-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pc93/uMZFp17qOev7DUS7H4vvfmLAwXGsm+ajbMDH8H7y5GBFYUxsCBKctBYRSHO KJKzxIVpqSbUakmHzde+bQ== 0000919574-01-501200.txt : 20020410 0000919574-01-501200.hdr.sgml : 20020410 ACCESSION NUMBER: 0000919574-01-501200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECTOR PARTNERS LLC CENTRAL INDEX KEY: 0001080380 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04685 FILM NUMBER: 1785565 BUSINESS ADDRESS: STREET 1: WEBSTER MEMORIAL BLDG STREET 2: 36 TRUMBULL ST CITY: HARTFORD STATE: CT ZIP: 06103-2404 MAIL ADDRESS: STREET 1: THE WEBSTER MEMORIAL BUILDING STREET 2: 36 TRUMBALL STREET CITY: HARTFORD STATE: CT ZIP: 06103-2404 13F-HR 1 pr02081001aj7.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Prospector Partners, LLC Address: The Webster Memorial Building 36 Trumball Street Hartford, CT 06103-2404 Form 13F File Number: 28-4685 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Gillespie Title: Managing Member Phone: (860) 560-6200 Signature, Place, and Date of Signing: /s/ John D. Gillespie Hartford, CT November 12, 2001 _____________________ _______________ _________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $205,350 [thousands] List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 13F Report PROSPECTOR PARTNERS, LLC (Hartford)
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------ ------ ------ ------ ------ ------ ------ ------ FAIR TITLE CUSIP MARKET SHRS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER VALUE PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE [X1000] - -------------- -------- ------ ------ ------- ------ -------- ----------- -------- ---- ------ ---- AETNA INC COMMON STOCK 00817Y108 1641 56800 SH SOLE NONE 56800 0 0 ALLEGHANY CORP DEL NEW COM COMMON STOCK 017175100 5775 29017 SH SOLE NONE 29017 0 0 AMB PROPERTY CORP COM STK REITS/RICS 00163T109 1163 26680 SH SOLE NONE 26680 0 0 AMBAC FINANCIAL GROUP INC COMMON STOCK 023139108 7468 136494 SH SOLE NONE 136494 0 0 AMER EXPRESS CO COM COMMON STOCK 025816109 3633 125000 SH SOLE NONE 125000 0 0 AMERICAN FINANCIAL GROUP INC COMMON STOCK 025932104 477 21500 SH SOLE NONE 21500 0 0 AMERICAN FINICAL HOLDINGS COMMON STOCK 026075101 272 11093 SH SOLE NONE 11093 0 0 AMERICAN PHYSI- CIANS CAPITAL COMMON STOCK 028884104 368 17700 SH SOLE NONE 17700 0 0 AON CORP COMMON STOCK 037389103 17127 407800 SH SOLE NONE 407800 0 0 ARDEN RLTY GROUP INC COM REIT REITS/RICS 039793104 511 20000 SH SOLE NONE 20000 0 0 BERKLEY W R CORP COM COMMON STOCK 084423102 5717 119100 SH SOLE NONE 119100 0 0 BERKSHIRE HATHAWAY CL A INC DE COMMON STOCK 084670108 2240 32 SH SOLE NONE 32 0 0 BERKSHIRE HATHAWAY INC CLASS B COMMON STOCK 084670207 