-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKuHa88wsucOVKIZc9pON41g1jGRQ0NSyzOV90hT7lri4a785DsSK3VmhcRwrKH6 tGN55XIWX74dYU1TfM3esQ== 0001144204-06-004932.txt : 20060210 0001144204-06-004932.hdr.sgml : 20060210 20060209185854 ACCESSION NUMBER: 0001144204-06-004932 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060210 DATE AS OF CHANGE: 20060209 EFFECTIVENESS DATE: 20060210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 06594730 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137817195 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v035128_fca-13fhr.txt ---------------------- OMB APPROVAL ---------------------- OMB Number: Expires: Estimated average burden hours per response... UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended December 31, 2005 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding [ ] entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager 5847 San Felipe, Suite 850 Houston Texas 77057 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Barry Papa Chief Operating Officer 713-260-1400 - ------------------------------------------------------------------------------- Name Title Telephone /s/ BARRY PAPA -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 2-10-2006 -------------------------------- Place and Date of Signing Report Type: [ X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 297 Form 13F table value total: $214,748 List of other included Managers:None Have greater than 10,000 shares or aggregate FMV is greater than $200,000 For the Quarter Ending June 30, 2005 FCA Corp Form 13(f) For the Quarter Ending December 31, 2005
INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR --------------------- ------------------ OF ID CUSIP VALUE PRINCIPAL SH/ PUT/ SOLE SHARED OTHER OTHER SOLE SHARED OTHER NAME OF ISSUER CLASS NUMBER (X1,000) AMOUNT PRN CALL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ 1ST CENTURY BANK N.A. Common Stock 319425104 540 55,700 SH 55,700 55,700 3M CO Common Stock 88579Y101 1,669 21,533 SH 21,533 21,533 AAMES INVESTMENT CORP REIT 00253G108 78 12,000 SH 12,000 12,000 ABERDEEN ASIA-PAC INCOME FD Closed-End Fund 003009107 338 58,200 SH 58,200 58,200 ABN AMRO HOLDING NV-SP ADR ADR 000937102 265 10,153 SH 10,153 10,153 ACTIVISION INC Common Stock 004930202 245 17,798 SH 17,798 17,798 ADAMS EXPRESS COMPANY Closed-End Fund 006212104 150 11,975 SH 11,975 11,975 AEW REAL ESTATE INCOME FUND Closed-End Fund 00104H107 296 16,000 SH 16,000 16,000 AGCO CORP Common Stock 001084102 331 20,000 SH 20,000 20,000 AIM SELECT REAL ESTATE INC Closed-End Fund 00888R107 240 16,000 SH 16,000 16,000 ALAMO GROUP INC Common Stock 011311107 1,159 56,536 SH 56,536 56,536 ALTO PALERMO S.A.