-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCPhDBBRCvfCVNnTranhw+uGS5zVGRqrMKTh/WsxwTP6l6AMxl/7KniE5EOvaphh aiVKgEEkgy6y3ep92Sqbdg== 0000313028-10-000062.txt : 20100209 0000313028-10-000062.hdr.sgml : 20100209 20100209110554 ACCESSION NUMBER: 0000313028-10-000062 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS LLC CENTRAL INDEX KEY: 0000313028 IRS NUMBER: 752403190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01006 FILM NUMBER: 10582834 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 BUSINESS PHONE: 2146651900 MAIL ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 FORMER COMPANY: FORMER CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC DATE OF NAME CHANGE: 19940228 13F-HR 1 dechold.txt HOLDINGS FOR PERIOD ENDING DECEMBER 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrow, Hanley, Mewhinney & Strauss, LLC Address: 2200 Ross Ave, Suite 3100 Dallas, TX 75201 Form 13F File Number: 28-1006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Barrow Title: President Phone: 214-665-1900 Signature, Place, and Date of Signing: James P. Barrow Dallas, TX 2/9/2010 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 212 Form 13F Information Table Value Total: $43,292,659 (thousands) List of Other Included Managers: NO. Form 13F File Number Name 01 028-11931 Old Mutual (US) Holdings Inc. 02 028-11581 Old Mutual Capital, Inc. 03 028-01190 Russell Investment Company FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 74291 898640 SH Defined 01 669340 229300 ALCOA COM 013817101 72717 4511000 SH Defined 01 3489800 1021200 AOL Inc COM 00184X105 1548 66495 SH Defined 01 51271 15224 AXIS Capital Holdings COM G0692U109 73038 2570860 SH Defined 01 616560 1954300 Aaron's Inc. COM 002535201 20359 734190 SH Defined 01 288590 445600 Administaff Inc. COM 007094105 21130 895700 SH Defined 01 359600 536100 Advance Auto Parts COM 00751Y106 53573 1323450 SH Defined 01 304650 1018800 Alliance Data Systems COM 018581108 26939 417070 SH Defined 01 311370 105700 Allstate Corp COM 020002101 168934 5623619 SH Defined 01 4172881 1452923 Altria Group COM 02209S103 460555 23461789 SH Defined 01 7137097 16329517 1644 83732 SH Other 01 02 83732 Amer Tel & Tel COM 00206R102 571525 20389778 SH Defined 01 8756683 11638240 1354 48314 SH Other 01 02 48314 American Axle & Manuf COM 024061103 38145 4756190 SH Defined 01 1924890 2831300 American Express COM 025816109 1114406 27502621 SH Defined 01 8280756 19226890 3791 93562 SH Other 01 02 93562 Ameriprise Financial Inc COM 03076C106 47617 1226600 SH Defined 01 291200 935400 Ameristar Casinos COM 03070Q101 18149 1191670 SH Defined 01 472170 719500 Annaly Capital Mgmt COM 035710409 86225 4969715 SH Defined 01 1151015 3818700 Applied Materials COM 038222105 187175 13427201 SH Defined 01 10454540 2978706 Avery Dennison Corp. COM 053611109 35832 981965 SH Defined 01 150265 831700 BP PLC ADR COM 055622104 843650 14553216 SH Defined 01 2665037 11890079 2759 47600 SH Other 01 02 47600 Bank of America COM 060505104 600661 39884498 SH Defined 01 12475900 27416043 2153 142963 SH Other 01 02 142963 Baxter Intl Inc. COM 071813109 828959 14126767 SH Defined 01 2736304 11392198 3894 66358 SH Other 01 02 66358 Bristol-Myers Squibb COM 110122108 1426723 56503891 SH Defined 01 14758000 41754321 4136 163801 SH Other 01 02 163801 Brooks Automation Inc. COM 114340102 43295 5046020 SH Defined 01 2005120 3040900 Brunswick Corp. COM 117043109 26787 2107570 SH Defined 01 837540 1270030 Burlington Northern COM 12189T104 242040 2454273 SH Defined 01 1773933 681440 CBS Corp. New COM 124857202 242018 17225474 SH Defined 01 806100 16419374 996 70900 SH Other 01 02 70900 CIGNA COM 125509109 75373 2137035 SH Defined 01 517435 1619600 CKE Restaurants Inc COM 12561E105 8402 993200 SH Defined 01 