-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6L8dfds2N2e0IFC/4u1pFX+A7bvEVbUgOGjl6EVasGbzk+XUJNmmgMvi9Fu9d/A /FwYhcFOm+jTS7kA0pBzHg== 0001140361-09-029334.txt : 20091216 0001140361-09-029334.hdr.sgml : 20091216 20091216160640 ACCESSION NUMBER: 0001140361-09-029334 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091216 DATE AS OF CHANGE: 20091216 EFFECTIVENESS DATE: 20091216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 091244673 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 form13fa.txt TOCQUEVILLE ASSET MANAGEMENT 13F-HR/A 9-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 12/15/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 869 Form 13F Information Table Value Total: $ 5,717,046 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- 100,000ths Wells Fargo & PFD kek746889 0 116800 SH SOLE 116800 0 0 Co. ( Bank of America Corp. Pfd PFD 060505765 397 17000 SH SOLE 17000 0 0 8.2% Dermacare Ser A (Restricted) PFD 51 366569 SH SOLE 366569 0 0 Dermacare Ser B (Restricted) PFD 40 233148 SH SOLE 233148 0 0 Entergy Miss.7.25% C@25 PFD 29364n868 215 8500 SH SOLE 8500 0 0 11/22/ HSBC Hldgs Plc Sub Cap PFD 404280703 711 27500 SH SOLE 27500 0 0 8.125% J P Morgan Chase & Co Pfd PFD 46625H621 1203 43650 SH SOLE 43650 0 0 8.62 Pub Storage Ser E 6.75% PFD 74460D398 931 41600 SH SOLE 41600 0 0 C@25 Pub Storage Ser-W 6.50% PFD 74460D570 562 26000 SH SOLE 26000 0 0 C@25 1 Pub Storage Ser-X 6.45% PFD 74460D554 769 36000 SH SOLE 36000 0 0 C@25 1 Pub Storage Ser-Z 6.25% PFD 74460D521 958 44200 SH SOLE 44200 0 0 C@25 Public Storage Ser-F 6.45% PFD 74460D380 612 28500 SH SOLE 28500 0 0 C@2 Public Storage Series-K PFD 74460D273 700 28100 SH SOLE 28100 0 0 7.25% Public Storage Series-M PFD 74460D232 2029 89750 SH SOLE 89750 0 0 6.625% US Bancorp Pfd. 7.875% PFD 902973882 356 13100 SH SOLE 13100 0 0 1 800 Flowers Com Inc. COM 68243Q106 9218 2672012 SH SOLE 2097837 0 574175 3Com Corp. COM 885535104 220 42159 SH SOLE 30500 0 11659 3M Company COM 88579Y101 37474 507774 SH SOLE 505154 0 2620 99 Cents Only Stores COM 65440K106 205 15221 SH SOLE 0 0 15221 AFLAC Inc. COM 001055102 16548 387174 SH SOLE 387174 0 0 AT & T Inc. COM 00206R102 4057 150192 SH SOLE 135595 0 14597 Abbott Laboratories COM 002824100 10208 206348 SH SOLE 201732 0 4616 Acco Brands Corp. COM 00081T108 112 15571 SH SOLE 0 0 15571 Acorn Energy Inc. COM 004848107 55 10000 SH SOLE 10000 0 0 Activision Blizzard, Inc. COM 00507V109 4790 386635 SH SOLE 386635 0 0 Actuant Corp. COM 00508X203 920 57300 SH SOLE 57300 0 0 Acuity Brands Inc COM 00508Y102 19197 596000 SH SOLE 596000 0 0 Adobe Systems Inc. COM 00724F101 27241 824500 SH SOLE 824500 0 0 Adtran, Inc. COM 00738A106 901 36700 SH SOLE 36700 0 0 Agilent Technologies, Inc. COM 00846U101 390 14025 SH SOLE 14025 0 0 Air Products & Chemicals COM 009158106 2993 38575 SH SOLE 38575 0 0 Airtran Holdings Inc COM 00949P108 112 17947 SH SOLE 0 256 17691 Ak Stl Hldg Corp Com COM 001547108 689 34936 SH SOLE 5000 0 29936 Alaska Communications COM 01167P101 23204 2508550 SH SOLE 2508550 0 0 Systems Albany International Corp COM 012348108 29286 1509600 SH SOLE 1509600 0 0 Alcoa Inc. COM 013817101 13198 1005962 SH SOLE 961852 0 44110 Alkermes Inc. COM 01642T108 20466 2227022 SH SOLE 1814052 0 412970 Alliance One Intl Inc COM 018772103 189 42222 SH SOLE 0 0 42222 Allied Capital Corp. COM 01903Q108 46 15000 SH SOLE 15000 0 0 Allied Nevada Gold COM 019344100 15668 1600446 SH SOLE 1600446 0 0 Corporation Allscripts-Misys Healthcare COM 01988P108 25292 1247754 SH SOLE 1003814 0 243940 So Altria Group Inc. COM 02209S103 1162 65266 SH SOLE 63340 0 1926 Amazon.com Inc. COM 023135106 3214 34425 SH SOLE 34340 0 85 American Axle & COM 024061103 106 14998 SH SOLE 0 0 14998 Manufacturing
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- American Express Co. COM 025816109 22999 678429.91 SH SOLE 678429.91 0 0 American Software, Inc. COM 029683109 3214 492139 SH SOLE 470039 0 22100 American Superconductor Corp COM 030111108 944 28154 SH SOLE 22850 0 5304 Ametek Inc (New) COM 031100100 4689 134329 SH SOLE 134329 0 0 Amgen Inc. COM 031162100 12673 210413 SH SOLE 206110 0 4303 Amkor Technology Inc. COM 031652100 847 123045 SH SOLE 0 296 122749 Amylin Pharmaceuticals Inc. COM 032346108 849 62000 SH SOLE 62000 0 0 Anadarko Petroleum Corp. COM 032511107 19055 303770 SH SOLE 300235 1000 2535 Analogic Corporation COM 032657207 14565 393445.38 SH SOLE 307536.38 0 85909 Annaly Mtg Mgmt Inc. COM 035710409 594 32750 SH SOLE 31950 800 0 Apache Corp. COM 037411105 6425 69971 SH SOLE 69971 0 0 Apollo Group Inc. COM 037604105 3719 50482 SH SOLE 44564 0 5918 Apple Inc. COM 037833100 20365 109871 SH SOLE 108859 0 1012 Applied Materials Inc. COM 038222105 26649 1991717 SH SOLE 1991717 0 0 Applied Micro Circuits Corp. COM 03822W406 116 11579 SH SOLE 0 0 11579 ArcelorMittal COM 03938L104 276 7422 SH SOLE 6400 0 1022 Arch Capital Group Ltd COM G0450A105 3413 50538 SH SOLE 50538 0 0 Archer-Daniels-Midland Co COM 039483102 3555 121677 SH SOLE 120004 0 1673 Arkansas Best Corp. COM 040790107 7616 254384 SH SOLE 200137 0 54247 Ashland Inc COM 044209104 12080 279507 SH SOLE 275162 56 4289 Aspen Tech Inc. COM 045327103 14472 1418868 SH SOLE 1107718 0 311150 Autodesk Inc. COM 052769106 355 14900 SH SOLE 14900 0 0 Autoliv Inc COM 052800109 10555 314139 SH SOLE 310900 0 3239 Automatic Data Processing COM 053015103 29150 741719 SH SOLE 729607 0 12112 Avery Dennison Corp. COM 053611109 6790 188550 SH SOLE 188550 0 0 Avnet Inc. COM 053807103 252 9700 SH SOLE 9700 0 0 Avon Products Inc. COM 054303102 3731 109850 SH SOLE 109850 0 0 BJ's Wholesale Club Inc. COM 05548J106 4430 122298 SH SOLE 122000 0 298 BP Prudhoe Bay Royalty Trust COM 055630107 307 4111 SH SOLE 4111 0 0 Baker (Michael) Corp COM 057149106 382 10500 SH SOLE 10500 0 0 BancorpSouth, Inc. COM 059692103 3478 142500 SH SOLE 142500 0 0 Bank of New York Mellon COM 064058100 6892 237739.64 SH SOLE 237117 0 622.64 Corp. Bank of Somerset Hills/NJ COM 834728107 107 13240 SH SOLE 13240 0 0 Bank of the Ozarks, Inc. COM 063904106 570 21500 SH SOLE 21500 0 0 BankAmerica Corp. COM 060505104 2877 170056 SH SOLE 159499 0 10557 Bard C. R., Inc COM 067383109 3105 39502 SH SOLE 39445 0 57 Barnes Group Inc. COM 067806109 25570 1496200 SH SOLE 1496200 0 0 Baxter International Inc. COM 071813109 11757 206230 SH SOLE 205447 700 83 Baytex Energy Tr.Units COM 073176109 474 21525 SH SOLE 21525 0 0 Beazer Homes USA Inc. COM 07556q105 106 18985 SH SOLE 0 0 18985 Bebe Stores, Inc. COM 075571109 12180 1654927 SH SOLE 1302387 0 352540 Becton Dickinson & Co. COM 075887109 520 7450 SH SOLE 7450 0 0 Belden CDT Inc. COM 077454106 4620 200000 SH SOLE 200000 0 0 Berkshire-Hathaway, Inc. COM 084670108 2020 20 SH SOLE 20 0 0 Class Berkshire-Hathaway, Inc. COM 084670207 12494 3760 SH SOLE 3760 0 0 Class Bill Barrett Corp COM 06846N104 14112 430378 SH SOLE 342528 0 87850 BlackRock, Inc. COM 09247X101 240 1109 SH SOLE 1109 0 0 Boeing Co. COM 097023105 23417 432447 SH SOLE 420593 0 11854 Boston Scientific Corp. COM 101137107 122 11500 SH SOLE 11500 0 0 Brady Corporation COM 104674106 12826 446600 SH SOLE 446600 0 0 Bristol Myers Squibb Co. COM 110122108 30407 1350206 SH SOLE 1345090 0 5116 Brush Engineered Materials COM 117421107 17036 696490 SH SOLE 547920 0 148570 Inc Bunge Ltd COM G16962105 570 9100 SH SOLE 9100 0 0 Burlington Northern Santa COM 12189T104 255 3200 SH SOLE 3200 0 0 Fe C CARBO Ceramics, Inc. COM 140781105 21072 408776 SH SOLE 324041 0 84735
