-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDUdxh673ZAYC5KNwhtJx24XlLeWEm1Zj58R1bqNjsAxglek1w3xfVVFUcHbgKfY bUeUA70NHZC/3QguSkxP8Q== 0001264130-05-000034.txt : 20050611 0001264130-05-000034.hdr.sgml : 20050611 20050609151928 ACCESSION NUMBER: 0001264130-05-000034 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050609 DATE AS OF CHANGE: 20050609 EFFECTIVENESS DATE: 20050609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASCEND CAPITAL LLC CENTRAL INDEX KEY: 0001165501 IRS NUMBER: 880440610 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10128 FILM NUMBER: 05887428 BUSINESS ADDRESS: STREET 1: 1 MONTGOMERY ST STREET 2: STE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152177733 MAIL ADDRESS: STREET 1: 1 MONTGOMERY ST STREET 2: STE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR/A 1 form13fahr_acv2.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR/A Report for the Calendar Year or Quarter Ended: March 31, 2005 Check here if Amendment [X] Amendment Number: 1 This Amendment [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report : Name: Ascend Capital, LLC Address: 600 Montgomery Street, 37th Floor, San Francisco, CA 94111 Form 13F File Number: 028-10128 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Benjamin D. Slavet Title: Chief Financial Officer Phone: 415-217-8304 Signature, Place, and Date of Signing: /s/ Benjamin D. Slavet San Francisco, California June 9, 2005 ---------------------- ------------------------- ------------ [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Five Form 13F Information Table Entry Total: 290 Form 13F Information Table Value Total: $636,442 (in thousands) List of Other Included Managers: No. 1 Form 13F File Number: 028-11218 Name: Ascend Capital Limited Partnership No. 2 Form 13F File Number: 028-11221 Name: Ascend Partners Leveraged Fund LP No. 3 Form 13F File Number: 028-11220 Name: Ascend Offshore Fund, Ltd. No. 4 Form 13F File Number: 028-11219 Name: Ascend Offshore Leveraged Fund, Ltd. No. 5 Form 13F File Number: 028-11223 Name: Malcolm P. Fairbairn
MARKET NAME OF CLASS CUSIP VALUE QUANTITY SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER (X $1000) PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ADVO INC COM 007585102 327 8,743 SH DEFINED 1, 2, 5 8,743 0 0 ADVO INC COM 007585102 250 6,678 SH DEFINED 1, 3, 5 6,678 0 0 ADVO INC COM 007585102 469 12,521 SH DEFINED 1, 4, 5 12,521 0 0 ADVO INC COM 007585102 278 7,425 SH DEFINED 1, 5 7,425 0 0 AFC ENTERPRISES INC COM 00104Q107 2,773 108,690 SH DEFINED 1, 2, 5 108,690 0 0 AFC ENTERPRISES INC COM 00104Q107 2,120 83,099 SH DEFINED 1, 3, 5 83,099 0 0 AFC ENTERPRISES INC COM 00104Q107 