-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BQXT7cHjWLnXI7Sgh+KlKHP/H8X1dhzZGharSwF6L0jPhsosXk/NZn2FlDIFrbJL Lyx2w4py8Ri8/nM6wK3u0g== 0000950129-05-001360.txt : 20050215 0000950129-05-001360.hdr.sgml : 20050215 20050215161618 ACCESSION NUMBER: 0000950129-05-001360 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050215 DATE AS OF CHANGE: 20050215 EFFECTIVENESS DATE: 20050215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 05617375 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137817195 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 h22575e13fvhr.txt FCA CORP. - DATED 12/31/2005 ---------------------- OMB APPROVAL ---------------------- OMB Number: Expires: Estimated average burden hours per response... UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended December 31, 2004 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding [ ] entries FCA Corp - ------------------------------------------------------------------------------- Name of Insitutional Investment Manager 5847 San Felipe, Suite 850 Houston Texas 77057 - ------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Barry Papa Chief Operating Officer 713-260-1400 - ------------------------------------------------------------------------------- Name Title Telephone /s/ BARRY PAPA -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 2/15/2005 -------------------------------- Place and Date of Signing Report Type: [ X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 194 Form 13F table value total: $243,759,000 List of other included Managers:None Have greater than 10,000 shares or aggregate FMV is greater than $200,000 For the Quarter Ending December 31, 2004 FCA Corp Form 13(f) For the Quarter Ending December 31, 2004
TITLE FAIR MKT SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY OF VALUE PRINCIPAL SOLE SHARED OTHER SOLE SHARED OTHER NAME OF ISSUER CLASS CUSIP (X1,000) AMOUNT (A) (B) (C) (A) (B) (C) JOHNSON & JOHNSON Common Stock 084670207 47,877 16,307 16,307 16,307 JANUS CAPITAL GROUP INC Common Stock 00817Y108 11,193 89,725 89,725 89,725 WORLDWIDE WEB NETWORK CORP Common Stock 013817101 9,552 304,000 304,000 304,000 WILLIAMS COMPANIES INC Common Stock 00846U101 9,262 384,331 384,331 384,331 ROYCE VALUE TRUST INC Common Stock 002824100 8,431 180,727 180,727 180,727 MICROFINANCIAL INC ADR 03485P102 6,973 293,100 293,100 293,100 ROYCE MICRO-CAP TRUST ADR 009707100 5,381 45,893 45,893 45,893 FIRST SEISMIC CORP Common Stock 013104104 4,610 193,055 193,055 193,055 INGLES MARKETS INC-CL A Common Stock 053015103 4,553 102,653 102,653 102,653 ISHARES MSCI JAPAN INDEX FD Common Stock 024937104 4,546 136,320 70,320 66,000 66,000 70,320 WESTERN ASSET/CLAYMORE US TREAS Common Stock 032654105 4,256 115,283 115,283 115,283 JOHN HANCOCK BANK & THRIFT FUND REIT 008492100 4,052 127,851 127,851 127,851 VAN KAMPEN SENIOR INCOME TRUST Common Stock 028591105 3,448 33,100 33,100 33,100 GENESEE & WYOMING INC-CL A Common Stock 025537101 3,309 96,359 96,359 96,359 GENERAL ELECTRIC CO Common Stock 026874107 3,263 49,691 49,691 49,691 TEXAS INSTRUMENTS