-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ei69ssSsJu4r3pMPZveOjCgCKi3ZC7wLXDXqEYgPOLdFAukwUQLBxEPKcF1WineM eBRHTdHq05UXoOpTga4oKA== 0001144204-08-026663.txt : 20080507 0001144204-08-026663.hdr.sgml : 20080507 20080507165210 ACCESSION NUMBER: 0001144204-08-026663 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080507 DATE AS OF CHANGE: 20080507 EFFECTIVENESS DATE: 20080507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 08810605 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v113051_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended March 31, 2008 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager 5847 San Felipe, Suite 850 Houston Texas 77057 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 - -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 05-07-2008 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 260 Form 13F table value total: $189,160 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ending December 31, 2007
INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR --------------------- ----------------- OF ID CUSIP VALUE PRINCIPAL SH/ PUT/ SOLE SHARED OTHER OTHER SOLE SHARED OTHER NAME OF ISSUER CLASS NUMBER (X1,000) AMOUNT PRN CALL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ 1ST CENTURY BANCSHARES INC COMMON STOCK 31943X102 377 62,800 SH 62,800 62,800 3M CO COMMON STOCK 88579Y101 1,105 13,964 SH 13,964 13,964 AGCO CORP COMMON STOCK 001084102 898 15,000 SH 15,000 15,000 ALAMO GROUP INC COMMON STOCK 011311107 1,445 67,952 SH 67,952 67,952 ALEXANDRIA REAL ESTATE EQUIT REIT 015271109 232 2,500 SH 2,500 2,500 ALTO PALERMO S.A.-ADR ADR 02151P107 271 17,000 SH 17,000 17,000 AMDOCS LTD COMMON STOCK G02602103 284 10,000 SH 10,000 10,000 AMERICAN BUSINESS BANK COMMON STOCK 02475L105 905 44,051 SH 44,051 44,051 AMERICAN EXPRESS CO COMMON STOCK 025816109 939 21,485 SH 21,485 21,485 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 1,541 35,635 SH 35,635 35,635 AMERICAN LAND LEASE INC REIT 027118108 259 12,600 SH 7,000 5,600 5,600 7,000 AMERICAN NATIONAL INSURANCE COMMON STOCK 028591105 480 4,498 SH 4,498 4,498 AMERICAN STATES WATER CO COMMON STOCK 029899101 1,703 47,300 SH 47,300 47,300 AMERON INTERNATIONAL CORP COMMON STOCK 030710107 1,606 17,175 SH 17,175 17,175 AMGEN INC COMMON STOCK 031162100 1,260 30,152 SH 30,152 30,152 ANGLO AMERICAN PLC-UNSP ADR ADR 03485P201 352 11,830 SH 11,830 11,830 AQUA AMERICA INC COMMON STOCK 03836W103 533 28,384 SH 28,384 28,384 AQUENTIUM INC COMMON STOCK 03840C101 1 12,500 SH 12,500 12,500 ARKEMA-SPONSORED ADR ADR 041232109 345 6,130 SH 6,130 6,130 AT&T INC COMMON STOCK 00206R102 1,371 35,803 SH 35,803 35,803 ATMOS ENERGY CORP COMMON STOCK 049560105 383 15,000 SH 15,000 15,000 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 231 5,460 SH 5,460 5,460 BANCO BILBAO