-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1wYX9al0K1BaNahAkM3R8hzICj4wXe+wfWpmrylb8cawAcgFgeDPC2g02GctlMg S3GQqSnwtzCd1JKRBk53oA== 0001144204-08-062227.txt : 20081110 0001144204-08-062227.hdr.sgml : 20081110 20081110123342 ACCESSION NUMBER: 0001144204-08-062227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 081174315 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v131131_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended September 30, 2008 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager 5847 San Felipe, Suite 850 Houston Texas 77057 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 - -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 11-07-2008 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 236 Form 13F table value total: $162,216 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended September 30, 2008
INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR --------------------- ----------------- OF ID CUSIP VALUE PRINCIPAL SH/ PUT/ SOLE SHARED OTHER OTHER SOLE SHARED OTHER NAME OF ISSUER CLASS NUMBER (X1,000) AMOUNT PRN CALL (A) (B) (C) MANAGERS (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ 1ST CENTURY BANCSHARES INC COMMON STOCK 31943X102 352 62,800 SH 62,800 62,800 3M CO COMMON STOCK 88579Y101 1,030 15,085 SH 15,085 15,085 AGCO CORP COMMON STOCK 001084102 511 12,000 SH 12,000 12,000 ALAMO GROUP INC COMMON STOCK 011311107 1,106 64,852 SH 64,852 64,852 ALEXANDRIA REAL ESTATE EQUIT REIT 015271109 281 2,500 SH 2,500 2,500 ALTO PALERMO S.A.-ADR ADR 02151P107 142 17,000 SH 17,000 17,000 AMDOCS LTD COMMON STOCK G02602103 274 10,000 SH 10,000 10,000 AMERICAN BUSINESS BANK COMMON STOCK 02475L105 956 43,851 SH 43,851 43,851 AMERICAN EXPRESS CO COMMON STOCK 025816109 761 21,485 SH 21,485 21,485 AMERICAN NATIONAL INSURANCE COMMON STOCK 028591105 388 4,498 SH 4,498 4,498 AMERICAN STATES WATER CO COMMON STOCK 029899101 1,860 48,300 SH 48,300 48,300 AMERON INTERNATIONAL CORP COMMON STOCK 030710107 1,188 16,575 SH 16,575 16,575 AMGEN INC COMMON STOCK 031162100 1,786 30,125 SH 30,125 30,125 ANGLO AMERICAN PLC-UNSP ADR ADR 03485P201 198 11,830 SH 11,830 11,830 AQUA AMERICA INC COMMON STOCK 03836W103 505 28,384 SH 28,384 28,384 ARKEMA-SPONSORED ADR ADR 041232109 213 6,130 SH 6,130 6,130 AT&T INC COMMON STOCK 00206R102 950 34,030 SH 34,030 34,030 ATMOS ENERGY CORP COMMON STOCK 049560105 399 15,000 SH 15,000 15,000 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 233 5,460 SH 5,460 5,460 BANCO BILBAO VIZCAYA-SP ADR ADR 05946K101 278 17,220 SH 17,220 17,220 BANCO SANTANDER SA-SPON ADR ADR 05964H105 255 17,000 SH 17,000 17,000 BANK OF AMERICA CORP COMMON STOCK 060505104 884 25,261 SH 25,261 25,261 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 1,070 16,300 SH 16,300 16,300 BERKSHIRE HATHAWAY INC-CL A COMMON STOCK 084670108 261 2 SH 2 2 BIMINI CAPITAL MANAGEMENT-A REIT 090319104 2 10,000 SH 10,000 10,000 BIOMED REALTY TRUST INC REIT 09063H107 238 9,000 SH 9,000 9,000 BIOVAIL