-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OLVB92GDORQ76OHixiNpvbTBLcsl7KNUQwFusOvvZBk0L1GGjkoJu6FaDsOvmvf4 KQ9mbKJE3IlNdjf0yQB6CA== 0001217541-09-000009.txt : 20091112 0001217541-09-000009.hdr.sgml : 20091111 20091112135539 ACCESSION NUMBER: 0001217541-09-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 091176200 BUSINESS ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-255-3333 MAIL ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR 1 r13f-sept09.txt DHCM 13F FOR PERIOD ENDING SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 325 John H. McConnell Blvd. Suite 200 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: 28-10648 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Compliance Officer ------------------------ Phone: 614-255-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 11/11/09 - - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 130 -------------- Form 13F Information Table Value Total: $ 4,811,972 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Aaron's Inc COM 002535201 5611 212530 SH Sole 212530 Abbott Laboratories COM 002824100 135297 2734938 SH Sole 2713409 21529 Afflilated Managers Group COM 008252108 257 3955 SH Sole 3955 AFLAC Inc. COM 001055102 385 9000 SH Sole 9000 Airtran Hldgs Inc. COM 00949P108 12960 2073669 SH Sole 2069739 3930 Alleghany Corp (Delaware) COM 017175100 10335 39897 SH Sole 39897 Alliance Data Systems Corp COM 018581108 76084 1245652 SH Sole 1234291 11361 Allstate Corp COM 020002101 26783 874682 SH Sole 864812 9870 American Express Co. COM 025816109 80989 2389044 SH Sole 2369750 19294 American Italian Pasta COM 027070101 3465 127470 SH Sole 127470 Anadarko Petroleum COM 032511107 196934 3139390 SH Sole 3113332 26058 Analogic Corp COM 032657207 3294 88991 SH Sole 88991 Apache Corporation COM 037411105 211163 2299501 SH Sole 2280206 19295 Apogee Enterprises COM 037598109 9033 601365 SH Sole 601365 Assurant Inc COM 04621X108 34431 1073955 SH Sole 1071750 2205 Assured Guaranty LTD COM G0585R106 35700 1838317 SH Sole 1838317 Avery Dennison Corp. COM 053611109 69737 1936604 SH Sole 1921609 14995 Bank of New York Mellon Corp COM 064058100 28305 976384 SH Sole 965484 10900 Baxter International COM 071813109 83294 1461042 SH Sole 1457187 3855 BE Aerospace, Inc. COM 073302101 8451 419636 SH Sole 419636 Berry Pete Co Cl A COM 085789105 6776 253022 SH Sole 253022 Brinks Company COM 109696104 10122 376125 SH Sole 376125 Brinks Home Security Holdings COM 109699108 4931 160154 SH Sole 160154 Callaway Golf Co COM 131193104 7848 1031287 SH Sole 1031287 Cardinal Health Inc COM 14149Y108 49936 1863285 SH Sole 1844605 18680 CareFusion Corp. COM 14170T101 42444 1946984 SH Sole 1933002 13982 Chattem Inc. COM 162456107 18314 275775 SH Sole 275775 Cimarex Energy Co COM 171798101 51660 1192527 SH Sole 1188532 3995 Cisco Systems COM 17275R102 100234 4258016 SH Sole 4224841 33175 City National Corp COM 178566105 8971 230439 SH Sole 230439 Cleco Corporation COM 12561w105 11046 440418 SH Sole 440418 Comerica Inc COM 200340107 446 15036 SH Sole 15036 Conagra Foods Inc COM 205887102 