-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KdT+lvk+Y275cJaUsEptoLLftfFEISjjlpROcwE5gFWv1+desZYUmMul5S9u8Oig gox9JY6OErSofcczS572Ig== 0001047469-05-013662.txt : 20050506 0001047469-05-013662.hdr.sgml : 20050506 20050506100614 ACCESSION NUMBER: 0001047469-05-013662 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050506 DATE AS OF CHANGE: 20050506 EFFECTIVENESS DATE: 20050506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 05805706 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR/A 1 a2157624z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 ----------------------- Check Here if Amendment /X/; Amendment Number: 1 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz, Rochester, NY 14618 May 6, 2005 -------------------------- -------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 135 ----------------------- Form 13F Information Table Value Total: $429,326 (in thousands) ----------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. Mendon Capital Advisors Corp. Form 13F Information Table For Quarter Ended December 31 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 Name of Issuer Title or Class CUSIP Value Shrs or Sh/ Put/ Investment Other Voting Authority (X $1000) Prn Amt Prn Call Discretion Managers Sole Shared None Ace Jan 40 Common 010366437 2138 50000 put Sole 50000 ASB Holding Company Common 00210H108 1858 106,800 SH Sole 106,800 Alliance Financial Common 019205103 2928 96001 SH Sole 96001 Allstate Jan 47.50 Common 020002101 5172 100000 put Sole 100000 Allstate Feb 47.50 Common 020002101 2586 50000 put Sole 50000 American Express Jan 50 Common 025816109 5637 100000 put Sole 100000 American Express Jan 55 Common 025816109 5637 100000 put Sole 100000 Americredit Jan 20 Common 03060R101 611 25000 put Sole 25000 Americredit Jan 22.50 Common 03060R101 1223 50000 put Sole 50000 Ameritrade Common 03074K100 5617 395000 SH Sole 395000 Amsouth Bancorp Mar 25 Common 032165108 648 25000 put Sole 25000 Ares Capital Common 04010L103 1364 70192 SH Sole 70192 Astoria Financial Corp Common 046265104 4433 110900 SH Sole 110900 BB&T Jan 40 Common 054937107 4205 100000 put Sole 100000 BB&T Feb 40 Common 054937107 2103 50000 put Sole 50000 BB&T Mar 42.50 Common 054937107 1051 25000 put Sole 25000 Bancorp Rhode Island Common 059690107 6644 168000 SH Sole 168000 Bancshares of Florida Common 05976U102 4363 270800 SH Sole 270800 Bank Mutual Common 063750103 1460 120000 SH Sole 120000 Bank of America Common 060505104 2819 60000 SH Sole 60000 Bank of New York Common 064057102 6851 205000 SH Sole 205000 BankAtlantic Bancorp Common 065908501 1791 90000 SH Sole 90000 Banknorth Group Common 06646R107 7832 214000 SH Sole 214000 Bear Stearns Jan 100 Common 073902108 2558 25000 put Sole 25000 Berkshire Hills Bancorp Common 084801107 1115 30000 SH Sole 30000 Bridge Street Financial Common 10805U109 4254 227500 SH Sole 227500 Capital Bank Raleigh Common 139793103 1285 70000 SH Sole 70000 Capital One Financial Common 14040H105 421 5000 SH Sole 5000 Cardinal Financial Common 14149F109 2913 261300 SH Sole 261300 Center Bancorp Inc Common 152418109 336 25600 SH Sole 25600 Central Bancorp Mass Common 152418109 3538 126100 SH Sole 126100 Century Bancorp Common 