-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGKXa8/zKw/IQA85gEgXnMTjcTGm60eYGlCvqyzapZcGeFZnGzrF7V7SuCB8Xo6r GbjdrpGTAy8Fx0AwIWz39w== 0000950123-06-010369.txt : 20060810 0000950123-06-010369.hdr.sgml : 20060810 20060810171819 ACCESSION NUMBER: 0000950123-06-010369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060810 DATE AS OF CHANGE: 20060810 EFFECTIVENESS DATE: 20060810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 061022236 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y24131be13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York August 10, 2006 - ------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: $1,272,369 (thousands)
List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. FORM 13F Page 1 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
Item 6: Investment Discretion --------------------- (b) Item 4: Shared- Item 8: Fair Item 5: As Item 7: Voting Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ------------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer Class Number (x $1,000) Amount Sole Instr. V Other Instr. V Sole Shared None - ------------------------------ -------- --------- ---------- ------------ ---- -------- ------- -------- --------- ------ ---- @ROAD INC COM 04648k105 4,748 860,190 SH X 02 860,190 A D C TELECOMMUNICATN INC. COM 000886309 20,232 1,200,000 SH X 01 1,200,000 ABRAXIS BIOSCIENCES COM 00383E106 715 30,000 SH X 01 30,000 ACCENTURE LTD CL A COM G1150G111 7,236 255,500 SH X 01 255,500 ADR AU OPTRONICS CORP ADR 002255107 4,158 292,000 SH X 01 292,000 ADVANCED ANALOGIC TECH COM 00752j108 3,275 312,500 SH X 02 312,500 ALTIRIS INC. COM 02148M100 4,853 269,000 SH X 02 269,000 ALVARION LTD COM m0861t100 2,149 350,000 SH X 02 350,000 ANALOG DEVICES INC COM 032654105 9,674 301,000 SH X 01 301,000 ANDREW CORP COM 034425108 19,784 2,233,000 SH X 02 2,233,000 APPLIED FILMS CORP COM 381971092 4,872 171,000 SH X 02 171,000 APPLIED MATERIALS INC COM 038222105 3,762 231,100 SH X 01 231,100 APTIMUS INC. COM 03833V108 4,781 549,500 SH X 02 549,500 ARDENT ACQUISITION CORP COM 03979e100 802 150,000 SH X 02 150,000 ASPEN TECHNOLOGY INC COM 045327103 2,044 155,800 SH X 155,800 ATMI INC COM 00207r101 9,971 405,000 SH X 01 405,000 AUDIBLE INC COM 05069A302 3,594 395,400 SH X 01, 02 395,400 AVAYA INC COM 053499109 10,722 938,900 SH X 01 938,900 AVNET INC COM 053807103 13,373 668,000 SH X 01 668,000 BEA SYS INC COM 073325102 14,624 1,117,200 SH X 01 1,117,200 BELL MICROPRODUCTS, INC. COM 078137106 5,618 1,036,500 SH X 02 1,036,500 BMC SOFTWARE INC COM 055921100 11,113 465,000 SH X 01 465,000 BORLAND SOFTWARE COM 099849101 12,380 2,344,700 SH X 01, 02 2,344,700 BROOKS AUTOMATION INC. COM 114340102 18,915 1,603,000 SH X 01 1,603,000 BSQUARE CORP COM 11776U102 2,089 942,100 SH X 02 942,100 CABOT MICRO ELECTRONICS COM 12709P103 6,668 220,000 SH X 01 220,000 CALIFORNIA MICRO DEVICES CORP COM 130439102 3,530 882,500 