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- CB Richard Ellis Group Inc. COM 12497t101 839 71426 SH SOLE 71250 176 0 CPI aerostructures Inc. COM 125919308 552 75600 SH SOLE 75600 0 0 CVS/Caremark Corp. COM 126650100 7601 212676 SH SOLE 212676 0 0 Cabot Microelectronics Corp. COM 12709P103 847 24300 SH SOLE 24300 0 0 Cambrex Corp. COM 132011107 1205 191259 SH SOLE 191259 0 0 Cambridge Heart Inc COM 131910101 15 125531 SH OTHER 2 0 0 125531 Cameron International Corp. COM 13342B105 798 21100 SH SOLE 21100 0 0 Campbell Soup Cp. COM 134429109 24736 758310 SH SOLE 753361 400 4549 Capital Gold Corp COM 14018Y106 930 1500000 SH SOLE 1500000 0 0 Cardionet Inc. COM 14159L103 269 40000 SH SOLE 40000 0 0 Carlisle Companies Inc. COM 142339100 14961 441204 SH SOLE 441204 0 0 Cascade Microtech Inc. COM 147322101 118 23300 SH SOLE 23300 0 0 Catalyst Health Solutions COM 14888B103 210 7200 SH SOLE 7200 0 0 Inc Caterpillar Inc. COM 149123101 4396 85639 SH SOLE 75136 0 10503 Celgene Corp COM 151020104 10145 181484.11 SH SOLE 180848.11 35 601 Central Garden & Pet Co. COM 153527106 290 24700 SH SOLE 0 150 24550 CenturyTel Inc. COM 156700106 215 6401 SH SOLE 6206 0 195 Ceradyne Inc Com COM 156710105 14214 775423 SH SOLE 700573 0 74850 Cerner Corp COM 156782104 1373 18350 SH SOLE 18350 0 0 Charles River Laboratories COM 159864107 14884 402485 SH SOLE 400985 1500 0 Int Checkpoint Systems Inc COM 162825103 25957 1578900 SH SOLE 1578900 0 0 Chesapeake Energy Corp. COM 165167107 5686 200225 SH SOLE 200225 0 0 ChevronTexaco Corp. COM 166764100 19296 273972 SH SOLE 266590 0 7382 Chordiant Software, Inc. COM 170404305 78 20000 SH SOLE 20000 0 0 Chubb Corp COM 171232101 4011 79565 SH SOLE 76770 0 2795 Church & Dwight Co. COM 171340102 987 17400 SH SOLE 17400 0 0 Cincinnati Bell Inc. COM 171871106 124 35326 SH SOLE 33600 0 1726 Cintas Corp. COM 172908105 391 12900 SH SOLE 12900 0 0 Circle Corp. COM 172559106 0 28686 SH SOLE 28686 0 0 Cisco Systems Inc. COM 17275R102 67856 2882602 SH SOLE 2865247 0 17355 CitiGroup Inc. COM 172967101 46 9558 SH SOLE 9558 0 0 Clean Harbors Inc COM 184496107 6739 119783 SH SOLE 94354 0 25429 Cleco Corporation COM 12561W105 6031 240460 SH SOLE 240460 0 0 Cliffs Natural Resources COM 18683K101 39719 1227400 SH SOLE 1227400 0 0 Inc. Clorox Co. COM 189054109 255 4328 SH SOLE 800 0 3528 Coach Inc. COM 189754104 1228 37303 SH SOLE 28715 0 8588 Coca-Cola Company COM 191216100 41736 777198 SH SOLE 767517 0 9681 Cognizant Technology COM 192446102 2336 60437 SH SOLE 59500 0 937 Solutions Colgate Palmolive Co. COM 194162103 43023 564011 SH SOLE 562784 150 1077 Collective Brands Inc COM 19421W100 18273 1054400 SH SOLE 1054400 0 0 Columbia Sportswear Co COM 198516106 14732 357914 SH SOLE 285584 0 72330 Comcast Corp - Class A COM 20030N101 1997 118288 SH SOLE 112903 0 5385 Comcast Corp - Class A COM 20030n200 5057 314490 SH SOLE 314490 0 0 Special Commercial Metals Company COM 201723103 3884 217000 SH SOLE 217000 0 0 Computer Programs & Systems COM 205306103 306 7391 SH SOLE 0 0 7391 In Conagra Inc. COM 205887102 776 35800 SH SOLE 35100 700 0 ConocoPhillips COM 20825C104 3165 70091 SH SOLE 65988 500 3603 Convergys Corp. COM 212485106 159 16000 SH SOLE 16000 0 0 Cooper Companies Inc. COM 216648402 1039 34959 SH SOLE 33300 0 1659 Copart Inc Com COM 217204106 837 25200 SH SOLE 25200 0 0 Corn Products COM 219023108 262 9200 SH SOLE 9200 0 0 International, I Corning Inc. COM 219350105 65673 4289557 SH SOLE 4289557 0 0 Corrections Corp of America COM 22025Y407 1191 52600 SH SOLE 52600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Costco Wholesale Corp. COM 22160K105 577 10237 SH SOLE 9360 0 877 Covance Inc. COM 222816100 5016 92640 SH SOLE 92640 0 0 Crane Co. COM 224399105 16276 630600 SH SOLE 630600 0 0 Crescent Financial COM 225744101 216 45000 SH SOLE 45000 0 0 Corporation Crocs Inc. COM 227046109 113 16982 SH SOLE 0 0 16982 Cross Timbers Royalty Trust COM 22757R109 5519 179076 SH SOLE 179076 0 0 Cytec Industries Inc. COM 232820100 19469 599600 SH SOLE 599600 0 0 DPL Inc. COM 233293109 2310 88500 SH SOLE 88500 0 0 Danaher Corp. COM 235851102 2945 43750 SH SOLE 43750 0 0 Deere & Co. COM 244199105 1480 34478 SH SOLE 34118 0 360 Dell Inc. COM 24702R101 975 63919 SH SOLE 63919 0 0 Deluxe Corp. COM 248019101 458 26800 SH SOLE 26800 0 0 Devon Energy Corp. COM 25179M103 438 6504 SH SOLE 6504 0 0 Diamond Foods Inc. COM 252603105 183 5759 SH SOLE 0 0 5759 Diamond Offshore Drill COM 25271C102 296 3104 SH SOLE 2700 0 404 Diamonds Tr Unit Ser 1 COM 252787106 1185 12205 SH SOLE 11805 400 0 Diebold Inc. COM 253651103 8518 258681 SH SOLE 258500 0 181 DirecTV Group Inc. COM 25459L106 280 10142 SH SOLE 8839 0 1303 Disney, Walt Company COM 254687106 3417 124443 SH SOLE 120494 0 3949 Dominion Res Inc./VA COM 25746U109 2563 74290 SH SOLE 74290 0 0 Dover Corp. COM 260003108 1043 26900 SH SOLE 26900 0 0 Dreamworks Animation SKG COM 26153c103 2238 62919 SH SOLE 22569 0 40350 Du Pont De Nemours, E.I. & COM 263534109 44097 1372035 SH SOLE 1369937 0 2098 Co. Duke Energy Corp COM 26441C105 1856 117925 SH SOLE 117925 0 0 Dun & Bradstreet Corporation COM 26483E100 16021 212700 SH SOLE 212700 0 0 Durect Corp. COM 266605104 1161 434800 SH SOLE 434800 0 0 Dynamics Research COM 268057106 482 37000 SH SOLE 37000 0 0 Corporation EMC Corp. COM 268648102 11816 693450 SH SOLE 693450 0 0 East West Bancorp Inc. COM 27579r104 5467 658700 SH SOLE 658700 0 0 Eastman Chemical Co. COM 277432100 15976 298400 SH SOLE 298400 0 0 Eastman Kodak COM 277461109 52 10943 SH SOLE 300 0 10643 Eaton Corp COM 278058102 1403 24799 SH SOLE 23800 0 999 El Paso Corp. COM 28336L109 155 15000 SH SOLE 15000 0 0 Emcore Corp. COM 290846104 38 29025 SH SOLE 29025 0 0 Emerson Electric Co. COM 291011104 2620 65376 SH SOLE 51285 1000 13091 Enbridge Energy mgmt. LLC COM ckc50x106 0 83413 SH SOLE 83413 0 0 (fra Encore Acquisition Co. COM 29255w100 202 5400 SH SOLE 5400 0 0 Energy Select Sector SPDR COM 81369Y506 2687 49840 SH SOLE 49840 0 0 Energy Transfer Equity LP COM 29273V100 1016 36290 SH SOLE 35740 550 0 Energy Transfer Partners, COM 29273R109 360 8450 SH SOLE 8450 0 0 L.P. EnergySolutions Inc. COM 292756202 25936 2812977 SH SOLE 2234971 0 578006 Enterprise Products COM 293792107 1141 40301 SH SOLE 40301 0 0 Partners L Esterline Technologies Corp. COM 297425100 21507 548500 SH SOLE 548500 0 0 Ethan Allen Interiors Inc. COM 297602104 5069 307200 SH SOLE 307200 0 0 Exelon Corp. COM 30161N101 278 5600 SH SOLE 5600 0 0 Expeditors Int'l of COM 302130109 545 15500 SH SOLE 15500 0 0 Washington Exxon Mobil Corp. COM 30231G102 40634 592243.67 SH SOLE 579992.67 0 12251 FEI Company COM 30241l109 14177 575122 SH SOLE 456258 0 118864 FMC Corp. COM 302491303 18559 329935 SH SOLE 329935 0 0 FPL Group Inc COM 302571104 68932 1248095 SH SOLE 1245395 0 2700 Fair Isaac Corporation COM 303250104 17035 792687 SH SOLE 601212 0 191475 Fairchild Semiconductor Intl COM 303726103 10821 1057800 SH SOLE 1057800 0 0 Fairpoint Communications COM 305560104 5 11572.31 SH SOLE 11572.31 0 0 Inc.