-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jm4jpgLhf5IDw3IZsuN5GIDZbmz+2C00L4MGpKSGR4hkIBAEHoTkfwrnlXHGiZop u0dZBP3g579Cgsej6gVGgQ== 0000950123-09-062989.txt : 20091116 0000950123-09-062989.hdr.sgml : 20091116 20091116155815 ACCESSION NUMBER: 0000950123-09-062989 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 091186674 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y80442ae13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York November 13, 2009 - -------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $737,009 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 3 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion ---------------------- (b) Shared Voting Authority Fair -As Managers (Shares) Market Shares of Defined (c) See ---------------------- Title of CUSIP Value Principal (a) in Instr. Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole V Other V Sole Shared None - ----------------------------------- -------- --------- -------- ------------- ---- --------- ------- -------- ---------- ------ ---- A123 SYSTEMS INC COM 03739T108 213 10,000 SH X 01 10,000 ABSOLUTE SOFTWARE CORPORATION COM 00386B109 10,803 2,025,100 SH X 02 2,025,100 ACCELRYS INC COM 00430U103 5,595 964,712 SH X 02 964,712 ACCENTURE PLC COM G1151C101 4,174 112,000 SH X 112,000 ACME PACKET INC COM 004764106 1,751 175,000 SH X 02 175,000 AGILYSYS INC COM 00847J105 2,330 353,700 SH X 02 353,700 AIRVANA INC COM 00950V101 2,974 439,400 SH X 02 439,400 AMICAS INC COM 001712108 4,325 1,201,575 SH X 02 1,201,575 ANALOG DEVICES INC COM 032654105 12,962 470,000 SH X 01 470,000 APPLIED MATERIALS INC COM 038222105 12,108 905,000 SH X 01 905,000 APPLIED MICRO CIRCUITS COM 03822W406 13,357 1,337,050 SH X 01 1,337,050 ARROW ELECTRONICS INC COM 042735100 8,512 302,400 SH X 01 302,400 ARUBA NETWORKS INC COM 043176106 5,192 587,400 SH X 02 587,400 ASPEN TECHNOLOGY INC COM 045327103 4,409 432,300 SH X 01 432,300 ATMEL CORP COM 049513104 9,530 2,274,600 SH X 01 2,274,600 BALLANTYNE STRONG INC COM 058516105 1,265 364,800 SH X 02 364,800 BLUECOAT SYSTEMS COM 09534T508 10,752 476,000 SH X 02 476,000 BMC SOFTWARE INC COM 055921100 11,987 319,400 SH X 01 319,400 BSQUARE CORP COM 11776U102 2,597 998,900 SH X 02 998,900 CADENCE DESIGN SYS INC COM 127387108 9,571 1,304,000 SH X 01 1,304,000 CALIFORNIA MICRO DEVICES CORP COM 130439102 282 87,600 SH X 02 87,600 CALLIDUS SOFTWARE COM 13123E500 7,623 2,532,883 SH X 01,02 2,532,883 CAVIUM NETWORKS INC COM 14965A101 4,014 187,000 SH X 02 187,000 COGENT INC COM 19239Y108 9,915 981,700 SH X 02 981,700 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 14,277 369,300 SH X 01 369,300 COMVERGE INC COM 205859101 4,560 373,478 SH X 02 373,478 COMVERSE TECHNOLOGY INC COM 205862402 8,931 1,020,700 SH X 01 1,020,700 COREL CORP COM 21869X103 2,051 716,000 SH X 02 716,000 COVANCE INC COM 222816100 6,590 121,700 SH X 01 121,700 DENDREON CORP. COM 24823Q107 4,758 170,000 SH X 01 170,000 DEXCOM INC COM 252131107 12,460 1,571,300 SH X 02 1,571,300 DIGITAL RIV INC COM 25388B104 30,627 759,600 SH X 01 759,600 ECLIPSYS CORP COM 278856109 5,307 275,000 SH X 02 275,000 ELOYALTY CORP COM 290151307 7,911 987,689 SH X 01,02 987,689 COLUMN TOTAL 253,713
Page 2 of 3 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion ---------------------- (b) Shared Voting Authority Fair -As Managers (Shares) Market Shares of Defined (c) See ---------------------- Title of CUSIP Value Principal (a) in Instr. Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole V Other V Sole Shared None - ----------------------------------- -------- --------- -------- ------------- ---- --------- ------- -------- ---------- ------ ---- EMULEX COM 292475209 6,451 627,000 SH X 01 627,000 FAIRCHILD SEMICND INTL CL A COM 303726103 4,792 468,500 SH X 01 468,500 GRAND CANYON EDUCATION INC COM 38526M106 5,384 302,000 SH X 02 302,000 GUIDANCE SOFTWARE INC COM 401692108 6,564 1,488,600 SH X 02 1,488,600 12 TECHNOLOGIES INC COM 465754109 3,997 249,200 SH X 02 249,200 IKANOS COMMUNICATIONS COM 45173E105 2,394 1,027,700 SH X 02 1,027,700 INFOSPACE COM INC COM 45678T300 2,702 350,000 SH X 02 350,000 INTEGRATED DEVICE TECH COM 458118106 8,859 1,310,600 SH X 01 1,310,600 INTER-NAP NETWORK COM 45885A300 5,152 1,605,100 SH X 02 1,605,100 INTERNATIONAL RECTIFIER CORP COM 460254105 650 33,400 