-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bhs2Ly+18tXqwhjSxcFbJIvYx39TuEYqqJmY469/eqGat2N7S9un9wNkw48oYBDy MMYqpCfZaMbzO8RFOJy3hw== 0001047469-04-004169.txt : 20040212 0001047469-04-004169.hdr.sgml : 20040212 20040212090700 ACCESSION NUMBER: 0001047469-04-004169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040212 EFFECTIVENESS DATE: 20040212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 04588395 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2128539z13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 ----------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- ------------------------------- Form 13F File Number: 28- to be assigned --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz, Rochester, NY 14618, February 12, 2004 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 102 -------------------- Form 13F Information Table Value Total: $10,158,524 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. MENDON CAPITAL ADVISORS CORP. FORM 13F INFORMATION TABLE - December 31, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ ASB HOLDING COMPANY com 00210H108 1889 96600 SH Sole 96600 ABINGTON BANCORP com 00350P100 6672 165110 SH Sole 165110 ACE LTD JAN 35 com G0070K103 414200 10000 PUT Sole 10000 ACE LTD JAN 40 com G0070K103 414200 10000 PUT Sole 10000 ACE LTD FEB 35 com G0070K103 1035500 25000 PUT Sole 25000 ALLIANCE CAPITAL MGMT com 01855A101 3231 90800 SH Sole 90800 ALLIANCE FINL CORP com 019205103 1780 52500 SH Sole 52500 ALPENA BANCSHARES com 020584108 113 5000 SH Sole 5000 AMERICAN EXP CO JAN 45 com 025816109 964600 20000 PUT Sole 20000 AMERICAN INTL GRP com 026874107 6628 100000 SH Sole 100000 AMERITRADE HLDG com 03074K100 7652 480000 SH Sole 480000 BANK RHODE ISLAND com 059690107 3471 100000 SH Sole 100000 BANK MUTUAL CORP com 063750103 4699 358000 SH Sole 358000 BANK NORTH GROUP com 06646R107 3253 100000 SH Sole 100000 BANK OF NY com 064057102 7355 210000 SH Sole 210000 BANC ONE JAN 42.50 com 06423A103 1139750 25000 PUT Sole 25000 BEAR STEARNS com 073902108 5732 70000 SH Sole 70000 BOSTONFED BANCORP com 101178101 1097 30000 SH Sole 30000 BRIDGE STREET FINL com 10805U109 3421 207400 SH Sole 207400 CAPITAL BK RALEIGH com 139793103 481 28000 SH Sole 28000 CAPITAL FEDERAL com 14057C106 3607 100000 SH Sole 100000 CARDINAL FINL CORP com 14149F109 2827 280000 SH Sole 280000 CENTRAL CO OPER BK com 152418109 4843 126100 SH Sole 126100 CHARTER ONE FINL com 160903100 4011 110000 SH Sole 110000 CHARTER FINL CORP com 16122M100 7047 177000 SH Sole 177000 CHESTER VALLEY BANCORP com 166335109 131 5250 SH Sole 5250 CITIGROUP com 172967101 8958 177500 SH Sole 177500
CITIZENS SOUTH BKNG com 176682102 6855 435100 SH Sole 435100 COMERICA com 200340107 4640 80000 SH Sole 80000 CONSECO com 208464883 1418 60000 SH Sole 60000 COUNTRYWIDE FINL com 222372104 16076 206666 SH Sole 206666 DIME COMMUNITY BANCSHS com 253922108 1369 42000 SH Sole 42000 DIME BANCORP WTS com 25429Q110 33 20000 SH Sole 20000 E TRADE com 269246104 3067 210000 SH Sole 210000 EVANS BANCORP com 29911Q208 232 9296 SH Sole 9296 FEDERATED INVESTORS com 314211103 1321 45000 SH Sole 45000 FIELDSTONE INVT com 31659U102 8634 462500 SH Sole 462500 FIFTH THIRD com 316773100 591000 10000 PUT Sole 10000 FIRST COMMON FINL com 319829107 713 50000 SH Sole 50000 FIRST ESSEX BANCORP com 320103104 5398 90000 SH Sole 90000 FIRST KANSAS FINL com 320651102 563 30000 SH Sole 30000 FIRST PL FINL CORP com 33610T109 1128 52800 SH