-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qbi9lwLX+YS32NmkfCAr6xIATTBIZt+V2747SdyjOrUKRgB6I2PbnTsg/s6KxwSd sbX/hQeXi28ha9ZyXjD8pQ== 0001085146-01-500188.txt : 20020410 0001085146-01-500188.hdr.sgml : 20020410 ACCESSION NUMBER: 0001085146-01-500188 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MUTUAL ASSET MANAGERS UK LTD CENTRAL INDEX KEY: 0001080386 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04383 FILM NUMBER: 1781151 BUSINESS ADDRESS: STREET 1: 80 CHEAPSIDE, STREET 2: 5TH FLR CITY: LONDON ENGLAND EC2V STATE: X0 BUSINESS PHONE: 011441713327500 MAIL ADDRESS: STREET 1: 80 CHEAPSIDE, 5TH FLOOR STREET 2: 80 CHEAPSIDE, 5TH FLOOR CITY: LONDON, ENGLAND 13F-HR 1 omam3q01.txt OLD MUTUAL ASSET UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Old Mutual Asset Managers Address: 80 Cheapside, 5th Floor London, England EC2V 6EE 13F File Number: 28-04383 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Kelley Title: Senior Compliance Manager Phone: 44(01) 171 332 7500 Signature, Place, and Date of Signing: /s/ Philip Kelley London, England November 09, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 182 Form13F Information Table Value Total: $1,289,563 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM 002824100 9432 181900 SOLE 0 181900 0 AES CORP COM 00130H105 978 76300 SOLE 0 76300 0 AETNA INC NEW COM 00817Y108 16479 570400 SOLE 0 570400 0 AGILENT TECHNOLOGIES INC COM 00846U101 227 11600 SOLE 0 11600 0 AKAMAI TECHNOLOGIES INC COM 00971T101 582 199900 SOLE 0 199900 0 ALCOA INC COM 013817101 3529 113800 SOLE 0 113800 0 ALLSTATE COM 020002101 11530 308700 SOLE 0 308700 0 AMAZON COM INC COM 023135106 4508 755100 SOLE 0 755100 0 AMERADA HESS SPON ADR PFD 023551104 1943 30597 SOLE 0 30597 0 AMERCIAN EXPRESS CO COM 025816109 16326 561788 SOLE 0 561788 0 AMERICAN HOME PRODS CORP COM 026609107 13339 229000 SOLE 0 229000 0 AMERICAN INTERNATIONAL COM 026874107 25522 327208 SOLE 0 327208 0 AMGEN COM 031162100 7876 134007 SOLE 0 134007 0 AMR CORP COM 001765106 9310 486400 SOLE 0 486400 0 ANHEUSER BUSCH COS INC COM 035229103 5882 140440 SOLE 0 140440 0 AOL TIME WARNER COM 00184A105 15714 474757 SOLE 0 474757 0 ARACRUCZ CELULOSE S A SPON ADR CL B 038496204 563 37900 SOLE 0 37900 0 ARCHER DANIELS MIDLAND CO COM 039483102 973 77307 SOLE 0 77307 0 ARIBA INC COM 04033V104 1905 1024300 SOLE 0 1024300 0 ASYST TECHNOLOGY CORP COM 04648X107 1566 173000 SOLE 0 173000 0 AT HOME CORP COM SER A 45919107 7 46700 SOLE 0 46700 0 AT&T CORP COM 001957109 3069 159000 SOLE 0 159000 0 AT&T WIRELESS SVCS INC COM 00209A106 834 55804 SOLE 0 55804 0 AVAYA INC COM 053499109 142 14300 SOLE 0 14300 0 AVIRON COM 053762100 2454 98600 SOLE 0 98600 0 BANCO SANTIAGO SP ADR REP COM 05965L105 268 13500 SOLE 0 13500 0 BANK NEW YORK INC COM 064057102 469 13400 SOLE 0 13400 0 BANK OF AMERICA CORP COM 060505104 3668 62800 SOLE 0 62800 0 BEAR STEARNS COS INC COM 073902108 12798 255900 SOLE 0 255900 0 BELLSOUTH CORP COM 079860102 3726 89678 SOLE 0 89678 0 BLACK & DECKER CORP COM 091797100 6848 219500 SOLE 0 219500 0 