SHUTTERFLY INC Cmn 82568P904 353 19,800 Sh Call Shared-defined 1 19,800 SHUTTERFLY INC Cmn 82568P304 135 7,581 Sh Shared-defined 7,581 COLUMN TOTALS 13,119
PAGE 513 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SHUTTERFLY INC Cmn 82568P954 77 4,300 Sh Put Shared-defined 1 4,300 SHUTTERFLY INC Cmn 82568P304 26 1,478 Sh Shared-defined 1 1,478 SIERRA SEMICON 2.25% CB 10/31/2025-REGISTERED Bond 69344FAD8 9,826 8,085,000 Prn Shared-defined N/A SIERRA WIRELESS INC COMMON STOCK Cmn 826516956 176 16,600 Sh Put Shared-defined 1 16,600 SIERRA WIRELESS INC COMMON STOCK Cmn 826516906 58 5,500 Sh Call Shared-defined 1 5,500 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 297 28,016 Sh Shared-defined 1 28,016 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 23 2,207 Sh Shared-defined 2,207 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917956 405 69,900 Sh Put Shared-defined 1 69,900 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917906 362 62,400 Sh Call Shared-defined 1 62,400 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 354 60,994 Sh Shared-defined 1 60,994 SIGMA ALDRICH CORP Cmn 826552901 2,021 40,000 Sh Call Shared-defined 1 40,000 SIGMA ALDRICH CORP Cmn 826552101 1,109 21,948 Sh Shared-defined 21,948 SIGMA ALDRICH CORP Cmn 826552951 424 8,400 Sh Put Shared-defined 1 8,400 SIGMA ALDRICH CORP Cmn 826552101 236 4,674 Sh Shared-defined 1 4,674 COLUMN TOTALS 15,394
PAGE 514 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SIGMA DESIGNS INC CMN STK Cmn 826565953 769 71,900 Sh Put Shared-defined 1 71,900 SIGMA DESIGNS INC CMN STK Cmn 826565903 561 52,400 Sh Call Shared-defined 1 52,400 SIGMA DESIGNS INC CMN STK Cmn 826565103 263 24,569 Sh Shared-defined 1 24,569 SIGMA DESIGNS INC CMN STK Cmn 826565103 56 5,225 Sh Shared-defined 5,225 SIGNATURE BANK COMMON STOCK Cmn 82669G104 5,786 181,388 Sh Shared-defined 181,388 SIGNATURE BANK COMMON STOCK Cmn 82669G104 24 738 Sh Shared-defined 1 738 SILGAN HOLDINGS CMN STOCK Cmn 827048109 1,675 28,936 Sh Shared-defined 28,936 SILGAN HOLDINGS CMN STOCK Cmn 827048959 4,520 78,100 Sh Put Shared-defined 1 78,100 SILGAN HOLDINGS CMN STOCK Cmn 827048909 2,796 48,300 Sh Call Shared-defined 1 48,300 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L908 355 50,700 Sh Call Shared-defined 1 50,700 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 130 18,600 Sh Put Shared-defined 1 18,600 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 141 20,153 Sh Shared-defined 1 20,153 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 32 4,573 Sh Shared-defined 4,573 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 50 19,471 Sh Shared-defined 1 19,471 COLUMN TOTALS 17,158
PAGE 515 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SILICON IMAGE INC. CMN STOCK Cmn 82705T952 17 6,400 Sh Put Shared-defined 1 6,400 SILICON IMAGE INC. CMN STOCK Cmn 82705T902 14 5,600 Sh Call Shared-defined 1 5,600 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 10,480 216,800 Sh Call Shared-defined 1 216,800 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 3,432 71,000 Sh Call Shared-defined 71,000 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 3,369 69,700 Sh Put Shared-defined 1 69,700 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 1,117 23,100 Sh Put Shared-defined 23,100 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 29,597 612,258 Sh Shared-defined 612,258 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 122 2,523 Sh Shared-defined 1 2,523 SILVER STD RES INC CMN STOCK Cmn 82823L906 6,863 313,800 Sh Call Shared-defined 1 313,800 SILVER STD RES INC CMN STOCK Cmn 82823L956 3,523 161,100 Sh Put Shared-defined 1 161,100 SILVER STD RES INC CMN STOCK Cmn 82823L906 1,833 83,800 Sh Call Shared-defined 83,800 SILVER STD RES INC CMN STOCK Cmn 82823L956 1,220 55,800 Sh Put Shared-defined 55,800 SILVER STD RES INC CMN STOCK Cmn 82823L106 253 11,564 Sh Shared-defined 11,564 SILVER STD RES INC CMN STOCK Cmn 82823L106 71 3,242 Sh Shared-defined 1 3,242 COLUMN TOTALS 61,911
PAGE 516 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 7,950 529,300 Sh Put Shared-defined 1 529,300 SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 4,285 285,300 Sh Put Shared-defined 285,300 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 3,582 238,500 Sh Call Shared-defined 238,500 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 2,719 181,000 Sh Call Shared-defined 1 181,000 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 4,436 295,372 Sh Shared-defined 1 295,372 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 978 65,126 Sh Shared-defined 65,126 SIMON PROPERTY GROUP 6% PFD Pref Stk 828806802 6 85 Sh Shared-defined 1 N/A SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 6,584 82,503 Sh Shared-defined 82,503 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 33,412 418,700 Sh Put Shared-defined 1 418,700 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 32,630 408,900 Sh Call Shared-defined 1 408,900 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 15,098 189,200 Sh Put Shared-defined 189,200 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 5,738 71,900 Sh Call Shared-defined 71,900 SIMPSON MANUFACTURING INC CMN STK Cmn 829073955 1,538 57,200 Sh Put Shared-defined 1 57,200 SIMPSON MANUFACTURING INC CMN STK Cmn 829073905 616 22,900 Sh Call Shared-defined 1 22,900 COLUMN TOTALS 119,572
PAGE 517 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 1,464 54,427 Sh Shared-defined 1 54,427 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 649 24,135 Sh Shared-defined 24,135 SINA CORP CMN STK Cmn G81477954 9,560 211,600 Sh Put Shared-defined 1 211,600 SINA CORP CMN STK Cmn G81477904 7,120 157,600 Sh Call Shared-defined 1 157,600 SINA CORP CMN STK Cmn G81477904 3,705 82,000 Sh Call Shared-defined 82,000 SINA CORP CMN STK Cmn G81477954 2,995 66,300 Sh Put Shared-defined 66,300 SINA CORP CMN STK Cmn G81477104 15,155 335,438 Sh Shared-defined 335,438 SINA CORP CMN STK Cmn G81477104 2,046 45,277 Sh Shared-defined 1 45,277 SINCLAIR BROADCASTING GROUP COMMON STOCK Cmn 829226109 68 16,762 Sh Shared-defined 16,762 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W904 834 131,800 Sh Call Shared-defined 1 131,800 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W954 750 118,500 Sh Put Shared-defined 1 118,500 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 94 14,825 Sh Shared-defined 1 14,825 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 1 187 Sh Shared-defined 187 SIRIUS SATELLITE RADIO INC 3.25% CB DUE 10/15/2011 Bond 82966UAD5 7,742 8,558,000 Prn Shared-defined N/A COLUMN TOTALS 52,183
PAGE 518 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SIRIUS XM RADIO INC Cmn 82967N108 197 328,645 Sh Shared-defined 328,645 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 575 18,109 Sh Shared-defined 18,109 SK TELECOM CO LTD - ADR 9:1 Depository Receipt 78440P108 1,170 71,931 Sh Shared-defined N/A SKECHERS U S A INC CMN STOCK Cmn 830566105 17,477 594,263 Sh Shared-defined 594,263 SKECHERS U S A INC CMN STOCK Cmn 830566105 2,731 92,873 Sh Shared-defined 1 92,873 SKECHERS U S A INC CMN STOCK Cmn 830566905 1,194 40,600 Sh Call Shared-defined 1 40,600 SKECHERS U S A INC CMN STOCK Cmn 830566955 626 21,300 Sh Put Shared-defined 1 21,300 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 81 10,937 Sh Shared-defined 10,937 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 1 110 Sh Shared-defined 1 110 SKILLSOFT PLC-SPON ADR 1:1 Depository Receipt 830928107 198 18,872 Sh Shared-defined N/A SKYWEST INC CMN STK Cmn 830879952 171 10,100 Sh Put Shared-defined 1 10,100 SKYWEST INC CMN STK Cmn 830879902 102 6,000 Sh Call Shared-defined 1 6,000 SKYWEST INC CMN STK Cmn 830879102 719 42,497 Sh Shared-defined 42,497 SKYWEST INC CMN STK Cmn 830879102 5 325 Sh Shared-defined 1 325 COLUMN TOTALS 25,247
PAGE 519 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SKYWORKS SOLUTIONS INC Cmn 83088M952 2,553 179,900 Sh Put Shared-defined 179,900 SKYWORKS SOLUTIONS INC Cmn 83088M902 2,192 154,500 Sh Call Shared-defined 154,500 SKYWORKS SOLUTIONS INC Cmn 83088M902 1,995 140,600 Sh Call Shared-defined 1 140,600 SKYWORKS SOLUTIONS INC Cmn 83088M952 429 30,200 Sh Put Shared-defined 1 30,200 SKYWORKS SOLUTIONS INC 1.5% CB 3/1/2012 - REGISTER Bond 83088MAH5 22,942 14,600,000 Prn Shared-defined N/A SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 6,275 124,900 Sh Call Shared-defined 1 124,900 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 4,351 86,600 Sh Put Shared-defined 1 86,600 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 1,502 29,900 Sh Put Shared-defined 29,900 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 588 11,700 Sh Call Shared-defined 11,700 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 385 7,673 Sh Shared-defined 7,673 SLM CORP CMN STK Cmn 78442P956 6,116 542,700 Sh Put Shared-defined 1 542,700 SLM CORP CMN STK Cmn 78442P906 3,886 344,800 Sh Call Shared-defined 1 344,800 SLM CORP CMN STK Cmn 78442P956 2,062 183,000 Sh Put Shared-defined 183,000 SLM CORP CMN STK Cmn 78442P906 391 34,700 Sh Call Shared-defined 34,700 COLUMN TOTALS 55,667
PAGE 520 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SLM CORP CMN STK Cmn 78442P106 3,685 326,986 Sh Shared-defined 1 326,986 SLM CORP CMN STK Cmn 78442P106 2,127 188,761 Sh Shared-defined 188,761 SMART BALANCE INC CMN STK Cmn 83169Y108 178 29,626 Sh Shared-defined 29,626 SMARTHEAT INC Cmn 83172F904 688 47,400 Sh Call Shared-defined 1 47,400 SMARTHEAT INC Cmn 83172F954 526 36,200 Sh Put Shared-defined 1 36,200 SMARTHEAT INC Cmn 83172F104 327 22,502 Sh Shared-defined 1 22,502 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 1,101 269,100 Sh Put Shared-defined 1 269,100 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 327 80,000 Sh Call Shared-defined 1 80,000 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 1,204 294,424 Sh Shared-defined 1 294,424 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 247 60,362 Sh Shared-defined 60,362 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 11,053 406,819 Sh Shared-defined 406,819 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 39 1,442 Sh Shared-defined 1 1,442 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 6,102 224,600 Sh Put Shared-defined 1 224,600 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 6,097 224,400 Sh Call Shared-defined 1 224,400 COLUMN TOTALS 33,701
PAGE 521 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 3,633 133,700 Sh Put Shared-defined 133,700 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 2,209 81,300 Sh Call Shared-defined 81,300 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154958 92 10,100 Sh Put Shared-defined 1 10,100 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154908 66 7,200 Sh Call Shared-defined 1 7,200 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 38 4,123 Sh Shared-defined 4,123 SMITHFIELD FOODS 4% CB 6/30/13 - REGISTERED Bond 832248AR9 17,968 18,240,000 Prn Shared-defined N/A SMITHFIELD FOODS INC CMN STK Cmn 832248958 12,182 802,000 Sh Put Shared-defined 802,000 SMITHFIELD FOODS INC CMN STK Cmn 832248958 5,282 347,700 Sh Put Shared-defined 1 347,700 SMITHFIELD FOODS INC CMN STK Cmn 832248908 1,492 98,200 Sh Call Shared-defined 1 98,200 SMITHFIELD FOODS INC CMN STK Cmn 832248908 143 9,400 Sh Call Shared-defined 9,400 SMITHFIELD FOODS INC CMN STK Cmn 832248108 3,328 219,060 Sh Shared-defined 219,060 SMITHFIELD FOODS INC CMN STK Cmn 832248108 2,873 189,121 Sh Shared-defined 1 189,121 SNAP ON INC Cmn 833034101 1,465 34,674 Sh Shared-defined 34,674 SNAP ON INC Cmn 833034901 613 14,500 Sh Call Shared-defined 1 14,500 COLUMN TOTALS 51,384
PAGE 522 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SNAP ON INC Cmn 833034951 524 12,400 Sh Put Shared-defined 1 12,400 SOHU.COM INC Cmn 83408W953 10,144 177,100 Sh Put Shared-defined 1 177,100 SOHU.COM INC Cmn 83408W103 7,275 127,002 Sh Shared-defined 1 127,002 SOHU.COM INC Cmn 83408W903 4,897 85,500 Sh Call Shared-defined 1 85,500 SOHU.COM INC Cmn 83408W953 4,348 75,900 Sh Put Shared-defined 75,900 SOHU.COM INC Cmn 83408W103 3,692 64,454 Sh Shared-defined 64,454 SOHU.COM INC Cmn 83408W903 3,391 59,200 Sh Call Shared-defined 59,200 SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 258 33,766 Sh Shared-defined N/A SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 47 6,142 Sh Shared-defined 1 N/A SOLARWINDS INC Cmn 83416B109 10,808 469,730 Sh Shared-defined 469,730 SOLARWINDS INC Cmn 83416B909 1,454 63,200 Sh Call Shared-defined 1 63,200 SOLARWINDS INC Cmn 83416B959 315 13,700 Sh Put Shared-defined 1 13,700 SOLARWINDS INC Cmn 83416B109 21 925 Sh Shared-defined 1 925 SOLUTIA INC Cmn 834376901 160 12,600 Sh Call Shared-defined 1 12,600 COLUMN TOTALS 47,334
PAGE 523 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SOLUTIA INC Cmn 834376951 116 9,100 Sh Put Shared-defined 1 9,100 SOLUTIA INC Cmn 834376501 33 2,636 Sh Shared-defined 1 2,636 SONIC AUTOMOTIVE 5% CB 10/01/29-REGISTERED Bond 83545GAQ5 14,541 13,500,000 Prn Shared-defined N/A SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G902 265 25,500 Sh Call Shared-defined 1 25,500 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G952 179 17,200 Sh Put Shared-defined 1 17,200 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 253 24,381 Sh Shared-defined 24,381 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 91 8,712 Sh Shared-defined 1 8,712 SONIC CORP CMN STK Cmn 835451905 168 16,700 Sh Call Shared-defined 1 16,700 SONIC CORP CMN STK Cmn 835451955 19 1,900 Sh Put Shared-defined 1 1,900 SONIC CORP CMN STK Cmn 835451105 220 21,837 Sh Shared-defined 21,837 SONIC SOLUTIONS CMN STK Cmn 835460956 491 41,500 Sh Put Shared-defined 1 41,500 SONIC SOLUTIONS CMN STK Cmn 835460906 15 1,300 Sh Call Shared-defined 1 1,300 SONIC SOLUTIONS CMN STK Cmn 835460106 303 25,592 Sh Shared-defined 1 25,592 SONIC SOLUTIONS CMN STK Cmn 835460106 118 9,947 Sh Shared-defined 9,947 COLUMN TOTALS 16,812
PAGE 524 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SONICWALL INC CMN STOCK Cmn 835470955 32 4,200 Sh Put Shared-defined 1 4,200 SONICWALL INC CMN STOCK Cmn 835470905 23 3,000 Sh Call Shared-defined 1 3,000 SONICWALL INC CMN STOCK Cmn 835470105 165 21,636 Sh Shared-defined 21,636 SONICWALL INC CMN STOCK Cmn 835470105 28 3,703 Sh Shared-defined 1 3,703 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 1,186 40,547 Sh Shared-defined 40,547 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 3 107 Sh Shared-defined 1 107 SONOCO PRODUCTS COMMON STOCK Cmn 835495902 275 9,400 Sh Call Shared-defined 1 9,400 SONOCO PRODUCTS COMMON STOCK Cmn 835495952 12 400 Sh Put Shared-defined 1 400 SONOSITE INC 3.75% CB 7/15/2014 - REGISTERED Bond 83568GAA2 15,068 15,800,000 Prn Shared-defined N/A SONOSITE INC CMN STOCK Cmn 83568G904 688 29,100 Sh Call Shared-defined 1 29,100 SONOSITE INC CMN STOCK Cmn 83568G954 260 11,000 Sh Put Shared-defined 1 11,000 SONOSITE INC CMN STOCK Cmn 83568G104 37 1,557 Sh Shared-defined 1,557 SONUS NETWORKS INC Cmn 835916957 408 193,300 Sh Put Shared-defined 1 193,300 SONUS NETWORKS INC Cmn 835916107 153 72,305 Sh Shared-defined 1 72,305 COLUMN TOTALS 18,338
PAGE 525 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SONUS NETWORKS INC Cmn 835916907 93 44,300 Sh Call Shared-defined 1 44,300 SONUS NETWORKS INC Cmn 835916107 7 3,382 Sh Shared-defined 3,382 SONY CORP. - NYSE ADR Depository Receipt 835699307 652 22,499 Sh Shared-defined 1 N/A SONY CORP. - NYSE ADR Depository Receipt 835699307 639 22,020 Sh Shared-defined N/A SOTHEBY'S -CL A CMN STK Cmn 835898907 944 42,000 Sh Call Shared-defined 1 42,000 SOTHEBY'S -CL A CMN STK Cmn 835898957 373 16,600 Sh Put Shared-defined 1 16,600 SOTHEBY'S -CL A CMN STK Cmn 835898107 154 6,869 Sh Shared-defined 6,869 SOTHEBY'S -CL A CMN STK Cmn 835898107 11 495 Sh Shared-defined 1 495 SOTHEBY'S 3.125% CONV 6/15/13 - REGISTERED Bond 835898AC1 20,686 21,300,000 Prn Shared-defined N/A SOUTH JERSEY INDUSTRIES CMN STK Cmn 838518108 535 14,011 Sh Shared-defined 14,011 SOUTHERN CO CMN STK Cmn 842587107 20,838 625,401 Sh Shared-defined 625,401 SOUTHERN CO CMN STK Cmn 842587107 244 7,335 Sh Shared-defined 1 7,335 SOUTHERN CO CMN STK Cmn 842587907 10,429 313,000 Sh Call Shared-defined 1 313,000 SOUTHERN CO CMN STK Cmn 842587957 6,751 202,600 Sh Put Shared-defined 1 202,600 COLUMN TOTALS 62,356
PAGE 526 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SOUTHERN CO CMN STK Cmn 842587907 6,467 194,100 Sh Call Shared-defined 194,100 SOUTHERN CO CMN STK Cmn 842587957 3,205 96,200 Sh Put Shared-defined 96,200 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 11,357 345,100 Sh Put Shared-defined 1 345,100 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 2,712 82,400 Sh Put Shared-defined 82,400 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 2,445 74,300 Sh Call Shared-defined 1 74,300 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 2,113 64,200 Sh Call Shared-defined 64,200 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 4,212 127,978 Sh Shared-defined 1 127,978 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 2,321 70,514 Sh Shared-defined 70,514 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 1,605 140,460 Sh Shared-defined 140,460 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 37 3,203 Sh Shared-defined 1 3,203 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 7,521 658,000 Sh Call Shared-defined 1 658,000 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 3,186 278,700 Sh Call Shared-defined 278,700 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 2,521 220,600 Sh Put Shared-defined 1 220,600 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 758 66,300 Sh Put Shared-defined 66,300 COLUMN TOTALS 50,460
PAGE 527 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SOUTHWEST GAS CORP CMN STK Cmn 844895102 310 10,863 Sh Shared-defined 10,863 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 13,294 275,800 Sh Put Shared-defined 1 275,800 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 13,173 273,300 Sh Call Shared-defined 1 273,300 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 5,471 113,500 Sh Put Shared-defined 113,500 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 4,849 100,600 Sh Call Shared-defined 100,600 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 6,358 131,899 Sh Shared-defined 131,899 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 1,208 33,796 Sh Shared-defined 33,796 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 7 206 Sh Shared-defined 1 206 SPARTAN STORES INC Cmn 846822104 7 494 Sh Shared-defined 494 SPARTAN STORES INC 3.375% CB 5/15/2027-REGISTERED Bond 846822AE4 21,011 26,000,000 Prn Shared-defined N/A SPARTECH CORP COMMON STOCK Cmn 847220209 113 10,999 Sh Shared-defined 10,999 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 1,551 75,600 Sh Call Shared-defined 1 75,600 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560959 324 15,800 Sh Put Shared-defined 1 15,800 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 15,229 742,518 Sh Shared-defined 742,518 COLUMN TOTALS 82,905