Sole 52800 FLEETBOSTON FINL com 339030108 8040 176700 SH Sole 176700 FRIEDMAN BILLINGS RAMSEY com 358434108 7715 310000 SH Sole 310000 GAF CORP com 361437106 2090 57200 SH Sole 57200 GOLDMAN SACHS com 38141G104 5286 52500 SH Sole 52500 GREENPOINT FINL com 395384100 4458 120000 SH Sole 120000 HANCOCK JOHN FINL com 41014S106 1301 33000 SH Sole 33000 HUDSON CITY BANCORP com 443683107 5185 129500 SH Sole 129500 HUMBOLDT BANK CALIF com 445069107 1159 60000 SH Sole 60000 INTERCHANGE FINL SVCS com 458447109 1594 63000 SH Sole 63000 INVESTORS FINL SVCS com 461915100 192 5000 SH Sole 5000 JPM CHASE JAN 32.50 com 46625H100 918250 25000 PUT Sole 25000 JPM CHASE JAN 35 com 46625H100 367300 10000 PUT Sole 10000 KEYCORP com 493267108 2199 75000 SH Sole 75000 KNBT BANCORP com 482921103 3915 202500 SH Sole 202500 LEGACY BANK com 52463U104 1285 100000 SH Sole 100000 LEHMAN BROS HLDG com 524908100 7484 94567 SH Sole 94567 LOCAL FINL com 539553107 1924 85000 SH Sole 85000 MBNA CORP com 55262L100 6016 225000 SH Sole 225000 MBT FINL CORP com 578877102 993 53837 SH Sole 53837 MELLON BANK CORP com 58551A108 7484 220000 SH Sole 220000 MERRILL LYNCH com 590188108 7880 130000 SH Sole 130000 MORGAN STANLEY DW com 617446448 8372 140000 SH Sole 140000 NATIONAL COM BANCORP com 63545P104 5316 182500 SH Sole 182500
NATIONWIDE FINL com 638612101 3788 108200 SH Sole 108200 NORTHERN TR JAN 45 com 665859104 462800 10000 PUT Sole 10000 NORTHWEST BANCORP com 667328108 1346 63091 SH Sole 63091 NY COMM BANCORP com 649445103 11054 276500 SH Sole 276500 PINNACLE FINL PARTNERS com 72346Q104 2350 100000 SH Sole 100000 PMI GROUP com 69344M101 7726 197500 SH Sole 197500 PNC BANK com 693475105 4528 80000 SH Sole 80000 PACIFIC CREST CAPITAL com 694166109 3555 128000 SH Sole 128000 PEOPLES BK BRIDGE com 710198102 2063 60000 SH Sole 60000 PIPER JAFFRAY COS com 724078100 1299 30000 SH Sole 30000 PROVIDENT BANCSHS com 743859100 1479 50000 SH Sole 50000 PROVIDIAN FINL com 74406A102 8008 590000 SH Sole 590000 PRUDENTIAL FINL com 744320102 4586 105000 SH Sole 105000 RADIAN GROUP com 750236101 4428 87500 SH Sole 87500 RED OAK BANK com 756856100 233 26249 SH Sole 26249 REGIONS FINL CORP com 758940100 3131 80000 SH Sole 80000 REN RE JAN 45 com G7496G103 245250 5000 PUT Sole 5000 SEACOAST FINL SVCS com 81170Q106 3359 115000 SH Sole 115000 SOUND FEDERAL BANCORP com 83607V104 4829 276700 SH Sole 276700 SOUTHERN FINL FED com 842870107 3710 82400 SH Sole 82400 SOVEREIGN BANCORP com 845905108 15088 587000 SH Sole 587000 STATE STREET JAN 45 com 857477103 520800 10000 PUT Sole 10000 STERLING BANCORP com 859158107 1853 65000 SH Sole 65000 SUNTRUST BANKS com 867914103 8075 110000 SH Sole 110000 TEXAS CAPITAL BANC com 88224Q107 1973 121000 SH Sole 121000 UNITED NTL BANCORP com 910909100 3197 89200 SH Sole 89200 USB HOLDING com 902910108 9199 433487 SH Sole 433487 US BANCORP com 902973304 7771 245000 SH Sole 245000 WSFS FINL com 929328102 3547 76000 SH Sole 76000 WAYPOINT FINL com 946756103 4708 200500 SH Sole 200500 WEBSTER FINL com 947890109 2194 46000 SH Sole 46000 WEST COAST BANCORP com 952145100 2582 112100 SH Sole 112100 WESTFIELD FINL com 96008D101 3071 120000 SH Sole 120000 WILLIS GROUP HLDGS com G96655108 3066 90000 SH Sole 90000 WILLOW GROVE BANCORP com 97111W101 2604 132900 SH Sole 132900 XL CAP JAN 70 com G98255105 1938750 25000 PUT Sole 25000 XL CAP JAN 75 com G98255105 775500 10000 PUT Sole 10000 Total 10158524
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