-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IqRzXhbaK9eWRyOJelwfx8oMMgPjcsBFtQE+Iwq/MkXh9nOQ0UE4bAq4kNFhZaFF l7D5ROtHw9a6JTNRNdB8Xg== 0001047469-05-020179.txt : 20050728 0001047469-05-020179.hdr.sgml : 20050728 20050728081412 ACCESSION NUMBER: 0001047469-05-020179 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050728 DATE AS OF CHANGE: 20050728 EFFECTIVENESS DATE: 20050728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 05979058 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2161365z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 July 28, 2005 -------------------------- -------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 105 ----------------------- Form 13F Information Table Value Total: $384,911 (in thousands) ----------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. MENDON CAPITAL ADVISORS CORP. FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 Name of Issuer Title of Class CUSIP Value Shrs or Sh/ Put/ Investment Other Voting Authority (X $1000) Prn Amt Prn Call Discretion Managers Sole Shared None Aflac Inc Aug 35 com 001055102 3921 90600 put Sole 90600 Aflac Inc Aug 40 com 001055102 2164 50000 put Sole 50000 Aflac Inc Nov 40 com 001055102 1082 25000 put Sole 25000 ASB Holding Company com 00210H108 1,010 40000 SH Sole 40000 Alliance Financial com 019205103 3386 108,401 SH Sole 108,401 Allstate Inc Jul 55 com 020002101 5975 100,000 put Sole 100,000 Allstate Inc Oct 55 com 020002101 1494 25,000 put Sole 25,000 Amegy Bancorporation com 02343R102 269 12000 SH Sole 12000 Amegy Banc July 22.50 com 02343R102 560 25000 call Sole 25000 Amegy Banc Aug 22.50 com 02343R102 560 25000 call Sole 25000 American Express Aug 50 com 025816109 2662 50000 put Sole 50000 Americredit Jul 25 com 03060R101 1275 50000 put Sole 50000 Ameritrade Aug 10 com 03074K100 925 50000 put Sole 50000 Ares Capital com 04010L103 5349 300000 SH Sole 300000 Astoria Financial Corp com 046265104 1794 63000 SH Sole 63000 BB&T com 054937107 4197 105000 SH Sole 105000 Bancorp Rhode Island com 059690107 8327 227500 SH Sole 227500 Bancshares of Florida com 05976U102 300 17650 SH Sole 17650 Bank of America com 060505104 6157 135000 SH Sole 135000 Bank Mutual com 063750103 4784 884117 SH Sole 884117 Bridge Street Financial com 10805U109 3919 221977 SH Sole 221977 Cardinal Financial com 14149F109 762 81200 SH Sole 81200 Center Bancorp Inc com 151408101 411 36235 SH Sole 36235 Central Bancorp Mass com 152418109 3496 135100 SH Sole 135100 Charter Financial com 16122M100 7659 219215 SH Sole 219215 Citigroup com 172967101 9024 195200 SH Sole 195200 Citizens South Banking com 176682102 8923 703137 SH Sole 703137 Coast Financial Holdings com 190354100 2333 133490 SH Sole 133490 Comerica com 200340107 4335 75000 SH Sole 75000 Connecticut Bank and Trust com 207546102 2506 2097 SH Sole 2097 Countrywide Jul 35 com 222372104 1931 50000 put Sole 50000 Countrywide Oct 35 com 222372104 965 25000 put Sole 25000 Dime Community Bancorp com 253922108 10690 703300 SH Sole 703300 E Trade Jul 10 com 269246104 700 50000 put Sole 50000 E Trade Jul 11 com 269246104 1399 100000 put Sole 100000 Federal Trust com 314012105 463 41300 SH Sole 41300 Fieldstone Investment Corp com 31659U102 3034 210700 SH Sole 210700 Fifth Third Jul 40 com 316773100 6176 150000 put Sole 150000 First Merit Corp com 337915102 1175 45000 SH Sole 45000 First Niagara Financial com 33582V108 3797 260458 SH Sole 260458 Franklin Res Jul 75 com 354613101 3849 50000 put Sole 50000 Friedman Billings Aug 12.5 com 358434108 715 50000 put Sole 50000 Genworth Sep 25 com 37247D106 756 25000 put Sole 25000 Gold Bancorp com 379907108 2279 156600 SH Sole 