-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lb4J7Yr/nlyL7TwC2tKH0Jerp6FOJgfOGTafk3xzOib1fIKRw0sXOu4wPcGUIKxj SrdPVmgAm7KQ38gysPNHBg== 0001341004-10-000329.txt : 20100212 0001341004-10-000329.hdr.sgml : 20100212 20100212161008 ACCESSION NUMBER: 0001341004-10-000329 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 10599390 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 form13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Michael F. Price Address: c/o MFP Investors LLC 667 Madison Ave. 25th Floor New York, New York 10065 13F File Number: 28-13081 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael F. Price Title: Investment Manager Phone: (212) 752-7280 Signature, Place, and Date of Signing: /s/ Michael F. Price New York, NY 2/12/10 -------------------- ------------- ------- [Signature] [City, State] Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: $368,508 -------- (thousands) List of Other Included Managers: 1 MFP Investors LLC 2
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Allied World Assur Hldg Ltd. SHS G0219G203 5,316 115,394 SH SOLE 1 115,394 Enstar Group Ltd. SHS G3075P101 4,567 62,550 SH SOLE 1 62,550 Ingersoll-Rand PLC CL A G47791101 14,154 396,034 SH SOLE 1 396,034 Abington Community Bancorp Inc. COM 00350L109 1,931 280,300 SH SOLE 1 280,300 Adaptec, Inc. COM 00651F108 240 71,508 SH SOLE 71,508 Akorn Inc. COM 009728106 364 203,501 SH SOLE 1 203,501 American Greetings Corp. CL A 026375105 4,140 190,000 SH SOLE 1 190,000 American River Bankshares COM 029326105 983 125,000 SH SOLE 1 125,000 Arkansas Best Corp. COM 040790107 3,387 115,100 SH SOLE 1 115,100 Armstrong World Inds Inc. COM 04247X102 389 10,000 SH SOLE 10,000 BJ Services Company COM 055482103 236 12,700 SH SOLE 1 12,700 SH BEN BRT Realty Trust INT NEW 055645303 786 154,029 SH SOLE 1 154,029 Bank of America Corporation COM 060505104 4,545 301,800 SH SOLE 1 301,800 Bank of America Corporation UNIT 060505419 4,043 271,000 SH SOLE 1 271,000 Becton, Dickinson & Co. COM 075887109 9,069 115,000 SH SOLE 1 115,000 Boeing Co. COM 097023105 1,083 20,000 SH SOLE 20,000 COM UNITS Buckeye GP Holdings LP LP 118167105 3,070 107,200 SH SOLE 1 107,200 Burlington Northern Santa Fe Corp COM 12189T104 2,959 30,000 SH SOLE 1 30,000 CF Industries Hldgs Inc COM 125269100 3,168 34,900 SH SOLE 1 34,900 CIT Group Inc. COM NEW 125581801 842 30,497 SH SOLE 1 30,497 Cache, Inc. COM NEW 127150308 2,016 441,246 SH SOLE 1 441,246 SPONS Cadbury PLC ADR 12721E102 3,726 72,500 SH SOLE 1 72,500 Cape Bancorp Inc. COM 139209100 1,413 210,200 SH SOLE 1 210,200 CapitalSource Inc. COM 14055X102 3,244 817,200 SH SOLE 1 817,200 Care Investment Trust Inc. COM 141657106 3,618 465,000 SH SOLE 1 465,000 Charming Shoppes, Inc. COM 161133103 2,122 327,900 SH SOLE 1 327,900 Chattem Inc. COM 162456107 2,799 30,000 SH SOLE 1 30,000 Citigroup Inc. COM 