CORP COMMON STOCK 09067J109 156 16,000 SH 16,000 16,000 BLACKROCK LTD DURATION INC CLOSED-END FUND 09249W101 125 10,000 SH 10,000 10,000 BNP PARIBAS-ADR ADR 05565A202 283 6,000 SH 6,000 6,000 BOSTON PROPERTIES INC REIT 101121101 234 2,500 SH 2,500 2,500 BP PLC-SPONS ADR ADR 055622104 235 4,680 SH 4,680 4,680 BUNGE LTD COMMON STOCK G16962105 417 6,607 SH 107 6,500 6,500 107 BURLINGTON NORTHERN SANTA FE COMMON STOCK 12189T104 2,417 26,150 SH 26,150 26,150 CALIFORNIA WATER SERVICE GRP COMMON STOCK 130788102 1,964 51,000 SH 51,000 51,000 CAMDEN PROPERTY TRUST REIT 133131102 229 5,000 SH 5,000 5,000 CATERPILLAR INC COMMON STOCK 149123101 513 8,600 SH 8,600 8,600 CEMEX SAB-SPONS ADR PART CER ADR 151290889 211 12,249 SH 12,249 12,249 CENTRAL SECURITIES CORP CLOSED-END FUND 155123102 748 33,567 SH 33,567 33,567 CHASE CORP COMMON STOCK 16150R104 392 31,329 SH 31,329 31,329 CHEMED CORP COMMON STOCK 16359R103 214 5,200 SH 5,200 5,200 CHEVRON CORP COMMON STOCK 166764100 423 5,134 SH 5,134 5,134 CIA VALE DO RIO DOCE-ADR ADR 204412209 306 16,000 SH 16,000 16,000 CIMAREX ENERGY CO COMMON STOCK 171798101 408 8,338 SH 8,338 8,338 CISCO SYSTEMS INC COMMON STOCK 17275R102 282 12,507 SH 12,507 12,507 COCA-COLA CO/THE COMMON STOCK 191216100 304 5,744 SH 5,744 5,744 COHEN & STEERS SEL UTILITY CLOSED-END FUND 19248A109 334 21,000 SH 21,000 21,000 CONMED CORP COMMON STOCK 207410101 247 7,720 SH 7,720 7,720 CONSTELLATION ENERGY GROUP COMMON STOCK 210371100 365 15,000 SH 15,000 15,000 COOPER TIRE & RUBBER COMMON STOCK 216831107 280 32,548 SH 32,548 32,548 CREDIT SUISSE ASSET MGMT INC CLOSED-END FUND 224916106 125 44,800 SH 44,800 44,800 CVS CAREMARK CORP COMMON STOCK 126650100 2,217 65,875 SH 65,875 65,875 DENTSPLY INTERNATIONAL INC COMMON STOCK 249030107 252 6,700 SH 6,700 6,700 DESARROLLADORA HOMEX-ADR ADR 25030W100 398 9,000 SH 9,000 9,000 DEUTSCHE BANK AG-REGISTERED COMMON STOCK D18190898 291 4,000 SH 4,000 4,000 DIAMONDROCK HOSPITALITY CO REIT 252784301 137 15,000 SH 15,000 15,000 DOW CHEMICAL COMMON STOCK 260543103 821 25,835 SH 25,835 25,835 DRS TECHNOLOGIES INC COMMON STOCK 23330X100 1,415 18,440 SH 18,440 18,440 DST SYSTEMS INC COMMON STOCK 233326107 413 7,385 SH 7,385 7,385 DUKE REALTY CORP REIT 264411505 374 15,200 SH 15,200 15,200 DWS GLBL COMMOD STOCK FD INC CLOSED-END FUND 23338Y100 1,172 92,100 SH 92,100 92,100 DWS RREEF REAL ESTATE FD II CLOSED-END FUND 23338X102 104 12,800 SH 12,800 12,800 E.ON AG -SPONSORED ADR ADR 268780103 400 8,000 SH 8,000 8,000 EATON VANCE LTD DURATION FND CLOSED-END FUND 27828H105 115 10,400 SH 10,400 10,400 ELECTRONIC ARTS INC COMMON STOCK 285512109 370 10,000 SH 10,000 10,000 ENERGY SELECT SECTOR SPDR ETF 81369Y506 2,215 34,990 SH 34,990 34,990 EQUITY ONE INC REIT 294752100 239 11,660 SH 11,660 11,660 EQUITY RESIDENTIAL REIT 29476L107 266 6,000 SH 6,000 6,000 EVEREST RE GROUP LTD COMMON STOCK G3223R108 375 4,330 SH 4,330 4,330 EVERGREEN MULTI SECTOR INC F CLOSED-END FUND 30024Y104 140 11,365 SH 11,365 11,365 EXTRA