-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIZxTDBbSm9xaMcnPp+gwqaPdOfP5a0A5oK6Lj8EYD6PIq+H2H4Lc/8pBFPuS+4k fu7BvvN+AdQNJDY8eGXiNQ== 0000919574-02-000290.txt : 20031219 0000919574-02-000290.hdr.sgml : 20031219 20020212132208 ACCESSION NUMBER: 0000919574-02-000290 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECTOR PARTNERS LLC CENTRAL INDEX KEY: 0001080380 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04685 FILM NUMBER: 02536701 BUSINESS ADDRESS: STREET 1: 370 CHURCH STREET 2: STREET CITY: GUILFORD STATE: CT ZIP: 06437 MAIL ADDRESS: STREET 1: 370 CHURCH STREET 2: STREET CITY: GUILFORD STATE: CT ZIP: 06437 13F-HR 1 pr02081001aj8.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Prospector Partners, LLC Address: 370 Church Street Guilford, CT 06437 Form 13F File Number: 28-4685 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Gillespie Title: Managing Member Phone: (203) 458-1500 Signature, Place, and Date of Signing: /s/ John D. Gillespie Hartford, CT February 11, 2002 _____________________ _______________ _________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $211,948 [thousands] List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 13F Report PROSPECTOR PARTNERS, LLC (Hartford)
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------ ------ ------ ------ ------ ------ ------ ------ FAIR TITLE CUSIP MARKET SHRS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER VALUE PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE [X1000] - -------------- -------- ------ ------ ------- ------ -------- ----------- -------- ---- ------ ---- ACE LTD COM COMMON STOCK G0070K103 3132 78000 SH SOLE 78000 0 0 ACE LTD COM OPTIONS - CALLS G0070K2BF 2008 50000 SH CALL SOLE 50000 0 0 ALLEGHANY CORP DEL NEW COM COMMON STOCK 017175100 5585 29017 SH SOLE 29017 0 0 ALLSTATE CORP COM OPTIONS - CALLS 0200022AF 4044 120000 SH CALL SOLE 120000 0 0 AMBAC FINANCIAL GROUP INC COMMON STOCK 023139108 8875 153374 SH SOLE 153374 0 0 AMER EXPRESS CO COM OPTIONS - PUTS 0258160ME 1785 50000 SH PUT SOLE 50000 0 0 AMERICAN FINICAL HOLDINGS COMMON STOCK 026075101 206 8093 SH SOLE 8093 0 0 ANNUITY AND LIFE RE HLDGS COMMON STOCK G03910109 6213 247400 SH SOLE 247400 0 0 AON CORP COMMON STOCK 037389103 12249 344800 SH SOLE 344800 0 0 BERKLEY W R CORP COM COMMON STOCK 084423102 4183 77900 SH SOLE 77900 0 0 BERKSHIRE HATHAWAY CL A INC DE COMMON STOCK 084670108 2419 32 SH SOLE 32 0 0 BERKSHIRE HATHAWAY INC CLASS B COMMON STOCK 084670207 11574 4584 SH SOLE 4584 0 0 BISYS GROUP INC COM COMMON STOCK 055472104 324 5060 SH SOLE 5060 0 0 BROWN & BROWN INC COM STK COMMON STOCK 115236101 5438 199200 SH SOLE 199200 0 0 CAPITAL ONE OPTIONS - PUTS 14040H0ML 809 15000 SH PUT SOLE 15000 0 0 CAPITAL ONE OPTIONS - PUTS 14040H0MK 809 15000 SH PUT SOLE 15000 0 0 CHARLES SCHWAB CORP COM OPTIONS - CALLS 808513EAC 1006 65000 SH CALL SOLE 65000 0 0 CLARK/BARDES INC COM COMMON STOCK 180668105 3343 132500 SH SOLE 132500 0 0 CT BANCSHARES COM STK COMMON STOCK 207540105 259 10000 SH SOLE 10000 0 0 EVEREST RE GROUP LTD COM STK COMMON STOCK G3223R108 5783 81800 SH SOLE 81800 0 0 4 FIDELITY NATL FINL INC COM COMMON STOCK 