156600 Golden West Jul 60 com 381317106 3219 50000 put Sole 50000 Golden West Jul 65 com 381317106 1610 25000 put Sole 25000 Golden West Aug 60 com 381317106 3219 50000 put Sole 50000 Greenville First Bancshares com 39607Y100 2035 98071 SH Sole 98071 Harrington West Finl com 413831104 462 30000 SH Sole 30000 Hingham Institution com 433323102 893 21000 SH Sole 21000 Hudson City Bancorp com 443683107 26736 2343217 SH Sole 2343217 Hudson United com 444165104 1805 50000 SH Sole 50000 Huntington Bancshares com 446150104 362 15000 SH Sole 15000 Impac Mortgage Jul 20 com 45254P102 474 25400 put Sole 25400 Interchange Financial com 458447109 3195 174109 SH Sole 174109 JP Morgan Chase com 46625H100 7594 215000 SH Sole 215000 Janus Capital Sept 15 com 47102X105 752 50000 put Sole 50000 Janus Capital Sept 12.5 com 47102X105 752 50000 put Sole 50000 Keycorp July 32.5 com 493267108 3315 100000 put Sole 100000 Lawrence Savings Bank com 50215P100 486 30000 SH Sole 30000 M&T Bank Aug 100 com 55261F104 2629 25000 put Sole 25000 Merrill Lynch com 590188108 4538 82500 SH Sole 82500 Metris Cos com 591598107 1446 100000 put Sole 100000 Millenium Bancshares com 60037B106 2420 338406 SH Sole 338406 Morgan Stanley com 617446448 7215 137500 SH Sole 137500 Mortgage IT Holdings com 61915Q108 9308 510000 SH Sole 510000 National City Jul 32.5 com 635405103 3412 100000 put Sole 100000 National City Aug 35 com 635405103 853 25000 put Sole 25000 National City Aug 32.5 com 635405103 3412 100000 put Sole 100000 Northfork Bancorp com 659424105 13328 474486 SH Sole 474486 Northwest Bancorp com 667328108 4156 195461 SH Sole 195461 Pacific Premier Bancorp com 69478X105 1025 95700 SH Sole 95700 Penn Fed Financial com 708167101 426 25251 SH Sole 25251 Peoples Bank Bridgeport com 710198102 13608 450000 SH Sole 450000 Preferred Bnk LA com 740367107 2399 61000 SH Sole 61000 Prudential Jul 55 com 744320102 3283 50000 put Sole 50000 Prudential Jul 60 com 744320102 3283 50000 put Sole 50000 Rome Bancorp com 77587P103 1505 150000 SH Sole 150000 SLM Jul 45 com 78442P106 2032 40000 put Sole 40000 SNB Bancshares com 78460M209 8947 813328 SH Sole 813328 Sound Federal Bancorp com 83607V104 7263 449459 SH Sole 449459 Sovereign Bancorp com 845905108 19701 881867 SH Sole 881867 State Street Jul 50 com 857477103 1206 25000 put Sole 25000 State Street Aug 45 com 857477103 2413 50000 put Sole 50000 Sterling Bancorp com 859158107 1665 78000 SH Sole 78000 Sterling Bancshares com 858907108 2956 190000 SH Sole 190000 Suntrust Banks com 867914103 2528 35000 SH Sole 35000 Sussex Bancorp com 869245100 717 50000 SH Sole 50000 Synergy Financial com 87162V102 5950 500000 SH Sole 500000 TCF Financial Jul 25 com 872275102 1315 50000 put Sole 50000 TIB Financial com 872449103 728 27000 SH Sole 27000 Technology Invt Corp com 878717305 5016 338897 SH Sole 338897 USB Holding com 902910108 9935 424585 SH Sole 424585 US Bancorp com 902973304 1460 50000 SH Sole 50000 WSFS Financial com 929328102 2369 43300 SH Sole 43300 Wachovia Jul 50 com 920003102 2480 50000 put Sole 50000 Wachovia Aug 50 com 920003102 1240 25000 put Sole 25000 Wainwright Bank and Trust com 930705108 585 52500 SH Sole 52500 Washington Mutual Jul 40 com 939322103 4069 100000 put Sole 100000 Webster Financial com 947890109 5369 115000 SH Sole 115000 Wells Fargo Jul 55 com 949746101 3079 50000 put Sole 50000 Wells Fargo Jul 60 com 949746101 6158 100000 put Sole 100000 Western Alliance Bancorp com 957638109 984 38750 SH Sole 38750 Willow Grove Bancorp com 97111W101 4754 324260 SH Sole 324260 Zions Jul 70 com 989701107 7353 100000 put Sole 100000 Total 384911
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