-ADR ADR 02151P107 160 17,000 SH 17,000 17,000 AMCOR LTD-SPONS ADR ADR 02341R302 652 30,000 SH 30,000 30,000 AMDOCS LTD Common Stock G02602103 275 10,000 SH 10,000 10,000 AMERICAN BUSINESS BANK Common Stock 02475L105 551 13,781 SH 13,781 13,781 AMERICAN EXPRESS CO Common Stock 025816109 1,203 23,385 SH 23,385 23,385 AMERICAN FINANCIAL REALTY TR REIT 02607P305 144 12,000 SH 12,000 12,000 AMERICAN INTERNATIONAL GROUP Common Stock 026874107 2,877 42,170 SH 42,170 42,170 AMERICAN LAND LEASE INC REIT 027118108 351 14,800 SH 9,200 5,600 5,600 9,200 AMERICAN NATIONAL INSURANCE Common Stock 028591105 351 2,998 SH 2,998 2,998 AMERICAN STATES WATER CO Common Stock 029899101 755 24,500 SH 24,500 24,500 AMGEN INC Common Stock 031162100 2,778 35,232 SH 35,232 35,232 ANADARKO PETROLEUM CORP Common Stock 032511107 924 9,747 SH 9,747 9,747 ANGLO AMERICAN PLC-UNSP ADR ADR 03485P102 226 6,500 SH 6,500 6,500 APPLE COMPUTER INC Common Stock 037833100 1,934 26,900 SH 26,900 26,900 AQUA AMERICA INC Common Stock 03836W103 775 28,384 SH 28,384 28,384 AQUILA INC PUBLIC 03840P300 216 8,600 SH 8,600 8,600 ARCH COAL INC Common Stock 039380100 833 10,475 SH 10,475 10,475 ASTROCOM CORP Common Stock 046390100 0 20,000 SH 20,000 20,000 AT&T INC Common Stock 00206R102 244 9,961 SH 9,961 9,961 ATI TECHNOLOGIES INC Common Stock 001941103 255 15,000 SH 15,000 15,000 ATMOS ENERGY CORP Common Stock 049560105 392 15,000 SH 15,000 15,000 AUTOMATIC DATA PROCESSING Common Stock 053015103 298 6,500 SH 6,500 6,500 AVALONBAY COMMUNITIES INC REIT 053484101 232 2,600 SH 2,600 2,600 BAA PLC-SPONS ADR ADR 05518L206 107 10,000 SH 10,000 10,000 BANCO SANTANDER CEN-SPON ADR ADR 05964H105 224 17,000 SH 17,000 17,000 BANK OF AMERICA CORP Common Stock 060505104 1,293 28,027 SH 28,027 28,027 BANK OF NEW YORK CO INC Common Stock 064057102 415 13,040 SH 13,040 13,040 BAXTER INTERNATIONAL INC. Common Stock 071813109 715 19,000 SH 19,000 19,000 BHP BILLITON LTD-SPON ADR ADR 088606108 1,069 32,000 SH 32,000 32,000 BICO INC Common Stock 088766100 0 10,000 SH 10,000 10,000 BIOTECH HOLDRs TRUST ETF 09067D201 615 3,061 SH 3,061 3,061 BNP PARIBAS-ADR ADR 05565A202 243 6,000 SH 6,000 6,000 BOEING CO Common Stock 097023105 316 4,500 SH 4,500 4,500 BOSTON PROPERTIES INC REIT 101121101 222 3,000 SH 3,000 3,000 BP PLC-SPONS ADR ADR 055622104 392 6,111 SH 6,111 6,111 BRITISH AIRWAYS -SPONS ADR ADR 110419306 219 3,800 SH 3,800 3,800 BROADCOM CORP-CL A Common Stock 111320107 1,033 21,900 SH 21,900 21,900 BUCKEYE PARTNERS LP Ltd Part 118230101 326 7,710 SH 7,710 7,710 BUNGE LIMITED Common Stock G16962105 368 6,500 SH 6,500 6,500 BURLINGTON NORTHERN SANTA FE Common Stock 12189T104 1,462 20,650 SH 20,650 20,650 BURLINGTON RESOURCES INC Common Stock 122014103 1,971 22,867 SH 22,867 22,867 CALIFORNIA WATER SERVICE GRP Common Stock 130788102 807 21,100 SH 21,100 21,100 CAMDEN PROPERTY TRUST REIT 133131102 226 3,900 SH 3,900 3,900 CAPITAL ONE FINANCIAL CORP Common Stock 