172967101 7,944 2,400,000 SH SOLE 1 2,400,000 ConocoPhillips COM 20825C104 17,696 346,500 SH SOLE 1 346,500 Conseco Inc COM NEW 208464883 10,614 2,122,814 SH SOLE 1 2,122,814 Covanta Holding Corp COM 22282E102 1,085 60,000 SH SOLE 1 60,000 Cowen Group Inc NEW CL A 223622101 1,776 300,000 SH SOLE 1 300,000 Cross A T Co. CL A 227478104 516 98,616 SH SOLE 1 98,616 Destination Maternity Corp. COM 25065D100 6,156 323,987 SH SOLE 1 323,987 Dow Chemical Co. COM 260543103 8,980 325,000 SH SOLE 1 325,000 Duckwall-Alco Stores, Inc. COM 264142100 4,074 264,919 SH SOLE 1 264,919 Earthlink Inc. COM 270321102 169 20,359 SH SOLE 20,359 Ebay Inc. COM 278642103 1,765 75,000 SH SOLE 1 75,000 Encore Cap Group Inc COM 292554102 7,672 440,900 SH SOLE 1 440,900 Enzon Pharmaceuticals Inc. COM 293904108 2,346 222,779 SH SOLE 1 222,779 Exxon Mobil Corp. COM 30231G102 818 12,000 SH SOLE 12,000 Farmer Bros Co. COM 307675108 4,571 231,669 SH SOLE 1 231,669 First Savings Finl Group Inc COM 33621E109 945 90,400 SH SOLE 1 90,400 Forest City Enterprises Inc. CL A 345550107 11,460 972,800 SH SOLE 1 972,800 GAMCO Investors Inc. COM 361438104 3,776 78,200 SH SOLE 1 78,200 Gencorp Inc. COM 368682100 5,347 763,794 SH SOLE 1 763,794 Getty Realty Corp. COM 374297109 852 36,218 SH SOLE 36,218 Goodrich Corp. COM 382388106 2,634 41,000 SH SOLE 1 41,000 Granite Construction Inc COM 387328107 842 25,000 SH SOLE 1 25,000 Great Florida Bk Miami Lakes Fla CL A 390528107 20 28,469 SH SOLE 28,469 GulfMark Offshore, Inc. COM 402629109 3,641 128,600 SH SOLE 1 128,600 Gyrodyne Co. America Inc. COM 403820103 264 6,305 SH SOLE 1 6,305 Harris Corp Del COM 413875105 6,419 135,000 SH SOLE 1 135,000 Heckmann Corp. COM 422680108 2,982 597,500 SH SOLE 1 597,500 Herley Inds Inc. COM 427398102 3,110 223,927 SH SOLE 1 223,927 Hilltop Holdings, Inc. COM 432748101 3,464 297,600 SH SOLE 1 297,600 Home Bancorp Inc COM 43689E107 596 48,900 SH SOLE 1 48,900 Huntsman Corp. COM 447011107 4,516 400,000 SH SOLE 1 400,000 Huron Consulting Group Inc. COM 447462102 7,195 312,300 SH SOLE 1 312,300 IPass Inc. COM 46261V109 365 351,000 SH SOLE 1 351,000 Johnson & Johnson COM 478160104 2,898 45,000 SH SOLE 45,000 Johnson Outdoors Inc. CL A 479167108 3,719 380,666 SH SOLE 1 380,666 COM PAR Kaiser Aluminum Corp. $0.01 483007704 10,821 260,000 SH SOLE 1 260,000 Louisiana Bancorp Inc New COM 54619P104 4,335 298,936 SH SOLE 1 298,936 Lydall, Inc. COM 550819106 799 153,300 SH SOLE 1 153,300 M & F Worldwide Corp. COM 552541104 3,772 95,500 SH SOLE 1 95,500 MVC Capital Inc. COM 553829102 1,964 166,400 SH SOLE 1 166,400 Malvern Federal Bancorp, Inc. COM 561410101 1,915 199,700 SH SOLE 1 199,700 Marlin Business Services Corp. COM 571157106 3,033 382,449 SH SOLE 1 382,449 Marvel Entertainment Inc. COM 57383T103 4,451 82,300 SH SOLE 1 82,300 McGraw Hill Companies Inc. COM 580645109 8,461 