3,975 155,828 SH DEFINED 1, 4, 5 155,828 0 0 AFC ENTERPRISES INC COM 00104Q107 2,345 91,907 SH DEFINED 1, 5 91,907 0 0 AFTERMARKET TECHNOLOGY CORP COM 008318107 408 24,730 SH DEFINED 1, 2, 5 24,730 0 0 AFTERMARKET TECHNOLOGY CORP COM 008318107 312 18,910 SH DEFINED 1, 3, 5 18,910 0 0 AFTERMARKET TECHNOLOGY CORP COM 008318107 585 35,460 SH DEFINED 1, 4, 5 35,460 0 0 AFTERMARKET TECHNOLOGY CORP COM 008318107 345 20,900 SH DEFINED 1, 5 20,900 0 0 ALCAN INC COM 013716105 2,480 65,408 SH DEFINED 1, 2, 5 65,408 0 0 ALCAN INC COM 013716105 1,896 50,008 SH DEFINED 1, 3, 5 50,008 0 0 ALCAN INC COM 013716105 3,556 93,778 SH DEFINED 1, 4, 5 93,778 0 0 ALCAN INC COM 013716105 2,097 55,306 SH DEFINED 1, 5 55,306 0 0 ALCOA INC COM 013817101 4,180 137,542 SH DEFINED 1, 2, 5 137,542 0 0 ALCOA INC COM 013817101 3,196 105,159 SH DEFINED 1, 3, 5 105,159 0 0 ALCOA INC COM 013817101 5,993 197,196 SH DEFINED 1, 4, 5 197,196 0 0 ALCOA INC COM 013817101 3,534 116,303 SH DEFINED 1, 5 116,303 0 0 APPLIED MATLS INC COM 038222105 1,708 105,098 SH DEFINED 1, 2, 5 105,098 0 0 APPLIED MATLS INC COM 038222105 1,306 80,353 SH DEFINED 1, 3, 5 80,353 0 0 APPLIED MATLS INC COM 038222105 2,449 150,679 SH DEFINED 1, 4, 5 150,679 0 0 APPLIED MATLS INC COM 038222105 1,444 88,870 SH DEFINED 1, 5 88,870 0 0 APRIA HEALTHCARE GROUP INC COM 037933108 2,529 78,785 SH DEFINED 1, 2, 5 78,785 0 0 APRIA HEALTHCARE GROUP INC COM 037933108 1,933 60,228 SH DEFINED 1, 3, 5 60,228 0 0 APRIA HEALTHCARE GROUP INC COM 037933108 3,625 112,939 SH DEFINED 1, 4, 5 112,939 0 0 APRIA HEALTHCARE GROUP INC COM 037933108 2,139 66,648 SH DEFINED 1, 5 66,648 0 0 ASSURED GUARANTY LTD COM G0585R106 2,377 132,399 SH DEFINED 1, 2, 5 132,399 0 0 ASSURED GUARANTY LTD COM G0585R106 1,817 101,226 SH DEFINED 1, 3, 5 101,226 0 0 ASSURED GUARANTY LTD COM G0585R106 3,407 189,820 SH DEFINED 1, 4, 5 189,820 0 0 ASSURED GUARANTY LTD COM G0585R106 2,010 111,955 SH DEFINED 1, 5 111,955 0 0 BANTA CORP COM 066821109 2,117 49,459 SH DEFINED 1, 2, 5 49,459 0 0 BANTA CORP COM 066821109 1,619 37,817 SH DEFINED 1, 3, 5 37,817 0 0 BANTA CORP COM 066821109 3,035 70,916 SH DEFINED 1, 4, 5 70,916 0 0 BANTA CORP COM 066821109 1,789 41,808 SH DEFINED 1, 5 41,808 0 0 BMC SOFTWARE INC COM 055921100 5,712 380,828 SH DEFINED 1, 2, 5 380,828 0 0 BMC SOFTWARE INC COM 055921100 4,367 291,166 SH DEFINED 1, 3, 5 291,166 0 0 BMC SOFTWARE INC COM 055921100 8,190 546,006 SH DEFINED 1, 4, 5 546,006 0 0 BMC SOFTWARE INC COM 055921100 4,830 322,000 SH DEFINED 1, 5 322,000 0 0 CAMPBELL SOUP CO COM 134429109 1,435 49,460 SH DEFINED 1, 2, 5 49,460 0 0 CAMPBELL SOUP CO COM 134429109 1,098 37,820 SH DEFINED 1, 3, 5 37,820 0 0 CAMPBELL SOUP CO COM 