-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmIgJ2Qu8M8o1Dqvn5yN6Ylm2MpHXm3PlO1aCHl07TNx99C71vYZ2oX6WhoMs26O lH/EX+7M7KVhn9lv9jeOxQ== 0001390043-09-000004.txt : 20091116 0001390043-09-000004.hdr.sgml : 20091116 20091116121606 ACCESSION NUMBER: 0001390043-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Washington CORP CENTRAL INDEX KEY: 0001390043 IRS NUMBER: 910288295 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12988 FILM NUMBER: 091184911 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, SUITE 3701 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066248320 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 3701 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 fwco20090930x.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if amended: [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] add new holdings entries. Institutional Investment Manager Filing this Report: Name: First Washington Corporation Address: 601 University Street, Suite 3701 Seattle, WA 98101 Form 13F File Number: 28-12988 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David D. Lewis Title: Chief Compliance Officer Phone No.: 206-624-8320 Signature, Place, and Date of Signing: David D. Lewis Seattle, Washington November 13, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: $114,992,909 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. ONE FORM 13F INFORMATION TABLE Column 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/PRN INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE CLASS CUSIP (x$1000) PRN AMT PUT/CALL DISCRET. MANAGERS SOLE SHARED NONE - -------- -------- -------- -------- ----- ----- ----- ----- ----- ----- ----- ABBOTT LABS COM 002824100 2211 44700 SOLE 44700 AKEENA SOLAR INC DE COM 009720103 724 640647 SOLE 640647 ALASKA AIR GROUP COM 011659109 2861 106800 SOLE 106800 ALCOA INC COM 013817101 33 2500 SOLE 2500 ALTRIA GROUP INC COM 02209S103 18 1000 SOLE 1000 AMAZON COM INC COM 023135106 419 4489 SOLE 4489 AMERICA SVC GROUP INC COM 02364L109 6981 422095 SOLE 422095 AMERIGON INC COM 03070L300 456 62100 SOLE 62100 AMGEN INC COM 031162100 8 134 SOLE 134 APACHE CORP COM 037411105 110 1200 SOLE 1200 APPLE INC COM 037833100 6796 36661 SOLE 36661 AUTOMATIC DATA PROCESSINGCOM 053015103 218 5540 SOLE 5540 BANK OF NEW YORK MELLON CCOM 064058100 117 4025 SOLE 4025 BANNER CORP COM 06652V109 1406 515145 SOLE 515145 BERKSHIRE HATHAWAY INC DECL B 084670207 5593 1683 SOLE 1683 BERKSHIRE HATHAWAY INC DECL A 084670108 8484 84 SOLE 84 BOEING CO COM 097023105 513 9479 SOLE 9479 BROADRIDGE FINL SOLUTIONSCOM 11133T103 16 810 SOLE 810 CAPITAL SR LIVING CORP COM 140475104 3451 565778 SOLE 565778 CATERPILLAR INC COM 149123101 5 100 SOLE 100 CEMEX SAB DE CV CEMEX SAB DE CV 151290889 0 4 SOLE 4 CHEVRON CORP NEW COM 166764100 11 