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Family Dollar Stores COM 307000109 424 16071 SH SOLE 10200 0 5871 Fastenal Co. COM 311900104 2112 54580 SH SOLE 54580 0 0 FedEx Corp. COM 31428X106 312 4150 SH SOLE 4150 0 0 Federal Signal Corp. COM 313855108 1933 268900 SH SOLE 268900 0 0 Ferro Corp. COM 315405100 5554 624000 SH SOLE 624000 0 0 Fidelity National CL A COM 31620R105 20870 1383930 SH SOLE 1372155 0 11775 Fifth Third Bancorp COM 316773100 118 11603 SH SOLE 0 0 11603 First Solar Inc. COM 336433107 2013 13172 SH SOLE 13065 0 107 Flextronics Intl Ltd. COM Y2573F102 48306 6466642 SH SOLE 6451219 0 15423 Fluor Corp. COM 343412102 727 14295 SH SOLE 14295 0 0 Foot Locker Inc. COM 344849104 14019 1173100 SH SOLE 1173100 0 0 Ford Motor Co. COM 345370860 186 25864 SH SOLE 2173 267 23424 Franklin CR Mgmt Corp Com COM 353487200 30 29025 SH OTHER 2 0 0 29025 New Freeport McMoRan Copper & COM 35671D857 18893 275371 SH SOLE 246769 0 28602 Gold Frontier Communications COM 35906A108 107 14220 SH SOLE 14220 0 0 Corp. GAP Inc. COM 364760108 1790 83644 SH SOLE 75625 0 8019 GameStop Corp CLass A COM 36467w109 2172 82065 SH SOLE 82065 0 0 General Cable Corp Del New COM 369300108 432 11026 SH SOLE 0 0 11026 General Dynamics Corp. COM 369550108 381 5900 SH SOLE 5900 0 0 General Electric Co. COM 369604103 42900 2612666 SH SOLE 2595690 0 16976 General Growth Properties, COM 370021107 849 175000 SH SOLE 175000 0 0 Inc General Mills, Inc. COM 370334104 1272 19761 SH SOLE 16319 200 3242 Genoptix Inc. COM 37243V100 1085 31200 SH SOLE 31200 0 0 Genpact Limited COM G3922B107 3510 285100 SH SOLE 285100 0 0 Genuine Parts Co. COM 372460105 5493 144329 SH SOLE 134460 0 9869 Genworth Financial Inc. COM 37247d106 204 17048 SH SOLE 0 0 17048 Genzyme Corp. COM 372917104 3524 62116 SH SOLE 61750 0 366 Gilead Sciences, Inc. COM 375558103 8908 191569 SH SOLE 185724 300 5545 Gladstone Capital Corp. COM 376535100 89 10000 SH SOLE 10000 0 0 Glatfelter P H Co COM 377316104 15734 1370578 SH SOLE 1296693 0 73885 Global Industries Ltd COM 379336100 13380 1408441 SH SOLE 1121438 265 286738 Global Payments Inc. COM 37940X102 3993 85499 SH SOLE 36299 0 49200 Gold Resource Corp. COM 38068t105 6376 867476 SH SOLE 817476 0 50000 Goldman Sachs Group Inc. COM 38141G104 5585 30295 SH SOLE 29955 11 329 Google Inc. Cl A COM 38259P508 51132 103119 SH SOLE 103017 0 102 Graco Inc. COM 384109104 266 9560 SH SOLE 9560 0 0 Granite Construction Inc. COM 387328107 294 9509 SH SOLE 9100 0 409 Greatbatch Inc. COM 39153L106 19090 849570 SH SOLE 678761 0 170809 Green Mountain Coffee COM 393122106 201 2719 SH SOLE 0 25 2694 Roasters Griffin Corp. COM 398433102 5977 593500 SH SOLE 593500 0 0 Hain Celestial Group Inc. COM 405217100 22722 1185282 SH SOLE 930547 0 254735 Halliburton Co. COM 406216101 279 10300 SH SOLE 10300 0 0 Harris Corp. COM 413875105 9799 260600 SH SOLE 260600 0 0 Hartford Financial Services COM 416515104 244 9200 SH SOLE 9200 0 0 Gr Hawaiian Electric Inds Inc COM 419870100 988 54541 SH SOLE 53000 0 1541 Health Care Select Sector COM 81369Y209 712 24830 SH SOLE 22930 1900 0 SPDR Health Grades Inc. COM 42218Q102 366 74000 SH SOLE 74000 0 0 Health Management COM 421933102 118 15771 SH SOLE 200 0 15571 Associates, Health Net Inc. COM 42222g108 417 27064 SH SOLE 0 0 27064 Heartland Payment Systems, COM 42235N108 721 49700 SH SOLE 49700 0 0 Inc Heinz (H.J.) COM 423074103 971 24424 SH SOLE 24424 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Henry Schein, Inc. COM 806407102 2772 50480 SH SOLE 50480 0 0 Hess Corp. COM 42809h107 778 14550 SH SOLE 14550 0 0 Hewlett-Packard Co. COM 428236103 12425 263193 SH SOLE 258413 0 4780 Home Depot Inc. COM 437076102 23784 892789 SH SOLE 863691 0 29098 Honeywell International Inc. COM 438516106 16756 451032 SH SOLE 449260 0 1772 Hot Topic COM 441339108 176 23560 SH SOLE 0 0 23560 Hubbell Inc. CL B COM 443510201 8833 210300 SH SOLE 210300 0 0 Hugoton Royalty Trusts COM 444717102 552 30800 SH SOLE 30800 0 0 IMS Health Inc. COM 449934108 25303 1648436 SH SOLE 1446321 0 202115 ITT Corp. COM 450911102 3311 63485 SH SOLE 58975 0 4510 Idex Corp COM 45167R104 4877 174500 SH SOLE 174500 0 0 Illinois Tool Works Inc. COM 452308109 26104 611198 SH SOLE 599023 0 12175 Illumina Inc. COM 452327109 238 5600 SH SOLE 5600 0 0 Inergy L.P. COM 456615103 255 8550 SH SOLE 8550 0 0 Informatica Corp. COM 45666Q102 429 19000 SH SOLE 19000 0 0 Ingersoll-Rand PLC COM G47791101 8392 273615 SH SOLE 246700 0 26915 Insituform Technologies Inc COM 457667103 721 37682 SH SOLE 37500 0 182 C Inspire Pharmaceuticals Inc. COM 457733103 1634 313000 SH SOLE 313000 0 0 Int'l Business Machines COM 459200101 23907 199873 SH SOLE 196518 0 3355 Corp. Intel Corp. COM 458140100 55638 2843013 SH SOLE 2807875 0 35138 Intermec Inc. COM 458786100 6944 492500 SH SOLE 492500 0 0 Interval Leisure Group Com COM 46113M108 922 74000 SH SOLE 74000 0 0 Intl Flavors & Fragrances COM 459506101 520 13700 SH SOLE 13700 0 0 Intrepid Potash, Inc. COM 46121Y102 464 19685 SH SOLE 19685 0 0 Intuit Inc COM 461202103 1043 36600 SH SOLE 36600 0 0 Intuitive Surgical, Inc. COM 46120E602 991 3779 SH SOLE 3640 0 139 Ion Geophysical Corp COM 462044108 42 11900 SH SOLE 11900 0 0 Iron Mountain Inc COM 462846106 666 25000 SH SOLE 25000 0 0 Isis Pharmaceuticals Inc COM 464330109 21207 1455520 SH SOLE 1455520 0 0 J.M. Smucker Co. COM 832696405 277 5220 SH SOLE 20 0 5200 J.P. Morgan Chase & Co. COM 46625H100 7210 164529 SH SOLE 163761 0 768 J2 Global Communications COM 46626e205 4469 194200 SH SOLE 194200 0 0 Inc. JetBlue Airways Corp. COM 477143101 69 11500 SH SOLE 11500 0 0 Johnson & Johnson COM 478160104 46423 762402 SH SOLE 753420 750 8232 Kaiser Aluminum Corp Com COM 483007704 6705 184400 SH SOLE 184400 0 0 Par $ Kapstone Paper and Packaging COM 48562P103 3447 423500 SH SOLE 423500 0 0 Kellogg Co. COM 487836108 1326 26930 SH SOLE 26930 0 0 Kennametal Inc. COM 489170100 22147 899900 SH SOLE 899900 0 0 Keyon Communications Holding COM 493312201 62 26293 SH OTHER 2 0 0 26293 Kimberly Clark Corp. COM 494368103 34972 592949 SH SOLE 590309 0 2640 Kimco Realty Corp Com COM 49446R109 8265 633848 SH SOLE 633848 0 0 Kinder Morgan Energy LP COM 494550106 4837 89545 SH SOLE 89545 0 0 Kinder Morgan Management, COM 49455U100 662 13971.57 SH SOLE 13971.57 0 0 LLC. Kinder Morgan Mgmt (divs COM eke55u103 0 56201 SH SOLE 56201 0 0 only Kinetic Concepts, Inc. COM 49460W208 1331 36000 SH SOLE 36000 0 0 King Pharmaceuticals, Inc. COM 495582108 4890 454019 SH SOLE 311314 0 142705 Knology Inc COM 499183804 134 13770 SH SOLE 0 0 13770 Kohls Corp. COM 500255104 10622 186190 SH SOLE 183925 0 2265 Kopin Corp. COM 500600101 8123 1692288 SH SOLE 1555823 0 136465 Kraft Foods Inc. COM 50075N104 34012 1294716 SH SOLE 1270842 0 23874 Kroger Co. COM 501044101 4242 205525 SH SOLE 201940 500 3085 L-3 Communications Corp COM 502424104 795 9900 SH SOLE 9900 0 0 LA-Z-Boy Inc. COM 505336107 110 12722 SH SOLE 1000 0 11722 LECG Corporation COM 523234102 515 146800 SH SOLE 146800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- LSI Logic Corp. COM 502161102 147 26700 SH SOLE 26700 0 0 La Barge Inc COM 502470107 394 35000 SH SOLE 35000 0 0 Landec Corp. COM 514766104 10690 1670315 SH SOLE 1438790 0 231525 Lazard Ltd. COM G54050102 18445 446500 SH SOLE 446500 0 0 Lecroy Corp COM 52324W109 2406 594000 SH SOLE 594000 0 0 Legacy Reserves LP Unit LP COM 524707304 169 10000 SH SOLE 10000 0 0 INT Leggett & Platt Inc. COM 524660107 2572 132600 SH SOLE 132600 0 0 Libbey Inc. COM 529898108 1771 460000 SH SOLE 460000 0 0 