14040H105 588 6,800 SH 6,800 6,800 CATERPILLAR INC Common Stock 149123101 1,032 17,860 SH 17,860 17,860 CATHAY PAC AIRWAYS-SPONS ADR ADR 148906308 96 10,800 SH 10,800 10,800 CEMEX SA -SPONS ADR PART CER ADR 151290889 333 5,611 SH 5,611 5,611 CENTRAL SECURITIES CORP Closed-End Fund 155123102 625 26,279 SH 26,279 26,279 CHEMED CORP Common Stock 16359R103 258 5,200 SH 5,200 5,200 CHESAPEAKE ENERGY CORP Common Stock 165167107 352 11,100 SH 11,100 11,100 CHEVRON CORP Common Stock 166764100 1,379 24,297 SH 24,297 24,297 CIA SANEAMENTO BASICO DE-ADR ADR 20441A102 169 10,000 SH 10,000 10,000 CIA VALE DO RIO DOCE-ADR ADR 204412209 247 6,000 SH 6,000 6,000 CIMAREX ENERGY CO Common Stock 171798101 351 8,150 SH 2,000 6,150 6,150 2,000 CINERGY CORP Common Stock 172474108 293 6,900 SH 6,900 6,900 CISCO SYSTEMS INC Common Stock 17275R102 600 35,043 SH 35,043 35,043 CITIGROUP INC Common Stock 172967101 1,244 25,626 SH 25,626 25,626 CITY NATIONAL CORP Common Stock 178566105 217 3,000 SH 3,000 3,000 COCA-COLA CO/THE Common Stock 191216100 365 9,063 SH 9,063 9,063 COMPASS BANCSHARES INC Common Stock 20449H109 297 6,150 SH 6,150 6,150 CONMED CORP Common Stock 207410101 230 9,720 SH 9,720 9,720 CONOCOPHILLIPS Common Stock 20825C104 1,406 24,166 SH 24,166 24,166 CONSOLIDATED EDISON INC Common Stock 209115104 208 4,500 SH 4,500 4,500 CONSTELLATION ENERGY GROUP Common Stock 210371100 864 15,000 SH 15,000 15,000 CONTINENTAL AIRLINES-CL B Common Stock 210795308 213 10,000 SH 10,000 10,000 COOPER CAMERON CORP Common Stock 216640102 584 14,100 SH 14,100 14,100 COOPER TIRE & RUBBER Common Stock 216831107 606 39,550 SH 39,550 39,550 CRH PLC -SPONSORED ADR ADR 12626K203 272 9,200 SH 9,200 9,200 CVS CORP Common Stock 126650100 1,682 63,678 SH 63,678 63,678 DELTA FINANCIAL CORP Common Stock 247918105 142 17,000 SH 17,000 17,000 DESARROLLADORA HOMEX-ADR ADR 25030W100 230 7,500 SH 7,500 7,500 DEUTSCHE BANK AG -REG Common Stock D18190898 291 3,000 SH 3,000 3,000 DEVON ENERGY CORPORATION Common Stock 25179M103 930 14,875 SH 14,875 14,875 DIAMONDROCK HOSPITALITY CO REIT 252784301 144 12,000 SH 12,000 12,000 DOMINION RESOURCES INC/VA Common Stock 25746U109 293 3,800 SH 3,800 3,800 DOW CHEMICAL Common Stock 260543103 1,009 23,015 SH 23,015 23,015 DST SYSTEMS INC Common Stock 233326107 353 5,885 SH 5,885 5,885 DUKE REALTY CORP REIT 264411505 736 22,050 SH 22,050 22,050 EDISON INTERNATIONAL Common Stock 281020107 251 5,762 SH 5,762 5,762 ENCANA CORP Common Stock 292505104 334 7,400 SH 7,400 7,400 ENERGY SELECT SECTOR SPDR ETF 81369Y506 1,821 36,194 SH 36,194 36,194 ENERGY TRANSFER PARTNERS LP Ltd Part 29273R109 630 18,400 SH 18,400 18,400 ENGINEERED SUPPORT SYSTEMS Common Stock 292866100 1,953 46,912 SH 46,912 46,912 ENTERPRISE PRODUCTS PARTNERS Ltd Part 293792107 750 31,240 SH 31,240 31,240 EOG RESOURCES INC Common