134429109 2,058 70,920 SH DEFINED 1, 4, 5 70,920 0 0 CAMPBELL SOUP CO COM 134429109 1,213 41,800 SH DEFINED 1, 5 41,800 0 0 CENTURY ALUM CO COM 156431108 306 10,114 SH DEFINED 1, 2, 5 10,114 0 0 CENTURY ALUM CO COM 156431108 234 7,734 SH DEFINED 1, 3, 5 7,734 0 0 CENTURY ALUM CO COM 156431108 439 14,503 SH DEFINED 1, 4, 5 14,503 0 0 CENTURY ALUM CO COM 156431108 259 8,549 SH DEFINED 1, 5 8,549 0 0 CHENIERE ENERGY INC COM NEW 16411R208 2,308 35,783 SH DEFINED 1, 2, 5 35,783 0 0 CHENIERE ENERGY INC COM NEW 16411R208 1,765 27,358 SH DEFINED 1, 3, 5 27,358 0 0 CHENIERE ENERGY INC COM NEW 16411R208 3,309 51,301 SH DEFINED 1, 4, 5 51,301 0 0 CHENIERE ENERGY INC COM NEW 16411R208 1,952 30,258 SH DEFINED 1, 5 30,258 0 0 CISCO SYS INC. COM 17275R102 5,884 328,894 SH DEFINED 1, 2, 5 328,894 0 0 CISCO SYS INC. COM 17275R102 4,499 251,454 SH DEFINED 1, 3, 5 251,454 0 0 CISCO SYS INC. COM 17275R102 8,436 471,534 SH DEFINED 1, 4, 5 471,534 0 0 CISCO SYS INC. 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DEFINED 1, 5 41,822 0 0 CONSECO INC COM NEW 208464883 6,811 333,544 SH DEFINED 1, 2, 5 333,544 0 0 CONSECO INC COM NEW 208464883 5,207 255,012 SH DEFINED 1, 3, 5 255,012 0 0 CONSECO INC COM NEW 208464883 9,765 478,206 SH DEFINED 1, 4, 5 478,206 0 0 CONSECO INC COM NEW 208464883 5,759 282,039 SH DEFINED 1, 5 282,039 0 0 CONSECO INC PFD B CV 5.50% 208464867 491 18,547 SH DEFINED 1, 2, 5 18,547 0 0 CONSECO INC PFD B CV 5.50% 208464867 376 14,180 SH DEFINED 1, 3, 5 14,180 0 0 CONSECO INC PFD B CV 5.50% 208464867 705 26,591 SH DEFINED 1, 4, 5 26,591 0 0 CONSECO INC PFD B CV 5.50% 208464867 416 15,682 SH DEFINED 1, 5 15,682 0 0 COOPER CAMERON CORP COM 216640102 3,113 54,405 SH DEFINED 1, 2, 5 54,405 0 0 COOPER CAMERON CORP COM 216640102 2,380 41,601 SH DEFINED 1, 3, 5 41,601 0 0 COOPER CAMERON CORP COM 216640102 4,463 78,012 SH DEFINED 1, 4, 5 78,012 0 0 COOPER CAMERON CORP COM 216640102 2,631 45,982 SH DEFINED 1, 5 45,982 0 0 CREDENCE SYS CORP NOTE 1.5000% 5/1 225302AF5 667 695,800 PRN DEFINED 1, 2, 5 695,800 0 0 CREDENCE SYS CORP NOTE 1.5000% 5/1 225302AF5 1,076 1,122,600 PRN DEFINED 1, 3, 5 1,122,600 0 0 CREDENCE SYS CORP NOTE 1.5000% 5/1 225302AF5 1,133 1,181,600 PRN DEFINED 1, 4, 5 1,181,600 0 0 CTI MOLECULAR IMAGING INC COM 22943D105 2,005 98,916 SH DEFINED 1, 2, 5 98,916 0 0 CTI MOLECULAR IMAGING INC COM 22943D105 1,533 75,626 SH DEFINED 1, 3, 5 75,626 0 0 CTI MOLECULAR IMAGING INC COM 22943D105 2,875 141,817 SH DEFINED 1, 4, 5 141,817 0 0 CTI MOLECULAR IMAGING INC COM 22943D105 1,695 83,641 SH DEFINED 1, 5 83,641 0 0 DOMINION HOMES INC COM 257386102 252 14,871 SH DEFINED 1, 2, 5 14,871 0 0 DOMINION HOMES INC COM 257386102 192 11,370 