252,500 SH SOLE 1 252,500 Metropcs Communications Inc. COM 591708102 2,480 325,000 SH SOLE 1 325,000 Miller Inds Inc Tenn COM NEW 600551204 3,286 289,518 SH SOLE 1 289,518 National Fuel Gas Co N J COM 636180101 5,435 108,700 SH SOLE 1 108,700 Newell Rubbermaid Inc. COM 651229106 976 65,000 SH SOLE 1 65,000 NorthWestern Corp. COM NEW 668074305 4,470 171,800 SH SOLE 1 171,800 Old Republic Intl Corp. COM 680223104 212 21,093 SH SOLE 21,093 One Liberty Properties Inc COM 682406103 1,051 119,729 SH SOLE 1 119,729 Peapack-Gladstone Financial Corp. COM 704699107 1,171 92,367 SH SOLE 1 92,367 Penn Miller Holding Corp. COM 707561106 1,100 100,000 SH SOLE 1 100,000 Penn Va Corp COM 707882106 1,071 50,300 SH SOLE 1 50,300 Pepsi Bottling Group Inc. COM 713409100 3,503 93,400 SH SOLE 1 93,400 PepsiAmericas Inc. COM 71343P200 732 25,000 SH SOLE 1 25,000 Pfizer Inc. COM 717081103 2,312 127,100 SH SOLE 127,100 Presidential Life Corp. COM 740884101 1,470 160,700 SH SOLE 1 160,700 Primoris Services Corp. COM 74164F103 1,905 239,000 SH SOLE 1 239,000 W EXP Primoris Services Corp. 10/02/2010 74164F111 560 180,500 SH SOLE 1 180,500 Prudential Bancorp Inc. PA COM 744319104 942 98,900 SH SOLE 1 98,900 RBC Bearings Inc COM 75524B104 443 18,200 SH SOLE 1 18,200 Regions Financial Corp. COM 7591EP100 4,501 850,900 SH SOLE 1 850,900 Rowan Companies, Inc. COM 779382100 7,211 318,485 SH SOLE 1 318,485 Royal Dutch Shell PLC Spon ADR A 780259206 920 14,800 SH SOLE 14,800 SLM Corp. COM 78442P106 5,862 520,100 SH SOLE 1 520,100 Safeguard Scientifics, Inc. COM 786449108 3,253 315,525 SH SOLE 1 315,525 Seacoast Banking Corp of Florida COM 811707306 863 529,700 SH SOLE 1 529,700 Sears Holdings Corp. COM 812350106 7,772 93,138 SH SOLE 93,138 Somerset Hills Bancorp COM 834728107 184 23,700 SH SOLE 1 23,700 South Finl Group Inc. COM 837841105 1,289 2,000,000 SH SOLE 1 2,000,000 Starwood Hotels & Resorts COM 85590A401 366 10,000 SH SOLE 10,000 Sunoco Inc. COM 86764P109 914 35,000 SH SOLE 1 35,000 Syms Corp. COM 871551107 1,558 215,487 SH SOLE 1 215,487 TFS Financial Corp. COM 87240R107 5,584 460,000 SH SOLE 1 460,000 Terra Industries Inc. COM 880915103 12,876 400,000 SH SOLE 1 400,000 Transatlantic Hldgs Inc COM 893521104 4,820 92,500 SH SOLE 1 92,500 United Therapeutics Corp COM 91307C102 527 10,000 SH SOLE 1 10,000 Unitrin Inc. COM 913275103 3,197 145,000 SH SOLE 1 145,000 Varian Inc. COM 922206107 1,289 25,000 SH SOLE 1 25,000 Verisk Analytics Inc. CL A 92345Y106 303 10,000 SH SOLE 10,000 COM PAR WHX Corp. $.01 NEW 929248607 68 28,188 SH SOLE 28,188 Warwick Valley Tel Co COM 936750108 272 20,768 SH SOLE 1 20,768 Washington Post Co CL B 939640108 1,495 3,400 SH SOLE 1 3,400 Wells Fargo & Co. COM 949746101 2,834 105,000 SH SOLE 1 105,000 XTO Energy Inc. COM 98385X106 2,443 52,500 SH SOLE 1 52,500
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