PAGE 528 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 361 81,400 Sh Put Shared-defined 1 81,400 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 345 77,600 Sh Call Shared-defined 1 77,600 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 614 138,246 Sh Shared-defined 1 138,246 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 16 3,530 Sh Shared-defined 3,530 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 218 12,376 Sh Shared-defined 12,376 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 7 371 Sh Shared-defined 1 371 SPHERION CORPORATION CMN STK Cmn 848420105 153 27,174 Sh Shared-defined 27,174 SPHERION CORPORATION CMN STK Cmn 848420105 2 287 Sh Shared-defined 1 287 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574909 641 32,300 Sh Call Shared-defined 1 32,300 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574959 226 11,400 Sh Put Shared-defined 1 11,400 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 159 8,030 Sh Shared-defined 8,030 SPRINT NEXTEL CORP Cmn 852061900 4,852 1,325,700 Sh Call Shared-defined 1 1,325,700 SPRINT NEXTEL CORP Cmn 852061950 2,781 759,800 Sh Put Shared-defined 1 759,800 SPRINT NEXTEL CORP Cmn 852061100 1,984 542,078 Sh Shared-defined 542,078 COLUMN TOTALS 12,359
PAGE 529 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SPRINT NEXTEL CORP Cmn 852061950 1,626 444,300 Sh Put Shared-defined 444,300 SPRINT NEXTEL CORP Cmn 852061100 1,176 321,199 Sh Shared-defined 1 321,199 SPRINT NEXTEL CORP Cmn 852061900 551 150,600 Sh Call Shared-defined 150,600 SPX CORP Cmn 784635104 27 490 Sh Shared-defined 1 490 SPX CORP Cmn 784635954 4,130 75,500 Sh Put Shared-defined 1 75,500 SPX CORP Cmn 784635904 3,736 68,300 Sh Call Shared-defined 1 68,300 SPX CORP Cmn 784635904 2,117 38,700 Sh Call Shared-defined 38,700 SPX CORP Cmn 784635954 1,105 20,200 Sh Put Shared-defined 20,200 SRA INTERNATIONAL, INC - - CL A Cmn 78464R105 546 28,595 Sh Shared-defined 28,595 SRA INTERNATIONAL, INC - - CL A Cmn 78464R105 5 282 Sh Shared-defined 1 282 ST JUDE MED INC Cmn 790849103 717 19,492 Sh Shared-defined 1 19,492 ST JUDE MED INC Cmn 790849103 174 4,734 Sh Shared-defined 4,734 ST JUDE MED INC Cmn 790849903 3,023 82,200 Sh Call Shared-defined 1 82,200 ST JUDE MED INC Cmn 790849953 2,821 76,700 Sh Put Shared-defined 1 76,700 COLUMN TOTALS 21,754
PAGE 530 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ST JUDE MED INC Cmn 790849903 559 15,200 Sh Call Shared-defined 15,200 ST JUDE MED INC Cmn 790849953 526 14,300 Sh Put Shared-defined 14,300 ST MARY LAND & EXPLOR CO CMN STK Cmn 792228108 11,992 350,243 Sh Shared-defined 350,243 STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON Depository Receipt 583840103 1,471 78,183 Sh Shared-defined 1 N/A STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON Depository Receipt 583840103 561 29,818 Sh Shared-defined N/A STAMPS.COM INC CMN STK Cmn 852857950 158 17,500 Sh Put Shared-defined 1 17,500 STAMPS.COM INC CMN STK Cmn 852857900 41 4,600 Sh Call Shared-defined 1 4,600 STAMPS.COM INC CMN STK Cmn 852857200 31 3,427 Sh Shared-defined 1 3,427 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 677 16,928 Sh Shared-defined 16,928 STANDARD MOTOR PRODS CMN STK Cmn 853666105 1,198 140,558 Sh Shared-defined 140,558 STANDARD PACIFIC CP CMN STK Cmn 85375C901 289 77,400 Sh Call Shared-defined 1 77,400 STANDARD PACIFIC CP CMN STK Cmn 85375C951 112 29,900 Sh Put Shared-defined 1 29,900 STANDARD PACIFIC CP CMN STK Cmn 85375C901 9 2,300 Sh Call Shared-defined 2,300 STANDARD PACIFIC CP CMN STK Cmn 85375C101 4,113 1,099,833 Sh Shared-defined 1,099,833 COLUMN TOTALS 21,737
PAGE 531 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STANDARD PACIFIC CP CMN STK Cmn 85375C101 42 11,207 Sh Shared-defined 1 11,207 STANDARD REGISTER CO CMN STK Cmn 853887107 62 12,128 Sh Shared-defined 12,128 STANDARD REGISTER CO CMN STK Cmn 853887107 5 1,004 Sh Shared-defined 1 1,004 STANLEY WKS Cmn 854616109 37,060 719,476 Sh Shared-defined 719,476 STANLEY WKS Cmn 854616109 31 608 Sh Shared-defined 1 608 STANLEY WKS Cmn 854616909 10,874 211,100 Sh Call Shared-defined 1 211,100 STANLEY WKS Cmn 854616959 9,586 186,100 Sh Put Shared-defined 1 186,100 STANLEY WKS Cmn 854616909 4,384 85,100 Sh Call Shared-defined 85,100 STANLEY WKS Cmn 854616959 1,890 36,700 Sh Put Shared-defined 36,700 STAPLES COMMON STOCK SPLS Cmn 855030102 7,214 293,361 Sh Shared-defined 293,361 STAPLES COMMON STOCK SPLS Cmn 855030902 5,400 219,600 Sh Call Shared-defined 1 219,600 STAPLES COMMON STOCK SPLS Cmn 855030952 3,966 161,300 Sh Put Shared-defined 1 161,300 STAPLES COMMON STOCK SPLS Cmn 855030902 1,977 80,400 Sh Call Shared-defined 80,400 STAPLES COMMON STOCK SPLS Cmn 855030952 507 20,600 Sh Put Shared-defined 20,600 COLUMN TOTALS 82,998
PAGE 532 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STAR BULK CARRIERS CORP Cmn Y8162K955 56 19,800 Sh Put Shared-defined 1 19,800 STAR BULK CARRIERS CORP Cmn Y8162K905 39 13,700 Sh Call Shared-defined 1 13,700 STAR BULK CARRIERS CORP Cmn Y8162K105 29 10,185 Sh Shared-defined 1 10,185 STAR BULK CARRIERS CORP Cmn Y8162K105 6 2,181 Sh Shared-defined 2,181 STAR SCIENTIFIC INC CMN STK Cmn 85517P901 129 184,600 Sh Call Shared-defined 1 184,600 STAR SCIENTIFIC INC CMN STK Cmn 85517P951 8 11,100 Sh Put Shared-defined 1 11,100 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 16 22,574 Sh Shared-defined 1 22,574 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 -- 422 Sh Shared-defined 422 STARBUCKS CMN STOCK Cmn 855244109 2,264 98,190 Sh Shared-defined 98,190 STARBUCKS CMN STOCK Cmn 855244909 21,683 940,300 Sh Call Shared-defined 1 940,300 STARBUCKS CMN STOCK Cmn 855244959 20,028 868,500 Sh Put Shared-defined 1 868,500 STARBUCKS CMN STOCK Cmn 855244909 9,123 395,600 Sh Call Shared-defined 395,600 STARBUCKS CMN STOCK Cmn 855244959 3,196 138,600 Sh Put Shared-defined 138,600 STARWOOD HOTELS & RESORTS WORLDW Cmn 85590A951 17,276 472,400 Sh Put Shared-defined 1 472,400 COLUMN TOTALS 73,853
PAGE 533 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STARWOOD HOTELS & RESORTS WORLDW Cmn 85590A901 11,662 318,900 Sh Call Shared-defined 1 318,900 STARWOOD HOTELS & RESORTS WORLDW Cmn 85590A951 6,744 184,400 Sh Put Shared-defined 184,400 STARWOOD HOTELS & RESORTS WORLDW Cmn 85590A901 4,619 126,300 Sh Call Shared-defined 126,300 STARWOOD PROPERTY TRUST INC Cmn 85571B105 8,256 437,062 Sh Shared-defined 437,062 STARWOOD PROPERTY TRUST INC Cmn 85571B105 28 1,487 Sh Shared-defined 1 1,487 STATE STREET CORP CMN STK Cmn 857477103 5,949 136,632 Sh Shared-defined 136,632 STATE STREET CORP CMN STK Cmn 857477103 145 3,333 Sh Shared-defined 1 3,333 STATE STREET CORP CMN STK Cmn 857477953 14,573 334,700 Sh Put Shared-defined 1 334,700 STATE STREET CORP CMN STK Cmn 857477903 12,317 282,900 Sh Call Shared-defined 1 282,900 STATE STREET CORP CMN STK Cmn 857477903 3,400 78,100 Sh Call Shared-defined 78,100 STATE STREET CORP CMN STK Cmn 857477953 2,956 67,900 Sh Put Shared-defined 67,900 STEC INC CMN STK Cmn 784774901 14,748 902,600 Sh Call Shared-defined 1 902,600 STEC INC CMN STK Cmn 784774951 11,201 685,500 Sh Put Shared-defined 1 685,500 STEC INC CMN STK Cmn 784774101 166 10,168 Sh Shared-defined 10,168 COLUMN TOTALS 96,764
PAGE 534 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STEEL DYNAMICS INC CMN STOCK Cmn 858119900 7,854 443,200 Sh Call Shared-defined 1 443,200 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 4,990 281,600 Sh Put Shared-defined 1 281,600 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 2,293 129,400 Sh Call Shared-defined 129,400 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 1,359 76,700 Sh Put Shared-defined 76,700 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 23,799 1,343,064 Sh Shared-defined 1,343,064 STEELCASE INC CMN STOCK Cmn 858155203 541 85,113 Sh Shared-defined 85,113 STEIN MART INC CMN STK Cmn 858375958 124 11,600 Sh Put Shared-defined 1 11,600 STEIN MART INC CMN STK Cmn 858375908 65 6,100 Sh Call Shared-defined 1 6,100 STEIN MART INC CMN STK Cmn 858375108 83 7,776 Sh Shared-defined 7,776 STEIN MART INC CMN STK Cmn 858375108 26 2,456 Sh Shared-defined 1 2,456 STEMCELLS INC CMN STK Cmn 85857R105 51 40,594 Sh Shared-defined 1 40,594 STEREOTAXIS INC COMMON STOCK Cmn 85916J902 50 12,600 Sh Call Shared-defined 1 12,600 STEREOTAXIS INC COMMON STOCK Cmn 85916J952 18 4,600 Sh Put Shared-defined 1 4,600 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 41 10,535 Sh Shared-defined 1 10,535 COLUMN TOTALS 41,294
PAGE 535 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STEREOTAXIS INC COMMON STOCK Cmn 85916J102 19 4,827 Sh Shared-defined 4,827 STERICYCLE INC CMN STOCK Cmn 858912908 1,650 29,900 Sh Call Shared-defined 1 29,900 STERICYCLE INC CMN STOCK Cmn 858912908 596 10,800 Sh Call Shared-defined 10,800 STERICYCLE INC CMN STOCK Cmn 858912958 254 4,600 Sh Put Shared-defined 1 4,600 STERICYCLE INC CMN STOCK Cmn 858912958 88 1,600 Sh Put Shared-defined 1,600 STERICYCLE INC CMN STOCK Cmn 858912108 339 6,136 Sh Shared-defined 6,136 STERICYCLE INC CMN STOCK Cmn 858912108 67 1,214 Sh Shared-defined 1 1,214 STERLING BANCSHRS/TX CMN STK Cmn 858907108 3,146 613,339 Sh Shared-defined 613,339 STERLING BANCSHRS/TX CMN STK Cmn 858907108 3 614 Sh Shared-defined 1 614 STERLITE INDUSTRIES INDI-ADR Depository Receipt 859737207 342 18,786 Sh Shared-defined N/A STEWART ENTERPR STEI 3 3/8 07/16 - REGISTERED Bond 860370AK1 14,076 17,150,000 Prn Shared-defined N/A STEWART ENTERPRISES -CL A CMN STK Cmn 860370105 31 5,941 Sh Shared-defined 5,941 STEWART ENTERPRISES -CL A CMN STK Cmn 860370105 14 2,705 Sh Shared-defined 1 2,705 STIFEL FINANCIAL CORP CMN STK Cmn 860630902 2,624 44,300 Sh Call Shared-defined 1 44,300 COLUMN TOTALS 23,249
PAGE 536 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STIFEL FINANCIAL CORP CMN STK Cmn 860630952 948 16,000 Sh Put Shared-defined 1 16,000 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 206 3,471 Sh Shared-defined 3,471 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 451 47,550 Sh Shared-defined 47,550 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 319 33,635 Sh Shared-defined 1 33,635 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 603 63,600 Sh Put Shared-defined 1 63,600 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 517 54,500 Sh Put Shared-defined 54,500 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 118 12,400 Sh Call Shared-defined 1 12,400 STILLWATER MINING COMPANY 1.875% CB 3/15/28 - REGI Bond 86074QAF9 12,534 15,000,000 Prn Shared-defined N/A STMICROELECTRONICS NV-NY SHS CMN STOCK Depository Receipt 861012102 9,915 1,069,527 Sh Shared-defined N/A STMICROELECTRONICS NV-NY SHS CMN STOCK Depository Receipt 861012102 176 19,014 Sh Shared-defined 1 N/A STONE ENERGY CORP CMN STK Cmn 861642906 1,693 93,800 Sh Call Shared-defined 1 93,800 STONE ENERGY CORP CMN STK Cmn 861642956 1,538 85,200 Sh Put Shared-defined 1 85,200 STONE ENERGY CORP CMN STK Cmn 861642906 785 43,500 Sh Call Shared-defined 43,500 STONE ENERGY CORP CMN STK Cmn 861642956 379 21,000 Sh Put Shared-defined 21,000 COLUMN TOTALS 30,182
PAGE 537 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STONE ENERGY CORP CMN STK Cmn 861642106 459 25,417 Sh Shared-defined 1 25,417 STONE ENERGY CORP CMN STK Cmn 861642106 310 17,184 Sh Shared-defined 17,184 STRAYER ED INC CMN STOCK Cmn 863236105 1,793 8,439 Sh Shared-defined 8,439 STRAYER ED INC CMN STOCK Cmn 863236955 9,031 42,500 Sh Put Shared-defined 1 42,500 STRAYER ED INC CMN STOCK Cmn 863236905 4,611 21,700 Sh Call Shared-defined 1 21,700 STRAYER ED INC CMN STOCK Cmn 863236905 892 4,200 Sh Call Shared-defined 4,200 STRAYER ED INC CMN STOCK Cmn 863236955 850 4,000 Sh Put Shared-defined 4,000 STRYKER CORP CMN STK Cmn 863667951 11,444 227,200 Sh Put Shared-defined 1 227,200 STRYKER CORP CMN STK Cmn 863667901 6,246 124,000 Sh Call Shared-defined 1 124,000 STRYKER CORP CMN STK Cmn 863667951 4,966 98,600 Sh Put Shared-defined 98,600 STRYKER CORP CMN STK Cmn 863667901 2,675 53,100 Sh Call Shared-defined 53,100 STRYKER CORP CMN STK Cmn 863667101 18,358 364,459 Sh Shared-defined 364,459 STRYKER CORP CMN STK Cmn 863667101 948 18,820 Sh Shared-defined 1 18,820 STUDENT LOAN CORP CMN STK Cmn 863902102 259 5,565 Sh Shared-defined 5,565 COLUMN TOTALS 62,842
PAGE 538 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) STUDENT LOAN CORP CMN STK Cmn 863902102 14 292 Sh Shared-defined 1 292 STURM RUGER & CO INC CMN STK Cmn 864159908 244 25,200 Sh Call Shared-defined 1 25,200 STURM RUGER & CO INC CMN STK Cmn 864159958 128 13,200 Sh Put Shared-defined 1 13,200 STURM RUGER & CO INC CMN STK Cmn 864159108 38 3,905 Sh Shared-defined 1 3,905 STURM RUGER & CO INC CMN STK Cmn 864159108 12 1,225 Sh Shared-defined 1,225 SUCCESSFACTORS INC Cmn 864596901 222 13,400 Sh Call Shared-defined 1 13,400 SUCCESSFACTORS INC Cmn 864596951 22 1,300 Sh Put Shared-defined 1 1,300 SUCCESSFACTORS INC Cmn 864596101 6 362 Sh Shared-defined 1 362 SULPHCO INC COMMON STOCK Cmn 865378903 8 11,800 Sh Call Shared-defined 1 11,800 SULPHCO INC COMMON STOCK Cmn 865378953 4 5,400 Sh Put Shared-defined 1 5,400 SULPHCO INC COMMON STOCK Cmn 865378103 8 11,693 Sh Shared-defined 1 11,693 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810203 566 60,382 Sh Shared-defined 1 60,382 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810203 75 8,032 Sh Shared-defined 8,032 SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810903 2,935 313,200 Sh Call Shared-defined 1 313,200 COLUMN TOTALS 4,282
PAGE 539 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SUN MICROSYSTEMS INC CMN NASDAQ Cmn 866810953 881 94,000 Sh Put Shared-defined 1 94,000 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 10,163 287,822 Sh Shared-defined 287,822 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 2,269 64,248 Sh Shared-defined 1 64,248 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 13,104 371,100 Sh Put Shared-defined 1 371,100 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 12,224 346,200 Sh Call Shared-defined 1 346,200 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 5,470 154,900 Sh Put Shared-defined 154,900 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 5,307 150,300 Sh Call Shared-defined 150,300 SUNOCO INC COMMON STOCK Cmn 86764P909 11,288 432,500 Sh Call Shared-defined 1 432,500 SUNOCO INC COMMON STOCK Cmn 86764P959 7,880 301,900 Sh Put Shared-defined 1 301,900 SUNOCO INC COMMON STOCK Cmn 86764P959 6,400 245,200 Sh Put Shared-defined 245,200 SUNOCO INC COMMON STOCK Cmn 86764P909 2,242 85,900 Sh Call Shared-defined 85,900 SUNOCO INC COMMON STOCK Cmn 86764P109 8,203 314,275 Sh Shared-defined 314,275 SUNOCO INC COMMON STOCK Cmn 86764P109 1,150 44,069 Sh Shared-defined 1 44,069 SUNOPTA INC Cmn 8676EP108 25 7,304 Sh Shared-defined 1 7,304 COLUMN TOTALS 86,606
PAGE 540 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SUNOPTA INC Cmn 8676EP108 15 4,459 Sh Shared-defined 4,459 SUNOPTA INC Cmn 8676EP908 10 3,100 Sh Call Shared-defined 1 3,100 SUNOPTA INC Cmn 8676EP958 3 1,000 Sh Put Shared-defined 1 1,000 SUNPOWER CORP COMMON STOCK Cmn 867652959 9,775 412,800 Sh Put Shared-defined 1 412,800 SUNPOWER CORP COMMON STOCK Cmn 867652909 8,113 342,600 Sh Call Shared-defined 1 342,600 SUNPOWER CORP COMMON STOCK Cmn 867652909 1,480 62,500 Sh Call Shared-defined 62,500 SUNPOWER CORP COMMON STOCK Cmn 867652109 2,989 126,238 Sh Shared-defined 1 126,238 SUNPOWER CORP COMMON STOCK Cmn 867652109 1,641 69,297 Sh Shared-defined 69,297 SUNPOWER CORP-CLASS B Cmn 867652907 1,154 55,100 Sh Call Shared-defined 1 55,100 SUNPOWER CORP-CLASS B Cmn 867652957 821 39,200 Sh Put Shared-defined 1 39,200 SUNPOWER CORP-CLASS B Cmn 867652907 98 4,700 Sh Call Shared-defined 4,700 SUNPOWER CORP-CLASS B Cmn 867652957 21 1,000 Sh Put Shared-defined 1,000 SUNPOWER CORP-CLASS B Cmn 867652307 594 28,357 Sh Shared-defined 1 28,357 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K906 82 25,600 Sh Call Shared-defined 1 25,600 COLUMN TOTALS 26,796
PAGE 541 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K956 46 14,300 Sh Put Shared-defined 1 14,300 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 31 9,614 Sh Shared-defined 1 9,614 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 4 1,208 Sh Shared-defined 1,208 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892951 126 14,200 Sh Put Shared-defined 1 14,200 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892901 75 8,500 Sh Call Shared-defined 1 8,500 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 176 19,861 Sh Shared-defined 19,861 SUNTECH POWER HOLDINGS CO LTD 1:1 ADR Depository Receipt 86800C104 661 39,722 Sh Shared-defined 1 N/A SUNTECH POWER HOLDINGS CO LTD 1:1 ADR Depository Receipt 86800C104 46 2,784 Sh Shared-defined N/A SUNTRUST BKS INC Cmn 867914953 9,021 444,600 Sh Put Shared-defined 1 444,600 SUNTRUST BKS INC Cmn 867914903 8,532 420,500 Sh Call Shared-defined 1 420,500 SUNTRUST BKS INC Cmn 867914103 2,536 124,986 Sh Shared-defined 1 124,986 SUNTRUST BKS INC Cmn 867914953 2,321 114,400 Sh Put Shared-defined 114,400 SUNTRUST BKS INC Cmn 867914903 1,794 88,400 Sh Call Shared-defined 88,400 SUNTRUST BKS INC Cmn 867914103 1,155 56,940 Sh Shared-defined 56,940 COLUMN TOTALS 26,524
PAGE 542 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SUPERCONDUCTOR TECHNOLOGIES CMN STK Cmn 867931955 5 2,200 Sh Put Shared-defined 1 2,200 SUPERCONDUCTOR TECHNOLOGIES CMN STK Cmn 867931905 2 1,000 Sh Call Shared-defined 1 1,000 SUPERCONDUCTOR TECHNOLOGIES CMN STK Cmn 867931305 17 7,205 Sh Shared-defined 1 7,205 SUPERCONDUCTOR TECHNOLOGIES CMN STK Cmn 867931305 3 1,185 Sh Shared-defined 1,185 SUPERGEN INC CMN STOCK Cmn 868059956 126 48,000 Sh Put Shared-defined 1 48,000 SUPERGEN INC CMN STOCK Cmn 868059906 33 12,600 Sh Call Shared-defined 1 12,600 SUPERGEN INC CMN STOCK Cmn 868059106 97 36,899 Sh Shared-defined 1 36,899 SUPERIOR ENERGY 1.5% CB 12/15/2026 - REGISTERED Bond 78412FAH7 35,780 38,911,000 Prn Shared-defined N/A SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 1,205 49,600 Sh Call Shared-defined 1 49,600 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 503 20,700 Sh Put Shared-defined 1 20,700 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 49 2,000 Sh Put Shared-defined 2,000 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 2 100 Sh Call Shared-defined 100 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 5,971 245,810 Sh Shared-defined 245,810 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 12 503 Sh Shared-defined 1 503 COLUMN TOTALS 43,805
PAGE 543 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168955 55 3,600 Sh Put Shared-defined 1 3,600 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168905 23 1,500 Sh Call Shared-defined 1 1,500 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 1,077 70,375 Sh Shared-defined 70,375 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 2 155 Sh Shared-defined 1 155 SUPERTEX INC CMN STK Cmn 868532952 384 12,900 Sh Put Shared-defined 1 12,900 SUPERTEX INC CMN STK Cmn 868532902 256 8,600 Sh Call Shared-defined 1 8,600 SUPERTEX INC CMN STK Cmn 868532952 110 3,700 Sh Put Shared-defined 3,700 SUPERTEX INC CMN STK Cmn 868532102 1,121 37,612 Sh Shared-defined 1 37,612 SUPERTEX INC CMN STK Cmn 868532102 47 1,592 Sh Shared-defined 1,592 SUPERVALU INC Cmn 868536103 1,752 137,807 Sh Shared-defined 137,807 SUPERVALU INC Cmn 868536903 681 53,600 Sh Call Shared-defined 1 53,600 SUPERVALU INC Cmn 868536953 463 36,400 Sh Put Shared-defined 1 36,400 SUPERVALU INC Cmn 868536903 3 200 Sh Call Shared-defined 200 SURMODICS INC CMN STOCK Cmn 868873900 1,346 59,400 Sh Call Shared-defined 1 59,400 COLUMN TOTALS 7,320