395700 597500 CVS/Caremark Corp COM 126650100 303319 9416914 SH Defined 01 1277300 8139614 1466 45500 SH Other 01 02 45500 Cabelas, Inc. COM 126804301 41993 2944780 SH Defined 01 1183380 1761400 Capital One Financial COM 14040H105 787975 20552305 SH Defined 01 6727307 13828538 2087 54440 SH Other 01 02 54440 Cardinal Health COM 14149Y108 176413 5471870 SH Defined 01 2033070 3438800 2660 82500 SH Other 01 02 82500 CareFusion Corp COM 14170T101 46078 1842365 SH Defined 01 804815 1037550 Carnival Corp. COM 143658300 612213 19318803 SH Defined 01 7765702 11557601 1523 48058 SH Other 01 02 48058 Cenovus Energy Inc COM 15135U109 5456 216500 SH Defined 01 175100 41400 CenterPoint Energy COM 15189T107 456687 31473933 SH Defined 01 2794920 28679013 1780 122700 SH Other 01 02 122700 Chevron Corporation COM 166764100 54988 714217 SH Defined 01 589677 124540 Chubb Corp COM 171232101 59718 1214280 SH Defined 01 288780 925500 Citigroup Inc. COM 172967101 156944 47415134 SH Defined 01 14427577 32987557 3188 963000 SH Other 01 02 963000 Cognex Corp COM 192422103 40501 2286900 SH Defined 01 904300 1382600 Comfort Sys COM 199908104 24269 1966700 SH Defined 01 777083 1189617 Computer Sciences Corp. COM 205363104 104260 1812280 SH Defined 01 427780 1384500 ConocoPhillips COM 20825C104 1096424 21469052 SH Defined 01 5703876 15768551 3947 77295 SH Other 01 02 77295 Consolidated Edison COM 209115104 954 21000 SH Defined 01 21000 Constellation Energy COM 210371100 255846 7274545 SH Defined 01 371900 6902645 1066 30300 SH Other 01 02 30300 Cooper Industries PLC COM G24140108 538965 12639888 SH Defined 01 151800 12488088 3910 91700 SH Other 01 02 91700 Coventry Health Care COM 222862104 96712 3981555 SH Defined 01 938255 3043300 Diageo PLC ADR COM 25243Q205 810030 11670221 SH Defined 01 2125351 9546285 3705 53372 SH Other 01 02 53372 Diebold Incorporated COM 253651103 28414 998720 SH Defined 01 395720 603000 Dominion Resources COM 25746U109 824649 21188308 SH Defined 01 5491439 15700124 3064 78724 SH Other 01 02 78724 Donnelley & Sons COM 257867101 971 43600 SH Defined 01 43600 Dover Corp Com COM 260003108 20214 485800 SH Defined 01 397000 88800 Du Pont COM 263534109 630721 18732440 SH Defined 01 6484902 12251143 2273 67500 SH Other 01 02 67500 Duke Energy Corp. COM 26441C105 555902 32301109 SH Defined 01 6253879 26051630 2943 171020 SH Other 01 02 171020 Eastman Chemical COM 277432100 2446 40600 SH Defined 01 40600 Eaton Corp. COM 278058102 98537 1548840 SH Defined 01 368340 1180500 El Paso Corporation COM 28336L109 41642 4236235 SH Defined 01 1198535 3037700 Emerson Electric COM 291011104 296967 6971047 SH Defined 01 5272552 1701505 EnCana Corp. COM 292505104 18067 557800 SH Defined 01 421300 136500 Encore Acquisition Co. COM 29255W100 21130 440035 SH Defined 01 173160 266875 Entergy Corp. COM 29364G103 460046 5621280 SH Defined 01 2586887 3035903 712 8700 SH Other 01 02 8700 Exco Resources COM 269279402 46778 2203400 SH Defined 01 879500 1323900 ExxonMobil COM 30231G102 14655 214910 SH Defined 01 200400 14510 Family Dollar Stores COM 307000109 60367 2169140 SH Defined 01 516840 1652300 Faro Technologies Inc COM 311642102 12549 585290 SH Defined 01 234990 350300 Fidelity National Financial COM 31620R105 73451 5457000 SH Defined 01 1279800 4177200 Fifth Third Bancorp COM 316773100 63288 6491100 SH Defined 01 1446900 5044200 Flowserve Corp. COM 34354P105 24728 261590 SH Defined 01 104080 157510 Fortune Brands COM 349631101 575 13300 SH Defined 01 13300 Gamestop Corp. COM 36467W109 49009 2233770 SH Defined 01 480370 1753400 Gannett Inc. COM 364730101 25232 1699130 SH Defined 01 1188830 510300 General Electric COM 369604103 689895 45597848 SH Defined 01 8930640 36672308 2998 198130 SH Other 01 02 198130 Gentex Corp. COM 371901109 54632 3060610 