-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1LdWK/e0yeQ4HO2minmoLEgSMXbvR0/w1u0jw/azEUt1vm4rhygK3LhLvnq2qxQ k92N5uWH+86q/Wagq8Eh1Q== 0000930413-10-000826.txt : 20100216 0000930413-10-000826.hdr.sgml : 20100215 20100216141153 ACCESSION NUMBER: 0000930413-10-000826 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAM Holding Ltd. CENTRAL INDEX KEY: 0001438848 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13808 FILM NUMBER: 10606212 BUSINESS ADDRESS: STREET 1: 120 BROADWAY STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-238-3010 MAIL ADDRESS: STREET 1: 120 BROADWAY STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Holding Ltd. DATE OF NAME CHANGE: 20080627 13F-HR 1 c60342_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zurich, Switzerland 13F File Number: 00-0000 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Sullivan Title: Group General Counsel Phone: 011-44-207-7917-2279 Signature, Place, and Date of Signing: Scott Sullivan London, United Kingdom 02/12/10 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 4 Form 13F Information Table Entry Total: 871 Form 13F Information Table Value Total: $3,379,974 (thousands) List of other Included Managers No. 13F File Number Name 03 00-00000-000 Augustus Asset Managers Limited 01 00-00000-000 GAM International Management Limited 02 00-00000-000 GAM London Limited GB 04 00-00000-000 Swiss & Global Asset Management Ltd. Ins Type Name/Issuer Share Class CUSIP Valn Year and Qtr Invest Advisory Company No. Shares Current Value
Form 13F Information Table GAM Holding Ltd. Page 1 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None 3M Company Common USD0.01 Com 88579Y101 13,597 164,207 0 0 164,207 04 164,207 0 0 3M Company Common USD0.01 Com 88579Y101 99 1,200 0 0 1,200 01 1,200 0 0 ABBOTT LABORATORIES Com 002824100 18,591 344,290 0 0 344,290 04 344,290 0 0 Abercrombie & Fitch Cls. A Com. US Com 002896207 425 12,200 0 0 12,200 04 12,200 0 0 Abercrombie & Fitch Cls. A Com. US Com 002896207 801 23,000 0 0 23,000 01 23,000 0 0 ABOVENET INC Com 00374N107 215 3,300 0 0 3,300 04 3,300 0 0 ACADIA REALTY TRUST Com 004239109 183 10,850 0 0 10,850 04 10,850 0 0 ACTIVISION BLIZZARD INC Com 00507V109 136 12,200 0 0 12,200 04 12,200 0 0 ACXIOM CORP Com 005125109 1,074 80,000 0 0 80,000 04 80,000 0 0 ADOBE SYSTEMS INC Com 00724F101 5,388 146,400 0 0 146,400 04 146,400 0 0 ADVANCE AUTO PARTS INC Com 00751Y106 85 2,100 0 0 2,100 04 2,100 0 0 ADVANCED MICRO DEVICES Com 007903107 114 11,800 0 0 11,800 04 11,800 0 0 ADVANCED MICRO DEVICES INC AMD 5 Not 007903AN7 128 130,000 0 0 130,000 03 130,000 0 0 ADVANCED MICRO DEVICES INC AMD 6 Not 007903AL1 2,265 2,500,000 0 0 2,500,000 03 2,500,000 0 AEROPOSTALE INC Com 007865108 548 16,034 0 0 16,034 04 16,034 0 0 AES CORP Com 00130H105 192 14,400 0 0 14,400 04 14,400 0 0 AETNA INC Com 00817Y108 1,861 58,700 0 0 58,700 04 58,700 0 0 AFFILIATED COMPUTER SVCS-A Com 008190100 113 1,900 0 0 1,900 04 1,900 0 0 AFFILIATED MANAGERS GROUP Com 008252108 155 2,300 0 0 2,300 04 2,300 0 0 AFLAC INC Com 001055102 1,480 32,000 0 0 32,000 04 32,000 0 0 AGCO CORP Com 001084102 52 1,600 0 0 1,600 04 1,600 0 0 AGILENT TECHNOLOGIES INC Com 00846U101 839 27,000 0 0 27,000 04 27,000 0 0 AIR PRODUCTS & CHEMICALS INC Com 009158106 2,479 30,534 0 0 30,534 04 30,534 0 0 AIRGAS INC Com 009363102 405 8,500 0 0 8,500 04 8,500 0 0 AIRTRAN HOLDINGS INC Com 00949P108 783 150,000 0 0 150,000 04 150,000 0 0 AK STEEL HOLDING CORP Com 001547108 1,042 48,480 0 0 48,480 04 48,480 0 0 AKAMAI TECHNOLOGIES Com 00971T101 91 3,600 0 0 3,600 04 3,600 0 0 --------- 53,140
Form 13F Information Table GAM Holding Ltd. Page 2 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Alcoa Inc. Common USD1.00 Com 013817101 2,383 147,800 0 0 147,800 04 147,800 0 0 Alcoa Inc. Common USD1.00 Com 013817101 1,936 120,000 0 0 120,000 01 120,000 0 0 ALCON INC Com H01301102 263 1,600 0 0 1,600 04 1,600 0 0 ALEXION PHARMACEUTICALS INC Com 015351109 552 11,300 0 0 11,300 04 11,300 0 0 ALLEGHENY ENERGY INC Com 017361106 92 3,900 0 0 3,900 04 3,900 0 0 ALLEGHENY TECHNOLOGIES INC Com 01741R102 1,416 31,566 0 0 31,566 04 31,566 0 0 ALLERGAN INC Com 018490102 2,183 34,650 0 0 34,650 04 34,650 0 0 ALLIANCE DATA SYSTEMS CORP Com 018581108 71 1,100 0 0 1,100 04 1,100 0 0 Alliance Data Systems Corp. Com. U Com 018581108 2,472 38,260 0 0 38,260 02 01 38,260 0 0 ALLOS THERAPEUTICS INC Com 019777101 151 23,000 0 0 23,000 04 23,000 0 0 ALLSTATE CORP Com 020002101 1,226 40,800 0 0 40,800 04 40,800 0 0 ALPHA NATURAL RESOURCES INC Com 02076X102 165 3,800 0 0 3,800 04 3,800 0 0 ALTERA CORPORATION Com 021441100 131 5,800 0 0 5,800 04 5,800 0 0 ALTRIA GROUP INC Com 02209S103 8,823 449,150 0 0 449,150 04 449,150 0 0 AMAZON.COM INC Com 023135106 942 7,000 0 0 7,000 04 7,000 0 0 AMB PROPERTY CORP Com 00163T109 2,501 97,900 0 0 97,900 04 97,900 0 0 AMEREN CORPORATION Com 023608102 1,018 36,440 0 0 36,440 04 36,440 0 0 AMERICA MOVIL-ADR SERIES L Com 02364W105 188 4,000 0 0 4,000 04 4,000 0 0 America Movil-ADR SL NPV(1 Rep 20 Com 02364W105 549 11,700 0 0 11,700 01 11,700 0 0 AMERICAN EAGLE OUTFITTERS Com 02553E106 62 3,650 0 0 3,650 04 3,650 0 0 AMERICAN ELECTRIC POWER Com 025537101 1,611 46,320 0 0 46,320 04 46,320 0 0 AMERICAN EXPRESS CO Com 025816109 2,562 63,189 0 0 63,189 04 63,189 0 0 AMERICAN MEDICAL SYS HLDGS Com 02744M108 386 20,000 0 0 20,000 04 20,000 0 0 AMERICAN TOWER CORP-CL A Com 029912201 2,091 48,400 0 0 48,400 04 48,400 0 0 --------- 33,774
Form 13F Information Table GAM Holding Ltd. Page 3 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None AMERIPRISE FINANCIAL INC Com 03076C106 1,553 40,000 0 0 40,000 04 40,000 0 0 AMERISOURCEBERGEN CORP Com 03073E105 806 30,900 0 0 30,900 04 30,900 0 0 AMETEK INC Com 031100100 73 1,900 0 0 1,900 04 1,900 0 0 AMGEN INC Com 031162100 12,971 229,201 0 0 229,201 04 229,201 0 0 AMGEN INC NOTE 3/01/32 Not 031162AL4 205 275,000 0 0 275,000 03 275,000 0 0 AMGEN INC NOTE 0.125% 2/01/11 Not 031162AN0 346 350,000 0 0 350,000 03 350,000 0 0 AMPHENOL CORP-CL A Com 032095101 162 3,500 0 0 3,500 04 3,500 0 0 AMR CORP Com 001765106 387 50,000 0 0 50,000 04 50,000 0 0 ANADARKO PETROLEUM CORP Com 032511107 5,351 85,631 0 0 85,631 04 85,631 0 0 ANALOG DEVICES INC Com 032654105 973 30,800 0 0 30,800 04 30,800 0 0 ANGIODYNAMICS INC Com 03475V101 161 10,000 0 0 10,000 04 10,000 0 0 ANNALY CAPITAL MANAGEMENT IN Com 035710409 203 11,700 0 0 11,700 04 11,700 0 0 AOL INC Com 00184X105 318 13,671 0 0 13,671 04 13,671 0 0 AON CORP Com 037389103 176 4,600 0 0 4,600 04 4,600 0 0 APACHE CORP Com 037411105 6,904 66,922 0 0 66,922 04 66,922 0 0 APARTMENT INVT & MGMT CO -A Com 03748R101 494 31,005 0 0 31,005 04 31,005 0 0 APOLLO GROUP INC-CL A Com 037604105 1,930 31,860 0 0 31,860 04 31,860 0 0 Apple Incorporated Common NPV Com 037833100 30,227 143,200 0 0 143,200 04 143,200 0 0 Apple Incorporated Common NPV Com 037833100 717 3,400 0 0 3,400 01 3,400 0 0 APPLIED MATERIALS INC Com 038222105 2,547 182,710 0 0 182,710 04 182,710 0 0 ARCH COAL INC Com 039380100 67 3,000 0 0 3,000 04 3,000 0 0 ARCHER-DANIELS-MIDLAND CO Com 039483102 8,901 284,300 0 0 284,300 04 284,300 0 0 ARCHER DANIELS MIDLAND CO 0.875% Not 039483AW2 3,191 3,000,000 0 0 3,000,000 03 3,000,000 0 0 ARENA PHARMACEUTICALS INC Com 040047102 107 30,000 0 0 30,000 04 30,000 0 0 ARROW ELECTRONICS INC Com 042735100 913 30,711 0 0 30,711 04 30,711 0 0 ASIAINFO HOLDINGS INC Com 04518A104 305 10,000 0 0 10,000 04 10,000 0 0 ASSURANT INC Com 04621X108 74 2,500 0 0 2,500 04 2,500 0 0 AT&T INC Com 00206R102 34,473 1,228,884 0 0 1,228,884 04 1,228,884 0 0 --------- 114,532
Form 13F Information Table GAM Holding Ltd. Page 4 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None AUTODESK INC Com 052769106 119 4,700 0 0 4,700 04 4,700 0 0 AUTOMATIC DATA PROCESSING Com 053015103 7,273 169,840 0 0 169,840 04 169,840 0 0 AUTONATION INC Com 05329W102 42 2,200 0 0 2,200 04 2,200 0 0 AutoZone Incorporated Common USD0. Com 053332102 1,691 10,700 0 0 10,700 04 10,700 0 0 AutoZone Incorporated Common USD0. Com 053332102 4,428 28,000 0 0 28,000 01 28,000 0 0 AVALONBAY COMMUNITIES INC Com 053484101 5,065 61,683 0 0 61,683 04 61,683 0 0 AVERY DENNISON CORP Com 053611109 73 2,000 0 0 2,000 04 2,000 0 0 AVNET INC Com 053807103 945 31,235 0 0 31,235 04 31,235 0 0 AVON PRODUCTS INC Com 054303102 277 8,800 0 0 8,800 04 8,800 0 0 BAKER HUGHES INC Com 057224107 1,803 44,543 0 0 44,543 04 44,543 0 0 BALL CORP Com 058498106 93 1,800 0 0 1,800 04 1,800 0 0 BANCO BRADESCO-ADR Com 059460303 2,406 110,000 0 0 110,000 04 110,000 0 0 Bank of America Corp. Common USD0. Com 060505104 20,752 1,377,748 0 0 1,377,748 04 1,377,748 0 0 Bank of America Corp. Common USD0. Com 060505104 4,203 278,683 0 0 278,683 01 278,683 0 0 BANK OF NEW YORK MELLON CORP Com 064058100 8,576 306,626 0 0 306,626 04 306,626 0 0 BAXTER INTERNATIONAL INC Com 071813109 4,453 75,886 0 0 75,886 04 75,886 0 0 BB&T CORP Com 054937107 2,958 116,600 0 0 116,600 04 116,600 0 0 BECKMAN COULTER INC Com 075811109 3,065 46,650 0 0 46,650 04 46,650 0 0 BECTON DICKINSON AND CO Com 075887109 11,346 143,830 0 0 143,830 04 143,830 0 0 BED BATH & BEYOND INC Com 075896100 205 5,300 0 0 5,300 04 5,300 0 0 BEMIS COMPANY Com 081437105 593 20,000 0 0 20,000 04 20,000 0 0 BERKSHIRE HATHAWAY INC-CL A Com 084670108 3,174 32 0 0 32 04 32 0 0 BEST BUY CO INC Com 086516101 1,271 32,200 0 0 32,200 04 32,200 0 0 BHP BILLITON LTD-SPON ADR Com 088606108 905 11,820 0 0 11,820 04 11,820 0 0 --------- 85,716