BOEING CO COM 097023105 9146 273000 SOLE 0 273000 0 BRISTOL MYERS SQUIBB CO COM 110122108 33644 605551 SOLE 0 605551 0 BROADCOM CORP CL A 111320107 1423 70100 SOLE 0 70100 0 BURLINGTON NRTHN SANTA FE COM 12189T104 6613 247200 SOLE 0 247200 0 CAMPBELL SOUP CO COM 134429109 6364 227300 SOLE 0 227300 0 CARNIVAL CORP COM 143658102 868 39400 SOLE 0 39400 0 CIGNA CORP COM 125509109 15169 182864 SOLE 0 182864 0 CITIGROUP INC COM 172967101 25381 626698 SOLE 0 626698 0 CNA FINL CORP COM 126117100 11676 431800 SOLE 0 431800 0 CNA FINL CORP RT EXP 091401 126117118 1 15708 SOLE 0 15708 0 COCA COLA CO COM 191216100 18745 400100 SOLE 0 400100 0 COMCAST CORP CL A 200300101 5468 153800 SOLE 0 153800 0 COMPANHIA PARAENSE ENERG CL A 20441B407 103 17750 SOLE 0 17750 0 CONOCO INC CL A 208251306 1701 66900 SOLE 0 66900 0 CONSECO INC COM 208464107 3050 420100 SOLE 0 420100 0 CROWN CORK & SEAL INC COM 228255105 1507 658200 SOLE 0 658200 0 CYSCO SYS INC COM 17275R102 7746 635980 SOLE 0 635980 0 DELL COMPUTER CORP COM 247025109 10806 583160 SOLE 0 583160 0 DELTA AIR LINES INC DEL COM 247361108 5890 223700 SOLE 0 223700 0 DISNEY WALT CO COM DISNEY 254687106 2979 160000 SOLE 0 160000 0 DISTRIBUCION Y SERVICIO D&S SPONSORED ADR 254753106 349 31700 SOLE 0 31700 0 DOW CHEM CO COM 260543103 694 21177 SOLE 0 21177 0 DOW JONES & CO INC COM 260561105 11289 248500 SOLE 0 248500 0 DTE ENERGY CO COM 233331107 9902 230000 SOLE 0 230000 0 DU PONT E I DE NEMOURS COM 263534109 6593 175707 SOLE 0 175707 0 DUKE ENERGY CORP COM 264399106 3539 93500 SOLE 0 93500 0 DUN & BRADSTREET NEW COM 26483E100 1534 54800 SOLE 0 54800 0 DYNEGY INC NEW CL A 26816Q101 790 22800 SOLE 0 22800 0 E M C CORP MASS COM 268648102 2472 210414 SOLE 0 210414 0 EASTMAN KODAK CO COM 277461109 10110 310800 SOLE 0 310800 0 EDISON INTL COM 281020107 5398 410200 SOLE 0 410200 0 ELECTRONIC DATA SYS NEW COM 285661104 861 14950 SOLE 0 14950 0 EMBOTELLADORA ANDINA S A SPONSORED ADR A 29081P204 482 44710 SOLE 0 44710 0 EMMIS COMMUNICATIONS CORP CL A 291525103 281 19500 SOLE 0 19500 0 EMPRESA NACIONAL DE ELCTRC SPONSORED ADR 29244T101 123 14100 SOLE 0 14100 0 ENRON CORP COM 293561106 1421 52200 SOLE 0 52200 0 ENTERGY CORP NEW COM 29364G103 10366 291500 SOLE 0 291500 0 EXELON CORP COM 30161N101 370 8300 SOLE 0 8300 0 EXXON MOBIL CORP COM 30231G102 32598 827352 SOLE 0 827352 0 FEDERAL NATL MTG ASSN COM 313586109 30631 382600 SOLE 0 382600 0 FEDERATED DEPT STORES INC COM 31410H101 1870 66300 SOLE 0 66300 0 FIRST DATA CORP COM 319963104 8809 151200 SOLE 0 151200 0 FIRST HEALTH GROUP CORP COM 320960107 4184 142400 SOLE 0 142400 0 FORD MTR CO DEL COM PAR $0.01 345370860 17131 987358 SOLE 0 987358 0 FORMENTO ECONOMICO MEXIC SPONS ADR UNITS 344419106 894 31320 SOLE 0 31320 0 FORTUNE BRANDS INC COM 349631101 12128 362035 SOLE 0 362035 0 FREEPORT-MCMORAN COPP & GLD CL B 35671D857 923 84000 SOLE 0 84000 0 GALILEO INTERNATIONAL INC COM 363547100 3120 150300 SOLE 0 150300 0 GANNETT INC COM 364730101 488 8111 SOLE 0 8111 0 GAP INC DEL COM 364760108 4956 414700 SOLE 0 414700 0 GENERAL ELEC CO COM 