-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Baf+8UJLoazDyAuhidacy/EkjkKR+HVHbKPOBf7iHm8zA9yOQlkqy6nN1sdkka0c auXcr++isoHqwFlBJ1bdeQ== 0001047469-09-001431.txt : 20090217 0001047469-09-001431.hdr.sgml : 20090216 20090217105517 ACCESSION NUMBER: 0001047469-09-001431 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 09608336 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2190714z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 February 16, 2009 ---------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 77 -------------------- Form 13F Information Table Value Total: $ 135,925 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ----- ASSURED GUARANTY LTD COM G0585R106 114 10,000 SH SOLE 10,000 ASSURED GUARANTY LTD COM G0585R106 912 80,000 SH OTHER 01 80,000 CRMH HOLDINGS LTD COM G2554P103 682 401,299 SH SOLE 401,299 CRMH HOLDINGS LTD COM G2554P103 1,102 648,431 SH OTHER 01 648,431 INVESCO LTD SHS G149BT108 1,308 90,600 SH OTHER 01 90,600 LAZARD LTD COM G54050102 2,974 100,000 SH OTHER 01 100,000 ALLIANCE FINANCIAL CORP NY COM 019205103 3,120 131,641 SH SOLE 131,641 ALLIANCE FINANCIAL CORP NY COM 019205103 5,646 238,231 SH OTHER 01 238,231 AMERICAN CAPITAL AGENCY CORP COM 02503X105 4,047 189,449 SH OTHER 01 189,449 AMERIPRISE FINANCIAL INC COM 03076C106 2,044 87,500 SH OTHER 01 87,500 ANNALY CAPITAL MANAGEMENT INC COM 035710409 5,555 350,000 SH OTHER 01 350,000 ASSURANT INC COM 04621X108 450 15,000 SH SOLE 15,000 ASSURANT INC COM 04621X108 2,400 80,000 SH OTHER 01 80,000 BANCORP RHODE ISLAND INC COM 059690107 1,571 74,121 SH SOLE 74,121 BANCORP RHODE ISLAND INC COM 059690107 3,458 163,090 SH OTHER 01 163,090 BANK OF NEW YORK MELLON COM 064058100 2,125 75,000 SH OTHER 01 75,000 BEACON FED BANKCORP INC COM 073582108 723 88,175 SH SOLE 88,175 BEACON FED BANKCORP INC COM 073582108 1,849 225,463 SH OTHER 01 225,463 CIT GROUP INC COM 125581108 454 100,000 SH SOLE 100,000 CIT GROUP INC COM 125581108 1,022 225,000 SH OTHER 01 225,000 CHICOPEE BANCORP COM 168565109 1,121 94,185 SH SOLE 94,185 CHICOPEE BANCORP COM 168565109 2,248 188,931 SH OTHER 01 188,931 CHIMERA INVESTMENT COM 16934Q109 1,035 300,000 SH SOLE 300,000 CHIMERA INVESTMENT COM 16934Q109 2,070 600,000 SH OTHER 01 600,000 CITIGROUP INC COM 172967101 1,476 220,000 SH OTHER 01 220,000 CITIZENS SOUTH BKG CP DEL COM 176682102 1,960 327,226 SH SOLE 327,226 CITIZENS SOUTH BKG CP DEL COM 176682102 2,220 370,601 SH OTHER 01 370,601 COLONIAL BANGROUP INC COM 195493309 52 25,000 SH SOLE 25,000 COLONIAL BANGROUP INC COM 195493309 104 50,000 SH OTHER 01 50,000 COMERICA INC COM 200340107 993 50,000 SH OTHER 01 50,000 CONNECTICUT BK&TR CO HART NE COM 207546102 511 103,230 SH SOLE 103,230 CONNECTICUT BK&TR CO HART NE COM 207546102 649 131,074 SH OTHER 01 131,074 EATON VANCE CORP COM 278265103 630 30,000 SH OTHER 01 30,000 NON VTG FEDERATED INVS INC PA COM 314211103 1,018 60,000 SH OTHER 01 60,000 FIFTH THIRD BANCORP