-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N2LJpcgb9H1xRGqgb7IhYGHuiVidoT+9Y1tfJ8aCYG2yBZRgDw46tJF+867ZikXq StRR0f1v7MhTCnu5/AFfeg== 0001047469-08-009297.txt : 20080813 0001047469-08-009297.hdr.sgml : 20080813 20080813131741 ACCESSION NUMBER: 0001047469-08-009297 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 081012526 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2187479z13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 August 14, 2008 ------------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 53 -------------------- Form 13F Information Table Value Total: $116,590 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ ---------- --------- ----------- --------- ------ ---- -------- ------ --------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/PRN PUT/ INVSTMNT OTHER VOTING AUTHORITY CLASS (X $1000) PRN AMT CALL DISCRETN MGRS SOLE SHARED NONE ASSURED GUARANTY LTD COM G0585R106 2,339 130,000 SH SOLE 130,000 0 0 CRM HOLDINGS LTD COM G2554P103 2,247 666,903 SH SOLE 666,903 0 0 INVESCO LTD SHS G149BT108 2,772 115,600 SH SOLE 115,600 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 4,951 235,665 SH SOLE 235,665 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 9,585 576,000 SH SOLE 576,000 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 3,864 95,000 SH SOLE 95,000 0 0 ANNALY CAP MGMT INC COM 035710409 3,102 200,000 SH SOLE 200,000 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 911 140,000 SOLE 140,000 0 0 BANCORP RHODE ISLAND INC COM 059690107 3,573 125,054 SH SOLE 125,054 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 1,324 35,000 SH SOLE 35,000 0 0 BEACON FED BANKCORP INC COM 073582108 1,048 100,000 SH SOLE 100,000 0 0 CAPSTEAD MTG CORP COM 14067E506 2,232 205,750 SH SOLE 205,750 0 0 CHICOPEE BANCORP COM 168565109 3,122 242,996 SH SOLE 242,996 0 0 CHUBB CORP COM 171232101 1,470 30,000 SH SOLE 30,000 0 0 CITIGROUP INC COM 172967101 4,190 250,000 SH SOLE 250,000 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 4,553 603,066 SH SOLE 603,066 0 0 COLONIAL BANCGROUP INC COM 195493309 332 75,000 SH SOLE 75,000 0 0 COMERICA INC COM 200340107 769 30,000 SH SOLE 30,000 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 903 159,782 SH SOLE 159,782 0 0 ESSA BANCORP INC COM 29667D104 501 40,000 SH SOLE 40,000 0 0 FEDERATED INVS INC PA COM 314211103 1,377 40,000 SH SOLE 40,000 0 0 FIRST FED FINL CORP COM 337907109 482 60,000 SH SOLE 60,000 0 0 GUARANTY BANCORP DEL COM 40075T102 1,602 445,000 SH SOLE 445,000 0 0 HUDSON CITY BANCORP COM 443683107 2,282 136,800 SH SOLE 136,800 0 0 IBERIA BANK CORP COM 450828108 334 7,500 SH SOLE 7,500 0 0 INVESTORS BANCORP INC COM 46146P102 3,759 287,847 SH SOLE 287,847 0 0 JP MORGAN CHASE & CO COM 46625H100 5,061 147,500 SH SOLE 147,500 0 0 LSB CORP COM 50215P100 699 45,890 SH SOLE 45,890 0 0 LEHMAN BROS HLDGS INC COM 524908100 594 30,000 SH SOLE 30,000 0 0 MFA MTG INVTS INC COM 55272X102 5,365 822,860 SH SOLE 822,860 0 0 MET LIFE INC COM 59156R108 2,639 50,000 SH SOLE 50,000 0 0 NATIONAL CITY CORP COM 635405103 1,550 325,000 SH SOLE 325,000 0 0 NEW ALLIANCE BANKSHARES INC COM 650203102 1,872 150,000 SH SOLE 150,000 0 0 NORTHEAST CMNTY BANCORP INC COM 664112109 1,124 100,000 SH SOLE 100,000 0 0 NORTHERN TR CORP COM 665859104 1,029 15,000 SH SOLE 15,000 0 0 PACWEST BANCORP DEL COM 695263103 893 60,000 SH SOLE 60,000 0 0 PARKVALE FINL CORP COM 701492100 397 17,024 SH SOLE 17,024 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 7,956 510,000 SH SOLE 510,000 0 0 PORTER BANCORP INC COM 736233107 2,402 160,000 SH SOLE 160,000 0 0 PRUDENTIAL FINL INC COM 744320102 1,195 20,000 SH SOLE 20,000 0 0 ROME BANCORP INC NEW COM 77587P103 2,266 203,267 SH SOLE 203,267 0 0 SOVEREIGN BANCORP INC COM 845905108 920 125,000 SH SOLE 125,000 0 0 STATE STR CORP COM 857477103 640 10,000 SH SOLE 10,000 0 0 STERLING BANCSHARES INC COM 858907108 1,159 127,500 SH SOLE 127,500 0 0 STERLING BANCORP COM 859158107 1,195 100,000 SH SOLE 100,000 0 0 SYNOVUS FINL CORP COM 87161C105 437 50,000 SH SOLE 50,000 0 0 TCF FINANCIAL CORP COM 872275102 992 82,500 SH SOLE 82,500 0 0 TFS FINANCIAL CORP COM 87240R107 4,955 427,490 SH SOLE 427,490 0 0
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------ ---------- --------- ----------- --------- ------ ---- -------- ------ --------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/PRN PUT/ INVSTMNT OTHER VOTING AUTHORITY CLASS (X $1000) PRN AMT CALL DISCRETN MGRS SOLE SHARED NONE TEXAS CAPITAL BANCSHARES INC COM 88224Q107 968 60,500 SH SOLE 60,500 0 0 TRAVELERS COMPANIES INC COM 89417E109 1,085 25,000 SH SOLE 25,000 0 0 VIEWPOINT FINL GROUP COM 926727108 632 42,948 SH SOLE 42,948 0 0 WEBSTER FINL CORP CONN COM 947890109 1,860 100,000 SH SOLE 100,000 0 0 WILLOW FINANCIAL BANCORP INC COM 97111W101 3,081 378,038 SH SOLE 378,038 0 0
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