-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GY7A94OIfPyu/VYbHy+HKCLC+qwSM/EYoj0Zr99fONAFvkRIrhde/DzDfyc3riz/ T/WcREYrS9JshJwEA4Iz0Q== 0000898431-09-000064.txt : 20091112 0000898431-09-000064.hdr.sgml : 20091111 20091112092244 ACCESSION NUMBER: 0000898431-09-000064 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAUSEWAY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001165797 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11728 FILM NUMBER: 091174546 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BOULEVARD STREET 2: SUITE 1550 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3102316100 13F-HR 1 form_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------------------- Check here if Amendment ; Amendment Number: -------------------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager filing this Report: Name: Causeway Capital Management LLC ------------------------------------------------------ Address: 11111 Santa Monica Blvd ------------------------------------------------------ 15th Floor ------------------------------------------------------ Los Angeles, CA 90025 ------------------------------------------------------ Form 13F File Number: 28-11728 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gracie V. Fermelia ------------------------------------------------- Title: Chief Compliance Officer ------------------------------------------------- Phone: 310-231-6107 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Gracie V. Fermelia Los Angeles, CA November 5, 2009 - ---------------------------------- -------------------- ------------------------ [Signature] [City, State] [Date] X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------ Form 13F Information Table Entry Total: 67 ------------------------ Form 13F Information Table Value Total: $80,139 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None 2
FORM 13-F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- ------------- ----------- -------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------------- ----------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ALLSTATE CORP COM 020002101 447 14,599 SH SOLE NO 14,599 BANK OF AMERICA CORPORATION COM 060505104 462 27,300 SH SOLE NO 27,300 BOEING CO COM 097023105 650 12,000 SH SOLE NO 12,000 CAMERON INTERNATIONAL CORP COM 13342B105 643 17,000 SH SOLE NO 17,000 CISCO SYS INC COM 17275R102 400 16,975 SH SOLE NO 16,975 DISNEY WALT CO COM DISNEY 254687106 707 25,748 SH SOLE NO 25,748 HALLIBURTON CO COM 406216101 518 19,100 SH SOLE NO 19,100 HARLEY DAVIDSON INC COM 412822108 495 21,500 SH SOLE NO 21,500 HOME DEPOT INC COM 437076102 429 16,100 SH SOLE NO 16,100 METLIFE INC COM 59156R108 766 20,115 SH SOLE NO 20,115 MICROSOFT CORP COM 594918104 605 23,357 SH SOLE NO 23,357 NRG ENERGY INC COM NEW 629377508 448 15,900 SH SOLE NO 15,900 ROCKWELL COLLINS INC COM 774341101 706 13,888 SH SOLE NO 13,888 TRANSOCEAN LTD REG SHS H8817H100 671 7,841 SH SOLE NO 7,841 UNITEDHEALTH GROUP INC COM 91324P102 506 20,214 SH SOLE NO 20,214 - ------------------------------------------------------------------------------------------------------------------------------- 3 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- ------------- ----------- -------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------------- ----------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ZENITH NATL INS CORP COM 989390109 584 18,900 SH SOLE NO 18,900 ASML HOLDING N V NY REG SHS N07059186 1,829 61,840 SH SOLE NO 61,840 AXA SPONSORED ADR 054536107 1,693 62,575 SH SOLE NO 62,575 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1,995 31,538 SH SOLE NO 31,538 ERICSSON L M TEL CO ADR B SEK 10 294821608 1,721 171,775 SH SOLE NO 171,775 FRANCE TELECOM SPONSORED ADR 35177Q105 2,143 79,609 SH SOLE NO 79,609 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 9 235 SH SOLE NO 235 HONDA MOTOR LTD AMERN SHS 438128308 877 28,934 SH SOLE NO 28,934 HSBC HOLDINGS PLC SPON ADR NEW 404280406 2,569 44,793 SH SOLE NO 44,793 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1,508 282,412 SH SOLE NO 282,412 NOVARTIS A G SPONSORED ADR 66987V109 2,688 53,364 SH SOLE NO 53,364 PRECISION