INC ETF 09067D201 3,219 21,052 21,052 21,052 ISHARES MSCI AUSTRALIA INDEX Common Stock 001055102 2,996 75,200 5,200 70,000 70,000 5,200 CVS CORP UIT 294700703 2,476 28,789 28,789 28,789 DOW CHEMICAL ADR 052528304 2,468 30,500 30,500 30,500 PARKER DRILLING CO Common Stock 037604105 2,421 30,000 30,000 30,000 AMERICAN INTERNATIONAL GROUP ADR 053561106 2,384 25,386 25,386 25,386 WGL HOLDINGS INC Common Stock 031162100 2,317 36,121 36,121 36,121 DNAPRINT GENOMICS Common Stock 034553107 2,183 100,000 100,000 100,000 SOUTHWEST WATER CO Common Stock 020002101 2,106 40,726 40,726 40,726 CISCO SYSTEMS INC ADR 02364W105 1,733 33,101 33,101 33,101 SUBURBAN PROPANE PARTNERS LP Common Stock 020039103 1,726 29,375 29,375 29,375 REAL ESTATE INCOME FUND INC ETF 464287234 1,675 8,300 0 8,300 8,300 0 PROGRESS ENERGY INC Common Stock 002896207 1,529 32,574 32,574 32,574 COOPER TIRE & RUBBER CO Common Stock 02475L105 1,388 38,550 38,550 38,550 ICICI BANK LTD-SPON ADR Common Stock 075811109 1,340 20,000 0 20,000 20,000 0 JAPAN EQUITY FUND Common Stock 03820C105 1,329 48,500 0 48,500 48,500 0
AMERICAN EXPRESS CO Common Stock 025816109 1,321 23,435 23,435 23,435 UNITED TECHNOLOGIES CORP ETF 464287465 1,321 8,241 8,241 8,241 FLAGSTAR BANCORP INC Common Stock 001084102 1,296 59,200 59,200 59,200 FIRST TRUST VALUE LINE DVD Closed-End Fund 006212104 1,276 97,241 97,241 97,241 BURLINGTON NORTHERN SANTA FE Common Stock 086516101 1,231 20,711 20,711 20,711 MORGAN STANLEY ASIA PACIFIC Common Stock 02649V104 1,156 35,000 0 35,000 35,000 0 ISHARES TRUST S&P GLOBAL 100 IND Common Stock 097023105 1,148 22,170 22,170 22,170 KEYSPAN CORP Preferred 075887109 1,139 20,050 20,050 20,050 RGC RESOURCES INC Common Stock 434016 US 1,109 19,450 19,450 19,450 MICROSOFT CORP REIT 02607P305 1,062 65,613 65,613 65,613 ISHARES COHEN & STEERS RLTY ETF 252787106 1,036 9,640 6,940 2,700 2,700 6,940 EQUITY ONE INC Common Stock 060505104 1,035 22,032 22,032 22,032 DUKE REALTY CORP Common Stock 00763M108 1,029 25,020 25,020 25,020 HIGHLAND HOSPITALITY CORP ADR 055622104 1,010 17,300 0 17,300 17,300 0 HCA INC ADR 110419306 998 22,115 22,115 22,115 NOMURA HOLDINGS INC-ADR Common Stock 278642103 989 8,500 0 8,500 8,500 0 WASTE MANAGEMENT INC DEL (NEW) Common Stock 084423102 936 19,850 19,850 19,850 AMERICAN LAND LEASE INC Common Stock 14149Y108 861 14,800 9,200 5,600 5,600 9,200 HOME DEPOT INC ADR 02341R302 832 36,550 33,250 3,300 3,300 33,250 NASDAQ 100 SHARES UNIT SER 1 B/E Common Stock 12189T104 831 17,560 17,560 17,560 ISHARES TRUST S&P MIDCAP 400 INX Common Stock 216648402 792 11,215 11,215 11,215 INTL BUSINESS MACHINES CORP Common Stock 035229103 789 15,549 15,549 15,549 FANNIE MAE ADR 138006309 770 14,200 14,200 14,200 ENGINEERED SUPPORT SYSTEMS INC Common Stock 032165102 770 29,725 29,725 29,725 JAPAN SMALLER CAPITALIZATION Common Stock 071813109 760 22,000 0 22,000 22,000 0 BAXTER INTERNATIONAL INC. REIT 804395101 746 19,500 19,500 19,500 OMNIVISION TECHNOLOGIES Common Stock 244199105 744 10,000 0 10,000 10,000 0 EXXON MOBIL CORP ADR 072730302 736 21,663 21,663 21,663 SECTOR SPRD TRUST SHS BEN INT REIT 004239109 732 44,900 44,900 44,900 BANK OF AMER CORP Common Stock 068306109 729 16,006 16,006 16,006 3M COMPANY Common Stock 172967101 728 15,100 15,100 15,100 SBC COMMUNICATIONS INC Common Stock 189054109 713 12,099 12,099 12,099 AQUILA INC ETF 464286665 703 7,800 7,800 7,800 AMGEN INC REIT 027118108 698 30,970 30,970 30,970 BANCO SANTANDER CEN-SPON ADR REIT 05564E106 685 17,000 0 17,000 17,000 0 ALTO PALERMO S.A.