SH X 02 882,500 CALLIDUS SOFTWARE COM 13123E500 6,718 1,272,400 SH X 02 1,272,400 CALLWAVE INC COM 13126N101 658 180,300 SH X 02 180,300 CAMBRIDGE HEART INC COM 131910994 679 307,336 SH X 02 307,336 CEVA INC. COM 157210105 3,356 580,600 SH X 02 580,600 CHIPMOS TECHNOLOGIES COM G2110R106 6,844 1,164,000 SH X 02 1,164,000 CIENA CORP. COM 171779101 962 200,000 SH X 01 200,000 CIRRUS LOGIC COM 172755100 10,764 1,322,300 SH X 01, 02 1,322,300 CITRIX SYS INC COM 177376100 5,169 128,900 SH X 01 128,900 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 6,703 99,500 SH X 01 99,500 COGNOS INC. COM 19244C109 43,605 1,532,700 SH X 01 1,532,700 COHU INC. COM 192576106 8,863 505,000 SH X 02 505,000 COMPUTER TASK GROUP COM 205477102 3,242 648,500 SH X 01 648,500 COMPUWARE CORP COM 205638109 24,287 3,624,900 SH X 01 3,624,900 --------- COLUMN TOTAL 327,532 =========
FORM 13F Page 2 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
Item 6: Investment Discretion --------------------- (b) Item 4: Shared- Item 8: Fair Item 5: As Item 7: Voting Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ------------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer Class Number (x $1,000) Amount Sole Instr. V Other Instr. V Sole Shared None - ------------------------------ -------- --------- ---------- ------------ ---- -------- ------- -------- --------- ------ ---- COMVERSE TECHNOLOGY INC COM 205862402 10,142 513,000 SH X 01 513,000 COREL CORP. COM 21869X103 2,523 209,200 SH X 02 209,200 CORNING INC COM 219350105 6,398 264,500 SH X 01 264,500 CURAGEN CORP COM 23126R101 2,613 746,700 SH X 02 746,700 CYPRESS SEMICONDUCTOR COM 232806109 42,771 2,941,600 SH X 01 2,941,600 DIGITAL RIV INC COM 25388B104 41,157 1,019,000 SH X 01 1,019,000 DISCOVERY PARTNRS INTL COM 254675101 1,989 765,000 SH X 02 765,000 DOT HILL SYS COM 25848T109 5,493 1,606,100 SH X 02 1,606,100 E M C CORP MASS COM 268648102 2,142 195,300 SH X 01 195,300 EARTHLINK INC COM 270321102 6,062 700,000 SH X 01 700,000 EFJ INC COM 26843B101 2,314 385,000 SH X 02 385,000 ELECTRONIC ARTS COM 285512109 6,886 160,000 SH X 01 160,000 ELOYALTY CORP COM 290151307 9,290 701,100 SH X 01, 02 701,100 EMBARCADERO TECH INC COM 290787100 13,117 2,150,400 SH X 02 2,150,400 EMS TECH INC COM 26873n108 4,803 267,300 SH X 02 267,300 ENREV CORP PRIV PL SERIES A COM 0 86,226 SH X 01 86,226 ENZON PHARMACEUTICLS COM 293904108 3,958 525,000 SH X 02 525,000 EPICOR SOFTWARE CORP COM 29426L108 3,125 296,800 SH X 296,800 FAIRCHILD SEMICND INTL COM 303726103 32,879 1,809,500 SH X 01 1,809,500 FILENET CORP COM 316869106 44,556 1,654,500 SH X 01, 02 1,654,500 FOUNDRY NETWORKS INC COM 35063R100 11,779 1,105,000 SH X 01 1,105,000 FREESCALE SEMICONDUCTOR INC. COM 35687m107 284 9,800 SH X 9,800 GENOMIC HEALTH INC COM 37244C101 4,304 365,700 SH X 02 365,700 GENZYME CORP COM 372917104 11,783 193,000 SH X 01 193,000 HALOZYME THERAPEUTICS INC. COM 40637H109 1,614 