Life Technologies COM 53217V109 442 9503 SH SOLE 9503 0 0 Corporation Lilly, Eli & Co. COM 532457108 294 8902 SH SOLE 8902 0 0 LionBridge Technologies Inc. COM 536252109 11080 4261497 SH SOLE 4045882 0 215615 Lockheed Martin Corp. COM 539830109 540 6922 SH SOLE 6922 0 0 Lowe's Companies, Inc. COM 548661107 6393 305307 SH SOLE 305130 0 177 Lydall Inc. COM 550819106 2305 438300 SH SOLE 438300 0 0 M & T Bank Corp. COM 55261F104 4549 73000 SH SOLE 73000 0 0 MPS Group Inc. COM 553409103 14911 1417400 SH SOLE 1417400 0 0 MTS Systems Corp. COM 553777103 1256 43000 SH SOLE 43000 0 0 Maidenform Brands Inc COM 560305104 2342 145800 SH SOLE 145800 0 0 Manhattan Scientifics, Inc. COM 563122100 2 15000 SH SOLE 15000 0 0 Mantech International Corp. COM 564563104 743 15785 SH SOLE 15700 0 85 Marathon Oil Corp. COM 565849106 279 8757 SH SOLE 8757 0 0 Mariner Energy 144A COM 56845T305 159 11200 SH SOLE 11200 0 0 Marsh & Mclennan Companies COM 571748102 544 22000 SH SOLE 22000 0 0 Inc Martin Marietta Matls Inc COM 573284106 976 10600 SH SOLE 10600 0 0 Comm Masco Corp. COM 574599106 10663 825300 SH SOLE 825300 0 0 McDonalds Corp. COM 580135101 9488 166257 SH SOLE 156903 300 9054 McGraw Hill Companies Inc. COM 580645109 1302 51795 SH SOLE 51795 0 0 MedAssets Inc. COM 584045108 1580 70000 SH SOLE 70000 0 0 Medco Health Solutions Inc. COM 58405U102 4599 83151 SH SOLE 82908 200 43 Medivation Inc. COM 58501N101 697 25700 SH SOLE 25700 0 0 Medtronic Inc. COM 585055106 696 18900 SH SOLE 18900 0 0 Merck & Co. COM 589331107 6466 204414 SH SOLE 197714 0 6700 Metabolix, Inc. COM 591018809 2340 227600 SH SOLE 227600 0 0 Metlife, Inc. COM 59156r108 550 14450 SH SOLE 14450 0 0 Microsoft Corp. COM 594918104 76413 2970949.61 SH SOLE 2947988.61 0 22961 Minerals Technologies COM 603158106 13570 285319 SH SOLE 227534 0 57785 Molex Inc. COM 608554101 3740 179134 SH SOLE 179134 0 0 Monotype Imaging Holdings COM 61022P100 788 93700 SH SOLE 93700 0 0 Monsanto Company COM 61166W101 5865 75779 SH SOLE 75081 0 698 Moody's Corp. COM 615369105 2468 120609 SH SOLE 113939 0 6670 Morgan Stanley COM 617446448 400 12940 SH SOLE 12940 0 0 Mosaic Co. COM 61945A107 1277 26560 SH SOLE 25760 0 800 Murphy Oil Corp. COM 626717102 46943 815410 SH SOLE 814750 0 660 NII Holdings Inc. Class B COM 62913f201 612 20350 SH SOLE 20350 0 0 Nabors Industries Ltd. COM G6359F103 1114 53285 SH SOLE 49710 0 3575 National Dentex Corp. COM 63563H109 1939 227800 SH SOLE 227800 0 0 National Health Invs Inc. COM 63633D104 248 7825 SH SOLE 7825 0 0 Navistar International Corp COM 63934E108 220 5884 SH SOLE 0 0 5884 Nelnet Inc CL A COM 224 18045 SH SOLE 0 0 18045 Neptune Technologies & COM 64077p108 50 28000 SH SOLE 28000 0 0 Bioress Netlos Holdings Corp COM 67020Q107 180 10190 SH SOLE 0 0 10190 Newell Rubbermaid Inc. COM 651229106 204 13000 SH SOLE 13000 0 0 Newmont Mining Corp. COM 651639106 92575 2103024 SH SOLE 2071810 0 31214 Nicholas-Applegate CVT & Inc COM 65370f101 329 38134.88 SH SOLE 38134.88 0 0 Nordstrom, Inc. COM 655664100 319 10455 SH SOLE 8300 0 2155
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Northern Trust Corp COM 665859104 5193 89285 SH SOLE 89285 0 0 Northwestern Corp Com New COM 668074305 240 9839 SH SOLE 0 0 9839 Nucor Corp. COM 670346105 4104 87304 SH SOLE 76426 0 10878 Occidental Petroleum Corp. COM 674599105 5973 76182 SH SOLE 72635 0 3547 Oceaneering Int'l COM 675232102 9296 163811 SH SOLE 117716 0 46095 Odyssey Marine Exploration COM 676118102 25 13500 SH SOLE 13500 0 0 Oil States International COM 678026105 233 6621 SH SOLE 0 0 6621 Inc. Old Republic COM 680223104 292 24000 SH SOLE 24000 0 0 Olin Corp COM 680665205 1125 64500 SH SOLE 64500 0 0 Oneok Inc. COM 682680103 417 11400 SH SOLE 11400 0 0 Oracle Corp. COM 68389X105 1768 84858 SH SOLE 83365 0 1493 Owens-Illinois, Inc. COM 690768403 5979 162024 SH SOLE 159000 0 3024 PNM Resources Inc. COM 69349H107 7132 610623 SH SOLE 610500 0 123 PPL Corp. COM 69351T106 1667 54930 SH SOLE 54930 0 0 Paccar Inc. COM 693718108 848 22500 SH SOLE 22500 0 0 Pall Corp COM 696429307 791 24500 SH SOLE 24500 0 0 Parametric Technology Corp. COM 699173209 13407 970108 SH SOLE 771348 0 198760 Parker Hannifin Corp. COM 701094104 1976 38125 SH SOLE 38125 0 0 Penn Virginia GP Holdings LP COM 70788P105 1225 95500 SH SOLE 95500 0 0 Penn Virginia Resource COM 707884102 1492 87050 SH SOLE 87050 0 0 Partner People's United Financial COM 712704105 212 13603 SH SOLE 0 0 13603 Inc. Pepsico Inc. COM 713448108 7392 126009 SH SOLE 125179 0 830 Perficient, Inc. COM 71375U101 16965 2051387 SH SOLE 1939847 0 111540 Perrigo Co. COM 714290103 3988 117330 SH SOLE 42230 0 75100 Petrohawk Energy Corp COM 716495106 2181 90090 SH SOLE 83535 0 6555 Pfizer Inc. COM 717081103 53347 3223356 SH SOLE 3170740 0 52616 Pharmaceutical Product COM 717124101 12688 578282 SH SOLE 475782 0 102500 Develop Phase Forward Inc COM 71721R406 351 25000 SH SOLE 25000 0 0 Philip Morris International COM 718172109 5164 105944 SH SOLE 105262 0 682 In Pier 1 Imports Inc COM 720279108 117 30235 SH SOLE 0 0 30235 Pioneer Southwest Energy COM 72388B106 3131 148800 SH SOLE 148800 0 0 Partn Plains All American COM 726503105 853 18420 SH SOLE 18420 0 0 Pipeline L Plum Creek Timber Co - Dep COM 729251108 512 16715 SH SOLE 16715 0 0 Uni Polyone Corp. COM 73179p106 4002 600000 SH SOLE 600000 0 0 Potash Corp. of Saskatchewan COM 73755L107 1189 13165 SH SOLE 13165 0 0 Potlatch Corp COM 737630103 1805 63435 SH SOLE 63435 0 0 PowerShares QQQ Trust, COM 73935a104 469 11100 SH SOLE 9800 1300 0 Series Pozen Inc COM 73941U102 1073 145800 SH SOLE 145800 0 0 Praxair Inc. COM 74005P104 7517 92015 SH SOLE 92015 0 0 Precision Castparts Corp. COM 740189105 2832 27800 SH SOLE 27800 0 0 Procter & Gamble Co. COM 742718109 13773 237801.11 SH SOLE 229742.11 200 7859 Prudential Financial, Inc. COM 744320102 2202 44115 SH SOLE 44072 43 0 Pure Cycle Corp. COM 746228303 282 85500 SH SOLE 85500 0 0 Qualcomm Inc. COM 747525103 9961 221449 SH SOLE 220585 0 864 Quanex Building Products COM 747619104 3309 230400 SH SOLE 230400 0 0 Corpo Quest Diagnostics Inc. COM 74834L100 6432 123250 SH SOLE 123250 0 0 Questar Corp. COM 748356102 723 19243 SH SOLE 19243 0 0 Quicksilver Resources Inc. COM 74837R104 179 12600 SH SOLE 12600 0 0 Quixote COM 749056107 72 29000 SH SOLE 29000 0 0 Qwest Communications COM 749121109 69 18100 SH SOLE 0 0 18100 Internati