Stock 26875P101 279 3,800 SH 3,800 3,800 EQUITY INCOME FUND (AT&T) UIT 294700703 551 7,399 SH 7,399 7,399 EQUITY INNS INC REIT 294703103 149 11,000 SH 11,000 11,000 EQUITY OFFICE PROPERTIES TR REIT 294741103 1,568 51,700 SH 47,600 4,100 4,100 47,600 EQUITY ONE INC REIT 294752100 477 20,632 SH 20,632 20,632 EUROPE FUND INC Closed-End Fund 29874M103 165 15,300 SH 15,300 15,300 EVEREST RE CAP TRUST PUBLIC 299807206 255 10,000 SH 10,000 10,000 EVEREST RE GROUP LTD Common Stock G3223R108 499 4,975 SH 4,975 4,975 EXTRA SPACE STORAGE INC REIT 30225T102 203 13,200 SH 13,200 13,200 EXXON MOBIL CORP Common Stock 30231G102 8,735 155,513 SH 155,513 155,513 FANNIE MAE PUBLIC 313586794 380 7,000 SH 7,000 7,000 FEDERAL REALTY INVS TRUST REIT 313747206 227 3,750 SH 3,750 3,750 FIRST SEISMIC CORP Common Stock 336397104 1 239,681 SH 239,681 239,681 FIRST TRUST VALUE LINE 100 Closed-End Fund 33735D104 906 58,032 SH 58,032 58,032 FIRST TRUST VALUE LINE DVD Closed-End Fund 33735A100 1,416 101,872 SH 101,872 101,872 FISERV INC Common Stock 337738108 215 4,960 SH 4,960 4,960 FLAGSTAR BANCORP INC Common Stock 337930101 823 57,150 SH 57,150 57,150 FORD MOTOR CO CAP TR II PUBLIC 345395206 254 9,200 SH 9,200 9,200 FPL GROUP INC Common Stock 302571104 1,858 44,700 SH 44,700 44,700 FREDDIE MAC Common Stock 313400301 667 10,200 SH 10,200 10,200 FREDDIE MAC Common Stock 313400301 40 20 SH CALL 20 20 GENENTECH INC Common Stock 368710406 370 4,000 SH 4,000 4,000 GENERAL ELECTRIC CO Common Stock 369604103 1,415 40,370 SH 40,370 40,370 GENERAL GROWTH PROPERTIES REIT 370021107 970 20,645 SH 16,145 4,500 4,500 16,145 GENESEE & WYOMING INC-CL A Common Stock 371559105 3,305 88,008 SH 88,008 88,008 GILEAD SCIENCES INC Common Stock 375558103 690 13,122 SH 13,122 13,122 GLAXOSMITHKLINE PLC-ADR ADR 37733W105 717 14,210 SH 6,210 8,000 8,000 6,210 GMH COMMUNITIES TRUST REIT 36188G102 240 15,500 SH 15,500 15,500 GOLDMAN SACHS GROUP INC Common Stock 38141G104 365 2,859 SH 2,859 2,859 GRUPO TELEVISA SA-SPONS ADR ADR 40049J206 242 3,000 SH 3,000 3,000 HANG LUNG PROPERTIES-SP ADR ADR 41043M104 140 18,000 SH 18,000 18,000 HCA INC Common Stock 404119109 1,191 23,590 SH 23,590 23,590 HEADWATERS INC Common Stock 42210P102 354 10,000 SH 10,000 10,000 HERSHA HOSPITALITY TRUST REIT 427825104 108 12,000 SH 12,000 12,000 HIGHLAND HOSPITALITY CORP REIT 430141101 191 17,300 SH 17,300 17,300 HOME DEPOT INC Common Stock 437076102 1,417 34,999 SH 31,699 3,300 3,300 31,699 HRPT PROPERTIES TRUST REIT 40426W101 105 10,100 SH 10,100 10,100 ICICI BANK LTD-SPON ADR ADR 45104G104 288 10,000 SH 10,000 10,000 INCO LTD-W/I Common Stock 453258402 762 17,485 SH 17,485 17,485 ING GROEP N.V.