VIZCAYA-SP ADR ADR 05946K101 379 17,220 SH 17,220 17,220 BANCO SANTANDER SA-SPON ADR ADR 05964H105 339 17,000 SH 17,000 17,000 BANK OF AMERICA CORP COMMON STOCK 060505104 954 25,175 SH 25,175 25,175 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 931 16,100 SH 16,100 16,100 BIMINI CAPITAL MANAGEMENT-A REIT 090319104 4 13,400 SH 13,400 13,400 BIOMED REALTY TRUST INC REIT 09063H107 215 9,000 SH 9,000 9,000 BIOVAIL CORP COMMON STOCK 09067J109 170 16,000 SH 16,000 16,000 BLACKROCK LTD DURATION INC CLOSED-END FUND 09249W101 148 10,000 SH 10,000 10,000 BNP PARIBAS-ADR ADR 05565A202 304 6,000 SH 6,000 6,000 BOSTON PROPERTIES INC REIT 101121101 230 2,500 SH 2,500 2,500 BP PLC-SPONS ADR ADR 055622104 284 4,680 SH 4,680 4,680 BUNGE LTD COMMON STOCK G16962105 565 6,500 SH 6,500 6,500 BURLINGTON NORTHERN SANTA FE COMMON STOCK 12189T104 2,412 26,150 SH 26,150 26,150 CALIFORNIA WATER SERVICE GRP COMMON STOCK 130788102 1,831 48,000 SH 48,000 48,000 CAMDEN PROPERTY TRUST REIT 133131102 251 5,000 SH 5,000 5,000 CATERPILLAR INC COMMON STOCK 149123101 705 9,000 SH 9,000 9,000 CEMEX SAB-SPONS ADR PART CER ADR 151290889 309 11,821 SH 11,821 11,821 CENTRAL SECURITIES CORP CLOSED-END FUND 155123102 828 33,667 SH 33,667 33,667 CHASE CORP COMMON STOCK 16150R104 555 30,629 SH 30,629 30,629 CHEMED CORP COMMON STOCK 16359R103 219 5,200 SH 5,200 5,200 CHEVRON CORP COMMON STOCK 166764100 446 5,229 SH 5,229 5,229 CIA SANEAMENTO BASICO DE-ADR ADR 20441A102 222 5,000 SH 5,000 5,000 CIA VALE DO RIO DOCE-ADR ADR 204412209 831 24,000 SH 24,000 24,000 CIMAREX ENERGY CO COMMON STOCK 171798101 327 5,974 SH 5,974 5,974 CISCO SYSTEMS INC COMMON STOCK 17275R102 298 12,366 SH 12,366 12,366 COCA-COLA CO/THE COMMON STOCK 191216100 350 5,744 SH 5,744 5,744 COHEN & STEERS REIT UTI & IN CLOSED-END FUND 19247Y108 307 17,800 SH 17,800 17,800 COHEN & STEERS SEL UTILITY CLOSED-END FUND 19248A109 481 21,000 SH 21,000 21,000 COMMUNITY SOUTHERN BANK-CW08 EQUITY WRT 20405A114 2 2,000 SH 2,000 2,000 CONSTELLATION ENERGY GROUP COMMON STOCK 210371100 1,324 15,000 SH 15,000 15,000 CONTINENTAL AIRLINES-CLASS B COMMON STOCK 210795308 192 10,000 SH 10,000 10,000 COOPER TIRE & RUBBER COMMON STOCK 216831107 505 33,750 SH 33,750 33,750 CREDIT SUISSE ASSET MGMT INC CLOSED-END FUND 224916106 152 44,800 SH 44,800 44,800 CRH PLC-SPONSORED ADR ADR 12626K203 353 9,200 SH 9,200 9,200 CVS CAREMARK CORP COMMON STOCK 126650100 2,679 66,134 SH 66,134 66,134 DECEMBER 08 CALLS ON QQQQ US EQUITY OPTION 79335A904 0 40 SH CALL 40 40 DENTSPLY INTERNATIONAL INC COMMON STOCK 249030107 259 6,700 SH 6,700 6,700 DESARROLLADORA HOMEX-ADR ADR 25030W100 522 9,000 SH 9,000 9,000 DEUTSCHE BANK AG-REGISTERED COMMON STOCK D18190898 452 4,000 SH 4,000 4,000 DIAMONDROCK HOSPITALITY CO REIT 252784301 152 12,000 SH 12,000 12,000 DOW CHEMICAL COMMON STOCK 