Form 13F Information Table GAM Holding Ltd. Page 5 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None BIOGEN IDEC INC Com 09062X103 3,421 63,950 0 0 63,950 04 63,950 0 0 BIOMARIN PHARMACEUTICAL INC Com 09061G101 513 27,280 0 0 27,280 04 27,280 0 0 BJ SERVICES CO Com 055482103 679 36,500 0 0 36,500 04 36,500 0 0 BLACK & DECKER CORP Com 091797100 65 1,000 0 0 1,000 04 1,000 0 0 BLACKROCK INC Com 09247X101 93 400 0 0 400 04 400 0 0 BMC SOFTWARE INC Com 055921100 950 23,700 0 0 23,700 04 23,700 0 0 Boeing Co. Common USD5 Com 097023105 4,938 91,224 0 0 91,224 04 91,224 0 0 Boeing Co. Common USD5 Com 097023105 308 5,700 0 0 5,700 01 5,700 0 0 BORGWARNER INC Com 099724106 83 2,500 0 0 2,500 04 2,500 0 0 BOSTON PROPERTIES INC Com 101121101 6,039 90,040 0 0 90,040 04 90,040 0 0 Boston Scientific Corp. Common USD Com 101137107 3,450 383,280 0 0 383,280 04 383,280 0 0 Boston Scientific Corp. Common USD Com 101137107 5,726 636,900 0 0 636,900 01 636,900 0 0 Boston Scientific Corp. Common USD Com 101137107 19,223 2,138,700 0 0 2,138,700 02 2,138,700 0 0 BOTTOMLINE TECHNOLOGIES INC Com 101388106 351 20,000 0 0 20,000 04 20,000 0 0 BP PLC-SPONS ADR Com 055622104 1,513 26,100 0 0 26,100 04 26,100 0 0 BPZ RESOURCES INC Com 055639108 762 80,179 0 0 80,179 04 80,179 0 0 BRANDYWINE REALTY TRUST Com 105368203 430 37,700 0 0 37,700 04 37,700 0 0 BRASIL DISTR PAO ACU-SP ADR Com 20440T201 526 7,000 0 0 7,000 04 7,000 0 0 BRE PROPERTIES INC Com 05564E106 493 14,900 0 0 14,900 04 14,900 0 0 Bristol-Myers Squibb Co. Common US Com 110122108 10,562 418,232 0 0 418,232 04 418,232 0 0 Bristol-Myers Squibb Co. Common US Com 110122108 43,176 1,709,950 0 0 1,709,950 01 1,709,950 0 0 Bristol-Myers Squibb Co. Common US Com 110122108 83,135 3,292,690 0 0 3,292,690 02 3,292,690 0 0 BROADCOM CORP-CL A Com 111320107 267 8,500 0 0 8,500 04 8,500 0 0 BUCYRUS INTERNATIONAL INC Com 118759109 1,608 28,466 0 0 28,466 04 28,466 0 0 BUNGE LTD Com G16962105 3,479 54,500 0 0 54,500 04 54,500 0 0 --------- 191,789
Form 13F Information Table GAM Holding Ltd. Page 6 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Bunge Ltd. Common USD0.01 Com G16962105 3,553 55,650 0 0 55,650 02 01 55,650 0 0 BURLINGTON NORTHERN SANTA FE Com 12189T104 2,160 21,900 0 0 21,900 04 21,900 0 0 C.H. ROBINSON WORLDWIDE INC Com 12541W209 1,380 23,500 0 0 23,500 04 23,500 0 0 CA INC Com 12673P105 1,330 59,200 0 0 59,200 04 59,200 0 0 Cablevision Systems Corp. Class A Com 12686C109 116 4,500 0 0 4,500 04 4,500 0 0 Cablevision Systems Corp. Class A Com 12686C109 5,946 230,000 0 0 230,000 01 230,000 0 0 CABOT OIL & GAS CORP Com 127097103 959 22,000 0 0 22,000 04 22,000 0 0 CALPINE CORP Com 131347304 67 6,100 0 0 6,100 04 6,100 0 0 CAMDEN PROPERTY TRUST Com 133131102 2,123 50,100 0 0 50,100 04 50,100 0 0 CAMERON INTERNATIONAL CORP Com 13342B105 485 11,600 0 0 11,600 04 11,600 0 0 CAMERON INTERNATIONAL CORP 2.5000% Not 13342BAB1 634 471,000 0 0 471,000 03 471,000 0 0 CAMPBELL SOUP CO Com 134429109 142 4,200 0 0 4,200 04 4,200 0 0 CAPITAL ONE FINANCIAL CORP Com 14040H105 2,291 59,774 0 0 59,774 04 59,774 0 0 CARDINAL HEALTH INC Com 14149Y108 1,410 43,730 0 0 43,730 04 43,730 0 0 CAREFUSION CORP Com 14170T101 326 13,015 0 0 13,015 04 13,015 0 0 Carefusion Corp. Common USD0.01 Com 14170T101 2,502 100,000 0 0 100,000 01 100,000 0 0 CARMAX INC Com 143130102 121 5,000 0 0 5,000 04 5,000 0 0 CARNIVAL CORP Com 143658300 3,606 113,800 0 0 113,800 04 113,800 0 0 CARNIVAL CORP DBCV 2.000% 4/1 DBC 143658AN2 416 400,000 0 0 400,000 03 400,000 0 0 Caterpillar Inc. Common USD1.00 Com 149123101 6,460 113,223 0 0 113,223 04 113,223 0 0 Caterpillar Inc. Common USD1.00 Com 149123101 285 5,000 0 0 5,000 01 5,000 0 0 CB RICHARD ELLIS GROUP INC-A Com 12497T101 1,615 119,000 0 0 119,000 04 119,000 0 0 CBS CORP-CLASS B NON VOTING Com 124857202 212 15,100 0 0 15,100 04 15,100 0 0 CEDAR SHOPPING CENTERS INC Com 150602209 53 7,800 0 0 7,800 04 7,800 0 0 CELGENE CORP Com 151020104 5,134 92,200 0 0 92,200 04 92,200 0 0 CEMIG SA -SPONS ADR Com 204409601 1,361 75,378 0 0 75,378 04 75,378 0 0 CENTERPOINT ENERGY INC Com 15189T107 110 7,600 0 0 7,600 04 7,600 0 0 --------- 44,796
Form 13F Information Table GAM Holding Ltd. Page 7 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None CENTURYTEL INC Com 156700106 1,317 36,377 0 0 36,377 04 36,377 0 0 CEPHALON INC Com 156708109 1,467 23,500 0 0 23,500 04 23,500 0 0 CEPHALON INC NOTE 2.000% 6/01/15 Not 156708AP4 342 239,000 0 0 239,000 03 239,000 0 0 CERNER CORP Com 156782104 107 1,300 0 0 1,300 04 1,300 0 0 CF INDUSTRIES HOLDINGS INC Com 125269100 118 1,300 0 0 1,300 04 1,300 0 0 CHARLES RIVER LABORATORIES Com 159864107 47 1,400 0 0 1,400 04 1,400 0 0 CHART INDUSTRIES INC Com 16115Q308 314 19,000 0 0 19,000 04 19,000 0 0 CHESAPEAKE ENERGY CORP Com 165167107 2,169 83,800 0 0 83,800 04 83,800 0 0 CHEVRON CORP Com 166764100 35,558 461,582 0 0 461,582 04 461,582 0 0 CHINA TELECOM CORP LTD-ADR Com 169426103 99 2,390 0 0 2,390 04 2,390 0 0 Christopher & Banks Corp. Common U Com 171046105 570 75,000 0 0 75,000 01 75,000 0 0 Chubb Corporation Common USD1.00 Com 171232101 3,305 67,200 0 0 67,200 04 67,200 0 0 Chubb Corporation Common USD1.00 Com 171232101 5,165 105,000 0 0 105,000 01 105,000 0 0 CHURCH & DWIGHT CO INC Com 171340102 985 16,300 0 0 16,300 04 16,300 0 0 CIA DE MINAS BUENAVENTUR-ADR Com 204448104 4,849 144,886 0 0 144,886 04 144,886 0 0 CIA SIDERURGICA NACL-SP ADR Com 20440W105 2,545 79,714 0 0 79,714 04 79,714 0 0 CIGNA CORP Com 125509109 635 18,000 0 0 18,000 04 18,000 0 0 CIMAREX ENERGY CO Com 171798101 1,153 21,661 0 0 21,661 04 21,661 0 0 CINTAS CORP Com 172908105 633 24,300 0 0 24,300 04 24,300 0 0 Cisco Systems Inc. Common USD0.001 Com 17275R102 29,593 1,235,151 0 0 1,235,151 04 1,235,151 0 0 Cisco Systems Inc. Common USD0.001 Com 17275R102 4,900 204,616 0 0 204,616 01 204,616 0 0 Citigroup Incorporated Common USD0 Com 172967101 3,881 1,172,445 0 0 1,172,445 04 1,172,445 0 0 Citigroup Incorporated Common USD0 Com 172967101 1,740 524,800 0 0 524,800 01 524,800 0 0 Citigroup Incorporated Common USD0 Com 172967101 5,727 1,728,000 0 0 1,728,000 02 1,728,000 0 0 CITRIX SYSTEMS INC Com 177376100 978 23,500 0 0 23,500 04 23,500 0 0 Clearwire Corp. Class A Com. USD0. Com 18538Q105 246 36,489 0 0 36,489 02 01 36,489 0 0 --------- 108,444
Form 13F Information Table GAM Holding Ltd. Page 8 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None CLOROX COMPANY Com 189054109 165 2,700 0 0 2,700 04 2,700 0 0 CLOUD PEAK ENERGY INC Com 18911Q102 68 4,700 0 0 4,700 04 4,700 0 0 COACH INC Com 189754104 5,030 137,700 0 0 137,700 04 137,700 0 0 COCA-COLA CO/THE Com 191216100 28,685 502,852 0 0 502,852 04 502,852 0 0 COCA-COLA ENTERPRISES Com 191219104 121 5,700 0 0 5,700 04 5,700 0 0 COGNIZANT TECH SOLUTIONS-A Com 192446102 272 6,000 0 0 6,000 04 6,000 0 0 COLGATE-PALMOLIVE CO Com 194162103 2,933 35,700 0 0 35,700 04 35,700 0 0 COLONIAL PROPERTIES TRUST Com 195872106 198 16,860 0 0 16,860 04 16,860 0 0 COMCAST CORP-CLASS A Com 20030N101 6,923 410,590 0 0 410,590 04 410,590 0 0 COMCAST CORP-SPECIAL CL A Com 20030N200 433 27,057 0 0 27,057 04 27,057 0 0 COMERICA INC Com 200340107 106 3,600 0 0 3,600 04 3,600 0 0 COMPANHIA DE BEBIDAS-PRF ADR Com 20441W203 1,820 18,000 0 0 18,000 04 18,000 0 0 COMPELLENT TECHNOLOGIES INC Com 20452A108 390 17,200 0 0 17,200 04 17,200 0 0 COMPUTER SCIENCES CORP Com 205363104 1,030 17,900 0 0 17,900 04 17,900 0 0 CONAGRA FOODS INC Com 205887102 226 9,800 0 0 9,800 04 9,800 0 0 Conns Inc Common USD0.01 Com 208242107 3,641 625,000 0 0 625,000 01 625,000 0 0 ConocoPhillips Common USD1.250 Com 20825C104 18,405 360,390 0 0 360,390 04 360,390 0 0 ConocoPhillips Common USD1.250 Com 20825C104 5,105 100,000 0 0 100,000 01 100,000 0 0 CONSOL ENERGY INC Com 20854P109 6,876 138,067 0 0 138,067 04 138,067 0 0 CONSOLIDATED EDISON INC Com 209115104 2,829 62,270 0 0 62,270 04 62,270 0 0 Consolidated Tomoka Land Common US Com 210226106 210 6,000 0 0 6,000 01 6,000 0 0 CONSTELLATION BRANDS INC-A Com 21036P108 395 24,800 0 0 24,800 04 24,800 0 0 CONSTELLATION ENERGY GROUP Com 210371100 123 3,500 0 0 3,500 04 3,500 0 0 CONTINENTAL AIRLINES-CLASS B Com 210795308 358 20,000 0 0 20,000 04 20,000 0 0 CORNING INC Com 219350105 10,462 541,700 0 0 541,700 04 541,700 0 0 --------- 96,803
