-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVStc09r64FDnSgKGyapHo+SaxCqgBDyaTA0PhKcY7BohT6pMCSJs31i83WaDxo9 mZl7doqOIe0AoLRv1NyGCQ== 0001085146-01-500109.txt : 20021127 0001085146-01-500109.hdr.sgml : 20021127 20010802181246 ACCESSION NUMBER: 0001085146-01-500109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MUTUAL ASSET MANAGERS UK LTD CENTRAL INDEX KEY: 0001080386 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04383 FILM NUMBER: 01696597 BUSINESS ADDRESS: STREET 1: 80 CHEAPSIDE, STREET 2: 5TH FLR CITY: LONDON ENGLAND EC2V STATE: X0 BUSINESS PHONE: 011441713327500 MAIL ADDRESS: STREET 1: 80 CHEAPSIDE, 5TH FLOOR STREET 2: 80 CHEAPSIDE, 5TH FLOOR CITY: LONDON, ENGLAND 13F-HR 1 omam2q01.txt OLD MUTUAL ASSET MANAGERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Old Mutual Asset Managers Address: 80 Cheapside, 5th Floor London, England EC2V 6EE 13F File Number: 28-04383 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Kelley Title: Phone: 44(01) 171 332 7500 Signature, Place, and Date of Signing: /s/ Philip Kelley London, England August 01, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 177 Form13F Information Table Value Total: $1,627,631 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM 002824100 8578 178700 SH SOLE 0 178700 0 ACTIVISION INC NEW COM NEW 004930202 451 11500 SH SOLE 0 11500 0 ADVANCED MICRO DEVICES INC COM 007903107 650 22500 SH SOLE 0 22500 0 AES CORP COM 00130H105 3827 88900 SH SOLE 0 88900 0 AETNA INC NEW COM 00817Y108 18734 723600 SH SOLE 0 723600 0 AGILENT TECHNOLOGIES INC COM 00846U101 3539 108900 SH SOLE 0 108900 0 AKAMAI TECHNOLOGIES INC COM 00971T101 941 102600 SH SOLE 0 102600 0 ALCOA COM 013817901 4472 111800 SH SOLE 0 111800 0 ALLSTATE COM 020002101 14350 326200 SH SOLE 0 326200 0 AMAZON COM INC COM 023135106 12473 881500 SH SOLE 0 881500 0 AMERADA HESS SPON ADR PFD 023551104 1830 22647 SH SOLE 0 22647 0 AMERCIAN EXPRESS CO COM 025816109 22461 578888 SH SOLE 0 578888 0 AMERICA MOVIL ADR COM 02364W105 715 34300 SH SOLE 0 34300 0 AMERICAN HOME PRODS CORP COM 026609107 13419 228400 SH SOLE 0 228400 0 AMERICAN INTERNATIONAL COM 026874107 34000 399958 SH SOLE 0 399958 0 AMGEN COM 031162100 15322 252507 SH SOLE 0 252507 0 AMR CORP COM 001765106 17509 484600 SH SOLE 0 484600 0 ANHEUSER BUSCH COS INC COM 035229103 9457 229540 SH SOLE 0 229540 0 AOL TIME WARNER COM 00184A105 24807 468057 SH SOLE 0 468057 0 APPLIED MATLS INC COM 038222105 2097 42700 SH SOLE 0 42700 0 ARACRUZ CELULOSE ADR SPON ADR CL B 038496204 322 17200 SH SOLE 0 17200 0 ARCHER DANIELS MIDLAND CO COM 039483102 1009 77307 SH SOLE 0 77307 0 ARIBA INC COM 04033V104 3330 605500 SH SOLE 0 605500 0 AT HOME CORP COM SER A 045919107 100 46700 SH SOLE 0 46700 0 AT&T CORP COM SER A 045919107 1254 57000 SH SOLE 0 57000 0 AVIRON COM 053762100 7045 123600 SH SOLE 0 123600 0 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 262 15156 SH SOLE 0 15156 0 BANK NEW YORK INC COM 064057102 514 10700 SH SOLE 0 10700 0 BANK OF AMERICA CORPORATION COM 060505104 1381 23000 SH SOLE 0 23000 0 BEAR STEARNS COS INC COM 073902108 15326 259900 SH SOLE 0 259900 0 BELLSOUTH