-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJoTXMdFDV7ZUxIMmZu97wQ6wNBuELPQAlyP08TW1Xr51yJBxIOwQhWPksaU2E4V vrfUQWVJe/Zd3l5xwpRKvw== 0000915325-09-000011.txt : 20091113 0000915325-09-000011.hdr.sgml : 20091113 20091112174631 ACCESSION NUMBER: 0000915325-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 091178415 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-3q09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 9/30/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA November 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: 522150 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COM 88579Y101 436 5904 SH Sole 1504 4400 Amazon.com COM 023135106 5990 64161 SH Sole 36030 28131 Amdocs Limited COM G02602103 5494 204406 SH Sole 116733 87673 Apple COM 037833100 11948 64462 SH Sole 35478 28984 Becton Dickinson COM 075887109 6999 100344 SH Sole 57672 42672 Berkshire Hathaway A COM 084670108 202 2 SH Sole 2 Boeing COM 097023105 7199 132946 SH Sole 80016 52930 Cisco Systems COM 17275R102 8882 377302 SH Sole 198328 178974 Cognizant Tech Solutions COM 192446102 10136 262189 SH Sole 151112 111077 Colgate-Palmolive COM 194162103 486 6365 SH Sole 2275 4090 Costco Wholesale COM 22160K105 8237 146105 SH Sole 78237 67868 CVS Caremark COM 126650100 9803 274285 SH Sole 152935 121350 Ecolab COM 278865100 7941 171770 SH Sole 91626 80144 Expeditors Int'l of Washington COM 302130109 5465 155485 SH Sole 85062 70423 Fluor COM 343412102 6399 125838 SH Sole 72683 53155 Google COM 38259P508 10123 20415 SH Sole 11548 8867 IBM COM 459200101 6818 56999 SH Sole 37134 19865 iShares Russell 1000 Growth In COM 464287614 1069 23088 SH Sole 5734 17354 L-3 Communications Holdings COM 502424104 6198 77171 SH Sole 42959 34212 Medtronic COM 585055106 298 8111 SH Sole 3311 4800 Microsoft COM 594918104 8033 312336 SH Sole 185051 127284 Monsanto COM 61166W101 5123 66195 SH Sole 37043 29152 National Oilwell Varco COM 637071101 5761 133581 SH Sole 76450 57131 Northern Trust COM 665859104 6833 117482 SH Sole 68912 48570 Oracle COM 68389X105 7387 354474 SH Sole 200978 153496 PepsiCo COM 713448108 10142 172896 SH Sole 98674 74222 Praxair COM 74005P104 10031 122789 SH Sole 68335 54454 Qualcomm COM 747525103 9293 206594 SH Sole 118486 88108 Quest Diagnostics COM 74834L100 8100 155204 SH Sole 85403 69801 Research in Motion COM 760975102 4889 72295 SH Sole 40811 31484 Schlumberger COM 806857108 6920 116110 SH Sole 63543 52567 Sirius XM Radio COM 82967N108 9 14700 SH Sole 14700 Staples COM 855030102 6582 283456 SH Sole 166295 117161 Starbucks COM 855244109 462 22355 SH Sole 14085 8270 Stericycle COM 858912108 6173 127435 SH Sole 69110 58325 Sysco COM 871829107 7703 309980 SH Sole 170879 139101 Teva Pharmaceutical Industries COM 881624209 5816 115034 SH Sole 63386 51648 United Technologies COM 913017109 7617 125019 SH Sole 70385 54634 XTO Energy COM 98385X106 5506 133252 SH Sole 77273 55979 YUM! Brands COM 988498101 6007 177936 SH Sole 100762 77174 Albemarle COM 012653101 4660 134681 SH Sole 82633 52048 AT&T COM 00206R102 5658 209461 SH Sole 125999 83462 Bank of New York Mellon COM 064058100 4071 140434 SH Sole 82536 57898 BP PLC - Spons ADR COM 055622104 245 4612 SH Sole 3687 925 Chesapeake Energy COM 165167107 3470 122186 SH Sole 74654 47532 Chevron COM 166764100 5682 80670 SH Sole 45675 34995 Comcast Class A COM 20030N101 2287 135514 SH Sole 78257 57257 Covidien Ltd COM G2554F105 6215 143656 SH Sole 87748 55908 Edison International COM 281020107 3505 104381 SH Sole 61320 43061 Eli Lilly COM 532457108 3665 110949 SH Sole 68544 42405 Emerson Electric COM 291011104 4103 102382 SH Sole 