-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dmkj6j2irTdvvaBSI+xc7OnvDNSKCqbubuPWyUzioXVrrSj4XuZy2f7WsYwIb5rL oaK6DKP14f9l1NGCwcSmpg== 0000897069-10-000031.txt : 20100114 0000897069-10-000031.hdr.sgml : 20100114 20100114153528 ACCESSION NUMBER: 0000897069-10-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100114 DATE AS OF CHANGE: 20100114 EFFECTIVENESS DATE: 20100114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 10527600 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 mtv0113103.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perritt Capital Management, Inc. Address: 300 South Wacker Drive, Suite 2880 Chicago, Illinois 60606 Form 13F File Number: 028-10646 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert A. Laatz Title: Secretary Phone: (312) 669-1650 Signature, Place, and Date of Signing: /s/ Robert A. Laatz Chicago, Illinois January 13, 2010 - -------------------------------------------------------------------------------- Robert A. Laatz Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 287 ---------------------- Form 13F Information Table Value Total: $419,604 ---------------------- (thousands) List of Other Included Managers: NONE Page 1 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- 3 M Company COM 604059105 615 7,435 SH SOLE 7,435 - ---------------------------------------------------------------------------------------------------------------------------------- 8x8, Inc. COM 282914100 592 395,000 SH SOLE 395,000 - ---------------------------------------------------------------------------------------------------------------------------------- A T & T COM 00206r102 498 17,761 SH SOLE 17,761 - ---------------------------------------------------------------------------------------------------------------------------------- Abbott Laboratories COM 002824100 622 11,525 SH SOLE 11,525 - ---------------------------------------------------------------------------------------------------------------------------------- Aceto Corporation COM 004446100 2,986 579,725 SH SOLE 579,725 - ---------------------------------------------------------------------------------------------------------------------------------- Acorn Factor Inc COM 004848107 974 132,000 SH SOLE 132,000 - ---------------------------------------------------------------------------------------------------------------------------------- Actel Corporation COM 004934105 3,552 299,000 SH SOLE 299,000 - ---------------------------------------------------------------------------------------------------------------------------------- ADDvantage Technologies Group, COM 006743306 597 303,000 SH SOLE 303,000 - ---------------------------------------------------------------------------------------------------------------------------------- AdvanSource Biomaterials Corp. COM 00767t109 298 1,064,500 SH SOLE 1,064,500 - ---------------------------------------------------------------------------------------------------------------------------------- AEP Industries COM 001031103 2,771 72,400 SH SOLE 72,400 - ---------------------------------------------------------------------------------------------------------------------------------- AeroCentury Corp. COM 007737109 750 47,600 SH SOLE 47,600 - ---------------------------------------------------------------------------------------------------------------------------------- Alamo Group Inc COM 011311107 414 24,119 SH SOLE 24,119 - ---------------------------------------------------------------------------------------------------------------------------------- Albany Molecular Research COM 012423109 872 96,000 SH SOLE 96,000 - ---------------------------------------------------------------------------------------------------------------------------------- Allied Healthcare Internationa COM 01923a109 293 100,811 SH SOLE 100,811 - ---------------------------------------------------------------------------------------------------------------------------------- Allied Healthcare Products, In COM 019222108 2,176 405,948 SH SOLE 405,948 - ---------------------------------------------------------------------------------------------------------------------------------- Allied Motion Technologies, In COM 019330109 462 184,929 SH SOLE 184,929 - ---------------------------------------------------------------------------------------------------------------------------------- Allis-Chalmers Energy Inc COM 019645506 2,080 551,600 SH SOLE 551,600 - ---------------------------------------------------------------------------------------------------------------------------------- America Service Group COM 02364L109 3,174 200,000 SH SOLE 200,000 - ---------------------------------------------------------------------------------------------------------------------------------- American Bio Medica Corp COM 024600108 63 578,000 SH SOLE 578,000 - ---------------------------------------------------------------------------------------------------------------------------------- American Medical Alert Corp. COM 027904101 385 58,000 SH SOLE 58,000 - ---------------------------------------------------------------------------------------------------------------------------------- American Software, Inc. COM 029683109 4,325 720,893 SH SOLE 720,893 - ---------------------------------------------------------------------------------------------------------------------------------- American Technology Corp COM 030145205 411 278,000 SH SOLE 278,000 - ---------------------------------------------------------------------------------------------------------------------------------- Amgen COM 031162100 479 8,462 SH SOLE 8,462 - ----------------------------------------------------------------------------------------------------------------------------------
Page 2 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Anadigics, Inc. COM 032515108 1,688 400,000 SH SOLE 400,000 - ---------------------------------------------------------------------------------------------------------------------------------- Apache Corp. COM 037411105 394 3,822 SH SOLE 3,822 - ---------------------------------------------------------------------------------------------------------------------------------- ARI Network Services Inc COM 001930205 279 310,231 SH SOLE 310,231 - ---------------------------------------------------------------------------------------------------------------------------------- Armanino Foods of Distinction, COM 042166801 155 322,000 SH SOLE 322,000 - ---------------------------------------------------------------------------------------------------------------------------------- Ascent Media Corporation COM 043632108 3,319 130,000 SH SOLE 130,000 - ---------------------------------------------------------------------------------------------------------------------------------- Astrata Group Inc. COM 04634r106 1 360,000 SH SOLE 360,000 - ---------------------------------------------------------------------------------------------------------------------------------- Astrata Group Warrants 0 60,000 SH SOLE 60,000 - ---------------------------------------------------------------------------------------------------------------------------------- Astro-Med Inc COM 04638f108 2,641 354,000 SH SOLE 354,000 - ---------------------------------------------------------------------------------------------------------------------------------- Astronics