SPACE STORAGE INC REIT 30225T102 230 15,000 SH 15,000 15,000 EXXON MOBIL CORP COMMON STOCK 30231G102 1,916 24,669 SH 24,669 24,669 FIRST SEISMIC CORP COMMON STOCK 336397104 2 229,681 SH 229,681 229,681 FIRST TRUST ENH EQUITY INC CLOSED-END FUND 337318109 117 10,516 SH 10,516 10,516 FIRST TRUST/FOUR CRNS SR F 2 CLOSED-END FUND 33733U108 137 13,074 SH 13,074 13,074 FISERV INC COMMON STOCK 337738108 235 4,960 SH 4,960 4,960 FPL GROUP INC COMMON STOCK 302571104 2,045 40,650 SH 40,650 40,650 FRANCE TELECOM SA-SPONS ADR ADR 35177Q105 420 15,000 SH 15,000 15,000 FRONTERA RESOURCES CORP COMMON STOCK 359044609 32 35,000 SH 35,000 35,000 GENERAL ELECTRIC CO COMMON STOCK 369604103 377 14,800 SH 14,800 14,800 GENESEE & WYOMING INC-CL A COMMON STOCK 371559105 4,526 120,630 SH 120,630 120,630 GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 598 13,759 SH 5,759 8,000 8,000 5,759 GRUPO TELEVISA SA-SPONS ADR ADR 40049J206 328 15,000 SH 15,000 15,000 HANG LUNG PROPERTIES-SP ADR ADR 41043M104 209 18,000 SH 18,000 18,000 HERSHA HOSPITALITY TRUST REIT 427825104 149 20,000 SH 20,000 20,000 HIGHLAND CREDIT STRATEGIES F CLOSED-END FUND 43005Q107 112 11,669 SH 11,669 11,669 HOME DEPOT INC COMMON STOCK 437076102 621 23,970 SH 17,970 6,000 6,000 17,970 HOST HOTELS & RESORTS INC REIT 44107P104 199 15,000 SH 15,000 15,000 HOUSTON WIRE & CABLE CO COMMON STOCK 44244K109 1,104 64,300 SH 64,300 64,300 HRPT PROPERTIES TRUST REIT 40426W101 70 10,100 SH 10,100 10,100 HSBC USA INC PUBLIC 40428H805 234 18,000 SH 18,000 18,000 ING GROEP N.V.-SPONSORED ADR ADR 456837103 296 13,842 SH 13,842 13,842 INGLES MARKETS INC -CL A COMMON STOCK 457030104 2,249 98,503 SH 98,503 98,503 INTEGRYS ENERGY GROUP INC COMMON STOCK 45822P105 1,118 22,388 SH 22,388 22,388 INTEL CORP COMMON STOCK 458140100 704 37,600 SH 37,600 37,600 INTERCONTINENTAL HOTELS-ADR ADR 45857P301 235 19,003 SH 19,003 19,003 INTEROIL CORP COMMON STOCK 460951106 413 15,000 SH 15,000 15,000 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,217 10,408 SH 10,408 10,408 INTL SPEEDWAY CORP-CL A COMMON STOCK 460335201 307 7,900 SH 7,900 7,900 IRSA -SP GDR GDR 450047204 109 15,000 SH 15,000 15,000 ISHARES COHEN & STEERS RLTY ETF 464287564 2,154 28,088 SH 25,088 3,000 3,000 25,088 ISHARES DJ US ENERGY SECTOR ETF 464287796 522 13,890 SH 13,890 13,890 ISHARES DJ US REAL ESTATE ETF 464287739 481 7,760 SH 4,560 3,200 3,200 4,560 ISHARES DJ US TECHNOLOGY SEC ETF 464287721 296 6,250 SH 6,250 6,250 ISHARES DJ US TRANSPORT AVG ETF 464287192 513 6,200 SH 6,200 6,200 ISHARES DJ US UTILITIES SECT ETF 464287697 229 2,900 SH 2,900 2,900 ISHARES FTSE/XINHUA CHINA 25 ETF 464287184 352 10,200 SH 10,200 10,200 ISHARES IBOXX H/Y CORP BOND ETF 464288513 615 7,500 SH 7,500 7,500 ISHARES LEHMAN 7-10YR TREAS ETF 464287440 215 2,420 SH 2,420 2,420 ISHARES MSCI EAFE GROWTH INX ETF 464288885 456 8,050 SH 8,050 8,050 ISHARES MSCI EAFE INDEX FUND ETF 464287465 3,766 66,889 SH 66,889 66,889 ISHARES MSCI EMERGING MKT IN ETF 464287234 1,721 50,373 