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- RF Micro Devices Inc. COM 749941100 143 26266 SH SOLE 0 0 26266 RR Donnelley & Sons Co. COM 257867101 18114 852000 SH SOLE 852000 0 0 RSC Holdings Inc COM 74972L102 262 36000 SH SOLE 36000 0 0 Ralcorp Holding Inc COM 751028101 281 4810 SH SOLE 4810 0 0 Raytheon Co. COM 755111507 3777 78746 SH SOLE 77896 850 0 Regions Financial Corp. COM 7591EP100 42 6793 SH SOLE 1327 0 5466 Regis Corp. COM 758932107 911 58800 SH SOLE 58800 0 0 Resmed Inc. COM 761152107 974 21542 SH SOLE 21500 42 0 Rimage Corp COM 766721104 938 54900 SH SOLE 54900 0 0 Rite Aid Corp. COM 767754104 125 76504 SH SOLE 0 1312 75192 Rockwell Automation COM 773903109 14126 331600 SH SOLE 331600 0 0 Rockwell Collins, Inc. COM 774341101 2042 40200 SH SOLE 40200 0 0 Roper Industries Inc. COM 776696106 3184 62452 SH SOLE 62452 0 0 Royal Gold, Inc. COM 780287108 39141 858365 SH SOLE 838865 0 19500 Ruby Tuesday, Inc. COM 781182100 173 20532 SH SOLE 0 226 20306 Rush Enterprises Inc. - CL A COM 781846209 10662 825250 SH SOLE 825250 0 0 Rydex S&P Equal Weight COM 78355w858 866 37500 SH SOLE 37500 0 0 Financi Rydex S&P Equal Weight COM 78355w841 1111 21400 SH SOLE 21400 0 0 Healthc Rydex S&P Equal Weight COM 78355w817 641 15400 SH SOLE 15400 0 0 Technol SPDR Gold Trust COM 78463V107 32955 333379 SH SOLE 331879 1500 0 Salesforce.com Inc. COM 79466l302 836 14685 SH SOLE 13500 0 1185 Salisbury Bancorp Inc COM 795226109 362 14538 SH SOLE 14538 0 0 Salix Pharmaceuticals, Ltd. COM 795435106 10599 498538 SH SOLE 429643 0 68895 Sapient Corp. COM 803062108 694 86280 SH SOLE 86280 0 0 Scana Corp. COM 80589m102 230 6600 SH SOLE 6600 0 0 Schering-Plough Corp. COM 806605101 2477 87680 SH SOLE 82330 0 5350 Schlumberger Ltd. COM 806857108 62058 1041241 SH SOLE 1041241 0 0 Schoolwurks Inc COM 80802m103 0 12210 SH OTHER 2 0 0 12210 Scientific Games Corp - A COM 80874P109 2828 178619 SH SOLE 171600 0 7019 Seagate Technology COM g7945j104 125 8241 SH SOLE 0 0 8241 Sealy Corp COM 812139301 576 180000 SH SOLE 180000 0 0 Sector SPDR TR shs ben int COM 81369Y605 176 11765 SH SOLE 11765 0 0 fin Select Sector SPDR Fd COM 81369Y100 908 29355 SH SOLE 27855 1500 0 Material Sherwin Wiliams Co COM 824348106 232 3861 SH SOLE 0 0 3861 Shuffle Master Inc. COM 825549108 121 12842 SH SOLE 1 0 12841 Sigma-Aldrich Corp. COM 826552101 1418 26275 SH SOLE 26275 0 0 Silicon Image Inc. COM 82705t102 12966 5335844 SH SOLE 4213744 0 1122100 Simon Property Group Inc. COM 828806109 539 7768.25 SH SOLE 7768.25 0 0 Sirius XM Radio Inc. COM 82967N108 7 10500 SH SOLE 10500 0 0 Smith International Inc. COM 832110100 8931 311200 SH SOLE 311200 0 0 Solutia Inc Com New COM 834376501 3218 277919 SH SOLE 276700 0 1219 Sonic Automotive Inc. - Cl A COM 83545g102 168 16011 SH SOLE 0 157 15854 Sonoco Products Co. COM 835495102 32401 1176500 SH SOLE 1176500 0 0 Southern Co. COM 842587107 4004 126430 SH SOLE 120614 0 5816 Southern Copper Corp. COM 84265V105 138 4507 SH SOLE 1000 0 3507 Southern Union Co. COM 844030106 17568 845000 SH SOLE 845000 0 0 Southwestern Energy COM 845467109 235 5500 SH SOLE 5500 0 0 Spectra Energy Corp COM 847560109 781 41230 SH SOLE 41230 0 0 Speedway Motorsports Com COM 847788106 296 20600 SH SOLE 20600 0 0 Sport Supply Group Inc COM 84916A104 520 51000 SH SOLE 51000 0 0 St. Joe Co. COM 790148100 9150 314211 SH SOLE 251406 0 62805 St. Jude Medical Inc. COM 790849103 9668 247845 SH SOLE 245200 0 2645 Standard & Poor's COM 78462F103 1039 9840 SH SOLE 9215 625 0 Depository R Standex Intl Corp COM 854231107 617 31134 SH SOLE 31000 0 134
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Stanley Works COM 854616109 19304 452200 SH SOLE 452200 0 0 Stantec Inc. COM 85472N109 2200 87700 SH SOLE 87700 0 0 Staples Inc. COM 855030102 979 42165 SH SOLE 42165 0 0 Starbucks Corp. COM 855244109 1568 75934 SH SOLE 74200 0 1734 Starwood Hotels & Resorts COM 85590A401 1274 38561 SH SOLE 37665 0 896 Worl Steelcase Inc. COM 858155203 21153 3406262 SH SOLE 3406262 0 0 Stein Mart Inc COM 858375108 195 15307 SH SOLE 0 165 15142 Stericycle Inc. COM 858912108 419 8650 SH SOLE 8450 0 200 Steris Corp. COM 859152100 11377 373625 SH SOLE 372925 500 200 Stewart Enterprises Class A COM 860370105 1932 369500 SH SOLE 369500 0 0 Stryker Corp. COM 863667101 3387 74545 SH SOLE 74545 0 0 Suncor Energy, Inc. COM 867224107 892 25800 SH SOLE 25300 500 0 Supervalu Inc. COM 868536103 611 40589 SH SOLE 39162 0 1427 Symantec Corp COM 871503108 15380 933795 SH SOLE 926010 0 7785 Syms Corp COM 871551107 1262 156000 SH OTHER 2 0 0 156000 Symyx COM 87155S108 12837 1939054 SH SOLE 1798331 0 140723 Synovus Financial Corp. COM 87161C105 150 40062 SH SOLE 40062 0 0 Sysco Corp. COM 871829107 5783 232735 SH SOLE 228190 0 4545 TJX Companies, Inc. COM 872540109 3152 84850 SH SOLE 78445 0 6405 TRW Automotive Holdings COM 87264s106 1075 64196 SH SOLE 0 0 64196 Talbots Inc. COM 874161102 119 12871 SH SOLE 0 0 12871 Talisman Energy Inc. COM 87425E103 730 42100 SH SOLE 42100 0 0 Target Corp. COM 87612E106 1234 26445 SH SOLE 26445 0 0 TeleTech Holdings, Inc. COM 879939106 9670 566838 SH SOLE 449491 0 117347 Telecommunication Systems COM 87929J103 7361 880453 SH SOLE 700323 0 180130 Tellabs Inc. COM 879664100 179 25925 SH SOLE 25925 0 0 Telular Corp Com COM 87970T208 39 12000 SH SOLE 12000 0 0 Tenet Healthcare Corp. COM 88033G100 164 27886 SH SOLE 0 0 27886 Teradyne Inc. COM 880770102 11095 1199500 SH SOLE 1199500 0 0 Tetra Tech Inc. COM 88162g103 9575 360920 SH SOLE 355095 0 5825 Tetra Technologies COM 88162F105 21342 2202465 SH SOLE 1814255 0 388210 Texas Instruments Inc. COM 882508104 1299 54840 SH SOLE 54840 0 0 The Manitowoc Company, Inc. COM 563571108 1484 156750 SH SOLE 156750 0 0 The Travelers Companies, COM 89417E109 492 9993 SH SOLE 8974 0 1019 Inc. Thermo Fisher Scientific COM 883556102 29044 665085 SH SOLE 665085 0 0 Inc. Thomas & Betts Corp. COM 884315102 572 19000 SH SOLE 19000 0 0 Thoratec Laboratories Corp. COM 885175307 29096 961227 SH SOLE 818684 0 142543 Tibco Software Inc. COM 88632Q103 25122 2647156 SH SOLE 2100871 0 546285 Tier Techs Inc. CL B COM 88650Q100 1900 224000 SH SOLE 224000 0 0 Titan Intl. Inc. Ill Com COM 88830M102 304 34150 SH SOLE 34150 0 0 Total System Services Inc. COM 891906109 321 19898 SH SOLE 19898 0 0 Tractor Supply Company COM 892356106 11260 232539 SH SOLE 181952 0 50587 Transocean Ltd. COM H8817H100 1248 14587 SH SOLE 14587 0 0 Trex Inc COM 89531P105 710 39002 SH SOLE 38600 0 402 Trimas Corp COM 896215209 133 26000 SH SOLE 26000 0 0 Trimble Navigation Ltd. COM 896239100 2707 113200 SH SOLE 113200 0 0 Tyco International Ltd. COM H89128104 37083 1075487 SH SOLE 1075487 0 0 US Bancorp COM 902973304 2728 124800 SH SOLE 124201 0 599 Ultra Petroleum Corp. COM 903914109 294 6000 SH SOLE 6000 0 0 UltraShort Lehman 20+ Yr COM 74347R297 414 9400 SH SOLE 8800 600 0 Treas Ultratech, Inc. COM 904034105 29145 2202979 SH SOLE 1786719 0 416260 Union Pacific Corp. COM 907818108 4774 81813 SH SOLE 81762 0 51 Unisys Corp. COM 909214108 116 43622 SH SOLE 0 0 43622 Unit Corp. COM 909218109 21333 517155 SH SOLE 411900 0 105255 United Health Group Inc. COM 91324P102 258 10294 SH SOLE 8100 0 2194 United Parcel Service, Inc. COM 911312106 15907 281690 SH SOLE 281690 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- United Technologies COM 913017109 7635 125315 SH SOLE 122290 0 3025 Valassis Communications Inc. COM 918866104 291 16292 SH SOLE 0 232 16060 ValueClick, Inc. COM 92046N102 18490 1401797 SH SOLE 1114612 0 287185 Vanguard Emergining Markets COM 922042858 231 6000 SH SOLE 6000 0 0 ET Ventas Inc. COM 92276F100 398 10325 SH SOLE 10325 0 0 Verizon Communications COM 92343V104 34407 1136668 SH SOLE 1126156 0 10512 Viasystems Group COM 92553H100 113 81635 SH SOLE 0 0 81635 Visa Inc. COM 92826C839 5678 82160 SH SOLE 82160 0 0 Vishay Intertechnology COM 928298108 18524 2344800 SH SOLE 2344800 0 0 Vulcan Materials Company COM 929160109 514 9499 SH SOLE 9300 0 199 W&T Offshore Inc. COM 92922P106 801 68400 SH SOLE 68400 0 0 W. R. Grace & Co. COM 38388F108 14209 653600 SH SOLE 653600 0 0 WD-40 Company COM 929236107 21181 745817 SH SOLE 594842 0 150975 WESCO International Inc COM 95082P105 19487 676620 SH SOLE 675000 0 1620 WGL Holdings Inc. COM 92924F106 871 26281 SH SOLE 26125 0 156 Wal-Mart Stores Inc. COM 931142103 10088 205508 SH SOLE 199018 