-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UjgIVO84ZhJwtU2l5F3MUHa45hcuTdkZurCcO6DPFC/gZ5FvQbz5/5xM0YvhgcBQ QW96FzZklZLIIi2NtzdVRw== 0001047469-09-010177.txt : 20091116 0001047469-09-010177.hdr.sgml : 20091116 20091116100633 ACCESSION NUMBER: 0001047469-09-010177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 091184140 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2195543z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 November 13, 2009 ------------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 89 -------------------- Form 13F Information Table Value Total: $208,551 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ---------------- ---------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - --------------------------- -------- --------- ------- ----------------- ------- ------ ------------------- TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE CRMH Holdings COMMON G2554P103 425 429299 SH sole 429299 0 0 CRMH Holdings COMMON G2554P103 7251 732431 SH other 01 732431 0 0 Invesco COMMON G149BT108 171 7500 SH sole 7500 0 0 Invesco COMMON G149BT108 3997 175600 SH other 01 175600 0 0 Lazard COMMON G54050102 2479 60000 SH other 01 60000 0 0 Alliance Financial COMMON 019205103 338 12500 SH sole 12500 0 0 Alliance Financial COMMON 019205103 1014 37500 SH other 01 37500 0 0 Ameriprise Financial COMMON 03076C106 1272 35000 SH sole 35000 0 0 Ameriprise Financial COMMON 03076C106 4450 122500 SH other 01 122500 0 0 Annaly Capital Management COMMON 035710409 22 1200 SH other 01 1200 0 0 Aon Corp COMMON 037389103 3052 75000 SH other 01 75000 0 0 Bancorp Rhode Island COMMON 059690107 1875 75071 SH sole 75071 0 0 Bancorp Rhode Island COMMON 059690107 5394 215940 SH other 01 215940 0 0 Bank of America COMMON 060505104 1353 79987 SH sole 79987 0 0 Bank of America COMMON 060505104 4915 290498 SH other 01 290498 0 0 Bank of New York COMMON 064058100 3624 125000 SH other 01 125000 0 0 Beacon Federal COMMON 073582108 1001 109792 SH sole 109792 0 0 Beacon Federal COMMON 073582108 2584 279378 SH other 01 279378 0 0 Berkshire Hills COMMON 084680107 274 12500 SH sole 12500 0 0 Berkshire Hills COMMON 084680107 823 37500 SH other 01 37500 0 0 Capital Acquisition COMMON 14055E104 1482 150000 SH sole 150000 0 0 Capital Acquisition COMMON 14055E104 4446 450000 SH other 01 450000 0 0 Centerstate Banks COMMON 15201P109 1627 206250 SH sole 206250 0 0 Centerstate Banks COMMON 15201P109 5308 672750 SH other 01 672750 0 0 Chicopee Bancorp COMMON 168565109 1171 88632 SH sole 88632 0 0 Chicopee Bancorp COMMON 168565109 2467 186768 SH other 01 186768 0 0 Chimera Investment COMMON 16934Q109 1146 300000 SH sole 300000 0 0 Chimera Investment COMMON 16934Q109 6876 1800000 SH other 01 1800000 0 0 Citizens Republic COMMON 174420109 1140 1500000 SH other 01 1500000 0 0 Citizens South COMMON 176682102 1990 326297 SH sole 326297 0 0 Citizens South COMMON 176682102 2244 367814 SH other 01 367814 0 0 Comerica COMMON 200340107 1335 45000 SH other 01 45000 0 0 Connecticut Bank and Trust COMMON 207546102 462 103280 SH sole 103280 0 0 Connecticut Bank and Trust COMMON 207546102 540 131124 SH other 01 131124 0 0 Fifth Third Bancorp COMMON 316773100 1520 150000 SH other 01 150000 0 0 First Fed Financial COMMON 337907109 25 60000 SH other 01 60000 0 0 First Horizon National Corp COMMON 320517105 1193 90151 SH sole 90151 0 0 First