SH 50,373 50,373 ISHARES MSCI EMU ETF 464286608 1,610 40,530 SH 40,530 40,530 ISHARES MSCI JAPAN INDEX FD ETF 464286848 1,415 132,715 SH 87,715 45,000 45,000 87,715 ISHARES MSCI PACIFIC EX JPN ETF 464286665 243 6,765 SH 6,765 6,765 ISHARES MSCI UNITED KINGDOM ETF 464286699 335 20,100 SH 20,100 20,100 ISHARES NASDAQ BIOTECH INDX ETF 464287556 374 4,600 SH 4,600 4,600 ISHARES RUSSELL 2000 ETF 464287655 401 5,900 SH 5,900 5,900 ISHARES RUSSELL 2000 VALUE ETF 464287630 279 4,150 SH 4,150 4,150 ISHARES RUSSELL 3000 GROWTH ETF 464287671 427 10,880 SH 10,880 10,880 ISHARES RUSSELL 3000 VALUE ETF 464287663 421 5,024 SH 5,024 5,024 ISHARES S&P 500 GROWTH INDEX ETF 464287309 257 4,525 SH 4,525 4,525 ISHARES S&P CALI MUNI BOND ETF 464288356 261 2,600 SH 2,600 2,600 ISHARES S&P EUROPE 350 ETF 464287861 2,281 57,236 SH 57,236 57,236 ISHARES S&P GLBL HEALTHCARE ETF 464287325 2,472 49,000 SH 49,000 49,000 ISHARES S&P GLOBAL 100 ETF 464287572 682 10,984 SH 10,984 10,984 ISHARES S&P LATIN AMERICA 40 ETF 464287390 297 7,670 SH 7,670 7,670 ISHARES S&P MIDCAP 400 ETF 464287507 2,063 28,514 SH 28,514 28,514 ISHARES S&P MIDCAP 400/GRWTH ETF 464287606 1,367 18,230 SH 18,230 18,230 ISHARES S&P MIDCAP 400/VALUE ETF 464287705 1,587 23,095 SH 23,095 23,095 ISHARES S&P NA TEC-MUL N IF ETF 464287531 238 10,200 SH 10,200 10,200 ISHARES S&P SMALLCAP 600 ETF 464287804 1,198 20,135 SH 20,135 20,135 ISHARES S&P SMALLCAP 600/GRO ETF 464287887 1,353 22,028 SH 22,028 22,028 ISHARES S&P SMALLCAP 600/VAL ETF 464287879 2,530 38,890 SH 38,890 38,890 ISHARES S&P/TOPIX 150 INDEX ETF 464287382 359 7,600 SH 600 7,000 7,000 600 JAMES HARDIE INDS-SPONS ADR ADR 47030M106 253 12,100 SH 12,100 12,100 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 1,336 55,025 SH 55,025 55,025 JOHN HAN BK & THRIFT OPP FD CLOSED-END FUND 409735107 867 171,991 SH 171,991 171,991 JOHNSON & JOHNSON COMMON STOCK 478160104 1,092 15,768 SH 15,768 15,768 KAYNE ANDERSON ENERGY TOT RT CLOSED-END FUND 48660P104 246 11,100 SH 11,100 11,100 KINGFISHER PLC-SPONS ADR ADR 495724403 56 12,000 SH 12,000 12,000 KITE REALTY GROUP TRUST REIT 49803T102 110 10,000 SH 10,000 10,000 KMG CHEMICALS INC COMMON STOCK 482564101 709 101,528 SH 101,528 101,528 KVH INDUSTRIES INC COMMON STOCK 482738101 331 36,000 SH 36,000 36,000 LACLEDE GROUP INC/THE COMMON STOCK 505597104 970 20,000 SH 20,000 20,000 LIFEPOINT HOSPITALS INC COMMON STOCK 53219L109 482 15,000 SH 15,000 15,000 LMP REAL ESTATE INCOME FUND CLOSED-END FUND 50208C108 184 16,000 SH 16,000 16,000 LOWE'S COS INC COMMON STOCK 548661107 1,875 79,153 SH 71,153 8,000 8,000 71,153 LUBRIZOL CORP COMMON STOCK 549271104 347 8,055 SH 8,055 8,055 LUFKIN INDUSTRIES INC COMMON STOCK 549764108 794 10,000 SH 10,000 10,000 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 285 7,762 SH 7,762 7,762 MARKET VECTORS AGRIBUSINESS ETF 57060U605 314 8,520 SH 8,520 8,520 MEDALLION FINANCIAL CORP COMMON STOCK 583928106 1,363 130,175 SH 130,175 130,175 METROCORP BANCSHARES INC COMMON STOCK 