156432106 295 10000 SH Sole 10000 Charter Financial Common 16122M100 7146 163000 SH Sole 163000 Citigroup Common 172967101 7251 150500 SH Sole 150500 Citizens South Banking Common 176682102 8957 627900 SH Sole 627900 Coast Financial Holdings Common 190354100 2209 126200 SH Sole 126200 Conerica Common 200340107 2746 45000 SH Sole 45000 Compass Bankshares Jan 50 Common 20449H109 730 15000 call Sole 15000 Connecticut Bank and Trust Common 207546102 3094 170500 SH Sole 170500 Countrywide Jan 37.50 Common 222372104 925 25000 put Sole 25000 Countrywide Jan 32.50 Common 222372104 1851 50000 put Sole 50000 Dime Community Bancorp Common 253922108 13289 742000 SH Sole 742000 Doral Finl Jan 45 Common 25811P100 3448 70000 put Sole 70000 EFC Bancorp Common 268423100 782 30000 SH Sole 30000 Eaton Vance May 40 Common 278265103 704 27000 put Sole 27000 Etrade Financial Common 269246104 2841 190000 SH Sole 190000 Federal Trust Common 314012105 919 90100 SH Sole 90100 Fidelity Bankshares Common 31604Q107 4062 95000 SH Sole 95000 Fieldstone Investment Corp Common 31659U102 7978 462500 SH Sole 462500 First Horizon Jan 45 Common 320517105 539 12500 call Sole 12500 First State Financial Common 33708M206 605 46500 SH Sole 46500 First Merit Corp Common 337915102 1211 42500 SH Sole 42500 Genworth Finl Mar 25 Common 37247D106 675 25000 put Sole 25000 Gold Bancorp Common 379907108 2924 200000 SH Sole 200000 Goldman Sachs Common 38141G104 7803 75000 SH Sole 75000 Greenville First Bancshares Common 39607Y100 2039 103800 SH Sole 103800 Harrington West Finl Common 413831104 622 33000 SH Sole 33000 Hingham Institution Common 433323102 923 21000 SH Sole 21000 Home Federal Common 43709A101 652 51947 SH Sole 51947 Hudson City Bancorp Common 443683107 11109 301700 SH Sole 301700 Huntington Bancshares Common 446150104 371 15000 SH Sole 15000 Independence Community Bank Common 453414104 5110 120000 SH Sole 120000 Interchange Financial Common 458447109 2955 113873 SH Sole 113873 Investors Finl Jan 47.50 Common 461915100 2499 50000 put Sole 50000 Janus Jan 15 Common 47102X105 1681 100000 put Sole 100000 Janus Mar 15 Common 47102X105 841 50000 put Sole 50000 JP Morgan Chase Common 46625H100 6632 170000 SH Sole 170000 KNBT Bancorp Common 482921103 1775 105000 SH Sole 105000 Keycorp Jan 32.50 Common 493267108 1695 50000 put Sole 50000 Keycorp Feb 32.50 Common 493267108 3390 100000 put Sole 100000 Keycorp Mar32.50 Common 493267108 2543 75000 put Sole 75000 Knight Trading Jan 10 Common 499063105 1095 100000 put Sole 100000 Knight Trading Apr 10 Common 499063105 548 50000 put Sole 50000 Lehman Brothers Common 524908100 3499 40000 SH Sole 40000 LSB Bancshares Common 502158108 353 20900 SH Sole 20900 Lawrence Savings Bank Common 50215P100 556 30000 SH Sole 30000 M&T Bancorp Jan 100 Common 55261F104 324 3000 put Sole 3000 MAF Bancorp Common 55261R108 6297 140500 SH Sole 140500 MBNA Bancorp Common 55262L100 4369 155000 SH Sole 155000 Marsh and McClennan Jan 30 Common 571748102 1645 50000 put Sole 50000 Mellon Financial Common 58551A108 3111 100000 SH Sole 100000 Merrill Lynch Common 590188108 4931 82500 SH Sole 82500 Metlife Mar 40 Common 59156R108 1013 25000 put Sole 25000 Metris Jan 10 Common 591598107 638 50000 