-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhAsPGO/1sTS9B2IQqXQsxedNvTRdN1dE3LlXpnrJ5tCIjlyEZFpa73GFaMD2I/v L0+++bhjttj01lys5qLSew== 0001399490-09-000046.txt : 20091112 0001399490-09-000046.hdr.sgml : 20091111 20091112124038 ACCESSION NUMBER: 0001399490-09-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 IRS NUMBER: 562567478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12235 FILM NUMBER: 091175746 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 wrcq309.txt WHALE ROCK CAPITAL MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Whale Rock Capital Management LLC Address: One Post Office Square, 41st Floor Boston, MA 02109 13F File Number: 28-12235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sacerdote Title: Authorized Person Phone: 617-502-9904 Signature, Place, and Date of Signing: Alex Sacerdote Boston, MA November 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 54 Form13F Information Table Value Total: $385,701 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALCATEL-LUCENT COM 013905305 12856 2873500 SH SOLE 2873500 APPLE INC COM 037833100 29534 159341 SH SOLE 159341 ARUBA NETWORKS INC COM 043176106 262 29600 SH SOLE 29600 CBS CORP NEW CL B 124857202 1892 157000 SH SOLE 157000 CHECK POINT SOFTWARE TECH LT ORD M22465104 10226 360699 SH SOLE 360699 CROCS INC COM 227046109 15693 2359897 SH SOLE 2359897 DICE HLDGS INC COM 253017107 405 61785 SH SOLE 61785 DILLARDS INC CL A 254067101 2716 192600 SH SOLE 192600 EBAY INC COM 278642103 30069 1274100 SH SOLE 1274100 ELECTRONICS FOR IMAGING INC COM 286082102 8658 768255 SH SOLE 768255 EXPEDIA INC DEL COM 30212P105 10667 445400 SH SOLE 445400 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 1882 146900 SH SOLE 146900 GANNETT INC COM 364730101 3572 285500 SH SOLE 285500 GAYLORD ENTMT CO NEW COM 367905106 3268 162600 SH SOLE 162600 GOOGLE INC CL A 38259P508 9363 18883 SH SOLE 18883 HEWLETT PACKARD CO COM 428236103 3177 67300 SH SOLE 67300 HSN INC COM 404303109 2908 178600 SH SOLE 178600 INFOSPACE INC COM PAR $.0001 45678T300 772 100000 SH SOLE 100000 IXIA COM 45071R109 596 86900 SH SOLE 86900 KONGZHONG CORP SPONSORED ADR 50047P104 516 36000 SH SOLE 36000 LIN TV CORP CL A 532774106 2339 494400 SH SOLE 494400 LOOPNET INC COM 543524300 1478 163500 SH SOLE 163500 LORAL SPACE & COMMUNICATNS I COM 543881106 4446 161800 SH SOLE 161800 MACYS INC COM 55616P104 2808 153500 SH SOLE 153500 MATTEL INC COM 577081102 22289 1207403 SH SOLE 1207403 MATTEL INC COM 577081102 20217 1095200 SH CALL SOLE 1095200 MELLANOX TECHNOLOGIES LTD SHS M51363113 10088 615483 SH SOLE 615483 MEREDITH CORP COM 589433101 11763 392900 SH SOLE 392900 MICROSTRATEGY INC CL A NEW 594972408 18986 265395 SH SOLE 265395 MIPS TECHNOLOGIES INC COM 604567107 2082 552371 SH SOLE 552371 MOTOROLA INC COM 620076109 6900 803229 SH SOLE 803229 MYR GROUP INC DEL COM 55405W104 8418 399146 SH SOLE 399146 NETEZZA CORP COM 64111N101 11695 1040442 SH SOLE 1040442 OFFICEMAX INC DEL COM 67622P101 10342 822138 SH SOLE 822138 ORACLE CORP COM 68389X105 715 34300 SH SOLE 34300 PACIFIC SUNWEAR CALIF INC COM 694873100 427 83000 SH SOLE 83000 PHILLIPS VAN HEUSEN CORP COM 718592108 1476 34500 SH SOLE 34500 PIER 1 IMPORTS INC COM 720279108 6909 1785155 SH SOLE 1785155 RADIOSHACK CORP COM 750438103 2707 163381 SH SOLE 163381 SAPIENT CORP COM 803062108 3308 411500 SH SOLE 411500 SHUTTERFLY INC COM 82568P304 7413 445765 SH SOLE 445765 SILICON GRAPHICS INTL CORP COM 82706L108 4580 682515 SH SOLE 682515 SINA CORP ORD g81477104 21786 573913 SH SOLE 573913 SONICWALL INC COM 835470105 10071 1198900 SH SOLE 1198900 SOURCEFIRE INC COM 83616T108 848 39500 SH SOLE 39500 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 9799 874166 SH SOLE 874166 TECHTARGET INC COM 87874R100 456 80000 SH SOLE 80000 TELVENT GIT SA SHS E90215109 3683 127103 SH SOLE 127103 TRIDENT MICROSYSTEMS INC COM 895919108 372 143650 SH SOLE 143650 VALUECLICK INC COM 92046N102 401 30400 SH SOLE 30400 VEECO INSTRS INC DEL COM 922417100 1756 75300 SH SOLE 75300 YAHOO INC COM 984332106 13379 751200 SH SOLE 751200 ZIPREALTY INC COM 98974V107 1600 381049 SH SOLE 381049 ZORAN CORP COM 98975F101 11132 966298 SH SOLE 966298
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