260543103 914 24,790 SH 24,790 24,790 DRS TECHNOLOGIES INC COMMON STOCK 23330X100 1,092 18,740 SH 18,740 18,740 DST SYSTEMS INC COMMON STOCK 233326107 485 7,385 SH 7,385 7,385 DUKE REALTY CORP REIT 264411505 333 14,600 SH 14,600 14,600 DWS GLBL COMMOD STOCK FD INC CLOSED-END FUND 23338Y100 1,556 92,550 SH 92,550 92,550 DWS RREEF REAL ESTATE FD II CLOSED-END FUND 23338X102 158 12,800 SH 12,800 12,800 E.ON AG -SPONSORED ADR ADR 268780103 497 8,000 SH 8,000 8,000 EATON VANCE LTD DURATION FND CLOSED-END FUND 27828H105 147 10,400 SH 10,400 10,400 ELECTRONIC ARTS INC COMMON STOCK 285512109 499 10,000 SH 10,000 10,000 EMERSON ELECTRIC CO COMMON STOCK 291011104 216 4,200 SH 4,200 4,200 ENERGY SELECT SECTOR SPDR ETF 81369Y506 2,556 34,510 SH 34,510 34,510 EQUITY INCOME FUND (AT&T) CLOSED-END FUND 294700703 795 7,192 SH 7,192 7,192 EQUITY ONE INC REIT 294752100 296 12,359 SH 12,359 12,359 EQUITY RESIDENTIAL REIT 29476L107 249 6,000 SH 6,000 6,000 EVEREST RE GROUP LTD COMMON STOCK G3223R108 352 3,930 SH 3,930 3,930 EVERGREEN MULTI SECTOR INC F CLOSED-END FUND 30024Y104 177 11,200 SH 11,200 11,200 EXTRA SPACE STORAGE INC REIT 30225T102 214 13,200 SH 13,200 13,200 EXXON MOBIL CORP COMMON STOCK 30231G102 2,096 24,787 SH 24,787 24,787 FANNIE MAE PUBLIC 313586794 319 7,000 SH 7,000 7,000 FIRST SEISMIC CORP COMMON STOCK 336397104 2 229,681 SH 229,681 229,681 FIRST TRUST/FOUR CRNS SR F 2 CLOSED-END FUND 33733U108 171 12,581 SH 12,581 12,581 FISERV INC COMMON STOCK 337738108 239 4,960 SH 4,960 4,960 FLAGSTAR BANCORP INC COMMON STOCK 337930101 527 72,950 SH 72,950 72,950 FORD MOTOR CO CAP TR II PUBLIC 345395206 375 12,750 SH 12,750 12,750 FPL GROUP INC COMMON STOCK 302571104 2,434 38,800 SH 38,800 38,800 FRANCE TELECOM SA-SPONS ADR ADR 35177Q105 504 15,000 SH 15,000 15,000 FRONTERA RESOURCES CORP COMMON STOCK 359044609 74 35,000 SH 35,000 35,000 GENERAL ELECTRIC CO COMMON STOCK 369604103 585 15,800 SH 15,800 15,800 GENESEE & WYOMING INC-CL A COMMON STOCK 371559105 4,138 120,297 SH 120,297 120,297 GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 584 13,759 SH 5,759 8,000 8,000 5,759 GMH COMMUNITIES TRUST REIT 36188G102 135 15,500 SH 15,500 15,500 GRUPO TELEVISA SA-SPONS ADR ADR 40049J206 364 15,000 SH 15,000 15,000 HANG LUNG PROPERTIES-SP ADR ADR 41043M104 321 18,000 SH 18,000 18,000 HERSHA HOSPITALITY TRUST REIT 427825104 108 12,000 SH 12,000 12,000 HOME DEPOT INC COMMON STOCK 437076102 636 22,732 SH 19,432 3,300 3,300 19,432 HOST HOTELS & RESORTS INC REIT 44107P104 185 11,636 SH 11,636 11,636 HOUSTON WIRE & CABLE CO COMMON STOCK 44244K109 990 61,800 SH 61,800 61,800 HRPT PROPERTIES TRUST REIT 40426W101 68 10,100 SH 10,100 10,100 ING GROEP N.V.