-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MbwwnLzjf6GVO2+fqxwvSAebY3yAIBrtSnY2lEdcpbRcbG8zVn1PTYqQOPxkOwp5 ch7NgbCzG59TPF1jDVIRXw== 0001085146-09-003399.txt : 20091106 0001085146-09-003399.hdr.sgml : 20091106 20091106140315 ACCESSION NUMBER: 0001085146-09-003399 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAM Sustainable Asset Management Ltd. CENTRAL INDEX KEY: 0001418427 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12627 FILM NUMBER: 091164064 BUSINESS ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 BUSINESS PHONE: 0041-44-397 10 45 MAIL ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 13F-HR 1 rsam3q09.txt SAM SUSTAINABLE ASSET MANAGEMENT LTD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SAM Sustainable Asset Management Ltd. Address: Josefstrasse 218 CH-8005 Zurich, Switzerland, 13F File Number: 028-12627 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roman Binder Title: COO Phone: +41 44 653 1020 Signature, Place, and Date of Signing: /s/ Roman Binder Zurich, Switzerland November 02, 2009 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-12635 Robeco Institutional Asset Management BV FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 221 Form13F Information Table Value Total: $1,449,957 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-12635 Robeco Institutional Asset Management BV 02 28-12637 Robeco Groep NV FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 968 13090 SH DEFINED 01 02 13090 0 0 ABBOTT LABS COM 002824100 1065 21700 SH DEFINED 01 02 21700 0 0 ACUITY BRANDS INC COM 00508Y102 3241 98610 SH DEFINED 01 02 98610 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 8200 2000000 SH DEFINED 01 02 2000000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 30 5170 SH DEFINED 01 02 5170 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 3152 114400 SH DEFINED 01 02 114400 0 0 AETNA INC NEW COM 00817Y108 1491 52764 SH DEFINED 01 02 52764 0 0 AFFILIATED COMPUTER SERVICES CL A 008190100 111 2000 SH DEFINED 01 02 2000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 290 10410 SH DEFINED 01 02 10410 0 0 AGRIUM INC COM 008916108 383 7635 SH DEFINED 01 02 7635 0 0 AIR PRODS & CHEMS INC COM 009158106 531 6800 SH DEFINED 01 02 6800 0 0 ALCOA INC COM 013817101 166 12490 SH DEFINED 01 02 12490 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 40 900 SH DEFINED 01 02 900 0 0 ALLERGAN INC COM 018490102 241 4220 SH DEFINED 01 02 4220 0 0 AMERICAN STS WTR CO COM 029899101 20046 554206 SH DEFINED 01 02 554206 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 100556 4980467 SH DEFINED 01 02 4980467 0 0 AMGEN INC COM 031162100 1490 24650 SH DEFINED 01 02 24650 0 0 ANSYS INC COM 03662Q105 171 4500 SH DEFINED 01 02 4500 0 0 APOGEE ENTERPRISES INC COM 037598109 2194 143900 SH DEFINED 01 02 143900 0 0 APPLE INC COM 037833100 0 1 SH DEFINED 01 02 1 0 0 AQUA AMERICA INC COM 03836W103 12914 750825 SH DEFINED 01 02 750825 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 695 24640 SH DEFINED 01 02 24640 0 0 AVON PRODS INC COM 054303102 4339 129180 SH DEFINED 01 02 129180 0 0 BALL CORP COM 058498106 816 16360 SH DEFINED 01 02 16360 0 0 BANK MONTREAL QUE COM 063671101 533 10700 SH DEFINED 01 02 10700 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 