-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GszZNrXjQonqICJ+6FKtSTwM+GjvY1JBNghSTcQA8zIso0v/Mfxy0TwJQqY9PYkZ VQ64UytWn6LWAf5r6hS79Q== 0001047469-04-032460.txt : 20041029 0001047469-04-032460.hdr.sgml : 20041029 20041029093630 ACCESSION NUMBER: 0001047469-04-032460 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041029 DATE AS OF CHANGE: 20041029 EFFECTIVENESS DATE: 20041029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 041104410 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2145632z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ] Amendment No.: _______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. Address: 150 Allens Creek Road Rochester, NY 14618 Form 13F File Number: 028-10662 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Anton Schutz Title: President Phone: 585-770-1770 Signature, place and date of signing: /s/ Anton Schutz, Rochester, NY 14618 October 29, 2004 Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: $345,289 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. MENDON CAPITAL ADVISORS CORP. FORM 13F INFORMATION TABLE For the Quarter Ended September 30, 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 Name of Issuer Title of Class CUSIP Value Shrs or Sh/ Put/ Investment Other Voting Authority (X $1000) Prn Amt Prn Call Discretion Managers Sole Shared None AJS Bancorp com 00150p102 627 26,700 SH Sole 26,700 Allstate Corp Oct 47.50 com 020002101 1200 25,000 put Sole 25,000 ASB Holding com 00210H108 1655 106,800 SH Sole 106,800 Alliance Financial com 019205103 2527 87000 SH Sole 87000 American Express Oct 50 com 025816109 7719 150000 put Sole 150000 American West Bancorp com 03058p109 192 10200 SH Sole 10200 Ameritrade com 03074k100 7386 615000 SH Sole 615000 Amsouth Oct 25 com 032165108 1220 50000 put Sole 50000 Astoria Finl com 046265104 8340 235000 SH Sole 235000 BB&T Oct 40 com 054937107 992 25000 put Sole 25000 BB&T Oct 37.50 com 054937107 1985 50000 put Sole 50000 BB&T Nov 40 com 054937107 992 25000 put Sole 25000 Bancorp Rhode Island com 059690107 6283 176500 SH Sole 176500 Bancshares of Florida com 05976U102 4524 285000 SH Sole 285000 Banctrust Financial com 05978r107 76 4034 SH Sole 4034 Bank of America com 060505104 260 6000 SH Sole 6000 Bank of New York com 064057102 7147 245000 SH Sole 245000 Berkshire Hills Bancorp com 084680107 924 25000 SH Sole 25000 Beverly Hills Bancorp com 087866109 1479 141500 SH Sole 141500 Boston Private Bancorp com 101119105 624 25000 SH Sole 25000 Bridge Street Financial com 10805U109 3937 258517 SH Sole 258517 CIT Group com 125581108 561 15000 SH Sole 15000 Capital Bank Raleigh com 139793103 1128 70000 SH Sole 70000 Capital One Financial com 14040H105 148 2000 SH Sole 2000 Capital Federal Financial com 14057C106 1770 55000 SH Sole 55000 Cardinal Financial Corp com 14149F109 2880 306100 SH Sole 306100 Central Bancorp com 152418109 3942 126100 SH Sole 126100 Charter Financial com 16122M100 5700 168000 SH Sole 168000 Citigroup com 172967101 10368 235000 SH Sole 235000 Citizens South Banking com 176682102 7239 575500 SH Sole 575500 City National Corp com 178566105 325 5000 SH Sole 5000 Colonial Bancorp com 195493309 614 30000 SH Sole 30000 Comerica com 200340107 1686 28400 SH Sole 28400 Compass Bancshares Oct 40 com 20449h109 1096 25000 put Sole 25000 Connecticut Bank and Trust com 207546102 3172 171000 SH Sole 171000 Conseco com 208464883 5745 310000 SH Sole 310000 Dime Community Bancshares com 253922108 3427 204000 SH Sole 204000 Dime Bancorp Inc com 25429Q110 3 20000 SH Sole 20000 EFC Bancorp com 268423100 654 26000 SH Sole 26000 Etrade Securities com 269246104 3883 340000 SH Sole 340000 FFLC Bancorp com 30242w104 267 9900 SH Sole 9900 Federal Trust Corp com 314012105 