597,600 SH X 02 597,600 HANA BIOSCIENCES INC. COM 40963P105 3,762 414,800 SH X 02 414,800 HARRIS INTERACTIVE COM 414549105 8,973 1,574,200 SH X 01, 02 1,574,200 HEALTHSOUTH COM 421924101 1,155 300,000 SH X 01 300,000 HIFN INC COM 428358105 2,348 380,000 SH X 02 380,000 HYPERION SOLUTIONS CORP COM 44914M104 1,468 53,200 SH X 53,200 IKANOS COMMUNICATIONS COM 45173E105 2,051 135,000 SH X 02 135,000 INDUS INTL INC COM 45578L100 8,603 3,008,200 SH X 01, 02 3,008,200 INFINEON TECH AG SPNSRD ADR 45662N103 2,013 180,400 SH X 01 180,400 INFINEON TECHNOLOGIES AG ORD N ADR 5889505 556 50,000 SH X 01 50,000 INFOCROSSING COM 45664X109 7,469 646,700 SH X 02 646,700 INFORMATICA CORP COM 45666Q102 10,225 777,000 SH X 01 777,000 INFOSPACE COM INC COM 45678T201 15,019 662,500 SH X 01, 02 662,500 INGRAM MICRO INC COM 457153104 3,082 170,000 SH X 01 170,000 INPUT OUTPUT INC COM 457652105 236 25,000 SH X 02 25,000 INTEGRATED SILIC SOLTN COM 45812P107 7,051 1,279,600 SH X 01, 02 1,279,600 --------- COLUMN TOTAL 345,993 =========
FORM 13F Page 3 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
Item 6: Investment Discretion --------------------- (b) Item 4: Shared- Item 8: Fair Item 5: As Item 7: Voting Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ------------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer Class Number (x $1,000) Amount Sole Instr. V Other Instr. V Sole Shared None - ------------------------------ -------- --------- ---------- ------------ ---- -------- ------- -------- --------- ------ ---- INTERACTIVE INTELLIGENCE INC COM 45839M103 7,804 551,900 SH X 01, 02 551,900 INTERNET SECURITY SYSTEMS COM 46060X107 1,090 57,800 SH X 57,800 INTERWOVEN INC COM 46114t508 13,048 1,520,800 SH X 02 1,520,800 ITHAKA ACQUISITION CORP COM 465707206 2,012 325,000 SH X 02 325,000 IXIA COM 45071R109 10,485 1,165,000 SH X 02 1,165,000 KBL HEALTHCARE ACQUISITION COR COM 48241R207 1,575 250,000 SH X 250,000 KEYNOTE SYS INC COM 493308100 5,255 509,700 SH X 02 509,700 KRONOS INC. COM 501052104 3,914 108,100 SH X 108,100 LEADIS TECHNOLOGY INC COM 52171N103 4,129 748,000 SH X 02 748,000 LIBERTY GLOBAL INC-A COM 530555101 12,584 585,300 SH X 01 585,300 LOGICTECH INTL ADR 541419107 8,693 224,000 SH X 01 224,000 LOOKSMART LTD COM 543442503 5,813 1,794,240 SH X 02 1,794,240 M SYSTEMS FLASH DISK PIONEERS COM M7061C100 13,333 450,000 SH X 01 450,000 MACROVISION CORP COM 555904101 3,540 164,500 SH X 01 164,500 MAGMA DESIGN AUTOMATION INC. COM 559181102 1,102 150,000 SH X 02 150,000 MANUGISTICS GROUP INC COM 565011103 4,380 1,752,100 SH X 01, 02 1,752,100 MAXIM INTEGRATED COM 57772K101 7,225 225,000 SH X 01 225,000 MEDAREX INC COM 583916101 3,676 382,500 SH X 01 382,500 MEDICINES CO COM 584688105 13,533 692,200 SH X 01 692,200 MEDIMMUNE INC COM 584699102 4,320 159,400 SH X 01 159,400 MERCURY COMPUTER SYSTEMS COM 589378108 2,969 192,900 SH X 02 192,900 MERCURY INTERACTIVE CP COM 589405109 55,410 