put Sole 50000 Metris Feb 10 Common 591598107 1275 100000 put Sole 100000 Metris Apr 10 Common 591598107 638 50000 put Sole 50000 Millenium Bancshares Common 60037B106 1485 165000 SH Sole 165000 Morgan Stanley Common 617446448 4580 82500 SH Sole 82500 National City Jan 35 Common 635405103 1502 40000 put Sole 40000 New York Community Jan 20 Common 635405103 2057 100000 put Sole 100000 Northfork Bancorp Common 659424105 4962 518615 SH Sole 518615 Northern Trust Common 665859104 972 20000 SH Sole 20000 Northwest Bancorp Common 667328108 2336 93091 SH Sole 93091 Ocean Shore Holding Common 67501P107 25 2043 SH Sole 2043 PMI Group Common 69344M101 5908 141500 SH Sole 141500 Pacific Premier Bancorp Common 69478X105 1110 83700 SH Sole 83700 Peoples Bank Bridgeport Common 710198102 15362 395000 SH Sole 395000 Provident Bancorp Common 74383A109 3495 265000 SH Sole 265000 Provident Financial Common 743868101 4338 150400 SH Sole 150400 Providian Financial Common 74406A102 5460 331500 SH Sole 331500 Radian Group Common 750236101 5590 105000 SH Sole 105000 Red Oak Bank Hanover Common 756856100 471 39561 SH Sole 39561 Republic First Bancorp Common 760416107 1607 105000 SH Sole 105000 SNB Bancshares Common 78460M209 11474 777245 SH Sole 777245 Schwab Jan 10 Common 808513105 598 50000 put Sole 50000 Schwab Mar 10 Common 808513105 1196 100000 put Sole 100000 Sound Federal Bancorp Common 83607V104 6588 405400 SH Sole 405400 Southwest Bancorp May 22.50 Common 84476R109 47 2000 put Sole 2000 Sovereign Bancorp Common 845905108 10937 485000 SH Sole 485000 South Finl Group Feb 30 Common 837841105 1627 50000 put Sole 50000 St Paul Traveler Feb 35 Common 792860108 1854 50000 put Sole 50000 Sterling Bancorp Common 859158107 1834 78000 SH Sole 78000 Sterling Bancshares Common 858907108 571 40000 SH Sole 40000 Suntrust Banks Common 867914103 4063 55000 SH Sole 55000 Sussex Bancorp Common 869245100 1099 70000 SH Sole 70000 Synergy Financial Common 87162V102 5510 410000 SH Sole 410000 TCF Financial Common 872275102 4821 150000 put Sole 150000 TIB Financial Common 872449103 685 27000 SH Sole 27000 Technology Invt Corp Rights Rights 878717115 50 100000 SH Sole 100000 Technology Invt Corp Common 878717305 1501 100000 SH Sole 100000 UCBH Holdings Common 90262T308 687 15000 put Sole 15000 USB Holding Common 902910108 9483 380835 SH Sole 380835 Unum provident Feb 15 Common 91529Y106 897 50000 put Sole 50000 WSFS Financial Common 929328102 600 10000 SH Sole 10000 Wachovia Jan 50 Common 929903102 7890 150000 put Sole 150000 Wachovia Apr 50 Common 920003102 2630 50000 put Sole 50000 Wainwright Bank and Trust Common 930705108 540 43560 SH Sole 43560 Washington Mutual Jan 40 Common 939322103 8456 200000 put Sole 200000 Waypoint Financial Common 946756103 6926 244300 SH Sole 244300 Webster Financial Common 947890109 8356 165000 SH Sole 165000 Wells Fargo Jan 60 Common 949746101 3108 50000 put Sole 50000 Wells Fargo Apr 60 Common 949746101 1554 25000 put Sole 25000 Westfield Financial Common 96008D101 1570 60800 SH Sole 60800 Willow Grove Bancorp Common 97111W101 5488 289900 SH Sole 289900 XL Cap Feb 75 Common G98255105 1941 25000 put Sole 25000 Total 429326
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