-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IM9DuNnrojx7qS/mIMt+lk5l480p7yhCQvPJ39AJVP9WKvou0jrZfWNYBkDiOpXQ jpbZ9TTa5mJOOq777TR/iA== 0001144204-10-006999.txt : 20100212 0001144204-10-006999.hdr.sgml : 20100212 20100212080926 ACCESSION NUMBER: 0001144204-10-006999 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 10594329 BUSINESS ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ 13F-HR 1 v173968_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom February 10, 2010 - ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $942,982 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MTS MOBILE TELESYSTEM EQUITY 2603225 473 9,700 SH SOLE NONE 9,700 ABBOTT LABS COM NPV EQUITY 2002305 35,197 652,400 SH SOLE NONE 652,400 ACCENTURE PLC CLS'A'USD0.0000225 EQUITY B4BNMY3 10,026 241,600 SH SOLE NONE 241,600 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 32,492 753,000 SH SOLE NONE 753,000 AMER EXPRESS CO COM USD0.20 EQUITY 2026082 1,385 34,200 SH SOLE NONE 34,200 BK OF AMERICA CORP COM USD0.01 EQUITY 2295677 8,800 584,300 SH SOLE NONE 584,300 BAXTER INTL INC COM USD1 EQUITY 2085102 16,158 275,353 SH SOLE NONE 275,353 BJS WHOLESALE CLUB COM USD0.01 EQUITY 2039916 491 15,000 SH SOLE NONE 15,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 15,217 255,455 SH SOLE NONE 255,455 COMSTAR UNITED TEL GDR EACH REP1 ORD SHR'REGS' EQUITY B0WHW35 494 90,000 SH SOLE NONE 90,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 38,250 1,597,762 SH SOLE NONE 1,597,762 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 26,316 817,262 SH SOLE NONE 817,262 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 2,701 110,000 SH SOLE NONE 110,000 DELL INC COM USD0.01 EQUITY 2261526 13,787 961,410 SH SOLE NONE 961,410 DIAMOND OFFSHORE COM USD0.01 EQUITY 2261021 53,920 547,854 SH SOLE NONE 547,854 AMDOCS ORD GBP0.01 EQUITY 2256908 39,348 1,379,192 SH SOLE NONE 1,379,192 DAVITA INC COM USD0.001 EQUITY 2898087 15,668 267,000 SH SOLE NONE 267,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 12,564 400,000 SH SOLE NONE 400,000 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 678 80,000 SH SOLE NONE 80,000 EXELON CORP COM NPV EQUITY 2670519 9,770 200,000 SH SOLE NONE 200,000 EXPONENT INC COM USD0.001 EQUITY 2330318 788 28,300 SH SOLE NONE 28,300 F5 NETWORK INC COM STK NPV EQUITY 2427599 1,058 20,000 SH SOLE NONE 20,000 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 17,342 530,000 SH SOLE NONE 530,000 HCC INSURANCE HLDG COM USD1 EQUITY 2400426 12,587 450,000 SH SOLE NONE 450,000 HEICO CORP COM USD0.01 EQUITY 2419217 754 17,000 SH SOLE NONE 17,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 11,745 810,000 SH SOLE NONE 810,000 INTERMEC INC COM USD0.01 EQUITY 2116842 6,038 469,500 SH SOLE NONE 469,500 INTEL CORP COM USD0.001 EQUITY 2463247 33,902 1,661,882 SH SOLE NONE 1,661,882 INTEROIL CORP COM NPV EQUITY B02SJF9 75,195 979,100 SH SOLE NONE 979,100 ITT CORPORATION COM USD1 EQUITY 2465760 25,447 511,600 SH SOLE NONE 511,600 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 39,696 617,061 SH SOLE NONE 617,061 JP MORGAN CHASE & COM USD1 EQUITY 2190385 9,526 228,600 SH SOLE NONE 228,600 LANDEC CORP COM USD0.001 EQUITY 2517058 1,090 175,000 SH SOLE NONE 175,000 LEUCADIA NATL CORP COM USD1 EQUITY 2513012 476 20,000 SH SOLE NONE 20,000 MONSANTO COM STK USD0.01 EQUITY 2654320 5,412 66,200 SH SOLE NONE 66,200 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 1,506 40,000 SH SOLE NONE 40,000 MUELLER WATER PROD COM STK USD0.01 SER 'A' EQUITY B15RZR4 17,094 3,300,000 SH SOLE NONE 3,300,000 NETAPP INC COM USD0.001 EQUITY 2630643 26,450 770,000 SH SOLE NONE 770,000 NORTHWEST PIPE CO COM USD0.01 EQUITY 2035925 984 36,700 SH SOLE NONE 36,700 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 54,095 3,728,144 SH SOLE NONE 3,728,144 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 15,718 416,689 SH SOLE NONE 416,689 METROPCS COMMUNICA COM STK USD0.0001 EQUITY B02F228 6,744 885,000 SH SOLE NONE 885,000 PROCTER & GAMBLE COM NPV EQUITY 2704407 8,122 134,026 SH SOLE NONE 134,026 POLYCOM INC COM USD0.0005 EQUITY 2693420 10,862 435,000 SH SOLE NONE 435,000 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 52,080 1,082,065 SH SOLE NONE 1,082,065 PSYCHIATRIC SOLUTI COM USD0.01 EQUITY 2975333 1,268 60,000 SH SOLE NONE 60,000 ROSNEFT OJSC GDR EACH REPR 1 ORD 'REGS' EQUITY B17FSC2 1,431 166,550 SH SOLE NONE 166,550 ROSS STORES INC COM USD0.01 EQUITY 2746711 22,423 525,000 SH SOLE NONE 525,000 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 45,284 1,600,715 SH SOLE NONE 1,600,715 SMART BALANCE INC COM STK USD0.01 EQUITY B0V9FJ9 809 135,000 SH SOLE NONE 135,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 15,009 705,000 SH SOLE NONE 705,000 SYSCO CORP COM USD1 EQUITY 2868165 7,432 266,300 SH SOLE NONE 266,300 TIME WARNER INC COM USD0.01 EQUITY B63QTN2 10,416 357,824 SH SOLE NONE 357,824 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 33,982 490,083 SH SOLE NONE 490,083 VERIZON COMMUN COM USD0.10 EQUITY 2090571 23,191 700,000 SH SOLE NONE 700,000 WASTE SERVICES INC COM STK USD0.01 EQUITY B188DF8 437 47,986 SH SOLE NONE 47,986 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 12,856 682,400 SH SOLE NONE 682,400 $942,982
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