-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7vm+AYgHLQ+YJXhPqXf8APwijWGdjop9GBYoPVsAl00OAzfxl7tou2yKzwiFQo2 InhK5ainGQEDqs/E+IffIQ== 0000915325-10-000002.txt : 20100211 0000915325-10-000002.hdr.sgml : 20100211 20100211143414 ACCESSION NUMBER: 0000915325-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 10591277 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-4q09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 12/31/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA February 11, 2010 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: 578403 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COM 88579Y101 424 5125 SH Sole 925 4200 Amazon.com COM 023135106 8206 61004 SH Sole 34963 26041 Amdocs Limited COM G02602103 5732 200907 SH Sole 117061 83846 American Tower COM 029912201 5481 126841 SH Sole 72330 54511 Apple COM 037833100 10399 49346 SH Sole 27934 21412 Becton Dickinson COM 075887109 7606 96453 SH Sole 55839 40614 Boeing COM 097023105 7125 131624 SH Sole 77917 53707 Cisco Systems COM 17275R102 8576 358211 SH Sole 193160 165051 Cognizant Tech Solutions COM 192446102 11362 250658 SH Sole 148156 102502 Colgate-Palmolive COM 194162103 363 4415 SH Sole 1325 3090 Costco Wholesale COM 22160K105 8312 140470 SH Sole 76884 63586 CVS Caremark COM 126650100 8554 265562 SH Sole 151452 114110 Ecolab COM 278865100 7316 164115 SH Sole 89738 74377 Google COM 38259P508 12592 20311 SH Sole 11796 8515 IBM COM 459200101 7476 57112 SH Sole 37863 19249 iShares Russell 1000 Growth In COM 464287614 3608 72387 SH Sole 46753 25634 L-3 Communications Holdings COM 502424104 6508 74847 SH Sole 42523 32324 MasterCard COM 57636Q104 6483 25328 SH Sole 14545 10783 Medtronic COM 585055106 289 6561 SH Sole 1961 4600 Microsoft COM 594918104 8596 282021 SH Sole 160907 121114 Monsanto COM 61166W101 5288 64680 SH Sole 37219 27461 National Oilwell Varco COM 637071101 5737 130118 SH Sole 74729 55389 Northern Trust COM 665859104 5467 104341 SH Sole 58208 46133 Oracle COM 68389X105 8837 360252 SH Sole 208676 151576 PepsiCo COM 713448108 8614 141680 SH Sole 82587 59093 Praxair COM 74005P104 9280 115549 SH Sole 66013 49536 Qualcomm COM 747525103 9361 202356 SH Sole 117748 84608 Quest Diagnostics COM 74834L100 9213 152587 SH Sole 85289 67298 Research in Motion COM 760975102 4782 70796 SH Sole 40433 30363 Schlumberger COM 806857108 7494 115140 SH Sole 64864 50276 Sirius XM Radio COM 82967N108 10 15900 SH Sole 15900 Staples COM 855030102 7104 288909 SH Sole 172928 115981 Starbucks COM 855244109 423 18360 SH Sole 10610 7750 Stericycle COM 858912108 6902 125105 SH Sole 69985 55120 Sysco COM 871829107 8322 297869 SH Sole 170167 127702 Teva Pharmaceutical Industries COM 881624209 7169 127616 SH Sole 72509 55107 United Technologies COM 913017109 8541 123045 SH Sole 71232 51813 Western Union COM 959802109 4704 249562 SH Sole 141929 107633 XTO Energy COM 98385X106 6199 133219 SH Sole 77268 55951 YUM! Brands COM 988498101 5918 169220 SH Sole 93140 76080 Albemarle COM 012653101 5012 137809 SH Sole 86271 51538 AT&T COM 00206R102 279 9967 SH Sole 5128 4839 Bank of New York Mellon COM 064058100 3681 131598 SH Sole 76626 54972 BP PLC - Spons ADR COM 055622104 263 4537 SH Sole 3687 850 Chesapeake Energy COM 165167107 3125 120767 SH Sole 67465 53302 Chevron COM 166764100 6107 79322 SH Sole 46234 33088 Comcast Class A COM 20030N101 2321 137655 SH Sole 81975 55680 Covidien Ltd COM G2554F105 6657 139006 SH Sole 82904 56102 Edison International COM 281020107 3435 98763 SH Sole 56124 42639 Emerson Electric COM 291011104 4249 99732 SH Sole 56006 43726 EOG Resources COM 26875P101 6864 70548 SH Sole 42777 27771 Exxon Mobil COM 30231G102 7453 109298 SH Sole 65546 43752 Fidelity National Info Service COM 31620M106 2716 115862 SH Sole 63692 52170 FirstEnergy COM 337932107 3406 73336 SH Sole 43037 30299 General Electric COM 369604103 4771 315355 SH Sole 199999 115356 General Mills COM 370334104 