1100 5390 Walgreen Co. COM 931422109 4422 118011 SH SOLE 116250 0 1761 Waters Corporation COM 941848103 698 12500 SH SOLE 12500 0 0 Wayside Technology Group Inc COM 946760105 271 30500 SH SOLE 30500 0 0 Websense Inc. COM 947684106 24105 1434846 SH SOLE 1141226 0 293620 Wellpoint Health Networks, COM 94973V107 206 4350 SH SOLE 4350 0 0 Inc Wells Fargo & Co. COM 949746101 5395 191448 SH SOLE 188027 0 3421 Wendy's/Arby's Group, Inc. COM 950587105 50 10580 SH SOLE 425 0 10155 Westell Technologies Inc. COM 957541105 37 28000 SH SOLE 28000 0 0 Western Union Co. COM 959802109 1482 78350 SH SOLE 78350 0 0 Weyerhaeuser Co. COM 962166104 17933 489315 SH SOLE 488985 0 330 White Electronic Designs COM 963801105 314 68000 SH SOLE 68000 0 0 Corp. Whole Foods Market Inc. COM 966837106 308 10100 SH SOLE 10100 0 0 Wiley John & Sons Inc COM 968223206 1614 46400 SH SOLE 46400 0 0 Williams Cos Inc COM 969457100 1360 76100 SH SOLE 76100 0 0 Windstream Corp. COM 97381w104 183 18100 SH SOLE 18100 0 0 Wright Medical Group Inc. COM 98235T107 24113 1350103 SH SOLE 1114453 0 235650 Wyeth COM 983024100 4174 85911 SH SOLE 82471 0 3440 Wynn Resorts Ltd. COM 983134107 753 10620 SH SOLE 10620 0 0 XTO Energy Inc. COM 98385X106 2505 60631 SH SOLE 58531 0 2100 Yahoo! Inc. COM 984332106 364 20450 SH SOLE 20450 0 0 Yum! Brands Inc. COM 988498101 14076 416940 SH SOLE 416940 0 0 Zimmer Holdings, Inc. COM 98956P102 2373 44395 SH SOLE 41415 0 2980 eBay Inc. COM 278642103 17195 728600 SH SOLE 728600 0 0 iShares - Russell 2000 COM 464287655 5968 99075 SH SOLE 99075 0 0 iShares MSCI Eafe Index COM 464287465 320 5845 SH SOLE 5145 700 0 iShares Silver Trust COM 46428q109 459 28000 SH SOLE 28000 0 0 streetTRACKS SPDR Biotec ETF COM 78464a870 2398 44695 SH SOLE 44695 0 0 AU Optronics Corp. ADR 002255107 76 7891 SH SOLE 3 0 7888 Accenture PLC G1151C101 1789 48000 SH SOLE 48000 0 0 Agnico Eagle Mines Ltd 008474108 27972 412265 SH SOLE 399165 0 13100 Alcon Inc. H01301102 262 1890 SH SOLE 1890 0 0 Allied Irish Banks - 019228402 141 15000 SH SOLE 15000 0 0 Sponsored Anglogold Ashanti Limited 035128206 16814 412521 SH SOLE 391911 0 20610 ADR BHP Billiton Limited ADR 088606108 21724 329097 SH SOLE 327625 0 1472 BP Amoco ADR 055622104 11486 215789.63 SH SOLE 204931.63 0 10858 Banco De Santander ADR 05964H105 111 6852 SH SOLE 0 0 6852 Barrick Gold Corp 067901108 236 6225 SH SOLE 6225 0 0 Cadbury PLC ADR 12721E102 4455 87004 SH SOLE 86900 0 104 Cameco Corp. 13321L108 1740 62600 SH SOLE 62600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Canon Inc. ADR 138006309 5895 147400 SH SOLE 147400 0 0 Chicago Bridge & Iron 167250109 767 41050 SH SOLE 41050 0 0 Company China Security & 16942J105 1715 240261 SH SOLE 240261 0 0 Surveillance Chunghwa Telecom Co - Spon 17133q403 209 11581.79 SH SOLE 9196.99 0 2384.8 ADR Companhia Siderurgica 20440W105 132 4330 SH SOLE 0 0 4330 Nacional Compania de Minas 204448104 37597 1067800 SH SOLE 1035600 0 32200 Buenaventurs Core Laboratories N22717107 3173 30775 SH SOLE 30775 0 0 Crescent Point Energy Corp 22576C101 549 15950 SH SOLE 15950 0 0 Danone S.A ADR 23636T100 2107 174171 SH SOLE 174171 0 0 Deutsche Bank AG ORD D18190898 2697 35129 SH SOLE 33700 0 1429 Eldorado Gold Corp. 284902103 18047 1583100 SH SOLE 1470000 0 113100 Enerplus Resources Fund 29274D604 227 9900 SH SOLE 9900 0 0 Eni S.p.A. 26874R108 175 3520 SH SOLE 2300 0 1220 Fomento Economico Mexicano 344419106 6073 159600 SH SOLE 159600 0 0 ADR Gerdau ADR 373737105 91 6789 SH SOLE 0 0 6789 GlaxoSmithKline ADR 37733W105 207 5241 SH SOLE 5000 0 241 Gold Fields Ltd. 38059T106 27375 1986600 SH SOLE 1911600 0 75000 Goldcorp Inc. 380956409 48029 1189725 SH SOLE 1164625 500 24600 HSBC Holdings PLC - ADR 404280406 7332 127851.31 SH SOLE 127040.31 0 811 Hannover Ruechversicherung 410693105 838 36500 SH SOLE 36500 0 0 AG ICICI Bank Ltd - ADR 45104g104 367 9525 SH SOLE 9525 0 0 Kinross Gold Corp 496902404 25703 1184480 SH SOLE 1142780 0 41700 Minefinders Corp Ltd 602900102 4032 414000 SH SOLE 374000 0 40000 Mitsubishi UFJ Financial 606822104 23153 4335800 SH SOLE 4335800 0 0 Group National Australia Bank ADR 632525408 1695 62738 SH SOLE 62100 0 638 Nestle SA - Sponsored ADR 641069406 2173 50897 SH SOLE 50669 0 228 Nintendo Co. Ltd - ADR 654445303 1919 60800 SH SOLE 60800 0 0 Nokia Sponsored ADR 654902204 28848 1973170 SH SOLE 1960430 0 12740 P.T. Telekomunikasi 715684106 3481 97500 SH SOLE 97500 0 0 Indonesi - Pan American Silver Corp. 697900108 15391 675036 SH SOLE 625036 0 50000 Penn West Energy Trust 707885109 258 16306 SH SOLE 16306 0 0 Petroleo Brasileiro S.A. 71654V408 4090 89100 SH SOLE 89100 0 0 Randgold Resources Lmt. 752344309 74122 1060700 SH SOLE 1060700 0 0 Research In Motion Ltd. 760975102 2341 34610 SH SOLE 34600 0 10 Royal Dutch Shell PLC CL A 780259206 2051 35858 SH SOLE 33900 0 1958 Royal Dutch Shell PLC CL B 780259107 201 3601 SH SOLE 3601 0 0 Samsung Electronics Co., 796050888 1933 5670 SH SOLE 5670 0 0 Ltd. Sanofi-Aventis-ADR 80105N105 3228 87370 SH SOLE 87249 0 121 Siemens AG Spons ADR 826197501 3979 42800 SH SOLE 42800 0 0 Simcere Pharmaceutical Group 82859P104 890 111800 SH SOLE 111800 0 0 StatoilHydro ASA - ADR 85771P102 1861 82572 SH SOLE 74762 0 7810 Tata Motors Ltd. 876568502 461 35600 SH SOLE 35600 0 0 Teck Cominco Ltd - Class B 878742204 564 20440 SH SOLE 20440 0 0 Teva Pharmaceutical 881624209 2137 42264 SH SOLE 41825 400 39 Industries Total, S.A. 89151E109 10121 170785 SH SOLE 162275 0 8510 Toyota Motor Corp. ADR 892331307 30361 386422 SH SOLE 386422 0 0 Trinity Biotech plc - ADR 896438306 170 43000 SH SOLE 43000 0 0 UBS AG - ADR H89231338 673 36750 SH SOLE 36750 0 0 Unilever N.V. 904784709 16663 577370 SH SOLE 575511 1500 359
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Vale S.A. - ADR 91912E105 4784 206850 SH SOLE 206850 0 0 Veolia Environment ADR 92334n103 7803 202736 SH SOLE 202736 0 0 Weatherford Intl Ltd Reg H27013103 5129 247405 SH SOLE 237940 0 9465 Zhongpin Inc. 98952K107 7391 502125 SH SOLE 502125 0 0 iShares - Japan 464286848 259 26080 SH SOLE 26080 0 0 iShares FTSE Xinhua China 25 464287184 215 5250 SH SOLE 5250 0 0 iShares TR MSCI Emerging 464287234 549 14120 SH SOLE 13720 400 0 Marke Shariah Capital Inc. Reg S B1HHKW2 1697 1095000 SH SOLE 1095000 0 0 Andean Resources COM 6491910 35839 17662689 SH SOLE 17662689 0 0 BHP Billiton Ltd COM 6144690 346 10402 SH SOLE 10402 0 0 Ivanhoe Australia LTD COM A0Q6JD 22531 7134000 SH SOLE 7134000 0 0 Lynas Coporation Limited COM 6121176 119 150000 SH SOLE 150000 0 0 Macquarie Airports COM 6543628 56 22400 SH SOLE 22400 0 0 Panoramic Resources Ltd COM 6405665 339 153656 SH SOLE 153656 0 0 Perseus Mining Limited COM B02FBC1 4407 4095000 SH SOLE 4095000 0 0 Sino Gold Mining Ltd. COM 6571447 14678 2468500 SH SOLE 2468500 0 0 Bekaert NV COM b09800135 3487 26350 SH SOLE 26350 0 0 Bollore COM 4572709 1233 7229 SH SOLE 7229 0 0 C.I.R. S.p.A. Compagnie COM 4162371 6793 3022200 SH SOLE 3022200 0 0 Indust Compagnie de Saint-Gobain COM 7380482 5544 106864 SH SOLE 106864 0 0 DCC PLC COM 0242493 7292 282405 SH SOLE 282405 0 0 Interpump Group S.P.A. COM 5161407 4249 663353 SH SOLE 663353 0 0 JC Decaux SA COM 7136663 1624 75000 SH SOLE 75000 0 0 M6 - Metropole TV COM 5993901 6240 237300 SH SOLE 237300 0 0 Manitou B.F. S.A. COM 5724048 775 47500 SH SOLE 47500 0 0 NRJ Group COM 5996126 527 55800 SH SOLE 55800 0 0 