-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GlH7CAskvuZEsFmRhAIV4ujNXcUIfnjIUHW8rwveaTqPc2wcqoYy3IIGDfmkR4lX uzQeD8HOUrJVhmbIRNhfvA== 0001047469-10-000864.txt : 20100216 0001047469-10-000864.hdr.sgml : 20100215 20100216102925 ACCESSION NUMBER: 0001047469-10-000864 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 10603114 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2196522z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 February 12, 2010 ----------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 99 -------------------- Form 13F Information Table Value Total: $220,134 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- ---------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- ---------- ---------- -------- ------------------- ------- ------ ----------------------- TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE CRMH HOLDINGS SHS G2554P103 182 541799 SOLE 541799 0 0 CRMH HOLDINGS SHS G2554P103 354 1069931 OTHER 01 1069931 0 0 INVESCO SHS G9419BT108 2936 125000 OTHER 01 125000 0 0 LAZARD SHS A G54050102 2088 55000 OTHER 01 55000 0 0 ALLIANCE FINANCIAL COMMON 019205103 339 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL COMMON 019205103 1018 37500 OTHER 01 37500 0 0 AMERIPRISE FINANCIAL COMMON 03076C106 3591 92500 OTHER 01 92500 0 0 BANCORP RHODE ISLAND COMMON 059690107 1787 69615 SOLE 69615 0 0 BANCORP RHODE ISLAND COMMON 059690107 5545 215940 OTHER 01 215940 0 0 BB&T CORP COMMON 054937107 1269 50000 OTHER 01 50000 0 0 BANK OF AMERICA COMMON 060505104 1016 67487 SOLE 67487 0 0 BANK OF AMERICA COMMON 060505104 3810 252998 OTHER 01 252998 0 0 BANK OF AMERICA UNIT 060505419 2742 183750 OTHER 01 183750 0 0 99/99/9999 BAR HARBOUR BANKSHARES COMMON 066849100 467 17000 SOLE 17000 0 0 BAR HARBOUR BANKSHARES COMMON 066849100 467 17000 OTHER 01 17000 0 0 BEACON FEDERAL COMMON 073582108 501 53292 SOLE 53292 0 0 BEACON FEDERAL COMMON 073582108 2219 236111 OTHER 01 236111 0 0 BERKSHIRE HILLS COMMON 084680107 259 12500 SOLE 12500 0 0 BERKSHIRE HILLS COMMON 084680107 775 37500 OTHER 01 37500 0 0 CENTERSTATE BANKS COMMON 15201p109 2081 206250 SOLE 206250 0 0 CENTERSTATE BANKS COMMON 15201P109 7293 722750 OTHER 01 722750 0 0 CHICOPEE BANCORP COMMON 168565109 1091 87382 SOLE 87382 0 0 CHICOPEE BANCORP COMMON 168565109 2284 183018 OTHER 01 183018 0 0 CHIMERA INVESTMENT COMMON 16934Q109 776 200000 SOLE 200000 0 0 CHIMERA INVESTMENT COMMON 16934Q109 6984 1800000 OTHER 01 1800000 0 0 CITIGROUP COMMON 172967101 3310 1000000 OTHER 01 1000000 0 0 CITIZENS REPUBLIC COMMON 174420109 173 250000 SOLE 250000 0 0 CITIZENS REPUBLIC COMMON 174420109 1208 1750000 OTHER 01 1750000 0 0 CITIZENS SOUTH COMMON 176682102 1530 333978 SOLE 333978 0 0 CITIZENS SOUTH COMMON 176682102 1666 362993 OTHER 01 362993 0 0 CONNECTICUT BANK AND TRUST COMMON 207546102 431 103280 SOLE 103280 0 0 CONNECTICUT BANK AND TRUST COMMON 207546102 547 131124 OTHER 01 131124 0 0 COWEN HOLDINGS COMMON 223622101 2707 457270 SOLE 457270 0 0 COWEN HOLDINGS COMMON 223622101 8763 1480289 OTHER 01 1480289 0 0 FIFTH THIRD BANCORP COMMON 316773100 1463 150000 OTHER 01 150000 0 0 FIRST HORIZON NATIONAL CORP COMMON 320517105 891 66500 SOLE 66500 0 0 FIRST HORIZON NATIONAL CORP COMMON 320517105 3086 230288 OTHER 01 230288 0 0 FIRST UNITED BANCORP COMMON 33740N105 2142 300000 SOLE 300000 0 0 FIRST UNITED BANCORP COMMON 33740N105 7497 1050000 OTHER 01 1050000 0 0 FIRST MERIT COMMON 337915102 504 25000 SOLE 25000 0 0 FIRST MERIT COMMON 337915102 3525 175000 OTHER 01 175000 0 0 GUARANTY BANCORP COMMON 40075T102 185 140332 SOLE 140332 0 0 GUARANTY BANCORP COMMON 40075T102 739 559545 OTHER 01 