-SPONSORED ADR ADR 456837103 517 13,842 SH 13,842 13,842 INGLES MARKETS INC -CL A COMMON STOCK 457030104 2,434 99,003 SH 99,003 99,003 INTEGRYS ENERGY GROUP INC COMMON STOCK 45822P105 1,044 22,388 SH 22,388 22,388 INTEL CORP COMMON STOCK 458140100 780 36,842 SH 36,842 36,842 INTERCONTINENTAL HOTELS-ADR ADR 45857P301 287 19,003 SH 19,003 19,003 INTEROIL CORP COMMON STOCK 460951106 329 20,000 SH 20,000 20,000 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,198 10,408 SH 10,408 10,408 INTL RECTIFIER CORP COMMON STOCK 460254105 215 10,000 SH 10,000 10,000 INTL SPEEDWAY CORP-CL A COMMON STOCK 460335201 325 7,900 SH 7,900 7,900 IRSA -SP GDR GDR 450047204 141 10,000 SH 10,000 10,000 ISHARES COHEN & STEERS RLTY ETF 464287564 1,663 20,688 SH 17,688 3,000 3,000 17,688 ISHARES DJ US ENERGY SECTOR ETF 464287796 596 4,630 SH 4,630 4,630 ISHARES DJ US REAL ESTATE ETF 464287739 505 7,760 SH 4,560 3,200 3,200 4,560 ISHARES DJ US TECHNOLOGY SEC ETF 464287721 328 6,250 SH 6,250 6,250 ISHARES DJ US UTILITIES SECT ETF 464287697 267 2,900 SH 2,900 2,900 ISHARES FTSE/XINHUA CHINA 25 ETF 464287184 432 3,200 SH 3,200 3,200 ISHARES IBOXX H/Y CORP BOND ETF 464288513 725 7,500 SH 7,500 7,500 ISHARES LEHMAN 1-3YR TRS BD ETF 464287457 421 5,000 SH 5,000 5,000 ISHARES MORNINGSTAR LG VAL I ETF 464288109 267 3,700 SH 3,700 3,700 ISHARES MSCI EAFE GROWTH INX ETF 464288885 582 8,050 SH 8,050 8,050 ISHARES MSCI EAFE INDEX FUND ETF 464287465 4,928 68,539 SH 68,539 68,539 ISHARES MSCI EMERGING MKT IN ETF 464287234 2,150 16,001 SH 16,001 16,001 ISHARES MSCI EMU ETF 464286608 2,191 20,142 SH 20,142 20,142 ISHARES MSCI JAPAN INDEX FD ETF 464286848 1,504 121,565 SH 86,565 35,000 35,000 86,565 ISHARES MSCI PACIFIC EX JPN ETF 464286665 313 2,310 SH 2,310 2,310 ISHARES MSCI UNITED KINGDOM ETF 464286699 433 20,100 SH 20,100 20,100 ISHARES NASDAQ BIOTECH INDX ETF 464287556 349 4,600 SH 4,600 4,600 ISHARES RUSSELL 1000 INDEX ETF 464287622 217 3,010 SH 3,010 3,010 ISHARES RUSSELL 2000 ETF 464287655 417 6,100 SH 6,100 6,100 ISHARES RUSSELL 2000 VALUE ETF 464287630 285 4,350 SH 4,350 4,350 ISHARES RUSSELL 3000 GROWTH ETF 464287671 481 10,880 SH 10,880 10,880 ISHARES RUSSELL 3000 VALUE ETF 464287663 475 5,022 SH 5,022 5,022 ISHARES RUSSELL MIDCAP VALUE ETF 464287473 231 1,800 SH 1,800 1,800 ISHARES S&P 500 GROWTH INDEX ETF 464287309 309 4,925 SH 4,925 4,925 ISHARES S&P CALI MUNI BOND ETF 464288356 269 2,600 SH 2,600 2,600 ISHARES S&P EUROPE 350 ETF 464287861 3,036 28,916 SH 28,916 28,916 ISHARES S&P GLBL HEALTHCARE ETF 464287325 2,621 49,900 SH 49,900 49,900 ISHARES S&P GLOBAL 100 ETF 464287572 780 10,696 SH 10,696 10,696 ISHARES S&P LATIN AMERICA 40 ETF 464287390 387 1,534 SH 1,534 1,534 ISHARES S&P MIDCAP 400 ETF 464287507 2,249 28,924 SH 28,924 28,924 ISHARES S&P MIDCAP 400/GRWTH ETF 464287606 1,478 18,130 SH 18,130 18,130 ISHARES S&P MIDCAP 400/VALUE ETF 464287705 1,706 23,355 SH 23,355 23,355 ISHARES S&P NA TEC SEC IND F ETF 464287549 218 4,300 SH 