150 SOLE 150 CHINAEDU CORP SPONS ADR 16945L107 2568 366830 SOLE 366830 CISCO SYS INC COM 17275R102 2535 107700 SOLE 107700 CITIGROUP INC COM 172967101 242 50000 SOLE 50000 COCA COLA CO COM 191216100 645 12004 SOLE 12004 CONSOLIDATED EDISON INC COM 209115104 33 800 SOLE 800 COSTCO WHSL CORP NEW COM 22160K105 122 2158 SOLE 2158 CURRENCYSHARES EURO TR EURO SHS 23130C108 15 100 SOLE 100 DARLING INTL INC COM 237266101 2292 311900 SOLE 311900 DISNEY WALT CO COM 254687106 9 312 SOLE 312 EATON CORP COM 278058102 57 1000 SOLE 1000 EATON VANCE CORP COM NON VTG 278265103 1206 43089 SOLE 43089 EMERITUS CORP COM 291005106 5616 255850 SOLE 255850 EXPRESS 1 EXPEDITED SOLUTCOM 30217Q108 1879 1977450 SOLE 1977450 EXXON MOBIL CORP COM 30231G102 50 732 SOLE 732 FORD MTR CO DEL COM PAR $0.01 345370860 180 25000 SOLE 25000 FRANKLIN RES INC COM 354613101 136 1350 SOLE 1350 FREEPORT-MCMORAN COPPER &COM 35671D857 209 3050 SOLE 3050 GENERAL ELECTRIC CO COM 369604103 2821 171820 SOLE 171820 GOLDMAN SACHS GROUP INC COM 38141G104 404 2189 SOLE 2189 GOOGLE INC CL A 38259P508 149 300 SOLE 300 HEALTH FITNESS CORP COM NEW 42217V201 503 90000 SOLE 90000 HEWLETT PACKARD CO COM 428236103 75 1590 SOLE 1590 IMPAX LABORATORIES INC COM 45256B101 2441 279300 SOLE 279300 INDIA FUND INC COM 454089103 3 100 SOLE 100 INTEL CORP COM 458140100 3127 159800 SOLE 159800 INTUITIVE SURGICAL INC COM NEW 46120E602 51 195 SOLE 195 ISHARES INC MSCI CDA INDEX 464286509 25 1000 SOLE 1000 ISHARES TR INDEX BARCLYS TIPS BD 464287176 18 175 SOLE 175 ISHARES TR INDEX MSCI EAFE IDX 464287465 901 16476 SOLE 16476 ISHARES TR INDEX RUSSELL1000GRW 464287614 4 90 SOLE 90 ISHARES TR INDEX RUSSELL 2000 464287655 5 80 SOLE 80 ISHARES TR INDEX S&P MIDCAP 400 464287507 6 80 SOLE 80 ISHARES TR INDEX MSCI EMERG MKT 464287234 1672 42962 SOLE 42962 ISHARES TR S&P DEV EX-US 464288422 19 605 SOLE 605 JOHNSON & JOHNSON COM 478160104 25 415 SOLE 415 KROGER CO COM 501044101 3 148 SOLE 148 LEVEL 3COMMUNICATIONS INCCOM 52729N100 2 1500 SOLE 1500 M & T BK CORP COM 55261F104 484 7770 SOLE 7770 MARATHON OIL CORP COM 565849106 1828 57300 SOLE 57300 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 130 7500 SOLE 7500 MARTEK BIOSCIENCES CORP COM 572901106 1805 79900 SOLE 79900 MASTERCARD INC CL A 57636Q104 50 245 SOLE 245 MCDONALDS CORP COM 580135101 597 10458 SOLE 10458 MDU RES GROUP INC COM 552690109 1057 50700 SOLE 50700 MEDTRONIC INC COM 585055106 158 4280 SOLE 4280 MERCK & CO INC COM 589331107 1550 49000 SOLE 49000 METLIFE INC COM 59156R108 16 422 SOLE 422 MICRON TECHNOLOGY INC COM 595112103 230 28000 SOLE 28000 MICROSOFT CORP COM 594918104 2834 109448 SOLE 109448 MONSANTO CO NEW COM 61166W101 1772 22900 SOLE 22900 NETWORK EQUIP TECHNOLOGIECOM 641208103 4971 687600 SOLE 687600 NORDSTROM INC COM 655664100 876 28670 SOLE 28670 NORTHWEST