Form 13F Information Table GAM Holding Ltd. Page 9 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None COSTCO WHOLESALE CORP Com 22160K105 6,592 111,400 0 0 111,400 04 111,400 0 0 COVANCE INC Com 222816100 71 1,300 0 0 1,300 04 1,300 0 0 COVANTA HOLDING CORP Com 22282E102 1,321 73,000 0 0 73,000 04 73,000 0 0 COVENTRY HEALTH CARE INC Com 222862104 83 3,400 0 0 3,400 04 3,400 0 0 CR BARD INC Com 067383109 4,097 52,590 0 0 52,590 04 52,590 0 0 CROWN CASTLE INTL CORP Com 228227104 242 6,200 0 0 6,200 04 6,200 0 0 CROWN HOLDINGS INC Com 228368106 67 2,600 0 0 2,600 04 2,600 0 0 CSX CORP Com 126408103 1,838 37,900 0 0 37,900 04 37,900 0 0 CUMMINS INC Com 231021106 1,168 25,413 0 0 25,413 04 25,413 0 0 CVS Caremark Corp. Common USD0.01 Com 126650100 9,236 286,728 0 0 286,728 04 286,728 0 0 CVS Caremark Corp. Common USD0.01 Com 126650100 3,221 100,000 0 0 100,000 01 100,000 0 0 CVS Caremark Corp. Common USD0.01 Com 126650100 2,810 87,250 0 0 87,250 02 01 87,250 0 0 DANAHER CORP Com 235851102 4,447 59,100 0 0 59,100 04 59,100 0 0 DARDEN RESTAURANTS INC Com 237194105 88 2,500 0 0 2,500 04 2,500 0 0 DEAN FOODS CO Com 242370104 783 43,400 0 0 43,400 04 43,400 0 0 DEERE & CO Com 244199105 3,071 56,703 0 0 56,703 04 56,703 0 0 DELL INC Com 24702R101 4,373 304,500 0 0 304,500 04 304,500 0 0 DELTA AIR LINES INC Com 247361702 394 34,600 0 0 34,600 04 34,600 0 0 DENBURY RESOURCES INC Com 247916208 371 25,100 0 0 25,100 04 25,100 0 0 DENTSPLY INTERNATIONAL INC Com 249030107 805 22,900 0 0 22,900 04 22,900 0 0 DEVON ENERGY CORPORATION Com 25179M103 13,378 181,980 0 0 181,980 04 181,980 0 0 DEVRY INC Com 251893103 471 8,300 0 0 8,300 04 8,300 0 0 DIAMOND OFFSHORE DRILLING Com 25271C102 921 9,334 0 0 9,334 04 9,334 0 0 DIAMONDROCK HOSPITALITY CO Com 252784301 265 31,300 0 0 31,300 04 31,300 0 0 DIAMONDS TRUST SERIES I Com 252787106 9,956 95,673 0 0 95,673 04 95,673 0 0 --------- 70,067
Form 13F Information Table GAM Holding Ltd. Page 10 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None DILLARDS INC-CL A Com 254067101 321 17,400 0 0 17,400 04 17,400 0 0 DIRECTV-CLASS A Com 25490A101 1,601 48,001 0 0 48,001 04 48,001 0 0 DISCOVERY COMMUNICATIONS-A Com 25470F104 89 2,900 0 0 2,900 04 2,900 0 0 DISCOVERY COMMUNICATIONS-C Com 25470F302 80 3,000 0 0 3,000 04 3,000 0 0 DISH NETWORK CORP-A Com 25470M109 73 3,500 0 0 3,500 04 3,500 0 0 DOMINION RESOURCES INC/VA Com 25746U109 4,196 107,820 0 0 107,820 04 107,820 0 0 DOVER CORP Com 260003108 1,007 24,200 0 0 24,200 04 24,200 0 0 DOW CHEMICAL Com 260543103 3,179 114,927 0 0 114,927 04 114,927 0 0 DR HORTON INC Com 23331A109 937 86,200 0 0 86,200 04 86,200 0 0 DR PEPPER SNAPPLE GROUP INC Com 26138E109 164 5,800 0 0 5,800 04 5,800 0 0 DRIL-QUIP INC Com 262037104 541 9,577 0 0 9,577 04 9,577 0 0 DST SYSTEMS INC Com 233326107 39 900 0 0 900 04 900 0 0 DST SYS INC DEL DBCV 8/15/23 DBC 233326AD9 318 300,000 0 0 300,000 03 300,000 0 0 DTE ENERGY COMPANY Com 233331107 962 22,070 0 0 22,070 04 22,070 0 0 Du Pont (E.I.) de Nemours Common U Com 263534109 7,831 232,620 0 0 232,620 01 232,620 0 0 Du Pont (E.I.) de Nemours Common U Com 263534109 25,863 768,281 0 0 768,281 02 768,281 0 0 DU PONT (E.I.) DE NEMOURS Com 263534109 3,195 94,900 0 0 94,900 04 94,900 0 0 DUKE REALTY CORP Com 264411505 787 64,700 0 0 64,700 04 64,700 0 0 DUN & BRADSTREET CORP Com 26483E100 93 1,100 0 0 1,100 04 1,100 0 0 EASTMAN CHEMICAL COMPANY Com 277432100 96 1,600 0 0 1,600 04 1,600 0 0 Eastman Kodak Company Common USD2. Com 277461109 4,862 1,150,840 0 0 1,150,840 01 1,150,840 0 0 Eastman Kodak Company Common USD2. Com 277461109 15,826 3,746,537 0 0 3,746,537 02 3,746,537 0 0 EATON CORP Com 278058102 833 13,100 0 0 13,100 04 13,100 0 0 EATON VANCE CORP Com 278265103 49 1,600 0 0 1,600 04 1,600 0 0 EBAY INC Com 278642103 4,279 181,780 0 0 181,780 04 181,780 0 0 ECOLAB INC Com 278865100 1,110 24,900 0 0 24,900 04 24,900 0 0 --------- 78,333
Form 13F Information Table GAM Holding Ltd. Page 11 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None EDISON INTERNATIONAL Com 281020107 1,948 56,000 0 0 56,000 04 56,000 0 0 EDUCATION REALTY TRUST INC Com 28140H104 96 19,800 0 0 19,800 04 19,800 0 0 EDWARDS LIFESCIENCES CORP Com 28176E108 512 5,900 0 0 5,900 04 5,900 0 0 EL PASO CORP Com 28336L109 1,612 164,000 0 0 164,000 04 164,000 0 0 El Paso Corporation Common USD3.00 Com 28336L109 40,408 4,114,913 0 0 4,114,913 01 4,114,913 0 0 El Paso Corporation Common USD3.00 Com 28336L109 85,660 8,724,708 0 0 8,724,708 02 8,724,708 0 0 ELECTRONIC ARTS INC Com 285512109 2,077 117,010 0 0 117,010 04 117,010 0 0 ELI LILLY & CO Com 532457108 3,924 109,820 0 0 109,820 04 109,820 0 0 EMC CORP/MASS Com 268648102 5,327 304,920 0 0 304,920 04 304,920 0 0 EMC CORP MASS NOTE 1.750% 12/01/ Not 268648AM4 1,254 1,000,000 0 0 1,000,000 03 1,000,000 0 0 EMDEON INC-CLASS A Com 29084T104 46 3,000 0 0 3,000 04 3,000 0 0 EMERSON ELECTRIC CO Com 291011104 4,784 111,980 0 0 111,980 04 111,980 0 0 EMPRESA BRASILEIRA DE AE-ADR Com 29081M102 376 17,000 0 0 17,000 04 17,000 0 0 ENCORE ACQUISITION CO Com 29255W100 1,421 29,600 0 0 29,600 04 29,600 0 0 ENERGIZER HOLDINGS INC Com 29266R108 481 7,850 0 0 7,850 04 7,850 0 0 ENERGY SELECT SECTOR SPDR Com 81369Y506 570 10,000 0 0 10,000 04 10,000 0 0 Enova Systems Inc. Ord. NPV Com 29355M200 531 453,305 0 0 453,305 01 453,305 0 0 Enova Systems Inc. Ord. NPV Com 29355M200 1,244 1,060,970 0 0 1,060,970 02 1,060,970 0 0 ENTERGY CORP Com 29364G103 1,964 24,000 0 0 24,000 04 24,000 0 0 EOG RESOURCES INC Com 26875P101 2,442 25,100 0 0 25,100 04 25,100 0 0 EQUIFAX INC Com 294429105 96 3,100 0 0 3,100 04 3,100 0 0 EQUINIX INC Com 29444U502 318 3,000 0 0 3,000 04 3,000 0 0 EQUITY ONE INC Com 294752100 139 8,600 0 0 8,600 04 8,600 0 0 EQUITY RESIDENTIAL Com 29476L107 6,702 198,400 0 0 198,400 04 198,400 0 0 ESSEX PROPERTY TRUST INC Com 297178105 1,690 20,200 0 0 20,200 04 20,200 0 0 ESTEE LAUDER COMPANIES-CL A Com 518439104 2,742 56,700 0 0 56,700 04 56,700 0 0 --------- 168,366
Form 13F Information Table GAM Holding Ltd. Page 12 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None EXELON CORP Com 30161N101 6,654 136,100 0 0 136,100 04 136,100 0 0 Exelon Corporation Common NPV Com 30161N101 2,507 51,320 0 0 51,320 02 01 51,320 0 0 EXPEDIA INC Com 30212P105 108 4,200 0 0 4,200 04 4,200 0 0 EXPEDITORS INTL WASH INC Com 302130109 142 4,100 0 0 4,100 04 4,100 0 0 EXPRESS SCRIPTS INC Com 302182100 1,297 15,000 0 0 15,000 04 15,000 0 0 Exxon Mobil Corp. Com. NPV Com 30231G102 55,998 820,964 0 0 820,964 04 820,964 0 0 Exxon Mobil Corp. Com. NPV Com 30231G102 117 1,710 0 0 1,710 01 1,710 0 0 FAMILY DOLLAR STORES Com 307000109 1,405 50,500 0 0 50,500 04 50,500 0 0 FASTENAL CO Com 311900104 735 17,650 0 0 17,650 04 17,650 0 0 FEDERAL REALTY INVS TRUST Com 313747206 3,623 53,500 0 0 53,500 04 53,500 0 0 FEDEX CORP Com 31428X106 5,704 68,358 0 0 68,358 04 68,358 0 0 FELCOR LODGING TRUST INC Com 31430F101 30 8,200 0 0 8,200 04 8,200 0 0 FIFTH THIRD BANCORP Com 316773100 332 34,094 0 0 34,094 04 34,094 0 0 FINANCIAL SELECT SECTOR SPDR Com 81369Y605 11,831 822,140 0 0 822,140 04 822,140 0 0 FIRST AMERICAN CORPORATION Com 318522307 17 500 0 0 500 04 500 0 0 FIRST HORIZON NATIONAL CORP Com 320517105 576 43,011 0 0 43,011 04 43,011 0 0 FIRST SOLAR INC Com 336433107 2,221 16,400 0 0 16,400 04 16,400 0 0 FIRSTENERGY CORP Com 337932107 1,217 26,200 0 0 26,200 04 26,200 0 0 FISERV INC Com 337738108 150 3,100 0 0 3,100 04 3,100 0 0 FLEXTRONICS INTL LTD Com Y2573F102 523 71,568 0 0 71,568 04 71,568 0 0 FLIR SYSTEMS INC Com 302445101 314 9,600 0 0 9,600 04 9,600 0 0 FLOWSERVE CORP Com 34354P105 1,490 15,628 0 0 15,628 04 15,628 0 0 FLUOR CORP Com 343412102 2,130 47,300 0 0 47,300 04 47,300 0 0 FMC CORP Com 302491303 61 1,100 0 0 1,100 04 1,100 0 0 FMC TECHNOLOGIES INC Com 30249U101 150 2,600 0 0 2,600 04 2,600 0 0 --------- 99,334