4,300 4,300 ISHARES S&P NA TEC-MUL N IF ETF 464287531 278 10,200 SH 10,200 10,200 ISHARES S&P SMALLCAP 600 ETF 464287804 1,219 20,345 SH 20,345 20,345 ISHARES S&P SMALLCAP 600/GRO ETF 464287887 1,362 11,014 SH 11,014 11,014 ISHARES S&P SMALLCAP 600/VAL ETF 464287879 2,506 38,290 SH 38,290 38,290 ISHARES S&P/TOPIX 150 INDEX ETF 464287382 414 3,800 SH 300 3,500 3,500 300 JAMES HARDIE INDS-SPONS ADR ADR 47030M106 349 12,100 SH 12,100 12,100 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 1,280 55,025 SH 55,025 55,025 JOHN HAN BK & THRIFT OPP FD CLOSED-END FUND 409735107 913 156,402 SH 156,402 156,402 JOHNSON & JOHNSON COMMON STOCK 478160104 945 14,568 SH 14,568 14,568 KAYNE ANDERSON ENERGY TOT RT CLOSED-END FUND 48660P104 241 9,500 SH 9,500 9,500 KINGFISHER PLC-SPONS ADR ADR 495724403 64 12,000 SH 12,000 12,000 KITE REALTY GROUP TRUST REIT 49803T102 140 10,000 SH 10,000 10,000 KMG CHEMICALS INC COMMON STOCK 482564101 1,466 95,028 SH 95,028 95,028 KT CORP-SP ADR ADR 48268K101 226 9,500 SH 9,500 9,500 KVH INDUSTRIES INC COMMON STOCK 482738101 205 26,000 SH 26,000 26,000 LACLEDE GROUP INC/THE COMMON STOCK 505597104 713 20,000 SH 20,000 20,000 LAFARGE S.A.-SPONSORED ADR ADR 505861401 217 5,000 SH 5,000 5,000 LIFEPOINT HOSPITALS INC COMMON STOCK 53219L109 412 15,000 SH 15,000 15,000 LLOYDS TSB GROUP PLC -SP ADR ADR 539439109 391 10,900 SH 10,900 10,900 LMP REAL ESTATE INCOME FUND CLOSED-END FUND 50208C108 236 16,000 SH 16,000 16,000 LOWE'S COS INC COMMON STOCK 548661107 1,793 78,153 SH 72,153 6,000 6,000 72,153 LUBRIZOL CORP COMMON STOCK 549271104 281 5,055 SH 5,055 5,055 LUFKIN INDUSTRIES INC COMMON STOCK 549764108 638 10,000 SH 10,000 10,000 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 295 7,762 SH 7,762 7,762 MBIA CAP/CLAYMORE MGD DUR IN CLOSED-END FUND 55266X100 216 18,260 SH 18,260 18,260 MEDALLION FINANCIAL CORP COMMON STOCK 583928106 1,168 129,175 SH 129,175 129,175 METROCORP BANCSHARES INC COMMON STOCK 591650106 128 10,000 SH 10,000 10,000 MFS GOVT MARKETS INC TRUST CLOSED-END FUND 552939100 74 10,799 SH 10,799 10,799 MICROFINANCIAL INC COMMON STOCK 595072109 3,386 647,400 SH 647,400 647,400 MICROSOFT CORP COMMON STOCK 594918104 1,192 42,013 SH 42,013 42,013 MICROSTRATEGY INC-CL A COMMON STOCK 594972408 222 3,000 SH 3,000 3,000 MIDCAP SPDR TRUST SERIES 1 ETF 595635103 1,398 9,904 SH 9,904 9,904 MITSUBISHI UFJ FINL GRP-ADR ADR 606822104 87 10,000 SH 10,000 10,000 NATIONAL GRID PLC-SP ADR ADR 636274300 215 3,071 SH 3,071 3,071 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 424 7,266 SH 7,266 7,266 NESTLE SA-SPONS ADR FOR REG ADR 641069406 388 3,100 SH 3,100 3,100 NETFLIX INC COMMON STOCK 64110L106 2,183 63,013 SH 63,013 63,013 NEUBERGER BERMAN REAL ESTATE CLOSED-END FUND 64190A103 179 17,271 SH 17,271 17,271 NEXEN INC COMMON STOCK 65334H102 1,540 52,003 