COM 316773100 3,304 400,000 SH OTHER 01 400,000 FIRST FED FINANCIAL CORP COM 337907109 105 60,000 SH OTHER 01 60,000 FIRST HORIZON NATIONAL CORP COM 320517105 1,615 152,755 SH OTHER 01 152,755 GUARANTY BANCORP DEL COM 40075T102 838 419,211 SH OTHER 01 419,211 HARLEYSVILLE NATL CORP PA COM 412850109 578 40,000 SH SOLE 40,000 HARLEYSVILLE NATL CORP PA COM 412850109 1,444 100,000 SH OTHER 01 100,000 IBERIABANK COM 450828108 154 3,207 SH SOLE 3,207 IBERIABANK COM 450828108 462 9,621 SH OTHER 01 9,621 INVESTORS BANCORP INC COM 46146P102 336 25,000 SH SOLE 25,000 INVESTORS BANCORP INC COM 46146P102 2,686 200,000 SH OTHER 01 200,000 JP MORGAN CHASE & CO COM 46625H100 7,094 225,000 SH OTHER 01 225,000 JANUS GROUP INC COM 47102X105 1,205 150,000 SH OTHER 01 150,000 LINCOLN NATL CORP IND COM 534187109 1,413 75,000 SH OTHER 01 75,000
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ----- MFA MTG INVTS INC COM 55272X102 4,092 694,800 SH OTHER 01 694,800 MERRILL LYNCH & CO INC COM 590188108 291 25,000 SH SOLE 25,000 MERRILL LYNCH & CO INC COM 590188108 3,201 275,000 SH OTHER 01 275,000 METLIFE INC COM 59156R108 4,183 120,000 SH OTHER 01 120,000 MORGAN STANLEY COM NEW 617446448 2,005 125,000 SH OTHER 01 125,000 NATIONAL CITY CORP COM 635405103 362 200,000 SH OTHER 01 200,000 NEW YORK CMNTY BANCORP INC COM 649445103 359 30,000 SH SOLE 30,000 NEW YORK CMNTY BANCORP INC COM 649445103 1,076 90,000 SH OTHER 01 90,000 NORTHEAST CMNTY BANCORP INC COM 664112109 555 80,000 SH OTHER 01 80,000 PACWEST BANCORP DEL COM 695263103 842 31,300 SH OTHER 01 31,300 PARKVALE FINANCIAL CORP COM 701492100 211 17,024 SH OTHER 01 17,024 PEOPLES UNITED FINANCIAL INC COM 712704105 1,516 85,000 SH SOLE 85,000 PEOPLES UNITED FINANCIAL INC COM 712704105 5,574 312,600 SH OTHER 01 312,600 PORTER BANCORP INC COM 736233107 415 26,250 SH SOLE 26,250 PORTER BANCORP INC COM 736233107 1,983 129,174 SH OTHER 01 129,174 PRUDENTIAL FINL INC COM 744320102 757 25,000 SH OTHER 01 25,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 597 75,000 SH OTHER 01 75,000 ROME BANCORP INC COM 77587P103 1,581 181,509 SH SOLE 181,509 ROME BANCORP INC COM 77587P103 2 188 SH OTHER 01 188 SLM CORP COM 78442P106 1,113 125,000 SH SOLE 125,000 SLM CORP COM 78442P106 2,893 325,000 SH OTHER 01 325,000 SCHWAB CHARLES CORP COM 808513105 2,830 175,000 SH OTHER 01 175,000 SOUTH FINANCIAL GROUP INC COM 837841105 1,080 250,000 SH OTHER 01 250,000 STATE STREET CORP COM 857477103 1,573 40,000 SH OTHER 01 40,000 STERLING BANCORP COM 859158107 1,403 100,000 SH OTHER 01 100,000 SYNOVUS FINL CORP COM 87161C105 1,453 175,000 SH OTHER 01 175,000 TFS FINANCIAL CORP COM 87240R107 789 61,151 SH SOLE 61,151 TFS FINANCIAL CORP COM 87240R107 9,188 712,251 SH OTHER 01 712,251 TRAVELERS COMPANIES INC COM 89417E109 2,712 60,000 SH OTHER 01 60,000 WEBSTER FINL CORP CONN COM 947890109 2,412 175,000 SH OTHER 01 175,000
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