591650106 123 10,000 SH 10,000 10,000 MFS GOVT MARKETS INC TRUST CLOSED-END FUND 552939100 66 10,799 SH 10,799 10,799 MICROFINANCIAL INC COMMON STOCK 595072109 2,590 647,400 SH 647,400 647,400 MICROSOFT CORP COMMON STOCK 594918104 1,088 40,751 SH 40,751 40,751 MIDCAP SPDR TRUST SERIES 1 ETF 595635103 1,315 9,976 SH 9,976 9,976 MITSUBISHI UFJ FINL GRP-ADR ADR 606822104 87 10,000 SH 10,000 10,000 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 365 7,266 SH 7,266 7,266 NESTLE SA-SPONS ADR FOR REG ADR 641069406 333 7,750 SH 7,750 7,750 NETFLIX INC COMMON STOCK 64110L106 1,946 63,013 SH 63,013 63,013 NEUBERGER BERMAN REAL ESTATE CLOSED-END FUND 64190A103 145 20,271 SH 20,271 20,271 NEW IRELAND FUND INC CLOSED-END FUND 645673104 173 15,300 SH 15,300 15,300 NEXEN INC COMMON STOCK 65334H102 1,208 52,003 SH 52,003 52,003 NFJ DVD INTEREST & PR STRAT CLOSED-END FUND 65337H109 955 58,612 SH 58,612 58,612 NICE SYSTEMS LTD-SPONS ADR ADR 653656108 409 15,000 SH 15,000 15,000 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 596 9,000 SH 9,000 9,000 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 272 4,500 SH 4,500 4,500 NORTHWEST NATURAL GAS CO COMMON STOCK 667655104 312 6,000 SH 6,000 6,000 NORTHWEST PIPE COMPANY COMMON STOCK 667746101 1,359 31,150 SH 31,150 31,150 NOVARTIS AG-ADR ADR 66987V109 1,721 32,575 SH 32,575 32,575 OIL SERVICE HOLDRS TRUST ETF 678002106 1,401 9,550 SH 9,550 9,550 ORACLE CORP COMMON STOCK 68389X105 561 27,620 SH 27,620 27,620 PARKER DRILLING CO COMMON STOCK 701081101 634 79,000 SH 79,000 79,000 PENTAIR INC COMMON STOCK 709631105 441 12,760 SH 12,760 12,760 PEOPLESUPPORT INC COMMON STOCK 712714302 788 67,399 SH 67,399 67,399 PETROQUEST ENERGY INC COMMON STOCK 716748108 154 10,000 SH 10,000 10,000 PFIZER INC COMMON STOCK 717081103 344 18,675 SH 18,675 18,675 PHOENIX COMPANIES INC COMMON STOCK 71902E109 894 96,774 SH 96,774 96,774 PIMCO CORPORATE INCOME FUND CLOSED-END FUND 72200U100 128 13,600 SH 13,600 13,600 PORTUGAL TELECOM SGPS-SP ADR ADR 737273102 205 20,300 SH 20,300 20,300 POWERSHARES DB US DOL IND BU ETF 73936D107 613 25,080 SH 25,080 25,080 PRAXAIR INC COMMON STOCK 74005P104 1,474 20,547 SH 20,547 20,547 PROGRESS ENERGY INC COMMON STOCK 743263105 1,627 37,724 SH 37,724 37,724 PROLOGIS REIT 743410102 227 5,500 SH 5,500 5,500 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 403 5,600 SH 600 5,000 5,000 600 PS BUSINESS PARKS INC/CA REIT 69360J107 202 3,500 SH 3,500 3,500 PUBLIC STORAGE REIT 74460D109 396 4,000 SH 4,000 4,000 RED ALERT GROUP INC COMMON STOCK 75629Q105 0 25,067 SH 25,067 25,067 REGAL BELOIT CORP COMMON STOCK 758750103 724 17,020 SH 17,020 17,020 RGC RESOURCES INC COMMON STOCK 74955L103 640 22,612 SH 22,612 22,612 ROYCE MICRO-CAP TRUST INC CLOSED-END FUND 780915104 705 80,501 SH 80,501 80,501 ROYCE VALUE TRUST CLOSED-END FUND 780910105 2,985 224,121 SH 224,121 224,121 RYDEX S&P EQ WGT HEALTHCARE ETF 78355W841 1,302 25,750 SH 25,750 25,750 SAP AG-SPONSORED ADR ADR 803054204 267 5,000 SH 