54311 48071 EOG Resources COM 26875P101 5847 70010 SH Sole 41779 28231 Exxon Mobil COM 30231G102 7672 111819 SH Sole 65758 46062 Fidelity National Info Service COM 31620M106 3093 121265 SH Sole 70851 50414 FirstEnergy COM 337932107 3572 78124 SH Sole 47644 30480 General Electric COM 369604103 4853 295578 SH Sole 180857 114721 General Mills COM 370334104 6281 97562 SH Sole 56201 41361 Goldman Sachs Group COM 38141G104 7365 39952 SH Sole 23253 16699 Home Depot COM 437076102 226 8475 SH Sole 2125 6350 Hudson City Bancorp COM 443683107 3899 296531 SH Sole 180246 116285 Intel COM 458140100 3274 167287 SH Sole 97272 70015 John Deere COM 244199105 4805 111949 SH Sole 68922 43027 Johnson & Johnson COM 478160104 5685 93358 SH Sole 53205 40153 JPMorgan Chase COM 46625h100 7687 175411 SH Sole 108820 66591 Kraft Foods COM 50075N104 4042 153882 SH Sole 88931 64951 Marathon Oil COM 565849106 4456 139701 SH Sole 82078 57623 Marsh & McLennan COM 571748102 4452 180014 SH Sole 112322 67692 McDonald's COM 580135101 5449 95479 SH Sole 54307 41172 MetLife COM 59156R108 5910 155231 SH Sole 96866 58365 Morgan Stanley COM 617446448 3801 123099 SH Sole 71494 51605 Norfolk Southern COM 655844108 3006 69723 SH Sole 41575 28148 Procter & Gamble COM 742718109 695 11997 SH Sole 5046 6951 Raytheon COM 755111507 3778 78755 SH Sole 46949 31806 Thermo Fisher Scientific COM 883556102 4823 110450 SH Sole 62952 47498 Time Warner COM 887317303 2917 101360 SH Sole 65510 35850 Transocean COM H8817H100 4894 57225 SH Sole 33083 24142 Travelers Companies COM 89417E109 3876 78734 SH Sole 47120 31614 Verizon Communications COM 92343v104 3857 127413 SH Sole 75778 51635 Washington Federal COM 938824109 1447 85838 SH Sole 85838 Waste Management COM 94106L109 4345 145723 SH Sole 85655 60068 Wells Fargo COM 949746101 269 9549 SH Sole 4925 4624 iShares MSCI EAFE Index ETF COM 464287465 34427 629609 SH Sole 328263 301346 iShares MSCI Pacific Ex Japan COM 464286665 11240 277322 SH Sole 126319 151003 Vanguard Emerg Markets Index E COM 922042858 14920 387222 SH Sole 187432 199790 Vanguard FTSE All-World Ex-US COM 922042775 652 15096 SH Sole 3153 11943 Abbott Labs COM 002824100 378 7640 SH Sole 3390 4250 Atel Cap Equip Fund VII COM 1219752 19 10000 SH Sole 10000 Berkshire Hathaway A COM 084670108 606 6 SH Sole 6 BP PLC - Spons ADR COM 055622104 240 4517 SH Sole 4517 Colgate-Palmolive COM 194162103 257 3366 SH Sole 150 3216 Elements Rogers Total Return C COM 870297801 13199 1885593 SH Sole 1885593 Exxon Mobil COM 30231G102 222 3239 SH Sole 400 2839 iPath Dow Jones - UBS Commdty COM 06738c778 9029 234144 SH Sole 234144 iShares Russell 2000 Fund ETF COM 464287655 2978 49430 SH Sole 43645 5785 iShares Russell Midcap Growth COM 464287481 403 9485 SH Sole 9485 iShares Russell Midcap Index COM 464287499 2464 31495 SH Sole 31145 350 iShares Russell Midcap Value COM 464287473 417 11775 SH Sole 11775 K-Sea Transportation Partners COM 48268Y101 4032 200000 SH Sole 200000 Kimberly-Clark COM 494368103 265 4500 SH Sole 775 3725 Microsoft COM 594918104 449 17449 SH Sole 650 16799 PepsiCo COM 713448108 220 3750 SH Sole 3750 Perkins Small Cap Value Inst C COM 471023564 227 11318 SH Sole 11318 Ramgen Power Systems Private P COM 751488107 0 27920 SH Sole 27920 S&P 500 Depository Receipt (SP COM 78462F103 4991 47270 SH Sole 47220 50 U.S. Bancorp COM 902973304 213 9725 SH Sole 9625 100 Vanguard Total Mkt Viper COM 922908769 1388 25898 SH Sole 19671 6227 Vanguard Small-Cap Index Fund MF 922908702 325 12180.2220 SH Sole 3884.7090 8295.5130 FPL Group Cap I PFD 30257V207 240 9500 SH Sole 4500 5000
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