SH DEFINED 1, 3, 5 11,370 0 0 DOMINION HOMES INC COM 257386102 361 21,320 SH DEFINED 1, 4, 5 21,320 0 0 DOMINION HOMES INC COM 257386102 213 12,576 SH DEFINED 1, 5 12,576 0 0 DOT HILL SYS CORP COM 25848T109 675 113,423 SH DEFINED 1, 2, 5 113,423 0 0 DOT HILL SYS CORP COM 25848T109 516 86,717 SH DEFINED 1, 3, 5 86,717 0 0 DOT HILL 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GENERAL MTRS CORPORATION DEB SR CV C33 370442717 1,475 70,927 PRN DEFINED 1, 5 70,927 0 0 GEVITY HR INC COM 374393106 2,202 115,143 SH DEFINED 1, 2, 5 115,143 0 0 GEVITY HR INC COM 374393106 1,683 88,032 SH DEFINED 1, 3, 5 88,032 0 0 GEVITY HR INC COM 374393106 3,156 165,080 SH DEFINED 1, 4, 5 165,080 0 0 GEVITY HR INC COM 374393106 1,862 97,364 SH DEFINED 1, 5 97,364 0 0 GOOGLE INC CL A 38259P508 893 4,946 SH DEFINED 1, 2, 5 4,946 0 0 GOOGLE INC CL A 38259P508 683 3,781 SH DEFINED 1, 3, 5 3,781 0 0 GOOGLE INC CL A 38259P508 1,280 7,090 SH DEFINED 1, 4, 5 7,090 0 0 GOOGLE INC CL A 38259P508 755 4,183 SH DEFINED 1, 5 4,183 0 0 GRAFTECH INTL LTD COM 384313102 225 39,561 SH DEFINED 1, 2, 5 39,561 0 0 GRAFTECH INTL LTD COM 384313102 172 30,233 SH DEFINED 1, 3, 5 30,233 0 0 GRAFTECH INTL LTD COM 384313102 323 56,694 SH DEFINED 1, 4, 5 56,694 0 0 GRAFTECH INTL LTD COM 384313102 191 33,512 SH DEFINED 1, 5 33,512 0 0 GUILFORD PHARMACUETICALS INC NOTE 5.000% 7/0 401829AB2 247 311,700 PRN DEFINED 1, 2, 5 311,700 0 0 GUILFORD PHARMACUETICALS INC NOTE 5.000% 7/0 401829AB2 238 300,000 PRN DEFINED 1, 3, 5 300,000 0 0 GUILFORD PHARMACUETICALS INC NOTE 5.000% 7/0 401829AB2 308 388,300 PRN DEFINED 1, 4, 5 388,300 0 0 HANOVER COMPRESSOR CO COM 410768105 3,138 259,953 SH DEFINED 1, 2, 5 259,953 0 0 HANOVER COMPRESSOR CO COM 410768105 2,399 198,750 SH DEFINED 1, 3, 5 198,750 0 0 HANOVER COMPRESSOR CO COM 410768105 4,499 372,702 SH DEFINED 1, 4, 5 372,702 0 0 HANOVER COMPRESSOR CO COM 410768105 2,653 219,800 SH DEFINED 1, 5 219,800 0 0 HEALTH NET INC COM 42222G108 809 24,729 SH DEFINED 1, 2, 5 24,729 0 0 HEALTH NET INC COM 42222G108 619 18,909 SH DEFINED 1, 3, 5 18,909 0 0 HEALTH NET INC COM 42222G108 1,160 35,460 SH DEFINED 1, 4, 5 35,460 0 0 HEALTH NET INC COM 42222G108 684 20,902 SH DEFINED 1, 5 20,902 0 0 HERBALIFE LTD COM USD SHS G4412G101 314 20,599 SH DEFINED 1, 2, 5 20,599 0 0 HERBALIFE LTD COM USD SHS G4412G101 240 15,749 SH DEFINED 1, 3, 5 15,749 0 0 HERBALIFE LTD COM 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M7061C100 2,881 130,720 SH DEFINED 1, 5 130,720 0 0 NCR CORP NEW COM 62886E108 626 18,547 SH DEFINED 1, 2, 5 18,547 0 0 NCR CORP NEW COM 62886E108 479 14,182 SH DEFINED 1, 3, 5 14,182 0 0 NCR CORP NEW COM 62886E108 897 26,595 SH DEFINED 1, 4, 5 