-ADR ADR 108441205 677 17,000 0 17,000 17,000 0 LAFARGE S.A.-SPONSORED ADR Common Stock 25746U109 677 10,000 0 10,000 10,000 0
ACTIVISION INC Common Stock 20449H109 670 13,762 0 13,762 13,762 0 COCA COLA CO Common Stock 156708109 664 13,044 13,044 13,044 AMERICAN MORTGAGE ACCEPTANCE ETF 464287804 651 4,000 0 4,000 4,000 0 FIRST TRUST VAL LINE 100 FND ADR 013904305 645 41,268 41,268 41,268 ANGLO AMERICAN PLC-UNSP ADR Common Stock 31428X106 640 6,500 0 6,500 6,500 0 BANK OF NEW YORK CO INC Common Stock 194162103 639 12,490 12,490 12,490 LEXMARK INTERNATIONAL INC-A Common Stock 06646R107 639 17,450 17,450 17,450 OCCIDENTAL PETROLEUM CORP REIT 027568104 638 37,071 37,071 37,071 PFIZER INC Common Stock 029899101 636 24,460 24,460 24,460 1ST CENTURY BANK NATL ASSOC ADR 05565A202 632 17,350 17,350 17,350 NEW YORK TIMES CO -CL A Common Stock 064057102 619 18,535 18,535 18,535 ISHARES TRUST S&P GLOBAL HEALTH ADR 00762U101 616 28,800 28,800 28,800 KANSAS CITY SOUTHN INDS INC REIT 105368203 600 20,400 20,400 20,400 VARCO INTERNATIONAL INC ETF 464287564 592 4,345 0 4,345 4,345 0 FORD MTR CO CAP TR II TR ORIGIN Preferred 345395206 589 12,850 12,850 12,850 RED ALERT GROUP INC Common Stock 05366B102 576 25,067 25,067 25,067 BALLANTYNE OF OMAHA INC Common Stock 369550108 575 5,500 5,500 5,500 VISHAY INTERTECHNOLOGY INC Common Stock 26875P101 571 8,000 0 8,000 8,000 0 HRPT PROPERTIES TRUST Common Stock 205363104 569 10,100 0 10,100 10,100 0 KUBOTA CORP-SPONS ADR Common Stock 291011104 561 8,000 0 8,000 8,000 0 LAFARGE CORP REIT 133131102 559 10,960 10,960 10,960 NEWELL RUBBERMAID INC Common Stock 111320107 550 17,050 17,050 17,050 J P MORGAN CHASE & CO Common Stock 05548J106 547 18,777 18,777 18,777 VITRAN CORP INC Common Stock 172474108 541 13,000 0 13,000 13,000 0 BRISTOL MYERS SQUIBB CO ETF 464287507 539 4,070 4,070 4,070 ANDRX CORP ETF 464287606 538 4,000 0 4,000 4,000 0 AMERICAN STATES WATER COMPANY Common Stock 004930202 536 26,550 26,550 26,550 WELLS FARGO & COMPANY ETF 464287168 534 8,700 8,700 8,700 AUST & NZ BNKG GRP-SPON ADR Common Stock 22160K105 533 11,000 0 11,000 11,000 0 CASELLA WASTE SYSTEMS INC-A Common Stock 166764100 525 10,000 0 10,000 10,000 0 DELL INC ETF 464287705 520 4,050 4,050 4,050 BELLSOUTH CORP Common Stock 292866100 515 8,691 8,691 8,691 NIDEC CORPORATION-ADR ETF 464286608 508 7,000 0 7,000 7,000 0 EQUITY INNS INC Common Stock 170388102 506 11,000 0 11,000 11,000 0 CONAGRA FOODS INC Common Stock 001941103 506 26,086 26,086 26,086 NISSAN MOTOR CO LTD-SPON ADR Common Stock 263534109 491 10,000 0 10,000 10,000 0 COMCAST CORPORATION NEW SPC CL A Common Stock 079860102 490 17,625 17,625 17,625