PAGE 544 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SURMODICS INC CMN STOCK Cmn 868873950 1,110 49,000 Sh Put Shared-defined 1 49,000 SURMODICS INC CMN STOCK Cmn 868873100 35 1,562 Sh Shared-defined 1,562 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099101 101 17,177 Sh Shared-defined 17,177 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099101 18 3,086 Sh Shared-defined 1 3,086 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 1,738 41,700 Sh Put Shared-defined 1 41,700 SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 1,046 25,100 Sh Call Shared-defined 1 25,100 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 1,588 38,101 Sh Shared-defined 38,101 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 951 22,809 Sh Shared-defined 1 22,809 SWIFT ENERGY COMMON STOCK Cmn 870738101 2,569 107,222 Sh Shared-defined 107,222 SWIFT ENERGY COMMON STOCK Cmn 870738101 563 23,477 Sh Shared-defined 1 23,477 SWIFT ENERGY COMMON STOCK Cmn 870738951 1,682 70,200 Sh Put Shared-defined 1 70,200 SWIFT ENERGY COMMON STOCK Cmn 870738901 760 31,700 Sh Call Shared-defined 1 31,700 SWS GROUP INC CMN STK Cmn 78503N107 79 6,527 Sh Shared-defined 1 6,527 SWS GROUP INC CMN STK Cmn 78503N107 45 3,699 Sh Shared-defined 3,699 COLUMN TOTALS 12,285
PAGE 545 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SYBASE INC Cmn 871130950 1,641 37,800 Sh Put Shared-defined 1 37,800 SYBASE INC Cmn 871130100 1,219 28,088 Sh Shared-defined 28,088 SYBASE INC Cmn 871130100 627 14,438 Sh Shared-defined 1 14,438 SYBASE INC Cmn 871130900 590 13,600 Sh Call Shared-defined 1 13,600 SYMANTEC CORP 0.75% CB 6/15/2011-REGISTERED Bond 871503AD0 17,053 15,624,000 Prn Shared-defined N/A SYMANTEC CORP 1% 6/15/2013-REGISTERED Bond 871503AF5 219,054 195,000,000 Prn Shared-defined N/A SYMANTEC CORP CMN STK Cmn 871503108 2,390 133,599 Sh Shared-defined 133,599 SYMANTEC CORP CMN STK Cmn 871503108 847 47,337 Sh Shared-defined 1 47,337 SYMANTEC CORP CMN STK Cmn 871503908 5,317 297,200 Sh Call Shared-defined 1 297,200 SYMANTEC CORP CMN STK Cmn 871503958 4,215 235,600 Sh Put Shared-defined 235,600 SYMANTEC CORP CMN STK Cmn 871503958 3,569 199,500 Sh Put Shared-defined 1 199,500 SYMANTEC CORP CMN STK Cmn 871503908 2,556 142,900 Sh Call Shared-defined 142,900 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 76 9,396 Sh Shared-defined 9,396 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 6 792 Sh Shared-defined 1 792 COLUMN TOTALS 259,160
PAGE 546 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SYNAPTICS INCORPORATED Cmn 87157D909 6,967 227,300 Sh Call Shared-defined 1 227,300 SYNAPTICS INCORPORATED Cmn 87157D959 5,030 164,100 Sh Put Shared-defined 1 164,100 SYNAPTICS INCORPORATED Cmn 87157D109 41 1,353 Sh Shared-defined 1,353 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 338 21,400 Sh Call Shared-defined 1 21,400 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B953 164 10,400 Sh Put Shared-defined 1 10,400 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 14 900 Sh Call Shared-defined 900 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 25 1,552 Sh Shared-defined 1,552 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245902 99 9,500 Sh Call Shared-defined 1 9,500 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245952 48 4,600 Sh Put Shared-defined 1 4,600 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245902 1 100 Sh Call Shared-defined 100 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245102 82 7,874 Sh Shared-defined 1 7,874 SYNIVERSE HOLDINGS INC. COMMON STOCK Cmn 87163F106 220 12,559 Sh Shared-defined 12,559 SYNIVERSE HOLDINGS INC. COMMON STOCK Cmn 87163F106 3 154 Sh Shared-defined 1 154 SYNNEX CORP COMMON STOCK Cmn 87162W100 4,044 131,892 Sh Shared-defined 131,892 COLUMN TOTALS 17,076
PAGE 547 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SYNOPSYS INC CMN STK Cmn 871607907 891 40,000 Sh Call Shared-defined 1 40,000 SYNOPSYS INC CMN STK Cmn 871607957 414 18,600 Sh Put Shared-defined 1 18,600 SYNOPSYS INC CMN STK Cmn 871607107 37 1,671 Sh Shared-defined 1 1,671 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 240 18,561 Sh Shared-defined 18,561 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 3 199 Sh Shared-defined 1 199 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 240 117,000 Sh Put Shared-defined 1 117,000 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 212 103,500 Sh Call Shared-defined 1 103,500 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 155 75,500 Sh Call Shared-defined 75,500 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 9 4,200 Sh Put Shared-defined 4,200 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 32 15,815 Sh Shared-defined 1 15,815 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 12 5,948 Sh Shared-defined 5,948 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 128 25,307 Sh Shared-defined 1 25,307 SYNTA PHARMACEUTICALS CORP Cmn 87162T956 79 15,600 Sh Put Shared-defined 1 15,600 SYNTA PHARMACEUTICALS CORP Cmn 87162T906 7 1,400 Sh Call Shared-defined 1 1,400 COLUMN TOTALS 2,459
PAGE 548 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) SYNTA PHARMACEUTICALS CORP Cmn 87162T206 -- 72 Sh Shared-defined 72 SYNTEL INC Cmn 87162H103 194 5,098 Sh Shared-defined 5,098 SYNTEL INC Cmn 87162H103 13 353 Sh Shared-defined 1 353 SYSCO CORP COMMON STOCK SYY Cmn 871829107 277 9,903 Sh Shared-defined 9,903 SYSCO CORP COMMON STOCK SYY Cmn 871829957 5,267 188,500 Sh Put Shared-defined 1 188,500 SYSCO CORP COMMON STOCK SYY Cmn 871829907 944 33,800 Sh Call Shared-defined 1 33,800 SYSCO CORP COMMON STOCK SYY Cmn 871829957 841 30,100 Sh Put Shared-defined 30,100 SYSCO CORP COMMON STOCK SYY Cmn 871829907 634 22,700 Sh Call Shared-defined 22,700 SYSTEMAX INC CMN STK Cmn 871851951 286 18,200 Sh Put Shared-defined 1 18,200 SYSTEMAX INC CMN STK Cmn 871851901 190 12,100 Sh Call Shared-defined 1 12,100 SYSTEMAX INC CMN STK Cmn 871851101 231 14,723 Sh Shared-defined 1 14,723 TAIWAN SEMICONDUCTOR - -SPONS ADR Depository Receipt 874039100 2,108 184,266 Sh Shared-defined N/A TAIWAN SEMICONDUCTOR - -SPONS ADR Depository Receipt 874039100 37 3,232 Sh Shared-defined 1 N/A TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 5,762 573,300 Sh Put Shared-defined 573,300 COLUMN TOTALS 16,784
PAGE 549 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 1,862 185,300 Sh Call Shared-defined 185,300 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 1,581 157,300 Sh Put Shared-defined 1 157,300 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 1,279 127,300 Sh Call Shared-defined 1 127,300 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 692 68,850 Sh Shared-defined 1 68,850 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 258 25,678 Sh Shared-defined 25,678 TAKE-TWO INTERACTIVE SOFTWARE 4.375% CB 06/01/2014 Bond 874054AA7 22,933 19,500,000 Prn Shared-defined N/A TALBOTS INC CMN STK Cmn 874161902 1,532 171,900 Sh Call Shared-defined 1 171,900 TALBOTS INC CMN STK Cmn 874161952 728 81,700 Sh Put Shared-defined 1 81,700 TALBOTS INC CMN STK Cmn 874161102 13,150 1,475,843 Sh Shared-defined 1,475,843 TALEO CORP COMMON STOCK Cmn 87424N104 12,640 537,417 Sh Shared-defined 537,417 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 1,031 55,300 Sh Call Shared-defined 1 55,300 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 897 48,100 Sh Put Shared-defined 1 48,100 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 261 14,000 Sh Call Shared-defined 14,000 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 21 1,100 Sh Put Shared-defined 1,100 COLUMN TOTALS 58,865
PAGE 550 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 7,258 389,397 Sh Shared-defined 389,397 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 80 4,267 Sh Shared-defined 1 4,267 TAM SA ADR 1:1 Depository Receipt 87484D103 205 9,227 Sh Shared-defined 1 N/A TAM SA ADR 1:1 Depository Receipt 87484D103 15 668 Sh Shared-defined N/A TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 112 2,866 Sh Shared-defined 2,866 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465906 651 16,700 Sh Call Shared-defined 1 16,700 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 600 15,400 Sh Put Shared-defined 1 15,400 TARGA RESOURCES PARTNERS LP Cmn 87611X905 496 20,400 Sh Call Shared-defined 1 20,400 TARGA RESOURCES PARTNERS LP Cmn 87611X955 464 19,100 Sh Put Shared-defined 1 19,100 TARGA RESOURCES PARTNERS LP Cmn 87611X105 5 214 Sh Shared-defined 1 214 TARGACEPT INC COMMON STOCK Cmn 87611R306 6,711 320,772 Sh Shared-defined 320,772 TARGET CORP CMN STK Cmn 87612E106 95,838 1,981,356 Sh Shared-defined 1,981,356 TARGET CORP CMN STK Cmn 87612E956 34,676 716,900 Sh Put Shared-defined 1 716,900 TARGET CORP CMN STK Cmn 87612E906 28,925 598,000 Sh Call Shared-defined 1 598,000 COLUMN TOTALS 176,036
PAGE 551 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TARGET CORP CMN STK Cmn 87612E906 6,361 131,500 Sh Call Shared-defined 131,500 TARGET CORP CMN STK Cmn 87612E956 5,118 105,800 Sh Put Shared-defined 105,800 TARGETED GENETICS CORP CMN STK Cmn 87612M306 3 11,957 Sh Shared-defined 1 11,957 TASER INTL INC CMN STOCK Cmn 87651B904 181 41,300 Sh Call Shared-defined 1 41,300 TASER INTL INC CMN STOCK Cmn 87651B954 102 23,200 Sh Put Shared-defined 1 23,200 TASER INTL INC CMN STOCK Cmn 87651B104 182 41,593 Sh Shared-defined 1 41,593 TASER INTL INC CMN STOCK Cmn 87651B104 29 6,728 Sh Shared-defined 6,728 TAUBMAN CTRS INC CMN STK Cmn 876664903 330 9,200 Sh Call Shared-defined 1 9,200 TAUBMAN CTRS INC CMN STK Cmn 876664953 266 7,400 Sh Put Shared-defined 1 7,400 TAUBMAN CTRS INC CMN STK Cmn 876664103 915 25,473 Sh Shared-defined 25,473 TBS INTERNATIONAL LTD-A COMMON STOCK Cmn G86975151 310 42,233 Sh Shared-defined 1 42,233 TBS INTERNATIONAL LTD-A COMMON STOCK Cmn G86975951 329 44,700 Sh Put Shared-defined 1 44,700 TBS INTERNATIONAL LTD-A COMMON STOCK Cmn G86975901 189 25,700 Sh Call Shared-defined 1 25,700 TCF FINANCIAL CORP COMMON Cmn 872275902 1,851 135,900 Sh Call Shared-defined 1 135,900 COLUMN TOTALS 16,166
PAGE 552 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TCF FINANCIAL CORP COMMON Cmn 872275952 262 19,200 Sh Put Shared-defined 1 19,200 TCF FINANCIAL CORP COMMON Cmn 872275902 7 500 Sh Call Shared-defined 500 TCF FINANCIAL CORP COMMON Cmn 872275102 2,122 155,837 Sh Shared-defined 155,837 TCF FINANCIAL CORP COMMON Cmn 872275102 10 733 Sh Shared-defined 1 733 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 3,607 186,100 Sh Put Shared-defined 1 186,100 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 1,157 59,700 Sh Call Shared-defined 1 59,700 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 783 40,400 Sh Put Shared-defined 40,400 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 694 35,800 Sh Call Shared-defined 35,800 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 54,802 2,827,774 Sh Shared-defined 2,827,774 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 622 32,104 Sh Shared-defined 1 32,104 TECH DATA CORP 2.75% CB 12/15/2026 - REGISTERED Bond 878237AE6 24,478 22,600,000 Prn Shared-defined N/A TECH DATA CORP CMN STK Cmn 878237956 966 20,700 Sh Put Shared-defined 1 20,700 TECH DATA CORP CMN STK Cmn 878237906 341 7,300 Sh Call Shared-defined 1 7,300 TECH DATA CORP CMN STK Cmn 878237106 2,555 54,766 Sh Shared-defined 54,766 COLUMN TOTALS 92,406
PAGE 553 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TECH DATA CORP CMN STK Cmn 878237106 380 8,147 Sh Shared-defined 1 8,147 TECHNE CORP CMN STK Cmn 878377100 2,804 40,899 Sh Shared-defined 40,899 TECHNITROL INC CMN STK Cmn 878555901 31 7,100 Sh Call Shared-defined 1 7,100 TECHNITROL INC CMN STK Cmn 878555951 5 1,100 Sh Put Shared-defined 1 1,100 TECHNITROL INC CMN STK Cmn 878555101 195 44,629 Sh Shared-defined 44,629 TECHNITROL INC CMN STK Cmn 878555101 7 1,555 Sh Shared-defined 1 1,555 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 3,768 107,761 Sh Shared-defined 107,761 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 1,842 52,676 Sh Shared-defined 1 52,676 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 15,296 437,400 Sh Call Shared-defined 1 437,400 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 14,705 420,500 Sh Put Shared-defined 1 420,500 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 7,718 220,700 Sh Call Shared-defined 220,700 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 6,574 188,000 Sh Put Shared-defined 188,000 TECO ENERGY INC CMN STK Cmn 872375950 217 13,400 Sh Put Shared-defined 1 13,400 TECO ENERGY INC CMN STK Cmn 872375900 214 13,200 Sh Call Shared-defined 1 13,200 COLUMN TOTALS 53,756
PAGE 554 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TECO ENERGY INC CMN STK Cmn 872375100 48 2,985 Sh Shared-defined 2,985 TECO ENERGY INC CMN STK Cmn 872375100 23 1,404 Sh Shared-defined 1 1,404 TEEKAY CORP CMN STOCK Cmn Y8564W953 1,548 66,700 Sh Put Shared-defined 1 66,700 TEEKAY CORP CMN STOCK Cmn Y8564W903 959 41,300 Sh Call Shared-defined 1 41,300 TEEKAY CORP CMN STOCK Cmn Y8564W903 72 3,100 Sh Call Shared-defined 3,100 TEEKAY CORP CMN STOCK Cmn Y8564W103 489 21,077 Sh Shared-defined 21,077 TEEKAY CORP CMN STOCK Cmn Y8564W103 7 300 Sh Shared-defined 1 300 TEKELEC CMN STK Cmn 879101953 458 30,000 Sh Put Shared-defined 1 30,000 TEKELEC CMN STK Cmn 879101903 274 17,900 Sh Call Shared-defined 1 17,900 TEKELEC CMN STK Cmn 879101103 2,563 167,728 Sh Shared-defined 167,728 TEKELEC CMN STK Cmn 879101103 532 34,839 Sh Shared-defined 1 34,839 TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 18 1,893 Sh Shared-defined 1 1,893 TELEDYNE TECHNOLOGIES CMN STK Cmn 879360105 347 9,033 Sh Shared-defined 9,033 TELEFLEX INC CMN STK Cmn 879369106 1,229 22,797 Sh Shared-defined 22,797 COLUMN TOTALS 8,567
PAGE 555 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TELEPHONE & DATA CMN STK Cmn 879433100 1,518 44,754 Sh Shared-defined 44,754 TELEPHONE & DATA CMN STK Cmn 879433100 11 330 Sh Shared-defined 1 330 TELEPHONE & DATA CMN STK Cmn 879433950 295 8,700 Sh Put Shared-defined 1 8,700 TELEPHONE & DATA CMN STK Cmn 879433900 200 5,900 Sh Call Shared-defined 1 5,900 TELETECH HLDGS INC CMN STOCK Cmn 879939956 417 20,800 Sh Put Shared-defined 1 20,800 TELETECH HLDGS INC CMN STOCK Cmn 879939906 142 7,100 Sh Call Shared-defined 1 7,100 TELETECH HLDGS INC CMN STOCK Cmn 879939106 111 5,558 Sh Shared-defined 1 5,558 TELLABS INC CMN STK Cmn 879664900 2,126 374,300 Sh Call Shared-defined 374,300 TELLABS INC CMN STK Cmn 879664950 577 101,500 Sh Put Shared-defined 101,500 TELLABS INC CMN STK Cmn 879664950 435 76,500 Sh Put Shared-defined 1 76,500 TELLABS INC CMN STK Cmn 879664900 155 27,300 Sh Call Shared-defined 1 27,300 TELLABS INC CMN STK Cmn 879664100 6,131 1,079,415 Sh Shared-defined 1,079,415 TELLABS INC CMN STK Cmn 879664100 528 92,936 Sh Shared-defined 1 92,936 TEMPLE INLAND INC Cmn 879868107 19,711 933,706 Sh Shared-defined 933,706 COLUMN TOTALS 32,357
PAGE 556 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TEMPLE INLAND INC Cmn 879868957 1,241 58,800 Sh Put Shared-defined 1 58,800 TEMPLE INLAND INC Cmn 879868907 830 39,300 Sh Call Shared-defined 1 39,300 TEMPLE INLAND INC Cmn 879868907 521 24,700 Sh Call Shared-defined 24,700 TEMPLE INLAND INC Cmn 879868107 473 22,386 Sh Shared-defined 1 22,386 TEMPLE INLAND INC Cmn 879868957 437 20,700 Sh Put Shared-defined 20,700 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 2,134 90,300 Sh Put Shared-defined 1 90,300 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 577 24,400 Sh Call Shared-defined 1 24,400 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 1,258 53,227 Sh Shared-defined 1 53,227 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 151 6,398 Sh Shared-defined 6,398 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 1,307 242,400 Sh Call Shared-defined 1 242,400 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 674 125,000 Sh Put Shared-defined 1 125,000 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 442 82,000 Sh Call Shared-defined 82,000 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 396 73,500 Sh Put Shared-defined 73,500 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 929 172,271 Sh Shared-defined 1 172,271 COLUMN TOTALS 11,370
PAGE 557 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 671 124,410 Sh Shared-defined 124,410 TENNANT CO CMN STK Cmn 880345103 727 27,744 Sh Shared-defined 27,744 TENNANT CO CMN STK Cmn 880345103 3 128 Sh Shared-defined 1 128 TENNECO INC COMMON STOCK Cmn 880349905 1,523 85,900 Sh Call Shared-defined 1 85,900 TENNECO INC COMMON STOCK Cmn 880349955 1,314 74,100 Sh Put Shared-defined 1 74,100 TENNECO INC COMMON STOCK Cmn 880349905 301 17,000 Sh Call Shared-defined 17,000 TENNECO INC COMMON STOCK Cmn 880349955 101 5,700 Sh Put Shared-defined 5,700 TENNECO INC COMMON STOCK Cmn 880349105 32,691 1,843,823 Sh Shared-defined 1,843,823 TENNECO INC COMMON STOCK Cmn 880349105 5 262 Sh Shared-defined 1 262 TERADATA CORP Cmn 88076W103 415 13,191 Sh Shared-defined 1 13,191 TERADATA CORP Cmn 88076W903 402 12,800 Sh Call Shared-defined 1 12,800 TERADATA CORP Cmn 88076W953 317 10,100 Sh Put Shared-defined 1 10,100 TERADATA CORP Cmn 88076W103 155 4,934 Sh Shared-defined 4,934 TERADYNE 4.5% CB 3/15/2014-REGISTERED Bond 880770AE2 65,665 31,160,000 Prn Shared-defined N/A COLUMN TOTALS 104,290
PAGE 558 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TERADYNE INC CMN STK Cmn 880770902 3,621 337,500 Sh Call Shared-defined 1 337,500 TERADYNE INC CMN STK Cmn 880770952 953 88,800 Sh Put Shared-defined 1 88,800 TERADYNE INC CMN STK Cmn 880770902 739 68,900 Sh Call Shared-defined 68,900 TERADYNE INC CMN STK Cmn 880770952 633 59,000 Sh Put Shared-defined 59,000 TERADYNE INC CMN STK Cmn 880770102 173 16,168 Sh Shared-defined 16,168 TERADYNE INC CMN STK Cmn 880770102 66 6,143 Sh Shared-defined 1 6,143 TEREX CORP CMN STOCK Cmn 880779103 4,894 247,054 Sh Shared-defined 247,054 TEREX CORP CMN STOCK Cmn 880779103 8 399 Sh Shared-defined 1 399 TEREX CORP CMN STOCK Cmn 880779903 7,048 355,800 Sh Call Shared-defined 1 355,800 TEREX CORP CMN STOCK Cmn 880779903 4,497 227,000 Sh Call Shared-defined 227,000 TEREX CORP CMN STOCK Cmn 880779953 4,374 220,800 Sh Put Shared-defined 1 220,800 TEREX CORP CMN STOCK Cmn 880779953 3,427 173,000 Sh Put Shared-defined 173,000 TERNIUM SA ADR 1:10 Depository Receipt 880890108 282 7,969 Sh Shared-defined N/A TERRA INDUSTRIES COMMON STOCK Cmn 880915103 9,540 296,368 Sh Shared-defined 296,368 COLUMN TOTALS 40,255
PAGE 559 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TERRA INDUSTRIES COMMON STOCK Cmn 880915103 512 15,915 Sh Shared-defined 1 15,915 TERRA INDUSTRIES COMMON STOCK Cmn 880915953 718 22,300 Sh Put Shared-defined 1 22,300 TERRA INDUSTRIES COMMON STOCK Cmn 880915903 708 22,000 Sh Call Shared-defined 1 22,000 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448203 234 34,191 Sh Shared-defined 34,191 TESORO CORP CMN STK Cmn 881609101 1,834 135,341 Sh Shared-defined 1 135,341 TESORO CORP CMN STK Cmn 881609101 180 13,288 Sh Shared-defined 13,288 TESORO CORP CMN STK Cmn 881609951 4,569 337,200 Sh Put Shared-defined 337,200 TESORO CORP CMN STK Cmn 881609901 3,701 273,100 Sh Call Shared-defined 1 273,100 TESORO CORP CMN STK Cmn 881609951 3,394 250,500 Sh Put Shared-defined 1 250,500 TESORO CORP CMN STK Cmn 881609901 1,142 84,300 Sh Call Shared-defined 84,300 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L900 3,332 143,200 Sh Call Shared-defined 1 143,200 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L950 1,962 84,300 Sh Put Shared-defined 1 84,300 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 669 28,768 Sh Shared-defined 1 28,768 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 71 3,032 Sh Shared-defined 3,032 COLUMN TOTALS 23,026