26,595 0 0 NCR CORP NEW COM 62886E108 529 15,676 SH DEFINED 1, 5 15,676 0 0 NEW CENTURY FINANCIAL CORP COM 6435EV108 4,544 97,062 SH DEFINED 1, 2, 5 97,062 0 0 NEW CENTURY FINANCIAL CORP COM 6435EV108 3,474 74,206 SH DEFINED 1, 3, 5 74,206 0 0 NEW CENTURY FINANCIAL CORP COM 6435EV108 6,515 139,157 SH DEFINED 1, 4, 5 139,157 0 0 NEW CENTURY FINANCIAL CORP COM 6435EV108 3,843 82,075 SH DEFINED 1, 5 82,075 0 0 NOKIA CORP SPONSORED ADR 654902204 1,145 74,187 SH DEFINED 1, 2, 5 74,187 0 0 NOKIA CORP SPONSORED ADR 654902204 875 56,722 SH DEFINED 1, 3, 5 56,722 0 0 NOKIA CORP SPONSORED ADR 654902204 1,641 106,366 SH DEFINED 1, 4, 5 106,366 0 0 NOKIA CORP SPONSORED ADR 654902204 968 62,725 SH DEFINED 1, 5 62,725 0 0 OFFICE DEPOT INC COM 676220106 1,097 49,457 SH DEFINED 1, 2, 5 49,457 0 0 OFFICE DEPOT INC COM 676220106 839 37,815 SH DEFINED 1, 3, 5 37,815 0 0 OFFICE DEPOT INC COM 676220106 1,573 70,911 SH DEFINED 1, 4, 5 70,911 0 0 OFFICE DEPOT INC COM 676220106 928 41,817 SH DEFINED 1, 5 41,817 0 0 PARLUX FRAGRANCES INC COM 701645103 134 6,182 SH DEFINED 1, 2, 5 6,182 0 0 PARLUX FRAGRANCES INC COM 701645103 102 4,727 SH DEFINED 1, 3, 5 4,727 0 0 PARLUX FRAGRANCES INC COM 701645103 192 8,864 SH DEFINED 1, 4, 5 8,864 0 0 PARLUX FRAGRANCES INC COM 701645103 113 5,227 SH DEFINED 1, 5 5,227 0 0 PRIDE INTL INC DEL COM 74153Q102 3,586 144,369 SH DEFINED 1, 2, 5 144,369 0 0 PRIDE INTL INC DEL COM 74153Q102 2,742 110,374 SH DEFINED 1, 3, 5 110,374 0 0 PRIDE INTL INC DEL COM 74153Q102 5,141 206,973 SH DEFINED 1, 4, 5 206,973 0 0 PRIDE INTL INC DEL COM 74153Q102 3,033 122,084 SH DEFINED 1, 5 122,084 0 0 PRIORITY HEALTHCARE CORP CL B 74264T102 2,017 93,272 SH DEFINED 1, 2, 5 93,272 0 0 PRIORITY HEALTHCARE CORP CL B 74264T102 1,543 71,321 SH DEFINED 1, 3, 5 71,321 0 0 PRIORITY HEALTHCARE CORP CL B 74264T102 2,893 133,742 SH DEFINED 1, 4, 5 133,742 0 0 PRIORITY HEALTHCARE CORP CL B 74264T102 1,705 78,828 SH DEFINED 1, 5 78,828 0 0 QUANTA SVCS INC COM 74762E102 1,695 222,094 SH DEFINED 1, 2, 5 222,094 0 0 QUANTA SVCS INC COM 74762E102 1,296 169,812 SH DEFINED 1, 3, 5 169,812 0 0 QUANTA SVCS INC COM 74762E102 2,430 318,434 SH DEFINED 1, 4, 5 318,434 0 0 QUANTA SVCS INC COM 74762E102 1,433 187,760 SH DEFINED 1, 5 187,760 0 0 SAXON CAP INC NEW COM NEW 80556T106 1,257 73,067 SH DEFINED 1, 2, 5 73,067 0 0 SAXON CAP INC NEW COM NEW 80556T106 961 55,870 SH DEFINED 1, 3, 5 55,870 0 0 SAXON CAP INC NEW COM NEW 80556T106 1,802 104,769 SH DEFINED 1, 4, 5 104,769 0 0 SAXON CAP INC NEW COM NEW 80556T106 1,062 61,751 SH DEFINED 1, 5 61,751 0 0 SCHNITZER STEEL INDUSTRIES INC CL A 806882106 791 23,443 SH DEFINED 1, 2, 5 23,443 0 0 SCHNITZER STEEL INDUSTRIES INC CL A 