Form 13F Information Table GAM Holding Ltd. Page 13 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None FORD MOTOR CO Com 345370860 975 97,470 0 0 97,470 04 97,470 0 0 FOREST LABORATORIES INC Com 345838106 2,275 70,860 0 0 70,860 04 70,860 0 0 FORTUNE BRANDS INC Com 349631101 579 13,400 0 0 13,400 04 13,400 0 0 FPL GROUP INC Com 302571104 4,875 92,300 0 0 92,300 04 92,300 0 0 FRANKLIN RESOURCES INC Com 354613101 2,118 20,100 0 0 20,100 04 20,100 0 0 Fred's Incorporated Class A Common Com 356108100 7,144 700,000 0 0 700,000 01 700,000 0 0 FREEPORT-MCMORAN COPPER Com 35671D857 17,514 217,930 0 0 217,930 04 217,930 0 0 FREEPORT-MCMORAN COPPER & GO PFD C PFD 35671D782 56 44,479 0 0 44,479 03 44,479 0 0 GAMESTOP CORP-CLASS A Com 36467W109 810 36,915 0 0 36,915 04 36,915 0 0 GANNETT CO Com 364730101 1,894 127,550 0 0 127,550 04 127,550 0 0 GAP INC/THE Com 364760108 2,065 98,550 0 0 98,550 04 98,550 0 0 GENERAL DYNAMICS CORP Com 369550108 7,076 103,800 0 0 103,800 04 103,800 0 0 General Electric Co. Com. USD0.06 Com 369604103 32,124 2,121,059 0 0 2,121,059 04 2,121,059 0 0 General Electric Co. Com. USD0.06 Com 369604103 2,605 172,094 0 0 172,094 01 172,094 0 0 General Electric Co. Com. USD0.06 Com 369604103 7,900 521,985 0 0 521,985 02 521,985 0 0 GENERAL MILLS INC Com 370334104 1,806 25,500 0 0 25,500 04 25,500 0 0 GENUINE PARTS CO Com 372460105 2,319 61,100 0 0 61,100 04 61,100 0 0 GENWORTH FINANCIAL INC-CL A Com 37247D106 710 62,025 0 0 62,025 04 62,025 0 0 GENZYME CORP Com 372917104 5,597 114,200 0 0 114,200 04 114,200 0 0 Gerber Scientific Common USD1.00 Com 373730100 427 85,000 0 0 85,000 01 85,000 0 0 GERDAU SA -SPON ADR Com 373737105 1,362 80,000 0 0 80,000 04 80,000 0 0 GILEAD SCIENCES INC Com 375558103 9,609 221,903 0 0 221,903 04 221,903 0 0 GOLD FIELDS LTD-SPONS ADR Com 38059T106 6,002 457,800 0 0 457,800 04 457,800 0 0 GOLDMAN SACHS GROUP INC Com 38141G104 15,791 93,651 0 0 93,651 04 93,651 0 0 GOODRICH CORP Com 382388106 803 12,500 0 0 12,500 04 12,500 0 0 --------- 134,435
Form 13F Information Table GAM Holding Ltd. Page 14 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None GOODYEAR TIRE & RUBBER CO Com 382550101 350 24,800 0 0 24,800 04 24,800 0 0 GOOGLE INC-CL A Com 38259P508 21,920 35,344 0 0 35,344 04 35,344 0 0 Graftech International Ltd. Com. U Com 384313102 2,486 160,000 0 0 160,000 01 160,000 0 0 GREATER CHINA FUND Com 39167B102 3,209 230,546 0 0 230,546 04 230,546 0 0 GRUPO TELEVISA SA-SPONS ADR Com 40049J206 187 9,000 0 0 9,000 04 9,000 0 0 H&R BLOCK INC Com 093671105 1,977 87,400 0 0 87,400 04 87,400 0 0 HALLIBURTON CO Com 406216101 4,095 136,100 0 0 136,100 04 136,100 0 0 HARLEY-DAVIDSON INC Com 412822108 2,687 106,500 0 0 106,500 04 106,500 0 0 HARMAN INTERNATIONAL Com 413086109 429 12,141 0 0 12,141 04 12,141 0 0 HARMONY GOLD MNG-SPON ADR Com 413216300 3,661 360,000 0 0 360,000 04 360,000 0 0 HARRIS CORP Com 413875105 5,226 109,900 0 0 109,900 04 109,900 0 0 HARSCO CORP Com 415864107 45 1,400 0 0 1,400 04 1,400 0 0 HARTFORD FINANCIAL SVCS GRP Com 416515104 1,507 64,663 0 0 64,663 04 64,663 0 0 HASBRO INC Com 418056107 83 2,600 0 0 2,600 04 2,600 0 0 HCC INSURANCE HOLDINGS INC Com 404132102 3,015 107,800 0 0 107,800 04 107,800 0 0 HEALTH CARE REIT INC Com 42217K106 2,025 45,700 0 0 45,700 04 45,700 0 0 HEALTHSOUTH CORP Com 421924309 563 30,000 0 0 30,000 04 30,000 0 0 HELMERICH & PAYNE Com 423452101 80 2,000 0 0 2,000 04 2,000 0 0 HENRY SCHEIN INC Com 806407102 100 1,900 0 0 1,900 04 1,900 0 0 HERSHEY CO/THE Com 427866108 125 3,500 0 0 3,500 04 3,500 0 0 HESS CORP Com 42809H107 2,759 45,600 0 0 45,600 04 45,600 0 0 HEWLETT-PACKARD CO Com 428236103 29,791 576,851 0 0 576,851 04 576,851 0 0 HJ HEINZ CO Com 423074103 718 16,800 0 0 16,800 04 16,800 0 0 --------- 87,039
Form 13F Information Table GAM Holding Ltd. Page 15 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None HOLOGIC INC Com 436440101 89 6,112 0 0 6,112 04 6,112 0 0 HOME DEPOT INC Com 437076102 7,845 271,162 0 0 271,162 04 271,162 0 0 HOME PROPERTIES INC Com 437306103 468 9,800 0 0 9,800 04 9,800 0 0 HONEYWELL INTERNATIONAL INC Com 438516106 2,332 59,500 0 0 59,500 04 59,500 0 0 HORMEL FOODS CORP Com 440452100 54 1,400 0 0 1,400 04 1,400 0 0 HOSPIRA INC Com 441060100 163 3,200 0 0 3,200 04 3,200 0 0 HOST HOTELS & RESORTS INC Com 44107P104 4,539 388,924 0 0 388,924 04 388,924 0 0 HUDSON CITY BANCORP INC Com 443683107 1,100 80,100 0 0 80,100 04 80,100 0 0 Human Genome Sciences Inc. Com. US Com 444903108 214 7,000 0 0 7,000 04 7,000 0 0 Human Genome Sciences Inc. Com. US Com 444903108 3,723 121,700 0 0 121,700 02 01 121,700 0 0 HUMANA INC Com 444859102 4,070 92,520 0 0 92,520 04 92,520 0 0 HUNT (JB) TRANSPRT SVCS INC Com 445658107 55 1,700 0 0 1,700 04 1,700 0 0 Huntsman Corporation Common USD0.0 Com 447011107 9,306 825,000 0 0 825,000 01 825,000 0 0 ICICI Bank Ltd.- Spon ADR (1 Rep 2 Com 45104G104 607 16,100 0 0 16,100 01 16,100 0 0 ICU Medical Incorporated Common US Com 44930G107 3,639 100,000 0 0 100,000 01 100,000 0 0 IHS INC-CLASS A Com 451734107 44 800 0 0 800 04 800 0 0 ILLINOIS TOOL WORKS Com 452308109 1,852 38,600 0 0 38,600 04 38,600 0 0 ILLUMINA INC Com 452327109 1,038 33,850 0 0 33,850 04 33,850 0 0 IMS HEALTH INC Com 449934108 2,182 103,600 0 0 103,600 04 103,600 0 0 INCYTE CORP Com 45337C102 182 20,000 0 0 20,000 04 20,000 0 0 INDIA FUND INC Com 454089103 9 277 0 0 277 04 277 0 0 Infinity Property & Casualty Commo Com 45665Q103 5,083 125,000 0 0 125,000 01 125,000 0 0 INFOSYS TECHNOLOGIES-SP ADR Com 456788108 2,100 38,000 0 0 38,000 04 38,000 0 0 Intel Corp. Com. USD0.001 Com 458140100 33,494 1,641,157 0 0 1,641,157 04 1,641,157 0 0 Intel Corp. Com. USD0.001 Com 458140100 524 25,700 0 0 25,700 01 25,700 0 0 --------- 84,710
Form 13F Information Table GAM Holding Ltd. Page 16 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Intel Corp. Com. USD0.001 Com 458140100 6,757 331,120 0 0 331,120 02 01 331,120 0 0 INTERCONTINENTALEXCHANGE INC Com 45865V100 2,207 19,650 0 0 19,650 04 19,650 0 0 INTERMUNE INC Com 45884X103 197 15,100 0 0 15,100 04 15,100 0 0 International Paper Company Com. U Com 460146103 1,818 67,900 0 0 67,900 04 67,900 0 0 International Paper Company Com. U Com 460146103 6,115 228,300 0 0 228,300 01 228,300 0 0 International Paper Company Com. U Com 460146103 20,190 753,800 0 0 753,800 02 753,800 0 0 INTERPUBLIC GROUP OF COS INC Com 460690100 64 8,700 0 0 8,700 04 8,700 0 0 INTL BUSINESS MACHINES CORP Com 459200101 38,649 294,943 0 0 294,943 04 294,943 0 0 INTL FLAVORS & FRAGRANCES Com 459506101 78 1,900 0 0 1,900 04 1,900 0 0 INTL GAME TECHNOLOGY Com 459902102 786 41,900 0 0 41,900 04 41,900 0 0 Intl. Business Machines Corp. Com Com 172967101 1,374 415,200 0 0 415,200 04 415,200 0 0 Intl. Business Machines Corp. Com Com 459200101 5,955 45,500 0 0 45,500 01 45,500 0 0 INTUIT INC Com 461202103 802 26,100 0 0 26,100 04 26,100 0 0 IRON MOUNTAIN INC Com 462846106 93 4,100 0 0 4,100 04 4,100 0 0 iShares DJ US Oil Equip. & Serv. I Com 464288844 5,760 133,932 0 0 133,932 01 133,932 0 0 iShares DJ US Oil Equip. & Serv. I Com 464288844 3,048 70,878 0 0 70,878 02 01 70,878 0 0 ISHARES DJ US REAL ESTATE Com 464287739 2,296 50,000 0 0 50,000 04 50,000 0 0 iShares FTSE/XINHUA China 25 Index Com 464287184 893 21,140 0 0 21,140 02 21,140 0 0 ISHARES FTSE/XINHUA CHINA 25 Com 464287184 1,541 36,460 0 0 36,460 04 36,460 0 0 ISHARES MSCI AUSTRALIA INDEX Com 464286103 756 33,110 0 0 33,110 04 33,110 0 0 iShares MSCI Brazil Index Fund Com 464286400 10,597 141,939 0 0 141,939 01 141,939 0 0 iShares MSCI Brazil Index Fund Com 464286400 1,262 16,913 0 0 16,913 02 01 16,913 0 0 ISHARES MSCI BRAZIL Com 464286400 6,523 87,430 0 0 87,430 04 87,430 0 0 iShares MSCI Emerging Markets Inde Com 464287234 14,511 350,000 0 0 350,000 01 350,000 0 0 ISHARES MSCI EMERGING MKT IN Com 464287234 25,055 603,740 0 0 603,740 04 603,740 0 0 --------- 157,328
Form 13F Information Table GAM Holding Ltd. Page 17 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None iShares MSCI Hong Kong Index Fund Com 464286871 1,063 68,000 0 0 68,000 02 68,000 0 0 ISHARES MSCI HONG KONG INDEX Com 464286871 793 50,630 0 0 50,630 04 50,630 0 0 iShares MSCI Japan Index Fund Com 464286848 5,037 517,642 0 0 517,642 01 517,642 0 0 iShares MSCI Japan Index Fund Com 464286848 2,670 274,446 0 0 274,446 02 01 274,446 0 0 ISHARES MSCI MALAYSIA Com 464286830 1,562 147,100 0 0 147,100 04 147,100 0 0 ISHARES MSCI MEXICO INVESTAB Com 464286822 1,429 29,250 0 0 29,250 04 29,250 0 0 ISHARES MSCI PACIFIC EX JPN Com 464286665 11,031 266,650 0 0 266,650 04 266,650 0 0 iShares MSCI Singapore Index Fund Com 464286673 368 31,843 0 0 31,843 01 31,843 0 0 ISHARES MSCI SOUTH KOREA IND Com 464286772 5,903 123,900 0 0 123,900 04 123,900 0 0 iShares MSCI South Korea Index Fun Com 464286772 1 30 0 0 30 01 30 0 0 ISHARES MSCI TAIWAN INDEX FD Com 464286731 2,521 194,370 0 0 194,370 04 194,370 0 0 iShares MSCI Taiwan Index Fund Com 464286731 3,472 267,660 0 0 267,660 01 267,660 0 0 iShares MSCI Taiwan Index Fund Com 464286731 1,836 141,594 0 0 141,594 02 01 141,594 0 0 iShares MSCI Taiwan Index Fund Com 464286731 2,089 161,000 0 0 161,000 02 161,000 0 0 ISHARES NASDAQ BIOTECH INDX Com 464287556 440 5,377 0 0 5,377 04 5,377 0 0 ISHARES S&P 500 GROWTH INDEX Com 464287309 7,539 130,000 0 0 130,000 04 130,000 0 0 ISHARES S&P GLBL ENERGY SECT Com 464287341 122 3,400 0 0 3,400 04 3,400 0 0 ISHARES S&P GLBL FINL SECTOR Com 464287333 279 6,150 0 0 6,150 04 6,150 0 0 ISHARES S&P GLBL TECH SECTOR Com 464287291 207 3,650 0 0 3,650 04 3,650 0 0 ISHARES S&P LATIN AMERICA 40 Com 464287390 1,152 24,100 0 0 24,100 04 24,100 0 0 ISIS PHARMACEUTICALS INC Com 464330109 111 10,000 0 0 10,000 04 10,000 0 0 ITAU UNIBANCO HLDG/PFD SADR Com 465562106 9,149 400,562 0 0 400,562 04 400,562 0 0 Itau Unibanco Pref. ADR (1Rep 1Pre Com 465562106 1,080 47,300 0 0 47,300 01 47,300 0 0 Itau Unibanco Pref. ADR (1Rep 1Pre Com 465562106 388 17,000 0 0 17,000 01 17,000 0 0 ITT CORP Com 450911102 1,666 33,500 0 0 33,500 04 33,500 0 0 --------- 61,909