SH Defined 01 1194710 1865900 Genuine Parts Co. COM 372460105 4081 107500 SH Defined 01 85800 21700 Gibraltar Industries Inc COM 374689107 20359 1294300 SH Defined 01 520100 774200 Goodrich Corp. COM 382388106 98666 1535665 SH Defined 01 379465 1156200 Hanesbrands Inc. COM 410345102 82551 3423945 SH Defined 01 837545 2586400 Harsco Corp. COM 415864107 26229 813795 SH Defined 01 323495 490300 Hewlett Packard Co. COM 428236103 1165888 22634210 SH Defined 01 5758148 16879467 4543 88203 SH Other 01 02 88203 Home Depot, Inc. COM 437076102 227794 7873959 SH Defined 01 5978834 1898530 Honeywell International COM 438516106 774658 19761694 SH Defined 01 7177193 12588926 2647 67538 SH Other 01 02 67538 IBM COM 459200101 1225249 9360194 SH Defined 01 2315379 7046195 4208 32150 SH Other 01 02 32150 ITT Corporation COM 450911102 620091 12466637 SH Defined 01 985835 11480802 2845 57200 SH Other 01 02 57200 Illinois Tool Works COM 452308109 931353 19407229 SH Defined 01 7096959 12314470 2858 59555 SH Other 01 02 59555 Imperial Tobacco ADR COM 453142101 1272902 20108273 SH Defined 01 4970198 15141275 4048 63947 SH Other 01 02 63947 Insituform Technologies COM 457667103 40088 1764440 SH Defined 01 719740 1044700 Intel Corp. COM 458140100 961496 47132167 SH Defined 01 12167675 34971822 3395 166400 SH Other 01 02 166400 Intl Game Tech. COM 459902102 91831 4892410 SH Defined 01 1160810 3731600 J.C. Penney Co. COM 708160106 38510 1447200 SH Defined 01 1062700 384500 J.P. Morgan Chase COM 46625H100 1057855 25386493 SH Defined 01 6236217 19154081 3640 87357 SH Other 01 02 87357 Johnson & Johnson COM 478160104 219401 3406313 SH Defined 01 2638353 769445 Korn/Ferry Int'l COM 500643200 39860 2415770 SH Defined 01 978110 1437660 L-3 Communications COM 502424104 270541 3111450 SH Defined 01 1909250 1203215 Littelfuse Inc. COM 537008104 52266 1625685 SH Defined 01 636585 989100 Loews Corp COM 540424108 861 23700 SH Defined 01 23700 Lorillard Inc. COM 544147101 57522 716965 SH Defined 01 170965 546000 MDU Resources Group COM 552690109 89969 3812241 SH Defined 01 745541 3066700 Marathon Oil Corp. COM 565849106 285784 9153860 SH Defined 01 6976820 2181100 Marinemax Inc. COM 567908108 2052 223310 SH Defined 01 101510 121800 Maximus Inc. COM 577933104 33633 672655 SH Defined 01 299255 373400 McDonald's Corp. COM 580135101 30177 483300 SH Defined 01 268100 215200 Medtronic, Inc. COM 585055106 124814 2837980 SH Defined 01 2219675 619605 Mens Wearhouse Inc. COM 587118100 56104 2664025 SH Defined 01 1051110 1612915 Mentor Graphics Corp. COM 587200106 40333 4567735 SH Defined 01 1963695 2604040 Merck & Co. COM 58933Y105 676 18500 SH Defined 01 18500 Mercury Computer Systems COM 589378108 17848 1621053 SH Defined 01 673720 947333 Methode Electronics COM 591520200 6552 754800 SH Defined 01 754800 Microchip Technology COM 595017104 24274 835600 SH Defined 01 615000 220600 Microsoft Corp COM 594918104 1187305 38953560 SH Defined 01 10085360 28874110 4468 146600 SH Other 01 02 146600 Murphy Oil Corp. COM 626717102 86665 1598977 SH Defined 01 573777 1025200 NBTY Inc. COM 628782104 28858 662800 SH Defined 01 262300 400500 NY Community Bancorp COM 649445103 71009 4893815 SH Defined 01 1157915 3735900 Newell Rubbermaid Inc. COM 651229106 67545 4500000 SH Defined 01 4500000 Nokia Corp. ADR COM 654902204 890582 69305983 SH Defined 01 16140880 53174588 3819 297224 SH Other 01 02 297224 Northrop Grumman Corp. COM 666807102 22094 395600 SH Defined 01 377700 17900 Occidental Petroleum COM 674599105 1259766 15485748 SH Defined 01 5103658 10384990 4118 50622 SH Other 01 02 50622 Omnicare Inc. COM 681904108 84297 3486230 SH Defined 01 830530 2655700 Oshkosh Corp COM 688239201 62298 1682355 SH Defined 01 669455 1012900 PNC Financial Services COM 693475105 994821 18844879 