806882106 605 17,922 SH DEFINED 1, 3, 5 17,922 0 0 SCHNITZER STEEL INDUSTRIES INC CL A 806882106 1,134 33,607 SH DEFINED 1, 4, 5 33,607 0 0 SCHNITZER STEEL INDUSTRIES INC CL A 806882106 669 19,828 SH DEFINED 1, 5 19,828 0 0 SEA CONTAINERS LTD CL A 811371707 1,232 67,458 SH DEFINED 1, 2, 5 67,458 0 0 SEA CONTAINERS LTD CL A 811371707 942 51,575 SH DEFINED 1, 3, 5 51,575 0 0 SEA CONTAINERS LTD CL A 811371707 1,766 96,714 SH DEFINED 1, 4, 5 96,714 0 0 SEA CONTAINERS LTD CL A 811371707 1,042 57,041 SH DEFINED 1, 5 57,041 0 0 SOUTHERN UNION CO NEW COM 844030106 1,937 77,130 SH DEFINED 1, 2, 5 77,130 0 0 SOUTHERN UNION CO NEW COM 844030106 1,481 58,970 SH DEFINED 1, 3, 5 58,970 0 0 SOUTHERN UNION CO NEW COM 844030106 2,777 110,580 SH DEFINED 1, 4, 5 110,580 0 0 SOUTHERN UNION CO NEW COM 844030106 1,638 65,220 SH DEFINED 1, 5 65,220 0 0 SUNSET FINANCIAL RESOURCES INC COM 867708109 1,225 125,495 SH DEFINED 1, 2, 5 125,495 0 0 SUNSET FINANCIAL RESOURCES INC COM 867708109 936 95,951 SH DEFINED 1, 3, 5 95,951 0 0 SUNSET FINANCIAL RESOURCES INC COM 867708109 1,756 179,928 SH DEFINED 1, 4, 5 179,928 0 0 SUNSET FINANCIAL RESOURCES INC COM 867708109 1,036 106,107 SH DEFINED 1, 5 106,107 0 0 SWIFT TRANSPORTATION CO INC COM 870756103 246 11,129 SH DEFINED 1, 2, 5 11,129 0 0 SWIFT TRANSPORTATION CO INC COM 870756103 188 8,510 SH DEFINED 1, 3, 5 8,510 0 0 SWIFT TRANSPORTATION CO INC COM 870756103 353 15,957 SH DEFINED 1, 4, 5 15,957 0 0 SWIFT TRANSPORTATION CO INC COM 870756103 208 9,404 SH DEFINED 1, 5 9,404 0 0 SYMMETRY MED INC COM 871546206 470 24,729 SH DEFINED 1, 2, 5 24,729 0 0 SYMMETRY MED INC COM 871546206 360 18,907 SH DEFINED 1, 3, 5 18,907 0 0 SYMMETRY MED INC COM 871546206 674 35,454 SH DEFINED 1, 4, 5 35,454 0 0 SYMMETRY MED INC COM 871546206 398 20,910 SH DEFINED 1, 5 20,910 0 0 TEMPUR PEDIC INTERNATIONAL INC COM 88023U101 115 6,183 SH DEFINED 1, 2, 5 6,183 0 0 TEMPUR PEDIC INTERNATIONAL INC COM 88023U101 88 4,727 SH DEFINED 1, 3, 5 4,727 0 0 TEMPUR PEDIC INTERNATIONAL INC COM 88023U101 165 8,865 SH DEFINED 1, 4, 5 8,865 0 0 TEMPUR PEDIC INTERNATIONAL INC COM 88023U101 97 5,225 SH DEFINED 1, 5 5,225 0 0 TIME WARNER INC COM 887317105 2,170 123,645 SH DEFINED 1, 2, 5 123,645 0 0 TIME WARNER INC COM 887317105 1,659 94,533 SH DEFINED 1, 3, 5 94,533 0 0 TIME WARNER INC COM 887317105 3,111 177,270 SH DEFINED 1, 4, 5 177,270 0 0 TIME WARNER INC COM 887317105 1,835 104,552 SH DEFINED 1, 5 104,552 0 0 TRIAD HOSPITALS INC COM 89579K109 4,663 93,078 SH DEFINED 1, 2, 5 93,078 0 0 TRIAD HOSPITALS INC COM 89579K109 3,565 71,163 SH DEFINED 1, 3, 5 71,163 0 0 TRIAD HOSPITALS INC COM 89579K109 6,686 133,446 SH DEFINED 1, 4, 5 133,446 0 0 TRIAD HOSPITALS