Form 13F Information Table GAM Holding Ltd. Page 18 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None ITT EDUCATIONAL SERVICES INC Com 45068B109 77 800 0 0 800 04 800 0 0 J.C. PENNEY CO INC Com 708160106 2,271 85,200 0 0 85,200 04 85,200 0 0 J.P. Morgan Chase & Co. Com. USD1. Com 46625H100 37,409 898,004 0 0 898,004 04 898,004 0 0 J.P. Morgan Chase & Co. Com. USD1. Com 46625H100 3,627 87,000 0 0 87,000 01 87,000 0 0 JACOBS ENGINEERING GROUP INC Com 469814107 4,605 122,450 0 0 122,450 04 122,450 0 0 JANUS CAPITAL GROUP INC Com 47102X105 1,345 100,000 0 0 100,000 04 100,000 0 0 JDS UNIPHASE CORP Com 46612J507 206 25,000 0 0 25,000 04 25,000 0 0 JDS Uniphase Corp. Common USD0.001 Com 46612J507 8,315 1,007,220 0 0 1,007,220 01 1,007,220 0 0 JDS Uniphase Corp. Common USD0.001 Com 46612J507 26,951 3,265,161 0 0 3,265,161 02 3,265,161 0 0 JEFFERIES GROUP INC (NEW) Com 472319102 47 2,000 0 0 2,000 04 2,000 0 0 JM SMUCKER CO/THE Com 832696405 142 2,302 0 0 2,302 04 2,302 0 0 Johnson & Johnson Common USD1.00 Com 478160104 40,673 631,268 0 0 631,268 04 631,268 0 0 Johnson & Johnson Common USD1.00 Com 478160104 399 6,200 0 0 6,200 01 6,200 0 0 JOHNSON CONTROLS INC Com 478366107 1,517 55,703 0 0 55,703 04 55,703 0 0 JOY GLOBAL INC Com 481165108 953 18,379 0 0 18,379 04 18,379 0 0 JUNIPER NETWORKS INC Com 48203R104 288 10,800 0 0 10,800 04 10,800 0 0 KELLOGG CO Com 487836108 1,883 35,400 0 0 35,400 04 35,400 0 0 KEYCORP Com 493267108 98 17,700 0 0 17,700 04 17,700 0 0 KIMBERLY-CLARK CORP Com 494368103 1,714 26,900 0 0 26,900 04 26,900 0 0 KIMCO REALTY CORP Com 49446R109 2,705 199,900 0 0 199,900 04 199,900 0 0 KINDER MORGAN MANAG.1/100000 Com 49455U100 0 26,616 0 0 26,616 04 26,616 0 0 KINDER MORGAN MANAGEMENT LLC Com 49455U100 78 1,424 0 0 1,424 04 1,424 0 0 KING PHARMACEUTICALS INC Com 495582108 368 30,000 0 0 30,000 04 30,000 0 0 KLA-TENCOR CORPORATION Com 482480100 850 23,500 0 0 23,500 04 23,500 0 0 KOHLS CORP Com 500255104 3,170 58,751 0 0 58,751 04 58,751 0 0 --------- 139,693
Form 13F Information Table GAM Holding Ltd. Page 19 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None KOREA ELEC POWER CORP-SP ADR Com 500631106 2,419 166,390 0 0 166,390 04 166,390 0 0 KRAFT FOODS INC-CLASS A Com 50075N104 12,354 454,529 0 0 454,529 04 454,529 0 0 Kraft Foods Inc A NPV Com 50075N104 394 14,500 0 0 14,500 01 14,500 0 0 KROGER CO Com 501044101 1,618 78,800 0 0 78,800 04 78,800 0 0 KT CORP-SP ADR Com 48268K101 3,951 234,900 0 0 234,900 04 234,900 0 0 L-3 COMMUNICATIONS HOLDINGS Com 502424104 4,078 46,900 0 0 46,900 04 46,900 0 0 LABORATORY CRP OF AMER HLDGS Com 50540R409 3,577 47,790 0 0 47,790 04 47,790 0 0 LAM RESEARCH CORP Com 512807108 106 2,700 0 0 2,700 04 2,700 0 0 LAS VEGAS SANDS CORP Com 517834107 99 6,600 0 0 6,600 04 6,600 0 0 LASALLE HOTEL PROPERTIES Com 517942108 321 15,100 0 0 15,100 04 15,100 0 0 LEGG MASON INC Com 524901105 953 31,600 0 0 31,600 04 31,600 0 0 LEGGETT & PLATT INC Com 524660107 473 23,200 0 0 23,200 04 23,200 0 0 LENDER PROCESSING SERVICES Com 52602E102 65 1,600 0 0 1,600 04 1,600 0 0 LENNAR CORP-CL A Com 526057104 383 30,000 0 0 30,000 04 30,000 0 0 LEUCADIA NATIONAL CORP Com 527288104 76 3,200 0 0 3,200 04 3,200 0 0 LEVEL 3 COMMUNICATIONS INC Com 52729N100 66 43,300 0 0 43,300 04 43,300 0 0 LEXMARK INTERNATIONAL INC-A Com 529771107 779 30,000 0 0 30,000 04 30,000 0 0 LIBERTY GLOBAL INC-A Com 530555101 59 2,700 0 0 2,700 04 2,700 0 0 LIBERTY GLOBAL INC-SERIES C Com 530555309 74 3,400 0 0 3,400 04 3,400 0 0 LIBERTY MEDIA CORP-INTER A Com 53071M104 131 12,100 0 0 12,100 04 12,100 0 0 LIFE TECHNOLOGIES CORP Com 53217V109 1,129 21,609 0 0 21,609 04 21,609 0 0 LINCOLN NATIONAL CORP Com 534187109 1,053 42,339 0 0 42,339 04 42,339 0 0 LINEAR TECHNOLOGY CORP Com 535678106 1,961 64,200 0 0 64,200 04 64,200 0 0 LIZ CLAIBORNE INC Com 539320101 208 37,000 0 0 37,000 04 37,000 0 0 LOCKHEED MARTIN CORP Com 539830109 6,751 89,600 0 0 89,600 04 89,600 0 0 --------- 43,079
Form 13F Information Table GAM Holding Ltd. Page 20 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None LOEWS CORP Com 540424108 258 7,099 0 0 7,099 04 7,099 0 0 LOWE'S COS INC Com 548661107 6,411 273,932 0 0 273,932 04 273,932 0 0 LSB INDUSTRIES INC Com 502160104 1,128 80,000 0 0 80,000 04 80,000 0 0 LSI CORP Com 502161102 71 11,800 0 0 11,800 04 11,800 0 0 LTD BRANDS INC Com 532716107 1,645 85,500 0 0 85,500 04 85,500 0 0 LUBRIZOL CORP Com 549271104 80 1,100 0 0 1,100 04 1,100 0 0 LULULEMON ATHLETICA INC Com 550021109 447 14,845 0 0 14,845 04 14,845 0 0 Lululemon Athletica Inc. Com USD0. Com 550021109 3,010 100,000 0 0 100,000 01 100,000 0 0 M & T BANK CORP Com 55261F104 100 1,500 0 0 1,500 04 1,500 0 0 MACERICH CO/THE Com 554382101 2,537 70,560 0 0 70,560 04 70,560 0 0 MACY'S INC Com 55616P104 473 28,200 0 0 28,200 04 28,200 0 0 MANPOWER INC Com 56418H100 71 1,300 0 0 1,300 04 1,300 0 0 MARATHON OIL CORP Com 565849106 13,028 417,110 0 0 417,110 04 417,110 0 0 MARKET VECTORS ETF TR/GOLD M. 01/1 Com 57060U100 2 5 0 0 5 04 5 0 0 Market Vectors Gold Miners ETF Com 57060U100 5,171 111,970 0 0 111,970 01 111,970 0 0 Market Vectors Gold Miners ETF Com 57060U100 2,737 59,276 0 0 59,276 02 01 59,276 0 0 Market Vectors Jr Gold Miners ETF Com 57060U589 3,044 118,336 0 0 118,336 01 118,336 0 0 Market Vectors Jr Gold Miners ETF Com 57060U589 1,612 62,668 0 0 62,668 02 01 62,668 0 0 MARRIOTT INTERNATIONAL-CL A Com 571903202 1,262 46,298 0 0 46,298 04 46,298 0 0 MARSH & MCLENNAN COS Com 571748102 2,526 114,400 0 0 114,400 04 114,400 0 0 MARSHALL & ILSLEY CORP Com 571837103 57 10,400 0 0 10,400 04 10,400 0 0 MARTIN MARIETTA MATERIALS Com 573284106 80 900 0 0 900 04 900 0 0 MASCO CORP Com 574599106 1,207 87,400 0 0 87,400 04 87,400 0 0 MASSEY ENERGY CO Com 576206106 1,323 31,400 0 0 31,400 04 31,400 0 0 MASTERCARD INC-CLASS A Com 57636Q104 5,926 23,150 0 0 23,150 04 23,150 0 0 --------- 54,205
Form 13F Information Table GAM Holding Ltd. Page 21 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None MATTEL INC Com 577081102 1,528 76,500 0 0 76,500 04 76,500 0 0 MAXIM INTEGRATED PRODUCTS Com 57772K101 108 5,300 0 0 5,300 04 5,300 0 0 MCAFEE INC Com 579064106 122 3,000 0 0 3,000 04 3,000 0 0 MCCORMICK & CO-NON VTG SHRS Com 579780206 94 2,600 0 0 2,600 04 2,600 0 0 MCDERMOTT INTL INC Com 580037109 115 4,800 0 0 4,800 04 4,800 0 0 McDonald's Corporation Common USD0 Com 580135101 19,542 312,972 0 0 312,972 04 312,972 0 0 McDonald's Corporation Common USD0 Com 580135101 504 8,070 0 0 8,070 01 8,070 0 0 MCGRAW-HILL COMPANIES INC Com 580645109 2,138 63,800 0 0 63,800 04 63,800 0 0 MCKESSON CORP Com 58155Q103 1,969 31,500 0 0 31,500 04 31,500 0 0 McKesson Incorporated Common USD0. Com 58155Q103 5,874 93,970 0 0 93,970 02 01 93,970 0 0 MEAD JOHNSON NUTRITION CO Com 582839106 168 3,850 0 0 3,850 04 3,850 0 0 MEADWESTVACO CORP Com 583334107 92 3,200 0 0 3,200 04 3,200 0 0 MECHEL-SPONSORED ADR Com 583840103 4,600 244,427 0 0 244,427 04 244,427 0 0 MEDCO HEALTH SOLUTIONS INC Com 58405U102 3,983 62,256 0 0 62,256 04 62,256 0 0 MEDTRONIC INC Com 585055106 13,670 310,815 0 0 310,815 04 310,815 0 0 MEDTRONIC INC NOTE 1.625% 4/15/13 Not 585055AM8 1,036 987,000 0 0 987,000 03 987,000 0 0 MEMC ELECTRONIC MATERIALS Com 552715104 2,138 157,000 0 0 157,000 04 157,000 0 0 Merck & Co. Inc. Common USD0.01 Com 58933Y105 22,348 611,353 0 0 611,353 04 611,353 0 0 Merck & Co. Inc. Common USD0.01 Com 58933Y105 21,511 589,015 0 0 589,015 01 589,015 0 0 Merck & Co. Inc. Common USD0.01 Com 58933Y105 68,086 1,864,496 0 0 1,864,496 02 1,864,496 0 0 METLIFE INC Com 59156R108 9,841 278,367 0 0 278,367 04 278,367 0 0 METROPCS COMMUNICATIONS INC Com 591708102 185 24,300 0 0 24,300 04 24,300 0 0 MEXICO FUND INC Com 592835102 1,861 84,908 0 0 84,908 04 84,908 0 0 MGM MIRAGE Com 552953101 46 5,000 0 0 5,000 04 5,000 0 0 MICROCHIP TECHNOLOGY INC Com 595017104 1,305 44,900 0 0 44,900 04 44,900 0 0 MICRON TECHNOLOGY INC Com 595112103 492 46,900 0 0 46,900 04 46,900 0 0 --------- 183,355