-SPONSORED ADR ADR 456837103 378 10,842 SH 10,842 10,842 INGERSOLL-RAND CO LTD-CL A Common Stock G4776G101 650 16,110 SH 16,110 16,110 INGLES MARKETS INC -CL A Common Stock 457030104 1,508 96,353 SH 96,353 96,353 INTEL CORP Common Stock 458140100 956 38,292 SH 38,292 38,292 INTERCONTINENTAL HOTELS-ADR ADR 45857P103 328 22,677 SH 22,677 22,677 INTL BUSINESS MACHINES CORP Common Stock 459200101 1,649 20,060 SH 20,060 20,060 INTL RECTIFIER CORP Common Stock 460254105 319 10,000 SH 10,000 10,000 INTL SPEEDWAY CORP-CL A Common Stock 460335201 378 7,900 SH 7,900 7,900 IRSA -SP GDR GDR 450047204 121 10,000 SH 10,000 10,000 ISHARES COHEN & STEERS RLTY ETF 464287564 1,411 18,850 SH 14,050 4,800 4,800 14,050 ISHARES DJ SELECT DIVIDEND ETF 464287168 1,075 17,540 SH 17,540 17,540 ISHARES DJ US REAL ESTATE ETF 464287739 289 4,500 SH 1,300 3,200 3,200 1,300 ISHARES GOLDMAN SACHS NETWOR ETF 464287531 248 8,000 SH 8,000 8,000 ISHARES MSCI AUSTRALIA INDEX ETF 464286103 1,048 55,700 SH 5,700 50,000 50,000 5,700 ISHARES MSCI EAFE INDEX FUND ETF 464287465 3,006 50,576 SH 50,576 50,576 ISHARES MSCI EAFE INDEX FUND ETF 464287465 27 30 SH CALL 30 30 ISHARES MSCI EMERGING MKT IN ETF 464287234 716 8,115 SH 8,115 8,115 ISHARES MSCI EMU ETF 464286608 1,386 17,848 SH 15,848 2,000 2,000 15,848 ISHARES MSCI JAPAN INDEX FD ETF 464286848 1,303 96,370 SH 55,370 41,000 41,000 55,370 ISHARES MSCI JAPAN INDEX FD ETF 464286848 58 150 SH CALL 150 150 ISHARES MSCI PACIFIC EX JPN ETF 464286665 1,377 13,960 SH 960 13,000 13,000 960 ISHARES MSCI UNITED KINGDOM ETF 464286699 260 14,000 SH 14,000 14,000 ISHARES NASDAQ BIOTECH INDX ETF 464287556 294 3,800 SH 3,800 3,800 ISHARES RUSSELL 2000 ETF 464287655 307 4,600 SH 1,800 2,800 2,800 1,800 ISHARES RUSSELL 2000 ETF 464287655 23 30 SH CALL 30 30 ISHARES RUSSELL 3000 GROWTH ETF 464287671 273 6,580 SH 6,580 6,580 ISHARES RUSSELL 3000 INDEX ETF 464287689 1,866 25,915 SH 25,915 25,915 ISHARES RUSSELL MIDCAP GRWTH ETF 464287481 376 4,000 SH 1,400 2,600 2,600 1,400 ISHARES S&P 500 GROWTH INDEX ETF 464287309 443 7,470 SH 7,470 7,470 ISHARES S&P 500 INDEX FUND ETF 464287200 421 3,379 SH 3,379 3,379 ISHARES S&P EUROPE 350 ETF 464287861 1,771 21,930 SH 20,430 1,500 1,500 20,430 ISHARES S&P GLBL HEALTHCARE ETF 464287325 2,375 45,500 SH 45,500 45,500 ISHARES S&P GLOBAL 100 ETF 464287572 1,370 21,770 SH 21,770 21,770 ISHARES S&P LATIN AMERICA 40 ETF 464287390 308 2,504 SH 1,004 1,500 1,500 1,004 ISHARES S&P MIDCAP 400 ETF 464287507 2,159 29,250 SH 29,250 29,250 ISHARES S&P SMALLCAP 600 ETF 464287804 1,255 21,705 SH 21,705 21,705 ISHARES S&P SMALLCAP 600/VAL ETF 464287879 2,128 33,310 SH 33,310 33,310 ISHARES S&P/TOPIX 150 INDEX ETF 464287382 499 4,300 SH 300 4,000 4,000 300 JAMES HARDIE INDS-SPONS ADR ADR 47030M106 338 10,400 SH 10,400 10,400 JANUS CAPITAL GROUP INC Common Stock 47102X105 1,169 62,725 SH 62,725 62,725 JOHN HAN BK & THRIFT OPP FD Closed-End Fund 409735107 952 102,381 SH 102,381 102,381 JOHNSON & JOHNSON Common Stock 478160104 1,230 