-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AXPpudaeBfJ5xLIrqvQY8I7KlxG8Iy5314FKEKDLis+BM3dSlHQsdkTMGy6XaFwA E8vBX5t0ZipFGZOMEX+Pew== 0000938582-09-000086.txt : 20091119 0000938582-09-000086.hdr.sgml : 20091119 20091119160950 ACCESSION NUMBER: 0000938582-09-000086 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091119 DATE AS OF CHANGE: 20091119 EFFECTIVENESS DATE: 20091119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04780 FILM NUMBER: 091196011 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR/A 1 y13f092009.txt AMENDED 13F FOR PERIOD ENDING 9/30/2009 13F-HR 1 kenneth.miller@yale.edu NONE KENNETH R. MILLER (203) 432-5761 0000938582 eqed9jp@ 9/30/2009 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.):[X] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 55 Whitney Avenue, 5th Floor New Haven, CT 06510-1300 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT November 19, 2009 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 7 Form 13F Information Table Value Total: $ 5,210 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY CELGENE CORP COM 151020-10-4 352 6,292.00 SOLE SOLE CROSSTEX ENERGY INC COM 22765Y-10-4 143 27,112.00 SOLE SOLE ISHARES TR S&P 100 IDX FD 464287-10-1 2,538 52,000.00 SOLE SOLE ISHARES TR MSCI EAFE IDX 464287-46-5 1,094 20,000.00 SOLE SOLE JPMORGAN CHASE & CO COM 46625H-10-0 219 5,000.00 SOLE SOLE RACKSPACE HOSTING INC COM 750086-10-0 352 20,662.00 SOLE SOLE WOLVERINE WORLD WIDE INC COM 978097-10-3 512 20,614.00 SOLE SOLE TOTAL 5,210 151,680.00
-----END PRIVACY-ENHANCED MESSAGE-----