1,584,500 SH X 01 1,584,500 METASOLV INC COM 59139p104 5,708 2,024,000 SH X 02 2,024,000 MGI PHARMA INC COM 552880106 9,288 432,000 SH X 01 432,000 MICRON TECHNOLOGY INC COM 595112103 18,366 1,219,500 SH X 01 1,219,500 MICROSEMI CORP. COM 595137100 7,192 295,000 SH X 01 295,000 MOTIVE INC COM 61980V107 8,459 2,525,200 SH X 02 2,525,200 NITROMED COM 654798503 1,468 304,000 SH X 02 304,000 NORTEL NETWORKS CORP COM 656568102 7,067 3,155,000 SH X 01 3,155,000 O2 MICRO INTERNATIONAL ADR G6797E106 8,083 1,051,100 SH X 02 1,051,100 OPNET TECHNOLOGIES COM 683757108 6,392 493,200 SH X 02 493,200 PEGASYSTEMS INC COM 705573103 4,421 688,600 SH X 02 688,600 PHOENIX TECHNOLOGIES LTD COM 719153108 5,545 1,152,800 SH X 02 1,152,800 PHOTON DYNAMICS COM 719364101 6,385 510,000 SH X 02 510,000 PHOTRONICS INC COM 719405102 9,472 640,000 SH X 01 640,000 POINTS INTERNATIONAL LTD. COM 730843109 2,390 3,621,000 SH X 02 3,621,000 POWERDSINE LTD COM M41415106 4,874 674,100 SH X 02 674,100 POWERWAVE TECHNOLOGIES COM 739363109 9,581 1,050,500 SH X 01 1,050,500 QLOGIC CORP COM 747277101 4,741 275,000 SH X 01 275,000 QLT INC COM 746927102 7,205 1,017,700 SH X 01 1,017,700 --------- COLUMN TOTAL 312,527 =========
FORM 13F Page 4 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
Item 6: Investment Discretion --------------------- (b) Item 4: Shared- Item 8: Fair Item 5: As Item 7: Voting Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ------------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer Class Number (x $1,000) Amount Sole Instr. V Other Instr. V Sole Shared None - ------------------------------ -------- --------- ---------- ------------ ---- -------- ------- -------- --------- ------ ---- QUEST SOFTWARE INC COM 74834T103 24,448 1,746,300 SH X 01 1,746,300 QUOVADX INC. COM 74913K106 3,162 1,225,700 SH X 02 1,225,700 RADVISION INC COM M81869105 5,495 344,700 SH X 02 344,700 RADWARE, LTD COM IL0010834 3,788 295,000 SH X 02 295,000 RF MICRODEVICES INC. COM 749941100 1,492 250,000 SH X 01 250,000 RIVERSTONE NETWORKS COM 769320102 12,240 8,160,250 SH X 01, 02 8,160,250 RSA SECURITY COM 749719100 4,065 150,000 SH X 01 150,000 S1 CORPORATION COM 78463B101 11,125 2,317,628 SH X 01, 02 2,317,628 SABA SOFTWARE INC COM 784932600 1,743 319,308 SH X 02 319,308 SAFENET NET COM 78645R107 16,712 943,100 SH X 01,02 943,100 SANDISK COM 80004c101 4,078 80,000 SH X 01 80,000 SAPIENT CORP COM 803062108 6,201 1,170,000 SH X 02 1,170,000 SCHERING PLOUGH CORP COM 806605101 2,371 124,600 SH X 01 124,600 SCOPUS VIDEO NETWORKS COM M8260H106 2,846 492,400 SH X 02 492,400 SEMITOOL INC COM 816909105 2,803 310,700 SH X 02 310,700 SERONO SA ADR 81752M101 7,807 455,200 SH X 01 455,200 SILICON MOTION TECHNOLOGY ADR 82706C108 8,382 584,500 SH X 02 584,500 SONIC SOLUTIONS COM 835460106 17,176 1,041,000 SH X 01, 02 1,041,000 SPRINT NEXTEL CORP COM 852061100 5,997 300,000 SH X 01 300,000 STANDARD MICROSYSTEM COM 