Form 13F Information Table GAM Holding Ltd. Page 22 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None MICROS SYSTEMS INC Com 594901100 931 30,000 0 0 30,000 04 30,000 0 0 Microsoft Corporation Com. USD0.00 Com 594918104 54,584 1,788,705 0 0 1,788,705 04 1,788,705 0 0 Microsoft Corporation Com. USD0.00 Com 594918104 707 23,200 0 0 23,200 01 23,200 0 0 MICRUS ENDOVASCULAR CORP Com 59518V102 360 24,000 0 0 24,000 04 24,000 0 0 MILLIPORE CORP Com 601073109 796 11,000 0 0 11,000 04 11,000 0 0 MINDRAY MEDICAL INTL LTD-ADR Com 602675100 2,649 78,100 0 0 78,100 04 78,100 0 0 MIRANT CORP Com 60467R100 39 2,540 0 0 2,540 04 2,540 0 0 MOBILE TELESYSTEMS-SP ADR Com 607409109 8,425 172,331 0 0 172,331 04 172,331 0 0 Mobile Telesystems ADR (1 Rep. 5 O Com 607409109 1,470 30,100 0 0 30,100 01 30,100 0 0 MOHAWK INDUSTRIES INC Com 608190104 48 1,000 0 0 1,000 04 1,000 0 0 MOLEX INC Com 608554101 933 43,300 0 0 43,300 04 43,300 0 0 MOLSON COORS BREWING CO -B Com 60871R209 817 18,100 0 0 18,100 04 18,100 0 0 MOLSON COORS BREWING CO NOTE 2.500 Not 60871RAA8 554 500,000 0 0 500,000 03 500,000 0 0 MoneyGram International USD0.01 Com 60935Y109 121 42,000 0 0 42,000 01 42,000 0 0 MONSANTO CO Com 61166W101 19,436 237,750 0 0 237,750 04 237,750 0 0 Monsanto Company Common USD0.01 Com 61166W101 418 5,116 0 0 5,116 01 5,116 0 0 MOODY'S CORP Com 615369105 239 8,900 0 0 8,900 04 8,900 0 0 MORGAN STANLEY Com 617446448 3,799 128,394 0 0 128,394 04 128,394 0 0 MOSAIC CO/THE Com 61945A107 5,740 96,102 0 0 96,102 04 96,102 0 0 MOTOROLA INC Com 620076109 1,301 167,700 0 0 167,700 04 167,700 0 0 MURPHY OIL CORP Com 626717102 206 3,798 0 0 3,798 04 3,798 0 0 MYLAN INC Com 628530107 308 16,700 0 0 16,700 04 16,700 0 0 MYRIAD GENETICS INC Com 62855J104 493 18,900 0 0 18,900 04 18,900 0 0 NABORS INDUSTRIES LTD Com G6359F103 571 26,100 0 0 26,100 04 26,100 0 0 NASDAQ OMX GROUP/THE Com 631103108 1,906 96,160 0 0 96,160 04 96,160 0 0 --------- 106,853
Form 13F Information Table GAM Holding Ltd. Page 23 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None NATIONAL OILWELL VARCO INC Com 637071101 4,243 96,078 0 0 96,078 04 96,078 0 0 NATIONAL SEMICONDUCTOR CORP Com 637640103 705 45,900 0 0 45,900 04 45,900 0 0 NBTY INC Com 628782104 418 9,600 0 0 9,600 04 9,600 0 0 NELNET INC-CL A Com 64031N108 286 16,600 0 0 16,600 04 16,600 0 0 NET SERVICOS DE COM-PR ADR Com 64109T201 271 20,000 0 0 20,000 04 20,000 0 0 NETAPP INC Com 64110D104 224 6,500 0 0 6,500 04 6,500 0 0 New Oriental Education ADR (1 rep Com 647581107 529 7,000 0 0 7,000 01 7,000 0 0 NEW YORK COMMUNITY BANCORP Com 649445103 81 5,600 0 0 5,600 04 5,600 0 0 NEW YORK TIMES CO -CL A Com 650111107 1,954 158,070 0 0 158,070 04 158,070 0 0 NEWELL RUBBERMAID INC Com 651229106 68 4,500 0 0 4,500 04 4,500 0 0 NEWFIELD EXPLORATION CO Com 651290108 487 10,100 0 0 10,100 04 10,100 0 0 NEWMONT MINING CORP Com 651639106 12,962 273,972 0 0 273,972 04 273,972 0 0 NEWS CORP-CL A Com 65248E104 9,551 697,015 0 0 697,015 04 697,015 0 0 News Corp-Class B Com. USD0.01 Com 65248E203 6,440 404,419 0 0 404,419 02 01 404,419 0 0 NEWS CORP-CLASS B Com 65248E203 137 8,600 0 0 8,600 04 8,600 0 0 NII HOLDINGS INC Com 62913F201 4,885 144,724 0 0 144,724 04 144,724 0 0 NIKE INC -CL B Com 654106103 7,968 120,600 0 0 120,600 04 120,600 0 0 NISOURCE INC Com 65473P105 990 64,380 0 0 64,380 04 64,380 0 0 NOBLE ENERGY INC Com 655044105 1,214 17,018 0 0 17,018 04 17,018 0 0 NORDSTROM INC Com 655664100 1,285 34,200 0 0 34,200 04 34,200 0 0 NORFOLK SOUTHERN CORP Com 655844108 2,611 49,800 0 0 49,800 04 49,800 0 0 NORTHEAST UTILITIES Com 664397106 77 3,000 0 0 3,000 04 3,000 0 0 NORTHERN TRUST CORP Com 665859104 3,954 75,450 0 0 75,450 04 75,450 0 0 NORTHROP GRUMMAN CORP Com 666807102 335 6,000 0 0 6,000 04 6,000 0 0 NOVELLUS SYSTEMS INC Com 670008101 467 20,000 0 0 20,000 04 20,000 0 0 --------- 62,141
Form 13F Information Table GAM Holding Ltd. Page 24 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None NSTAR Com 67019E107 81 2,200 0 0 2,200 04 2,200 0 0 NUANCE COMMUNICATIONS INC Com 67020Y100 345 22,200 0 0 22,200 04 22,200 0 0 NUCOR CORP Com 670346105 1,609 34,500 0 0 34,500 04 34,500 0 0 NVIDIA CORP Com 67066G104 2,536 135,750 0 0 135,750 04 135,750 0 0 NYSE EURONEXT Com 629491101 387 15,300 0 0 15,300 04 15,300 0 0 NYSE MARK VEC JUN GOLD MIN ETF Com 57060U589 129 5,000 0 0 5,000 04 5,000 0 0 O'REILLY AUTOMOTIVE INC Com 686091109 99 2,600 0 0 2,600 04 2,600 0 0 OCCIDENTAL PETROLEUM CORP Com 674599105 20,273 249,054 0 0 249,054 04 249,054 0 0 OCEANEERING INTL INC Com 675232102 246 4,200 0 0 4,200 04 4,200 0 0 Oclaro Inc. Com. USD0.01 Com 67555N107 2,945 2,009,900 0 0 2,009,900 01 2,009,900 0 0 Oclaro Inc. Com. USD0.01 Com 67555N107 1,958 1,341,117 0 0 1,341,117 02 1,341,117 0 0 Oil Service HOLDRS Trust Com 678002106 47,606 400,000 0 0 400,000 01 400,000 0 0 OIL SERVICES HOLDRS TRUST Com 678002106 1,428 12,000 0 0 12,000 04 12,000 0 0 OLD REPUBLIC INTL CORP Com 680223104 36 3,600 0 0 3,600 04 3,600 0 0 OMNICARE INC Com 681904108 58 2,400 0 0 2,400 04 2,400 0 0 OMNICOM GROUP Com 681919106 2,991 76,400 0 0 76,400 04 76,400 0 0 On Semiconductor Corp. Com. USD0.0 Com 682189105 1,269 143,750 0 0 143,750 01 143,750 0 0 ONEOK INC Com 682680103 107 2,400 0 0 2,400 04 2,400 0 0 ONYX PHARMACEUTICALS INC Com 683399109 264 9,000 0 0 9,000 04 9,000 0 0 Oracle Corporation Common USD0.01 Com 68389X105 22,004 894,842 0 0 894,842 04 894,842 0 0 Oracle Corporation Common USD0.01 Com 68389X105 729 29,700 0 0 29,700 01 29,700 0 0 ORTHOFIX INTERNATIONAL NV Com N6748L102 155 5,000 0 0 5,000 04 5,000 0 0 OSI PHARMACEUTICALS INC Com 671040103 155 5,000 0 0 5,000 04 5,000 0 0 OWENS-ILLINOIS INC Com 690768403 115 3,500 0 0 3,500 04 3,500 0 0 P G & E CORP Com 69331C108 3,621 81,100 0 0 81,100 04 81,100 0 0 --------- 111,145
Form 13F Information Table GAM Holding Ltd. Page 25 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None PACCAR INC Com 693718108 244 6,725 0 0 6,725 04 6,725 0 0 PACTIV CORPORATION Com 695257105 80 3,300 0 0 3,300 04 3,300 0 0 PALL CORP Com 696429307 76 2,100 0 0 2,100 04 2,100 0 0 PARKER HANNIFIN CORP Com 701094104 2,524 46,790 0 0 46,790 04 46,790 0 0 PATTERSON COS INC Com 703395103 53 1,900 0 0 1,900 04 1,900 0 0 PAYCHEX INC Com 704326107 214 7,000 0 0 7,000 04 7,000 0 0 PEABODY ENERGY CORP Com 704549104 10,067 222,542 0 0 222,542 04 222,542 0 0 Penske Auto Group Inc. Common USD0 Com 70959W103 4,551 300,000 0 0 300,000 01 300,000 0 0 PENTAIR INC Com 709631105 45 1,400 0 0 1,400 04 1,400 0 0 PEOPLE'S UNITED FINANCIAL Com 712704105 130 7,800 0 0 7,800 04 7,800 0 0 PEPCO HOLDINGS INC Com 713291102 86 5,100 0 0 5,100 04 5,100 0 0 PEPSI BOTTLING GROUP INC Com 713409100 109 2,900 0 0 2,900 04 2,900 0 0 PEPSIAMERICAS INC Com 71343P200 20 700 0 0 700 04 700 0 0 PEPSICO INC Com 713448108 27,987 460,002 0 0 460,002 04 460,002 0 0 PERKINELMER INC Com 714046109 412 20,000 0 0 20,000 04 20,000 0 0 PERRIGO CO Com 714290103 64 1,600 0 0 1,600 04 1,600 0 0 PETROHAWK ENERGY CORP Com 716495106 856 35,700 0 0 35,700 04 35,700 0 0 Petrohawk Energy Corp. Common USD0 Com 716495106 7,202 300,000 0 0 300,000 01 300,000 0 0 PETROLEO BRASILEIRO-SPON ADR Com 71654V101 9,148 215,800 0 0 215,800 04 215,800 0 0 PETROLEO BRASILEIRO S.A.-ADR Com 71654V408 9,414 197,450 0 0 197,450 04 197,450 0 0 Petroleo Brasileiro SA ADR (1 Rep Com 71654V408 796 16,700 0 0 16,700 01 16,700 0 0 Petroleo Brasileiro SA ADR (1 Rep Com 71654V408 377 7,900 0 0 7,900 01 7,900 0 0 PETSMART INC Com 716768106 75 2,800 0 0 2,800 04 2,800 0 0 Pfizer Incorporated Common USD0.05 Com 717081103 27,631 1,517,680 0 0 1,517,680 04 1,517,680 0 0 Pfizer Incorporated Common USD0.05 Com 717081103 13,580 746,175 0 0 746,175 01 746,175 0 0 --------- 115,741
Form 13F Information Table GAM Holding Ltd. Page 26 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Pfizer Incorporated Common USD0.05 Com 717081103 32,117 1,764,854 0 0 1,764,854 02 1,764,854 0 0 PHARMACEUTICAL PRODUCT DEVEL Com 717124101 63 2,700 0 0 2,700 04 2,700 0 0 Philip Morris International Com. N Com 718172109 161 3,340 0 0 3,340 01 3,340 0 0 PHILIP MORRIS INTERNATIONAL Com 718172109 17,893 371,270 0 0 371,270 04 371,270 0 0 PIONEER NATURAL RESOURCES CO Com 723787107 847 17,523 0 0 17,523 04 17,523 0 0 PIPER JAFFRAY COS Com 724078100 2 43 0 0 43 04 43 0 0 PITNEY BOWES INC Com 724479100 89 3,900 0 0 3,900 04 3,900 0 0 PLAINS EXPLORATION & PRODUCT Com 726505100 465 16,800 0 0 16,800 04 16,800 0 0 PLUM CREEK TIMBER CO Com 729251108 143 3,800 0 0 3,800 04 3,800 0 0 PNC FINANCIAL SERVICES GROUP Com 693475105 2,867 54,290 0 0 54,290 04 54,290 0 0 POLO RALPH LAUREN CORP Com 731572103 2,300 28,400 0 0 28,400 04 28,400 0 0 POST PROPERTIES INC Com 737464107 696 35,500 0 0 35,500 04 35,500 0 0 Power-One Incorporated Common USD0 Com 739308104 8,680 2,000,000 0 0 2,000,000 01 2,000,000 0 0 Powershares DB Gold Fund Com 73936B606 8,670 221,065 0 0 221,065 01 221,065 0 0 Powershares DB Gold Fund Com 73936B606 10,133 258,362 0 0 258,362 02 01 258,362 0 0 POWERSHARES QQQ Com 73935A104 1,722 37,500 0 0 37,500 04 37,500 0 0 PPG INDUSTRIES INC Com 693506107 211 3,600 0 0 3,600 04 3,600 0 0 PRAXAIR INC Com 74005P104 6,116 76,107 0 0 76,107 04 76,107 0 0 PRECISION CASTPARTS CORP Com 740189105 1,275 11,553 0 0 11,553 04 11,553 0 0 PRIDE INTERNATIONAL INC Com 74153Q102 4,986 155,624 0 0 155,624 04 155,624 0 0 PRINCIPAL FINANCIAL GROUP Com 74251V102 151 6,300 0 0 6,300 04 6,300 0 0 Procter & Gamble Common NPV Com 742718109 36,440 600,542 0 0 600,542 04 600,542 0 0 Procter & Gamble Common NPV Com 742718109 436 7,200 0 0 7,200 01 7,200 0 0 PROGRESS ENERGY INC Com 743263105 1,648 40,174 0 0 40,174 04 40,174 0 0 PROGRESSIVE CORP Com 743315103 1,324 73,600 0 0 73,600 04 73,600 0 0 --------- 139,434
