-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MIVMe5O8I/SEiG6PE85mm+J41zUoEKjjXw7nHWzjeNcP+D2BVyo9y+Qyj63wWasn VaWfw+uo/wD3PpmvxvZMtA== 0000905718-10-000039.txt : 20100216 0000905718-10-000039.hdr.sgml : 20100215 20100216112303 ACCESSION NUMBER: 0000905718-10-000039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTOR AB CENTRAL INDEX KEY: 0000889232 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03431 FILM NUMBER: 10603545 BUSINESS ADDRESS: STREET 1: ARAENALSGATAN SC STREET 2: S-103 32 CITY: STOCKHOLM SWEDEN STATE: V7 ZIP: 00000 BUSINESS PHONE: 310 2291000 MAIL ADDRESS: STREET 1: ARAENALSGATAN SC STREET 2: S-103 32 CITY: STOCKHOLM STATE: V7 ZIP: 15222 13F-HR 1 form13fdec09.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: [ ] This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Investor AB Address: Arsenalsgatan 8C, S-103, 23 Stockholm, Sweden ------------------------------------------------------------- Form 13F File Number: 028-03431 --------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Michael Oporto Mr. Stephen Campe ----------------------- ----------------------- Title: Attorney-in-Fact Attorney-in-Fact ----------------------- ----------------------- Phone: (212) 515-9000 (212) 515-9000 ----------------------- ----------------------- Signature, Place, and Date of Signing: /s/ Stephen Campe New York, New York February 16, 2010 - --------------------------- ---------------------- --------------------- [Signature] [City, State] [Date] /s/ Michael Oporto New York, New York February 16, 2010 - --------------------------- ---------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 25 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $ 124,149 (thousands) - -------------------------------------------------------------------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE Investor AB FORM 13F December 31, 2009
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Value Shares or SH/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prin. Amt. PRN Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACHILLION PHARMACEUTICALS IN COM 00448Q 20 1 $6,593 2,120,074 SH DEFINED 2,120,074 AMERISOURCEBERGEN CORP COM 03073E 10 5 $1,043 40,000 SH DEFINED 40,000 BUNGE LIMITED COM G16962 10 5 $3,768 59,025 SH DEFINED 59,025 CITIGROUP INC COM 172967 10 1 $1,655 500,000 SH DEFINED 500,000 CONSTANT CONTACT INC COM 210313 10 2 $8,624 539,000 SH DEFINED 539,000 DELL INC COM 24702R 10 1 $5,744 400,000 SH DEFINED 400,000 DRESSER-RAND GROUP INC COM 261608 10 3 $6,340 200,558 SH DEFINED 200,558 DRYSHIPS INC SHS Y2109Q 10 1 $3,201 550,000 SH DEFINED 550,000 HALLIBURTON CO COM 406216 10 1 $7,523 250,000 SH DEFINED 250,000 ISTA PHARMACEUTICALS INC COM NEW 45031X 20 4 $9,207 2,019,000 SH DEFINED 2,019,000 KENNAMETAL INC COM 489170 10 0 $5,184 200,000 SH DEFINED 200,000 MORGAN STANLEY COM NEW 617446 44 8 $5,032 170,000 SH DEFINED 170,000 MOSAIC CO COM 61945A 10 7 $4,002 67,000 SH DEFINED 67,000 NABORS INDUSTRIES LTD SHS G6359F 10 3 $2,724 124,456 SH DEFINED 124,456 NUCOR CORP COM 670346 10 5 $3,266 70,000 SH DEFINED 70,000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R 10 9 $4,650 250,161 SH DEFINED 250,161 REGIONS FINANCIAL CORP NEW COM 7591EP 10 0 $2,910 550,113 SH DEFINED 550,113 SAFEWAY INC COM NEW 786514 20 8 $5,844 274,489 SH DEFINED 274,489 SANTARUS INC COM 802817 30 4 $5,336 1,155,081 SH DEFINED 1,155,081 STRYKER CORP COM 863667 10 1 $2,166 43,000 SH DEFINED 43,000 SUNTRUST BKS INC COM 867914 10 3 $7,102 350,000 SH DEFINED 350,000 THOMAS WEISEL PARTNERS GRP I COM 884481 10 2 $142 37,661 SH SOLE 37,661 TRANSOCEAN LTD REG SHS H8817H 10 0 $8,694 105,000 SH DEFINED 105,000 VARIAN MED SYS INC COM 92220P 10 5 $3,280 70,000 SH DEFINED 70,000 WELLS FARGO & CO NEW COM 949746 10 1 $10,121 375,000 SH DEFINED 375,000
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