-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K918RDSuN5b7AuEueyRhffMsmAlrQE1aq4xsM36s75ZvvEghejaRGTMC5FDziqS9 scgS76EPinv/zinyucaGqw== 0001085146-09-003415.txt : 20091109 0001085146-09-003415.hdr.sgml : 20091109 20091109081632 ACCESSION NUMBER: 0001085146-09-003415 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VONTOBEL ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000928633 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04490 FILM NUMBER: 091166623 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 vont3q09.txt VONTOBEL ASSET MANAGEMENT INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vontobel Asset Management, Inc. Address: 1540 Broadway, 38th Floor New York, NY 10036 13F File Number: 028-04490 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Mastoloni Title: First Vice President/Chief Compliance Officer Phone: 212-415-7051 Signature, Place, and Date of Signing: /s/ Joseph Mastoloni New York, NY November 9, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 63 Form13F Information Table Value Total: $927,685 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LAB COM 002824100 13,480 268754 SH SOLE 268754 0 0 ALTRIA GROUP INC COM 02209S103 6,760 375166 SH SOLE 375166 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5,290 131611 SH SOLE 131611 0 0 AUTOZONE INC COM 053332102 820 6208 SH SOLE 6208 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 20,340 421759 SH SOLE 421759 0 0 BANK NEW YORK MELLON CORP COM 064058100 820 31630 SH SOLE 31630 0 0 BARD C R INC COM 067383109 1,140 15596 SH SOLE 15596 0 0 BAXTER INTL INC COM 071813109 1,195 22745 SH SOLE 22745 0 0 BECTON DICKINSON & CO COM 075887109 1,505 22648 SH SOLE 22648 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 9,405 95 SH SOLE 95 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 17,790 278935 SH SOLE 278935 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 800 14970 SH SOLE 14970 0 0 CANADIAN NAT RES LTD COM 136385101 4,100 63435 SH SOLE 63435 0 0 CELGENE CORP COM 151020104 1,400 28390 SH SOLE 28390 0 0 COCA COLA CO COM 191216100 17,875 336841 SH SOLE 336841 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 940 25045 SH SOLE 25045 0 0 COLGATE PALMOLIVE CO COM 194162103 1,260 16465 SH SOLE 16465 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 92,230 1075403 SH SOLE 1075403 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1,160 75475 SH SOLE 75475 0 0 CORE LABORATORIES N V COM N22717107 105,000 1029012 SH SOLE 1029012 0 0 COSTCO WHOLESALE CORP NEW COM 22160K105 1,295 23388 SH SOLE 23388 0 0 COVIDIEN PLC SHS G2554F105 55,610 1349106 SH SOLE 1349106 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 925 18208 SH SOLE 18208 0 0 CREDICORP LTD COM G2519Y108 27,195 427330 SH SOLE 427330 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 7,015 108362 SH SOLE 108362 0 0 EXXON MOBIL CORP COM 30231G102 10,515 146700 SH SOLE 146700 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 5,390 111473 SH SOLE 111473 0 0 GOOGLE INC CL A 38259P508 8,870 16664 SH SOLE 16664 0 0 GRUPO TELEVISA SA DE CV SPONSORED ADR 40049J206 2,340 120806 SH SOLE 120806 0 0 HDFC BK LTD ADR REPSTG 3 SHS 40415F101 77,370 699479 SH SOLE 699479 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1,645 35800 SH SOLE 35800 0 0 JOHNSON & JOHNSON COM 478160104 13,185 223300 SH SOLE 223300 0 0 KELLOGG CO COM 487836108 10,970 212800 SH SOLE 212800 0 0 KRAFT FOODS INC CL A 50075N104 5,485 199400 SH SOLE 199400 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 660 9400 SH SOLE 9400 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 6,570 95400 SH SOLE 95400 0 0 MARKEL CORP HOLDING CO COM 570535104 875 2788 SH SOLE 2788 0 0 MCDONALDS CORP COM 580135101 13,445 230672 SH SOLE 230672 0 0 MEAD JOHNSON NUTRITION CO COM CL A 582839106 2,905 71007 SH SOLE 71007 0 0 MECHEL OAO SPONSORED ADR 583840103 1,715 100000 SH SOLE 100000 0 0 MICROSOFT CORP COM 594918104 6,605 238200 SH SOLE 238200 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,040 23000 SH SOLE 23000 0 0 NETEASE COM INC SPONSORED ADR 64110W102 27,750 768535 SH SOLE 768535 0 0 OMNICOM GROUP INC COM 681919106 4,095 119400 SH SOLE 119400 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 1,830 102000 SH SOLE 102000 0 0 PEPSICO INC COM 713448108 13,355 220600 SH SOLE 220600 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V101 7,885 196500 SH SOLE 196500 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654V408 1,955 42286 SH SOLE 42286 0 0 PHILIP MORRIS INTL INC COM 718172109 205,285 4418204 SH SOLE 4418204 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 42,935 860451 SH SOLE 860451 0 0 PROCTER & GAMBLE CO COM 742718109 13,690 236024 SH SOLE 236024 0 0 PROGRESSIVE CORP OHIO COM 743315103 1,460 93867 SH SOLE 93867 0 0 PROSHARES TR PSHS UL XIN CH25 74347R321 1,440 158036 SH SOLE 158036 0 0 PROSHARES TR ULTRA SHORT MSCI 74347R354 1,435 102482 SH SOLE 102482 0 0 RLI CORP COM 749607107 835 17151 SH SOLE 17151 0 0 SCHEIN HENRY INC COM 806407102 2,860 54100 SH SOLE 54100 0 0 STRYKER CORP COM 863667101 3,135 68200 SH SOLE 68200 0 0 TECHNE CORP COM 878377100 955 15651 SH SOLE 15651 0 0 VALE SA ADR REPSTG PFD 91912E204 6,505 281700 SH SOLE 281700 0 0 VISA INC COM CL A 92826C839 1,700 23053 SH SOLE 23053 0 0 WAL MART STORES INC COM 931142103 14,840 299530 SH SOLE 299530 0 0 WALT DISNEY CO COM 254687106 8,065 294700 SH SOLE 294700 0 0 WIMM-BILL-DANN FOODS OJSC SPONSORED ADR 97263M109 740 11000 SH SOLE 11000 0 0
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