-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N9iIFK//Ypn4ul6D6DrdsdJGWMHXdGBweoPJrLy2i2rPz0XmM8y6+zacxscipp4P SUiWZTKhUsHg8+WcDDTC8A== 0000902664-09-003907.txt : 20091116 0000902664-09-003907.hdr.sgml : 20091116 20091116113057 ACCESSION NUMBER: 0000902664-09-003907 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 091184592 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 p09-1969form13fhr.txt ARDSLEY ADVISORY PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 11/16/09 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 75 ------------- Form 13F Information Table Value Total: $525,802 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ALCATEL-LUCENT SPONSORED ADR 013904305 23,573 5,250,000 SH SOLE 5,250,000 ALTAIR NANOTECHNOLOGIES INC COM 021373105 376 327,350 SH SOLE 327,350 AMERICAN PUBLIC EDUCATION IN COM 02913V103 8,335 240,000 SH SOLE 240,000 APPLE INC COM 037833100 21,315 115,000 SH SOLE 115,000 ASIAINFO HLDGS INC COM 04518A104 4,393 220,000 SH SOLE 220,000 BIOVAIL CORP COM 09067J109 10,030 650,000 SH SOLE 650,000 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 6,681 850,000 SH SOLE 850,000 CAPSTONE TURBINE CORP COM 14067D102 330 250,000 SH SOLE 250,000 CHESAPEAKE ENERGY CORP COM 165167107 8,520 300,000 SH SOLE 300,000 CHINA ED ALLIANCE INC COM NEW 16938Y207 2,108 400,000 SH SOLE 400,000 CHINA NAT GAS INC COM NEW 168910206 10,605 875,000 SH SOLE 875,000 CHINA-BIOTICS INC COM 16937B109 3,200 200,000 SH SOLE 200,000 COVANTA HLDG CORP COM 22282E102 7,013 412,500 SH SOLE 412,500 CVS CAREMARK CORPORATION COM 126650100 11,616 325,000 SH SOLE 325,000 ENVIRONMENTAL PWR CORP COM NEW 29406L201 376 874,289 SH SOLE 874,289 EXCO RESOURCES INC COM 269279402 5,140 275,000 SH SOLE 275,000 F M C CORP COM NEW 302491303 1,125 20,000 SH SOLE 20,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6,861 100,000 SH SOLE 100,000 FUELCELL ENERGY INC COM 35952H106 1,495 350,000 SH SOLE 350,000 GENERAL ELECTRIC CO COM 369604103 821 50,000 SH CALL SOLE GENERAL ELECTRIC CO COM 369604103 12,315 750,000 SH CALL SOLE GILEAD SCIENCES INC COM 375558103 11,625 250,000 SH SOLE 250,000 GOOGLE INC CL A 38259P508 27,272 55,000 SH SOLE 55,000 GREIF INC CL A 397624107 5,230 95,000 SH SOLE 95,000 GSE SYS INC COM 36227K106 622 100,000 SH SOLE 100,000 HALLIBURTON CO COM 406216101 9,492 350,000 SH SOLE 350,000 HARBIN ELECTRIC INC COM 41145W109 9,537 565,000 SH SOLE 565,000 HARRIS & HARRIS GROUP INC COM 413833104 313 50,000 SH SOLE 50,000 HEADWATERS INC COM 42210P102 1,451 375,000 SH SOLE 375,000 HEWLETT PACKARD CO COM 428236103 9,442 200,000 SH SOLE 200,000 HEXCEL CORP NEW COM 428291108 1,430 125,000 SH SOLE 125,000 INVERNESS MED INNOVATIONS IN COM 46126P106 5,810 150,000 SH SOLE 150,000 LENDER PROCESSING SVCS INC COM 52602E102 7,634 