8935 3834 SH SOLE NONE 3834 0 0 BISYS GROUP INC COM COMMON STOCK 055472104 268 5060 SH SOLE NONE 5060 0 0 BOSTON PROPERTIES INC COMMON STOCK 101121101 610 16000 SH SOLE NONE 16000 0 0 BROWN & BROWN INC COM STK COMMON STOCK 115236101 5189 99600 SH SOLE NONE 99600 0 0 CHARLES SCHWAB CORP COM OPTIONS - CALLS 808513EAC 748 65000 SH CALL SOLE NONE 65000 0 0 CIGNA CORP COM COMMON STOCK 125509109 1659 20000 SH SOLE NONE 20000 0 0 4 CLARK/BARDES INC COM COMMON STOCK 180668105 2857 132500 SH SOLE NONE 132500 0 0 CRIIMI MAE INC 10.875% PFD CON PFRD STK CONV SU 226603207 1054 68200 SH SOLE NONE 68200 0 0 CRIIMI MAE INC COM COMMON STOCK 226603108 182 465600 SH SOLE NONE 465600 0 0 CT BANCSHARES COM STK COMMON STOCK 207540105 376 17000 SH SOLE NONE 17000 0 0 CULLEN FROST BANKER INC COMMON STOCK 229899109 1037 38500 SH SOLE NONE 38500 0 0 DIME BANCORP INC NEW, COM COMMON STOCK 25429Q102 3313 84230 SH SOLE NONE 84230 0 0 DUKE REALTY CORP COM NEW COMMON STOCK 264411505 535 22600 SH SOLE NONE 22600 0 0 EQUITY OFFICE PROPERTIES TRUST REITS/RICS 294741103 640 20000 SH SOLE NONE 20000 0 0 EQUITY RESIDENTIAL PPTYS TR REITS/RICS 29476L107 701 12000 SH SOLE NONE 12000 0 0 EVEREST RE GROUP LTD COM STK COMMON STOCK G3223R108 6470 100000 SH SOLE NONE 100000 0 0 FIRST DATA CORP COM COMMON STOCK 319963104 7456 127960 SH SOLE NONE 127960 0 0 FIRST INVS FINL SVCS GROUP IN COMMON STOCK 32058A101 650 200000 SH SOLE NONE 200000 0 0 FLEET BOSTON FINANCIAL CORP COMMON STOCK 339030108 105 2860 SH SOLE NONE 2860 0 0 FLEET BOSTON FINANCIAL CORP OPTIONS - CALLS 3390305AF 1286 35000 SH CALL SOLE NONE 35000 0 0 GALLAGHER ARTHUR J & CO COM COMMON STOCK 363576109 455 13440 SH SOLE NONE 13440 0 0 GILLETTE CO COM COMMON STOCK 375766102 1138 38200 SH SOLE NONE 38200 0 0 HALLWOOD RLTY PARTNERS L P COMMON STOCK 40636T203 421 7800 SH SOLE NONE 7800 0 0 HCC INS HLDGS INC COM COMMON STOCK 404132102 5436 206690 SH SOLE NONE 206690 0 0 HILB, ROGAL & HAMILTON CO COMMON STOCK 431294107 2900 63575 SH SOLE NONE 63575 0 0 HOSPITALITY PPTYS TR COM SH B COMMON STOCK 44106M102 650 27000 SH SOLE NONE 27000 0 0 IHOP CORP USD.01 COM COMMON STOCK 449623107 1187 45300 SH SOLE NONE 45300 0 0 IMS HEALTH INC COM STK COMMON STOCK 449934108 1002 40000 SH SOLE NONE 40000 0 0 INTERACTIVE DATA COR P (EX DAT COMMON STOCK 45840J107 887 67700 SH SOLE NONE 67700 0 0 INTL SPEEDWAY CORP CL A COM COMMON STOCK 460335201 917 26300 SH SOLE NONE 26300 0 0 INTUIT INC COM COMMON STOCK 461202103 2857 79793 SH SOLE NONE 79793 0 0 J.P. MORGAN CHASE & CO COM COMMON STOCK 46625H100 5458 159804 SH SOLE NONE 159804 0 0 5 J.P. MORGAN CHASE & CO COM OPTIONS - CALLS 46625HAAF 1366 40000 SH CALL SOLE NONE 40000 0 0 LAFARGE NORTH AMER INC COMMON