INC COM 89579K109 3,943 78,704 SH DEFINED 1, 5 78,704 0 0 TV AZTECA SA DE CV SPONSORED ADR 901145102 3,736 431,942 SH DEFINED 1, 2, 5 431,942 0 0 TV AZTECA SA DE CV SPONSORED ADR 901145102 2,857 330,244 SH DEFINED 1, 3, 5 330,244 0 0 TV AZTECA SA DE CV SPONSORED ADR 901145102 5,357 619,283 SH DEFINED 1, 4, 5 619,283 0 0 TV AZTECA SA DE CV SPONSORED ADR 901145102 3,159 365,231 SH DEFINED 1, 5 365,231 0 0 TYCO INTERNATIONAL LTD NEW COM 902124106 4,423 130,850 SH DEFINED 1, 2, 5 130,850 0 0 TYCO INTERNATIONAL LTD NEW COM 902124106 3,381 100,041 SH DEFINED 1, 3, 5 100,041 0 0 TYCO INTERNATIONAL LTD NEW COM 902124106 6,341 187,601 SH DEFINED 1, 4, 5 187,601 0 0 TYCO INTERNATIONAL LTD NEW COM 902124106 3,740 110,644 SH DEFINED 1, 5 110,644 0 0 U S I HLDGS COM 90333H101 1,604 136,158 SH DEFINED 1, 2, 5 136,158 0 0 U S I HLDGS COM 90333H101 1,226 104,099 SH DEFINED 1, 3, 5 104,099 0 0 U S I HLDGS COM 90333H101 2,300 195,210 SH DEFINED 1, 4, 5 195,210 0 0 U S I HLDGS COM 90333H101 1,356 115,133 SH DEFINED 1, 5 115,133 0 0 UAP HLDG CORP COM 903441103 1,974 122,616 SH DEFINED 1, 2, 5 122,616 0 0 UAP HLDG CORP COM 903441103 1,509 93,746 SH DEFINED 1, 3, 5 93,746 0 0 UAP HLDG CORP COM 903441103 2,830 175,793 SH DEFINED 1, 4, 5 175,793 0 0 UAP HLDG CORP COM 903441103 1,669 103,683 SH DEFINED 1, 5 103,683 0 0 VIASYS HEALTHCARE INC COM NEW 92553Q209 1,648 86,353 SH DEFINED 1, 2, 5 86,353 0 0 VIASYS HEALTHCARE INC COM NEW 92553Q209 1,260 66,022 SH DEFINED 1, 3, 5 66,022 0 0 VIASYS HEALTHCARE INC COM NEW 92553Q209 2,362 123,804 SH DEFINED 1, 4, 5 123,804 0 0 VIASYS HEALTHCARE INC COM NEW 92553Q209 1,393 73,021 SH DEFINED 1, 5 73,021 0 0 WAL MART STORES INC COM 931142103 6,939 138,482 SH DEFINED 1, 2, 5 138,482 0 0 WAL MART STORES INC COM 931142103 5,306 105,878 SH DEFINED 1, 3, 5 105,878 0 0 WAL MART STORES INC COM 931142103 9,949 198,546 SH DEFINED 1, 4, 5 198,546 0 0 WAL MART STORES INC COM 931142103 5,868 117,094 SH DEFINED 1, 5 117,094 0 0 WILLIAMS COMPANIES INC COM 969457100 6,745 358,570 SH DEFINED 1, 2, 5 358,570 0 0 WILLIAMS COMPANIES INC COM 969457100 5,157 274,145 SH DEFINED 1, 3, 5 274,145 0 0 WILLIAMS COMPANIES INC COM 969457100 9,670 514,083 SH DEFINED 1, 4, 5 514,083 0 0 WILLIAMS COMPANIES INC COM 969457100 5,703 303,202 SH DEFINED 1, 5 303,202 0 0 YORK INTERNATIONAL CORP NEW COM 986670107 1,066 27,202 SH DEFINED 1, 2, 5 27,202 0 0 YORK INTERNATIONAL CORP NEW COM 986670107 815 20,799 SH DEFINED 1, 3, 5 20,799 0 0 YORK INTERNATIONAL CORP NEW COM 986670107 1,528 39,006 SH DEFINED 1, 4, 5 39,006 0 0 YORK INTERNATIONAL CORP NEW COM 986670107 901 22,993 SH DEFINED 1, 5 22,993 0 0
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