Horizon National Corp COMMON 320517105 3979 300785 SH other 01 300785 0 0 First United Bancorp COMMON 33740N105 2902 504656 SH sole 504656 0 0 First United Bancorp COMMON 33740N105 6038 1050000 SH other 01 1050000 0 0 Guaranty Bancorp COMMON 40075T102 620 419211 SH other 01 419211 0 0 Hilltop Holdings COMMON 432748101 812 66250 SH sole 66250 0 0 Hilltop Holdings COMMON 432748101 2437 198750 SH other 01 198750 0 0 Invesco Mortgage Cap COMMON 46131B100 2185 100000 SH sole 100000 0 0 Invesco Mortgage Cap COMMON 46131B100 11034 505000 SH other 01 505000 0 0 Investors Bancorp COMMON 46146P102 849 80000 SH sole 80000 0 0 Investors Bancorp COMMON 46146P102 4175 393500 SH other 01 393500 0 0 JP Morgan COMMON 46625H100 1096 25000 SH sole 25000 0 0 JP Morgan COMMON 46625H100 548 12500 SH other 01 12500 0 0 Janus Capital COMMON 47102X105 355 25000 SH sole 25000 0 0 Janus Capital COMMON 47102X105 1950 137500 SH other 01 137500 0 0 Met Life COMMON 59156R108 2855 75000 SH other 01 75000 0 0 Metro Bancorp COMMON 59161R101 913 75000 SH sole 75000 0 0 Metro Bancorp COMMON 59161R101 2738 225000 SH other 01 225000 0 0 Morgan Stanley COMMON 617446448 2316 75000 SH other 01 75000 0 0 Northern Trust COMMON 665859104 872 15000 SH other 01 15000 0 0 Parkvale COMMON 701492100 159 17024 SH other 01 17024 0 0 Pennymac Mortgage COMMON 70931T103 2698 135500 SH sole 135500 0 0
Pennymac Mortgage COMMON 70931T103 8093 406500 SH other 01 406500 0 0 Peoples Bank COMMON 712704105 584 37500 SH sole 37500 0 0 Peoples Bank COMMON 712704105 5485 352500 SH other 01 352500 0 0 Porter Bancorp COMMON 736233107 576 35352 SH sole 35352 0 0 Porter Bancorp COMMON 736233107 2218 136096 SH other 01 136096 0 0 Principal Financial COMMON 74251V102 685 250000 SH sole 250000 0 0 Principal Financial COMMON 74251V102 2054 75000 SH other 01 75000 0 0 Regions Financial COMMON 7591EP100 233 37500 SH other 01 37500 0 0 Redwood Trust COMMON 758075402 1318 85000 SH sole 85000 0 0 Redwood Trust COMMON 758075402 3951 254900 SH other 01 254900 0 0 Rome Bancorp COMMON 77587P103 1726 196587 SH sole 196587 0 0 Rome Bancorp COMMON 77587P103 410 47029 SH other 01 47029 0 0 Seacost Bank COMMON 811707306 630 250000 SH sole 250000 0 0 Seacost Bank COMMON 811707306 1890 750000 SH other 01 750000 0 0 Sterling Bancorp COMMON 859158107 722 100000 SH other 01 100000 0 0 Suntrust COMMON 867914103 789 35000 SH sole 35000 0 0 Suntrust COMMON 867914103 2368 105000 SH other 01 105000 0 0 Synovus COMMON 87161C105 374 125000 SH other 01 125000 0 0 TFS Financial COMMON 87240R107 823 69126 SH sole 69126 0 0 TFS Financial COMMON 87240R107 11245 944976 SH other 01 944976 0 0 Travelers COMMON 89417E109 3446 70000 SH other 01 70000 0 0 Union Bamkshares COMMON 905399101 311 25000 SH sole 25000 0 0 Union Bamkshares COMMON 905399101 934 75000 SH other 01 75000 0 0 United Community COMMON 90984P105 3125 625000 SH sole 625000 0 0 United Community COMMON 90984P105 9375 1875000 SH other 01 1875000 0 0 United Western COMMON 913201109 354 37440 SH sole 37440 0 0 United Western COMMON 913201109 427 45230 SH other 01 45230 0 0 Viewpoint COMMON 926727108 8 600 SH other 01 600 0 0 Western Liberty COMMON 961443108 2573 262500 SH sole 262500 0 0 Western Liberty COMMON 961443108 7718 787500 SH other 01 787500 0 0 Wintrust financial COMMON 97650W108 1289 46100 SH sole 46100 0 0
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