-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdphsquGyEDy0ItUa/pfX2GDXxF9SFK4UeTmANWF4QbTq/xZ95YeQZryWM3q5po2 +sMKnyBnVmSsIkZ8Fsp63Q== 0001047469-04-014543.txt : 20040430 0001047469-04-014543.hdr.sgml : 20040430 20040430091540 ACCESSION NUMBER: 0001047469-04-014543 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040430 EFFECTIVENESS DATE: 20040430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 04767474 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2135377z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. Address: 150 Allens Creek Road Rochester, NY 14618 Form 13F File Number: 028-10662 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz Title: President Phone: 585-770-1770 Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY April 30, 2004 ------------------------------- ----------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $413,709 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. MENDON CAPITAL ADVISORS CORP. FORM 13F INFORMATION TABLE - MARCH 31, 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ ASB Holding Compnay com 00210H108 1717 100700 SH Sole 100700 Abington Bancorp com 00350P100 7466 165110 SH Sole 165110 Ace Ltd Apr 40 com G0070K103 427 10000 Put Sole 10000 AIG Apr 65 com 026874107 714 10000 Put Sole 10000 Alliance Financial com 019205103 1727 52500 SH Sole 52500 Alpena Bancshares com 020584108 120 5000 SH Sole 5000 American Exp Apr 50 com 025816109 104 2000 Put Sole 2000 Ameritrade com 03074K100 13321 865000 SH Sole 865000 Amsouth Apr 25 com 032165102 235 10000 Put Sole 10000 Astoria Financial com 046265104 8443 222000 SH Sole 222000 Atlantic Liberty com 048668107 774 40000 SH Sole 40000 Bank of Rhode Island com 059690107 3985 119000 SH Sole 119000 Bank Mutual com 063750103 2104 188000 SH Sole 188000 Bank of NY com 064057102 8159 259000 SH Sole 259000 Bank United Finl com 06652B103 3416 115000 SH Sole 115000 Bear Stearns com 073902108 6138 70000 SH Sole 70000 Boston Fed com 101178101 1029 30000 SH Sole 30000 Bridge Street Financial com 10805U109 3155 207400 SH Sole 207400 Capital Bank Raleigh com 139793103 473 28000 SH Sole 28000 Capital Federal Finl com 14057C106 3590 100000 SH Sole 100000 Cardinal Finl Corp com 14149F109 2688 280000 SH Sole 280000 Central Bancorp com 152418109 4732 126100 SH Sole 126100 Charter One Finl com 160903100 1945 55000 SH Sole 55000 Charter Finl Corp com 16122M100 6968 177000 SH Sole 177000 Chester Valley Bancorp com 166335109 115 5250 SH Sole 5250 Citigroup com 172967101 10779 208500 SH Sole 208500 Citizens South com 176682102 6709 488400 SH Sole 488400
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ City Natl Corp com 178566105 3594 60000 SH Sole 60000 Comerica com 200340107 5975 110000 SH Sole 110000 Connecticut Bank com 207546102 3230 170000 SH Sole 170000 Conseco com 208464883 3358 145000 SH Sole 145000 Countrywide Finl com 222372104 16784 175016 SH Sole 175016 Dime Community com 253922108 7072 347500 SH Sole 347500 Dime Bancorp Wts com 2549Q110 4 20000 SH Sole 20000 E Trade com 269246104 7076 530000 SH Sole 530000 E Speed com 296643109 4827 230300 SH Sole 230300 Federated Investors com 314211103 629 20000 SH Sole 20000 Fieldstone Investment com 31659U102 8903 462500 SH Sole 462500 First Commonwealth com 319829107 739 50000 SH Sole 50000 First Kansas Finl com 320651102 570 30000 SH Sole 30000 First Place Finl com 33610T109 1373 75700 SH Sole 75700 Flag Financial com 33832H107 963 