280 6209 SH DEFINED 01 02 6209 0 0 BANK OF AMERICA CORPORATION COM 060505104 273 15925 SH DEFINED 01 02 15925 0 0 BARE ESCENTUALS INC COM 067511105 97 8000 SH DEFINED 01 02 8000 0 0 BARRICK GOLD CORP COM 067901108 45 1200 SH DEFINED 01 02 1200 0 0 BAXTER INTL INC COM 071813109 720 12680 SH DEFINED 01 02 12680 0 0 BCE INC COM NEW 05534B760 138 5660 SH DEFINED 01 02 5660 0 0 BECTON DICKINSON & CO COM 075887109 46 650 SH DEFINED 01 02 650 0 0 BLOCK H & R INC COM 093671105 548 29500 SH DEFINED 01 02 29500 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 446 19481 SH DEFINED 01 02 19481 0 0 CALGON CARBON CORP COM 129603106 17393 1136047 SH DEFINED 01 02 1136047 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 14970 381800 SH DEFINED 01 02 381800 0 0 CANADIAN SOLAR INC COM 136635109 27396 1612500 SH DEFINED 01 02 1612500 0 0 CATERPILLAR INC DEL COM 149123101 407 7880 SH DEFINED 01 02 7880 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 567 9347 SH DEFINED 01 02 9347 0 0 CELANESE CORP DEL COM SER A 150870103 1337 52543 SH DEFINED 01 02 52543 0 0 CHEVRON CORP NEW COM 166764100 1733 24433 SH DEFINED 01 02 24433 0 0 CHINA BAK BATTERY INC COM 16936Y100 10506 2269043 SH DEFINED 01 02 2269043 0 0 CISCO SYS INC COM 17275R102 1428 61285 SH DEFINED 01 02 61285 0 0 CITIGROUP INC COM 172967101 410 87270 SH DEFINED 01 02 87270 0 0 CLEAN HARBORS INC COM 184496107 500 8820 SH DEFINED 01 02 8820 0 0 COCA COLA CO COM 191216100 453 8500 SH DEFINED 01 02 8500 0 0 COLGATE PALMOLIVE CO COM 194162103 236 3080 SH DEFINED 01 02 3080 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 41399 1067800 SH DEFINED 01 02 1067800 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 28822 1917623 SH DEFINED 01 02 1917623 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 337 10370 SH DEFINED 01 02 10370 0 0 CORNING INC COM 219350105 280 18475 SH DEFINED 01 02 18475 0 0 COVANTA HLDG CORP COM 22282E102 10320 600720 SH DEFINED 01 02 600720 0 0 CREE INC COM 225447101 10479 285000 SH DEFINED 01 02 285000 0 0 CROWN HOLDINGS INC COM 228368106 4262 156985 SH DEFINED 01 02 156985 0 0 CUMMINS INC COM 231021106 265 5960 SH DEFINED 01 02 5960 0 0 CYTEC INDS INC COM 232820100 514 15350 SH DEFINED 01 02 15350 0 0 DANAHER CORP DEL COM 235851102 101255 1502750 SH DEFINED 01 02 1502750 0 0 DECKERS OUTDOOR CORP COM 243537107 4829 56860 SH DEFINED 01 02 56860 0 0 DELL INC COM 24702R101 1313 86550 SH DEFINED 01 02 86550 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 102 3600 SH DEFINED 01 02 3600 0 0 DISNEY WALT CO COM DISNEY 254687106 472 16900 SH DEFINED 01 02 16900 0 0 DOW CHEM CO COM 260543103 616 23390 SH DEFINED 01 02 23390 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 363 11160 SH DEFINED 01 02 11160 0 0 DUKE ENERGY CORP NEW COM 26441C105 260 16400 SH DEFINED 01 02 16400 0 0 EASTMAN KODAK CO COM 277461109 83 16810 SH DEFINED 01 02 16810 0 0 ECOLAB INC COM 278865100 45301 987170 SH DEFINED 01 02 987170 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 49 700 SH DEFINED 01 02 700 0 0 EL PASO CORP COM 28336L109 430 41000 SH DEFINED 01 02 41000 0 0 ENBRIDGE INC COM 29250N105 2475 65000 SH DEFINED 01 02 65000 0 0 ENCANA CORP COM 292505104 439 7602 SH DEFINED 01 02 7602 0 0 ENER1 INC COM NEW 29267A203 10687 1542090 SH