-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ahui42EhrVxyUxLcCY4GiDTHB7cEBCPUMllH6aOKmslqAKdUjAWOFSEDzfz+Mhnv 4Ou5AXwxAXrGiPmMFcdZfQ== 0001047469-07-009195.txt : 20071114 0001047469-07-009195.hdr.sgml : 20071114 20071114120508 ACCESSION NUMBER: 0001047469-07-009195 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 071242079 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2181171z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 ----------------------- Check here if Amendment [ ]; Amendment No.: --------- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. Address: 150 Allens Creek Road Rochester, NY 14618 Form 13F File Number: 028-10662 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Anton Schutz Title: President Phone: 585-770-1770 Signature, place, and date of signing: /s/ Anton Schutz Rochester, NY 14618 November 13, 2007 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $195,887 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 IITEM 6 ITEM 7 ITEM 8 - ---------------------------- ------------- --------- -------- ------------------------ ---------- --------- ----------------------- TITLE SHRS OF VALUE OR PRN PUT/ INVSTMNT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) AMT SH/PRN CALL DISCRETN MGRS SOLE SHARED NONE CRMH HOLDINGS COM G2554P103 5,725 908,760 SH SOLE 908,760 ENDURANCE SPECIALTY COM G30397106 1,039 25,000 SH PUT SOLE 25,000 ALLIANCE FINANCIAL COM 019205103 10,602 424,074 SH SOLE 424,074 ALLSTATE OCT 55 COM 020002101 2,288 40,000 SH PUT SOLE 40,000 AMERICAN INTERNATIONAL COM 026874107 1,015 15,000 SH SOLE 15,000 ANNALY CAPITAL MANAGEMENT COM 035710409 7,156 449,235 SH SOLE 449,235 ASSURANT INC COM 04621X108 803 15,000 SH SOLE 15,000 BANCORP RHODE ISLAND COM 059690107 9,172 256,483 SH SOLE 256,483 BANK OF AMERICA CORP COM 060505104 2,514 50,000 SH SOLE 50,000 BENJAMIN FRANKLIN COM 082073107 854 59,864 SH SOLE 59,864 BERKSHIRE HILLS COM 084680107 3,038 100,500 SH SOLE 100,500 CAPITAL SOUTH BANCORP COM 14056A101 790 58,500 SH SOLE 58,500 CAPSTEAD MORTGAGE COM 14067E106 2,390 232,500 SH SOLE 232,500 CENTENNIAL BANK COM 151345303 5,453 852,031 SH SOLE 852,031 CENTER BANCORP COM 151408101 1,551 129,249 SH SOLE 129,249 CHICOPEE BANCORP COM 168565109 7,226 525,530 SH SOLE 525,530 CITIZENS SOUTH COM 176682102 9,006 730,383 SH SOLE 730,383 CLIFTON SAVINGS BANK COM 18712Q103 1,106 93,500 SH SOLE 93,500 CONNECTICUT BANK AND TRUST COM 207546102 1,007 159,782 SH SOLE 159,782 DIME COMMUNITY BANK COM 253922108 1,871 125,000 SH SOLE 125,000 DISCOVER FINANCIAL COM 254709108 1,664 80,000 SH SOLE 80,000 FIRST CLOVER FINANCIAL COM 31969M105 371 33,700 SH SOLE 33,700 FIRST COMMUNITY BANCORP COM 31983B101 1,094 20,000 SH SOLE 20,000 FIRST HORIZON NATIONAL COM 320517105 1,333 50,000 SH SOLE 50,000 HAMPSHIRE FIRST BANK COM 408853109 917 100,000 SH SOLE 100,000 HUDSON CITY BANCORP COM 443683107 5,572 363,300 SH SOLE 363,300 IBERIA BANK COM 450828108 958 18,200 SH SOLE 18,200 INVESTORS BANCORP COM 46146P102 13,099 925,059 SH SOLE 925,059 LSB CORP COM 50215P100 927 57,800 SH SOLE 57,800 MIDWEST BANK HOLDINGS COM 598251106 1,108 75,000 SH SOLE 75,000 NEW ENGLAND BANKSHARES COM 643863202 3,115 270,879 SH SOLE 270,879 NEW ALLIANCE BANKSHARES COM 650203102 1,101 75,000 SH SOLE 75,000 NORTHEAST COMMUNITY BANCORP COM 664112109 4,642 430,000 SH SOLE 430,000 NORTHERN TRUST COM 665859104 994 15,000 SH SOLE 15,000 OCEAN FIRST FINANCIAL COM 675234108 132 7,582 SH SOLE 7,582 OSAGE BANKSHARES COM 68764U106 888 100,000 SH SOLE 100,000 PNC COM 693745105 2,043 30,000 SH SOLE 30,000 PAMRAPO BANK COM 697738102 174 9,156 SH SOLE 9,156 PARKVALE FINANCIAL COM 701492100 494 17,024 SH SOLE 17,024 PEOPLES BANK COM 712704105 15,144 893,758 SH SOLE 893,758 PORTER BANCORP COM 736233107 3,697 169,661 SH SOLE 169,661 PROVIDENT BANKSHARES COM 743859100 2,131 2,036 SH SOLE 2,036 ROME BANCORP COM 77587P103 3,075 259,247 SH SOLE 259,247 SOUTH FINANCIAL COM 837841105 1,706 75,000 SH SOLE 75,000 SOVEREIGN BANCORP COM 845905108 6,773 397,500 SH SOLE 397,500 STERLING BANCSHARES COM 858907108 2,210 193,699 SH SOLE 193,699
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 IITEM 6 ITEM 7 ITEM 8 - ---------------------------- ------------- --------- -------- ------------------------ ---------- --------- ----------------------- TITLE SHRS OF VALUE OR PRN PUT/ INVSTMNT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) AMT SH/PRN CALL DISCRETN MGRS SOLE SHARED NONE STERLING BANCORP COM 859158107 6,315 451,050 SH SOLE 451,050 SUN AMERICAN BANCORP COM 86664A103 1,610 258,378 SH SOLE 258,378 SUNTRUST INC COM 867914103 1,513 20,000 SH SOLE 20,000 SUPERIOR BANCORP COM 86806M106 2,649 300,000 SH SOLE 300,000 TCF FINANCIAL COM 872275102 3,862 147,500 SH SOLE 147,500 TEXAS CAPITAL BANCSHARES COM 88224Q107 3,248 149,400 SH SOLE 149,400 US BANCORP COM 902973304 1,627 50,000 SH SOLE 50,000 VIEWPOINT FINANCIAL COM 926727108 12,895 697,808 SH SOLE 697,808 WACHOVIA COM 929903102 5,015 100,000 SH SOLE 100,000 WASHINGTON MUTUAL COM 939322103 353 10,000 SH SOLE 10,000 WEBSTER FINANCIAL COM 947890109 1,264 30,000 SH SOLE 30,000 WILLOW FINANCIAL COM 97111W101 5,568 447,606 SH SOLE 447,606
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