369604103 71215 1914392 SOLE 0 1914392 0 GENERAL MLS INC COM 370334104 15229 334700 SOLE 0 334700 0 GENERAL MTRS CORP COM 370442105 15222 354816 SOLE 0 354816 0 GEORGIA PAC CORP COM GA PAC GRP 373298108 504 17500 SOLE 0 17500 0 GOLDEN WEST FINL CORP DEL COM 381317106 1226 21100 SOLE 0 21100 0 GRUPO FINANCIARO GALICIA SA SP ADR 10 SH B 38141G104 8387 117549 SOLE 0 117549 0 GUIDANT CORP COM 401698105 508 13200 SOLE 0 13200 0 HASBRO INC COM 418056107 4306 307600 SOLE 0 307600 0 HCA-HEALTHCARE CO COM 404119109 6572 148329 SOLE 0 148329 0 HEWLETT PACKARD CO COM 428236103 8598 535712 SOLE 0 535712 0 HOME DEPOT INC COM 437076102 13538 352836 SOLE 0 352836 0 IDT CORP COM 448947101 670 58300 SOLE 0 58300 0 IMS HEALTH INC COM 449934108 10152 405287 SOLE 0 405287 0 INDIA FD INC COM 454089103 863 108815 SOLE 0 108815 0 INTEL CORP COM 458140100 20472 1001556 SOLE 0 1001556 0 INTERNATIONAL BUSINESS MACH COM 459200101 40898 445905 SOLE 0 445905 0 INTERNATIONAL GAME TECHNLGY COM 459902102 10566 248600 SOLE 0 248600 0 INTIMATE BRANDS INC CL A 461156101 1061 117900 SOLE 0 117900 0 J P MORGAN CHASE & CO COM 46625H100 15247 446480 SOLE 0 446480 0 JOHNSON & JOHNSON COM 478160104 26498 478300 SOLE 0 478300 0 JUNIPER NETWORKS INC COM 48203R104 451 46500 SOLE 0 46500 0 KERR MCGEE CORP COM 492386107 919 17700 SOLE 0 17700 0 KEYCORP COM 493267108 712 29500 SOLE 0 29500 0 LEHMAN BROS HLDGS INC COM 524908100 659 11600 SOLE 0 11600 0 LILLY ELI & CO COM 532457108 20751 257135 SOLE 0 257135 0 LIMITED INC COM 532716107 4845 510000 SOLE 0 510000 0 LINCOLN NATL CORP IND COM 534187109 6817 146190 SOLE 0 146190 0 LIZ CLAIBORNE INC COM 539320101 5765 152909 SOLE 0 152909 0 LOEWS CORP COM 540424108 9723 210100 SOLE 0 210100 0 LOWES COS INC COM 548661107 1165 36800 SOLE 0 36800 0 MAY DEPT STORES CO COM 577778103 2809 96800 SOLE 0 96800 0 MAYTAG CORP COM 578592107 6845 277800 SOLE 0 277800 0 MBNA CORP COM 55262L100 15853 523372 SOLE 0 523372 0 MCDATA CORP CL A 580031201 87 10423 SOLE 0 10423 0 MERCK & CO INC COM 589331107 39566 594085 SOLE 0 594085 0 MERRILL LYNCH & CO INC COM 590188108 10547 259784 SOLE 0 259784 0 METLIFE INC COM 59156R108 448 15100 SOLE 0 15100 0 MICROSOFT CORP COM 594918104 41654 814030 SOLE 0 814030 0 MOODYS CORP COM 615369105 8200 221628 SOLE 0 221628 0 MORGAN STANLEY D WTTR INDIA COM 61745C105 761 102876 SOLE 0 102876 0 MORGAN STANLEY DEAN WITTER COM NEW 617446448 2619 56500 SOLE 0 56500 0 MOTOROLA INC COM 620076109 783 50200 SOLE 0 50200 0 NORFOLK SOUTHERN CORP COM 655844108 511 31700 SOLE 0 31700 0 NORTHWEST AIRLS CORP CL A 667280101 1439 126100 SOLE 0 126100 0 ORACLE CORP COM 68389X105 13928 1107118 SOLE 0 1107118 0 PEPSI-GEMEX S A DE C V GDR REP ORD 713435105 410 78000 SOLE 0 78000 0 PEPSICO INC COM 713448108 12248 252540 SOLE 0 252540 0 PETROLEO BRASILEIRO SA PETR SPONSORED ADR 71654V408 696 35330 SOLE 0 35330 0 PFIZER INC COM 717081103 41157 1026368 SOLE 0 1026368 0 PG&E CORP COM 69331C108 6027 396500 SOLE 0 396500 0 PHARMACIA CORP COM 71713U102 1282 31600 SOLE 0 31600 0 PHILIP MORRIS COS INC COM 718154107 31516 