20,462 SH 20,462 20,462 JPMORGAN CHASE & CO Common Stock 46625H100 622 15,680 SH 15,680 15,680 KILROY REALTY CORP REIT 49427F108 561 9,070 SH 6,670 2,400 2,400 6,670 KINDER MORGAN ENERGY PRTNRS Ltd Part 494550106 995 20,810 SH 20,810 20,810 KINDER MORGAN INC Common Stock 49455P101 248 2,700 SH 2,700 2,700 KINGFISHER PLC-SPONS ADR ADR 495724403 99 12,000 SH 12,000 12,000 KITE REALTY GROUP TRUST REIT 49803T102 155 10,000 SH 10,000 10,000 KT CORP-SP ADR ADR 48268K101 205 9,500 SH 9,500 9,500 LACLEDE GROUP INC/THE Common Stock 505597104 584 20,000 SH 20,000 20,000 LAFARGE NORTH AMERICA INC Common Stock 505862102 526 9,560 SH 9,560 9,560 LAFARGE S.A.-SPONSORED ADR ADR 505861401 225 10,000 SH 10,000 10,000 LASALLE HOTEL PROPERTIES PUBLIC 517942207 536 20,600 SH 20,600 20,600 LATIN AMERICAN DISCOVERY FD Closed-End Fund 51828C106 204 9,000 SH 9,000 9,000 LEXMARK INTERNATIONAL INC-A Common Stock 529771107 364 8,120 SH 8,120 8,120 LLOYDS TSB GROUP PLC -SP ADR ADR 539439109 233 6,900 SH 6,900 6,900 LUBRIZOL CORP Common Stock 549271104 220 5,055 SH 5,055 5,055 LUCENT TECHNOLOGIES INC Common Stock 549463107 94 35,372 SH 35,372 35,372 MACERICH CO/THE REIT 554382101 387 5,770 SH 5,770 5,770 MAGELLAN MIDSTREAM PARTNERS Ltd Part 559080106 1,030 31,960 SH 31,960 31,960 MEDTRONIC INC Common Stock 585055106 206 3,570 SH 3,570 3,570 MER LY NIKKEI 225 MITTS Misc. 590188371 98 10,000 SH 10,000 10,000 MICROFINANCIAL INC Common Stock 595072109 2,617 664,100 SH 664,100 664,100 MICROSOFT CORP Common Stock 594918104 2,174 83,136 SH 83,136 83,136 MIDCAP SPDR TRUST SERIES 1 ETF 595635103 1,177 8,736 SH 8,736 8,736 MILLS CORP/THE REIT 601148109 203 4,850 SH 4,850 4,850 MITSUBISHI UFJ FINL GRP-ADR ADR 606822104 219 16,000 SH 16,000 16,000 MORGAN STANLEY ASIA PACIFIC Closed-End Fund 61744U106 342 22,000 SH 22,000 22,000 MOTOROLA INC Common Stock 620076109 569 25,200 SH 25,200 25,200 NABORS INDUSTRIES LTD Common Stock G6359F103 822 10,850 SH 10,850 10,850 NASDAQ-100 INDEX TRCKNG STCK ETF 631100104 970 24,009 SH 24,009 24,009 NASDAQ-100 INDEX TRCKNG STCK ETF 631100104 15 25 SH CALL 25 25 NATIONAL AUSTRALIA BK-SP ADR ADR 632525408 475 4,000 SH 4,000 4,000 NATIONAL OILWELL VARCO INC Common Stock 637071101 679 10,828 SH 7,195 3,633 3,633 7,195 NAUTILUS INC Common Stock 63910B102 233 12,500 SH 12,500 12,500 NESTLE SA-SPONS ADR FOR REG ADR 641069406 232 3,100 SH 3,100 3,100 NEWELL RUBBERMAID INC Common Stock 651229106 222 9,350 SH 9,350 9,350 NEWS CORP-CLASS B Common Stock 65248E203 598 36,001 SH 1,001 35,000 35,000 1,001 NOBLE CORP Common Stock G65422100 286 4,050 SH 4,050 4,050 NORDSTROM INC Common Stock 655664100 469 12,540 SH 12,540 12,540 NORFOLK SOUTHERN CORP Common Stock 655844108 403 9,000 SH 9,000 9,000 NORTHROP GRUMMAN CORP Common Stock 666807102 391 6,500 SH 6,500 6,500 OCCIDENTAL PETROLEUM CORP Common