SH 52,003 52,003 NFJ DVD INTEREST & PR STRAT CLOSED-END FUND 65337H109 1,200 54,245 SH 54,245 54,245 NICE SYSTEMS LTD-SPONS ADR ADR 653656108 282 10,000 SH 10,000 10,000 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 489 9,000 SH 9,000 9,000 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 350 4,500 SH 4,500 4,500 NORTHWEST NATURAL GAS CO COMMON STOCK 667655104 261 6,000 SH 6,000 6,000 NORTHWEST PIPE COMPANY COMMON STOCK 667746101 1,392 32,750 SH 32,750 32,750 NOVARTIS AG-ADR ADR 66987V109 1,591 31,050 SH 31,050 31,050 OIL SERVICE HOLDRS TRUST ETF 678002106 1,706 9,650 SH 9,650 9,650 ORACLE CORP COMMON STOCK 68389X105 546 27,920 SH 27,920 27,920 PARKER DRILLING CO COMMON STOCK 701081101 510 79,000 SH 79,000 79,000 PENTAIR INC COMMON STOCK 709631105 407 12,760 SH 12,760 12,760 PEOPLESUPPORT INC COMMON STOCK 712714302 615 67,399 SH 67,399 67,399 PETROQUEST ENERGY INC COMMON STOCK 716748108 173 10,000 SH 10,000 10,000 PFIZER INC COMMON STOCK 717081103 429 20,495 SH 20,495 20,495 PHOENIX COMPANIES INC COMMON STOCK 71902E109 1,174 96,174 SH 96,174 96,174 PIMCO CORPORATE INCOME FUND CLOSED-END FUND 72200U100 194 13,600 SH 13,600 13,600 PORTUGAL TELECOM SGPS-SP ADR ADR 737273102 235 20,300 SH 20,300 20,300 POWERSHARES DB US DOL IND BU ETF 73936D107 567 25,330 SH 25,330 25,330 PRAXAIR INC COMMON STOCK 74005P104 1,715 20,355 SH 20,355 20,355 PROGRESS ENERGY INC COMMON STOCK 743263105 1,521 36,474 SH 36,474 36,474 PROLOGIS REIT 743410102 324 5,500 SH 5,500 5,500 PROSPECT STREET INCOME SHRS CLOSED-END FUND 743590101 147 30,800 SH 30,800 30,800 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 438 5,600 SH 600 5,000 5,000 600 PUBLIC STORAGE REIT 74460D109 487 5,500 SH 1,500 4,000 4,000 1,500 QUANEX CORP COMMON STOCK 747620102 243 6,487 SH 6,487 6,487 RED ALERT GROUP INC COMMON STOCK 75629Q105 0 25,067 SH 25,067 25,067 REGAL BELOIT CORP COMMON STOCK 758750103 622 16,970 SH 16,970 16,970 RGC RESOURCES INC COMMON STOCK 74955L103 581 21,330 SH 21,330 21,330 ROYCE MICRO-CAP TRUST INC CLOSED-END FUND 780915104 778 73,543 SH 73,543 73,543 ROYCE VALUE TRUST CLOSED-END FUND 780910105 3,400 216,836 SH 216,836 216,836 RYDEX S&P EQ WGT HEALTHCARE ETF 78355W841 1,343 26,150 SH 26,150 26,150 SAP AG-SPONSORED ADR ADR 803054204 248 5,000 SH 5,000 5,000 SAUL CENTERS INC REIT 804395101 206 4,100 SH 4,100 4,100 SCANA CORP COMMON STOCK 80589M102 222 6,075 SH 6,075 6,075 SENIOR HOUSING PROP TRUST REIT 81721M109 244 10,300 SH 3,500 6,800 6,800 3,500 SIEMENS AG-SPONS ADR ADR 826197501 327 3,000 SH 3,000 3,000 SMITH INTERNATIONAL INC COMMON STOCK 832110100 288 4,490 SH 4,490 4,490 SOUTHWEST WATER CO COMMON STOCK 845331107 1,014 91,610 SH 91,610 91,610 SPDR TRUST SERIES 1 ETF 78462F103 767 5,814 SH 5,814 5,814 STARWOOD HOTELS & RESORTS COMMON STOCK 85590A401 285 5,500 SH 5,500 5,500 