Form 13F Information Table GAM Holding Ltd. Page 27 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None PROLOGIS Com 743410102 2,481 181,200 0 0 181,200 04 181,200 0 0 PROSHARES ULTRASHORT MSCI EM Com 74347R354 274 25,000 0 0 25,000 04 25,000 0 0 Proshares Ultrashort MSCI EM Com 74347R354 1,067 97,900 0 0 97,900 01 97,900 0 0 PROSHARES ULTRASHORT RUSSELL Com 74347R834 491 20,000 0 0 20,000 04 20,000 0 0 PRUDENTIAL FINANCIAL INC Com 744320102 5,003 100,483 0 0 100,483 04 100,483 0 0 PS BUSINESS PARKS INC/CA Com 69360J107 247 4,940 0 0 4,940 04 4,940 0 0 PUBLIC STORAGE Com 74460D109 7,306 89,700 0 0 89,700 04 89,700 0 0 PULTE HOMES INC Com 745867101 1,461 146,100 0 0 146,100 04 146,100 0 0 QLOGIC CORP Com 747277101 755 40,000 0 0 40,000 04 40,000 0 0 QUALCOMM INC Com 747525103 17,776 384,093 0 0 384,093 04 384,093 0 0 QUANTA SERVICES INC Com 74762E102 4,264 204,600 0 0 204,600 04 204,600 0 0 QUEST DIAGNOSTICS Com 74834L100 1,528 25,300 0 0 25,300 04 25,300 0 0 QUIMICA Y MINERA CHIL-SP ADR Com 833635105 3,158 84,058 0 0 84,058 04 84,058 0 0 QWEST COMMUNICATIONS INTL Com 749121109 287 68,200 0 0 68,200 04 68,200 0 0 R.R. Donnelley & Sons Co. Comm. US Com 257867101 78 3,500 0 0 3,500 04 3,500 0 0 R.R. Donnelley & Sons Co. Comm. US Com 257867101 4,452 200,000 0 0 200,000 01 200,000 0 0 RALCORP HOLDINGS INC Com 751028101 66 1,100 0 0 1,100 04 1,100 0 0 RANDGOLD RESOURCES LTD-ADR Com 752344309 1,313 16,600 0 0 16,600 04 16,600 0 0 RANGE RESOURCES CORP Com 75281A109 658 13,200 0 0 13,200 04 13,200 0 0 RAYTHEON COMPANY Com 755111507 2,468 47,900 0 0 47,900 04 47,900 0 0 RED HAT INC Com 756577102 121 3,900 0 0 3,900 04 3,900 0 0 REGENCY CENTERS CORP Com 758849103 2,384 68,000 0 0 68,000 04 68,000 0 0 REGENERON PHARMACEUTICALS Com 75886F107 242 10,000 0 0 10,000 04 10,000 0 0 REGIONS FINANCIAL CORP Com 7591EP100 751 141,953 0 0 141,953 04 141,953 0 0 REGIS CORP Com 758932107 587 37,670 0 0 37,670 04 37,670 0 0 --------- 59,216
Form 13F Information Table GAM Holding Ltd. Page 28 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None REHABCARE GROUP INC Com 759148109 456 15,000 0 0 15,000 04 15,000 0 0 REPUBLIC SERVICES INC Com 760759100 785 27,735 0 0 27,735 04 27,735 0 0 Retalix Limited ILS1.00 Com M8215W109 375 29,021 0 0 29,021 01 29,021 0 0 RIO TINTO PLC-SPON ADR Com 767204100 282 1,310 0 0 1,310 04 1,310 0 0 ROBERT HALF INTL INC Com 770323103 1,152 43,100 0 0 43,100 04 43,100 0 0 ROCKWELL AUTOMATION INC Com 773903109 146 3,100 0 0 3,100 04 3,100 0 0 ROCKWELL COLLINS INC. Com 774341101 194 3,500 0 0 3,500 04 3,500 0 0 ROPER INDUSTRIES INC Com 776696106 94 1,800 0 0 1,800 04 1,800 0 0 ROSS STORES INC Com 778296103 2,836 66,400 0 0 66,400 04 66,400 0 0 ROWAN COMPANIES INC Com 779382100 2,276 100,300 0 0 100,300 04 100,300 0 0 RYDER SYSTEM INC Com 783549108 412 10,000 0 0 10,000 04 10,000 0 0 Safeway Inc. Common USD0.01 Com 786514208 3,131 147,050 0 0 147,050 04 147,050 0 0 Safeway Inc. Common USD0.01 Com 786514208 3,416 160,400 0 0 160,400 01 160,400 0 0 Safeway Inc. Common USD0.01 Com 786514208 11,184 525,200 0 0 525,200 02 525,200 0 0 SAKS INC Com 79377W108 714 107,327 0 0 107,327 04 107,327 0 0 SALESFORCE.COM INC Com 79466L302 546 7,400 0 0 7,400 04 7,400 0 0 SANDISK CORP Com 80004C101 1,299 44,800 0 0 44,800 04 44,800 0 0 Sara Lee Corporation Common USD0.0 Com 803111103 5,481 450,000 0 0 450,000 04 450,000 0 0 Sara Lee Corporation Common USD0.0 Com 803111103 19,783 1,624,926 0 0 1,624,926 01 1,624,926 0 0 Sara Lee Corporation Common USD0.0 Com 803111103 64,501 5,298,223 0 0 5,298,223 02 5,298,223 0 0 SBA COMMUNICATIONS CORP-CL A Com 78388J106 51 1,500 0 0 1,500 04 1,500 0 0 SCHLUMBERGER LTD Com 806857108 15,873 243,773 0 0 243,773 04 243,773 0 0 SCHWAB (CHARLES) CORP Com 808513105 4,178 222,000 0 0 222,000 04 222,000 0 0 SCRIPPS NETWORKS INTER-CL A Com 811065101 79 1,900 0 0 1,900 04 1,900 0 0 SEAGATE TECHNOLOGY Com G7945J104 880 48,235 0 0 48,235 04 48,235 0 0 --------- 140,123
Form 13F Information Table GAM Holding Ltd. Page 29 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None SEALED AIR CORP Com 81211K100 55 2,500 0 0 2,500 04 2,500 0 0 SEARS HOLDINGS CORP Com 812350106 92 1,100 0 0 1,100 04 1,100 0 0 SEI INVESTMENTS COMPANY Com 784117103 40 2,300 0 0 2,300 04 2,300 0 0 SEMICONDUCTOR HOLDRS TRUST Com 816636203 1,117 40,000 0 0 40,000 04 40,000 0 0 SEMPRA ENERGY Com 816851109 4,243 75,800 0 0 75,800 04 75,800 0 0 SHAW GROUP INC Com 820280105 489 17,000 0 0 17,000 04 17,000 0 0 SHERWIN-WILLIAMS CO/THE Com 824348106 740 12,000 0 0 12,000 04 12,000 0 0 SIGMA-ALDRICH Com 826552101 126 2,500 0 0 2,500 04 2,500 0 0 SIMON PROPERTY GROUP INC Com 828806109 16,907 211,821 0 0 211,821 04 211,821 0 0 SK TELECOM CO LTD-ADR Com 78440P108 2,057 126,517 0 0 126,517 04 126,517 0 0 SK TELECOM CO LTD-ADR Com 78440P108 878 54,000 0 0 54,000 03 54,000 0 0 SL GREEN REALTY CORP Com 78440X101 1,953 38,720 0 0 38,720 04 38,720 0 0 SLM CORP Com 78442P106 397 35,200 0 0 35,200 04 35,200 0 0 SMITH INTERNATIONAL INC Com 832110100 136 5,000 0 0 5,000 04 5,000 0 0 SOHU.COM INC Com 83408W103 69 1,200 0 0 1,200 04 1,200 0 0 SOURCEFIRE INC Com 83616T108 185 6,900 0 0 6,900 04 6,900 0 0 SOUTHERN CO Com 842587107 2,209 66,300 0 0 66,300 04 66,300 0 0 SOUTHERN COPPER CORP Com 84265V105 3,934 119,550 0 0 119,550 04 119,550 0 0 SOUTHWEST AIRLINES CO Com 844741108 1,175 102,800 0 0 102,800 04 102,800 0 0 SPDR GOLD TRUST 01/10 Call 110 Com 78463V107 0 5 0 0 5 04 5 0 0 SPDR Gold Trust Com 78463V107 580 5,400 0 0 5,400 01 5,400 0 0 SPDR KBW Regional Banking ETF Com 78464A698 3,347 150,000 0 0 150,000 01 150,000 0 0 SPDR Trust Unit Series 1 Com 78462F103 10,180 91,290 0 0 91,290 04 91,290 0 0 SPDR Trust Unit Series 1 Com 78462F103 32,388 290,638 0 0 290,638 01 290,638 0 0 SPDR Trust Unit Series 1 Com 78462F103 7,740 69,459 0 0 69,459 02 01 69,459 0 0 --------- 91,036
Form 13F Information Table GAM Holding Ltd. Page 30 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None SPDR Trust Unit Series 1 Com 78462F103 7,355 66,000 0 0 66,000 02 66,000 0 0 Sprint Nextel Corp. Common USD2.00 Com 852061100 1,665 454,800 0 0 454,800 04 454,800 0 0 Sprint Nextel Corp. Common USD2.00 Com 852061100 5,698 1,554,811 0 0 1,554,811 01 1,554,811 0 0 Sprint Nextel Corp. Common USD2.00 Com 852061100 18,705 5,105,131 0 0 5,105,131 02 5,105,131 0 0 SPX CORP Com 784635104 55 1,000 0 0 1,000 04 1,000 0 0 ST JUDE MEDICAL INC Com 790849103 2,220 60,350 0 0 60,350 04 60,350 0 0 St. Joe Corporation Common NPV Com 790148100 3,103 107,320 0 0 107,320 02 01 107,320 0 0 STANLEY WORKS/THE Com 854616109 62 1,200 0 0 1,200 04 1,200 0 0 STAPLES INC Com 855030102 1,109 45,100 0 0 45,100 04 45,100 0 0 STARBUCKS CORP Com 855244109 3,644 158,035 0 0 158,035 04 158,035 0 0 STARWOOD HOTELS & RESORTS Com 85590A401 3,040 83,042 0 0 83,042 04 83,042 0 0 STATE STREET CORP Com 857477103 2,167 49,762 0 0 49,762 04 49,762 0 0 STERICYCLE INC Com 858912108 94 1,700 0 0 1,700 04 1,700 0 0 STILLWATER MINING CO Com 86074Q102 3,570 384,051 0 0 384,051 04 384,051 0 0 STRYKER CORP Com 863667101 7,209 143,079 0 0 143,079 04 143,079 0 0 SUN COMMUNITIES INC Com 866674104 89 4,500 0 0 4,500 04 4,500 0 0 SUNOCO INC Com 86764P109 1,114 42,700 0 0 42,700 04 42,700 0 0 SUNPOWER CORP-CLASS A Com 867652109 310 13,100 0 0 13,100 04 13,100 0 0 SUNPOWER CORP-CLASS B Com 867652307 16 772 0 0 772 04 772 0 0 SUNTRUST BANKS INC Com 867914103 412 20,300 0 0 20,300 04 20,300 0 0 SUPERVALU INC Com 868536103 64 5,000 0 0 5,000 04 5,000 0 0 Symantec Corp. Com. USD0.01 Com 871503108 2,561 143,140 0 0 143,140 04 143,140 0 0 Symantec Corp. Com. USD0.01 Com 871503108 3,579 200,000 0 0 200,000 01 200,000 0 0 SYMANTEC CORP NOTE 0.750% 6/15/11 Not 871503AD0 551 500,000 0 0 500,000 03 500,000 0 0 Synalloy Corporation Common USD1.0 Com 871565107 312 33,750 0 0 33,750 01 33,750 0 0 SYNOPSYS INC Com 871607107 69 3,100 0 0 3,100 04 3,100 0 0 --------- 68,772