Stock 674599105 939 11,750 SH 11,750 11,750 OIL SERVICE HOLDRS TRUST ETF 678002106 1,340 10,400 SH 10,400 10,400 PACIFIC ENERGY PARTNERS LP Ltd Part 69422R105 250 8,500 SH 8,500 8,500 PARKER DRILLING CO Common Stock 701081101 856 79,000 SH 79,000 79,000 PEABODY ENERGY CORP Common Stock 704549104 1,805 21,900 SH 21,900 21,900 PENTAIR INC Common Stock 709631105 302 8,760 SH 8,760 8,760 PEOPLES ENERGY CORP Common Stock 711030106 528 15,066 SH 15,066 15,066 PERKINELMER INC Common Stock 714046109 236 10,000 SH 10,000 10,000 PETROQUEST ENERGY INC Common Stock 716748108 83 10,000 SH 10,000 10,000 PFIZER INC Common Stock 717081103 528 22,660 SH 22,660 22,660 PHC INC-CL A (MASS) Common Stock 693315103 22 10,500 SH 10,500 10,500 PHELPS DODGE CORP Common Stock 717265102 1,539 10,700 SH 10,700 10,700 PLAINS ALL AMER PIPELINE LP Ltd Part 726503105 926 23,400 SH 23,400 23,400 PORTUGAL TELECOM SGPS-SP ADR ADR 737273102 204 20,300 SH 20,300 20,300 PPL CORPORATION Common Stock 69351T106 441 15,000 SH 15,000 15,000 PRAXAIR INC Common Stock 74005P104 985 18,600 SH 18,600 18,600 PROCTER & GAMBLE CO Common Stock 742718109 1,025 17,706 SH 17,706 17,706 PROGRESS ENERGY INC Common Stock 743263105 1,501 34,174 SH 34,174 34,174 PROLOGIS REIT 743410102 269 5,750 SH 3,250 2,500 2,500 3,250 PRUDENTIAL FINANCIAL INC Common Stock 744320102 256 3,500 SH 500 3,000 3,000 500 PUBLIC STORAGE INC REIT 74460D109 522 7,715 SH 5,215 2,500 2,500 5,215 QUALCOMM INC Common Stock 747525103 883 20,497 SH 20,497 20,497 QUANEX CORP Common Stock 747620102 216 4,325 SH 4,325 4,325 REAL ESTATE INCOME FUND INC Closed-End Fund 755881109 298 16,000 SH 16,000 16,000 RED ALERT GROUP INC Common Stock 75629Q105 0 25,067 SH 25,067 25,067 REGAL BELOIT Common Stock 758750103 584 16,500 SH 16,500 16,500 REPSOL YPF SA -SPONSORED ADR ADR 76026T205 294 10,000 SH 10,000 10,000 RGC RESOURCES INC Common Stock 74955L103 395 15,650 SH 15,650 15,650 RINKER GROUP LTD-ADR ADR 76687M101 240 4,000 SH 4,000 4,000 RIO TINTO PLC-SPON ADR ADR 767204100 1,097 6,000 SH 6,000 6,000 ROYCE MICRO-CAP TRUST Closed-End Fund 780915104 740 50,829 SH 50,829 50,829 ROYCE VALUE TRUST Closed-End Fund 780910105 3,574 177,986 SH 177,986 177,986 RYDEX S&P EQUAL WEIGHT ETF ETF 78355W106 1,979 11,928 SH 11,928 11,928 SANDISK CORP Common Stock 80004C101 314 5,000 SH 5,000 5,000 SEARS HOLDINGS CORP Common Stock 812350106 578 5,000 SH 5,000 5,000 SEMCO ENERGY INC Common Stock 78412D109 56 10,000 SH 10,000 10,000 SENIOR HOUSING PROP TRUST REIT 81721M109 174 10,300 SH 3,500 6,800 6,800 3,500 SIEMENS AG-SPONS ADR ADR 826197501 257 3,000 SH 3,000 3,000 SIMON PROPERTY GROUP INC REIT 828806109 707 9,220 SH 9,220 9,220 SOUTHWALL TECHNOLOGIES INC Common Stock 844909101 9 14,000 SH 14,000 14,000 SOUTHWEST WATER CO Common Stock 845331107 594 41,511 SH 41,511 41,511 SOVEREIGN BANCORP