PAGE 560 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TETRA TECH INC CMN STK Cmn 88162G903 494 18,200 Sh Call Shared-defined 1 18,200 TETRA TECH INC CMN STK Cmn 88162G953 283 10,400 Sh Put Shared-defined 1 10,400 TETRA TECH INC CMN STK Cmn 88162G103 25 910 Sh Shared-defined 1 910 TEVA PHARMACEUTICAL INDUSTRIES - ADR 1:1 Depository Receipt 881624209 20,019 356,330 Sh Shared-defined N/A TEVA PHARMACEUTICAL INDUSTRIES - ADR 1:1 Depository Receipt 881624209 8,726 155,323 Sh Shared-defined 1 N/A TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 1,166 83,511 Sh Shared-defined 83,511 TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 11 800 Sh Shared-defined 1 800 TEXAS INDUSTRIES INC CMN STK Cmn 882491903 3,433 98,100 Sh Call Shared-defined 1 98,100 TEXAS INDUSTRIES INC CMN STK Cmn 882491953 3,209 91,700 Sh Put Shared-defined 1 91,700 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 1,963 56,116 Sh Shared-defined 1 56,116 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 3 84 Sh Shared-defined 84 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 5,797 222,435 Sh Shared-defined 222,435 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 13,478 517,200 Sh Call Shared-defined 1 517,200 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 11,430 438,600 Sh Put Shared-defined 1 438,600 COLUMN TOTALS 70,037
PAGE 561 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 5,022 192,700 Sh Call Shared-defined 192,700 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 1,900 72,900 Sh Put Shared-defined 72,900 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681909 293 26,100 Sh Call Shared-defined 1 26,100 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681959 30 2,700 Sh Put Shared-defined 1 2,700 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 178 15,807 Sh Shared-defined 15,807 TEXTRON INC Cmn 883203101 98 5,202 Sh Shared-defined 1 5,202 TEXTRON INC Cmn 883203901 5,461 290,300 Sh Call Shared-defined 1 290,300 TEXTRON INC Cmn 883203951 3,523 187,300 Sh Put Shared-defined 1 187,300 TEXTRON INC Cmn 883203901 1,403 74,600 Sh Call Shared-defined 74,600 TEXTRON INC Cmn 883203951 585 31,100 Sh Put Shared-defined 31,100 TEXTRON INC 4.5% CB 5/01/2013-REGISTERED Bond 883203BN0 88,721 55,100,000 Prn Shared-defined N/A TFS FINANCIAL COR Cmn 87240R107 986 81,203 Sh Shared-defined 81,203 THE BANK OF NEW YORK MELLON CORP Cmn 064058900 11,490 410,800 Sh Call Shared-defined 1 410,800 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 10,430 372,900 Sh Put Shared-defined 1 372,900 COLUMN TOTALS 130,120
PAGE 562 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THE BANK OF NEW YORK MELLON CORP Cmn 064058900 3,731 133,400 Sh Call Shared-defined 133,400 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 2,422 86,600 Sh Put Shared-defined 86,600 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 1,387 49,584 Sh Shared-defined 1 49,584 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 328 11,743 Sh Shared-defined 11,743 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 70,997 1,311,600 Sh Put Shared-defined 1 1,311,600 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 30,621 565,700 Sh Call Shared-defined 1 565,700 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 18,074 333,900 Sh Put Shared-defined 333,900 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 6,837 126,300 Sh Call Shared-defined 126,300 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 3,675 67,884 Sh Shared-defined 1 67,884 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 3,101 57,289 Sh Shared-defined 57,289 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 63,110 373,783 Sh Shared-defined 373,783 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 34,333 203,347 Sh Shared-defined 1 203,347 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 266,362 1,577,600 Sh Put Shared-defined 1 1,577,600 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 122,544 725,800 Sh Call Shared-defined 1 725,800 COLUMN TOTALS 627,522
PAGE 563 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 55,413 328,200 Sh Put Shared-defined 328,200 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 37,499 222,100 Sh Call Shared-defined 222,100 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 1,612 114,300 Sh Put Shared-defined 1 114,300 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 1,445 102,500 Sh Call Shared-defined 1 102,500 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 867 61,500 Sh Put Shared-defined 61,500 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 446 31,600 Sh Call Shared-defined 31,600 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 488 34,575 Sh Shared-defined 34,575 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 486 34,495 Sh Shared-defined 1 34,495 THE GREAT ATLANTIC & PACIFIC TEA COMPANY 6.75% CB Bond 390064AK9 10,063 11,121,000 Prn Shared-defined N/A THE HERSHEY CO Cmn 427866108 3,440 96,106 Sh Shared-defined 1 96,106 THE HERSHEY CO Cmn 427866958 3,017 84,300 Sh Put Shared-defined 1 84,300 THE HERSHEY CO Cmn 427866108 1,678 46,882 Sh Shared-defined 46,882 THE HERSHEY CO Cmn 427866958 1,192 33,300 Sh Put Shared-defined 33,300 THE HERSHEY CO Cmn 427866908 1,027 28,700 Sh Call Shared-defined 1 28,700 COLUMN TOTALS 118,673
PAGE 564 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THE HERSHEY CO Cmn 427866908 150 4,200 Sh Call Shared-defined 4,200 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 73,785 9,997,900 Sh Call Shared-defined 9,997,900 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 13,469 1,825,000 Sh Put Shared-defined 1,825,000 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 721 97,700 Sh Put Shared-defined 1 97,700 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 545 73,800 Sh Call Shared-defined 1 73,800 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 48,689 6,597,375 Sh Shared-defined 6,597,375 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 507 68,745 Sh Shared-defined 1 68,745 THE KNOT INC CMN STK Cmn 499184909 16 1,600 Sh Call Shared-defined 1 1,600 THE KNOT INC CMN STK Cmn 499184959 2 200 Sh Put Shared-defined 1 200 THE KNOT INC CMN STK Cmn 499184109 105 10,430 Sh Shared-defined 10,430 THE KNOT INC CMN STK Cmn 499184109 2 233 Sh Shared-defined 1 233 THE KROGER CO. COMMON STOCK KR Cmn 501044101 72,499 3,531,356 Sh Shared-defined 3,531,356 THE KROGER CO. COMMON STOCK KR Cmn 501044101 8,860 431,567 Sh Shared-defined 1 431,567 THE KROGER CO. COMMON STOCK KR Cmn 501044951 7,202 350,800 Sh Put Shared-defined 1 350,800 COLUMN TOTALS 226,552
PAGE 565 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THE KROGER CO. COMMON STOCK KR Cmn 501044951 5,765 280,800 Sh Put Shared-defined 280,800 THE KROGER CO. COMMON STOCK KR Cmn 501044901 2,238 109,000 Sh Call Shared-defined 1 109,000 THE KROGER CO. COMMON STOCK KR Cmn 501044901 2,004 97,600 Sh Call Shared-defined 97,600 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 20,426 1,030,577 Sh Shared-defined 1,030,577 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 986 49,742 Sh Shared-defined 1 49,742 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 2,678 135,100 Sh Put Shared-defined 1 135,100 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 1,655 83,500 Sh Call Shared-defined 1 83,500 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 1,532 77,300 Sh Put Shared-defined 77,300 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 1,356 68,400 Sh Call Shared-defined 68,400 THE ST JOE CO CMN STK Cmn 790148100 268 9,273 Sh Shared-defined 1 9,273 THE ST JOE CO CMN STK Cmn 790148100 144 4,972 Sh Shared-defined 4,972 THE ST JOE CO CMN STK Cmn 790148950 1,699 58,800 Sh Put Shared-defined 1 58,800 THE ST JOE CO CMN STK Cmn 790148900 1,265 43,800 Sh Call Shared-defined 1 43,800 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 2,000 47,400 Sh Put Shared-defined 1 47,400 COLUMN TOTALS 44,016
PAGE 566 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 1,624 38,500 Sh Call Shared-defined 1 38,500 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 409 9,700 Sh Put Shared-defined 9,700 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 16,545 392,158 Sh Shared-defined 392,158 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 445 10,544 Sh Shared-defined 1 10,544 THERAVANCE INC 3% CB 1/15/15 - REGISTERED Bond 88338TAA2 15,596 19,500,000 Prn Shared-defined N/A THERAVANCE, INC. COMMON STOCK Cmn 88338T904 687 52,600 Sh Call Shared-defined 1 52,600 THERAVANCE, INC. COMMON STOCK Cmn 88338T954 412 31,500 Sh Put Shared-defined 1 31,500 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 85 6,499 Sh Shared-defined 6,499 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 2 115 Sh Shared-defined 1 115 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556902 2,032 42,600 Sh Call Shared-defined 1 42,600 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556952 1,588 33,300 Sh Put Shared-defined 1 33,300 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 16,292 341,633 Sh Shared-defined 341,633 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 24 500 Sh Shared-defined 1 500 THOMAS & BETTS CORP Cmn 884315102 625 17,457 Sh Shared-defined 17,457 COLUMN TOTALS 56,366
PAGE 567 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THOMAS & BETTS CORP Cmn 884315102 1 38 Sh Shared-defined 1 38 THOMAS & BETTS CORP Cmn 884315902 2,631 73,500 Sh Call Shared-defined 1 73,500 THOMAS & BETTS CORP Cmn 884315952 293 8,200 Sh Put Shared-defined 1 8,200 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 745 63,583 Sh Shared-defined 1 63,583 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 217 18,524 Sh Shared-defined 18,524 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 743 63,400 Sh Put Shared-defined 1 63,400 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 470 40,100 Sh Call Shared-defined 1 40,100 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 219 18,700 Sh Put Shared-defined 18,700 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 70 6,000 Sh Call Shared-defined 6,000 THOR INDUSTRIES INC CMN STK Cmn 885160951 807 25,700 Sh Put Shared-defined 1 25,700 THOR INDUSTRIES INC CMN STK Cmn 885160901 637 20,300 Sh Call Shared-defined 1 20,300 THOR INDUSTRIES INC CMN STK Cmn 885160101 341 10,844 Sh Shared-defined 10,844 THORATEC CORP Cmn 885175307 5,525 205,241 Sh Shared-defined 205,241 THORATEC CORP Cmn 885175307 66 2,464 Sh Shared-defined 1 2,464 COLUMN TOTALS 12,765
PAGE 568 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) THORATEC CORP Cmn 885175907 1,863 69,200 Sh Call Shared-defined 1 69,200 THORATEC CORP Cmn 885175957 1,456 54,100 Sh Put Shared-defined 1 54,100 THORATEC CORP Cmn 885175957 953 35,400 Sh Put Shared-defined 35,400 THORATEC CORP Cmn 885175907 428 15,900 Sh Call Shared-defined 15,900 THORATEC CORP 1.38% CB DUE 05/16/2034 REGISTERED Bond 885175AB5 17,303 20,850,000 Prn Shared-defined N/A THQ INC CMN STK Cmn 872443903 224 44,400 Sh Call Shared-defined 1 44,400 THQ INC CMN STK Cmn 872443953 118 23,400 Sh Put Shared-defined 1 23,400 THQ INC CMN STK Cmn 872443403 5 1,033 Sh Shared-defined 1,033 TIBCO SOFTWARE INC CMN STK Cmn 88632Q903 749 77,800 Sh Call Shared-defined 1 77,800 TIBCO SOFTWARE INC CMN STK Cmn 88632Q953 46 4,800 Sh Put Shared-defined 1 4,800 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 173 17,957 Sh Shared-defined 17,957 TICKETMASTER ENTERTAINMENT INC Cmn 88633P302 6,843 559,985 Sh Shared-defined 559,985 TICKETMASTER ENTERTAINMENT INC Cmn 88633P952 61 5,000 Sh Put Shared-defined 1 5,000 TIDEWATER COMMON STOCK TDW Cmn 886423102 31,468 656,267 Sh Shared-defined 656,267 COLUMN TOTALS 61,690
PAGE 569 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TIDEWATER COMMON STOCK TDW Cmn 886423902 2,733 57,000 Sh Call Shared-defined 1 57,000 TIDEWATER COMMON STOCK TDW Cmn 886423952 2,402 50,100 Sh Put Shared-defined 1 50,100 TIDEWATER COMMON STOCK TDW Cmn 886423902 1,501 31,300 Sh Call Shared-defined 31,300 TIDEWATER COMMON STOCK TDW Cmn 886423952 101 2,100 Sh Put Shared-defined 2,100 TIFFANY COMMON STOCK TIF Cmn 886547958 12,328 286,700 Sh Put Shared-defined 1 286,700 TIFFANY COMMON STOCK TIF Cmn 886547908 9,279 215,800 Sh Call Shared-defined 1 215,800 TIFFANY COMMON STOCK TIF Cmn 886547958 8,854 205,900 Sh Put Shared-defined 205,900 TIFFANY COMMON STOCK TIF Cmn 886547908 8,286 192,700 Sh Call Shared-defined 192,700 TIFFANY COMMON STOCK TIF Cmn 886547108 13,071 303,980 Sh Shared-defined 303,980 TIM HORTONS INC COMMON STOCK Cmn 88706M953 342 11,200 Sh Put Shared-defined 1 11,200 TIM HORTONS INC COMMON STOCK Cmn 88706M903 49 1,600 Sh Call Shared-defined 1 1,600 TIM HORTONS INC COMMON STOCK Cmn 88706M103 251 8,211 Sh Shared-defined 8,211 TIM HORTONS INC COMMON STOCK Cmn 88706M103 6 201 Sh Shared-defined 1 201 TIMBERLAND CO -CL A CMN STK Cmn 887100905 204 11,400 Sh Call Shared-defined 1 11,400 COLUMN TOTALS 59,407
PAGE 570 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TIMBERLAND CO -CL A CMN STK Cmn 887100955 36 2,000 Sh Put Shared-defined 1 2,000 TIMBERLAND CO -CL A CMN STK Cmn 887100105 327 18,210 Sh Shared-defined 18,210 TIMBERLAND CO -CL A CMN STK Cmn 887100105 31 1,702 Sh Shared-defined 1 1,702 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 10,414 251,600 Sh Call Shared-defined 1 251,600 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 2,786 67,300 Sh Put Shared-defined 1 67,300 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 1,118 27,000 Sh Call Shared-defined 27,000 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 733 17,700 Sh Put Shared-defined 17,700 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 1,162 28,075 Sh Shared-defined 28,075 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 -- 6 Sh Shared-defined 1 6 TIME WARNER INC CMN STK Cmn 887317303 13,215 453,496 Sh Shared-defined 453,496 TIME WARNER INC CMN STK Cmn 887317903 3,992 137,000 Sh Call Shared-defined 1 137,000 TIME WARNER INC CMN STK Cmn 887317953 2,655 91,100 Sh Put Shared-defined 1 91,100 TIME WARNER TELECOM 2.375% CB 4/1/26-REGISTERED Bond 887319AC5 114,513 103,753,000 Prn Shared-defined N/A TIMKEN CO Cmn 887389104 954 40,222 Sh Shared-defined 40,222 COLUMN TOTALS 151,936
PAGE 571 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TIMKEN CO Cmn 887389904 785 33,100 Sh Call Shared-defined 1 33,100 TIMKEN CO Cmn 887389954 759 32,000 Sh Put Shared-defined 1 32,000 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 483 59,594 Sh Shared-defined 59,594 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 41 5,116 Sh Shared-defined 1 5,116 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M902 115 14,200 Sh Call Shared-defined 1 14,200 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M952 109 13,500 Sh Put Shared-defined 1 13,500 TITAN MACHINERY INC Cmn 88830R901 198 17,200 Sh Call Shared-defined 1 17,200 TITAN MACHINERY INC Cmn 88830R951 142 12,300 Sh Put Shared-defined 1 12,300 TITAN MACHINERY INC Cmn 88830R101 58 5,006 Sh Shared-defined 1 5,006 TITAN MACHINERY INC Cmn 88830R101 9 758 Sh Shared-defined 758 TITAN MACHINERY INC Cmn 88830R901 3 300 Sh Call Shared-defined 300 TITANIUM METALS CORP CMN STOCK Cmn 888339957 2,787 222,600 Sh Put Shared-defined 1 222,600 TITANIUM METALS CORP CMN STOCK Cmn 888339907 1,351 107,900 Sh Call Shared-defined 1 107,900 TITANIUM METALS CORP CMN STOCK Cmn 888339957 1,332 106,400 Sh Put Shared-defined 106,400 COLUMN TOTALS 8,172
PAGE 572 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TITANIUM METALS CORP CMN STOCK Cmn 888339907 709 56,600 Sh Call Shared-defined 56,600 TITANIUM METALS CORP CMN STOCK Cmn 888339207 2,203 175,927 Sh Shared-defined 1 175,927 TITANIUM METALS CORP CMN STOCK Cmn 888339207 1,890 150,972 Sh Shared-defined 150,972 TIVO INC CMN STOCK Cmn 888706908 3,085 303,000 Sh Call Shared-defined 1 303,000 TIVO INC CMN STOCK Cmn 888706958 1,840 180,700 Sh Put Shared-defined 1 180,700 TIVO INC CMN STOCK Cmn 888706908 1,733 170,200 Sh Call Shared-defined 170,200 TIVO INC CMN STOCK Cmn 888706958 1,094 107,500 Sh Put Shared-defined 107,500 TIVO INC CMN STOCK Cmn 888706108 1,844 181,161 Sh Shared-defined 1 181,161 TIVO INC CMN STOCK Cmn 888706108 216 21,186 Sh Shared-defined 21,186 TJX COMPANIES INC Cmn 872540959 3,480 95,200 Sh Put Shared-defined 1 95,200 TJX COMPANIES INC Cmn 872540909 2,635 72,100 Sh Call Shared-defined 1 72,100 TJX COMPANIES INC Cmn 872540959 2,383 65,200 Sh Put Shared-defined 65,200 TJX COMPANIES INC Cmn 872540109 1,624 44,433 Sh Shared-defined 44,433 TJX COMPANIES INC Cmn 872540109 866 23,680 Sh Shared-defined 1 23,680 COLUMN TOTALS 25,602
PAGE 573 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TJX COMPANIES INC Cmn 872540909 567 15,500 Sh Call Shared-defined 15,500 TOLL BROTHERS COMMON STOCK Cmn 889478103 3,083 163,881 Sh Shared-defined 163,881 TOLL BROTHERS COMMON STOCK Cmn 889478103 1,166 61,990 Sh Shared-defined 1 61,990 TOLL BROTHERS COMMON STOCK Cmn 889478953 6,711 356,800 Sh Put Shared-defined 1 356,800 TOLL BROTHERS COMMON STOCK Cmn 889478903 4,780 254,100 Sh Call Shared-defined 1 254,100 TOLL BROTHERS COMMON STOCK Cmn 889478953 3,405 181,000 Sh Put Shared-defined 181,000 TOLL BROTHERS COMMON STOCK Cmn 889478903 1,655 88,000 Sh Call Shared-defined 88,000 TOOTSIE ROLL INDS INC Cmn 890516107 217 7,933 Sh Shared-defined 7,933 TOOTSIE ROLL INDS INC Cmn 890516107 16 586 Sh Shared-defined 1 586 TOP SHIPS INC Cmn Y8897Y305 9 8,877 Sh Shared-defined 1 8,877 TOP SHIPS INC Cmn Y8897Y305 3 2,529 Sh Shared-defined 2,529 TORCHMARK CORP Cmn 891027104 22,059 501,906 Sh Shared-defined 501,906 TORCHMARK CORP Cmn 891027904 3,301 75,100 Sh Call Shared-defined 1 75,100 TORCHMARK CORP Cmn 891027954 1,912 43,500 Sh Put Shared-defined 1 43,500 COLUMN TOTALS 48,884
PAGE 574 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TORCHMARK CORP Cmn 891027904 800 18,200 Sh Call Shared-defined 18,200 TORCHMARK CORP Cmn 891027954 475 10,800 Sh Put Shared-defined 10,800 TORCHMARK CORP Cmn 891027104 112 2,545 Sh Shared-defined 1 2,545 TOREADOR RESOURCES CORP CMN STK Cmn 891050956 329 33,200 Sh Put Shared-defined 1 33,200 TOREADOR RESOURCES CORP CMN STK Cmn 891050906 153 15,500 Sh Call Shared-defined 1 15,500 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 277 27,979 Sh Shared-defined 1 27,979 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 186 18,796 Sh Shared-defined 18,796 TORO CO CMN STK Cmn 891092908 2,521 60,300 Sh Call Shared-defined 1 60,300 TORO CO CMN STK Cmn 891092958 422 10,100 Sh Put Shared-defined 1 10,100 TORO CO CMN STK Cmn 891092908 209 5,000 Sh Call Shared-defined 5,000 TORO CO CMN STK Cmn 891092958 130 3,100 Sh Put Shared-defined 3,100 TORO CO CMN STK Cmn 891092108 626 14,980 Sh Shared-defined 14,980 TORO CO CMN STK Cmn 891092108 15 349 Sh Shared-defined 1 349 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 5,720 91,200 Sh Put Shared-defined 1 91,200 COLUMN TOTALS 11,975