CORP COM 079860102 10030 249078 SH SOLE 0 249078 0 BLACK & DECKER CORP COM 091797100 6996 177300 SH SOLE 0 177300 0 BOEING CO COM 097023105 10069 181100 SH SOLE 0 181100 0 BRISTOL MYERS SQUIBB CO COM 110122108 31053 593751 SH SOLE 0 593751 0 BROADCOM CORP CL A 111320107 10040 234800 SH SOLE 0 234800 0 BURLINGTON NO SANTA FE CP COM 12189T104 7490 247200 SH SOLE 0 247200 0 CAMPBELL SOUP CO COM 134429109 4045 157100 SH SOLE 0 157100 0 CARNIVAL CORP COM 143658102 798 26000 SH SOLE 0 26000 0 CHECK POINT SOFTWARE TECH ORD M22465104 376 7440 SH SOLE 0 7440 0 CHEVRON CORPORATION COM 166751107 6760 74700 SH SOLE 0 74700 0 CIGNA INVTS SECS INC COM 17179X106 18480 192864 SH SOLE 0 192864 0 CISCO SYS INC COM 172737956 20407 1121280 SH SOLE 0 1121280 0 CITIGROUP INC COM 172967101 32375 612698 SH SOLE 0 612698 0 CNA FINL CORP COM 126117100 17090 433200 SH SOLE 0 433200 0 COCA COLA CO COM 191216100 18005 400100 SH SOLE 0 400100 0 COMCAST CORP CL A 200300101 6417 149400 SH SOLE 0 149400 0 COMPANHIA PARAENSE ENERG CL A 20441B407 561 74750 SH SOLE 0 74750 0 CONOCO INC CL A 208251306 1731 61400 SH SOLE 0 61400 0 CONSECO INC COM 208464107 6827 492900 SH SOLE 0 492900 0 CROWN CORK & SEAL INC COM 228255105 4123 1099500 SH SOLE 0 1099500 0 DELL COMPUTER CORP COM 247025109 15420 589660 SH SOLE 0 589660 0 DELTA AIR LINES INC DEL COM 247361108 9733 220800 SH SOLE 0 220800 0 DISNEY WALT CO COM DISNEY 254687106 4582 158600 SH SOLE 0 158600 0 DOW CHEM CO COM 260543103 704 21177 SH SOLE 0 21177 0 DOW JONES & CO INC COM 260561105 14366 240600 SH SOLE 0 240600 0 DTE ENERGY CO COM 233331107 10932 235400 SH SOLE 0 235400 0 DU PONT E I DE NEMOURS COM 263534109 9060 187807 SH SOLE 0 187807 0 DUKE ENERGY CORP COM 264399106 722 18500 SH SOLE 0 18500 0 DUN & BRADSTREET DEL NEW COM 26483E100 1545 54800 SH SOLE 0 54800 0 DYNEGY INC NEW CL A 26816Q101 705 15500 SH SOLE 0 15500 0 EASTMAN KODAK CO COM 277461109 10251 219600 SH SOLE 0 219600 0 EDISON INTL COM 281033100 4512 404700 SH SOLE 0 404700 0 ELECTRONIC DATA SYS NEW COM 285661104 844 13500 SH SOLE 0 13500 0 EMBOTELLADORA ANDINA S A SPONSORED ADR A 29081P204 299 22210 SH SOLE 0 22210 0 EMC SPONSORED ADR A 29081P204 8661 296114 SH SOLE 0 296114 0 EMPRESA NACIONAL DE ELCTR SPONSORED ADR 29244T101 124 11000 SH SOLE 0 11000 0 ENRON CORP COM 293561106 2563 52200 SH SOLE 0 52200 0 ENTERGY CORP NEW COM 29364G103 10661 277700 SH SOLE 0 277700 0 EXCELON CORP COM 300691102 532 8300 SH SOLE 0 8300 0 EXXON MOBIL CORP COM 30231G102 38345 438976 SH SOLE 0 438976 0 FEDERAL NATL MTG ASSN COM 313586109 33808 397600 SH SOLE 0 397600 0 FEDERATED DEPT STORES INC COM 31410H101 2151 50600 SH SOLE 0 50600 0 FIRST DATA CORP COM 319963104 9691 150600 SH SOLE 0 150600 0 FIRST HEALTH GROUP CORP COM 320960107 4940 204800 SH SOLE 0 204800 0 FORD MTR CO DEL COM PAR $0.01 345370860 23383 952458 SH SOLE 0 952458 0 FORMENTO ECONOMICO MEX S A SPONS ADR UNITS 344419106 1065 24870 SH SOLE 0 24870 0 FORTUNE BRANDS INC COM 349631101 17175 447735 SH SOLE 0 447735 0 GALILEO INTERNATIONAL INC COM 363547100 4748 146100 SH SOLE 0 146100 0 GANNETT INC COM 364730101 535 8111 SH SOLE 0 8111 0 GAP INC DEL