107022 4936429 SH Sole 4899888 36541 CSG Systems International COM 126349109 8563 534875 SH Sole 534875 Del Monte Foods COM 24522P103 9958 859908 SH Sole 859908 Dell Computer COM 24702R101 60828 3986109 SH Sole 3950514 35595 Devon Energy Corp COM 25179M103 168687 2505378 SH Sole 2483617 21761 Discover Financial Services COM 254709108 273 16839 SH Sole 16839 Dominion Resources Inc. /VA COM 25746U109 116329 3371853 SH Sole 3348513 23340 Dover Corp COM 260003108 99678 2571678 SH Sole 2549477 22201 Encore Acquisition Co COM 29255W100 22502 601649 SH Sole 601649 Energen Corp COM 29265N108 2887 66980 SH Sole 66980 Exterran Holdings Inc. COM 30225X103 7291 307138 SH Sole 304168 2970 Fedex Corp. COM 31428X106 4255 56564 SH Sole 56564 Fifth Third Bancorp COM 316773100 227 22372 SH Sole 22372 First American Corp COM 318522307 9947 307300 SH Sole 307300 First Financial Holdings Inc. COM 320239106 527 33000 SH Sole 33000 First Niagara Financial Group COM 33582V108 1976 160270 SH Sole 160270 Flower Foods Inc COM 343498101 18235 693622 SH Sole 693622 Fluor Corp COM 343412102 47055 925365 SH Sole 918930 6435 Forest Labs COM 345838106 1461 49610 SH Sole 49610 Forest Oil Corp COM 346091705 4098 209420 SH Sole 209420 General Mills Inc COM 370334104 85723 1331510 SH Sole 1320538 10972 Hanesbrands Inc. COM 410345102 59629 2786379 SH Sole 2764711 21668 Hanover Insurance Group Inc COM 410867105 10446 252738 SH Sole 252738 Harley Davidson COM 412822108 800 34790 SH Sole 34790 Hartford Financial Services COM 416515104 533 20095 SH Sole 20095 Helmerich & Payne Inc COM 423452101 2885 72993 SH Sole 72993 Hillenbrand Inc. COM 431571108 7251 355965 SH Sole 355965 Horace Mann Edu Corp COM 440327104 6342 453999 SH Sole 453999 Hornbeck Offshore Services COM 440543106 9449 342848 SH Sole 342848 HUB Group Inc - CL A COM 443320106 8910 389914 SH Sole 389914 Huntington Bancshares Inc COM 446150104 9743 2068550 SH Sole 2068550 Illinois Tool Works COM 452308109 89958 2106256 SH Sole 2087253 19003 inVentiv Health Inc. COM 46122E105 7123 425774 SH Sole 425774 IStar Financial Inc COM 45031U101 420 138045 SH Sole 138045 JAKKS Pacific Inc COM 47012e106 6202 433077 SH Sole 433077 Johnson & Johnson COM 478160104 89451 1469066 SH Sole 1456554 12512 JP Morgan Chase & Co. COM 46625H100 3032 69202 SH Sole 69202 K-Swiss COM 482686102 5779 657414 SH Sole 657414 Kaydon Corp COM 486587108 6441 198674 SH Sole 198674 Kimberly Clark Corp. COM 494368103 39710 673278 SH Sole 663693 9585 King Pharamaceuticals Inc COM 495582108 12381 1149595 SH Sole 1149595 Kla-Tencor Corporation COM 482480100 97595 2721563 SH Sole 2700120 21443 Lance Inc. COM 514606102 2617 101345 SH Sole 101345 LaSalle Hotel COM 517942108 3387 172280 SH Sole 172280 Leucadia National Corp COM 527288104 8265 334348 SH Sole 334348 Lifepoint Hospitals, Inc. COM 53219L109 11636 429992 SH Sole 429992 Lufkin Inds Inc COM 549764108 6550 123161 SH Sole 123161 Marsh & McLennan Cos COM 571748102 35805 1447829 SH Sole 1430109 17720 McDonald's Corporation COM 580135101 90635 1588145 SH Sole 1577684 10461 Medtronic Incorporated COM 585055106 