Corporation COM 046433108 312 36,500 SH SOLE 36,500 - ---------------------------------------------------------------------------------------------------------------------------------- ATC Technology COM 00211w104 1,623 68,045 SH SOLE 68,045 - ---------------------------------------------------------------------------------------------------------------------------------- AXT Inc COM 00246W103 1,430 440,000 SH SOLE 440,000 - ---------------------------------------------------------------------------------------------------------------------------------- Baker Michael Corporation COM 057149106 5,014 121,100 SH SOLE 121,100 - ---------------------------------------------------------------------------------------------------------------------------------- Baldwin Technology Co. Inc COM 058264102 325 250,000 SH SOLE 250,000 - ---------------------------------------------------------------------------------------------------------------------------------- Ballantyne of Omaha Inc COM 058516105 721 193,300 SH SOLE 193,300 - ---------------------------------------------------------------------------------------------------------------------------------- Bank America New COM 060505104 432 28,700 SH SOLE 28,700 - ---------------------------------------------------------------------------------------------------------------------------------- Barrett Business Services, Inc COM 068463108 3,462 281,675 SH SOLE 281,675 - ---------------------------------------------------------------------------------------------------------------------------------- Baxter International COM 071813109 409 6,975 SH SOLE 6,975 - ---------------------------------------------------------------------------------------------------------------------------------- Bioclinica, Inc. COM 09071b100 532 125,800 SH SOLE 125,800 - ---------------------------------------------------------------------------------------------------------------------------------- BioScrip Inc COM 09069n108 6,643 794,600 SH SOLE 794,600 - ---------------------------------------------------------------------------------------------------------------------------------- Birner Dental Management Servi COM 091283200 732 43,700 SH SOLE 43,700 - ---------------------------------------------------------------------------------------------------------------------------------- Bofi Holding Inc. COM 05566u108 735 73,500 SH SOLE 73,500 - ---------------------------------------------------------------------------------------------------------------------------------- Boots & Coots Intl Well Contro COM 099469504 536 325,000 SH SOLE 325,000 - ---------------------------------------------------------------------------------------------------------------------------------- Boston Private Financial Holdi COM 101119105 1,731 300,000 SH SOLE 300,000 - ----------------------------------------------------------------------------------------------------------------------------------
Page 3 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- BP PLC F SPONSORED ADR 055622104 597 10,296 SH SOLE 10,296 - ---------------------------------------------------------------------------------------------------------------------------------- BrandPartners Group, Inc. COM 10531R107 48 1,600,654 SH SOLE 1,600,654 - ---------------------------------------------------------------------------------------------------------------------------------- Brigham Exploration Company COM 109178103 3,026 223,300 SH SOLE 223,300 - ---------------------------------------------------------------------------------------------------------------------------------- BSquare Corporation COM 11776u300 498 199,256 SH SOLE 199,256 - ---------------------------------------------------------------------------------------------------------------------------------- Cal-Maine Foods Inc COM 128030202 3,408 100,000 SH SOLE 100,000 - ---------------------------------------------------------------------------------------------------------------------------------- Carriage Services, Inc. COM 143905107 598 152,100 SH SOLE 152,100 - ---------------------------------------------------------------------------------------------------------------------------------- Castle A M & Co COM 148411101 2,271 165,900 SH SOLE 165,900 - ---------------------------------------------------------------------------------------------------------------------------------- CE Franklin Ltd. COM 125151100 3,313 492,287 SH SOLE 492,287 - ---------------------------------------------------------------------------------------------------------------------------------- Century Casinos, Inc. COM 156492100 3,016 1,121,249 SH SOLE 1,121,249 - ---------------------------------------------------------------------------------------------------------------------------------- Charles & Colvard Ltd. COM 159765106 597 515,000 SH SOLE 515,000 - ---------------------------------------------------------------------------------------------------------------------------------- Charles Schwab Inc COM 808513105 286 15,175 SH SOLE 15,175 - ---------------------------------------------------------------------------------------------------------------------------------- CHINA 3C GROUP 169362100 1,139 2,278,410 SH SOLE 2,278,410 - ---------------------------------------------------------------------------------------------------------------------------------- China Gerui Advanced Materials SHS g21101103 1,120 200,000 SH SOLE 200,000 - ---------------------------------------------------------------------------------------------------------------------------------- China Solar and Clean Energy S 16943e105 45 131,046 SH SOLE 131,046 - ---------------------------------------------------------------------------------------------------------------------------------- Cisco Systems, Inc. COM 17275R102 454 18,945 SH SOLE 18,945 - ---------------------------------------------------------------------------------------------------------------------------------- City Telecom Hong Kong SPONSORED ADR 178677209 341 35,127 SH SOLE 35,127 - ---------------------------------------------------------------------------------------------------------------------------------- Clearpoint Business Resources COM 185061108 0 12,000 SH SOLE 12,000 - ---------------------------------------------------------------------------------------------------------------------------------- Clicksoftware Technologies LTD ORD m25082104 700 100,000 SH SOLE 100,000 - ---------------------------------------------------------------------------------------------------------------------------------- Cogo Group COM 192448108 3,178 431,140 SH SOLE 431,140 - ---------------------------------------------------------------------------------------------------------------------------------- Colgate-Palmolive COM 194162103 424 5,160 SH SOLE 5,160 - ---------------------------------------------------------------------------------------------------------------------------------- Columbus McKinnon Corp COM 199333105 1,970 144,100 SH SOLE 144,100 - ---------------------------------------------------------------------------------------------------------------------------------- Comfort Systems USA, Inc. COM 199908104 4,076 330,300 SH SOLE 330,300 - ---------------------------------------------------------------------------------------------------------------------------------- Commonwealth Biotechnologies, COM 202739108 106 275,400 SH SOLE 275,400 - ----------------------------------------------------------------------------------------------------------------------------------