COM 364760108 11852 408700 SH SOLE 0 408700 0 GENERAL ELEC CO COM 369604103 96848 1976492 SH SOLE 0 1976492 0 GENERAL MLS INC COM 370334104 14933 341100 SH SOLE 0 341100 0 GENERAL MTRS CORP COM 370442105 25998 404016 SH SOLE 0 404016 0 GEORGIA PAC CORP COM GA PAC GRP 373298108 237 7000 SH SOLE 0 7000 0 GOLDEN WEST FINL CORP DEL COM 381317106 1355 21100 SH SOLE 0 21100 0 GOLDMAN SACHS GROUP INC COM 38141G104 9966 116149 SH SOLE 0 116149 0 GRUPO FINANCIARO GALICIA SP ADR 10 SH B 38141G104 311 21100 SH SOLE 0 21100 0 GRUPO TELEVISA SA DE CV SPN ADR REPORD 40049J206 512 12800 SH SOLE 0 12800 0 GUIDANT CORP COM 401698105 475 13200 SH SOLE 0 13200 0 HASBRO INC COM 418056107 4065 281300 SH SOLE 0 281300 0 HCA-HEALTHCARE CO COM 404119109 10729 237429 SH SOLE 0 237429 0 HEWLETT PACKARD CO COM 428236103 15965 558212 SH SOLE 0 558212 0 HOME DEPOT INC COM 437076102 16514 349586 SH SOLE 0 349586 0 IMS HEALTH INC COM 449934108 11365 398787 SH SOLE 0 398787 0 INDIA FD INC COM 454089103 1070 103315 SH SOLE 0 103315 0 INTEL CORP COM 458140100 36368 1243356 SH SOLE 0 1243356 0 INTERNATIONAL BUSINESS MACH COM 459200101 51291 451905 SH SOLE 0 451905 0 INTERNATIONAL GAME TECHN COM 459902102 9049 144200 SH SOLE 0 144200 0 J P MORGAN CHASE & CO COM 46625H100 20364 457930 SH SOLE 0 457930 0 JOHNSON & JOHNSON COM 478160104 25060 501600 SH SOLE 0 501600 0 KEYCORP COM 493267108 607 23300 SH SOLE 0 23300 0 LEHMAN BROS HLDGS INC COM 524908100 811 10500 SH SOLE 0 10500 0 LILLY ELI & CO COM 532457108 19028 257135 SH SOLE 0 257135 0 LIMITED INC COM 532716107 8334 504500 SH SOLE 0 504500 0 LINCOLN NATL CORP IND COM 534187109 7690 148590 SH SOLE 0 148590 0 LIZ CLAIBORNE INC COM 539320101 6973 138209 SH SOLE 0 138209 0 LOEWS CORP COM 540424108 13569 210600 SH SOLE 0 210600 0 MAY DEPT STORES CO COM 577778103 2234 65200 SH SOLE 0 65200 0 MAYTAG CORP COM 578592107 6285 214800 SH SOLE 0 214800 0 MBNA CORP COM 55262L100 18025 546222 SH SOLE 0 546222 0 MERCK & CO INC COM 589331107 36683 573985 SH SOLE 0 573985 0 MERRILL LYNCH & CO INC COM 590188108 14989 252984 SH SOLE 0 252984 0 METLIFE INC COM 59156R108 468 15100 SH SOLE 0 15100 0 MICROSOFT CORP COM 594918104 65804 901430 SH SOLE 0 901430 0 MOODYS CORP COM 615369105 7311 218228 SH SOLE 0 218228 0 MORGAN STANLEY D WITTER COM 61745C105 748 89576 SH SOLE 0 89576 0 MOTOROLA INC COM 620076109 1225 74000 SH SOLE 0 74000 0 NEXTEL COMMUNICATIONS INC CL A 65332V103 3705 211700 SH SOLE 0 211700 0 NORFOLK SOUTHERN CORP COM 655844108 658 31700 SH SOLE 0 31700 0 NORTHWEST AIRLS CORP CL A 667280101 3156 125000 SH SOLE 0 125000 0 ORACLE CORP COM 68389X105 21035 1107118 SH SOLE 0 1107118 0 PEPSI-GEMEX S A DE C V GDR REP ORD 713435105 127 21000 SH SOLE 0 21000 0 PETROL BRASILEIRO SA PETRO SPONSORED ADR 71654V101 685 26330 SH SOLE 0 26330 0 PFIZER INC COM 717081103 45225 1129218 SH SOLE 0 1129218 0 PG&E CORP COM 69331C108 7799 696300 SH SOLE 0 696300 0 PHARMACIA CORP COM 71713U102 1006 21900 SH SOLE 0 21900 0 PHILIP MORRIS COS INC COM 718154107 33836 683550 SH SOLE 0 683550 0 PHILLIPS PETE CO COM 718507106 8954 157091 SH SOLE 0 157091 0 PNC FINL SVCS GROUP INC COM 693475105 