DEFINED 01 02 1542090 0 0 ENERGY RECOVERY INC COM 29270J100 3463 580000 SH DEFINED 01 02 580000 0 0 ENERSYS COM 29275Y102 10143 460000 SH DEFINED 01 02 460000 0 0 ENOVA SYSTEMS INC COM NEW 29355M200 394 271750 SH DEFINED 01 02 271750 0 0 ENSCO INTL INC COM 26874Q100 30 700 SH DEFINED 01 02 700 0 0 ENTERGY CORP NEW COM 29364G103 403 5010 SH DEFINED 01 02 5010 0 0 EXELON CORP COM 30161N101 334 6660 SH DEFINED 01 02 6660 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 8552 1051900 SH DEFINED 01 02 1051900 0 0 EXXON MOBIL CORP COM 30231G102 919 13300 SH DEFINED 01 02 13300 0 0 FIRST SOLAR INC COM 336433107 3521 23160 SH DEFINED 01 02 23160 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 181 24330 SH DEFINED 01 02 24330 0 0 FOREST OIL CORP COM PAR $0.01 346091705 275 13911 SH DEFINED 01 02 13911 0 0 FPL GROUP INC COM 302571104 1208 21900 SH DEFINED 01 02 21900 0 0 FUEL SYS SOLUTIONS INC COM 35952W103 4073 111350 SH DEFINED 01 02 111350 0 0 GAP INC DEL COM 364760108 1646 76720 SH DEFINED 01 02 76720 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 421 10800 SH DEFINED 01 02 10800 0 0 GENERAL ELECTRIC CO COM 369604103 770 46100 SH DEFINED 01 02 46100 0 0 GENERAL MLS INC COM 370334104 753 11840 SH DEFINED 01 02 11840 0 0 GENZYME CORP COM 372917104 97 1700 SH DEFINED 01 02 1700 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 446 2428 SH DEFINED 01 02 2428 0 0 HAIN CELESTIAL GROUP INC COM 405217100 5447 279200 SH DEFINED 01 02 279200 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 9165 500000 SH DEFINED 01 02 500000 0 0 HEALTH NET INC COM 42222G108 1546 98847 SH DEFINED 01 02 98847 0 0 HEINZ H J CO COM 423074103 240 6030 SH DEFINED 01 02 6030 0 0 HEWLETT PACKARD CO COM 428236103 5674 119612 SH DEFINED 01 02 119612 0 0 HORMEL FOODS CORP COM 440452100 892 25000 SH DEFINED 01 02 25000 0 0 HUMANA INC COM 444859102 1052 27680 SH DEFINED 01 02 27680 0 0 ICF INTL INC COM 44925C103 9263 313800 SH DEFINED 01 02 313800 0 0 IDEX CORP COM 45167R104 32572 1151363 SH DEFINED 01 02 1151363 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 24681 1290151 SH DEFINED 01 02 1290151 0 0 INTEL CORP COM 458140100 901 46250 SH DEFINED 01 02 46250 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5204 43797 SH DEFINED 01 02 43797 0 0 ISIS PHARMACEUTICALS INC COM 464330109 44 3000 SH DEFINED 01 02 3000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 47 2400 SH DEFINED 01 02 2400 0 0 ITC HLDGS CORP COM 465685105 29967 646530 SH DEFINED 01 02 646530 0 0 ITRON INC COM 465741106 29362 457572 SH DEFINED 01 02 457572 0 0 ITT CORP NEW COM 450911102 121245 2316930 SH DEFINED 01 02 2316930 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 22209 5377470 SH DEFINED 01 02 5377470 0 0 JOHNSON & JOHNSON COM 478160104 4770 78280 SH DEFINED 01 02 78280 0 0 JOHNSON CTLS INC COM 478366107 391 15090 SH DEFINED 01 02 15090 0 0 JPMORGAN CHASE & CO COM 46625H100 519 11556 SH DEFINED 01 02 11556 0 0 KELLOGG CO COM 487836108 3978 80440 SH DEFINED 01 02 80440 0 0 KIMBERLY CLARK CORP COM 494368103 2507 43506 SH DEFINED 01 02 43506 0 0 KRAFT FOODS INC CL A 50075N104 1065 40925 SH DEFINED 01 02 40925 0 0 KT CORP SPONSORED ADR 48268K101 202 11800 SH DEFINED 01 02 11800 0 0 LAYNE CHRISTENSEN CO COM 521050104 9917 313922 SH DEFINED 01 02 