SH Defined 01 3661282 15185697 3623 68636 SH Other 01 02 68636 Paychex Inc Com COM 704326107 23409 764000 SH Defined 01 601300 162700 Pfizer Inc. COM 717081103 1197967 65858543 SH Defined 01 20092909 45777535 4116 226304 SH Other 01 02 226304 Philip Morris Int'l COM 718172109 1139965 23655631 SH Defined 01 5980723 17678798 4395 91200 SH Other 01 02 91200 9985 207200 SH Other 01 03 207200 Pinnacle West Capital COM 723484101 61620 1684520 SH Defined 01 437520 1247000 Pitney Bowes Inc. COM 724479100 37146 1632070 SH Defined 01 1063470 568600 Plexus Corp. COM 729132100 48076 1688060 SH Defined 01 699360 988700 PolyOne Corp. COM 73179P106 48722 6522410 SH Defined 01 2594890 3927520 Quest Diagnostics COM 74834L100 602449 9977632 SH Defined 01 307430 9670202 3674 60844 SH Other 01 02 60844 Raytheon Co. COM 755111507 1034249 20074718 SH Defined 01 5518680 14559438 3910 75900 SH Other 01 02 75900 Regal Beloit Corp. COM 758750103 40017 770450 SH Defined 01 305850 464600 Reynolds American COM 761713106 62002 1170520 SH Defined 01 278120 892400 Royal Caribbean Cruises COM V7780T103 48407 1914820 SH Defined 01 456920 1457900 Ryder Systems Inc. COM 783549108 63837 1550575 SH Defined 01 379975 1170600 SLM Corporation COM 78442P106 556877 49412329 SH Defined 01 18203267 31219882 1448 128488 SH Other 01 02 128488 SPX Corp COM 784635104 43590 796890 SH Defined 01 188790 608100 Sempra Energy COM 816851109 51356 917400 SH Defined 01 669200 248200 Service Corp. COM 817565104 217435 26548791 SH Defined 01 1040355 25508436 1358 165800 SH Other 01 02 165800 Simpson Manufacturing COM 829073105 41427 1540625 SH Defined 01 619700 920925 Spectra Energy COM 847560109 961748 46891655 SH Defined 01 9832074 37065196 3632 177072 SH Other 01 02 177072 Stanley Works COM 854616109 490871 9529617 SH Defined 01 6152842 3379975 3565 69211 SH Other 01 02 69211 Suntrust Bks Inc COM 867914103 128004 6308715 SH Defined 01 3970470 2340350 Sysco Corp. COM 871829107 266874 9551689 SH Defined 01 1849680 7702009 890 31860 SH Other 01 02 31860 Terex Corp. COM 880779103 43067 2174000 SH Defined 01 867440 1306560 Texas Instrs Inc COM 882508104 16433 630600 SH Defined 01 550400 80200 Time Warner COM 887317303 21870 750500 SH Defined 01 573800 176700 Torchmark Corp. COM 891027104 33705 766900 SH Defined 01 306100 460800 Travelers COM 89417E109 111072 2227687 SH Defined 01 1798546 429141 U.S. Bancorp COM 902973304 2957 131347 SH Defined 01 131347 UnitedHealth Group COM 91324P102 291087 9550108 SH Defined 01 7314128 2239990 Valassis Communications COM 918866104 69184 3788804 SH Defined 01 1505804 2283000 Valero Energy Corp. COM 91913Y100 12300 734300 SH Defined 01 555400 178900 Verizon COM 92343V104 543362 16400899 SH Defined 01 6801273 9603626 1410 42558 SH Other 01 02 42558 Vishay Intertechnology COM 928298108 63311 7582170 SH Defined 01 3193590 4388580 Wal Mart Stores Inc. COM 931142103 47731 893000 SH Defined 01 660400 232600 Walgreen Company COM 931422109 460 12536 SH Defined 01 12536 WellPoint, Inc. COM 94973V107 836081 14343472 SH Defined 01 5795145 8551757 2187 37512 SH Other 01 02 37512 Wells Fargo & Co. COM 949746101 1030298 38173334 SH Defined 01 9875452 28304057 3709 137415 SH Other 01 02 137415 Whirlpool Corp. COM 963320106 56067 695100 SH Defined 01 276300 418800 Wiley John & Sons COM 968223206 20454 488400 SH Defined 01 196800 291600 Willis Group Holdings PLC COM G96655108 81056 3072615 SH Defined 01 750615 2322000 Wyndham Worldwide COM 98310W108 362899 17992018 SH Defined 01 1029700 16962318 1906 94487 SH Other 01 02 94487 XL Capital COM G98255105 293331 16002792 SH Defined 01 1644560 14358232 1339 73061 SH Other 01 02 73061 Xcel Energy Inc. COM 98389B100 91476 4310825 SH Defined 01 1096125 3214700
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