NATL GAS CO COM 667655104 906 21750 SOLE 21750 NORTHWESTERN CORP COM NEW 668074305 1040 42566 SOLE 42566 NOVARTIS A G SPONSORED ADR 66987V109 3 50 SOLE 50 NUVEEN CA DIV ADVANTG MUNCOM 67069X104 48 3500 SOLE 3500 NUVEEN CA DIVIDEND ADV MUCOM SHS 67066Y105 49 3700 SOLE 3700 NUVEEN CALIF PREM INCOME COM 6706L0102 54 4195 SOLE 4195 NUVEEN QUALITY PFD INCOMECOM 67072C105 31 4309.22 SOLE 4309.22 NUVEEN QUALITY PFD INC FDCOM 67072W101 51 7400 SOLE 7400 PACCAR INC COM 693718108 128 3405 SOLE 3405 PACIFIC CONTINENTAL CORP COM 69412V108 149 14144 SOLE 14144 PFIZER INC COM 717081103 111 6700 SOLE 6700 PHILIP MORRIS INTL INC COM 718172109 24 500 SOLE 500 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 2 230 SOLE 230 PROCTER & GAMBLE CO COM 742718109 255 4395 SOLE 4395 PROSHARES TR PSHS ULT S&P 500 74347R107 103 3000 SOLE 3000 PROSHARES TR PSHS ULTRA FINL 74347R743 24 4000 SOLE 4000 PROSHARES TR PSHS REAL ESTAT 74347R552 48 5000 SOLE 5000 RED LION HOTELS CORP COM 756764106 4638 806600 SOLE 806600 REYNOLDS AMERICAN INC COM 761713106 22 500 SOLE 500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2 65 SOLE 65 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5 85 SOLE 85 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 18 510 SOLE 510 SPDR SERIES TRUST DJ REIT ETF 78464A607 4 84 SOLE 84 SPDR TR UNIT SER 1 78462F103 999 9460 SOLE 9460 STARBUCKS CORP COM 855244109 707 34214 SOLE 34214 STATE STREET CORP COM 857477103 235 4472 SOLE 4472 STATOILHYDRO ASA SPONSORED ADR 85771P102 1013 44931 SOLE 44931 STEC INC COM 784774101 474 16127 SOLE 16127 SYSCO CORP COM 871829107 547 22000 SOLE 22000 TASER INTL INC COM 87651B104 2265 479800 SOLE 479800 TECHNITROL INC COM 878555101 130 14129 SOLE 14129 TRANSOCEAN LTD REG SHS H8817H100 43 500 SOLE 500 TRUE RELIGIONAPPAREL INC COM 89784N104 16 600 SOLE 600 UNITED STS NAT GASFD UNIT 912318102 2465 209925 SOLE 209925 US BANCORP DEL COM 902973304 1327 60693 SOLE 60693 UNITED STS STL CORP COM 912909108 44 1000 SOLE 1000 VANGUARD INDEX FDS GROWTH ETF 922908736 49 1000 SOLE 1000 VANGUARD INDEX FDS LARGE CAP ETF 922908637 79 1650 SOLE 1650 VANGUARD INDEX FDS STK MRK ETF 922908769 54 1000 SOLE 1000 VANGUARD INDEX FDS VALUE ETF 922908744 46 1000 SOLE 1000 VANGUARD INTL EQUITY INDEALLWRLD EX US 922042775 35 800 SOLE 800 VISA INC COM CL A 92826C839 14 200 SOLE 200 WAL MART STORES INC COM 931142103 812 16535 SOLE 16535 WALGREEN CO COM 931422109 60 1600 SOLE 1600 WASHINGTON FED INC COM 938824109 2666 158100 SOLE 158100 WATSON PHARMACEUTICALS INCOM 942683103 1623 44300 SOLE 44300 WELLS FARGO & CO NEW COM 949746101 24 860 SOLE 860 XCEL ENERGY INC COM 98389B100 53 2755 SOLE 2755 XTO ENERGY INC COM 98385X106 103 2500 SOLE 2500 ZIMMER HLDGS INC COM 98956P102 2571 48100 SOLE 48100
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