Nutreco Holding NV COM 5183359 2136 43912 SH SOLE 43912 0 0 Sanofi-Aventis COM 5671735 7126 97100 SH SOLE 97100 0 0 Sofina COM 4820301 238 2500 SH SOLE 2500 0 0 Sogefi S.p.A. COM T86807103 1203 508884 SH SOLE 508884 0 0 Sol Melia SA COM 5738298 4998 495000 SH SOLE 495000 0 0 Solvay SA COM 4821100 2461 23700 SH SOLE 23700 0 0 Umicore COM 4005001 4275 142800 SH SOLE 142800 0 0 Veolia Environment ORD COM 4031879 620 16187 SH SOLE 16187 0 0 Vivendi Universal SA COM 4834777 7205 232850 SH SOLE 232850 0 0 Hannover Rueckversicherungs 4511809 820 17896 SH SOLE 17896 0 0 - - Wacker Neuson SE B17R248 3948 329000 SH SOLE 329000 0 0 ARC Energy Trust COM 001986108 108 5750 SH SOLE 5750 0 0 Alamos Gold Inc. COM 011527108 28745 3267100 SH SOLE 3102100 0 165000 Anatolia Minerals COM 032900102 285 125000 SH SOLE 125000 0 0 Development Aquiline Resources Inc. COM 03839N100 5240 1275000 SH SOLE 1175000 0 100000 Banro Corp. COM 066800103 15524 5811400 SH SOLE 5711400 0 100000 Canadian Natural Resources COM 136385101 1087 16100 SH SOLE 16100 0 0 Canadian Oil Sands Trust COM 13642L100 2255 78500 SH SOLE 78500 0 0 Capstone Mining Corp. COM 14068G104 137 50000 SH SOLE 50000 0 0 Cardero Resource Corp. COM 14140U105 559 506870 SH SOLE 506870 0 0 Centamin Egypt Ltd. COM b1vrqz3 5862 3826900 SH SOLE 3626900 0 200000 Central Fund Canada Cl A COM 153501101 347 26250 SH SOLE 26250 0 0 Centric Health Corp COM 15641A100 81 100000 SH OTHER 2 0 0 100000 Comaplex Minerals Corp. COM 199901109 362 79000 SH SOLE 79000 0 0 Cott Corp COM 22163N106 221 30138 SH SOLE 2000 236 27902 Dorato Resources Inc. COM 258128107 248 500000 SH SOLE 500000 0 0 Dundee Precious Metals COM 265269209 961 300000 SH SOLE 300000 0 0 East Asia Minerals Corp COM 270541105 4208 1700000 SH SOLE 1700000 0 0 Encana Corp. COM 292505104 208 3600 SH SOLE 3600 0 0 European Goldfields Limited COM 298774100 20829 4478100 SH SOLE 4378100 0 100000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Evolving Gold Corporation COM 30050D107 5098 4401958 SH SOLE 4401958 0 0 Falcon Oil & Gas Ltd. COM 306071101 18 40000 SH SOLE 40000 0 0 First Uranium Corp. COM 33744R102 43 16000 SH SOLE 16000 0 0 Fortuna Silver Mines Inc. COM 349915108 98 70000 SH SOLE 70000 0 0 Franco-Nevada Corp COM B29NF31 3384 129000 SH SOLE 99000 0 30000 Gabriel Resources Ltd. COM 361970106 555 275000 SH SOLE 275000 0 0 Iamgold, Intl African COM 450913108 68127 4820912 SH SOLE 4619112 0 201800 Mining G Innvest REIT 144A COM 45771t108 169 40750 SH SOLE 40750 0 0 International Tower Hill COM 46051L104 27071 6709159 SH SOLE 6534159 0 175000 Mines Ivanhoe Mines Ltd. COM 46579N103 63046 4905500 SH SOLE 4667600 0 237900 Jaguar Mining Inc. COM 47009M103 3003 335600 SH SOLE 335600 0 0 Manulife Financial Corp. COM 56501R106 458 21816 SH SOLE 21816 0 0 Mega Silver Inc COM 58515W105 298 550000 SH SOLE 550000 0 0 Minefinders Corp Ltd COM 602900102 363 37000 SH SOLE 37000 0 0 Nayarit Gold Inc. COM 639347103 479 933000 SH SOLE 933000 0 0 Nevsun Resources Ltd. COM 64156l101 563 275000 SH SOLE 275000 0 0 New Gold Inc. COM 644535106 14008 3666900 SH SOLE 3527900 0 139000 Nexen Inc. COM 65334H102 512 22500 SH SOLE 22500 0 0 NovaGold Resources Inc. COM 66987E206 4752 925000 SH SOLE 925000 0 0 Opti Canada Inc. COM 68383K109 20 10000 SH SOLE 10000 0 0 Orezone Gold Corp. COM 68616T109 912 1654987.5 SH SOLE 1654987.5 0 0 Osisko Mining Corporation COM 688278100 30466 4097790 SH SOLE 3916590 0 181200 Pediment Exploration Ltd. COM 70532W109 586 660000 SH SOLE 660000 0 0 Red Back Mining Inc. COM 756297107 8584 764000 SH SOLE 579000 0 185000 Romarco Minerals Inc COM 775903206 21162 20597500 SH SOLE 20105900 0 491600 SXC Health Solutions COM 78505P100 1872 40000 SH SOLE 40000 0 0 Corporati Scorpio Mining Corp COM 80917V105 340 617500 SH SOLE 617500 0 0 Silver Wheaton Corp. COM 828336107 32335 2547393 SH SOLE 2357393 0 190000 Sinchao Metals Corp COM b1lckp6 168 1060000 SH SOLE 1060000 0 0 TNR Gold Corporation COM 014489827 1251 4320000 SH SOLE 4320000 0 0 UTS Energy Corp. COM 903396109 57 35000 SH SOLE 35000 0 0 Yamana Gold Inc. COM 98462Y100 3820 355000 SH SOLE 355000 0 0 Gold Peak Ind. COM 6375735 1 11537 SH SOLE 11537 0 0 Sa Sa International COM 6003401 54 124000 SH SOLE 124000 0 0 Holdings L Xinao Gas Holdings Ltd. COM G9826J104 190 95500 SH SOLE 95500 0 0 Amada Corp. COM 6022105 1702 253000 SH SOLE 253000 0 0 Bridgestone Corporation COM 6132101 2623 146900 SH SOLE 146900 0 0 Capcom Co., Ltd COM 6173694 2374 120800 SH SOLE 120800 0 0 Fanuc Ltd. COM 6356934 3569 39800 SH SOLE 39800 0 0 Kyoto Kimono Yuzen Co. Ltd. COM 6174578 8433 751700 SH SOLE 751700 0 0 Misumi Group Inc. COM 6595179 3072 146600 SH SOLE 146600 0 0 Nippon Express COM 6642127 4028 990700 SH SOLE 990700 0 0 Omron Corp. COM 6659428 4601 243800 SH SOLE 243800 0 0 Optex Company Ltd. COM 6660914 356 28900 SH SOLE 28900 0 0 SMC Corporation COM 6763965 4895 39800 SH SOLE 39800 0 0 Takata Corp COM B1FSLW4 2558 139900 SH SOLE 139900 0 0 GP Industrials Ltd. COM 6383244 2895 12743753.47 SH SOLE 12743753.47 0 0 Thai Beverage Public COM b15f664 100 565000 SH SOLE 565000 0 0 Company L Gold Fields Ltd. ORD COM 6280215 2246 166249 SH SOLE 166249 0 0 Witwatersrand Con. Gold COM b13c2j2 770 77082 SH SOLE 77082 0 0 Resour Kudelski SA COM 7121250 6401 275700 SH SOLE 275700 0 0 Nestle SA COM 7123870 6712 157500 SH SOLE 157500 0 0 BEC World Public Company COM 6728328 1607 2375100 SH SOLE 2375100 0 0 Limit
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Bangkok Bank - Foreign Reg COM 5313855 36 10000 SH SOLE 10000 0 0 Thai Oil PLC - NVDR COM B0300P1 20 14700 SH SOLE 14700 0 0 Thai Union Frozen Products COM 6422705 12 16000 SH SOLE 16000 0 0 Pub Centamin Egypt Ltd. COM 3113217 5276 3438900 SH SOLE 3238900 0 200000 DSG International PLC COM 0047245 10 22300 SH SOLE 22300 0 0 Electrocomponent PLC COM 0309644 30 12200 SH SOLE 12200 0 0 Experian Group Ltd. COM b19nlv4 4945 587640 SH SOLE 587640 0 0 HSBC Holdings PLC COM 0540528 508 44386 SH SOLE 44386 0 0 Invensys PLC COM B19DVX6 5217 1121400 SH SOLE 1121400 0 0 Polo Resources LTD COM B249200 1519 19100000 SH SOLE 19100000 0 0 Dreyfus Premier MF 261967301 0 2.144 SH SOLE 2.144 0 0 Intermediate T Europacific Growth Cl F MF 298706409 7277 194013.467 SH SOLE 194013.467 0 0 Fidelity Spartan 500 Index MF 315912204 6743 91703.367 SH SOLE 91703.367 0 0 Fun Fundamental Investors, Inc. MF 360802102 2796 90267.544 SH SOLE 90267.544 0 0 Hennesy Cornerstone Growth MF 425888104 139 15606.486 SH OTHER 2 0 0 15606.486 JP Morgan Intermediate Tax MF 4812A0441 225 20319.654 SH SOLE 20319.654 0 0 Fre Parnassus Fund MF 701765109 228 6871.113 SH SOLE 6871.113 0 0 Tocqueville Fund Cl A MF 888894102 67462 3596044.468 SH SOLE 3586975.468 0 9069 Tocqueville Gold Fund MF 888894862 43725 860557.9036 SH SOLE 860557.9036 0 0 Tocqueville International MF 888894300 96512 9002985.938 SH SOLE 9002985.938 0 0 Valu Tocqueville Small Cap Fund MF 888894409 15484 1358228.058 SH SOLE 1358228.058 0 0 Vaguard Bond Index Fund INC MF 921937306 232 21371.612 SH OTHER 2 0 0 21371.612 In Vanguard NJ L/T Tax-Exempt MF 92204F305 532 44760.443 SH SOLE 44760.443 0 0 Adm Vanguard NY Long Term Tax MF 92294H103 500 44343.737 SH OTHER 2 0 0 44343.737 Exem Vvanguard NJ Long-Term Tax MF 92204F206 184 15461.682 SH SOLE 15461.682 0 0 Exe Eifb Ulysse C Fund MF 289990954 2265 49900 SH SOLE 49900 0 0 FCP Tocqueville Small Caps MF FR0010547 794 510.9477 SH SOLE 510.9477 0 0 Ame FCP Tocqueville Value MF FR0010547 10080 278540.7193 SH SOLE 278540.7193 0 0 Amerique FCP Tocqueville Value Europe MF 2914 18170 SH SOLE 18170 0 0 Mercure Biotech MF B01hq56 1334 4707 SH SOLE 4707 0 0 Applied Semiconductor, Inc. RES 101 16800 SH SOLE 16800 0 0 SE CDG Research Corp. CL A RES 31 50000 SH SOLE 50000 0 0 CDG Tech, Inc. CL A RES 31 50000 SH SOLE 50000 0 0 Drinks America Holdings RES 26205U10R 2 33333 SH SOLE 33333 0 0 Emcore Corp. (XXX) RES 29084610R 663 510000 SH SOLE 510000 0 0 Genetic ID Inc. CONV PFD RES 176 14650 SH SOLE 14650 0 0 SER B Mirant Corp - Escrow shares RES 604675991 0 10320 SH SOLE 10320 0 0 Rockwood Services Corp. RES 999QBV907 1014 751 SH SOLE 751 0 0 (Restr ATW Gold Corp WTS CAD$1.50 ATWGF:01. 0 1175000 SH SOLE 1175000 0 0 EXP Clark Holdings WTS $6.00 18145M117 5 490500 SH SOLE 490500 0 0 Exp 0 Emcore Corp. WTS $15.06 0 89250 SH SOLE 89250 0 0 02/19/ Platte River Gld US Inc WTS :COST 0 601550 SH SOLE 601550 0 0 $4