1112 16900 SH SOLE 0 16900 0 PPL CORP COM 69351T106 1249 22700 SH SOLE 0 22700 0 PRICELINE COM INC COM 741503106 4782 528400 SH SOLE 0 528400 0 PROCTOR & GAMBLE CO COM 742718109 9171 143753 SH SOLE 0 143753 0 PROVIDIAN FINL CORP COM 74406A102 12195 206000 SH SOLE 0 206000 0 QUAKER OATS CO COM 747401105 10019 109800 SH SOLE 0 109800 0 QUALCOMM INC COM 747525103 4568 78113 SH SOLE 0 78113 0 RADIOSHACK CORP COM 750438103 6225 204101 SH SOLE 0 204101 0 RALSTON PURINA CO COM 751277302 4940 164548 SH SOLE 0 164548 0 RAYTHEON CO CL A 755111309 340 12800 SH SOLE 0 12800 0 REDBACK NETWORKS INC COM 757209101 1193 133800 SH SOLE 0 133800 0 RITE AID CORP COM 755111408 5947 660800 SH SOLE 0 660800 0 ROCKWELL INTL CORP NEW COM 773903109 8634 226499 SH SOLE 0 226499 0 SAFECO CORP COM 786429100 6463 219100 SH SOLE 0 219100 0 SARA LEE CORP COM 803111103 4468 235900 SH SOLE 0 235900 0 SBC COMMUNICATIONS INC COM 78387G103 7275 181600 SH SOLE 0 181600 0 SCHERING PLOUGH CORP COM 806605101 6390 176311 SH SOLE 0 176311 0 SCHWAB CHARLES CORP NEW COM 808513105 2589 164350 SH SOLE 0 164350 0 SEARS ROEBUCK & CO COM 812387108 4303 101700 SH SOLE 0 101700 0 SEPRACOR INC COM 817315104 4207 105700 SH SOLE 0 105700 0 SK TELECOM LTD SPONSORED ADR 78440P108 439 26000 SH SOLE 0 26000 0 SYSCO CORP COM 871829107 983 36200 SH SOLE 0 36200 0 TELECOMUNICACOES SAO PAULO SPON ADR PFD 87929A102 378 33500 SH SOLE 0 33500 0 TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 1614 46000 SH SOLE 0 46000 0 TENNECO AUTOMOTIVE INC COM 880349105 133 40700 SH SOLE 0 40700 0 TEVA PHARMACEUTICAL INDS ADR 881624209 269 4320 SH SOLE 0 4320 0 TEXAS INSTRS INC COM 882508104 7345 230252 SH SOLE 0 230252 0 TEXTRON INC COM 883203101 545 9900 SH SOLE 0 9900 0 TJX COS INC NEW COM 872540109 4809 150900 SH SOLE 0 150900 0 TORCHMARK CORP COM 891027104 2517 62600 SH SOLE 0 62600 0 UAL CORP COM PAR $0.01 902549500 17364 494000 SH SOLE 0 494000 0 UNIBANCO-UNIAO BANCOS BRASL GDR REP PFD UT 90458E107 204 8000 SH SOLE 0 8000 0 UNION PAC CORP COM 907818108 6208 113061 SH SOLE 0 113061 0 UNITED MICROELECTRONICS SPONSORED ADR 910873207 364 40919 SH SOLE 0 40919 0 UNITED PARCEL SERVICE INC CL B 911312106 1688 29200 SH SOLE 0 29200 0 UNITED TECHNOLOGIES CORP COM 913017109 4224 57658 SH SOLE 0 57658 0 UNITEDGLOBALCOM COM 91324P102 175 20200 SH SOLE 0 20200 0 UNITEDHEALTH GROUP INC COM 91324P102 1964 31800 SH SOLE 0 31800 0 US AIRWAYS GROUP INC COM 911905107 1949 80200 SH SOLE 0 80200 0 USA ED INC COM 90390U102 10738 147100 SH SOLE 0 147100 0 VALERO ENERGY CORP NEW COM 91913Y100 434 11800 SH SOLE 0 11800 0 VERIZON COMMUNICATIONS COM 92343V104 8913 166600 SH SOLE 0 166600 0 VIACOM INC CL A 925524100 983 19000 SH SOLE 0 19000 0 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 232 5210 SH SOLE 0 5210 0 WAL MART STORES INC COM 931142103 44897 920023 SH SOLE 0 920023 0 WELLPOINT HEALTH NTWK NEW COM 94973H108 961 10200 SH SOLE 0 10200 0 WELLS FARGO & CO NEW COM 949746101 604 13000 SH SOLE 0 13000 0 WESTVACO CORP COM 961548104 3087 127083 SH SOLE 0 127083 0 WHIRLPOOL CORP COM 963320106 338 5400 SH SOLE 0 5400 0
-----END PRIVACY-ENHANCED MESSAGE-----