6827 96412 SH Sole 57488 38924 Goldman Sachs Group COM 38141G104 7103 42072 SH Sole 24802 17270 Hewlett-Packard COM 428236103 5204 101027 SH Sole 61210 39817 Home Depot COM 437076102 218 7540 SH Sole 1890 5650 Hudson City Bancorp COM 443683107 3977 289675 SH Sole 161564 128111 Intel COM 458140100 3526 172825 SH Sole 103704 69121 iShares Russell 1000 Value Ind COM 464287598 5181 90258 SH Sole 84068 6190 John Deere COM 244199105 6226 115104 SH Sole 71593 43511 Johnson & Johnson COM 478160104 6105 94789 SH Sole 54935 39854 JPMorgan Chase COM 46625h100 7434 178390 SH Sole 109043 69347 Kraft Foods COM 50075N104 5420 199427 SH Sole 121571 77856 Marathon Oil COM 565849106 4153 133010 SH Sole 78512 54498 Marsh & McLennan COM 571748102 3809 172511 SH Sole 104945 67566 McDonald's COM 580135101 5814 93111 SH Sole 54391 38720 MetLife COM 59156R108 5477 154930 SH Sole 94810 60120 Morgan Stanley COM 617446448 3391 114571 SH Sole 62767 51804 Norfolk Southern COM 655844108 3889 74189 SH Sole 44685 29504 Procter & Gamble COM 742718109 358 5898 SH Sole 2336 3562 Raytheon COM 755111507 4217 81859 SH Sole 49689 32170 Thermo Fisher Scientific COM 883556102 5383 112868 SH Sole 66132 46736 Time Warner COM 887317303 3231 110880 SH Sole 72494 38386 Transocean COM H8817H100 4895 59123 SH Sole 35034 24089 Travelers Companies COM 89417E109 4162 83483 SH Sole 50600 32883 U.S. Bancorp COM 902973304 219 9725 SH Sole 9475 250 Verizon Communications COM 92343v104 6577 198511 SH Sole 117961 80550 Washington Federal COM 938824109 1645 85058 SH Sole 85058 Waste Management COM 94106L109 4867 143953 SH Sole 87311 56642 Wells Fargo COM 949746101 248 9199 SH Sole 4925 4274 iShares Russell 2000 Fund ETF COM 464287655 3018 48335 SH Sole 44365 3970 iShares Russell Midcap Growth COM 464287481 501 11055 SH Sole 11055 iShares Russell Midcap Index COM 464287499 2615 31695 SH Sole 31145 550 iShares Russell Midcap Value COM 464287473 499 13515 SH Sole 13515 iShares S&P MidCap 400 Index E COM 464287507 3451 47658 SH Sole 21654 26004 iShares S&P SmlCap 600 Growth COM 464287887 1323 23150 SH Sole 11237 11913 PowerShares FTSE RAFI 1500 Sm COM 73935x567 3961 78210 SH Sole 39117 39093 Vanguard Small-Cap Index Fund 922908702 321 11683.4890 SH Sole 3922.3660 7761.1230 iShares MSCI EAFE Index ETF COM 464287465 32352 585235 SH Sole 318734 266501 iShares MSCI Pacific Ex Japan COM 464286665 13986 338080 SH Sole 158649 179431 PowerShares Emerg Markets Infr COM 73937b209 3338 77907 SH Sole 38370 39537 Vanguard Emerg Markets Index E COM 922042858 18609 453889 SH Sole 230645 223244 Vanguard FTSE All-World Ex-US COM 922042775 1131 25926 SH Sole 9543 16383 Vanguard FTSE All World ex-US COM 922042718 6438 78777 SH Sole 38253 40524 Abbott Labs COM 002824100 353 6540 SH Sole 2290 4250 Atel Cap Equip Fund VII COM 00207u104 19 10000 SH Sole 10000 Berkshire Hathaway A COM 084670108 794 8 SH Sole 8 BP PLC - Spons ADR COM 055622104 262 4517 SH Sole 4517 Colgate-Palmolive COM 194162103 277 3366 SH Sole 150 3216 Elements Rogers Total Return C COM 870297801 16929 2159310 SH Sole 2159310 Exxon Mobil COM 30231G102 221 3239 SH Sole 400 2839 iPath Dow Jones - UBS Commdty COM 06738c778 11286 267068 SH Sole 267068 iShares Barclays Aggregate Bon COM 464287226 3131 30345 SH Sole 30345 iShares Barclays U.S. TIPS Fun COM 464287176 956 9203 SH Sole 9203 K-Sea Transportation Partners COM 48268Y101 2316 200000 SH Sole 200000 Kimberly-Clark COM 494368103 268 4200 SH Sole 475 3725 Microsoft COM 594918104 523 17149 SH Sole 350 16799 PepsiCo COM 713448108 228 3750 SH Sole 3750 Ramgen Power Systems Private P COM 751488107 0 27920 SH Sole 27920 S&P 500 Depository Receipt (SP COM 78462F103 3580 32125 SH Sole 31500 625 streetTRACKS Gold Trust COM 78463v107 213 1985 SH Sole 1985 Vanguard Total Mkt Viper COM 922908769 994 17625 SH Sole 13126 4499 FPL Group Cap I PFD 30257V207 242 9500 SH Sole 9500
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