313922 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 740 15985 SH DEFINED 01 02 15985 0 0 LIMITED BRANDS INC COM 532716107 507 29536 SH DEFINED 01 02 29536 0 0 LINDSAY CORP COM 535555106 3512 88054 SH DEFINED 01 02 88054 0 0 LSB INDS INC COM 502160104 4458 291941 SH DEFINED 01 02 291941 0 0 MACYS INC COM 55616P104 1041 57000 SH DEFINED 01 02 57000 0 0 MASTERCARD INC CL A 57636Q104 93 450 SH DEFINED 01 02 450 0 0 MCDONALDS CORP COM 580135101 1444 25256 SH DEFINED 01 02 25256 0 0 MCKESSON CORP COM 58155Q103 189 3218 SH DEFINED 01 02 3218 0 0 MEADWESTVACO CORP COM 583334107 341 14650 SH DEFINED 01 02 14650 0 0 MERCK & CO INC COM 589331107 66 2070 SH DEFINED 01 02 2070 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 458 5110 SH DEFINED 01 02 5110 0 0 MICROSOFT CORP COM 594918104 626 24300 SH DEFINED 01 02 24300 0 0 MILLER HERMAN INC COM 600544100 176 10120 SH DEFINED 01 02 10120 0 0 MILLIPORE CORP COM 601073109 17557 247459 SH DEFINED 01 02 247459 0 0 MORGAN STANLEY COM NEW 617446448 302 9700 SH DEFINED 01 02 9700 0 0 MOTOROLA INC COM 620076109 491 58430 SH DEFINED 01 02 58430 0 0 MUELLER WTR PRODS INC COM SER A 624758108 27957 5129708 SH DEFINED 01 02 5129708 0 0 MYLAN INC COM 628530107 950 58830 SH DEFINED 01 02 58830 0 0 MYR GROUP INC DEL COM 55405W104 5657 270000 SH DEFINED 01 02 270000 0 0 MYRIAD GENETICS INC COM 62855J104 47 1700 SH DEFINED 01 02 1700 0 0 NALCO HOLDING COMPANY COM 62985Q101 22658 1087769 SH DEFINED 01 02 1087769 0 0 NETEASE COM INC SPONSORED ADR 64110W102 545 12000 SH DEFINED 01 02 12000 0 0 NEWMONT MINING CORP COM 651639106 1168 26706 SH DEFINED 01 02 26706 0 0 NEXEN INC COM 65334H102 981 43225 SH DEFINED 01 02 43225 0 0 NIKE INC CL B 654106103 1741 28970 SH DEFINED 01 02 28970 0 0 NORTHEAST UTILS COM 664397106 14400 600000 SH DEFINED 01 02 600000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 123 8400 SH DEFINED 01 02 8400 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 495 6321 SH DEFINED 01 02 6321 0 0 OFFICE DEPOT INC COM 676220106 57 8700 SH DEFINED 01 02 8700 0 0 ORMAT TECHNOLOGIES INC COM 686688102 1660 40000 SH DEFINED 01 02 40000 0 0 PALL CORP COM 696429307 104273 3164580 SH DEFINED 01 02 3164580 0 0 PAREXEL INTL CORP COM 699462107 95 7000 SH DEFINED 01 02 7000 0 0 PENTAIR INC COM 709631105 16386 549300 SH DEFINED 01 02 549300 0 0 PEPSICO INC COM 713448108 498 8510 SH DEFINED 01 02 8510 0 0 PFIZER INC COM 717081103 3255 194079 SH DEFINED 01 02 194079 0 0 PG&E CORP COM 69331C108 3360 82102 SH DEFINED 01 02 82102 0 0 PINNACLE WEST CAP CORP COM 723484101 227 6860 SH DEFINED 01 02 6860 0 0 PLUM CREEK TIMBER CO INC COM 729251108 447 14400 SH DEFINED 01 02 14400 0 0 POLYPORE INTL INC COM 73179V103 2035 153848 SH DEFINED 01 02 153848 0 0 POTASH CORP SASK INC COM 73755L107 412 4542 SH DEFINED 01 02 4542 0 0 PRAXAIR INC COM 74005P104 1154 14245 SH DEFINED 01 02 14245 0 0 PROCTER & GAMBLE CO COM 742718109 3385 58448 SH DEFINED 01 02 58448 0 0 PROGRESS ENERGY INC COM 743263105 59 1500 SH DEFINED 01 02 1500 0 0 PROLOGIS SH BEN INT 743410102 40 3270 SH DEFINED 01 02 3270 0 0 PROS HOLDINGS INC COM 74346Y103 249 30000 SH DEFINED 01 02 30000 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 85 2700 SH DEFINED 01 02 2700 0 0 QUANTA SVCS INC COM 74762E102 20116 878420 SH