559545 0 0 HILLTOP HOLDINGS COMMON 432748101 771 66250 SOLE 66250 0 0 HILLTOP HOLDINGS COMMON 432748101 2313 198750 OTHER 01 198750 0 0 HOME BANCSHARES COMMON 436893200 722 30000 OTHER 01 30000 0 0 INVESCO MORTGAGE CAP COMMON 46131B100 465 20437 SOLE 20437 0 0 INVESCO MORTGAGE CAP COMMON 46131B100 7809 343117 OTHER 01 343117 0 0 INVESTORS BANCORP COMMON 46146P102 875 80000 SOLE 80000 0 0 INVESTORS BANCORP COMMON 46146P102 4305 393500 OTHER 01 393500 0 0 KKR HOLDINGS COMMON 48248A306 580 100000 OTHER 01 100000 0 0 MB FINANCIAL COMMON 55264U108 493 25000 OTHER 01 25000 0 0 METRO BANCORP COMMON 59161R101 943 75000 SOLE 75000 0 0 METRO BANCORP COMMON 59161R101 2828 225000 OTHER 01 225000 0 0 MIDSOUTH BANCORP COMMON 598039105 209 15000 SOLE 15000 0 0 MIDSOUTH BANCORP COMMON 598039105 209 15000 OTHER 01 15000 0 0 NARA BANCORP COMMON 63080P105 284 25000 SOLE 25000 0 0 NARA BANCORP COMMON 63080P105 851 75000 OTHER 01 75000 0 0 NEW YORK CMNTY BANCORP COMMON 649445103 1451 100000 SOLE 100000 0 0 NEW YORK CMNTY BANCORP COMMON 649445103 10157 700000 OTHER 01 700000 0 0
NORTHWEST BANCORP COMMON 667340103 2254 200000 SOLE 200000 0 0 NORTHWEST BANCORP COMMON 667340103 7867 695000 OTHER 01 695000 0 0 PARKVALE FINL CORP COMMON 701492100 118 17024 OTHER 01 17024 0 0 PACWEST BANCORP COMMON 695263103 504 25000 OTHER 01 25000 0 0 PENNYMAC MTG INVT TR COMMON 70931T103 1773 103229 SOLE 103229 0 0 PENNYMAC MTG INVT TR COMMON 70931T103 9099 529632 OTHER 01 529632 0 0 PEOPLES UNITED FINANCIAL INC COMMON 712704105 417.5 25000 SOLE 25000 0 0 PEOPLES UNITED FINANCIAL INC COMMON 712704105 5261 315000 OTHER 01 315000 0 0 PORTER BANCORP COMMON 736233107 558 37120 SOLE 37120 0 0 PORTER BANCORP COMMON 736233107 2149 142902 OTHER 01 142902 0 0 REDWOOD TRUST COMMON 758075402 1048 72500 SOLE 72500 0 0 REDWOOD TRUST COMMON 758075402 3145 217500 OTHER 01 217500 0 0 ROME BANCORP COMMON 77587P103 1475 185282 SOLE 185282 0 0 ROME BANCORP COMMON 77587P103 125 15766 OTHER 01 15766 0 0 SEACOST BANK COMMON 811707306 434 266160 SOLE 266160 0 0 SEACOST BANK COMMON 811707306 1249 766160 OTHER 01 766160 0 0 STERLING BANCORP COMMON 859158107 714 100000 OTHER 01 100000 0 0 SUNTRUST BKS INC COMMON 867914103 203 10000 SOLE 10000 0 0 SUNTRUST BKS INC COMMON 867914103 609 30000 OTHER 01 30000 0 0 TFS FINANCIAL COMMON 87240R107 839 69126 SOLE 69126 0 0 TFS FINANCIAL COMMON 87240R107 11472 944976 OTHER 01 944976 0 0 TWO HARBORS INVT CORP COMMON 90187B101 1470 150000 SOLE 150000 0 0 TWO HARBORS INVT CORP COMMON 90187B101 4704 480000 OTHER 01 480000 0 0 US BANCORP COMMON 902973304 1126 50000 OTHER 01 50000 0 0 UNITED CMNTY BKS BLAIRSVILLE COMMON 90984P105 2118 624875 SOLE 624875 0 0 UNITED CMNTY BKS BLAIRSVILLE COMMON 90984P105 7396 2181725 OTHER 01 2181725 0 0 UNITED WESTERN BANCORP COMMON 913201109 1142 413590 SOLE 413590 0 0 UNITED WESTERN BANCORP COMMON 913201109 3935 1425770 OTHER 01 1425770 0 0 VIEWPOINT COMMON 926727108 423 30000 OTHER 01 30000 0 0 WALTER INVESTMENT COMMON 93317W102 358 25000 SOLE 25000 0 0 WALTER INVESTMENT COMMON 93317W102 1863 130000 OTHER 01 130000 0 0 WASHINGTON BANCORP COMMON 937303105 597 50000 SOLE 50000 0 0 WASHINGTON BANCORP COMMON 937303105 597 50000 OTHER 01 50000 0 0 WASHINGTON FEDERAL COMMON 938824109 1451 75000 OTHER 01 75000 0 0 WESTFIELD FINANCIAL COMMON 96008p104 644 78000 OTHER 01 78000 0 0 WESTERN LIBERTY COMMON 961443108 2129 279746 SOLE 279746 0 0 WESTERN LIBERTY COMMON 961443108 10953 1439243 OTHER 01 1439243 0 0 WHITNEY HOLDINGS COMMON 966612103 137 15000 SOLE 15000 0 0 WHITNEY HOLDINGS COMMON 966612103 273 30000 OTHER 01 30000 0 0
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