PAGE 575 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 3,976 63,400 Sh Call Shared-defined 1 63,400 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 2,459 39,200 Sh Put Shared-defined 39,200 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 1,135 18,100 Sh Call Shared-defined 18,100 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 700 11,162 Sh Shared-defined 1 11,162 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 117 1,860 Sh Shared-defined 1,860 TOTAL FINA ELF SA - SPONS ADR 1:1 Depository Receipt 89151E109 332 5,191 Sh Shared-defined N/A TOTAL FINA ELF SA - SPONS ADR 1:1 Depository Receipt 89151E109 23 363 Sh Shared-defined 1 N/A TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906909 435 25,200 Sh Call Shared-defined 1 25,200 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906959 138 8,000 Sh Put Shared-defined 1 8,000 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 29 1,664 Sh Shared-defined 1,664 TOWER GROUP INC COMMON STOCK Cmn 891777954 606 25,900 Sh Put Shared-defined 1 25,900 TOWER GROUP INC COMMON STOCK Cmn 891777904 435 18,600 Sh Call Shared-defined 1 18,600 TOWER GROUP INC COMMON STOCK Cmn 891777104 250 10,678 Sh Shared-defined 10,678 TOWER GROUP INC COMMON STOCK Cmn 891777104 75 3,215 Sh Shared-defined 1 3,215 COLUMN TOTALS 10,710
PAGE 576 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TOWERS WATSON & CO Cmn 942712100 15,216 320,202 Sh Shared-defined 320,202 TOWERS WATSON & CO Cmn 942712100 7 140 Sh Shared-defined 1 140 TRACTOR SUPPLY CO CMN STK Cmn 892356906 2,934 55,400 Sh Call Shared-defined 1 55,400 TRACTOR SUPPLY CO CMN STK Cmn 892356956 2,712 51,200 Sh Put Shared-defined 1 51,200 TRACTOR SUPPLY CO CMN STK Cmn 892356956 16 300 Sh Put Shared-defined 300 TRACTOR SUPPLY CO CMN STK Cmn 892356106 2,234 42,181 Sh Shared-defined 42,181 TRADESTATION GROUP INC CMN STOCK Cmn 89267P905 228 28,900 Sh Call Shared-defined 1 28,900 TRADESTATION GROUP INC CMN STOCK Cmn 89267P955 164 20,800 Sh Put Shared-defined 1 20,800 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 7 889 Sh Shared-defined 889 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 22,742 436,431 Sh Shared-defined 436,431 TRANSDIGM GROUP INC Cmn 893641950 1,216 25,600 Sh Put Shared-defined 1 25,600 TRANSDIGM GROUP INC Cmn 893641900 893 18,800 Sh Call Shared-defined 1 18,800 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662956 60 18,100 Sh Put Shared-defined 1 18,100 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 96 28,871 Sh Shared-defined 1 28,871 COLUMN TOTALS 48,525
PAGE 577 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 15 4,505 Sh Shared-defined 4,505 TRANSOCEAN 1.5% CB 12/15/37 - SERIES B - REGISTERE Bond 893830AV1 104,018 107,000,000 Prn Shared-defined N/A TRANSOCEAN LTD Cmn H8817H900 47,130 569,200 Sh Call Shared-defined 1 569,200 TRANSOCEAN LTD Cmn H8817H950 43,718 528,000 Sh Put Shared-defined 1 528,000 TRANSOCEAN LTD Cmn H8817H950 39,570 477,900 Sh Put Shared-defined 477,900 TRANSOCEAN LTD Cmn H8817H900 25,800 311,600 Sh Call Shared-defined 311,600 TRANSOCEAN LTD Cmn H8817H100 1,656 19,994 Sh Shared-defined 19,994 TRANSOCEAN LTD Cmn H8817H100 487 5,882 Sh Shared-defined 1 5,882 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 7,609 152,600 Sh Put Shared-defined 1 152,600 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 5,539 111,100 Sh Call Shared-defined 1 111,100 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 2,398 48,100 Sh Call Shared-defined 48,100 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 1,406 28,200 Sh Put Shared-defined 28,200 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 1,628 32,645 Sh Shared-defined 32,645 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 1,049 21,042 Sh Shared-defined 1 21,042 COLUMN TOTALS 282,023
PAGE 578 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 379 23,932 Sh Shared-defined 23,932 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 1 68 Sh Shared-defined 1 68 TREE.COM INC Cmn 894675957 81 8,800 Sh Put Shared-defined 1 8,800 TREE.COM INC Cmn 894675107 63 6,914 Sh Shared-defined 1 6,914 TREE.COM INC Cmn 894675907 21 2,300 Sh Call Shared-defined 1 2,300 TREE.COM INC Cmn 894675107 6 624 Sh Shared-defined 624 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A904 1,034 26,600 Sh Call Shared-defined 1 26,600 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A954 163 4,200 Sh Put Shared-defined 1 4,200 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 469 12,067 Sh Shared-defined 12,067 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 6 153 Sh Shared-defined 1 153 TREX INC CMN STOCK Cmn 89531P905 708 36,100 Sh Call Shared-defined 1 36,100 TREX INC CMN STOCK Cmn 89531P955 106 5,400 Sh Put Shared-defined 1 5,400 TREX INC CMN STOCK Cmn 89531P105 28 1,447 Sh Shared-defined 1,447 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106900 158 34,700 Sh Call Shared-defined 1 34,700 COLUMN TOTALS 3,223
PAGE 579 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106950 20 4,300 Sh Put Shared-defined 1 4,300 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 36 8,032 Sh Shared-defined 8,032 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 10 2,166 Sh Shared-defined 1 2,166 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919908 111 59,900 Sh Call Shared-defined 1 59,900 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919958 19 10,000 Sh Put Shared-defined 1 10,000 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 12 6,294 Sh Shared-defined 6,294 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239900 1,121 44,500 Sh Call Shared-defined 1 44,500 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239950 887 35,200 Sh Put Shared-defined 1 35,200 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 19 763 Sh Shared-defined 1 763 TRINITY INDUSTRIES CMN STK Cmn 896522109 69,321 3,974,808 Sh Shared-defined 3,974,808 TRINITY INDUSTRIES CMN STK Cmn 896522109 779 44,671 Sh Shared-defined 1 44,671 TRINITY INDUSTRIES CMN STK Cmn 896522959 1,974 113,200 Sh Put Shared-defined 1 113,200 TRINITY INDUSTRIES CMN STK Cmn 896522959 1,329 76,200 Sh Put Shared-defined 76,200 TRINITY INDUSTRIES CMN STK Cmn 896522909 1,170 67,100 Sh Call Shared-defined 1 67,100 COLUMN TOTALS 76,808
PAGE 580 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TRINITY INDUSTRIES CMN STK Cmn 896522909 31 1,800 Sh Call Shared-defined 1,800 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 449 74,900 Sh Call Shared-defined 1 74,900 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 367 61,100 Sh Put Shared-defined 1 61,100 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 163 27,100 Sh Call Shared-defined 27,100 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 10 1,600 Sh Put Shared-defined 1,600 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 601 100,164 Sh Shared-defined 1 100,164 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 157 26,100 Sh Shared-defined 26,100 TRIUMPH GROUP INC 2.625% 10/1/2026 - - REGISTERED Bond 896818AB7 26,721 24,286,000 Prn Shared-defined N/A TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818901 1,332 27,600 Sh Call Shared-defined 1 27,600 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818951 984 20,400 Sh Put Shared-defined 1 20,400 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 247 5,116 Sh Shared-defined 5,116 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 1 22 Sh Shared-defined 1 22 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 608 32,900 Sh Put Shared-defined 1 32,900 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 440 23,800 Sh Call Shared-defined 1 23,800 COLUMN TOTALS 32,111
PAGE 581 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 229 12,400 Sh Call Shared-defined 12,400 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 126 6,800 Sh Put Shared-defined 6,800 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 586 31,707 Sh Shared-defined 1 31,707 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 268 14,483 Sh Shared-defined 14,483 TRUEBLUE INC Cmn 89785X951 204 13,800 Sh Put Shared-defined 1 13,800 TRUEBLUE INC Cmn 89785X901 127 8,600 Sh Call Shared-defined 1 8,600 TRUEBLUE INC Cmn 89785X101 125 8,442 Sh Shared-defined 1 8,442 TRUEBLUE INC Cmn 89785X101 11 741 Sh Shared-defined 741 TRUEBLUE INC Cmn 89785X951 3 200 Sh Put Shared-defined 200 TRUSTMARK CORP CMN STK Cmn 898402102 2,028 89,965 Sh Shared-defined 89,965 TRUSTMARK CORP CMN STK Cmn 898402102 14 643 Sh Shared-defined 1 643 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 2,868 120,100 Sh Put Shared-defined 1 120,100 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 2,417 101,200 Sh Call Shared-defined 1 101,200 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 11,291 472,823 Sh Shared-defined 472,823 COLUMN TOTALS 20,297
PAGE 582 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TSAKOS ENERGY NAVIGATION LTD Cmn G9108L958 465 31,700 Sh Put Shared-defined 1 31,700 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L908 343 23,400 Sh Call Shared-defined 1 23,400 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 12 826 Sh Shared-defined 1 826 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 6,571 141,100 Sh Put Shared-defined 1 141,100 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 5,169 111,000 Sh Call Shared-defined 1 111,000 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 736 15,800 Sh Call Shared-defined 15,800 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 596 12,800 Sh Put Shared-defined 12,800 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 6,751 144,970 Sh Shared-defined 144,970 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 1,041 22,345 Sh Shared-defined 1 22,345 TUTOR PERINI CORP Cmn 901109908 371 20,500 Sh Call Shared-defined 1 20,500 TUTOR PERINI CORP Cmn 901109958 329 18,200 Sh Put Shared-defined 1 18,200 TUTOR PERINI CORP Cmn 901109108 213 11,783 Sh Shared-defined 11,783 TUTOR PERINI CORP Cmn 901109908 54 3,000 Sh Call Shared-defined 3,000 TUTOR PERINI CORP Cmn 901109108 17 923 Sh Shared-defined 1 923 COLUMN TOTALS 22,668
PAGE 583 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TUTOR PERINI CORP Cmn 901109958 9 500 Sh Put Shared-defined 500 TW TELECOM INC CMN STK Cmn 87311L904 350 20,400 Sh Call Shared-defined 1 20,400 TW TELECOM INC CMN STK Cmn 87311L954 84 4,900 Sh Put Shared-defined 1 4,900 TW TELECOM INC CMN STK Cmn 87311L104 48,320 2,819,164 Sh Shared-defined 2,819,164 TW TELECOM INC CMN STK Cmn 87311L104 83 4,860 Sh Shared-defined 1 4,860 TYCO ELECTRONICS LTD Cmn H8912P106 10,602 431,851 Sh Shared-defined 431,851 TYCO ELECTRONICS LTD Cmn H8912P906 913 37,200 Sh Call Shared-defined 1 37,200 TYCO ELECTRONICS LTD Cmn H8912P956 717 29,200 Sh Put Shared-defined 1 29,200 TYCO ELECTRONICS LTD Cmn H8912P106 11 432 Sh Shared-defined 1 432 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 314 8,802 Sh Shared-defined 8,802 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 8,017 224,700 Sh Call Shared-defined 1 224,700 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 4,596 128,800 Sh Call Shared-defined 128,800 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 3,179 89,100 Sh Put Shared-defined 1 89,100 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 1,295 36,300 Sh Put Shared-defined 36,300 COLUMN TOTALS 78,490
PAGE 584 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 369 18,531 Sh Shared-defined 18,531 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 18 921 Sh Shared-defined 1 921 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 1,617 131,800 Sh Call Shared-defined 1 131,800 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 617 50,300 Sh Put Shared-defined 1 50,300 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 461 37,600 Sh Call Shared-defined 37,600 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 43 3,500 Sh Put Shared-defined 3,500 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 14,354 1,169,819 Sh Shared-defined 1,169,819 U S GLOBAL INVS INC CMN STOCK Cmn 902952900 268 21,800 Sh Call Shared-defined 1 21,800 U S GLOBAL INVS INC CMN STOCK Cmn 902952950 46 3,700 Sh Put Shared-defined 1 3,700 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 22 1,820 Sh Shared-defined 1 1,820 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 10 829 Sh Shared-defined 829 UAL CORP 6% CB 10/15/2029-REGISTERED Bond 902549AJ3 9,106 5,500,000 Prn Shared-defined N/A UAL CORP COMMON STOCK Cmn 902549807 63,013 4,880,970 Sh Shared-defined 4,880,970 UAL CORP COMMON STOCK Cmn 902549907 10,267 795,300 Sh Call Shared-defined 1 795,300 COLUMN TOTALS 100,211
PAGE 585 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UAL CORP COMMON STOCK Cmn 902549907 5,391 417,600 Sh Call Shared-defined 417,600 UAL CORP COMMON STOCK Cmn 902549957 4,269 330,700 Sh Put Shared-defined 1 330,700 UAL CORP COMMON STOCK Cmn 902549957 1,477 114,400 Sh Put Shared-defined 114,400 UBS AG - REG CMN STK Cmn H89231958 5,774 372,300 Sh Put Shared-defined 1 372,300 UBS AG - REG CMN STK Cmn H89231908 5,042 325,100 Sh Call Shared-defined 1 325,100 UBS AG - REG CMN STK Cmn H89231908 1,281 82,600 Sh Call Shared-defined 82,600 UBS AG - REG CMN STK Cmn H89231958 605 39,000 Sh Put Shared-defined 39,000 UBS AG - REG CMN STK Cmn H89231338 701 45,172 Sh Shared-defined 45,172 UBS AG - REG CMN STK Cmn H89231338 603 38,855 Sh Shared-defined 1 38,855 UDR INC CMN STK Cmn 902653104 14,426 877,496 Sh Shared-defined 877,496 UGI CORPORATION COMMON STOCK Cmn 902681905 910 37,600 Sh Call Shared-defined 1 37,600 UGI CORPORATION COMMON STOCK Cmn 902681955 266 11,000 Sh Put Shared-defined 1 11,000 UGI CORPORATION COMMON STOCK Cmn 902681105 26 1,082 Sh Shared-defined 1,082 UGI CORPORATION COMMON STOCK Cmn 902681105 2 84 Sh Shared-defined 1 84 COLUMN TOTALS 40,773
PAGE 586 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 482 17,180 Sh Shared-defined 17,180 UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 8 285 Sh Shared-defined 1 285 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 15,118 303,200 Sh Call Shared-defined 1 303,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 10,431 209,200 Sh Put Shared-defined 1 209,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 5,350 107,300 Sh Put Shared-defined 107,300 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 3,670 73,600 Sh Call Shared-defined 73,600 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 2,118 42,482 Sh Shared-defined 42,482 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 962 19,284 Sh Shared-defined 1 19,284 ULTRAPETROL (BAHAMAS) LTD COMMON STOCK Cmn P94398107 56 11,774 Sh Shared-defined 11,774 ULTRATECH INC CMN STK Cmn 904034905 95 6,400 Sh Call Shared-defined 1 6,400 ULTRATECH INC CMN STK Cmn 904034955 39 2,600 Sh Put Shared-defined 1 2,600 ULTRATECH INC CMN STK Cmn 904034105 16 1,046 Sh Shared-defined 1 1,046 ULURU INC COMMON STOCK Cmn 90403T100 4 19,159 Sh Shared-defined 1 19,159 UMB FINANCIAL CORP CMN STK Cmn 902788108 11,785 299,500 Sh Shared-defined 299,500 COLUMN TOTALS 50,134
PAGE 587 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UMB FINANCIAL CORP CMN STK Cmn 902788108 3 82 Sh Shared-defined 1 82 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 679 50,643 Sh Shared-defined 50,643 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 33 2,465 Sh Shared-defined 1 2,465 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 4,494 164,800 Sh Put Shared-defined 1 164,800 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 1,361 49,900 Sh Call Shared-defined 1 49,900 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 1,336 48,974 Sh Shared-defined 1 48,974 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 189 6,936 Sh Shared-defined 6,936 UNILEVER N V 1:1 ADR Depository Receipt 904784709 132 4,083 Sh Shared-defined 1 N/A UNILEVER N V 1:1 ADR Depository Receipt 904784709 71 2,196 Sh Shared-defined N/A UNION PAC CORP Cmn 907818108 3,613 56,546 Sh Shared-defined 56,546 UNION PAC CORP Cmn 907818108 2,046 32,022 Sh Shared-defined 1 32,022 UNION PAC CORP Cmn 907818958 20,665 323,400 Sh Put Shared-defined 1 323,400 UNION PAC CORP Cmn 907818908 13,681 214,100 Sh Call Shared-defined 1 214,100 UNION PAC CORP Cmn 907818908 8,914 139,500 Sh Call Shared-defined 139,500 COLUMN TOTALS 57,217
PAGE 588 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UNION PAC CORP Cmn 907818958 5,943 93,000 Sh Put Shared-defined 93,000 UNISOURCE ENERGY CORP. CMN STOCK Cmn 909205106 484 15,044 Sh Shared-defined 15,044 UNISOURCE ENERGY CORP. CMN STOCK Cmn 909205106 9 281 Sh Shared-defined 1 281 UNISYS CMN STOCK Cmn 909214306 70 1,821 Sh Shared-defined 1,821 UNISYS CMN STOCK Cmn 909214906 3,389 87,900 Sh Call Shared-defined 1 87,900 UNISYS CMN STOCK Cmn 909214956 2,603 67,500 Sh Put Shared-defined 1 67,500 UNISYS CMN STOCK Cmn 909214956 783 20,300 Sh Put Shared-defined 20,300 UNISYS CMN STOCK Cmn 909214906 644 16,700 Sh Call Shared-defined 16,700 UNIT CORP CMN STOCK Cmn 909218109 654 15,380 Sh Shared-defined 1 15,380 UNIT CORP CMN STOCK Cmn 909218109 580 13,656 Sh Shared-defined 13,656 UNIT CORP CMN STOCK Cmn 909218959 927 21,800 Sh Put Shared-defined 1 21,800 UNIT CORP CMN STOCK Cmn 909218909 672 15,800 Sh Call Shared-defined 1 15,800 UNIT CORP CMN STOCK Cmn 909218909 77 1,800 Sh Call Shared-defined 1,800 UNIT CORP CMN STOCK Cmn 909218959 77 1,800 Sh Put Shared-defined 1,800 COLUMN TOTALS 16,912
PAGE 589 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UNITED FIRE & CAS CO CMN STK Cmn 910331107 326 17,893 Sh Shared-defined 17,893 UNITED FIRE & CAS CO CMN STK Cmn 910331107 6 345 Sh Shared-defined 1 345 UNITED NAT FOODS INC CMN STOCK Cmn 911163903 283 10,600 Sh Call Shared-defined 1 10,600 UNITED NAT FOODS INC CMN STOCK Cmn 911163953 123 4,600 Sh Put Shared-defined 1 4,600 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 36 1,341 Sh Shared-defined 1,341 UNITED ONLINE INC CMN STK Cmn 911268900 29 4,000 Sh Call Shared-defined 1 4,000 UNITED ONLINE INC CMN STK Cmn 911268950 24 3,300 Sh Put Shared-defined 1 3,300 UNITED ONLINE INC CMN STK Cmn 911268100 554 77,030 Sh Shared-defined 77,030 UNITED ONLINE INC CMN STK Cmn 911268100 76 10,547 Sh Shared-defined 1 10,547 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312106 2,305 40,181 Sh Shared-defined 40,181 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312906 55,592 969,000 Sh Call Shared-defined 1 969,000 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312956 23,200 404,400 Sh Put Shared-defined 1 404,400 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312906 18,984 330,900 Sh Call Shared-defined 330,900 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312956 6,638 115,700 Sh Put Shared-defined 115,700 COLUMN TOTALS 108,176
PAGE 590 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UNITED RENTALS INC 4% CB 11/15/2015- REGISTERED Bond 911363AL3 14,601 13,000,000 Prn Shared-defined N/A UNITED RENTALS INC CMN STOCK Cmn 911363109 193 19,672 Sh Shared-defined 19,672 UNITED RENTALS INC CMN STOCK Cmn 911363109 23 2,368 Sh Shared-defined 1 2,368 UNITED RENTALS INC CMN STOCK Cmn 911363909 714 72,800 Sh Call Shared-defined 1 72,800 UNITED RENTALS INC CMN STOCK Cmn 911363959 162 16,500 Sh Put Shared-defined 1 16,500 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 68,823 1,248,600 Sh Put Shared-defined 1 1,248,600 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 43,914 796,700 Sh Call Shared-defined 1 796,700 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 26,226 475,800 Sh Put Shared-defined 475,800 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 16,117 292,400 Sh Call Shared-defined 292,400 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 42,092 763,649 Sh Shared-defined 763,649 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 1,538 27,905 Sh Shared-defined 1 27,905 UNITED STATIONERS INC CMN STK Cmn 913004107 232 4,078 Sh Shared-defined 4,078 UNITED TECHNOLOGIES CORP Cmn 913017109 23,145 333,452 Sh Shared-defined 333,452 UNITED TECHNOLOGIES CORP Cmn 913017109 1,207 17,389 Sh Shared-defined 1 17,389 COLUMN TOTALS 238,987