200,000 SH SOLE 200,000 MAXWELL TECHNOLOGIES INC COM 577767106 1,474 80,000 SH SOLE 80,000 MELLANOX TECHNOLOGIES LTD SHS M51363113 4,917 300,000 SH SOLE 300,000 MGIC INVT CORP WIS COM 552848103 3,705 500,000 SH SOLE 500,000 MICROSEMI CORP COM 595137100 395 25,000 SH SOLE 25,000 MYLAN INC COM 628530107 10,407 650,000 SH SOLE 650,000 PLAINS EXPL& PRODTN CO COM 726505100 8,298 300,000 SH CALL SOLE PROSHARES TR PSHS ULTSH 20YRS 74347R297 33,008 750,000 SH SOLE 750,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 8,802 200,000 SH CALL SOLE PROSHARES TR PSHS ULTSH 20YRS 74347R297 13,203 300,000 SH CALL SOLE RINO INTERNATIONAL CORPORATI COM 766883102 10,570 500,000 SH SOLE 500,000 RIVERBED TECHNOLOGY INC COM 768573107 2,196 100,000 SH SOLE 100,000 ROCKWOOD HLDGS INC COM 774415103 7,200 350,000 SH SOLE 350,000 RTI INTL METALS INC COM 74973W107 996 40,000 SH SOLE 40,000 RUBICON TECHNOLOGY INC COM 78112T107 1,864 125,600 SH SOLE 125,600 SATCON TECHNOLOGY CORP COM 803893106 684 400,000 SH SOLE 400,000 SCHERING PLOUGH CORP COM 806605101 21,188 750,000 SH SOLE 750,000 SCHLUMBERGER LTD COM 806857108 29,800 500,000 SH CALL SOLE SMART BALANCE INC COM 83169Y108 5,219 850,000 SH SOLE 850,000 SOLUTIA INC COM NEW 834376501 1,737 150,000 SH SOLE 150,000 STATE STR CORP COM 857477103 7,890 150,000 SH SOLE 150,000 SUNPOWER CORP COM CL B 867652307 4,415 175,000 SH SOLE 175,000 SUPERTEX INC COM 868532102 2,250 75,000 SH SOLE 75,000 TELLABS INC COM 879664100 5,882 850,000 SH SOLE 850,000 TELVENT GIT SA SHS E90215109 10,056 347,000 SH SOLE 347,000 THERMO FISHER SCIENTIFIC INC COM 883556102 3,930 90,000 SH SOLE 90,000 TITANIUM METALS CORP COM NEW 888339207 719 75,000 SH SOLE 75,000 TITANIUM METALS CORP COM NEW 888339207 959 100,000 SH CALL SOLE TRINA SOLAR LIMITED SPON ADR 89628E104 804 25,000 SH SOLE 25,000 TUTOR PERINI CORP COM 901109108 1,874 88,000 SH SOLE 88,000 UNIVERSAL DISPLAY CORP COM 91347P105 1,194 100,000 SH SOLE 100,000 UNITED STATES NATL GAS FUND UNIT 912318102 587 50,000 SH CALL SOLE UNITED STATES NATL GAS FUND UNIT 912318102 587 50,000 SH CALL SOLE VALENCE TECHNOLOGY INC COM 918914102 270 150,000 SH SOLE 150,000 VEECO INSTRS INC DEL COM 922417100 933 40,000 SH SOLE 40,000 VENOCO INC COM 92275P307 2,590 225,000 SH SOLE 225,000 WESTPORT INNOVATIONS INC COM NEW 960908309 2,223 175,000 SH SOLE 175,000 WONDER AUTO TECHNOLOGY INC COM 978166106 12,600 1,050,000 SH SOLE 1,050,000 XTO ENERGY INC COM 98385X106 12,396 300,000 SH SOLE 300,000 YONGYE INTL INC COM 98607B106 25,331 3,062,990 SH SOLE 3,062,990 YUCHENG TECHNOLOGIES LTD COM G98777108 6,930 966,500 SH SOLE 966,500 ZBB ENERGY CORPORATION COM 98876R204 1,086 781,462 SH SOLE 781,462 ZHONGPIN INC COM 98952K107 18,547 1,260,000 SH SOLE 1,260,000
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