316326107 1617 65200 SH SOLE 65200 0 0 FIRST DATA CORP COM COMMON STOCK 319963104 8765 111710 SH SOLE 111710 0 0 FIRST DATA CORP COM OPTIONS - PUTS 3199630MP 2510 32000 SH PUT SOLE 32000 0 0 FIRST INVS FINL SVCS GROUP IN COMMON STOCK 32058A101 660 200000 SH SOLE 200000 0 0 FLEET BOSTON FINANCIAL CORP OPTIONS - CALLS 3390305AF 1643 45000 SH CALL SOLE 45000 0 0 GALLAGHER ARTHUR J & CO COM COMMON STOCK 363576109 464 13440 SH SOLE 13440 0 0 HALLWOOD RLTY PARTNERS L P COMMON STOCK 40636T203 635 9000 SH SOLE 9000 0 0 HCC INS HLDGS INC COM COMMON STOCK 404132102 2768 100440 SH SOLE 100440 0 0 HILB, ROGAL & HAMILTON CO COMMON STOCK 431294107 3740 66725 SH SOLE 66725 0 0 IHOP CORP USD.01 COM COMMON STOCK 449623107 1328 45300 SH SOLE 45300 0 0 IMS HEALTH INC COM STK COMMON STOCK 449934108 781 40000 SH SOLE 40000 0 0 INTERACTIVE DATA COR P (EX DAT COMMON STOCK 45840J107 957 67700 SH SOLE 67700 0 0 INTL SPEEDWAY CORP CL A COM COMMON STOCK 460335201 1028 26300 SH SOLE 26300 0 0 INTUIT INC COM COMMON STOCK 461202103 3414 79793 SH SOLE 79793 0 0 IPC HOLDINGS LTD COM COMMON STOCK G4933P101 921 31100 SH SOLE 31100 0 0 LAFARGE NORTH AMER INC COMMON STOCK 505862102 4576 121800 SH SOLE 121800 0 0 LANDAMERICA FINAN- CIAL GROUP COMMON STOCK 514936103 690 24000 SH SOLE 24000 0 0 METRIS COMPANIES INC OPTIONS - PUTS 5915981MF 1041 40500 SH PUT SOLE 40500 0 0 PARTNERRE LIMITED BERMUDA COMMON STOCK G6852T105 7512 139100 SH SOLE 139100 0 0 PHOENIX COMPANIES INC NEW COM COMMON STOCK 71902E109 1681 90870 SH SOLE 90870 0 0 PNC FINANCIAL SERVICES GRP COMMON STOCK 693475105 2498 44450 SH SOLE 44450 0 0 PORT FINANCIAL CORP COM STK COMMON STOCK 734119100 1004 38500 SH SOLE 38500 0 0 PROGRESSIVE CORP COMMON STOCK 743315103 1680 11250 SH SOLE 11250 0 0 R.H. DONNELLEY CORP COM COMMON STOCK 74955W307 1133 39000 SH SOLE 39000 0 0 RENAISSANCE RE HLDGS LTD COM COMMON STOCK G7496G103 8545 89570 SH SOLE 89570 0 0 SIERRA PACIFIC RESOURCES COMMON STOCK 826428104 339 22500 SH SOLE 22500 0 0 UICI INC COM COMMON STOCK 902737105 4078 302100 SH SOLE 302100 0 0 5 UNIONBANCAL CORP COM STK COMMON STOCK 908906100 3233 85100 SH SOLE 85100 0 0 UNUMPROVIDENT CORP COM COMMON STOCK 91529Y106 1411 53220 SH SOLE 53220 0 0 US BANCORP COM COMMON STOCK 902973304 4651 222199 SH SOLE 222199 0 0 US BANCORP COM OPTIONS - CALLS 9029734AD 314 15000 SH CALL SOLE 15000 0 0 WACHOVIA CORP Com COMMON STOCK 929903102 3794 121000 SH SOLE 121000 0 0 WACHOVIA CORP Com OPTIONS - CALLS 9299031AE 1725 55000 SH CALL SOLE 55000 0 0 WACHOVIA CORP Com OPTIONS - CALLS 9299031AF 1725 55000 SH CALL SOLE 55000 0 0 WADDELL & REED FINANCIAL INC COMMON STOCK 930059100 3220 100038 SH SOLE 100038 0 0 WASHINGTON POST COMMON STOCK 939640108 689 1300 SH SOLE 1300 0 0 WESCO FINANCIAL COMMON STOCK 950817106 720 2286 SH SOLE 2286 0 0 WILLIS GROUP HDLS LTD SHARES COMMON STOCK G96655108 683 29000 SH SOLE 29000 0 0 WHITE MOUNTAINS INSURANCE GROUP COMMON STOCK G9618E107 34,800 100000 SH SOLE 100000 0 0 XL CAPITAL LTD CL-A COM STK COMMON STOCK G98255105 8266 90486 SH SOLE 90486 0 0 ZENITH NATL INS CORP COMMON STOCK 989390109 665 23810 SH SOLE 23810 0 0
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