145658 3958111 SH Sole 3925761 32350 Microsoft Corp. COM 594918104 118629 4582033 SH Sole 4544595 37438 Mid-America Apt Cmntys COM 59522J103 7463 165373 SH Sole 165373 Morgan Stanley COM 617446448 536 17350 SH Sole 17350 National Penn Bancshares Inc. COM 637138108 2139 350000 SH Sole 350000 Newbridge Bancorp COM 65080T102 141 51512 SH Sole 51512 Noble Energy Inc COM 655044105 4979 75480 SH Sole 75480 Occidental Petroleum Corp COM 674599105 188500 2404331 SH Sole 2385580 18751 Old Republic Int'l Corp. COM 680223104 31379 2576294 SH Sole 2576294 Parker Hannifin Corp COM 701094104 87687 1691489 SH Sole 1676077 15412 Paychex COM 704326107 1805 62145 SH Sole 62145 Pepsico COM 713448108 81597 1391021 SH Sole 1379746 11275 Pfizer Inc. COM 717081103 88579 5352229 SH Sole 5343500 8729 PNC Financial Services COM 693475105 1489 30640 SH Sole 30640 Procter & Gamble COM 742718109 127848 2207312 SH Sole 2189412 17900 Prudential Financial COM 744320102 1317 26380 SH Sole 26380 Raytheon Co Cmn COM 755111507 59682 1244161 SH Sole 1244161 Redwood Trust Inc. COM 758075402 6349 409584 SH Sole 409584 ResCare COM 760943100 8075 568262 SH Sole 568262 Ruddick Corp COM 781258108 9568 359446 SH Sole 359446 Schering Plough Corp COM 806605101 78562 2780948 SH Sole 2757691 23257 Seacoast BKG Corp. COM 811707306 136 53920 SH Sole 53920 Southwest Airlines COM 844741108 44022 4585657 SH Sole 4531572 54085 Southwestern Energy Co COM 845467109 17330 406051 SH Sole 404022 2029 State Street Corp. COM 857477103 234 4452 SH Sole 4452 Steiner Leisure LTD COM P8744Y102 21952 613878 SH Sole 613878 Steris Corporation COM 859152100 7716 253391 SH Sole 253391 Suntrust Banks COM 867914103 57803 2563317 SH Sole 2545102 18215 Synovus Financial Corp. COM 87161C105 493 131448 SH Sole 131448 Sysco Corp. COM 871829107 87251 3511116 SH Sole 3478876 32240 Taylor Capital Group COM 876851106 187 28308 SH Sole 28308 Toro Company COM 891092108 12315 309666 SH Sole 309666 Transocean LTD COM H8817H100 36726 429395 SH Sole 425605 3790 Travelers Companies COM 89417E109 101417 2060057 SH Sole 2043630 16427 Trinity Industries Inc COM 896522109 31701 1844172 SH Sole 1840340 3832 UGI Corp COM 902681105 8574 342156 SH Sole 342156 United Fire & Casualty Co COM 910331107 4177 233362 SH Sole 233362 United Technologies COM 913017109 145549 2388786 SH Sole 2384275 4511 UnitedHealth Group Inc COM 91324P102 91699 3662096 SH Sole 3634206 27890 US Bancorp COM 902973304 47933 2192733 SH Sole 2175706 17027 Verigy Ltd COM Y93691106 26793 2305795 SH Sole 2299460 6335 Wal Mart Stores COM 931142103 81898 1668314 SH Sole 1655849 12465 Waters Corp. COM 941848103 1112 19915 SH Sole 19915 Wells Fargo & Co. COM 949746101 65305 2317415 SH Sole 2295854 21561 WGL Holdings Inc COM 92924F106 10767 324885 SH Sole 324885 Whiting Petroleum Corp. COM 966387102 12062 209484 SH Sole 209484 XTO Energy Inc COM 98385X106 87265 2111933 SH Sole 2098393 13540 Barclays Bank PLC 7.1% Pfd PFD 06739H776 245 11000 SH Sole 11000 Huntington 8.5% PFD Series A PFD 446150401 1594 1832 SH Sole 1832
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