BUNGE LIMITED ETF 788713 US 487 4,000 0 4,000 4,000 0 ABERDEEN ASIA-PAC INCOME FD Common Stock 080555105 464 17,700 0 17,700 17,700 0 QUANEX CORP ETF 464287655 460 3,550 0 3,550 3,550 0 LEXINGTON CORP PROPERTIES TRUST Common Stock 233326107 453 8,700 8,700 8,700 CENTRAL SECURITIES CORP Common Stock 110122108 451 17,592 17,592 17,592 CONTINENTAL AIRLINES-CL B Common Stock 126650100 451 10,000 0 10,000 10,000 0 NETFLIX COM INC Common Stock 302571104 449 6,000 6,000 6,000 LATIN AMERICAN DISCOVERY FD Common Stock 260543103 446 9,000 0 9,000 9,000 0 PORTUGAL TELECOM SGPS-SP ADR Common Stock 313400301 442 6,000 0 6,000 6,000 0 TELECOM NEW ZEALAND-SP ADR Common Stock 205887102 442 15,000 0 15,000 15,000 0 COMPASS BANCSHARES INC ETF 464287200 442 3,650 0 3,650 3,650 0 AGREE REALTY CORP Common Stock 459200101 434 4,400 0 4,400 4,400 0 MERCK & CO INC Common Stock 313586109 432 6,068 6,068 6,068 BRIDGESTONE CORP-UNSPONS ADR ETF 464287887 428 4,000 0 4,000 4,000 0 PETROQUEST ENERGY INC Common Stock 24702R101 421 10,000 10,000 10,000 EVEREST RE GROUP LTD ETF 556868 US 416 3,375 3,375 3,375 FREDDIE MAC-VOTING COMMON REIT 149113102 413 13,500 13,500 13,500 AMERICAN FINANCIAL REALTY TR Common Stock 20030N101 399 12,000 0 12,000 12,000 0 CANON INC-SPONS ADR ETF 464287473 395 3,500 0 3,500 3,500 0 WINSTON HOTELS INC Common Stock 20030N200 391 11,900 0 11,900 11,900 0 ISHARES S&P SMALLCAP 600/VAL Common Stock 104576103 388 20,025 19,025 1,000 1,000 19,025 WAL-MART STORES INC Closed-End Fund 61744U106 388 30,298 30,298 30,298 IRSA -SP GDR Common Stock 130788102 377 10,000 0 10,000 10,000 0 AMERICAN BUSINESS BK Closed-End Fund 153436100 368 13,125 13,125 13,125 CIA VALE DO RIO DOCE-ADR Common Stock 209115104 368 8,400 0 8,400 8,400 0 ADAMS EXPRESS COMPANY Common Stock 25271C102 364 9,100 9,100 9,100 BOEING CO Common Stock 108601 US 364 6,900 6,900 6,900 KITE REALTY GROUP TRUST ADR 151290889 364 10,000 0 10,000 10,000 0 MIDCAP SPDR TRUST SERIES 1 REIT 144418100 358 10,836 9,836 1,000 1,000 9,836 APPLIED INDUSTRIAL TECH INC ETF 464287382 352 3,750 0 3,750 3,750 0 PACER INTERNATIONAL INC Common Stock 413619107 334 5,000 0 5,000 5,000 0 INTERCONTINENTAL HOTELS-ADR Common Stock 207410101 329 11,588 0 11,588 11,588 0 NTT DOCOMO INC-SPON ADR ETF 464287390 322 4,000 0 4,000 4,000 0 NIPPON TELEGRAPH & TELE-ADR ADR 639996 US 320 13,000 0 13,000 13,000 0 BP AMOCO P L C ETF 464287861 315 4,180 4,180 4,180 OIL SVC HOLDRS TR ADR 16940Q101 310 11,600 11,600 11,600 NORTHFIELD LABORATORIES INC Common Stock 412822108 304 5,000 5,000 5,000
US RESTAURANT PROPERTIES ETF 464287663 303 3,500 0 3,500 3,500 0 ISHARES TRUST RUSSELL 3000I INDE Common Stock 151313103 301 13,510 13,510 13,510 METRIS COMPANIES INC Closed-End Fund 155123102 297 13,000 0 13,000 13,000 0 KINGFISHER PLC-SPONS ADR REIT 264411505 297 8,700 0 8,700 8,700 0 ALLSTATE CORP ETF 464287481 296 3,500 3,500 3,500 GLAXOSMITHKLINE PLC-ADR ADR 12626K203 289 10,776 7,776 3,000 3,000 7,776 UNILEVER N V -NY SHARES ETF 464287697 289 4,200 1,200 3,000 3,000 1,200 ISHARES DJ SELECT DIVIDEND Common Stock 319963104 279 6,550 6,550 6,550 ISHARES