75100 SH Sole 75100 Fleet Financial com 339030108 7633 170000 SH Sole 170000 Friedman Billings com 358434108 4049 150000 SH Sole 150000 Goldman Sachs com 38141G104 2609 25000 SH Sole 25000 Greenpoint com 395384100 15299 350000 SH Sole 350000 Hartford Finl com 416515104 3822 60000 SH Sole 60000 Hudson City Bancorp com 443683107 7525 199000 SH Sole 199000 Hudson United com 444165104 2283 60000 SH Sole 60000 Interchange Finl Services com 458447109 1531 63000 SH Sole 63000 JPM Apr 40 com 46625H100 420 10000 Put Sole 10000 Keycorp com 493267108 1060 35000 SH Sole 35000 KNBT Bancorp com 482921103 2608 147500 SH Sole 147500 Lehman Brothers com 524908100 5387 65000 SH Sole 65000 Luminent com 550278303 414 29000 SH Sole 29000 MAF bancorp com 55261R108 5433 125000 SH Sole 125000 MBNA Corp com 55262L100 3730 135000 SH Sole 135000 MBT Finl com 578877102 927 53837 SH Sole 53837 Mellon Bank com 58551A108 6023 192500 SH Sole 192500 Mercantile Bank com 587405101 2148 50000 SH Sole 50000 Merrill Lynch com 590188108 7594 127500 SH Sole 127500 Morgan Stanley com 617446448 8022 140000 SH Sole 140000 National Comm Bancorp com 63545P104 5221 182500 SH Sole 182500 Nationwide Finl Serv com 638312101 3425 95000 SH Sole 95000 New York Community com 649445103 12502 364688 SH Sole 364688
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Northwest Bancorp com 667328108 1613 63091 SH Sole 63091 PMI Group com 69344M101 5473 146500 SH Sole 146500 PNC Financial com 693475105 2771 50000 SH Sole 50000 Paychex com 704326107 4343 122000 SH Sole 122000 Peoples Bank Bridgeport com 710198102 8903 191500 SH Sole 191500 Piper Jaffray com 724078100 3249 60000 SH Sole 60000 Provident Bancorp com 74383A109 2394 202000 SH Sole 202000 Provident Finl Hldgs com 743868101 3849 150000 SH Sole 150000 Provident Finl Svcs com 74386T105 935 50000 SH Sole 50000 Provident Bancshares com 743859100 1569 50000 SH Sole 50000 Providian com 74406A102 11685 892000 SH Sole 892000 Radian com 750236101 5006 117500 SH Sole 117500 Red Oak Bank com 756856100 245 26249 SH Sole 26249 Schwab Apr 10 com 808593105 290 25000 Put Sole 25000 Service Bancorp com 81756X103 369 11700 SH Sole 11700 Sound Federal com 83607V104 3891 264700 SH Sole 264700 Southern Financial com 842870107 638 14300 SH Sole 14300 Southwest Bancorp com 84476R109 435 25000 SH Sole 25000 Sovereign Bancorp com 845905108 13673 638357 SH Sole 638357 Sterling Bancorp com 859158107 1895 65000 SH Sole 65000 Suntrust Banks com 867914103 7668 110000 SH Sole 110000 Synergy Financial com 87162V102 4190 407240 SH Sole 407240 Texas Capital Bankshares com 88224Q107 1963 121000 SH Sole 121000 USB Holding com 902910108 8797 358487 SH Sole 358487 US Bancorp com 902973304 8295 300000 SH Sole 300000 Union Planters com 908068109 2687 90000 SH Sole 90000 WSFS Financial com 929328102 3813 76000 SH Sole 76000 Wachovia Apr 45 com 929903102 470 10000 Put Sole 10000 Washington Mutual com 939322103 1281 30000 SH Sole 30000 Waypoint Finl com 946756103 6552 244300 SH Sole 244300 Webster Finl com 947890109 7607 150000 SH Sole 150000 Wells Fargo Apr 55 com 949746101 1133 20000 Put Sole 20000 West Coast Bancorp com 952145100 1968 86500 SH Sole 86500 Westfield Finl com 96008D101 2954 120000 SH Sole 120000 Willis Group com G96655108 2418 65000 SH Sole 65000 Willow Grove com 97111W101 1507 84100 SH Sole 84100 Wilshire Finl com 971867205 1394 141500 SH Sole 141500 413709
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