652650 SOLE 0 652650 0 PHILLIPS PETE CO COM 718507106 4949 91741 SOLE 0 91741 0 PNC FINL SVCS GROUP INC COM 693475105 1071 18700 SOLE 0 18700 0 PPL CORP COM 69351T106 1324 40600 SOLE 0 40600 0 PRICELINE COM INC COM 741503106 303 80000 SOLE 0 80000 0 PROCTOR & GAMBLE CO COM 742718109 10653 146353 SOLE 0 146353 0 PROVIDIAN FINL CORP COM 74406A102 4270 211900 SOLE 0 211900 0 QUALCOMM INC COM 747525103 4179 87913 SOLE 0 87913 0 QUINENCO S A SPONSORED ADR 748718103 88 14600 SOLE 0 14600 0 RADIOSHACK CORP COM 750438103 5010 206601 SOLE 0 206601 0 RALSTON PURINA CO COM 751277302 8385 255648 SOLE 0 255648 0 REDBACK NETWORKS INC COM 757209101 1404 968000 SOLE 0 968000 0 ROCKWELL COLLINS INC COM 774341101 3263 229799 SOLE 0 229799 0 ROCKWELL INTL CORP NEW COM 773903109 3391 230999 SOLE 0 230999 0 SAFECO CORP COM 786429100 6788 223800 SOLE 0 223800 0 SARA LEE CORP COM 803111103 5114 240100 SOLE 0 240100 0 SBC COMMUNICATIONS INC COM 78387G103 8849 187800 SOLE 0 187800 0 SCHERING PLOUGH CORP COM 806605101 7981 215111 SOLE 0 215111 0 SCHWAB CHARLES CORP NEW COM 808513105 312 27150 SOLE 0 27150 0 SEARS ROEBUCK & CO COM 812387108 4029 116300 SOLE 0 116300 0 SEPRACOR INC COM 817315104 1982 55200 SOLE 0 55200 0 SK TELECOM LTD SPONSORED ADR 78440P108 388 22000 SOLE 0 22000 0 SYSCO CORP COM 871829107 1088 42600 SOLE 0 42600 0 TELECOMUNICACOES DE SAO PA SPON ADR PFD 87929A102 204 25000 SOLE 0 25000 0 TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 1486 46000 SOLE 0 46000 0 TENNECO AUTOMOTIVE INC COM 880349105 85 40700 SOLE 0 40700 0 TEVA PHARMACEUTICAL INDS ADR 881624209 253 4320 SOLE 0 4320 0 TEXAS INSTRS INC COM 882508104 1680 67252 SOLE 0 67252 0 TEXTRON INC COM 883203101 333 9900 SOLE 0 9900 0 TJX COS INC NEW COM 872540109 5208 158300 SOLE 0 158300 0 TORCHMARK CORP COM 891027104 2399 61500 SOLE 0 61500 0 TYCO INTL LTD NEW CL A 902124106 2043 44900 SOLE 0 44900 0 UAL CORP COM PAR $0.01 902549500 8637 473000 SOLE 0 473000 0 UNION PAC CORP COM 907818108 5471 116661 SOLE 0 116661 0 UNITED GLOBALCOM CL A 913247508 252 108700 SOLE 0 108700 0 UNITED MICROELECTRONICS SPONSORED ADR 910873207 75 14104 SOLE 0 14104 0 UNITED PARCEL SERVICE INC CL B 911312106 1518 29200 SOLE 0 29200 0 UNITED TECHNOLOGIES CORP COM 913017109 2184 46958 SOLE 0 46958 0 UNITEDGLOBALCOM COM 91324P102 2208 33200 SOLE 0 33200 0 US AIRWAYS GROUP INC COM 911905107 382 82100 SOLE 0 82100 0 USA ED INC COM 90390U102 12345 148900 SOLE 0 148900 0 VERIZON COMMUNICATIONS COM 92343V104 9158 169250 SOLE 0 169250 0 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 352 8440 SOLE 0 8440 0 VISTEON CORP COM 92839U107 247 19400 SOLE 0 19400 0 VOTORANTIM CELULOSE E PAPEL SPONSORED ADR 92906P106 224 17000 SOLE 0 17000 0 WAL MART STORES INC COM 931142103 42430 857173 SOLE 0 857173 0 WELLPOINT HEALTH NTWK NEW COM 94973H108 1212 11100 SOLE 0 11100 0 WESTVACO CORP COM 961548104 3266 127083 SOLE 0 127083 0 WHIRLPOOL CORP COM 963320106 1445 26100 SOLE 0 26100 0 ZIMMER HLDINGS INC COM 98956P102 1667 60055 SOLE 0 60055 0
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