SH X 33,400 JDS UNIPHASE CORP. COM 46612J507 8,630 1,213,900 SH X 01 1,213,900 KENEXA CORP COM 488879107 2,354 174,700 SH X 02 174,700 KEYNOTE SYS INC COM 493308100 5,675 601,900 SH X 02 601,900 KINETIC CONCEPTS COM 49460w208 7,654 207,000 SH X 01 207,000 KNOT INC COM 499184109 346 31,700 SH X 02 31,700 LATTICE SEMICONDUCTOR COM 518415104 8,536 3,794,000 SH X 02 3,794,000 LAWSON SOFTWARE INC COM 52078P102 8,273 1,325,900 SH X 01 1,325,900 LINEAR TECHNOLOTY CORP COM 535678106 8,565 310,000 SH X 01 310,000 LIQUIDITY SERVICES INC. COM 53635B107 3,922 380,100 SH X 02 380,100 LIVEPERSON INC COM 538146101 4,322 857,600 SH X 02 857,600 LOOKSMART LTD COM 543442503 1,011 872,240 SH X 02 872,240 MAGMA DESIGN AUTOMATION INC COM 559181102 9,250 4,426,100 SH X 02 4,426,100 MAXIM INTERGRATED COM 57772K101 7,490 412,900 SH X 01 412,900 MICREL INC COM 594793101 2,934 360,000 SH X 02 360,000 MICROS Systems Inc COM 594901100 944 31,300 SH X 31,300 MICROSEMI CORP COM 595137100 5,469 346,400 SH X 01 346,400 MICROTUNE INC DEL COM 59514P109 1,836 1,009,200 SH X 02 1,009,200 MONSTER WORLDWIDE INC COM 611742107 20,724 1,185,600 SH X 01 1,185,600 MSC.SOFTWARE COM 553531104 19,245 2,288,400 SH X 01,02 2,288,400 McAFEE INC COM 579064106 18,799 429,300 SH X 01 429,300 NETEZZA CORP COM 64111N101 10,856 965,840 SH X 01 965,840 NETSCOUT SYSTEMS INC COM 64115T104 1,918 142,000 SH X 02 142,000 NOVELL INC COM 670006105 9,498 2,106,100 SH X 01 2,106,100 NVIDIA CORP COM 67066G104 14,667 975,900 SH X 01 975,900 OMNITURE INC COM 68212S109 2,534 118,200 SH X 118,200 ON SEMICONDUCTOR CORP COM 682189105 9,322 1,130,000 SH X 01 1,130,000 COLUMN TOTAL 241,719
Page 3 of 3 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ Investment Discretion ---------------------- (b) Shared Voting Authority Fair -As Managers (Shares) Market Shares of Defined (c) See ---------------------- Title of CUSIP Value Principal (a) in Instr. Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole V Other V Sole Shared None - ----------------------------------- -------- --------- -------- ------------- ---- --------- ------- -------- ---------- ------ ---- OPENWAVE SYS INC COM 683718308 30,712 11,812,600 SH X 01,02 11,812,600 OPNET TECHNOLOGIES COM 683757108 7,999 731,900 SH X 02 731,900 PARAMETRIC TECH CORP COM 699173209 8,180 591,900 SH X 01 591,900 PHASE FORWARD INC COM 71721R406 4,282 305,000 SH X 02 305,000 PLATO Learning INC COM 72764Y100 7,178 1,661,800 SH X 02 1,661,800 PMC-SIERRA INC COM 69344F106 11,477 1,200,600 SH X 01 1,200,600 QLOGIC CORP COM 747277101 5,676 330,000 SH X 01 330,000 QUEST SOFTWARE INC COM 74834T103 4,654 276,243 SH X 01 276,243 RACKSPACE HOSTING INC COM 750086100 8,862 519,471 SH X 01 519,471 RADWARE, LTD COM IL0010834 1,095 97,556 SH X 02 97,556 RF MICRODEVICES INC COM 749941100 3,801 700,000 SH X 01 700,000 RIGHTNOW TECHNOLOGIES INC COM 76657R106 4,401 304,800 SH X 02 304,800 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01,02 8,160,250 SALARY.COM COM 794006106 1,262 397,100 SH X 02 397,100 SALIX PHARMACEUTICALS COM 795435106 23,451 1,103,100 SH X 01,02 1,103,100 SAPIENT CORP COM 803062108 2,731 339,700 SH X 339,700 SHIRE PLC ADR 82481R106 12,371 236,600 SH X 01 236,600 SILICON LABORATORIES, INC COM 826919102 6,689 144,300 SH X 01 144,300 SONIC SOLUTIONS COM 835460106 6,725 1,134,100 SH X 02 1,134,100 SYMANTEC CORP COM 871503108 558 33,900 SH X 33,900 TNS INC COM 872960109 17,270 630,300 SH X 01,02 630,300 TRX INC COM 898452107 1,930 2,121,700 SH X 02 2,121,700 TTI TEAM TELECOMA, PFD (restricted) COM M88258104 1,154 909,091 SH X 02 909,091 TYCO ELECTRONICS LTD COM H8912P106 6,358 285,400 SH X 01 285,400 ULTICOM COM 903844108 7,469 2,575,706 SH X 02 2,575,706 VALEANT PHARMACEUTICALS INTL COM 91911X104 1,655 59,000 SH X 59,000 VALUECLICK INC COM 92046N102 18,377 1,393,300 SH X 01 1,393,300 VIRAGE LOGIC CORP COM 92763R104 4,319 829,100 SH X 02 829,100 WASHINGTON POST CO. COM 939640108 14,089 30,100 SH X 01 30,100 WEB.COM GROUP INC COM 94733A104 10,768 1,518,778 SH X 02 1,518,778 WEBMEDIABRANDS INC COM 94770W100 2,692 3,739,800 SH X 02 3,739,800 XILINX INC COM 983919101 3,278 140,000 SH X 01 140,000 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 114 22,475 SH X 22,475 COLUMN TOTAL 241,577 -------- GRAND TOTAL 737,009
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