DEFINED 01 02 878420 0 0 QUEST DIAGNOSTICS INC COM 74834L100 18 340 SH DEFINED 01 02 340 0 0 QUIKSILVER INC COM 74838C106 139 50000 SH 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STARBUCKS CORP COM 855244109 334 16380 SH DEFINED 01 02 16380 0 0 STATE STR CORP COM 857477103 1575 29900 SH DEFINED 01 02 29900 0 0 STERICYCLE INC COM 858912108 409 8440 SH DEFINED 01 02 8440 0 0 SUNOPTA INC COM 8676EP108 13297 3307700 SH DEFINED 01 02 3307700 0 0 SUNPOWER CORP COM CL A 867652109 548 18000 SH DEFINED 01 02 18000 0 0 SYMANTEC CORP COM 871503108 895 55870 SH DEFINED 01 02 55870 0 0 SYNOPSYS INC COM 871607107 165 7200 SH DEFINED 01 02 7200 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 112 10400 SH DEFINED 01 02 10400 0 0 TARGET CORP COM 87612E106 792 16760 SH DEFINED 01 02 16760 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 81 2100 SH DEFINED 01 02 2100 0 0 TECK RESOURCES LTD CL B 878742204 2213 81114 SH DEFINED 01 02 81114 0 0 TEMPLE INLAND INC COM 879868107 29 1700 SH DEFINED 01 02 1700 0 0 TETRA TECH INC NEW COM 88162G103 3285 122740 SH DEFINED 01 02 122740 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 102 2000 SH DEFINED 01 02 2000 0 0 TEXAS INSTRS INC COM 882508104 84 3576 SH DEFINED 01 02 3576 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 105617 2421850 SH DEFINED 01 02 2421850 0 0 TORO CO COM 891092108 9238 231130 SH DEFINED 01 02 231130 0 0 TOWN SPORTS INTL HLDGS INC COM 89214A102 38 15000 SH DEFINED 01 02 15000 0 0 TRANSCANADA CORP COM 89353D107 74 2423 SH DEFINED 01 02 2423 0 0 TRAVELERS COMPANIES INC COM 89417E109 44 900 SH DEFINED 01 02 900 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 23110 724900 SH DEFINED 01 02 724900 0 0 ULTRA PETROLEUM CORP COM 903914109 1473 30000 SH DEFINED 01 02 30000 0 0 UNITED NAT FOODS INC COM 911163103 85 3500 SH DEFINED 01 02 3500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 193 3400 SH DEFINED 01 02 3400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 451 7350 SH DEFINED 01 02 7350 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1900 73997 SH DEFINED 01 02 73997 0 0 V F CORP COM 918204108 110 1500 SH DEFINED 01 02 1500 0 0 VALE S A ADR 91912E105 220 9600 SH DEFINED 01 02 9600 0 0 VALMONT INDS INC COM 920253101 2158 25000 SH DEFINED 01 02 25000 0 0 VOTORANTIM CELULOSE E PAPEL SP ADR REP COM 92906P205 95 5800 SH DEFINED 01 02 5800 0 0 WALGREEN CO COM 931422109 122 3270 SH DEFINED 01 02 3270 0 0 WASTE MGMT INC DEL COM 94106L109 5016 167210 SH DEFINED 01 02 167210 0 0 WEBMD HEALTH CORP CL A 94770V102 96 2900 SH DEFINED 01 02 2900 0 0 WELLS FARGO & CO NEW COM 949746101 184 6480 SH DEFINED 01 02 6480 0 0 WESTERN UN CO COM 959802109 71 3700 SH DEFINED 01 02 3700 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 2536 200000 SH DEFINED 01 02 200000 0 0 WEYERHAEUSER CO COM 962166104 75 2000 SH DEFINED 01 02 2000 0 0 WHIRLPOOL CORP COM 963320106 1731 24630 SH DEFINED 01 02 24630 0 0 WHOLE FOODS MKT INC COM 966837106 55 1810 SH DEFINED 01 02 1810 0 0 XCEL ENERGY INC COM 98389B100 113 5800 SH DEFINED 01 02 5800 0 0 XTO ENERGY INC COM 98385X106 2640 63090 SH DEFINED 01 02 63090 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 25932 2116890 SH DEFINED 01 02 2116890 0 0
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