853626109 5,853 268,100 SH X 02 268,100 STMICROELECTRONICS N V COM ADR 861012102 7,794 485,000 SH X 01 485,000 SUN MICROSYSTEMS INC COM 866810104 15,476 3,729,100 SH X 01 3,729,100 SUNTECH POWER HOLDINGS ADR 86800C104 13,249 469,000 SH X 01 469,000 SUPPORT COM INC. COM 868587106 3,094 785,400 SH X 02 785,400 SYMANTEC CORP COM 871503108 3,725 239,700 SH X 01 239,700 SYMMETRICOM COM 871543104 5,590 790,600 SH X 02 790,600 TAKE TWO INTERACTIVE SOFTWARE COM 874054109 1,352 125,000 SH X 01 125,000 TEKELEC COM 879101103 2,346 190,000 SH X 01 190,000 TELECOMMUNICATIONS SYS CL A COM 87929J103 2,946 1,232,600 SH X 02 1,232,600 TERADYNE INC COM 880770102 12,452 893,900 SH X 01 893,900 THQ INC COM 872443403 6,588 305,000 SH X 01 305,000 TNS INC COM 872960109 8,245 398,500 SH X 02 398,500 TTI TEAM TELECOM LTD COM M88258104 4,582 909,091 SH X 02 909,091 VANTAGEMED CORPORATION (restri COM 92208W106 677 1,612,904 SH X 02 1,612,904 VERISIGN INC COM 92343E102 12,389 534,700 SH X 01 534,700 VITRIA TECHNOLOGY COM 92849Q104 3,206 1,129,025 SH X 02 1,129,025 WEB.COM IN COMMON COM 94732Q100 1,178 197,300 SH X 02 197,300 WEBSENSE INC COM 947684106 13,480 656,300 SH X 01 656,300 XILINX INC COM 983919101 3,171 140,000 SH X 01 140,000 XMSATELLITE RADIO HOLDINGS COM 983759101 3,369 230,000 SH X 230,000 --------- COLUMN TOTAL 272,693 =========
FORM 13F Page 5 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
Item 6: Investment Discretion --------------------- (b) Item 4: Shared- Item 8: Fair Item 5: As Item 7: Voting Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ------------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer Class Number (x $1,000) Amount Sole Instr. V Other Instr. V Sole Shared None - ------------------------------ -------- --------- ---------- ------------ ---- -------- ------- -------- --------- ------ ---- ZARLINK SEMICONDUCTOR INC COM 989139100 3,572 1,638,700 SH X 02 1,638,700 ZHONE TECHNOLOGIES INC COM 98950P108 6,146 3,012,974 SH X 01, 02 3,012,974 ACUSPHERE INC CONVERTIBLE PREF PFD 00511R862 3,500 70,000 SH X 02 70,000 ELOYALTY CORP SERIES B CONV PFD 290151984 298 22,475 SH X 22,475 --------- COLUMN TOTAL 13,516 =========
FORM 13F Page 6 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
Item 6: Investment Discretion --------------------- (b) Item 4: Shared- Item 8: Fair Item 5: As Item 7: Voting Authority (Shares) S SQUARED Item 2: Item 3: Market Shares of Defined (c) Managers ------------------------- TECHNOLOGY, LLC Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) ADDITIONS TO 13F Class Number (x $1,000) Amount Sole Instr. V Other Instr. V Sole Shared None - ------------------------------ -------- --------- ---------- ------------ ---- -------- ------- -------- --------- ------ ---- RAINMAKER SYSTEMS COM 750875106 108 20 SH X 20 --------- COLUMN TOTAL 108 ========= GRAND TOTAL 1,272,369 =========
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