PAGE 591 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UNITED TECHNOLOGIES CORP Cmn 913017959 30,776 443,400 Sh Put Shared-defined 1 443,400 UNITED TECHNOLOGIES CORP Cmn 913017909 16,297 234,800 Sh Call Shared-defined 1 234,800 UNITED TECHNOLOGIES CORP Cmn 913017959 10,044 144,700 Sh Put Shared-defined 144,700 UNITED TECHNOLOGIES CORP Cmn 913017909 3,339 48,100 Sh Call Shared-defined 48,100 UNITED THERAPEUTICS CORP 0.5% 10/15/2011 - - REGISTE Bond 91307CAD4 83,899 58,425,000 Prn Shared-defined N/A UNITED THERAPEUTICS CORP CMN STK Cmn 91307C952 9,856 187,200 Sh Put Shared-defined 1 187,200 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C902 7,092 134,700 Sh Call Shared-defined 1 134,700 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 6,235 118,428 Sh Shared-defined 118,428 UNITEDHEALTH GROUP INC Cmn 91324P902 49,493 1,623,800 Sh Call Shared-defined 1 1,623,800 UNITEDHEALTH GROUP INC Cmn 91324P952 23,738 778,800 Sh Put Shared-defined 1 778,800 UNITEDHEALTH GROUP INC Cmn 91324P902 15,289 501,600 Sh Call Shared-defined 501,600 UNITEDHEALTH GROUP INC Cmn 91324P952 7,093 232,700 Sh Put Shared-defined 232,700 UNITEDHEALTH GROUP INC Cmn 91324P102 746 24,484 Sh Shared-defined 24,484 UNITEDHEALTH GROUP INC Cmn 91324P102 521 17,108 Sh Shared-defined 1 17,108 COLUMN TOTALS 264,418
PAGE 592 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UNITRIN INC CMN STK Cmn 913275103 2,472 112,113 Sh Shared-defined 112,113 UNIVERSAL AMERICAN FINANCIAL CORP. COMMON STOCK Cmn 913377107 204 17,431 Sh Shared-defined 17,431 UNIVERSAL CORP VA Cmn 913456909 1,852 40,600 Sh Call Shared-defined 1 40,600 UNIVERSAL CORP VA Cmn 913456959 643 14,100 Sh Put Shared-defined 1 14,100 UNIVERSAL CORP VA Cmn 913456109 171 3,740 Sh Shared-defined 3,740 UNIVERSAL CORP VA Cmn 913456109 1 20 Sh Shared-defined 1 20 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P905 454 36,700 Sh Call Shared-defined 1 36,700 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P955 278 22,500 Sh Put Shared-defined 1 22,500 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 109 8,835 Sh Shared-defined 8,835 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 19 1,504 Sh Shared-defined 1 1,504 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 5,776 189,391 Sh Shared-defined 189,391 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 82 2,684 Sh Shared-defined 1 2,684 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903950 2,187 71,700 Sh Put Shared-defined 1 71,700 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903900 1,287 42,200 Sh Call Shared-defined 1 42,200 COLUMN TOTALS 15,535
PAGE 593 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q952 717 70,700 Sh Put Shared-defined 1 70,700 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q902 189 18,600 Sh Call Shared-defined 1 18,600 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q202 344 33,952 Sh Shared-defined 1 33,952 UNUM GROUP CMN STK Cmn 91529Y956 1,493 76,500 Sh Put Shared-defined 1 76,500 UNUM GROUP CMN STK Cmn 91529Y906 1,218 62,400 Sh Call Shared-defined 1 62,400 UNUM GROUP CMN STK Cmn 91529Y956 422 21,600 Sh Put Shared-defined 21,600 UNUM GROUP CMN STK Cmn 91529Y906 102 5,200 Sh Call Shared-defined 5,200 UNUM GROUP CMN STK Cmn 91529Y106 18,471 946,248 Sh Shared-defined 946,248 URBAN OUTFITTERS INC CMN STK Cmn 917047952 15,109 431,800 Sh Put Shared-defined 1 431,800 URBAN OUTFITTERS INC CMN STK Cmn 917047902 10,088 288,300 Sh Call Shared-defined 1 288,300 URBAN OUTFITTERS INC CMN STK Cmn 917047952 6,505 185,900 Sh Put Shared-defined 185,900 URBAN OUTFITTERS INC CMN STK Cmn 917047902 4,874 139,300 Sh Call Shared-defined 139,300 URBAN OUTFITTERS INC CMN STK Cmn 917047102 9,982 285,271 Sh Shared-defined 285,271 URS CORP CMN STK Cmn 903236107 1,474 33,099 Sh Shared-defined 1 33,099 COLUMN TOTALS 70,988
PAGE 594 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) URS CORP CMN STK Cmn 903236107 321 7,206 Sh Shared-defined 7,206 URS CORP CMN STK Cmn 903236957 2,026 45,500 Sh Put Shared-defined 1 45,500 URS CORP CMN STK Cmn 903236907 1,923 43,200 Sh Call Shared-defined 1 43,200 URS CORP CMN STK Cmn 903236957 125 2,800 Sh Put Shared-defined 2,800 US AIRWAYS GROUP INC Cmn 90341W908 3,236 668,500 Sh Call Shared-defined 1 668,500 US AIRWAYS GROUP INC Cmn 90341W908 1,981 409,200 Sh Call Shared-defined 409,200 US AIRWAYS GROUP INC Cmn 90341W958 1,088 224,800 Sh Put Shared-defined 1 224,800 US AIRWAYS GROUP INC Cmn 90341W958 706 145,900 Sh Put Shared-defined 145,900 US BANCORP CMN STK Cmn 902973904 11,187 497,000 Sh Call Shared-defined 1 497,000 US BANCORP CMN STK Cmn 902973954 9,270 411,800 Sh Put Shared-defined 1 411,800 US BANCORP CMN STK Cmn 902973904 5,607 249,100 Sh Call Shared-defined 249,100 US BANCORP CMN STK Cmn 902973954 4,259 189,200 Sh Put Shared-defined 189,200 US BANCORP CMN STK Cmn 902973304 58,811 2,612,647 Sh Shared-defined 2,612,647 US CELLULAR CORP CMN STK Cmn 911684108 1,308 30,847 Sh Shared-defined 30,847 COLUMN TOTALS 101,848
PAGE 595 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) US CELLULAR CORP CMN STK Cmn 911684108 7 155 Sh Shared-defined 1 155 US MOBILITY INC COMMON STOCK Cmn 90341G103 423 38,377 Sh Shared-defined 38,377 US MOBILITY INC COMMON STOCK Cmn 90341G103 2 140 Sh Shared-defined 1 140 USEC INC 3% CB 10/1/2014 - -REGISTERED Bond 90333EAC2 19,847 30,500,000 Prn Shared-defined N/A USEC INC CMN STOCK Cmn 90333E958 866 225,000 Sh Put Shared-defined 1 225,000 USEC INC CMN STOCK Cmn 90333E908 578 150,200 Sh Call Shared-defined 1 150,200 USEC INC CMN STOCK Cmn 90333E908 330 85,700 Sh Call Shared-defined 85,700 USEC INC CMN STOCK Cmn 90333E958 121 31,300 Sh Put Shared-defined 31,300 USEC INC CMN STOCK Cmn 90333E108 92 23,979 Sh Shared-defined 1 23,979 USG CORPORATION Cmn 903293955 4,001 284,800 Sh Put Shared-defined 1 284,800 USG CORPORATION Cmn 903293405 2,112 150,316 Sh Shared-defined 1 150,316 USG CORPORATION Cmn 903293955 982 69,900 Sh Put Shared-defined 69,900 USG CORPORATION Cmn 903293905 903 64,300 Sh Call Shared-defined 1 64,300 USG CORPORATION Cmn 903293405 667 47,443 Sh Shared-defined 47,443 COLUMN TOTALS 30,931
PAGE 596 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) USG CORPORATION Cmn 903293905 556 39,600 Sh Call Shared-defined 39,600 UTI WORLDWIDE(IPO) Cmn G87210903 198 13,800 Sh Call Shared-defined 1 13,800 UTI WORLDWIDE(IPO) Cmn G87210953 189 13,200 Sh Put Shared-defined 1 13,200 UTSTARCOM INC CMN STOCK Cmn 918076950 92 41,800 Sh Put Shared-defined 1 41,800 UTSTARCOM INC CMN STOCK Cmn 918076900 1 400 Sh Call Shared-defined 1 400 UTSTARCOM INC CMN STOCK Cmn 918076100 53 24,272 Sh Shared-defined 1 24,272 UTSTARCOM INC CMN STOCK Cmn 918076100 18 8,038 Sh Shared-defined 8,038 V F CORP Cmn 918204108 6,454 88,118 Sh Shared-defined 88,118 V F CORP Cmn 918204108 10 138 Sh Shared-defined 1 138 V F CORP Cmn 918204908 3,157 43,100 Sh Call Shared-defined 1 43,100 V F CORP Cmn 918204958 2,329 31,800 Sh Put Shared-defined 1 31,800 V F CORP Cmn 918204958 1,575 21,500 Sh Put Shared-defined 21,500 V F CORP Cmn 918204908 615 8,400 Sh Call Shared-defined 8,400 VAALCO ENERGY INC CMN STK Cmn 91851C951 52 11,500 Sh Put Shared-defined 1 11,500 COLUMN TOTALS 15,299
PAGE 597 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VAALCO ENERGY INC CMN STK Cmn 91851C901 6 1,400 Sh Call Shared-defined 1 1,400 VAALCO ENERGY INC CMN STK Cmn 91851C201 54 11,817 Sh Shared-defined 11,817 VAALCO ENERGY INC CMN STK Cmn 91851C201 28 6,160 Sh Shared-defined 1 6,160 VAIL RESORTS INC CMN STOCK Cmn 91879Q959 2,302 60,900 Sh Put Shared-defined 1 60,900 VAIL RESORTS INC CMN STOCK Cmn 91879Q909 1,259 33,300 Sh Call Shared-defined 1 33,300 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 41 1,083 Sh Shared-defined 1,083 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 1,426 78,100 Sh Put Shared-defined 1 78,100 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866904 876 48,000 Sh Call Shared-defined 1 48,000 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 47 2,600 Sh Put Shared-defined 2,600 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 1 59 Sh Shared-defined 1 59 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X904 2,219 69,800 Sh Call Shared-defined 1 69,800 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X954 2,054 64,600 Sh Put Shared-defined 1 64,600 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X104 374 11,758 Sh Shared-defined 11,758 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X104 50 1,583 Sh Shared-defined 1 1,583 COLUMN TOTALS 10,737
PAGE 598 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VALENCE TECHNOLOGY INC CMN STK Cmn 918914902 2 2,100 Sh Call Shared-defined 1 2,100 VALENCE TECHNOLOGY INC CMN STK Cmn 918914952 1 1,200 Sh Put Shared-defined 1 1,200 VALENCE TECHNOLOGY INC CMN STK Cmn 918914102 7 7,898 Sh Shared-defined 7,898 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 14,538 867,915 Sh Shared-defined 867,915 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 12,388 739,563 Sh Shared-defined 1 739,563 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 22,860 1,364,800 Sh Put Shared-defined 1 1,364,800 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 14,603 871,800 Sh Put Shared-defined 871,800 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 13,884 828,900 Sh Call Shared-defined 1 828,900 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 792 47,300 Sh Call Shared-defined 47,300 VALIDUS HOLDINGS LTD Cmn G9319H102 8,501 315,569 Sh Shared-defined 315,569 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 431 30,523 Sh Shared-defined 30,523 VALMONT INDUSTRIES CMN STK Cmn 920253901 5,311 67,700 Sh Call Shared-defined 1 67,700 VALMONT INDUSTRIES CMN STK Cmn 920253951 2,432 31,000 Sh Put Shared-defined 1 31,000 VALMONT INDUSTRIES CMN STK Cmn 920253951 1,561 19,900 Sh Put Shared-defined 19,900 COLUMN TOTALS 97,311
PAGE 599 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VALMONT INDUSTRIES CMN STK Cmn 920253901 486 6,200 Sh Call Shared-defined 6,200 VALMONT INDUSTRIES CMN STK Cmn 920253101 979 12,475 Sh Shared-defined 12,475 VALMONT INDUSTRIES CMN STK Cmn 920253101 495 6,304 Sh Shared-defined 1 6,304 VALSPAR CORP CMN STK Cmn 920355904 790 29,100 Sh Call Shared-defined 1 29,100 VALSPAR CORP CMN STK Cmn 920355954 407 15,000 Sh Put Shared-defined 1 15,000 VALSPAR CORP CMN STK Cmn 920355104 14,905 549,192 Sh Shared-defined 549,192 VALSPAR CORP CMN STK Cmn 920355104 50 1,857 Sh Shared-defined 1 1,857 VALUECLICK INC CMN STOCK Cmn 92046N952 1,076 106,300 Sh Put Shared-defined 1 106,300 VALUECLICK INC CMN STOCK Cmn 92046N902 309 30,500 Sh Call Shared-defined 1 30,500 VALUECLICK INC CMN STOCK Cmn 92046N902 72 7,100 Sh Call Shared-defined 7,100 VALUECLICK INC CMN STOCK Cmn 92046N102 1,084 107,104 Sh Shared-defined 1 107,104 VALUECLICK INC CMN STOCK Cmn 92046N102 189 18,697 Sh Shared-defined 18,697 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659908 1,520 135,200 Sh Call Shared-defined 1 135,200 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659958 937 83,400 Sh Put Shared-defined 1 83,400 COLUMN TOTALS 23,299
PAGE 600 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 401 35,712 Sh Shared-defined 1 35,712 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 3 260 Sh Shared-defined 260 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 329 7,028 Sh Shared-defined 7,028 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 2,155 46,000 Sh Call Shared-defined 1 46,000 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 1,682 35,900 Sh Put Shared-defined 1 35,900 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 1,284 27,400 Sh Call Shared-defined 27,400 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 506 10,800 Sh Put Shared-defined 10,800 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 732 20,399 Sh Shared-defined 20,399 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 43 1,210 Sh Shared-defined 1 1,210 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 2,580 71,900 Sh Put Shared-defined 1 71,900 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 2,336 65,100 Sh Call Shared-defined 1 65,100 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 1,163 32,400 Sh Put Shared-defined 32,400 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 527 14,700 Sh Call Shared-defined 14,700 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y904 36 5,700 Sh Call Shared-defined 1 5,700 COLUMN TOTALS 13,777
PAGE 601 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y954 21 3,400 Sh Put Shared-defined 1 3,400 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 26 4,206 Sh Shared-defined 4,206 VASCULAR SOLUTIONS INC. Cmn 92231M909 45 5,400 Sh Call Shared-defined 1 5,400 VASCULAR SOLUTIONS INC. Cmn 92231M109 39 4,671 Sh Shared-defined 1 4,671 VASCULAR SOLUTIONS INC. Cmn 92231M109 32 3,839 Sh Shared-defined 3,839 VASCULAR SOLUTIONS INC. Cmn 92231M959 28 3,300 Sh Put Shared-defined 1 3,300 VAUGHAN FOODS INC CLASS B WARRANT Wt 92241M123 -- 3,850 Shared-defined 1 N/A VAUGHAN FOODS INC COMMON STOCK Cmn 92241M107 -- 357 Sh Shared-defined 1 357 VAUGHAN FOODS, INC CLASS A WARRANT Wt 92241M115 -- 8,652 Shared-defined 1 N/A VCA ANTECH INC Cmn 918194101 6,777 271,934 Sh Shared-defined 271,934 VCA ANTECH INC Cmn 918194951 773 31,000 Sh Put Shared-defined 1 31,000 VCA ANTECH INC Cmn 918194901 750 30,100 Sh Call Shared-defined 1 30,100 VECTOR GROUP LTD CMN STK Cmn 92240M108 344 24,559 Sh Shared-defined 24,559 VECTOR GRP 3.875% CB 6/15/2026-REGISTERED Bond 92240MAL2 2,306 2,300,000 Prn Shared-defined N/A COLUMN TOTALS 11,141
PAGE 602 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VECTREN CORP CMN STOCK Cmn 92240G101 607 24,594 Sh Shared-defined 24,594 VECTREN CORP CMN STOCK Cmn 92240G101 14 585 Sh Shared-defined 1 585 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 21 625 Sh Shared-defined 1 625 VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 4,609 139,500 Sh Call Shared-defined 1 139,500 VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 1,166 35,300 Sh Call Shared-defined 35,300 VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 1,163 35,200 Sh Put Shared-defined 1 35,200 VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 347 10,500 Sh Put Shared-defined 10,500 VENTAS INC Cmn 92276F900 1,146 26,200 Sh Call Shared-defined 1 26,200 VENTAS INC Cmn 92276F950 1,120 25,600 Sh Put Shared-defined 1 25,600 VENTAS INC Cmn 92276F900 512 11,700 Sh Call Shared-defined 11,700 VENTAS INC Cmn 92276F950 494 11,300 Sh Put Shared-defined 11,300 VERENIUM CORP Cmn 92340P209 35 7,875 Sh Shared-defined 1 7,875 VERENIUM CORP Cmn 92340P209 11 2,521 Sh Shared-defined 2,521 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y959 495 30,200 Sh Put Shared-defined 1 30,200 COLUMN TOTALS 11,740
PAGE 603 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y909 172 10,500 Sh Call Shared-defined 1 10,500 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y109 16,514 1,008,178 Sh Shared-defined 1,008,178 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y109 732 44,693 Sh Shared-defined 1 44,693 VERIGY LTD CMN STK Cmn Y93691906 391 30,400 Sh Call Shared-defined 1 30,400 VERIGY LTD CMN STK Cmn Y93691956 72 5,600 Sh Put Shared-defined 1 5,600 VERIGY LTD CMN STK Cmn Y93691106 16,241 1,261,905 Sh Shared-defined 1,261,905 VERIGY LTD CMN STK Cmn Y93691106 14 1,114 Sh Shared-defined 1 1,114 VERISIGN INC 3.25% CB DUE 08/15/2037 - REGISTERED Bond 92343EAD4 89,386 100,803,000 Prn Shared-defined N/A VERISIGN INC CMN STOCK Cmn 92343E902 5,139 212,000 Sh Call Shared-defined 1 212,000 VERISIGN INC CMN STOCK Cmn 92343E902 4,065 167,700 Sh Call Shared-defined 167,700 VERISIGN INC CMN STOCK Cmn 92343E952 3,299 136,100 Sh Put Shared-defined 1 136,100 VERISIGN INC CMN STOCK Cmn 92343E952 2,068 85,300 Sh Put Shared-defined 85,300 VERISIGN INC CMN STOCK Cmn 92343E102 458 18,879 Sh Shared-defined 18,879 VERISK ANALYTICS INC-CLASS A Cmn 92345Y906 506 16,700 Sh Call Shared-defined 1 16,700 COLUMN TOTALS 139,057
PAGE 604 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VERISK ANALYTICS INC-CLASS A Cmn 92345Y956 273 9,000 Sh Put Shared-defined 1 9,000 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 881 29,079 Sh Shared-defined 29,079 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 125 4,136 Sh Shared-defined 1 4,136 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 22,688 684,829 Sh Shared-defined 1 684,829 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 3,073 92,760 Sh Shared-defined 92,760 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 37,831 1,141,900 Sh Put Shared-defined 1 1,141,900 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 37,616 1,135,400 Sh Call Shared-defined 1 1,135,400 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 10,151 306,400 Sh Put Shared-defined 306,400 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 9,707 293,000 Sh Call Shared-defined 293,000 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F950 7,670 179,000 Sh Put Shared-defined 1 179,000 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F900 6,749 157,500 Sh Call Shared-defined 1 157,500 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 72 1,689 Sh Shared-defined 1 1,689 VIACOM INC CMN STK-CLASS B Cmn 92553P201 40,401 1,358,921 Sh Shared-defined 1,358,921 VIACOM INC CMN STK-CLASS B Cmn 92553P201 46 1,546 Sh Shared-defined 1 1,546 COLUMN TOTALS 177,283
PAGE 605 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VIACOM INC CMN STK-CLASS B Cmn 92553P951 6,704 225,500 Sh Put Shared-defined 1 225,500 VIACOM INC CMN STK-CLASS B Cmn 92553P901 6,493 218,400 Sh Call Shared-defined 1 218,400 VIACOM INC CMN STK-CLASS B Cmn 92553P901 3,015 101,400 Sh Call Shared-defined 101,400 VIACOM INC CMN STK-CLASS B Cmn 92553P951 1,507 50,700 Sh Put Shared-defined 50,700 VIACOM INC-CMN STK CLASS A Cmn 92553P902 545 17,300 Sh Call Shared-defined 1 17,300 VIACOM INC-CMN STK CLASS A Cmn 92553P952 321 10,200 Sh Put Shared-defined 1 10,200 VIACOM INC-CMN STK CLASS A Cmn 92553P102 5 170 Sh Shared-defined 1 170 VIAD CORP Cmn 92552R406 468 22,675 Sh Shared-defined 22,675 VIAD CORP Cmn 92552R406 1 51 Sh Shared-defined 1 51 VICAL INC CMN STK Cmn 925602104 49 14,766 Sh Shared-defined 1 14,766 VIMPEL-COMMUNICATIONS - -SP-ADR 1:.75 Depository Receipt 68370R109 991 53,319 Sh Shared-defined 1 N/A VIMPEL-COMMUNICATIONS - -SP-ADR 1:.75 Depository Receipt 68370R109 674 36,264 Sh Shared-defined N/A VIRGIN MEDIA INC CMN STK Cmn 92769L901 1,898 112,800 Sh Call Shared-defined 1 112,800 VIRGIN MEDIA INC CMN STK Cmn 92769L901 1,181 70,200 Sh Call Shared-defined 70,200 COLUMN TOTALS 23,852