5,000 5,000 SAUL CENTERS INC REIT 804395101 207 4,100 SH 4,100 4,100 SCANA CORP COMMON STOCK 80589M102 236 6,075 SH 6,075 6,075 SENIOR HOUSING PROP TRUST REIT 81721M109 245 10,300 SH 3,500 6,800 6,800 3,500 SIEMENS AG-SPONS ADR ADR 826197501 282 3,000 SH 3,000 3,000 SIRIUS XM RADIO INC COMMON STOCK 82967N108 52 92,000 SH 92,000 92,000 SMITH INTERNATIONAL INC COMMON STOCK 832110100 263 4,490 SH 4,490 4,490 SOUTHWEST WATER CO COMMON STOCK 845331107 1,204 94,410 SH 94,410 94,410 SPDR TRUST SERIES 1 ETF 78462F103 703 6,061 SH 6,061 6,061 STONEMOR PARTNERS LP LTD PART 86183Q100 583 40,330 SH 40,330 40,330 STRATEGIC HOTELS & RESORTS I REIT 86272T106 106 14,000 SH 14,000 14,000 SUBURBAN PROPANE PARTNERS LP LTD PART 864482104 1,023 30,455 SH 30,455 30,455 SWS GROUP INC COMMON STOCK 78503N107 279 13,821 SH 13,821 13,821 TARGET CORP COMMON STOCK 87612E106 245 4,985 SH 4,985 4,985 TCW STRATEGIC INCOME FUND IN CLOSED-END FUND 872340104 100 37,200 SH 37,200 37,200 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 485 10,598 SH 400 10,198 10,198 400 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 206 9,600 SH 9,600 9,600 TOTAL SA-SPON ADR ADR 89151E109 316 5,200 SH 5,200 5,200 TS&W/CLAYMORE T/A BALANCED CLOSED-END FUND 87280R108 162 18,020 SH 18,020 18,020 UCN INC COMMON STOCK 902636109 14 10,500 SH 10,500 10,500 UDR INC REIT 902653104 726 27,744 SH 23,744 4,000 4,000 23,744 UNILEVER N V -NY SHARES NY REG SHRS 904784709 253 9,000 SH 9,000 9,000 UNITED FIRE & CASUALTY CO COMMON STOCK 910331107 1,694 59,237 SH 59,237 59,237 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 2,803 46,666 SH 46,666 46,666 VAN KAMPEN BOND FUND CLOSED-END FUND 920955101 167 11,600 SH 11,600 11,600 VAN KAMPEN SENIOR INCOME TRS CLOSED-END FUND 920961109 127 31,200 SH 31,200 31,200 VARIAN SEMICONDUCTOR EQUIP COMMON STOCK 922207105 301 12,000 SH 12,000 12,000 VITRAN CORP INC COMMON STOCK 92850E107 216 16,000 SH 16,000 16,000 VORNADO REALTY TRUST REIT 929042109 273 3,000 SH 3,000 3,000 VTEX ENERGY INC COMMON STOCK 92908G104 0 10,000 SH 10,000 10,000 WAL-MART STORES INC COMMON STOCK 931142103 260 4,335 SH 4,335 4,335 WASHINGTON REAL ESTATE INV REIT 939653101 220 6,000 SH 6,000 6,000 WASTE MANAGEMENT INC COMMON STOCK 94106L109 1,748 55,520 SH 55,520 55,520 WELLS FARGO & CO COMMON STOCK 949746101 631 16,800 SH 16,800 16,800 WESTERN ASSET HIGH INCOME OP CLOSED-END FUND 95766K109 131 30,200 SH 30,200 30,200 WESTERN ASSET MANAGED HIGH Y CLOSED-END FUND 95766L107 138 30,800 SH 30,800 30,800 WGL HOLDINGS INC COMMON STOCK 92924F106 2,056 63,371 SH 63,371 63,371 WILLIAMS COS INC COMMON STOCK 969457100 3,823 161,668 SH 161,668 161,668 WILLIAMS-SONOMA INC COMMON STOCK 969904101 837 51,750 SH 51,750 51,750 WISCONSIN ENERGY CORP COMMON STOCK 976657106 1,082 24,105 SH 24,105 24,105 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 157 10,000 SH 10,000 10,000 XCEL ENERGY INC COMMON STOCK 98389B100 952 47,608 SH 47,608 47,608
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