INC Common Stock 845905108 331 15,325 SH 15,325 15,325 SPDR TRUST SERIES 1 ETF 78462F103 279 2,240 SH 2,240 2,240 STAR GAS PARTNERS L.P. Ltd Part 85512C105 43 23,200 SH 23,200 23,200 STMICROELECTRONICS NV-NY SHS NY Reg Shrs 861012102 252 14,000 SH 14,000 14,000 STONEMOR PARTNERS LP Unit 86183Q100 229 11,180 SH 11,180 11,180 STRATEGIC HOTEL CAPITAL INC REIT 86272T106 206 10,000 SH 10,000 10,000 SUBURBAN PROPANE PARTNERS LP Unit 864482104 741 28,275 SH 28,275 28,275 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 164 16,499 SH 16,499 16,499 TARGET CORP Common Stock 87612E106 660 12,000 SH 12,000 12,000 TEPPCO PARTNERS LP Ltd Part 872384102 483 13,850 SH 13,850 13,850 TEXAS INSTRUMENTS INC Common Stock 882508104 1,072 33,425 SH 33,425 33,425 THE COOPER COS INC Common Stock 216648402 231 4,500 SH 4,500 4,500 TOTAL SA-SPON ADR ADR 89151E109 202 1,600 SH 1,600 1,600 TRANSOCEAN INC Common Stock G90078109 1,052 15,100 SH 15,100 15,100 TXU CORP Common Stock 873168108 2,722 54,240 SH 54,240 54,240 UNILEVER N V -NY SHARES NY Reg Shrs 904784709 247 3,600 SH 600 3,000 3,000 600 UNITED DOMINION REALTY TRUST REIT 910197102 482 20,557 SH 20,557 20,557 UNITED TECHNOLOGIES CORP Common Stock 913017109 2,465 44,093 SH 44,093 44,093 UNITEDHEALTH GROUP INC Common Stock 91324P102 485 7,800 SH 7,800 7,800 USG CORP Common Stock 903293405 228 3,500 SH 3,500 3,500 VALERO ENERGY CORP Common Stock 91913Y100 556 10,772 SH 10,772 10,772 VAN KAMPEN SENIOR INCOME TRS Closed-End Fund 920961109 233 30,100 SH 30,100 30,100 VERIZON COMMUNICATIONS INC Common Stock 92343V104 216 7,168 SH 7,168 7,168 VITRAN CORP INC Common Stock 92850E107 256 13,000 SH 13,000 13,000 VORNADO REALTY TRUST REIT 929042109 242 2,900 SH 2,900 2,900 WA/CLAY US TREAS INFL PROT Closed-End Fund 95766Q106 2,830 235,656 SH 235,656 235,656 WACHOVIA CORP Common Stock 929903102 209 3,946 SH 3,946 3,946 WAL-MART STORES INC Common Stock 931142103 1,327 28,365 SH 28,365 28,365 WASTE MANAGEMENT INC Common Stock 94106L109 751 24,750 SH 24,750 24,750 WELLS FARGO & COMPANY Common Stock 949746101 1,088 17,315 SH 17,315 17,315 WESTPAC BANKING CORP-SP ADR ADR 961214301 418 5,000 SH 5,000 5,000 WGL HOLDINGS INC Common Stock 92924F106 1,759 58,521 SH 58,521 58,521 WHOLE FOODS MARKET INC Common Stock 966837106 310 4,000 SH 4,000 4,000 WILLIAMS COS INC Common Stock 969457100 7,892 340,602 SH 340,602 340,602 WINSTON HOTELS INC REIT 97563A102 118 11,900 SH 11,900 11,900 WISCONSIN ENERGY CORP Common Stock 976657106 937 24,000 SH 24,000 24,000 WORLDWIDE WEB NETWORX CORP Common Stock 981604101 0 294,000 SH 294,000 294,000 WPS RESOURCES CORP Common Stock 92931B106 553 10,000 SH 10,000 10,000 XCEL ENERGY INC Common Stock 98389B100 916 49,608 SH 49,608 49,608 YAHOO! INC Common Stock 984332106 4,606 117,567 SH 117,567 117,567
-----END PRIVACY-ENHANCED MESSAGE-----