635 76100 SH Sole 76100 Fidelity Bankshares com 30242w104 763 20525 SH Sole 20525 Fieldstone Investment com 31659U102 7863 462500 SH Sole 462500 First Merit Corp com 337915102 989 37500 SH Sole 37500 Friedman Billings Ramsey com 358434108 5062 265000 SH Sole 265000 Gold Banc Corp com 379907108 2361 175000 SH Sole 175000 Greenpoint Financial com 395384100 12953 280000 SH Sole 280000 Greenville Bancshares com 39607y100 2202 120000 SH Sole 120000 Harrington West Financial com 41383l104 1058 60000 SH Sole 60000 Heritage Commerce Corp com 426927109 248 15000 SH Sole 15000 Hingham Institution com 433323102 869 21000 SH Sole 21000 Hudson City Bancorp com 443683107 8631 241500 SH Sole 241500 Hudson United Bancorp com 444165104 2211 60000 SH Sole 60000 Interchange Financial Serv com 458447109 2203 91900 SH Sole 91900 JP Morgan Oct 40 com 46625h100 993 25000 put Sole 25000 JP Morgan Oct 37.50 com 46625h100 3973 100000 put Sole 100000 Lawrence Savings Bank com 50215p100 597 30000 SH Sole 30000 Lehman Brothers com 524908100 598 7500 SH Sole 7500 MAF Bancorp com 55261R108 6060 140500 SH Sole 140500 MBNA Corp com 55262L100 3906 155000 SH Sole 155000 Mass Bank Corp Reading com 576152102 554 15000 SH Sole 15000 Marshall and Isley com 571834100 403 10000 SH Sole 10000 Mellon Bank Corp com 58551A108 6230 225000 SH Sole 225000 Merrill Lynch com 590188108 4599 92500 SH Sole 92500 Millenium Bankshares com 60037b106 1204 145000 SH Sole 145000 Morgan Stanley com 617446448 5339 122500 SH Sole 122500 National City Oct 35 com 635405103 3862 100000 put Sole 100000 National City Oct 37.50 com 635405103 3862 100000 put Sole 100000 New York Community com 649445103 2824 137500 SH Sole 137500 North Fork Bancorp com 659424105 889 20000 SH Sole 20000 Northern Trust com 665859104 408 10000 SH Sole 10000 Morthwest Bancorp com 667328108 1430 63091 SH Sole 63091 PMI Group com 69344m101 5742 141500 SH Sole 141500 Pacific Premier bancorp com 69478x105 1183 100000 SH Sole 100000 Paychex com 704326107 2563 85000 SH Sole 85000 Pennfed Financial Services com 708167101 608 20000 SH Sole 20000 Peoples Bank Bridgeport com 710198102 11255 315000 SH Sole 315000 Provident Bancorp com 74383a109 3905 332600 SH Sole 332600 Provident Financial Holdings com 743868101 4544 156674 SH Sole 156674 Providian Financial Corp com 74406a102 5124 329700 SH Sole 329700 Prudential Financial com 744320102 235 5000 SH Sole 5000 Radian Group com 750236101 7628 165000 SH Sole 165000 Republic First com 760416107 916 70000 SH Sole 70000 Red Oak Bank com 756856100 220 26249 SH Sole 26249 SNB Bancshares com 78460m209 7757 647500 SH Sole 647500 Saxon Capital com 80556t106 2150 100000 SH Sole 100000 Sound Federal Bancorp com 83607v104 5930 405600 SH Sole 405600 Sovereign Bancorp com 845905108 12219 560000 SH Sole 560000 Sterling Bancshares com 859158107 2633 130000 SH Sole 130000 Synergy Financial com 87162v102 7788 737497 SH Sole 737497 Technology Investment Cap com 878717305 2248 160700 SH Sole 160700 Texas Regal Bancshares com 882673106 933 30000 SH Sole 30000 USB Holding Company com 902910108 9628 380835 SH Sole 380835 US Bancorp com 902973304 4335 150000 SH Sole 150000 WSFS Financial com 929328102 500 10000 SH Sole 10000 Wachovia Oct 45 com 929903102 2348 50000 put Sole 50000 Wainwright Bank com 930705108 1520 133430 SH Sole 133430 Waypoint Financial com 946756103 6735 244300 SH Sole 244300 Webster Financial com 947890109 6668 135000 SH Sole 135000 Wells Fargo Oct 55 com 949746101 8945 150000 put Sole 150000 Wells Fargo Nov 55 com 949746101 2982 50000 put Sole 50000 Westfield Financial com 96008d101 1440 61000 SH Sole 61000 Willow Grove Bancorp com 97111w101 4138 249600 SH Sole 249600 Total 345289
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