Form 13F Information Table GAM Holding Ltd. Page 31 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None SYSCO CORP Com 871829107 1,672 59,860 0 0 59,860 04 59,860 0 0 T ROWE PRICE GROUP INC Com 74144T108 272 5,100 0 0 5,100 04 5,100 0 0 TAIWAN FUND INC Com 874036106 5,656 395,272 0 0 395,272 04 395,272 0 0 Taiwan Semi. - SP ADR (1 Rep 5 Ord Com 874039100 643 56,200 0 0 56,200 01 56,200 0 0 Taiwan Semi. - SP ADR (1 Rep 5 Ord Com 874039100 514 44,923 0 0 44,923 01 44,923 0 0 TANGER FACTORY OUTLET CENTER Com 875465106 448 11,500 0 0 11,500 04 11,500 0 0 TARGET CORP Com 87612E106 5,500 113,701 0 0 113,701 04 113,701 0 0 TECO ENERGY INC Com 872375100 495 30,490 0 0 30,490 04 30,490 0 0 TELE NORTE LESTE PART-ADR Com 879246106 643 30,000 0 0 30,000 04 30,000 0 0 TELEPHONE AND DATA SYSTEMS Com 879433100 27 800 0 0 800 04 800 0 0 Tellabs Incorporated Common USD0.0 Com 879664100 5,659 995,370 0 0 995,370 01 995,370 0 0 Tellabs Incorporated Common USD0.0 Com 879664100 19,482 3,427,533 0 0 3,427,533 02 3,427,533 0 0 Tenet Healthcare Corp. Com. USD0.0 Com 88033G100 809 150,000 0 0 150,000 01 150,000 0 0 TENNECO INC Com 880349105 504 28,113 0 0 28,113 04 28,113 0 0 Teva Pharmaceuticals ADR (1 Rep 1 ADR 881624209 803 14,300 0 0 14,300 04 14,300 0 0 Teva Pharmaceuticals ADR (1 Rep 1 Com 881624209 580 10,317 0 0 10,317 01 10,317 0 0 Texas Instruments Inc. Common USD1 Com 882508104 9,921 380,700 0 0 380,700 04 380,700 0 0 Texas Instruments Inc. Common USD1 Com 882508104 532 20,410 0 0 20,410 01 20,410 0 0 TEXTRON INC Com 883203101 550 29,104 0 0 29,104 04 29,104 0 0 TFS FINANCIAL CORP Com 87240R107 27 2,200 0 0 2,200 04 2,200 0 0 THERMO FISHER SCIENTIFIC INC Com 883556102 2,515 52,701 0 0 52,701 04 52,701 0 0 TIFFANY & CO Com 886547108 1,742 40,500 0 0 40,500 04 40,500 0 0 TIMBERLAND CO-CL A Com 887100105 455 25,400 0 0 25,400 04 25,400 0 0 TIME WARNER CABLE Com 88732J207 1,831 44,249 0 0 44,249 04 44,249 0 0 TIME WARNER INC Com 887317303 5,180 177,758 0 0 177,758 04 177,758 0 0 --------- 66,458
Form 13F Information Table GAM Holding Ltd. Page 32 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None TJX COMPANIES INC Com 872540109 1,400 38,300 0 0 38,300 04 38,300 0 0 TOLL BROTHERS INC Com 889478103 49 2,600 0 0 2,600 04 2,600 0 0 TORCHMARK CORP Com 891027104 66 1,500 0 0 1,500 04 1,500 0 0 TOTAL SYSTEM SERVICES INC Com 891906109 48 2,803 0 0 2,803 04 2,803 0 0 Toyota Motor Corporation Spon. ADR Com 892331307 250 2,965 0 0 2,965 01 2,965 0 0 TRANSATLANTIC HOLDINGS INC Com 893521104 42 800 0 0 800 04 800 0 0 TRANSOCEAN INC NOTE 1.500% 12/15/ Not 893830AV1 1,482 1,500,000 0 0 1,500,000 03 1,500,000 0 0 TRINA SOLAR LTD-SPON ADR Com 89628E104 610 11,300 0 0 11,300 04 11,300 0 0 TRUE RELIGION APPAREL INC Com 89784N104 370 20,000 0 0 20,000 04 20,000 0 0 TRW AUTOMOTIVE HOLDINGS CORP Com 87264S106 458 19,451 0 0 19,451 04 19,451 0 0 TYSON FOODS INC-CL A Com 902494103 71 5,800 0 0 5,800 04 5,800 0 0 UAL CORP Com 902549807 387 30,000 0 0 30,000 04 30,000 0 0 UDR INC Com 902653104 693 42,125 0 0 42,125 04 42,125 0 0 ULTRA PETROLEUM CORP Com 903914109 389 7,800 0 0 7,800 04 7,800 0 0 UNION PACIFIC CORP Com 907818108 2,320 36,302 0 0 36,302 04 36,302 0 0 Unisys Corporation Common USD0.01 Com 909214306 10,235 265,404 0 0 265,404 01 265,404 0 0 Unisys Corporation Common USD0.01 Com 909214306 33,064 857,382 0 0 857,382 02 857,382 0 0 UNITED PARCEL SERVICE-CL B Com 911312106 6,322 110,200 0 0 110,200 04 110,200 0 0 UNITED STATES STEEL CORP Com 912909108 2,325 42,145 0 0 42,145 04 42,145 0 0 UNITED TECHNOLOGIES CORP Com 913017109 17,204 247,689 0 0 247,689 04 247,689 0 0 UNITED THERAPEUTICS CORP Com 91307C102 474 9,000 0 0 9,000 04 9,000 0 0 UNITEDHEALTH GROUP INC Com 91324P102 4,980 163,380 0 0 163,380 04 163,380 0 0 UNUM GROUP Com 91529Y106 148 7,600 0 0 7,600 04 7,600 0 0 Urban Outfitters Inc. Com. USD0.00 Com 917047102 80 2,300 0 0 2,300 04 2,300 0 0 Urban Outfitters Inc. Com. USD0.00 Com 917047102 1,050 30,000 0 0 30,000 01 30,000 0 0 US AIRWAYS GROUP INC Com 90341W108 433 89,500 0 0 89,500 04 89,500 0 0 --------- 84,949
Form 13F Information Table GAM Holding Ltd. Page 33 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None US BANCORP Com 902973304 6,445 286,308 0 0 286,308 04 286,308 0 0 USA Truck Incorporated Common USD0 Com 902925106 6,503 519,600 0 0 519,600 01 519,600 0 0 UTILITIES HOLDRS TRUST Com 918019100 985 10,000 0 0 10,000 04 10,000 0 0 UTILITIES SELECT SECTOR SPDR Com 81369Y886 2,170 70,000 0 0 70,000 04 70,000 0 0 VALE SA-SP ADR Com 91912E105 14,660 505,004 0 0 505,004 04 505,004 0 0 VALERO ENERGY CORP Com 91913Y100 2,065 123,300 0 0 123,300 04 123,300 0 0 Vanguard Financials ETF Com 92204A405 1,554 53,521 0 0 53,521 01 53,521 0 0 Vanguard Info Technology ETF Com 92204A702 7,361 134,068 0 0 134,068 01 134,068 0 0 Vanguard Info Technology ETF Com 92204A702 3,897 70,981 0 0 70,981 02 01 70,981 0 0 VARIAN MEDICAL SYSTEMS INC Com 92220P105 928 19,800 0 0 19,800 04 19,800 0 0 Veeco Instruments Inc. Common USD0 Com 922417100 463 14,000 0 0 14,000 04 14,000 0 0 Veeco Instruments Inc. Common USD0 Com 922417100 3,137 95,000 0 0 95,000 01 95,000 0 0 VENTAS INC Com 92276F100 2,581 59,000 0 0 59,000 04 59,000 0 0 VERISIGN INC Com 92343E102 90 3,700 0 0 3,700 04 3,700 0 0 VERIZON COMMUNICATIONS INC Com 92343V104 17,997 543,139 0 0 543,139 04 543,139 0 0 VERTEX PHARMACEUTICALS INC Com 92532F100 1,551 36,200 0 0 36,200 04 36,200 0 0 VF CORP Com 918204108 3,230 44,100 0 0 44,100 04 44,100 0 0 VIACOM INC-CLASS B Com 92553P201 3,993 134,300 0 0 134,300 04 134,300 0 0 Viad Corporation Common USD 1.50 Com 92552R406 216 10,500 0 0 10,500 01 10,500 0 0 VIMPELCOM-SP ADR Com 68370R109 6,335 340,800 0 0 340,800 04 340,800 0 0 VIRGIN MEDIA INC Com 92769L101 99 5,900 0 0 5,900 04 5,900 0 0 Virgin Media Inc. Com. USD0.01 Com 92769L101 3,954 235,000 0 0 235,000 01 235,000 0 0 VISA INC-CLASS A SHARES Com 92826C839 2,867 32,784 0 0 32,784 04 32,784 0 0 Visa Inc. Class A Common USD0.0001 Com 92826C839 3,932 45,000 0 0 45,000 01 45,000 0 0 VORNADO REALTY TRUST Com 929042109 7,294 104,293 0 0 104,293 04 104,293 0 0 --------- 104,307
Form 13F Information Table GAM Holding Ltd. Page 34 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None VULCAN MATERIALS CO Com 929160109 1,069 20,300 0 0 20,300 04 20,300 0 0 WAL-MART STORES INC Com 931142103 33,457 625,656 0 0 625,656 04 625,656 0 0 WALGREEN CO Com 931422109 6,417 174,750 0 0 174,750 04 174,750 0 0 WALT DISNEY CO/THE Com 254687106 6,185 191,797 0 0 191,797 04 191,797 0 0 WASHINGTON POST-CLASS B Com 939640108 44 100 0 0 100 04 100 0 0 WASTE MANAGEMENT INC Com 94106L109 3,979 117,700 0 0 117,700 04 117,700 0 0 WATERS CORP Com 941848103 2,513 40,500 0 0 40,500 04 40,500 0 0 WATSON PHARMACEUTICALS INC Com 942683103 459 11,600 0 0 11,600 04 11,600 0 0 WEINGARTEN REALTY INVESTORS Com 948741103 574 29,000 0 0 29,000 04 29,000 0 0 WELLPOINT INC Com 94973V107 2,850 48,900 0 0 48,900 04 48,900 0 0 Wells Fargo & Co. Com. USD1.666 Com 949746101 17,577 651,705 0 0 651,705 04 651,705 0 0 Wells Fargo & Co. Com. USD1.666 Com 949746101 2,285 84,749 0 0 84,749 01 84,749 0 0 WESTERN DIGITAL CORP Com 958102105 3,182 71,950 0 0 71,950 04 71,950 0 0 WESTERN UNION CO Com 959802109 2,347 124,500 0 0 124,500 04 124,500 0 0 WEYERHAEUSER CO Com 962166104 183 4,244 0 0 4,244 04 4,244 0 0 WHIRLPOOL CORP Com 963320106 1,760 21,762 0 0 21,762 04 21,762 0 0 WHITE MOUNTAINS INSURANCE GP Com G9618E107 45 136 0 0 136 04 136 0 0 WHOLE FOODS MARKET INC Com 966837106 1,073 39,100 0 0 39,100 04 39,100 0 0 Williams-Sonoma Inc. Common USD0.0 Com 969904101 4,365 210,260 0 0 210,260 02 01 210,260 0 0 Williams Companies Inc. Common USD Com 969457100 2,823 133,900 0 0 133,900 04 133,900 0 0 Williams Companies Inc. Common USD Com 969457100 1,318 62,537 0 0 62,537 01 62,537 0 0 WINDSTREAM CORP Com 97381W104 84 7,600 0 0 7,600 04 7,600 0 0 WISCONSIN ENERGY CORP Com 976657106 1,933 38,800 0 0 38,800 04 38,800 0 0 WR Berkley Corp. Common USD0.20 Com 084423102 86 3,500 0 0 3,500 04 3,500 0 0 WR Berkley Corp. Common USD0.20 Com 084423102 7,389 300,000 0 0 300,000 01 300,000 0 0 --------- 103,999
Form 13F Information Table GAM Holding Ltd. Page 35 of 35
1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- - Voting Authority - Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None WUXI PHARMATECH INC-ADR Com 929352102 2,014 126,200 0 0 126,200 04 126,200 0 0 WW GRAINGER INC Com 384802104 1,438 14,850 0 0 14,850 04 14,850 0 0 XCEL ENERGY INC Com 98389B100 206 9,700 0 0 9,700 04 9,700 0 0 XEROX CORP Com 984121103 1,838 217,300 0 0 217,300 04 217,300 0 0 XILINX INC Com 983919101 885 35,300 0 0 35,300 04 35,300 0 0 XL CAPITAL LTD -CLASS A Com G98255105 1,034 56,400 0 0 56,400 04 56,400 0 0 XTO ENERGY INC Com 98385X106 10,731 230,625 0 0 230,625 04 230,625 0 0 YAHOO! INC Com 984332106 2,193 130,700 0 0 130,700 04 130,700 0 0 Yum! Brands Inc. Com. NPV Com 988498101 3,116 89,100 0 0 89,100 04 89,100 0 0 Yum! Brands Inc. Com. NPV Com 988498101 3,576 102,280 0 0 102,280 02 01 102,280 0 0 ZIMMER HOLDINGS INC Com 98956P102 7,665 129,386 0 0 129,386 04 129,386 0 0 ZIONS BANCORPORATION Com 989701107 257 20,000 0 0 20,000 04 20,000 0 0 --------- 34,953 ========= 3,379,974
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