Page 4 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Concurrent Computer Corporatio COM 206710402 297 75,000 SH SOLE 75,000 - ---------------------------------------------------------------------------------------------------------------------------------- Core Molding Technologies, Inc COM 218683100 321 112,000 SH SOLE 112,000 - ---------------------------------------------------------------------------------------------------------------------------------- Courier Corporation COM 222660102 1,971 138,343 SH SOLE 138,343 - ---------------------------------------------------------------------------------------------------------------------------------- Covenant Transportation Group, COM 22284p105 631 150,000 SH SOLE 150,000 - ---------------------------------------------------------------------------------------------------------------------------------- CPI Aerostructures, Inc. COM 125919308 673 112,000 SH SOLE 112,000 - ---------------------------------------------------------------------------------------------------------------------------------- CRM Holdings LTD COM G2554P103 165 493,000 SH SOLE 493,000 - ---------------------------------------------------------------------------------------------------------------------------------- Cryptologic Limited COM g3159c109 2,203 602,000 SH SOLE 602,000 - ---------------------------------------------------------------------------------------------------------------------------------- CSX Corporation COM 126408103 503 10,375 SH SOLE 10,375 - ---------------------------------------------------------------------------------------------------------------------------------- CTI Group Holdings Inc COM 126431105 26 431,740 SH SOLE 431,740 - ---------------------------------------------------------------------------------------------------------------------------------- Cutera, Inc. COM 232109108 969 113,900 SH SOLE 113,900 - ---------------------------------------------------------------------------------------------------------------------------------- CyberOptics Corporation COM 232517102 2,353 350,662 SH SOLE 350,662 - ---------------------------------------------------------------------------------------------------------------------------------- Cybex International Inc COM 23252e106 266 227,000 SH SOLE 227,000 - ---------------------------------------------------------------------------------------------------------------------------------- Digi International Inc. COM 253798102 916 100,400 SH SOLE 100,400 - ---------------------------------------------------------------------------------------------------------------------------------- Digital Ally, Inc. COM 25382p109 456 222,256 SH SOLE 222,256 - ---------------------------------------------------------------------------------------------------------------------------------- Electric & Gas Technology Inc COM 284853306 2 192,307 SH SOLE 192,307 - ---------------------------------------------------------------------------------------------------------------------------------- Emerson Radio Corp. COM 291087203 1,619 680,900 SH SOLE 680,900 - ---------------------------------------------------------------------------------------------------------------------------------- Ensign Group, The COM 29358p101 1,537 100,000 SH SOLE 100,000 - ---------------------------------------------------------------------------------------------------------------------------------- Enterprise Products Partners L COM 293792107 226 7,200 SH SOLE 7,200 - ---------------------------------------------------------------------------------------------------------------------------------- Envoy Capital Group Inc COM 29413B105 202 187,000 SH SOLE 187,000 - ---------------------------------------------------------------------------------------------------------------------------------- Espey Manufacturing & Electron COM 296650104 717 37,500 SH SOLE 37,500 - ---------------------------------------------------------------------------------------------------------------------------------- Evolving Systems, Inc. COM 30049R100 947 151,475 SH SOLE 151,475 - ---------------------------------------------------------------------------------------------------------------------------------- Exponent, Inc. COM 30214U102 2,706 97,200 SH SOLE 97,200 - ---------------------------------------------------------------------------------------------------------------------------------- Exxon Mobil Corporation COM 30231G102 344 5,045 SH SOLE 5,045 - ----------------------------------------------------------------------------------------------------------------------------------
Page 5 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Far East Energy Corp COM 307325100 207 449,479 SH SOLE 449,479 - ---------------------------------------------------------------------------------------------------------------------------------- Fedex Corporation COM 31428X106 447 5,360 SH SOLE 5,360 - ---------------------------------------------------------------------------------------------------------------------------------- Five Star Quality Care Inc. COM 33832d106 1,735 499,999 SH SOLE 499,999 - ---------------------------------------------------------------------------------------------------------------------------------- Flamel Technologies S.A.SPONSORED ADR 338488109 374 50,500 SH SOLE 50,500 - ---------------------------------------------------------------------------------------------------------------------------------- Flanders Corporation COM 338494107 4,309 966,200 SH SOLE 966,200 - ---------------------------------------------------------------------------------------------------------------------------------- Flexible Solutions Internation COM 33938t104 370 220,000 SH SOLE 220,000 - ---------------------------------------------------------------------------------------------------------------------------------- Flexsteel Industries, Inc. COM 339382103 3,513 343,408 SH SOLE 343,408 - ---------------------------------------------------------------------------------------------------------------------------------- Fluor Corporation COM 343412102 355 7,875 SH SOLE 7,875 - ---------------------------------------------------------------------------------------------------------------------------------- Force Protection Inc. COM 345203202 2,021 387,850 SH SOLE 387,850 - ---------------------------------------------------------------------------------------------------------------------------------- Fortune Industries Inc COM 34963x200 98 122,500 SH SOLE 122,500 - ---------------------------------------------------------------------------------------------------------------------------------- Freeseas COM y26496102 408 300,000 SH SOLE 300,000 - ---------------------------------------------------------------------------------------------------------------------------------- Frequency Electronics Inc COM 358010106 241 46,900 SH SOLE 46,900 - ---------------------------------------------------------------------------------------------------------------------------------- Friedman Industries COM 358435105 149 25,500 SH SOLE 25,500 - ---------------------------------------------------------------------------------------------------------------------------------- Fronteer Development Group Inc COM 35903q106 2,392 608,700 SH SOLE 608,700 - ---------------------------------------------------------------------------------------------------------------------------------- FSI International Inc. COM 302633102 2,734 929,929 SH SOLE 929,929 - ---------------------------------------------------------------------------------------------------------------------------------- Full House Resorts Inc. COM 359678109 609 177,000 SH SOLE 177,000 - ---------------------------------------------------------------------------------------------------------------------------------- Furmanite Corp COM 361086101 1,321 346,619 SH SOLE 346,619 - ---------------------------------------------------------------------------------------------------------------------------------- Furniture Brands International COM 360921100 4,150 760,100 SH SOLE 760,100 - ---------------------------------------------------------------------------------------------------------------------------------- G Willi-Food International ORD m52523103 428 68,000 SH SOLE 68,000 - ---------------------------------------------------------------------------------------------------------------------------------- Gasco Energy Inc COM 367220100 636 1,200,700 SH SOLE 1,200,700 - ---------------------------------------------------------------------------------------------------------------------------------- General Mills, Inc. COM 370334104 430 6,070 SH SOLE 6,070 - ---------------------------------------------------------------------------------------------------------------------------------- Gilat Satellite Networks Ltd. SHS NEW M51474118 2,855 619,400 SH SOLE 619,400 - ---------------------------------------------------------------------------------------------------------------------------------- Global Med Technologies Inc COM 37935e101 429 550,000 SH SOLE 550,000 - ----------------------------------------------------------------------------------------------------------------------------------
Page 6 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Globecomm Systems Inc. COM 37956X103 3,603 460,800 SH SOLE 460,800 - ---------------------------------------------------------------------------------------------------------------------------------- Golden Odyssey Mining Inc 38113r104 187 1,100,000 SH SOLE 1,100,000 - ---------------------------------------------------------------------------------------------------------------------------------- GP Strategies Corp COM 36225V104 4,327 574,600 SH SOLE 574,600 - ---------------------------------------------------------------------------------------------------------------------------------- Grupo TMM, S.A. SP ADR A SHS 40051D303 1,810 481,320 SH SOLE 481,320 - ---------------------------------------------------------------------------------------------------------------------------------- GSI Group, Inc. COM 36229U102 340 392,496 SH SOLE 392,496 - ---------------------------------------------------------------------------------------------------------------------------------- GTSI Corp COM 36238k103 595 120,000 SH SOLE 120,000 - ---------------------------------------------------------------------------------------------------------------------------------- Gulfport Energy Corporation COM 402635304 5,406 472,100 SH SOLE 472,100 - ---------------------------------------------------------------------------------------------------------------------------------- Hallador Petroleum COM 406092304 797 101,500 SH SOLE 101,500 - ---------------------------------------------------------------------------------------------------------------------------------- Harmonic, Inc. COM 413160102 3,173 502,000 SH SOLE 502,000 - ---------------------------------------------------------------------------------------------------------------------------------- Hastings Entertainment COM 418365102 483 108,195 SH SOLE 108,195 - ---------------------------------------------------------------------------------------------------------------------------------- Hauppauge Digital, Inc. COM 419131107 264 307,000 SH SOLE 307,000 - ---------------------------------------------------------------------------------------------------------------------------------- Health Fitness Corporation COM 42217v201 638 83,000 SH SOLE 83,000 - ---------------------------------------------------------------------------------------------------------------------------------- Health Grades, Inc. COM 42218q102 5,390 1,256,346 SH SOLE 1,256,346 - ---------------------------------------------------------------------------------------------------------------------------------- HealthTronics Inc COM 42222l107 3,412 1,292,556 SH SOLE 1,292,556 - ---------------------------------------------------------------------------------------------------------------------------------- HearUSA Inc COM 422360305 745 500,000 SH SOLE 500,000 - ---------------------------------------------------------------------------------------------------------------------------------- Hennessy Advisors Inc COM 425885100 287 97,225 SH SOLE 97,225 - ---------------------------------------------------------------------------------------------------------------------------------- Hess Corporation COM 42809h107 284 4,700 SH SOLE 4,700 - ---------------------------------------------------------------------------------------------------------------------------------- Hewlett Packard COM 428236103 351 6,808 SH SOLE 6,808 - ---------------------------------------------------------------------------------------------------------------------------------- Hill International, Inc COM 431466101 2,623 420,300 SH SOLE 420,300 - ---------------------------------------------------------------------------------------------------------------------------------- Home Diagnostics Inc COM 437080104 2,945 482,800 SH SOLE 482,800 - ---------------------------------------------------------------------------------------------------------------------------------- Hooper Holmes Inc COM 439104100 2,996 2,880,500 SH SOLE 2,880,500 - ---------------------------------------------------------------------------------------------------------------------------------- Hurco Companies, Inc. COM 447324104 192 13,000 SH SOLE 13,000 - ---------------------------------------------------------------------------------------------------------------------------------- IA Global Inc. COM 44920e104 103 2,700,000 SH SOLE 2,700,000 - ----------------------------------------------------------------------------------------------------------------------------------