TRUST MSCI EAFE INDEX FD Common Stock 254687106 264 9,480 9,480 9,480 ATI TECHNOLOGIES INC Common Stock 126319102 263 10,000 0 10,000 10,000 0 AUTOMATIC DATA PROCESSING INC Common Stock 337738108 261 6,500 6,500 6,500 ISHARES INC MSCI SINGAPORE INDEX Common Stock 281020107 259 8,100 8,100 8,100 MICROCHIP TECHNOLOGY INC ETF 464287341 253 3,455 0 3,455 3,455 0 BRADLEY PHARMACEUTICALS INC ETF 464286764 247 7,000 0 7,000 7,000 0 WESTAR ENERGY INC ETF 464287572 246 4,000 0 4,000 4,000 0 NATIONAL GRID TRANSCO-SP ADR ETF 464287689 242 3,500 0 3,500 3,500 0 INFOSPACE INC ETF 595635103 242 2,000 0 2,000 2,000 0 BJ'S WHOLESALE CLUB INC ADR 37733W105 241 5,075 0 5,075 5,075 0 FORD MOTOR CO DEL PAR $0.01 ETF 464287622 234 3,596 3,596 3,596 EDISON INTERNATIONAL ETF 464287408 232 3,684 3,684 3,684 INTERNATIONAL SPEEDWAY CORP REIT 294741103 230 7,900 7,900 7,900 VODAFONE GROUP PLC-SP ADR REIT 44106M102 230 5,000 1,000 4,000 4,000 1,000 EMERGING MARKETS TELECOMMUNICATI Common Stock 233293109 224 8,905 8,905 8,905 TELSTRA CORP-ADR ADR 02151P107 223 30,000 0 30,000 30,000 0 DELTA FINANCIAL CORP ADR 284131208 218 8,000 0 8,000 8,000 0 INDEPENDENCE COMMUNITY BANK Common Stock 370442105 216 5,400 0 5,400 5,400 0 BICO INC Common Stock 216831107 216 10,000 10,000 10,000 ENDESA -SPONSORED ADR Common Stock 437076102 214 5,000 0 5,000 5,000 0 AT&T CORP NEW ADR 359586302 213 5,764 5,764 5,764 WEYERHAEUSER CO Common Stock 49455P101 212 2,900 2,900 2,900 BAYER AG-SPONSORED ADR ETF 464287309 208 3,600 0 3,600 3,600 0 GAP INC Common Stock 717265102 207 1,000 1,000 1,000 DST SYSTEMS INC Common Stock 460335201 205 3,885 0 3,885 3,885 0 ELECTRONIC DATA SYSTEMS CORP Common Stock 373298108 201 5,375 5,375 5,375 TDK CORP-SPONSORED ADR ADR 501556203 200 2,600 0 2,600 2,600 0 TELSTRA CORP LTD ORD Closed-End Fund 409735107 173 16,000 16,000 16,000 INTELIDATA TECHNOLOGIES CORP Common Stock 147448104 146 10,000 10,000 10,000
TARGET CORP Open-End Fund 86277C538 141 13,700 13,700 13,700 PRAXAIR INC Closed-End Fund 101507101 138 19,400 19,400 19,400 ISHARES MSCI UNITED KINGDOM Common Stock 049513104 105 26,800 20,000 6,800 6,800 20,000 CALIFORNIA WATER SERVICE GROUP ADR 148906308 103 11,000 11,000 11,000 EQUITY OFFICE PROPERTIES TR Common Stock 00845V100 77 55,850 51,750 4,100 4,100 51,750 STAR GAS PARTNERS Common Stock 00845V209 74 54,938 54,938 54,938 TEMPLE - INLAND INC Preferred 879868206 72 16,000 16,000 16,000 EUROPE FUND INC Common Stock 090327107 66 15,300 0 15,300 15,300 0 CITIGROUP INC ETF 056033103 55 19,406 19,406 19,406 CATHAY PAC AIRWAYS-SPONS ADR Closed-End Fund 872340104 54 10,000 0 10,000 10,000 0 ISHARES MSCI PACIFIC EX JPN Common Stock 207142100 23 11,460 1,460 10,000 10,000 1,460 INTEL CORP Common Stock 018773309 8 39,990 39,990 39,990 JAMES HARDIE INDS-SPONS ADR Common Stock 14057U106 6 10,400 0 10,400 10,400 0 BEST BUY CO INC Common Stock 15114U104 2 12,400 12,400 12,400 FPL GROUP INC Common Stock 200693208 2 11,850 11,850 11,850 MITCHELLS & BUTLERS -ADR Common Stock 088766100 0 19,175 0 19,175 19,175 0 243,759
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