STONEMOR PARTNERS LP LTD PART 86183Q100 719 39,330 SH 39,330 39,330 STRATEGIC HOTELS & RESORTS I REIT 86272T106 131 10,000 SH 10,000 10,000 SUBURBAN PROPANE PARTNERS LP LTD PART 864482104 1,238 31,875 SH 31,875 31,875 SUNAMERICA FOCUSED ALPHA GR CLOSED-END FUND 867037103 169 10,946 SH 10,946 10,946 SWS GROUP INC COMMON STOCK 78503N107 169 13,821 SH 13,821 13,821 TARGET CORP COMMON STOCK 87612E106 253 4,985 SH 4,985 4,985 TCW STRATEGIC INCOME FUND IN CLOSED-END FUND 872340104 136 37,200 SH 37,200 37,200 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 490 10,598 SH 400 10,198 10,198 400 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 399 14,100 SH 14,100 14,100 TOTAL SA-SPON ADR ADR 89151E109 385 5,200 SH 5,200 5,200 TS&W/CLAYMORE T/A BALANCED CLOSED-END FUND 87280R108 199 17,132 SH 17,132 17,132 UCN INC COMMON STOCK 902636109 33 10,500 SH 10,500 10,500 UDR INC REIT 902653104 680 27,744 SH 23,744 4,000 4,000 23,744 UNILEVER N V -NY SHARES NY REG SHRS 904784709 304 9,000 SH 9,000 9,000 UNITED FIRE & CASUALTY CO COMMON STOCK 910331107 2,159 57,739 SH 57,739 57,739 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 3,280 47,666 SH 47,666 47,666 USG CORP COMMON STOCK 903293405 258 7,000 SH 7,000 7,000 VAN KAMPEN BOND FUND CLOSED-END FUND 920955101 198 11,600 SH 11,600 11,600 VAN KAMPEN SENIOR INCOME TRS CLOSED-END FUND 920961109 284 48,100 SH 48,100 48,100 VARIAN SEMICONDUCTOR EQUIP COMMON STOCK 922207105 338 12,000 SH 12,000 12,000 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 211 5,811 SH 5,811 5,811 VITRAN CORP INC COMMON STOCK 92850E107 228 16,000 SH 16,000 16,000 VODAFONE GROUP PLC-SP ADR ADR 92857W209 258 8,750 SH 875 7,875 7,875 875 VORNADO REALTY TRUST REIT 929042109 259 3,000 SH 3,000 3,000 VTEX ENERGY INC COMMON STOCK 92908G104 0 10,000 SH 10,000 10,000 WA/CLAY US INFL-LKD SEC&INC CLOSED-END FUND 95766Q106 2,213 184,576 SH 184,576 184,576 WAL-MART STORES INC COMMON STOCK 931142103 226 4,285 SH 4,285 4,285 WASHINGTON REAL ESTATE INV REIT 939653101 201 6,000 SH 6,000 6,000 WASTE MANAGEMENT INC COMMON STOCK 94106L109 1,887 56,220 SH 56,220 56,220 WELLS FARGO & COMPANY COMMON STOCK 949746101 514 17,665 SH 17,665 17,665 WESTERN ASSET HIGH INCOME OP CLOSED-END FUND 95766K109 171 30,200 SH 30,200 30,200 WESTERN ASSET MANAGED HIGH Y CLOSED-END FUND 95766L107 169 30,800 SH 30,800 30,800 WGL HOLDINGS INC COMMON STOCK 92924F106 2,012 62,771 SH 62,771 62,771 WILLIAMS COS INC COMMON STOCK 969457100 5,338 161,859 SH 161,859 161,859 WILLIAMS-SONOMA INC COMMON STOCK 969904101 1,223 50,450 SH 50,450 50,450 WISCONSIN ENERGY CORP COMMON STOCK 976657106 1,060 24,105 SH 24,105 24,105 XCEL ENERGY INC COMMON STOCK 98389B100 950 47,608 SH 47,608 47,608 XM SATELLITE RADIO HOLD-CL A COMMON STOCK 983759101 232 20,000 SH 20,000 20,000
-----END PRIVACY-ENHANCED MESSAGE-----