Page 7 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- iCAD Inc. COM 44934s107 380 250,000 SH SOLE 250,000 - ---------------------------------------------------------------------------------------------------------------------------------- Imax Corp COM 45245e109 3,385 254,300 SH SOLE 254,300 - ---------------------------------------------------------------------------------------------------------------------------------- Innodata Isogen Inc COM 457642205 2,715 490,000 SH SOLE 490,000 - ---------------------------------------------------------------------------------------------------------------------------------- Intel Corp. COM 458140100 363 17,810 SH SOLE 17,810 - ---------------------------------------------------------------------------------------------------------------------------------- International Absorbents Inc. COM 45885E203 551 120,000 SH SOLE 120,000 - ---------------------------------------------------------------------------------------------------------------------------------- International Business Machine COM 459200101 596 4,550 SH SOLE 4,550 - ---------------------------------------------------------------------------------------------------------------------------------- iPass Inc. COM 46261v108 2,218 2,133,050 SH SOLE 2,133,050 - ---------------------------------------------------------------------------------------------------------------------------------- Iridex Corp COM 462684101 387 126,203 SH SOLE 126,203 - ---------------------------------------------------------------------------------------------------------------------------------- Isoray Inc COM 46489v104 186 209,000 SH SOLE 209,000 - ---------------------------------------------------------------------------------------------------------------------------------- Iteris Inc COM 46564t107 561 373,700 SH SOLE 373,700 - ---------------------------------------------------------------------------------------------------------------------------------- J P Morgan Chase & Co COM 46625H100 255 6,121 SH SOLE 6,121 - ---------------------------------------------------------------------------------------------------------------------------------- John B Sanfilippo & Son Inc COM 800422107 5,516 353,598 SH SOLE 353,598 - ---------------------------------------------------------------------------------------------------------------------------------- Johnson & Johnson COM 478160104 502 7,795 SH SOLE 7,795 - ---------------------------------------------------------------------------------------------------------------------------------- Kimball International Inc. COM 494274103 3,795 445,437 SH SOLE 445,437 - ---------------------------------------------------------------------------------------------------------------------------------- Kimberly-Clark Corporation COM 494368103 311 4,875 SH SOLE 4,875 - ---------------------------------------------------------------------------------------------------------------------------------- KMG Chemicals Inc COM 482564101 3,229 216,000 SH SOLE 216,000 - ---------------------------------------------------------------------------------------------------------------------------------- Kratos Defense & Security Solu COM 50077b108 696 66,000 SH SOLE 66,000 - ---------------------------------------------------------------------------------------------------------------------------------- KSW Inc COM 48268r106 628 171,500 SH SOLE 171,500 - ---------------------------------------------------------------------------------------------------------------------------------- LMI Aerospace, Inc. COM 502079106 266 20,000 SH SOLE 20,000 - ---------------------------------------------------------------------------------------------------------------------------------- Magellan Petroleum Corp COM 559091301 545 315,000 SH SOLE 315,000 - ---------------------------------------------------------------------------------------------------------------------------------- Magnetek Inc COM 559424106 556 360,800 SH SOLE 360,800 - ---------------------------------------------------------------------------------------------------------------------------------- Magnum Hunter Resources COM 55973B102 523 337,500 SH SOLE 337,500 - ---------------------------------------------------------------------------------------------------------------------------------- Man Sang International SHS g5808f102 326 134,800 SH SOLE 134,800 - ----------------------------------------------------------------------------------------------------------------------------------
Page 8 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Management Network Group, Inc. COM 561693102 719 1,672,200 SH SOLE 1,672,200 - ---------------------------------------------------------------------------------------------------------------------------------- Manitex COM 563420108 797 415,020 SH SOLE 415,020 - ---------------------------------------------------------------------------------------------------------------------------------- Matrix Service Co. COM 576853105 3,652 342,911 SH SOLE 342,911 - ---------------------------------------------------------------------------------------------------------------------------------- Measurement Specialties Inc.COM 583421102 653 65,000 SH SOLE 65,000 - ---------------------------------------------------------------------------------------------------------------------------------- Medtronic Inc. COM 585055106 314 7,136 SH SOLE 7,136 - ---------------------------------------------------------------------------------------------------------------------------------- Metalico Inc COM 591176102 179 36,400 SH SOLE 36,400 - ---------------------------------------------------------------------------------------------------------------------------------- Methode Electronics Inc. COM 591520200 2,170 250,000 SH SOLE 250,000 - ---------------------------------------------------------------------------------------------------------------------------------- MFRI, Inc. COM 552721102 2,048 301,165 SH SOLE 301,165 - ---------------------------------------------------------------------------------------------------------------------------------- Micronetics, Inc. COM 595125105 119 36,000 SH SOLE 36,000 - ---------------------------------------------------------------------------------------------------------------------------------- Microsoft Corp COM 594918104 336 11,018 SH SOLE 11,018 - ---------------------------------------------------------------------------------------------------------------------------------- Midas Inc COM 595626102 2,947 348,700 SH SOLE 348,700 - ---------------------------------------------------------------------------------------------------------------------------------- Middleby Corporation COM 596278101 1,676 34,200 SH SOLE 34,200 - ---------------------------------------------------------------------------------------------------------------------------------- Mitcham Industries, Inc. COM 606501104 3,328 451,545 SH SOLE 451,545 - ---------------------------------------------------------------------------------------------------------------------------------- Monmouth Real Estate Investmen COM 609720107 3,252 437,700 SH SOLE 437,700 - ---------------------------------------------------------------------------------------------------------------------------------- Motorcar Parts of America, Inc COM 620071100 469 92,367 SH SOLE 92,367 - ---------------------------------------------------------------------------------------------------------------------------------- Nam Tai Electronics, Inc. COM PAR $0.02 629865205 1,846 353,000 SH SOLE 353,000 - ---------------------------------------------------------------------------------------------------------------------------------- Napco Security Systems Inc COM 630402105 635 380,000 SH SOLE 380,000 - ---------------------------------------------------------------------------------------------------------------------------------- National Dentex Corp. COM 63563H109 1,732 171,450 SH SOLE 171,450 - ---------------------------------------------------------------------------------------------------------------------------------- Network Engines Inc. COM 64121A107 433 322,800 SH SOLE 322,800 - ---------------------------------------------------------------------------------------------------------------------------------- New Dragon Asia Corp. CLASS A 64378H102 183 1,408,500 SH SOLE 1,408,500 - ---------------------------------------------------------------------------------------------------------------------------------- Newpark Resources Inc. COM 651718504 5,826 1,377,400 SH SOLE 1,377,400 - ---------------------------------------------------------------------------------------------------------------------------------- Newtek Business Services Inc COM 652526104 769 785,000 SH SOLE 785,000 - ---------------------------------------------------------------------------------------------------------------------------------- Nicholas Financial, Inc. COM 65373J209 1,781 258,525 SH SOLE 258,525 - ----------------------------------------------------------------------------------------------------------------------------------
Page 9 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Nobility Homes Inc COM 654892108 364 34,800 SH SOLE 34,800 - ---------------------------------------------------------------------------------------------------------------------------------- North American Galvanizing & C COM 65686y109 3,381 697,066 SH SOLE 697,066 - ---------------------------------------------------------------------------------------------------------------------------------- Northern Technologies Internat COM 665809109 1,972 215,300 SH SOLE 215,300 - ---------------------------------------------------------------------------------------------------------------------------------- Northwest Pipe Company COM 667746101 1,467 54,600 SH SOLE 54,600 - ---------------------------------------------------------------------------------------------------------------------------------- NovaGold Resources Inc. COM 66987E206 2,507 409,000 SH SOLE 409,000 - ---------------------------------------------------------------------------------------------------------------------------------- NovaMed, Inc. COM 66986W108 640 165,000 SH SOLE 165,000 - ---------------------------------------------------------------------------------------------------------------------------------- Nucor COM 670510106 400 8,575 SH SOLE 8,575 - ---------------------------------------------------------------------------------------------------------------------------------- OI Corporation COM 670841105 397 48,000 SH SOLE 48,000 - ---------------------------------------------------------------------------------------------------------------------------------- Omega Protein Corp. COM 68210p107 3,276 751,300 SH SOLE 751,300 - ---------------------------------------------------------------------------------------------------------------------------------- Omnova Solutions, Inc. COM 682129101 2,236 364,707 SH SOLE 364,707 - ---------------------------------------------------------------------------------------------------------------------------------- Ophthalmic Imaging Systems Inc COM 683737209 532 710,000 SH SOLE 710,000 - ---------------------------------------------------------------------------------------------------------------------------------- Oplink Communications Inc COM 68375q403 4,097 250,000 SH SOLE 250,000 - ---------------------------------------------------------------------------------------------------------------------------------- Orchids Paper Products COM 68572n104 1,501 75,000 SH SOLE 75,000 - ---------------------------------------------------------------------------------------------------------------------------------- OSI Geospatial, Inc. 67103t101 94 470,000 SH SOLE 470,000 - ---------------------------------------------------------------------------------------------------------------------------------- Overhill Farms Inc COM 690212105 364 75,000 SH SOLE 75,000 - ---------------------------------------------------------------------------------------------------------------------------------- Pacific Premier Bank Corp COM 69478x105 680 201,500 SH SOLE 201,500 - ---------------------------------------------------------------------------------------------------------------------------------- PC Mall, Inc. COM 69323K100 2,081 398,728 SH SOLE 398,728 - ---------------------------------------------------------------------------------------------------------------------------------- PCTEL Inc COM 69325q105 3,553 600,145 SH SOLE 600,145 - ---------------------------------------------------------------------------------------------------------------------------------- PDG Environmental, Inc. COM 693283103 40 553,000 SH SOLE 553,000 - ---------------------------------------------------------------------------------------------------------------------------------- Penford Corporation COM 707051108 2,903 334,100 SH SOLE 334,100 - ---------------------------------------------------------------------------------------------------------------------------------- Penn Treaty American Corp COM 707874400 108 1,075,500 SH SOLE 1,075,500 - ---------------------------------------------------------------------------------------------------------------------------------- Pepsico COM 713448108 552 9,077 SH SOLE 9,077 - ---------------------------------------------------------------------------------------------------------------------------------- Perceptron, Inc. COM 71361F100 554 168,000 SH SOLE 168,000 - ----------------------------------------------------------------------------------------------------------------------------------
Page 10 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Perma-Fix Environmental Servic COM 714157104 4,217 1,857,500 SH SOLE 1,857,500 - ---------------------------------------------------------------------------------------------------------------------------------- Permian Basin Royalty Trust COM 714236106 144 10,000 SH SOLE 10,000 - ---------------------------------------------------------------------------------------------------------------------------------- Perry Ellis International, Inc COM 288853104 2,528 167,850 SH SOLE 167,850 - ---------------------------------------------------------------------------------------------------------------------------------- Pfizer COM 717081103 481 26,450 SH SOLE 26,450 - ---------------------------------------------------------------------------------------------------------------------------------- PHC Inc CL A CLASS A 693315103 642 568,000 SH SOLE 568,000 - ---------------------------------------------------------------------------------------------------------------------------------- PHI, Inc. COM 69336t205 3,105 150,000 SH SOLE 150,000 - ---------------------------------------------------------------------------------------------------------------------------------- Polymet Mining Corp COM 731916102 1,944 635,200 SH SOLE 635,200 - ---------------------------------------------------------------------------------------------------------------------------------- PRG-Schultz International COM 69357c503 2,192 370,946 SH SOLE 370,946 - ---------------------------------------------------------------------------------------------------------------------------------- Proctor & Gamble Co. COM 742718109 412 6,788 