PAGE 606 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VIRGIN MEDIA INC CMN STK Cmn 92769L951 833 49,500 Sh Put Shared-defined 1 49,500 VIRGIN MEDIA INC CMN STK Cmn 92769L101 96 5,711 Sh Shared-defined 1 5,711 VIRGIN MEDIA INC-CW11 Wt 92769L119 -- 4,308 Shared-defined 1 N/A VIROPHARMA INC 2% CB 3/15/2017-REGISTERED Bond 928241AH1 62,600 85,000,000 Prn Shared-defined N/A VIROPHARMA INC CMN STOCK Cmn 928241958 300 35,800 Sh Put Shared-defined 1 35,800 VIROPHARMA INC CMN STOCK Cmn 928241908 106 12,600 Sh Call Shared-defined 1 12,600 VIROPHARMA INC CMN STOCK Cmn 928241108 399 47,605 Sh Shared-defined 1 47,605 VIROPHARMA INC CMN STOCK Cmn 928241108 2 206 Sh Shared-defined 206 VISA INC-CLASS A SHRS Cmn 92826C959 48,628 556,000 Sh Put Shared-defined 1 556,000 VISA INC-CLASS A SHRS Cmn 92826C909 30,567 349,500 Sh Call Shared-defined 1 349,500 VISA INC-CLASS A SHRS Cmn 92826C839 16,876 192,956 Sh Shared-defined 1 192,956 VISA INC-CLASS A SHRS Cmn 92826C839 15,847 181,187 Sh Shared-defined 181,187 VISA INC-CLASS A SHRS Cmn 92826C959 14,702 168,100 Sh Put Shared-defined 168,100 VISA INC-CLASS A SHRS Cmn 92826C909 8,300 94,900 Sh Call Shared-defined 94,900 COLUMN TOTALS 199,256
PAGE 607 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 1,567 187,622 Sh Shared-defined 187,622 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298908 194 23,200 Sh Call Shared-defined 1 23,200 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298958 4 500 Sh Put Shared-defined 1 500 VISIONCHINA MEDIA INC-ADS Depository Receipt 92833U103 589 53,970 Sh Shared-defined N/A VISIONCHINA MEDIA INC-ADS Depository Receipt 92833U103 275 25,159 Sh Shared-defined 1 N/A VISTA GOLD CORP COMMON STOCK Cmn 927926953 33 13,300 Sh Put Shared-defined 1 13,300 VISTA GOLD CORP COMMON STOCK Cmn 927926903 15 6,300 Sh Call Shared-defined 1 6,300 VISTA GOLD CORP COMMON STOCK Cmn 927926303 37 14,912 Sh Shared-defined 1 14,912 VISTA GOLD CORP COMMON STOCK Cmn 927926303 4 1,494 Sh Shared-defined 1,494 VISTAPRINT NV Cmn N93540957 4,578 80,800 Sh Put Shared-defined 1 80,800 VISTAPRINT NV Cmn N93540907 4,114 72,600 Sh Call Shared-defined 1 72,600 VISTAPRINT NV Cmn N93540907 946 16,700 Sh Call Shared-defined 16,700 VISTAPRINT NV Cmn N93540957 901 15,900 Sh Put Shared-defined 15,900 VISTAPRINT NV Cmn N93540107 153 2,708 Sh Shared-defined 2,708 COLUMN TOTALS 13,410
PAGE 608 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VISTAPRINT NV Cmn N93540107 1 16 Sh Shared-defined 1 16 VITACOST.COM INC Cmn 92847A200 2,872 275,592 Sh Shared-defined 275,592 VITACOST.COM INC Cmn 92847A200 11 1,038 Sh Shared-defined 1 1,038 VIVO PARTICIPACOES SA - -ADR 1:1 Depository Receipt 92855S200 170 5,491 Sh Shared-defined N/A VIVO PARTICIPACOES SA - -ADR 1:1 Depository Receipt 92855S200 79 2,536 Sh Shared-defined 1 N/A VIVUS INC CMN STK Cmn 928551950 1,144 124,500 Sh Put Shared-defined 1 124,500 VIVUS INC CMN STK Cmn 928551900 403 43,900 Sh Call Shared-defined 1 43,900 VIVUS INC CMN STK Cmn 928551100 1,666 181,323 Sh Shared-defined 1 181,323 VIVUS INC CMN STK Cmn 928551100 503 54,742 Sh Shared-defined 54,742 VMWARE INC Cmn 928563902 11,477 270,800 Sh Call Shared-defined 1 270,800 VMWARE INC Cmn 928563952 8,739 206,200 Sh Put Shared-defined 1 206,200 VMWARE INC Cmn 928563952 3,674 86,700 Sh Put Shared-defined 86,700 VMWARE INC Cmn 928563902 2,797 66,000 Sh Call Shared-defined 66,000 VODAFONE GROUP PLC - SPON ADR 1:10 Depository Receipt 92857W209 11,395 493,493 Sh Shared-defined N/A COLUMN TOTALS 44,931
PAGE 609 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VODAFONE GROUP PLC - SPON ADR 1:10 Depository Receipt 92857W209 6,038 261,490 Sh Shared-defined 1 N/A VOLCANO CORP Cmn 928645100 183 10,503 Sh Shared-defined 10,503 VOLCANO CORP Cmn 928645100 22 1,257 Sh Shared-defined 1 1,257 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708956 340 17,800 Sh Put Shared-defined 1 17,800 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708906 67 3,500 Sh Call Shared-defined 1 3,500 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 118 6,184 Sh Shared-defined 1 6,184 VORNADO REALTY TRUST CMN STK Cmn 929042959 15,813 226,100 Sh Put Shared-defined 1 226,100 VORNADO REALTY TRUST CMN STK Cmn 929042909 10,708 153,100 Sh Call Shared-defined 1 153,100 VORNADO REALTY TRUST CMN STK Cmn 929042959 8,756 125,200 Sh Put Shared-defined 125,200 VORNADO REALTY TRUST CMN STK Cmn 929042909 6,546 93,600 Sh Call Shared-defined 93,600 VORNADO REALTY TRUST CMN STK Cmn 929042109 5,688 81,323 Sh Shared-defined 81,323 VORNADO REALTY TRUST CMN STK Cmn 929042109 91 1,308 Sh Shared-defined 1 1,308 VULCAN MATERIALS CO CMN STK Cmn 929160959 8,074 153,300 Sh Put Shared-defined 1 153,300 VULCAN MATERIALS CO CMN STK Cmn 929160909 7,806 148,200 Sh Call Shared-defined 1 148,200 COLUMN TOTALS 70,250
PAGE 610 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) VULCAN MATERIALS CO CMN STK Cmn 929160959 4,619 87,700 Sh Put Shared-defined 87,700 VULCAN MATERIALS CO CMN STK Cmn 929160909 2,080 39,500 Sh Call Shared-defined 39,500 VULCAN MATERIALS CO CMN STK Cmn 929160109 2,960 56,194 Sh Shared-defined 1 56,194 VULCAN MATERIALS CO CMN STK Cmn 929160109 1,753 33,281 Sh Shared-defined 33,281 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P906 67 5,700 Sh Call Shared-defined 1 5,700 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P956 55 4,700 Sh Put Shared-defined 1 4,700 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 230 19,621 Sh Shared-defined 19,621 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 34 2,919 Sh Shared-defined 1 2,919 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 363 14,313 Sh Shared-defined 14,313 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 5 200 Sh Shared-defined 1 200 WABASH NATIONAL CORP CMN STK Cmn 929566107 24 12,633 Sh Shared-defined 12,633 WABASH NATIONAL CORP CMN STK Cmn 929566107 3 1,443 Sh Shared-defined 1 1,443 WABCO HOLDINGS INC Cmn 92927K102 6,790 263,270 Sh Shared-defined 263,270 WABCO HOLDINGS INC Cmn 92927K952 3,348 129,800 Sh Put Shared-defined 129,800 COLUMN TOTALS 22,331
PAGE 611 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WABCO HOLDINGS INC Cmn 92927K902 1,315 51,000 Sh Call Shared-defined 51,000 WABCO HOLDINGS INC Cmn 92927K902 1,001 38,800 Sh Call Shared-defined 1 38,800 WABCO HOLDINGS INC Cmn 92927K952 732 28,400 Sh Put Shared-defined 1 28,400 WABTEC CMN STOCK Cmn 929740908 1,764 43,200 Sh Call Shared-defined 1 43,200 WABTEC CMN STOCK Cmn 929740958 776 19,000 Sh Put Shared-defined 1 19,000 WABTEC CMN STOCK Cmn 929740958 33 800 Sh Put Shared-defined 800 WABTEC CMN STOCK Cmn 929740108 13,133 321,572 Sh Shared-defined 321,572 WABTEC CMN STOCK Cmn 929740108 286 6,994 Sh Shared-defined 1 6,994 WADDELL & REED FINL INC CMN STOCK Cmn 930059100 20,335 665,857 Sh Shared-defined 665,857 WAL MART STORES INC Cmn 931142103 12,027 225,012 Sh Shared-defined 225,012 WAL MART STORES INC Cmn 931142103 9,226 172,612 Sh Shared-defined 1 172,612 WAL MART STORES INC Cmn 931142953 78,743 1,473,200 Sh Put Shared-defined 1 1,473,200 WAL MART STORES INC Cmn 931142903 58,218 1,089,200 Sh Call Shared-defined 1 1,089,200 WAL MART STORES INC Cmn 931142903 14,410 269,600 Sh Call Shared-defined 269,600 COLUMN TOTALS 211,999
PAGE 612 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WAL MART STORES INC Cmn 931142953 5,869 109,800 Sh Put Shared-defined 109,800 WALGREEN CO Cmn 931422109 13,319 362,717 Sh Shared-defined 362,717 WALGREEN CO Cmn 931422109 71 1,926 Sh Shared-defined 1 1,926 WALGREEN CO Cmn 931422909 23,967 652,700 Sh Call Shared-defined 1 652,700 WALGREEN CO Cmn 931422959 15,371 418,600 Sh Put Shared-defined 1 418,600 WALGREEN CO Cmn 931422909 9,841 268,000 Sh Call Shared-defined 268,000 WALGREEN CO Cmn 931422959 7,175 195,400 Sh Put Shared-defined 195,400 WALTER ENERGY INC Cmn 93317Q905 19,490 258,800 Sh Call Shared-defined 1 258,800 WALTER ENERGY INC Cmn 93317Q905 11,093 147,300 Sh Call Shared-defined 147,300 WALTER ENERGY INC Cmn 93317Q955 7,772 103,200 Sh Put Shared-defined 1 103,200 WALTER ENERGY INC Cmn 93317Q955 4,270 56,700 Sh Put Shared-defined 56,700 WALTER ENERGY INC Cmn 93317Q105 2,561 34,008 Sh Shared-defined 34,008 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W952 4,134 288,500 Sh Put Shared-defined 1 288,500 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W952 1,690 117,900 Sh Put Shared-defined 117,900 COLUMN TOTALS 126,623
PAGE 613 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 532 37,100 Sh Call Shared-defined 1 37,100 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 271 18,900 Sh Call Shared-defined 18,900 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 3,194 222,886 Sh Shared-defined 1 222,886 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 1,229 85,740 Sh Shared-defined 85,740 WARNER CHILCOTT PLC Cmn G94368900 2,206 77,500 Sh Call Shared-defined 1 77,500 WARNER CHILCOTT PLC Cmn G94368950 1,996 70,100 Sh Put Shared-defined 1 70,100 WARNER CHILCOTT PLC Cmn G94368900 817 28,700 Sh Call Shared-defined 28,700 WARNER CHILCOTT PLC Cmn G94368100 -- 1 Sh Shared-defined 1 WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 2,554 451,325 Sh Shared-defined 451,325 WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 16 2,840 Sh Shared-defined 1 2,840 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A900 67 27,200 Sh Call Shared-defined 1 27,200 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A950 2 1,000 Sh Put Shared-defined 1 1,000 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 4 1,542 Sh Shared-defined 1 1,542 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 2,665 137,814 Sh Shared-defined 137,814 COLUMN TOTALS 15,553
PAGE 614 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 28 1,440 Sh Shared-defined 1 1,440 WASHINGTON POST - - CLASS B CMN STK Cmn 939640108 4,848 11,029 Sh Shared-defined 11,029 WASHINGTON POST - - CLASS B CMN STK Cmn 939640108 55 124 Sh Shared-defined 1 124 WASHINGTON REIT CMN STK Cmn 939653901 2,631 95,500 Sh Call Shared-defined 1 95,500 WASHINGTON REIT CMN STK Cmn 939653951 358 13,000 Sh Put Shared-defined 1 13,000 WASHINGTON REIT CMN STK Cmn 939653101 1,757 63,780 Sh Shared-defined 63,780 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 9,527 281,793 Sh Shared-defined 281,793 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 1,596 47,197 Sh Shared-defined 1 47,197 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 7,509 222,100 Sh Call Shared-defined 1 222,100 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 6,011 177,800 Sh Put Shared-defined 1 177,800 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 1,545 45,700 Sh Put Shared-defined 45,700 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 1,454 43,000 Sh Call Shared-defined 43,000 WATERS CORP CMN STOCK Cmn 941848903 4,548 73,400 Sh Call Shared-defined 1 73,400 WATERS CORP CMN STOCK Cmn 941848953 4,083 65,900 Sh Put Shared-defined 1 65,900 COLUMN TOTALS 45,950
PAGE 615 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WATERS CORP CMN STOCK Cmn 941848903 483 7,800 Sh Call Shared-defined 7,800 WATERS CORP CMN STOCK Cmn 941848953 37 600 Sh Put Shared-defined 600 WATERS CORP CMN STOCK Cmn 941848103 12,698 204,943 Sh Shared-defined 204,943 WATSCO INC CMN STK Cmn 942622200 308 6,288 Sh Shared-defined 6,288 WATSCO INC CMN STK Cmn 942622200 1 29 Sh Shared-defined 1 29 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 1,477 37,300 Sh Call Shared-defined 1 37,300 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 1,426 36,000 Sh Put Shared-defined 1 36,000 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 994 25,100 Sh Call Shared-defined 25,100 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 610 15,400 Sh Put Shared-defined 15,400 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 1,227 30,982 Sh Shared-defined 30,982 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 35 881 Sh Shared-defined 1 881 Watts Water Technologies Inc CMN STK Cmn 942749952 383 12,400 Sh Put Shared-defined 1 12,400 Watts Water Technologies Inc CMN STK Cmn 942749902 328 10,600 Sh Call Shared-defined 1 10,600 Watts Water Technologies Inc CMN STK Cmn 942749102 284 9,179 Sh Shared-defined 9,179 COLUMN TOTALS 20,291
PAGE 616 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) Watts Water Technologies Inc CMN STK Cmn 942749102 189 6,099 Sh Shared-defined 1 6,099 WEATHERFORD INTL LTD CMN STK Cmn H27013953 23,432 1,308,300 Sh Put Shared-defined 1 1,308,300 WEATHERFORD INTL LTD CMN STK Cmn H27013903 15,927 889,300 Sh Call Shared-defined 1 889,300 WEATHERFORD INTL LTD CMN STK Cmn H27013953 11,615 648,500 Sh Put Shared-defined 648,500 WEATHERFORD INTL LTD CMN STK Cmn H27013903 5,411 302,100 Sh Call Shared-defined 302,100 WEATHERFORD INTL LTD CMN STK Cmn H27013103 40,737 2,274,519 Sh Shared-defined 2,274,519 WEATHERFORD INTL LTD CMN STK Cmn H27013103 8,859 494,622 Sh Shared-defined 1 494,622 WEBMD HEALTH A ORDINARY Cmn 94770V102 656 17,031 Sh Shared-defined 1 17,031 WEBMD HEALTH A ORDINARY Cmn 94770V102 447 11,614 Sh Shared-defined 11,614 WEBMD HEALTH A ORDINARY Cmn 94770V952 4,242 110,200 Sh Put Shared-defined 1 110,200 WEBMD HEALTH A ORDINARY Cmn 94770V902 2,956 76,800 Sh Call Shared-defined 1 76,800 WEBSENSE INC CMN STK Cmn 947684906 72 4,100 Sh Call Shared-defined 1 4,100 WEBSENSE INC CMN STK Cmn 947684956 38 2,200 Sh Put Shared-defined 1 2,200 WEBSENSE INC CMN STK Cmn 947684106 309 17,709 Sh Shared-defined 17,709 COLUMN TOTALS 114,890
PAGE 617 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WEBSENSE INC CMN STK Cmn 947684106 93 5,355 Sh Shared-defined 1 5,355 WEBSTER FINANCIAL CORP COMMON STOCK Cmn 947890109 129 10,829 Sh Shared-defined 10,829 WEBSTER FINANCIAL CORP COMMON STOCK Cmn 947890109 13 1,073 Sh Shared-defined 1 1,073 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626956 152 5,200 Sh Put Shared-defined 1 5,200 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626906 82 2,800 Sh Call Shared-defined 1 2,800 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 196 6,726 Sh Shared-defined 6,726 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 3 109 Sh Shared-defined 1 109 WEINGARTEN REALTY INVST CMN STK Cmn 948741953 1,684 85,100 Sh Put Shared-defined 1 85,100 WEINGARTEN REALTY INVST CMN STK Cmn 948741903 1,152 58,200 Sh Call Shared-defined 1 58,200 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 181 9,157 Sh Shared-defined 1 9,157 WEIS MARKETS INC CMN STK Cmn 948849104 413 11,346 Sh Shared-defined 11,346 WEIS MARKETS INC CMN STK Cmn 948849104 1 22 Sh Shared-defined 1 22 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T906 5,220 142,000 Sh Call Shared-defined 1 142,000 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T956 1,860 50,600 Sh Put Shared-defined 1 50,600 COLUMN TOTALS 11,179
PAGE 618 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 1,532 41,675 Sh Shared-defined 41,675 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 42 1,131 Sh Shared-defined 1 1,131 WELLPOINT INC Cmn 94973V107 49,212 844,254 Sh Shared-defined 844,254 WELLPOINT INC Cmn 94973V907 23,660 405,900 Sh Call Shared-defined 1 405,900 WELLPOINT INC Cmn 94973V957 17,347 297,600 Sh Put Shared-defined 1 297,600 WELLPOINT INC Cmn 94973V907 7,747 132,900 Sh Call Shared-defined 132,900 WELLPOINT INC Cmn 94973V957 3,719 63,800 Sh Put Shared-defined 63,800 WELLPOINT INC Cmn 94973V107 124 2,134 Sh Shared-defined 1 2,134 WELLS FARGO CO COMMON STOCK Cmn 949746951 64,538 2,391,200 Sh Put Shared-defined 1 2,391,200 WELLS FARGO CO COMMON STOCK Cmn 949746901 28,331 1,049,700 Sh Call Shared-defined 1 1,049,700 WELLS FARGO CO COMMON STOCK Cmn 949746951 15,212 563,600 Sh Put Shared-defined 563,600 WELLS FARGO CO COMMON STOCK Cmn 949746901 9,889 366,400 Sh Call Shared-defined 366,400 WELLS FARGO CO COMMON STOCK Cmn 949746101 69,840 2,587,625 Sh Shared-defined 2,587,625 WELLS FARGO CO COMMON STOCK Cmn 949746101 2,210 81,900 Sh Shared-defined 1 81,900 COLUMN TOTALS 293,403
PAGE 619 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WENDY'S/ARBY'S GROUP INC Cmn 950587105 2,999 639,457 Sh Shared-defined 639,457 WENDY'S/ARBY'S GROUP INC Cmn 950587955 267 56,900 Sh Put Shared-defined 1 56,900 WENDY'S/ARBY'S GROUP INC Cmn 950587955 187 39,800 Sh Put Shared-defined 39,800 WENDY'S/ARBY'S GROUP INC Cmn 950587905 161 34,300 Sh Call Shared-defined 1 34,300 WENDY'S/ARBY'S GROUP INC Cmn 950587105 89 19,052 Sh Shared-defined 1 19,052 WENDY'S/ARBY'S GROUP INC Cmn 950587905 6 1,200 Sh Call Shared-defined 1,200 WERNER ENTERPRISES INC CMN STK Cmn 950755958 447 22,600 Sh Put Shared-defined 1 22,600 WERNER ENTERPRISES INC CMN STK Cmn 950755908 443 22,400 Sh Call Shared-defined 1 22,400 WERNER ENTERPRISES INC CMN STK Cmn 950755108 6,803 343,750 Sh Shared-defined 343,750 WERNER ENTERPRISES INC CMN STK Cmn 950755108 257 12,986 Sh Shared-defined 1 12,986 WESBANCO INC CMN STK Cmn 950810101 258 20,869 Sh Shared-defined 20,869 WESBANCO INC CMN STK Cmn 950810101 21 1,678 Sh Shared-defined 1 1,678 WESCO FINANCIAL CORP CMN STK Cmn 950817106 138 403 Sh Shared-defined 403 WESCO FINANCIAL CORP CMN STK Cmn 950817106 66 192 Sh Shared-defined 1 192 COLUMN TOTALS 12,142
PAGE 620 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WESCO INTERNATIONAL 6% CB 9/15/2029- REGISTERED Bond 95082PAH8 53,331 43,666,000 Prn Shared-defined N/A WESCO INTL INC CMN STOCK Cmn 95082P955 7,268 269,100 Sh Put Shared-defined 269,100 WESCO INTL INC CMN STOCK Cmn 95082P955 1,010 37,400 Sh Put Shared-defined 1 37,400 WESCO INTL INC CMN STOCK Cmn 95082P905 818 30,300 Sh Call Shared-defined 1 30,300 WESCO INTL INC CMN STOCK Cmn 95082P105 443 16,383 Sh Shared-defined 16,383 WESCO INTL INC CMN STOCK Cmn 95082P105 15 558 Sh Shared-defined 1 558 WEST PHARMACEUTICAL SERVICES INC 4% CB 03/15/2047 Bond 955306AA3 25,653 30,500,000 Prn Shared-defined N/A WEST PHARMACEUTICAL SERVICES INC CMN STK Cmn 955306105 274 6,998 Sh Shared-defined 6,998 WEST PHARMACEUTICAL SERVICES INC CMN STK Cmn 955306105 10 247 Sh Shared-defined 1 247 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 40,127 724,707 Sh Shared-defined 724,707 WESTAR ENERGY INC CMN STK Cmn 95709T100 2,071 95,368 Sh Shared-defined 95,368 WESTERN DIGITAL COMMON STOCK Cmn 958102105 653 14,788 Sh Shared-defined 14,788 WESTERN DIGITAL COMMON STOCK Cmn 958102955 12,918 292,600 Sh Put Shared-defined 292,600 WESTERN DIGITAL COMMON STOCK Cmn 958102905 12,883 291,800 Sh Call Shared-defined 1 291,800 COLUMN TOTALS 157,474
PAGE 621 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WESTERN DIGITAL COMMON STOCK Cmn 958102955 11,709 265,200 Sh Put Shared-defined 1 265,200 WESTERN DIGITAL COMMON STOCK Cmn 958102905 8,225 186,300 Sh Call Shared-defined 186,300 WESTERN REFINING INC CMN STK Cmn 959319954 1,464 310,900 Sh Put Shared-defined 1 310,900 WESTERN REFINING INC CMN STK Cmn 959319904 754 160,100 Sh Call Shared-defined 1 160,100 WESTERN REFINING INC CMN STK Cmn 959319104 879 186,718 Sh Shared-defined 1 186,718 WESTERN REFINING INC CMN STK Cmn 959319104 41 8,681 Sh Shared-defined 8,681 WESTERN UNION CO/THE COMMON STOCK Cmn 959802959 2,648 140,500 Sh Put Shared-defined 1 140,500 WESTERN UNION CO/THE COMMON STOCK Cmn 959802909 1,704 90,400 Sh Call Shared-defined 1 90,400 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 15,713 833,577 Sh Shared-defined 833,577 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 189 10,000 Sh Shared-defined 1 10,000 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 200 8,032 Sh Shared-defined 8,032 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 6 232 Sh Shared-defined 1 232 WESTPORT INNOVATIONS INC Cmn 960908309 3,981 343,750 Sh Shared-defined 343,750 WESTPORT INNOVATIONS INC Cmn 960908309 3 244 Sh Shared-defined 1 244 COLUMN TOTALS 47,516