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Platte River Gold $2.00 exp :COST 0 360000 SH SOLE 360000 0 0 11 Acasti Pharma WTS CAD $0.40 00430K113 0 11736 SH SOLE 11736 0 0 Ex Andean Amer Mng WTS 250384:0. 0 1538500 SH SOLE 1538500 0 0 @CN$0.85 E Avion Resources WTS CAD$.65 B1Z58S:0. 0 1000000 SH SOLE 1000000 0 0 EX Benton Resources WTS CAD B07CY0:1. 0 725000 SH SOLE 725000 0 0 $1.60 Condor Resources Inc WTS B10LY3:0. 0 250000 SH SOLE 250000 0 0 CAD$0 Continent Resources WTS 21076K100 0 950000 SH SOLE 950000 0 0 CAD$0. Endeavour Finl Corp WTS B4W8L73 654 1000000 SH SOLE 1000000 0 0 CAD$ 2 Evolving Gold Corp WTS EVG.CN:1. 0 500000 SH SOLE 500000 0 0 CAD$1.5 Kinross Gold Corp @CAD32.00 B04NVW3:3 776 162905 SH SOLE 148615 0 14290 EX Kiska Metals WTS CDN @$0.80 203914:0. 0 905500 SH SOLE 905500 0 0 EX Kootenay Gold WTS CDN 297460:1. 0 500000 SH SOLE 500000 0 0 @$1.80 E Kootenay Gold WTS CDN 297460:2. 0 412500 SH SOLE 412500 0 0 @$2.75 E Malbex Resources WTS CAD malb.wt:0 0 500000 SH SOLE 500000 0 0 $0.75 Mega Precious Metal WTS CAD 248862:1. 0 275000 SH SOLE 275000 0 0 $1 Minefinders Corp WTS CAD $5 2595344:5 411 125000 SH SOLE 125000 0 0 Ex Nayarit Gold Inc WTS CAD b0bcfw:0. 0 1300000 SH SOLE 1300000 0 0 $0.65 Osisko Mining WTS CAD $5.45 231206:5. 2475 1000000 SH SOLE 1000000 0 0 ex TNR Gold Corporation WTS 283396:0. 0 2075000 SH SOLE 2075000 0 0 CAD$0 US Gold Corp WTS USD$10.00 912023116 22 111500 SH SOLE 111500 0 0 exp Underworld Resources WTS b1tqbz:1. 0 800000 SH SOLE 800000 0 0 CAD $ Ventana Gold Corp WTS CAD b1lb1w:0 0 150000 SH SOLE 150000 0 0 $0.9 Yukon-Nevada Gold WTS 0 4175000 SH SOLE 4175000 0 0 CAD$3.00 Zena Capital Corp WTS 274848:0. 0 1000000 SH SOLE 1000000 0 0 @CAD$0.7 ECF Value Fund II LP 799 500000 SH SOLE 500000 0 0 Overlook Partners LP 451 250000 SH SOLE 250000 0 0 Argentex Mining Corp. (pvt) 04012e107 1149 1351832 SH SOLE 1351832 0 0 BIO-key International Inc. 0 65926 SH SOLE 65926 0 0 (Se Electrum Ltd. (pvt) :COST 18422 3289583 SH SOLE 3289583 0 0 Exploration Syndicate, :COST 1500 1500000 SH SOLE 1500000 0 0 Inc.(pv Geo Fossil Fuels :0 0 91036.7 SH SOLE 91036.7 0 0 GeoBiotics LLC Private :COST 584 417142 SH SOLE 417142 0 0 Placeme GeoBiotics LLC Private :1.75 1000 571400 SH SOLE 571400 0 0 Placeme
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- GeoBiotics LLC Private :1.75 437 250000 SH SOLE 250000 0 0 Placeme GeoBiotics LLC Private :COST 106 60640 SH SOLE 60640 0 0 Placeme GeoBiotics LLC Private :COST 136 77432 SH SOLE 77432 0 0 Placeme GeoBiotics LLC Private :COST 100 50000 SH SOLE 50000 0 0 Placeme GeoBiotics, LLC :COST 625 357142 SH SOLE 357142 0 0 GeoSynFuels :26 2367 91036.7 SH SOLE 91036.7 0 0 Gold Resource Corp. (pvt) :COST 21388 2910000 SH SOLE 2910000 0 0 GoviEx IP Holdings Inc. :COST 146 3600000 SH SOLE 3600000 0 0 (pvt) GoviEx Uranium Inc. (pvt) :COST 7053 3600000 SH SOLE 3600000 0 0 Platte River Gold Inc (pvt) :0.81 2725 3363750 SH SOLE 3363750 0 0 Platte River Gold Inc (pvt) :3 3609 1203100 SH SOLE 1203100 0 0 Platte River Gold Inc (pvt) :1.2 3621 3014375 SH SOLE 3014375 0 0 Platte River Gold Inc (pvt) :1.25 900 720000 SH SOLE 720000 0 0 The Water Company, LLC :COST 625 15624 SH SOLE 15624 0 0 Zymequest Series E 112 80000 SH SOLE 80000 0 0 Indo Gold Limited (pvt) :COST 221 200000 SH SOLE 200000 0 0 Perseus Mining Limited (pvt) B02FBC1 2153 2000000 SH SOLE 2000000 0 0 Sino Gold Mining Ltd. (pvt) 9HH010J14 2352 395533 SH SOLE 395533 0 0 Acasti Pharma Inc (pvt) 00430K105 0 11736 SH SOLE 11736 0 0 Aquiline Resources Inc (pvt) 03839N100 5480 1333333 SH SOLE 1333333 0 0 Centamin Egypt Ltd (pvt) b1vrqz3 7952 5191100 SH SOLE 5191100 0 0 Colombia Goldfields (pvt) 195305107 666 3479349 SH SOLE 3479349 0 0 Comaplex Minerals Corp. 199901109 13020 2839000 SH SOLE 2839000 0 0 (pvt) Continent Resources Inc 21076K100 887 1900000 SH SOLE 1900000 0 0 (pvt) Detour Gold Corp (pvt) 250669108 3460 280000 SH SOLE 280000 0 0 East Asia Minerals Corp 270541105 4918 1979600 SH SOLE 1979600 0 0 (pvt) Eldorado Gold Corp (pvt) 284902103 11358 1000000 SH SOLE 1000000 0 0 Endeavour Financial Corp 298368 3120 2000000 SH SOLE 2000000 0 0 (pvt) European Goldfields Limited 298774100 4651 1000000 SH SOLE 1000000 0 0 (p Evolving Gold Corp (pvt) b1yxwh 290 200000 SH SOLE 200000 0 0 FNX Mining Co (Rule 144A) 30253R200 876 100000 SH SOLE 100000 0 0 Franco-Nevada corp (pvt) 351858204 40370 1538700 SH SOLE 1538700 0 0 144A Goldcorp Inc (pvt) 380956409 10036 250000 SH SOLE 250000 0 0 Iamgold, Intl African 450913108 5653 400000 SH SOLE 400000 0 0 Mining G Intl Tower Hill Mines Ltd 46051l104 1742 431800 SH SOLE 431800 0 0 (pvt Ivanhoe Mines Ltd (pvt) 46579N103 12261 954000 SH SOLE 954000 0 0 Ivanhoe Nickel & Platinum :COST 3300 600000 SH SOLE 600000 0 0 Ltd Ivanhoe Nickel & Platinum AFRMINLTD 458 83333 SH SOLE 83333 0 0 Ltd Kiska Metals (pvt) 497725101 1116 1811000 SH SOLE 1811000 0 0 Kootenay Gold Inc. (pvt) 500581103 234 325395 SH SOLE 325395 0 0 Malbex Resources Inc (pvt) 467 1000000 SH SOLE 1000000 0 0 Minefinders Corp Ltd (pvt) 60290010R 8954 913000 SH SOLE 913000 0 0 Nayarit Gold Inc (pvt) b0bcfw1 479 933000 SH SOLE 933000 0 0 Orezone Gold Corp (pvt) B5BVW1 344 625000 SH SOLE 625000 0 0 Osisko Mining Corporation 68827N107 48690 6549000 SH SOLE 6549000 0 0 (pvt
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- -------------------- ---------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------ --------- Red Back Mining Inc. (pvt) 756297107 13989 1245000 SH SOLE 1245000 0 0 Rolling Rock Resources Corp 77570X105 75 402800 SH SOLE 402800 0 0 (p SEMAFO Inc. (pvt) 816922108 12998 4900000 SH SOLE 4900000 0 0 Silver Wheaton Corp (pvt) 828336107 11769 927158 SH SOLE 927158 0 0 Sinchao Metals Corp (pvt) b1lckp 32 201392 SH SOLE 201392 0 0 TNR Gold Corporation (pvt) 014489827 183 630776 SH SOLE 630776 0 0 Underworld Resources Inc 90443P100 1943 1600000 SH SOLE 1600000 0 0 (pvt) Ventana Gold Corp (pvt) 92277D104 838 150000 SH SOLE 150000 0 0 XDM Resources Inc (pvt) :COST 853 1100000 SH SOLE 1100000 0 0 Zena Capital Corp (pvt) 98935B109 654 1000000 SH SOLE 1000000 0 0 Witwatersrand Con. Gold b13c2j2 2796 280000 SH SOLE 280000 0 0 Resour
Note: Tocqueville has assets arrived on 9/28/09 that were not yet recorded in our system in our previous 9/30/09 13F filing. -----END PRIVACY-ENHANCED MESSAGE-----