-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1keZ20x6zvltEoYEOY7jq92BD3ZkwSuk3vnkCQmIJdmYqi3FM+xxHWhoYc04VbQ kuMB90I/ZhZPDfUYXTMmXA== 0001318757-09-000078.txt : 20091123 0001318757-09-000078.hdr.sgml : 20091123 20091123163159 ACCESSION NUMBER: 0001318757-09-000078 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091123 DATE AS OF CHANGE: 20091123 EFFECTIVENESS DATE: 20091123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 091202070 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp3q09.txt MWLLP 3Q09 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: November 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: 158953 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ACE LTD COMMON STOCK CH0044328745 2142 40061 SH SOLE 0 40061 0 0 D AMERICAN APPAREL COMMON STOCK 023850100 626 178411 SH SOLE 0 178411 0 0 D ARCELORMITTAL-NY COMMON STOCK 03938L104 125 3370 SH SOLE 0 3370 0 0 D ASSOC BANC-CORP COMMON STOCK 045487105 2969 260023 SH SOLE 0 260023 0 0 D BAIDU.COM-SP ADR ADRS STOCK 056752108 1408 3600 SH SOLE 0 3600 0 0 D BB&T CORP COMMON STOCK 054937107 1417 52036 SH SOLE 0 52036 0 0 D BRUNSWICK CORP COMMON STOCK 117043109 911 76078 SH SOLE 0 76078 0 0 D CEMEX SAB-SP ADR ADRS STOCK 151290889 59 4563 SH SOLE 0 4563 0 0 D CENTRAL EURO DIS COMMON STOCK 153435102 2641 80616 SH SOLE 0 80616 0 0 D CHESAPEAKE ENERG COMMON STOCK 165167107 8298 292178 SH SOLE 0 292178 0 0 D CHINA SECURITY & COMMON STOCK 16942J105 1334 186822 SH SOLE 0 186822 0 0 D CITI TRENDS INC COMMON STOCK 17306X102 824 28930 SH SOLE 0 28930 0 0 D CITIGROUP INC COMMON STOCK 172967101 40953 8461358 SH SOLE 0 8461358 0 0 D DR PEPPER SNAPPL COMMON STOCK 26138E109 2887 100420 SH SOLE 0 100420 0 0 D E*TRADE FINANCIA COMMON STOCK 269246104 1790 1023000 SH SOLE 0 1023000 0 0 D EBAY INC COMMON STOCK 278642103 1760 74569 SH SOLE 0 74569 0 0 D EQUIFAX INC COMMON STOCK 294429105 1520 52170 SH SOLE 0 52170 0 0 D ESTEE LAUDER COMMON STOCK 518439104 3313 89345 SH SOLE 0 89345 0 0 D FTI CONSULTING COMMON STOCK 302941109 312 7319 SH SOLE 0 7319 0 0 D GENWORTH FINANCI COMMON STOCK 37247D106 8106 678313 SH SOLE 0 678313 0 0 D GOLDMAN SACHS GP COMMON STOCK 38141G104 4406 23900 SH SOLE 0 23900 0 0 D GOODYEAR TIRE COMMON STOCK 382550101 438 25700 SH SOLE 0 25700 0 0 D HARTFORD FINL SV COMMON STOCK 416515104 6369 240350 SH SOLE 0 240350 0 0 D HASBRO INC COMMON STOCK 418056107 1234 44458 SH SOLE 0 44458 0 0 D KROGER CO COMMON STOCK 501044101 2031 98383 SH SOLE 0 98383 0 0 D LIBERTY GLOBAL-A ADRS STOCK 530555101 4013 177801 SH SOLE 0 177801 0 0 D MARVELL TECH GRP COMMON STOCK BMG5876H1051 3291 203271 SH SOLE 0 203271 0 0 D MEAD JOHNSON NUT COMMON STOCK 582839106 5405 119823 SH SOLE 0 119823 0 0 D MECHEL-ADR ADRS STOCK 583840103 2032 112988 SH SOLE 0 112988 0 0 D MOBILE TELES-ADR ADRS STOCK 607409109 594 12300 SH SOLE 0 12300 0 0 D MOODYS CORP COMMON STOCK 615369105 935 45700 SH SOLE 0 45700 0 0 D PARTNERRE LTD COMMON STOCK BMG6852T1053 1544 20063 SH SOLE 0 20063 0 0 D PFIZER INC COMMON STOCK 717081103 11467 692900 SH SOLE 0 692900 0 0 D PHILIPP LONG-ADR ADRS STOCK 718252604 62 1200 SH SOLE 0 1200 0 0 D PITNEY BOWES INC COMMON STOCK 724479100 2268 91280 SH SOLE 0 91280 0 0 D QUALCOMM INC COMMON STOCK 747525103 1145 25456 SH SOLE 0 25456 0 0 D QUIMICA Y-SP ADR ADRS STOCK 833635105 1792 45800 SH SOLE 0 45800 0 0 D RESEARCH IN MOTI COMMON STOCK 760975102 1699 25122 SH SOLE 0 25122 0 0 D SINA CORP COMMON STOCK KYG814771047 1089 28700 SH SOLE 0 28700 0 0 D SOHU.COM INC COMMON STOCK 83408W103 1087 15800 SH SOLE 0 15800 0 0 D STEC INC COMMON STOCK 784774101 2663 90600 SH SOLE 0 90600 0 0 D VIMPELCOM-ADR ADRS STOCK 68370R109 3952 211352 SH SOLE 0 211352 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 7457 535714 SH SOLE 0 535714 0 0 D WYETH COMMON STOCK 983024100 5262 108309 SH SOLE 0 108309 0 0 D WYNDHAM WORLDWID COMMON STOCK 98310W108 1890 115804 SH SOLE 0 115804 0 0 D ZALE CORP COMMON STOCK 988858106 1434 200501 SH SOLE 0 200501 0 0 S REPORT SUMMARY 46 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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