DRILLING TR TR UNIT 740215108 1,514 228,351 SH SOLE NO 228,351 REED ELSEVIER N V SPONSORED ADR 758204101 2,393 105,887 SH SOLE NO 105,887 RIO TINTO PLC SPONSORED ADR 767204100 1,826 10,725 SH SOLE NO 10,725 SANOFI AVENTIS SPONSORED ADR 80105N105 2,680 72,524 SH SOLE NO 72,524 SIEMENS A G SPONSORED ADR 826197501 3,699 39,788 SH SOLE NO 39,788 - ------------------------------------------------------------------------------------------------------------------------------- 4 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- ------------- ----------- -------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------------- ----------- -------- -------- --- ---- ---------- -------- -------- ------ ---- TELEFONICA S A SPONSORED ADR 879382208 2,965 35,759 SH SOLE NO 35,759 UBS AG SHS NEW H89231338 2,409 131,584 SH SOLE NO 131,584 VODAFONE GROUP PLC NEW SPON ADR NEW 92857W209 1,395 61,999 SH SOLE NO 61,999 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,701 38,800 SH SOLE NO 38,800 AMERICAN ORIENTAL BIOENGR IN COM 028731107 569 117,000 SH SOLE NO 117,000 AU OPTRONICS CORP SPONSORED ADR 002255107 1,548 159,867 SH SOLE NO 159,867 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,758 88,400 SH SOLE NO 88,400 BRASIL TELECOM SA SPONS ADR PFD 10553M101 142 5,400 SH SOLE NO 5,400 CELLCOM ISRAEL LTD SHS M2196U109 867 28,500 SH SOLE NO 28,500 CEMEX SAB DE CV SPON ADR NEW 151290889 429 33,170 SH SOLE NO 33,170 CHECK POINT SOFTWARE TECH LT ORD M22465104 1,355 47,800 SH SOLE NO 47,800 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 263 4,000 SH SOLE NO 4,000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,680 34,200 SH SOLE NO 34,200 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 2,291 26,900 SH SOLE NO 26,900 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q304 428 23,708 SH SOLE NO 23,708 - ------------------------------------------------------------------------------------------------------------------------------- 5 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- ------------- ----------- -------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------------- ----------- -------- -------- --- ---- ---------- -------- -------- ------ ---- COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 1,722 45,400 SH SOLE NO 45,400 CNOOC LTD SPONSORED ADR 126132109 1,869 13,800 SH SOLE NO 13,800 ICICI BK LTD ADR 45104G104 143 3,700 SH SOLE NO 3,700 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 82 1,700 SH SOLE NO 1,700 ITAU UNIBANCO BANCO MULTIPL SPONS ADR 465562106 485 24,090 SH SOLE NO 24,090 LG DISPLAY CO LTD SPONS ADR REP 50186V102 1,304 91,000 SH SOLE NO 91,000 MECHEL OAO SPONSORED ADR 583840103 665 37,000 SH SOLE NO 37,000 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 459 9,500 SH SOLE NO 9,500 NETEASE COM INC SPONSORED ADR 64110W102 1,284 28,100 SH SOLE NO 28,100 PETROCHINA CO LTD SPONSORED ADR 71646E100 830 7,300 SH SOLE NO 7,300 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1,926 49,000 SH SOLE NO 49,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3,470 75,600 SH SOLE NO 75,600 POSCO SPONSORED ADR 693483109 114 1,100 SH SOLE NO 1,100 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 804 15,700 SH SOLE NO 15,700 - ------------------------------------------------------------------------------------------------------------------------------- 6 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------- ------------- ----------- -------- ------------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------------- ----------- -------- -------- --- ---- ---------- -------- -------- ------ ---- SOHU COM INC COM 83408W103 124 1,800 SH SOLE NO 1,800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,818 165,884 SH SOLE NO 165,884 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 479 25,500 SH SOLE NO 25,500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 678 13,424 SH SOLE NO 13,424 VALE S A ADR 91912E105 2,426 104,900 SH SOLE NO 104,900 VALE S A ADR REPSTG PFD 91912E204 209 10,200 SH SOLE NO 10,200 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 1,270 88,100 SH SOLE NO 88,100 - 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