STOCK 505862102 4068 121800 SH SOLE NONE 121800 0 0 LEHMAN BROTHERS HLDGS INC COM COMMON STOCK 524908100 1848 32500 SH SOLE NONE 32500 0 0 LIBERTY FINL CO INC COM COMMON STOCK 530512102 264 8300 SH SOLE NONE 8300 0 0 MACK-CALI REALTY CORP REIT REITS/RICS 554489104 620 20000 SH SOLE NONE 20000 0 0 PARTNERRE LIMITED BERMUDA COMMON STOCK G6852T105 5953 126400 SH SOLE NONE 126400 0 0 PHOENIX COMPANIES INC NEW COM COMMON STOCK 71902E109 1313 90870 SH SOLE NONE 90870 0 0 PNC FINANCIAL SERVICES GRP COMMON STOCK 693475105 3871 67600 SH SOLE NONE 67600 0 0 PORT FINANCIAL CORP COM STK COMMON STOCK 734119100 1182 49500 SH SOLE NONE 49500 0 0 PROGRESSIVE CORP COMMON STOCK 743315103 1506 11250 SH SOLE NONE 11250 0 0 PROVIDENT FINAN- CIAL HLDGS INC COMMON STOCK 743868101 328 13820 SH SOLE NONE 13820 0 0 R.H. DONNELLEY CORP COM COMMON STOCK 74955W307 1018 39000 SH SOLE NONE 39000 0 0 RENAISSANCE RE HLDGS LTD COM COMMON STOCK G7496G103 10168 114370 SH SOLE NONE 114370 0 0 RENT-A-CENTER INC COM COMMON STOCK 76009N100 1439 61900 SH SOLE NONE 61900 0 0 RESOURCE AMER INC CL A COM NEW COMMON STOCK 761195205 268 30000 SH SOLE NONE 30000 0 0 SIERRA PACIFIC RESOURCES COMMON STOCK 826428104 340 22500 SH SOLE NONE 22500 0 0 STAFF LEASING INC COM COMMON STOCK 852381102 46 32700 SH SOLE NONE 32700 0 0 UICI INC COM COMMON STOCK 902737105 4118 302100 SH SOLE NONE 302100 0 0 UNIONBANCAL CORP COM STK COMMON STOCK 908906100 4646 137300 SH SOLE NONE 137300 0 0 UNUMPROVIDENT CORP COM COMMON STOCK 91529Y106 3232 128000 SH SOLE NONE 128000 0 0 US BANCORP COM COMMON STOCK 902973304 4929 222199 SH SOLE NONE 222199 0 0 US BANCORP COM OPTIONS - CALLS 9029734AD 333 15000 SH CALL SOLE NONE 15000 0 0 WACHOVIA CORP Com COMMON STOCK 929903102 3750 121000 SH SOLE NONE 121000 0 0 WACHOVIA CORP OPTIONS - CALLS 337358EAE 1705 55000 SH CALL SOLE NONE 55000 0 0 WACHOVIA CORP OPTIONS - CALLS 3373581AF 1705 55000 SH CALL SOLE NONE 55000 0 0 WADDELL & REED FINANCIAL INC COMMON STOCK 930059100 2602 100038 SH SOLE NONE 100038 0 0 WASHINGTON POST COMMON STOCK 939640108 676 1300 SH SOLE NONE 1300 0 0 WESCO FINANCIAL COMMON STOCK 950817106 663 2286 SH SOLE NONE 2286 0 0 WHITE MOUNTAINS INSURANCE GROUP * COMMON STOCK G9618E107 20000 100000 SH SOLE NONE 100000 0 0 6 WILLIS GROUP HDLS LTD SHARES COMMON STOCK G96655108 678 29000 SH SOLE NONE 29000 0 0 XL CAPITAL LTD CL-A COM STK COMMON STOCK G98255105 6540 82786 SH SOLE NONE 82786 0 0 ZENITH NATL INS CORP COMMON STOCK 989390109 404 16410 SH SOLE NONE 16410 0 0
_____________________ * In determining "fair market value", these securities have been valued at their cost to the clients of Prospector Partners, LLC. 7 02081001.AJ7 -----END PRIVACY-ENHANCED MESSAGE-----