-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIrhHQCsC1KRzjMigZwjtT8eINlOc+r2Hc1VZzKojkavQ5L3fynX9ai2Es0buSYq c18WOKax3meRbQZZdKJM+A== 0000921531-01-500024.txt : 20020410 0000921531-01-500024.hdr.sgml : 20020410 ACCESSION NUMBER: 0000921531-01-500024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBEFLEX CAPITAL L P CENTRAL INDEX KEY: 0000921531 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330597629 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04886 FILM NUMBER: 1779758 BUSINESS ADDRESS: STREET 1: 4365 EXECUTAIVE DR #740 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6196589060 MAIL ADDRESS: STREET 1: 4365 EXECUTIVE DR STE 720 CITY: SAN DIEGO STATE: CA ZIP: 92121 13F-HR 1 gf13f2001q3.txt GLOBEFLEX CAPITAL 2K1Q3 13F FILING 13F-HR 09/30/01 0000921531 mpsca#9q AMEX BSE CSE CSX NASD NYSE PHLX PCX J. O'Connell 858-658-9060 syschange@globeflex.com joconnell@globeflex.com 13F-HR Form 13F Holdings Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GlobeFlex Capital, L.P. Address: 4365 Executive Drive Suite 720 San Diego, CA 92121 13F File Number: 28-4886 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer O'Connell Title: Accounting Mgr/Compliance Officer Phone: 858-658-9060 Signature, Place, and Date of Signing: Jennifer O'Connell San Diego, California September 30, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 382 Form 13F Information Table Value Total: $557,562 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------- ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 00000234 00004515 SH SOLE 00004515 00000000 00000000 ABERCROMBIE & FITCH COM 002896207 00001171 00066600 SH SOLE 00034300 00000000 00032300 ADAPTEC INC COM 00651F108 00001998 00254300 SH SOLE 00254300 00000000 00000000 ADOBE SYS INC COM 00724F101 00000151 00006320 SH SOLE 00006320 00000000 00000000 ADVANCED ENERGY INDS COM 007973100 00000171 00010300 SH SOLE 00010300 00000000 00000000 ADVANCED FIBRE COMMU COM 00754A105 00000108 00007425 SH SOLE 00007425 00000000 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