SH SOLE 6,788 - ---------------------------------------------------------------------------------------------------------------------------------- Prudential Financial, Inc. COM 744320102 239 4,800 SH SOLE 4,800 - ---------------------------------------------------------------------------------------------------------------------------------- Psychemedics Corporation COM 744375205 1,792 243,831 SH SOLE 243,831 - ---------------------------------------------------------------------------------------------------------------------------------- Pure Earth Inc. 74623l105 200 20,000 SH SOLE 20,000 - ---------------------------------------------------------------------------------------------------------------------------------- Questar Assessment COM 74837a101 61 122,855 SH SOLE 122,855 - ---------------------------------------------------------------------------------------------------------------------------------- Questcor Pharmaceuticlals COM 74835y101 3,287 691,900 SH SOLE 691,900 - ---------------------------------------------------------------------------------------------------------------------------------- RADVISION Ltd. ORD M81869105 2,360 391,300 SH SOLE 391,300 - ---------------------------------------------------------------------------------------------------------------------------------- Ramtron International Corp. COM 751907304 265 150,000 SH SOLE 150,000 - ---------------------------------------------------------------------------------------------------------------------------------- RCM Technologies COM 749360400 1,007 401,135 SH SOLE 401,135 - ---------------------------------------------------------------------------------------------------------------------------------- RELM Wireless Corp COM 759525108 314 100,000 SH SOLE 100,000 - ---------------------------------------------------------------------------------------------------------------------------------- Rentrak Corporation COM 760174102 6,425 363,600 SH SOLE 363,600 - ---------------------------------------------------------------------------------------------------------------------------------- RF Monolithics, Inc. COM 74955F106 283 267,400 SH SOLE 267,400 - ---------------------------------------------------------------------------------------------------------------------------------- Rimage Corp. COM 766721104 4,435 255,750 SH SOLE 255,750 - ---------------------------------------------------------------------------------------------------------------------------------- Rudolph Technologies Inc COM 781270103 1,744 259,560 SH SOLE 259,560 - ---------------------------------------------------------------------------------------------------------------------------------- Rush Enterprises, Inc. Class B CLASS B 781846308 1,620 154,127 SH SOLE 154,127 - ---------------------------------------------------------------------------------------------------------------------------------- - -
Page 11 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- S & P Depository Receipts UNIT SER 1 78462F103 1,965 17,630 SH SOLE 17,630 - ---------------------------------------------------------------------------------------------------------------------------------- Sanders Morris Harris Group In COM 80000Q104 3,288 597,900 SH SOLE 597,900 - ---------------------------------------------------------------------------------------------------------------------------------- Schmitt Industries Inc COM 806870200 238 68,110 SH SOLE 68,110 - ---------------------------------------------------------------------------------------------------------------------------------- SeaChange International Inc COM 811699107 2,438 371,600 SH SOLE 371,600 - ---------------------------------------------------------------------------------------------------------------------------------- Smartpros COM 83171g103 122 35,000 SH SOLE 35,000 - ---------------------------------------------------------------------------------------------------------------------------------- Smith Micro Software Inc COM 832154108 3,406 372,222 SH SOLE 372,222 - ---------------------------------------------------------------------------------------------------------------------------------- Socket Mobile Inc COM 83368e200 206 66,599 SH SOLE 66,599 - ---------------------------------------------------------------------------------------------------------------------------------- SORL Auto Parts Inc COM 78461u101 5,952 691,281 SH SOLE 691,281 - ---------------------------------------------------------------------------------------------------------------------------------- Southwest Airlines Co COM 844741108 423 37,021 SH SOLE 37,021 - ---------------------------------------------------------------------------------------------------------------------------------- Sparton Corporation COM 847235108 1,151 190,600 SH SOLE 190,600 - ---------------------------------------------------------------------------------------------------------------------------------- Spectrum Controls, Inc. COM 847615101 530 56,000 SH SOLE 56,000 - ---------------------------------------------------------------------------------------------------------------------------------- Sport Supply Group Inc COM 84916A104 5,938 471,631 SH SOLE 471,631 - ---------------------------------------------------------------------------------------------------------------------------------- Star Bulk Carriers Corp COM Y8162K105 3,060 1,085,127 SH SOLE 1,085,127 - ---------------------------------------------------------------------------------------------------------------------------------- Star Gas Partners LP COM 85512c105 6,326 1,527,900 SH SOLE 1,527,900 - ---------------------------------------------------------------------------------------------------------------------------------- StealthGas Inc SHS y81669106 2,300 368,600 SH SOLE 368,600 - ---------------------------------------------------------------------------------------------------------------------------------- Steinway Musical Instruments I COM 858495104 1,914 120,300 SH SOLE 120,300 - ---------------------------------------------------------------------------------------------------------------------------------- Sterling Construction Co Inc COM 859241101 2,890 150,981 SH SOLE 150,981 - ---------------------------------------------------------------------------------------------------------------------------------- Stewart Enterprises, Inc. COM 860370105 2,853 554,000 SH SOLE 554,000 - ---------------------------------------------------------------------------------------------------------------------------------- Stockhouse Inc. COM 861281103 20 840,000 SH SOLE 840,000 - ---------------------------------------------------------------------------------------------------------------------------------- T. Rowe Price Group, Inc. COM 741477103 583 10,950 SH SOLE 10,950 - ---------------------------------------------------------------------------------------------------------------------------------- T-3 Energy Services Inc. COM 87306e107 2,740 107,462 SH SOLE 107,462 - ---------------------------------------------------------------------------------------------------------------------------------- Tandy Brands Accessories COM 875378101 700 226,850 SH SOLE 226,850 - ---------------------------------------------------------------------------------------------------------------------------------- Techwell, Inc. COM 87874d101 2,256 170,800 SH SOLE 170,800 - ----------------------------------------------------------------------------------------------------------------------------------