PAGE 622 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WEYERHAEUSER CO Cmn 962166104 5,510 127,723 Sh Shared-defined 127,723 WEYERHAEUSER CO Cmn 962166904 10,397 241,000 Sh Call Shared-defined 1 241,000 WEYERHAEUSER CO Cmn 962166904 5,798 134,400 Sh Call Shared-defined 134,400 WEYERHAEUSER CO Cmn 962166954 5,664 131,300 Sh Put Shared-defined 1 131,300 WEYERHAEUSER CO Cmn 962166954 2,330 54,000 Sh Put Shared-defined 54,000 WGL HOLDINGS INC CMN STK Cmn 92924F106 414 12,344 Sh Shared-defined 12,344 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 4,315 53,498 Sh Shared-defined 53,498 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 24,819 307,700 Sh Put Shared-defined 1 307,700 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 24,787 307,300 Sh Call Shared-defined 1 307,300 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 14,841 184,000 Sh Call Shared-defined 184,000 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 10,300 127,700 Sh Put Shared-defined 127,700 WHITING PETROLEUM 6.25% CNV PREF-PERP-REGISTERED Pref Stk 966387201 15 85 Sh Shared-defined 1 N/A WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 9,531 133,400 Sh Put Shared-defined 1 133,400 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 6,766 94,700 Sh Put Shared-defined 94,700 COLUMN TOTALS 125,487
PAGE 623 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 6,052 84,700 Sh Call Shared-defined 1 84,700 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 2,365 33,100 Sh Call Shared-defined 33,100 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 2,102 29,416 Sh Shared-defined 1 29,416 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 909 12,718 Sh Shared-defined 12,718 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 10,840 394,902 Sh Shared-defined 394,902 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 5,717 208,258 Sh Shared-defined 1 208,258 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 14,886 542,300 Sh Put Shared-defined 1 542,300 WHOLE FOODS MARKET INC CMN STK Cmn 966837906 8,400 306,000 Sh Call Shared-defined 1 306,000 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 3 100 Sh Put Shared-defined 100 WILEY (JOHN) & SONS -CL A CMN STK Cmn 968223206 294 7,025 Sh Shared-defined 7,025 WILLBROS GROUP INC Cmn 969203908 423 25,100 Sh Call Shared-defined 1 25,100 WILLBROS GROUP INC Cmn 969203958 175 10,400 Sh Put Shared-defined 1 10,400 WILLBROS GROUP INC Cmn 969203108 107 6,313 Sh Shared-defined 6,313 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 7,117 337,600 Sh Call Shared-defined 1 337,600 COLUMN TOTALS 59,390
PAGE 624 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 4,853 230,200 Sh Put Shared-defined 1 230,200 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 3,681 174,600 Sh Put Shared-defined 174,600 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 2,093 99,300 Sh Call Shared-defined 99,300 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 2,442 115,856 Sh Shared-defined 115,856 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F904 592 19,300 Sh Call Shared-defined 1 19,300 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F954 586 19,100 Sh Put Shared-defined 1 19,100 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F104 38 1,253 Sh Shared-defined 1 1,253 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 3,292 158,400 Sh Call Shared-defined 1 158,400 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 1,610 77,500 Sh Put Shared-defined 1 77,500 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 970 46,700 Sh Put Shared-defined 46,700 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 295 14,200 Sh Call Shared-defined 14,200 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 2,438 117,348 Sh Shared-defined 117,348 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 17 813 Sh Shared-defined 1 813 WILLIS GROUP HOLDINGS PLC Cmn G96655958 467 17,700 Sh Put Shared-defined 1 17,700 COLUMN TOTALS 23,374
PAGE 625 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WILLIS GROUP HOLDINGS PLC Cmn G96655108 152 5,760 Sh Shared-defined 1 5,760 WILLIS GROUP HOLDINGS PLC Cmn G96655908 63 2,400 Sh Call Shared-defined 1 2,400 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 219 26,744 Sh Shared-defined 26,744 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 11 1,297 Sh Shared-defined 1 1,297 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 2,649 241,059 Sh Shared-defined 241,059 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 257 23,402 Sh Shared-defined 1 23,402 WINDSTREAM CORP COMMON STOCK Cmn 97381W904 489 44,500 Sh Call Shared-defined 1 44,500 WINDSTREAM CORP COMMON STOCK Cmn 97381W954 236 21,500 Sh Put Shared-defined 1 21,500 WINN-DIXIE STORES INC Cmn 974280957 150 14,900 Sh Put Shared-defined 1 14,900 WINN-DIXIE STORES INC Cmn 974280907 140 13,900 Sh Call Shared-defined 1 13,900 WINN-DIXIE STORES INC Cmn 974280307 126 12,554 Sh Shared-defined 12,554 WINN-DIXIE STORES INC Cmn 974280307 43 4,303 Sh Shared-defined 1 4,303 WINNEBAGO INDUSTRIES CMN STK Cmn 974637950 216 17,700 Sh Put Shared-defined 1 17,700 WINNEBAGO INDUSTRIES CMN STK Cmn 974637900 190 15,600 Sh Call Shared-defined 1 15,600 COLUMN TOTALS 4,941
PAGE 626 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 746 61,188 Sh Shared-defined 1 61,188 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 24 1,960 Sh Shared-defined 1,960 WISCONSIN ENERGY CORP CMN STK Cmn 976657106 532 10,673 Sh Shared-defined 10,673 WMS INDUSTRIES COMMON STOCK Cmn 929297909 4,032 100,800 Sh Call Shared-defined 1 100,800 WMS INDUSTRIES COMMON STOCK Cmn 929297959 1,754 43,850 Sh Put Shared-defined 1 43,850 WMS INDUSTRIES COMMON STOCK Cmn 929297109 6,136 153,405 Sh Shared-defined 153,405 WOLVERINE WORLD WIDE CMN STK Cmn 978097903 120 4,400 Sh Call Shared-defined 1 4,400 WOLVERINE WORLD WIDE CMN STK Cmn 978097953 30 1,100 Sh Put Shared-defined 1 1,100 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 797 29,290 Sh Shared-defined 29,290 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 9 349 Sh Shared-defined 1 349 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 3,790 322,313 Sh Shared-defined 322,313 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 2 136 Sh Shared-defined 1 136 WOODWARD GOVERNOR CMN STOCK Cmn 980745903 608 23,600 Sh Call Shared-defined 1 23,600 WOODWARD GOVERNOR CMN STOCK Cmn 980745953 165 6,400 Sh Put Shared-defined 1 6,400 COLUMN TOTALS 18,745
PAGE 627 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WOODWARD GOVERNOR CMN STOCK Cmn 980745103 13 508 Sh Shared-defined 1 508 WORLD ACCEPTANCE 3.0% CB 10/1/2011-REGISTERED Bond 981417AB4 12,292 13,255,000 Prn Shared-defined N/A WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419954 305 8,500 Sh Put Shared-defined 8,500 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 231 6,446 Sh Shared-defined 6,446 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 2,666 99,500 Sh Call Shared-defined 1 99,500 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 1,733 64,700 Sh Call Shared-defined 64,700 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 889 33,200 Sh Put Shared-defined 1 33,200 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 273 10,200 Sh Put Shared-defined 10,200 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 6 235 Sh Shared-defined 235 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q908 178 11,600 Sh Call Shared-defined 1 11,600 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q958 78 5,100 Sh Put Shared-defined 1 5,100 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 1,126 73,456 Sh Shared-defined 73,456 WORTHINGTON INDS INC Cmn 981811102 664 50,823 Sh Shared-defined 50,823 WORTHINGTON INDS INC Cmn 981811902 323 24,700 Sh Call Shared-defined 1 24,700 COLUMN TOTALS 20,777
PAGE 628 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WORTHINGTON INDS INC Cmn 981811952 139 10,600 Sh Put Shared-defined 1 10,600 WRIGHT MEDICAL 2.625% CB 12/1/2014 - - REGISTERED Bond 98235TAA5 26,349 30,000,000 Prn Shared-defined N/A WRIGHT MEDICAL GROUP INC Cmn 98235T907 432 22,800 Sh Call Shared-defined 1 22,800 WRIGHT MEDICAL GROUP INC Cmn 98235T957 296 15,600 Sh Put Shared-defined 1 15,600 WRIGHT MEDICAL GROUP INC Cmn 98235T107 125 6,601 Sh Shared-defined 6,601 WSP HOLDINGS LTD-ADR Depository Receipt 92934F104 30 9,743 Sh Shared-defined N/A WSP HOLDINGS LTD-ADR Depository Receipt 92934F104 8 2,522 Sh Shared-defined 1 N/A WYNDHAM WORLDWIDE CORP Cmn 98310W108 35,960 1,782,870 Sh Shared-defined 1,782,870 WYNDHAM WORLDWIDE CORP Cmn 98310W958 1,894 93,900 Sh Put Shared-defined 1 93,900 WYNDHAM WORLDWIDE CORP Cmn 98310W908 1,543 76,500 Sh Call Shared-defined 1 76,500 WYNDHAM WORLDWIDE CORP Cmn 98310W908 1,113 55,200 Sh Call Shared-defined 55,200 WYNDHAM WORLDWIDE CORP Cmn 98310W958 1,095 54,300 Sh Put Shared-defined 54,300 WYNDHAM WORLDWIDE CORP Cmn 98310W108 287 14,217 Sh Shared-defined 1 14,217 WYNDHAM WORLDWIDE CORP 3.5% CB 05/1/2012-REGISTERE Bond 98310WAC2 56,064 33,295,000 Prn Shared-defined N/A COLUMN TOTALS 125,335
PAGE 629 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) WYNN RESORTS LTD COMMON STOCK Cmn 983134107 2,641 45,352 Sh Shared-defined 1 45,352 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 300 5,156 Sh Shared-defined 5,156 WYNN RESORTS LTD COMMON STOCK Cmn 983134957 7,436 127,700 Sh Put Shared-defined 1 127,700 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 6,685 114,800 Sh Call Shared-defined 1 114,800 XCEL ENERGY INC Cmn 98389B100 559 26,362 Sh Shared-defined 26,362 XCEL ENERGY INC Cmn 98389B900 550 25,900 Sh Call Shared-defined 1 25,900 XCEL ENERGY INC Cmn 98389B950 229 10,800 Sh Put Shared-defined 1 10,800 XCEL ENERGY INC Cmn 98389B100 82 3,880 Sh Shared-defined 1 3,880 XENOPORT INC COMMON STOCK Cmn 98411C950 1,763 95,000 Sh Put Shared-defined 1 95,000 XENOPORT INC COMMON STOCK Cmn 98411C900 1,132 61,000 Sh Call Shared-defined 1 61,000 XENOPORT INC COMMON STOCK Cmn 98411C100 226 12,157 Sh Shared-defined 12,157 XENOPORT INC COMMON STOCK Cmn 98411C100 105 5,673 Sh Shared-defined 1 5,673 XEROX CORP Cmn 984121103 19,206 2,270,229 Sh Shared-defined 2,270,229 XEROX CORP Cmn 984121903 7,841 926,800 Sh Call Shared-defined 926,800 COLUMN TOTALS 48,755
PAGE 630 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) XEROX CORP Cmn 984121903 4,939 583,800 Sh Call Shared-defined 1 583,800 XEROX CORP Cmn 984121953 2,670 315,600 Sh Put Shared-defined 1 315,600 XEROX CORP Cmn 984121953 642 75,900 Sh Put Shared-defined 75,900 XILINX INC 3.125% CB 3/15/2037 - -REGISTERED Bond 983919AD3 136,853 147,500,000 Prn Shared-defined N/A XILINX INC CMN STK Cmn 983919901 5,167 206,200 Sh Call Shared-defined 1 206,200 XILINX INC CMN STK Cmn 983919951 4,902 195,600 Sh Put Shared-defined 1 195,600 XILINX INC CMN STK Cmn 983919901 3,970 158,400 Sh Call Shared-defined 158,400 XILINX INC CMN STK Cmn 983919951 2,183 87,100 Sh Put Shared-defined 87,100 XILINX INC CMN STK Cmn 983919101 2,852 113,797 Sh Shared-defined 113,797 XINYUAN REAL ESTATE CO L-ADR Depository Receipt 98417P105 71 15,970 Sh Shared-defined 1 N/A XINYUAN REAL ESTATE CO L-ADR Depository Receipt 98417P105 7 1,610 Sh Shared-defined N/A XL CAPITAL LTD -CL A CMN STOCK Cmn G98255905 6,441 351,400 Sh Call Shared-defined 1 351,400 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255955 5,264 287,200 Sh Put Shared-defined 1 287,200 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255905 1,844 100,600 Sh Call Shared-defined 100,600 COLUMN TOTALS 177,805
PAGE 631 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) XL CAPITAL LTD -CL A CMN STOCK Cmn G98255955 1,342 73,200 Sh Put Shared-defined 73,200 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255105 8,506 464,021 Sh Shared-defined 464,021 XOMA LTD COMMON STOCK XOMA Cmn G9825R107 46 65,431 Sh Shared-defined 1 65,431 XTO ENERGY INC COMMON STOCK Cmn 98385X906 23,023 494,800 Sh Call Shared-defined 1 494,800 XTO ENERGY INC COMMON STOCK Cmn 98385X956 22,697 487,800 Sh Put Shared-defined 1 487,800 XTO ENERGY INC COMMON STOCK Cmn 98385X956 19,966 429,100 Sh Put Shared-defined 429,100 XTO ENERGY INC COMMON STOCK Cmn 98385X906 10,241 220,100 Sh Call Shared-defined 220,100 XTO ENERGY INC COMMON STOCK Cmn 98385X106 3,331 71,598 Sh Shared-defined 71,598 XTO ENERGY INC COMMON STOCK Cmn 98385X106 467 10,043 Sh Shared-defined 1 10,043 XYRATEX LTD COMMON STOCK Cmn G98268958 254 19,100 Sh Put Shared-defined 1 19,100 XYRATEX LTD COMMON STOCK Cmn G98268908 121 9,100 Sh Call Shared-defined 1 9,100 XYRATEX LTD COMMON STOCK Cmn G98268108 7,583 569,755 Sh Shared-defined 569,755 XYRATEX LTD COMMON STOCK Cmn G98268108 180 13,495 Sh Shared-defined 1 13,495 YAHOO! INC CMN STOCK Cmn 984332106 59,373 3,538,295 Sh Shared-defined 3,538,295 COLUMN TOTALS 157,130
PAGE 632 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) YAHOO! INC CMN STOCK Cmn 984332106 26,833 1,599,081 Sh Shared-defined 1 1,599,081 YAHOO! INC CMN STOCK Cmn 984332956 48,959 2,917,700 Sh Put Shared-defined 1 2,917,700 YAHOO! INC CMN STOCK Cmn 984332906 32,738 1,951,000 Sh Call Shared-defined 1 1,951,000 YAHOO! INC CMN STOCK Cmn 984332956 22,336 1,331,100 Sh Put Shared-defined 1,331,100 YAHOO! INC CMN STOCK Cmn 984332906 8,215 489,600 Sh Call Shared-defined 489,600 YAMANA GOLD INC Cmn 98462Y900 10,427 916,300 Sh Call Shared-defined 1 916,300 YAMANA GOLD INC Cmn 98462Y950 8,827 775,700 Sh Put Shared-defined 1 775,700 YAMANA GOLD INC Cmn 98462Y100 4,134 363,302 Sh Shared-defined 1 363,302 YAMANA GOLD INC Cmn 98462Y900 4,065 357,200 Sh Call Shared-defined 357,200 YAMANA GOLD INC Cmn 98462Y950 2,589 227,500 Sh Put Shared-defined 227,500 YAMANA GOLD INC Cmn 98462Y100 453 39,808 Sh Shared-defined 39,808 YINGLI GREEN ENERGY HOLD-ADR Depository Receipt 98584B103 2,276 143,940 Sh Shared-defined N/A YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 17 12,348 Sh Shared-defined 1 12,348 YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 1 550 Sh Shared-defined 550 COLUMN TOTALS 171,870
PAGE 633 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) YONGYE INTERNATIONAL INC Cmn 98607B956 583 71,700 Sh Put Shared-defined 1 71,700 YONGYE INTERNATIONAL INC Cmn 98607B106 395 48,582 Sh Shared-defined 1 48,582 YONGYE INTERNATIONAL INC Cmn 98607B906 132 16,200 Sh Call Shared-defined 1 16,200 YRC WORLDWIDE INC CMN STK Cmn 984249902 394 469,100 Sh Call Shared-defined 1 469,100 YRC WORLDWIDE INC CMN STK Cmn 984249952 91 108,000 Sh Put Shared-defined 1 108,000 YRC WORLDWIDE INC CMN STK Cmn 984249902 15 17,700 Sh Call Shared-defined 17,700 YRC WORLDWIDE INC CMN STK Cmn 984249102 94 112,456 Sh Shared-defined 112,456 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777958 36 4,200 Sh Put Shared-defined 1 4,200 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777908 18 2,100 Sh Call Shared-defined 1 2,100 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 75 8,838 Sh Shared-defined 1 8,838 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 6 727 Sh Shared-defined 727 YUM! BRANDS INC CMN STOCK Cmn 988498951 13,187 377,100 Sh Put Shared-defined 1 377,100 YUM! BRANDS INC CMN STOCK Cmn 988498901 6,476 185,200 Sh Call Shared-defined 1 185,200 YUM! BRANDS INC CMN STOCK Cmn 988498951 6,029 172,400 Sh Put Shared-defined 172,400 COLUMN TOTALS 27,531
PAGE 634 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) YUM! BRANDS INC CMN STOCK Cmn 988498901 3,507 100,300 Sh Call Shared-defined 100,300 YUM! BRANDS INC CMN STOCK Cmn 988498101 2,846 81,393 Sh Shared-defined 81,393 YUM! BRANDS INC CMN STOCK Cmn 988498101 687 19,655 Sh Shared-defined 1 19,655 ZALE CORPORATION COMMON STOCK Cmn 988858956 241 88,700 Sh Put Shared-defined 1 88,700 ZALE CORPORATION COMMON STOCK Cmn 988858906 209 76,900 Sh Call Shared-defined 1 76,900 ZALE CORPORATION COMMON STOCK Cmn 988858106 103 37,885 Sh Shared-defined 37,885 ZALE CORPORATION COMMON STOCK Cmn 988858106 15 5,604 Sh Shared-defined 1 5,604 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207905 465 16,400 Sh Call Shared-defined 1 16,400 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207105 331 11,687 Sh Shared-defined 11,687 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207105 60 2,107 Sh Shared-defined 1 2,107 ZENITH NATIONAL INSURANCE CP CMN STK Cmn 989390109 3,572 120,039 Sh Shared-defined 120,039 ZENITH NATIONAL INSURANCE CP CMN STK Cmn 989390109 6 212 Sh Shared-defined 1 212 ZHONE TECHNOLOGIES INC COMMON STOCK Cmn 98950P108 6 14,115 Sh Shared-defined 1 14,115 ZHONGPIN INC COMMON STOCK Cmn 98952K957 857 54,900 Sh Put Shared-defined 1 54,900 COLUMN TOTALS 12,905
PAGE 635 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ZHONGPIN INC COMMON STOCK Cmn 98952K907 507 32,500 Sh Call Shared-defined 1 32,500 ZHONGPIN INC COMMON STOCK Cmn 98952K107 957 61,300 Sh Shared-defined 1 61,300 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 11,844 200,364 Sh Shared-defined 200,364 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 42 708 Sh Shared-defined 1 708 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 6,183 104,600 Sh Call Shared-defined 1 104,600 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 4,469 75,600 Sh Put Shared-defined 1 75,600 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 2,613 44,200 Sh Put Shared-defined 44,200 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 1,957 33,100 Sh Call Shared-defined 33,100 ZIONS BANCORPORATION CMN STK Cmn 989701907 3,925 305,900 Sh Call Shared-defined 1 305,900 ZIONS BANCORPORATION CMN STK Cmn 989701957 2,186 170,400 Sh Put Shared-defined 1 170,400 ZIONS BANCORPORATION CMN STK Cmn 989701957 1,461 113,900 Sh Put Shared-defined 113,900 ZIONS BANCORPORATION CMN STK Cmn 989701907 819 63,800 Sh Call Shared-defined 63,800 ZIONS BANCORPORATION CMN STK Cmn 989701107 1,525 118,847 Sh Shared-defined 118,847 ZIX CORP CMN STK Cmn 98974P900 24 14,100 Sh Call Shared-defined 1 14,100 COLUMN TOTALS 38,512
PAGE 636 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ZIX CORP CMN STK Cmn 98974P950 22 12,700 Sh Put Shared-defined 1 12,700 ZIX CORP CMN STK Cmn 98974P100 28 16,594 Sh Shared-defined 1 16,594 ZIX CORP CMN STK Cmn 98974P100 -- 266 Sh Shared-defined 266 ZOLTEK COS INC CMN STK Cmn 98975W904 497 52,300 Sh Call Shared-defined 1 52,300 ZOLTEK COS INC CMN STK Cmn 98975W954 201 21,200 Sh Put Shared-defined 1 21,200 ZOLTEK COS INC CMN STK Cmn 98975W104 173 18,181 Sh Shared-defined 18,181 ZOLTEK COS INC CMN STK Cmn 98975W104 5 499 Sh Shared-defined 1 499 ZORAN CORP CMN STOCK Cmn 98975F951 1,106 100,100 Sh Put Shared-defined 1 100,100 ZORAN CORP CMN STOCK Cmn 98975F901 170 15,400 Sh Call Shared-defined 1 15,400 ZORAN CORP CMN STOCK Cmn 98975F101 7,395 669,234 Sh Shared-defined 669,234 ZORAN CORP CMN STOCK Cmn 98975F101 737 66,696 Sh Shared-defined 1 66,696 ZUMIEZ INC COMMON STOCK Cmn 989817951 655 51,500 Sh Put Shared-defined 1 51,500 ZUMIEZ INC COMMON STOCK Cmn 989817901 111 8,700 Sh Call Shared-defined 1 8,700 ZUMIEZ INC COMMON STOCK Cmn 989817101 350 27,487 Sh Shared-defined 1 27,487 COLUMN TOTALS 11,450
PAGE 637 OF 637 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER CITADEL ADVISORS LLC ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- ------------------ ---------- ----------- ----------- --- ---- -------------- -------- ---------- ------ ---- (IN THOUSANDS) ZYMOGENETICS INC Cmn 98985T909 102 15,900 Sh Call Shared-defined 1 15,900 ZYMOGENETICS INC Cmn 98985T109 39 6,121 Sh Shared-defined 6,121 ZYMOGENETICS INC Cmn 98985T109 25 3,957 Sh Shared-defined 1 3,957 ZYMOGENETICS INC Cmn 98985T959 7 1,100 Sh Put Shared-defined 1 1,100 COLUMN TOTALS 173
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