-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EERgurEWO0O6YottnFK91w3LPe/XC7JoOR+uv6peyHvjDdvg7pOqg6Y6lNHrJhFT I1pDZ4KbAhtcoMl7ApZhuw== 0001011438-09-000625.txt : 20091116 0001011438-09-000625.hdr.sgml : 20091116 20091116164232 ACCESSION NUMBER: 0001011438-09-000625 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO LP/NY CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 091187537 BUSINESS ADDRESS: STREET 1: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 13F-HR 1 form_13f-angelogordon.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirk P. Wickman Title: General Counsel Phone: 212-692-2010 Signature, Place, and Date of Signing: /s/ Kirk P. Wickman New York, New York November 16, 2009 - ---------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 89 ------------------ Form 13F Information Table Value Total: $1,205,376 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME --------- ----------------------- ------------------ None.
Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter ended September 30, 2009 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ACCESS INTEGRATED TECHNLGS I CL A 004329108 $2,252 1,787,577 SH SOLE 1,787,577 - ------------------------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES CL A 008190100 $6,332 116,900 SH SOLE 116,900 - ------------------------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES CL A 008190100 $5,417 100,000 SH CALL SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ AGCO CORP NOTE 1.750%12/3 001084AL6 $6,682 5,000,000 PRN SOLE 5,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES INC NOTE 1.000%12/1 00971TAE1 $6,820 5,000,000 PRN SOLE 5,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ ALCOA INC NOTE 5.250% 3/1 013817AT8 $34,086 15,500,000 PRN SOLE 15,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ ALEXANDRIA REAL ESTATE EQ IN COM 015271109 $544 10,000 SH PUT SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 $4,336 4,500,000 PRN SOLE 4,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ AMB PROPERTY CORP COM 00163T109 $599 26,100 SH SOLE 26,100 - ------------------------------------------------------------------------------------------------------------------------------------ ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 $11,506 8,000,000 PRN SOLE 8,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ ATLAS ACQUISITION HLDGS CORP COM 049162100 $8,381 850,000 SH SOLE 850,000 - ------------------------------------------------------------------------------------------------------------------------------------ ATLAS ACQUISITION HLDGS CORP W EXP 01/23/201 049162118 $145 850,000 SH SOLE 850,000 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 $41,975 19,302,000 PRN SOLE 19,302,000 - ------------------------------------------------------------------------------------------------------------------------------------ BRANDYWINE RLTY TR SH BEN INT NEW 105368203 $857 77,600 SH SOLE 77,600 - ------------------------------------------------------------------------------------------------------------------------------------ BRE PROPERTIES INC CL A 05564E106 $939 30,000 SH PUT SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC NOTE 2.000% 6/0 156708AP4 $5,313 4,000,000 PRN SOLE 4,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 $13,854 12,500,000 PRN SOLE 12,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ COLONIAL PPTYS TR COM SH BEN INT 195872106 $681 70,000 SH SOLE 70,000 - ------------------------------------------------------------------------------------------------------------------------------------ COMTECH TELECOMMUNICATIONS COM NEW 205826209 $6,199 186,608 SH SOLE 186,608 - ------------------------------------------------------------------------------------------------------------------------------------ CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 $627 17,000 SH SOLE 17,000 - ------------------------------------------------------------------------------------------------------------------------------------ CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 $286 196,000 SH SOLE 196,000 - ------------------------------------------------------------------------------------------------------------------------------------ DEVELOPERS DIVERSIFIED RLTY NOTE 3.500% 8/1 251591AQ6 $18,446 19,834,000 PRN SOLE 19,834,000 - ------------------------------------------------------------------------------------------------------------------------------------ DEVELOPERS DIVERSIFIED RLTY NOTE 3.000% 3/1 251591AS2 $62,820 71,184,000 PRN SOLE 71,184,000 - ------------------------------------------------------------------------------------------------------------------------------------ DOUGLAS EMMETT INC COM 25960P109 $801 65,200 SH SOLE 65,200 - ------------------------------------------------------------------------------------------------------------------------------------ DST SYS INC DEL DBCV 8/1 233326AD9 $3,114 3,000,000 PRN SOLE 3,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 $10,988 15,000,000 PRN SOLE 15,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ EQUINIX INC NOTE 4.750% 6/1 29444UAH9 $13,277 10,000,000 PRN SOLE 10,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ EQUITY LIFESTYLE PPTYS INC COM 29472R108 $903 21,100 SH SOLE 21,100 - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 $51,608 506,000 SH SOLE 506,000 - ------------------------------------------------------------------------------------------------------------------------------------ GENESCO INC SDCV 4.125% 6/1 371532AN2 $3,025 2,500,000 PRN SOLE 2,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 $11,074 8,500,000 PRN SOLE 8,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 $9,939 11,095,000 PRN SOLE 11,095,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ GSI GROUP INC CDA COM 36229U102 $209 278,976 SH SOLE 278,976 - ------------------------------------------------------------------------------------------------------------------------------------ HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $15,131 10,000,000 PRN SOLE 10,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ HOME PROPERTIES INC COM 437306103 $431 10,000 SH CALL SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND GLOBAL HLDG NOTE 4.500% 4/1 45687AAD4 $55,542 30,650,000 PRN SOLE 30,650,000 - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHS COM 459200101 $11,961 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVITROGEN CORP NOTE 2.000% 8/0 46185RAJ9 $9,740 7,000,000 PRN SOLE 7,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR INDEX RUSSELL 2000 464287655 $150,600 2,500,000 SH PUT SOLE 2,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORP COM 49446R109 $652 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY ACQUISITION HLDGS CO W EXP 12/12/201 53015Y115 $1,068 1,750,000 SH SOLE 1,750,000 - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY PPTY TR SH BEN INT 531172104 $657 20,200 SH SOLE 20,200 - ------------------------------------------------------------------------------------------------------------------------------------ LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 $25,745 26,137,000 PRN SOLE 26,137,000 - ------------------------------------------------------------------------------------------------------------------------------------ MACK CALI RLTY CORP COM 554489104 $1,293 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ MCMORAN EXPLORATION CO PFD MAND CNV 582411500 $21,152 333,100 SH SOLE 333,100 - ------------------------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY INC NOTE 4.250%10/1 595112AJ2 $21,435 12,000,000 PRN SOLE 12,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ MID-AMER APT CMNTYS INC COM 59522J103 $957 21,200 SH SOLE 21,200 - ------------------------------------------------------------------------------------------------------------------------------------ MYLAN INC PFD CONV 628530206 $28,243 27,500 SH SOLE 27,500 - ------------------------------------------------------------------------------------------------------------------------------------ NATIONWIDE HEALTH PPTYS INC COM 638620104 $775 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ NATIONWIDE HEALTH PPTYS INC COM 638620104 $620 20,000 SH PUT SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 $29,724 15,000,000 PRN SOLE 15,000,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 $3,517 3,000,000 PRN SOLE 3,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 $900 750,000 PRN SOLE 750,000 - ------------------------------------------------------------------------------------------------------------------------------------ NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 $9,639 11,000,000 PRN SOLE 11,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ NRDC ACQUISITION CORP COM 62941R102 $1,758 170,000 SH SOLE 170,000 - ------------------------------------------------------------------------------------------------------------------------------------ OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 $7,383 6,000,000 PRN SOLE 6,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 $9,323 275,000 SH SOLE 275,000 - ------------------------------------------------------------------------------------------------------------------------------------ OSI PHARMACEUTICALS INC NOTE 2.000%12/1 671040AF0 $10,165 8,000,000 PRN SOLE 8,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 $3,260 197,000 SH PUT SOLE 197,000 - ------------------------------------------------------------------------------------------------------------------------------------ PHOTRONICS INC NOTE 5.500%10/0 719405AF9 $1,352 1,125,000 PRN SOLE 1,125,000 - ------------------------------------------------------------------------------------------------------------------------------------ POST PPTYS INC COM 737464107 $918 51,000 SH SOLE 51,000 - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR PSHS REAL ESTAT 74347R552 $17,442 1,800,000 SH SOLE 1,800,000 - ------------------------------------------------------------------------------------------------------------------------------------ PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 $20,198 18,500,000 PRN SOLE 18,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ REALTY INCOME CORP COM 756109104 $513 20,000 SH PUT SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ SCHEIN HENRY INC NOTE 3.000% 8/1 806407AB8 $13,589 11,000,000 PRN SOLE 11,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP PFD CONV MAN07 806605705 $3,637 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COM 806605101 $43,980 1,556,800 SH SOLE 1,556,800 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COM 806605101 $3,006 106,400 SH CALL SOLE 106,400 - ------------------------------------------------------------------------------------------------------------------------------------ SEACOR HOLDINGS INC DBCV 2.875%12/1 811904AJ0 $13,650 12,000,000 PRN SOLE 12,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ SINCLAIR BROADCAST GROUP INC NOTE 3.000% 5/1 829226AW9 $51,788 56,910,000 PRN SOLE 56,910,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ SINCLAIR BROADCAST GROUP INC NOTE 4.875% 7/1 829226AU3 $16,848 19,091,000 PRN SOLE 19,091,000 - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORP COM 78442P106 $1,744 200,000 SH CALL SOLE 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ SOVRAN SELF STORAGE INC COM 84610H108 $609 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 $18,458 15,595,000 PRN SOLE 15,595,000 - ------------------------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS INC COM NEW 866810203 $18,180 2,000,000 SH SOLE 2,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ SUNSTONE HOTEL INVS INC NEW COM 867892101 $869 122,400 SH SOLE 122,400 - ------------------------------------------------------------------------------------------------------------------------------------ TEXTRON INC NOTE 4.500% 5/0 883203BN0 $7,070 4,315,000 PRN SOLE 4,315,000 - ------------------------------------------------------------------------------------------------------------------------------------ THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 $31,071 4,496,555 SH SOLE 4,496,555 - ------------------------------------------------------------------------------------------------------------------------------------ UNITED DOMINION REALTY TR IN NOTE 3.625% 9/1 910197AM4 $8,629 9,000,000 PRN SOLE 9,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $43,673 27,500,000 PRN SOLE 27,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ USEC INC NOTE 3.000%10/0 90333EAC2 $8,987 13,000,000 PRN SOLE 13,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 $288 10,000 SH PUT SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 $24,474 19,002,000 PRN SOLE 19,002,000 - ------------------------------------------------------------------------------------------------------------------------------------ WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3/1 955306AA3 $4,816 5,700,000 PRN SOLE 5,700,000 - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 $17,345 19,000,000 PRN SOLE 19,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ WRIGHT MED GROUP INC NOTE 2.625%12/0 98235TAA5 $2,106 2,500,000 PRN SOLE 2,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ WYETH COM 983024100 $38,864 800,000 SH SOLE 800,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ WYETH COM 983024100 $18,460 380,000 SH CALL SOLE 380,000 - ------------------------------------------------------------------------------------------------------------------------------------ WYNDHAM WORLDWIDE CORP NOTE 3.500% 5/0 98310WAC2 $7,106 5,000,000 PRN SOLE 5,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL FAIR MARKET $1,205,376 VALUE (in thousands)
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