Page 12 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Tejon Ranch Co. COM 879080109 1,090 37,288 SH SOLE 37,288 - ---------------------------------------------------------------------------------------------------------------------------------- Tengasco Inc. COM 88033r205 10 22,267 SH SOLE 22,267 - ---------------------------------------------------------------------------------------------------------------------------------- TGC Industries, Inc. COM 872417308 2,119 541,873 SH SOLE 541,873 - ---------------------------------------------------------------------------------------------------------------------------------- Tier Technologies Inc COM 88650q100 2,297 287,100 SH SOLE 287,100 - ---------------------------------------------------------------------------------------------------------------------------------- TOR Minerals International, In COM 890878101 137 244,400 SH SOLE 244,400 - ---------------------------------------------------------------------------------------------------------------------------------- TradeStation Group, Inc. COM 89267P105 2,051 260,000 SH SOLE 260,000 - ---------------------------------------------------------------------------------------------------------------------------------- Transcend Services, Inc. COM 893929208 620 29,000 SH SOLE 29,000 - ---------------------------------------------------------------------------------------------------------------------------------- TransGlobe Energy Corporation COM 893662106 1,515 455,000 SH SOLE 455,000 - ---------------------------------------------------------------------------------------------------------------------------------- Turbosonic Technologies, Inc. COM 900010109 493 573,000 SH SOLE 573,000 - ---------------------------------------------------------------------------------------------------------------------------------- Union Drilling Inc COM 90653p105 2,956 472,900 SH SOLE 472,900 - ---------------------------------------------------------------------------------------------------------------------------------- Universal Electronics, Inc. COM 913483103 3,802 163,750 SH SOLE 163,750 - ---------------------------------------------------------------------------------------------------------------------------------- Universal Power Corp COM 913788105 678 218,600 SH SOLE 218,600 - ---------------------------------------------------------------------------------------------------------------------------------- Universal Stainless & Alloy Pr COM 913837100 377 20,000 SH SOLE 20,000 - ---------------------------------------------------------------------------------------------------------------------------------- US Energy Corp COM 911805109 1,186 200,000 SH SOLE 200,000 - ---------------------------------------------------------------------------------------------------------------------------------- US Home Systems Inc COM 90335c100 575 219,350 SH SOLE 219,350 - ---------------------------------------------------------------------------------------------------------------------------------- USA Truck, Inc. COM 902925106 2,137 170,700 SH SOLE 170,700 - ---------------------------------------------------------------------------------------------------------------------------------- Vaalco Energy, Inc COM 91851C201 2,662 585,000 SH SOLE 585,000 - ---------------------------------------------------------------------------------------------------------------------------------- Vasco Data Security Internatio COM 92230y104 1,288 205,100 SH SOLE 205,100 - ---------------------------------------------------------------------------------------------------------------------------------- Versant Corp COM 925284309 458 30,000 SH SOLE 30,000 - ---------------------------------------------------------------------------------------------------------------------------------- Versar COM 925297103 1,487 487,400 SH SOLE 487,400 - ---------------------------------------------------------------------------------------------------------------------------------- Virtual Radiologic Corporation COM 92826b104 3,514 275,400 SH SOLE 275,400 - ---------------------------------------------------------------------------------------------------------------------------------- Virtus Investment Partners COM 92828q109 440 27,660 SH SOLE 27,660 - ---------------------------------------------------------------------------------------------------------------------------------- Virtusa Corporation COM 92827p102 2,042 225,430 SH SOLE 225,430 - ----------------------------------------------------------------------------------------------------------------------------------
Page 13 of 13 12/31/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ---------------------------------------------------------------------------------------------------------------------------------- Vista Gold Corp. New COM 927926303 495 202,000 SH SOLE 202,000 - ---------------------------------------------------------------------------------------------------------------------------------- Vitran Corporation Inc. COM 92850E107 1,520 139,870 SH SOLE 139,870 - ---------------------------------------------------------------------------------------------------------------------------------- Vivus Inc COM 928551100 2,760 300,000 SH SOLE 300,000 - ---------------------------------------------------------------------------------------------------------------------------------- White Electronic Designs Corpo COM 963801105 943 201,900 SH SOLE 201,900 - ---------------------------------------------------------------------------------------------------------------------------------- Willamette Valley Vineyards In COM 969136100 322 92,000 SH SOLE 92,000 - ---------------------------------------------------------------------------------------------------------------------------------- Willbros Group, Inc. COM 969199108 2,530 150,000 SH SOLE 150,000 - ---------------------------------------------------------------------------------------------------------------------------------- Williams Controls Inc COM 969465103 495 62,800 SH SOLE 62,800 - ---------------------------------------------------------------------------------------------------------------------------------- Xeta Technologies COM 983909102 473 157,076 SH SOLE 157,076 - ---------------------------------------------------------------------------------------------------------------------------------- Yum Brands, Inc. COM 895953107 457 13,054 SH SOLE 13,054 - ---------------------------------------------------------------------------------------------------------------------------------- Zareba Systems Inc COM 989131107 317 71,000 SH SOLE 71,000 - ---------------------------------------------------------------------------------------------------------------------------------- Zygo Corp COM 989855101 1,383 205,500 SH SOLE 205,500 - ---------------------------------------------------------------------------------------------------------------------------------- TOTAL 419,604 - ----------------------------------------------------------------------------------------------------------------------------------
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