-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hqeg2MZAf3IBLc9v05j5W5TgYvIP/5K1RfyHd1cvMB6fO2iBqzdSDeBBodH43BJY g30WRucyNRmbWkNM6jtqAA== 0001047469-07-004287.txt : 20070515 0001047469-07-004287.hdr.sgml : 20070515 20070515142534 ACCESSION NUMBER: 0001047469-07-004287 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 EFFECTIVENESS DATE: 20070515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001389610 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12402 FILM NUMBER: 07851865 BUSINESS ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 BUSINESS PHONE: 604-681-5787 MAIL ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 13F-HR/A 1 a2177934z13f-hra.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 ----------------------- Check Here if Amendment /X/; Amendment Number: 1 --------- This Amendment (Check only one.): /X/ is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vertex One Asset Management Inc. ----------------------------------- Address: 1920-1177 West Hastings Street ----------------------------------- Vancouver, British Columbia V6E 2K3 ----------------------------------- Form 13F File Number: 28-12402 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey D. McCord ------------------------------- Title: Managing Director ------------------------------- Phone: 604-681-5787 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey D. McCord Vancouver, British Columbia May 15, 2007 ---------------------------- --------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Seven -------------------- Form 13F Information Table Entry Total: 39 -------------------- Form 13F Information Table Value Total: $ 216,299 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-12401 Vertex Fund ------ ----------------- --------------------------------- 2 28-12398 Rocky Mountain Investments Ltd. ------ ----------------- --------------------------------- 3 28-12399 Simkor Investments Ltd. ------ ----------------- --------------------------------- 4 28-12406 589321 BC Ltd. ------ ----------------- --------------------------------- 5 28-12408 Jeffrey McCord ------ ----------------- --------------------------------- 6 28-12407 John Thiessen ------ ----------------- --------------------------------- 7 28-12403 Matthew Wood ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
NAME OF TITLE OF VALUE SHRS OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (X $1,000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------- -------- ----- ---------- ----------- --- ---- ---------- -------- ----- ------ ---- ALTRIA GROUP INC. COMMON STOCK 02209S103 10,704 124,893 SH SOLE 1,2,3,4,5,6,7 124,893 ANGIOTECH PHARMACEUTICALS IN COMMON STOCK 034918102 214 26,000 SH SOLE 2,3,4,5,6,7 26,000 ASSISTED LIVING CONCPT NEV N CLASS A 04544X102 14,781 1,496,671 SH SOLE 1,2,3,4,5,6,7 1,496,671 AZTAR CORP. COMMON STOCK 054802103 2,986 54,953 SH SOLE 1,2,3,4,5,6,7 54,953 BMB MUNAI INC COMMON STOCK 09656A105 247 50,000 SH SOLE 1,2,3,4,5,6,7 50,000 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1,740 66,200 SH SOLE 2,3,4,5,6,7 66,200 BROADWING CORP. COMMON STOCK 11161E101 4,664 298,991 SH SOLE 1,2,3,4,5,6,7 298,991 CENVEO INC COMMON STOCK 15670S105 13,759 649,880 SH SOLE 1,2,3,4,5,6,7 649,880 CONOR MEDSYSTEM INC COMMON STOCK 208264101 3,113 99,518 SH SOLE 1,2,3,4,5,6,7 99,518 CTS CORP COMMON STOCK 126501105 4,390 280,000 SH SOLE 2,3,4,5,6,7 280,000 ENCORE WIRE CORP COMMON STOCK 292562105 549 25,000 SH SOLE 2,3,4,5,6,7 25,000 ENDEAVOR ACQUISITION CORP WARRANTS 292577111 313 105,000 SH SOLE 1,2,3,4,5,6,7 105,000 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 9,873 49,803 SH SOLE 1,2,3,4,5,6,7 49,803 HARLEYSVILLE GROUP INC COMMON STOCK 412824104 2,949 84,800 SH SOLE 2,3,4,5,6,7 84,800 HARRAHS ENTMT INC COMMON STOCK 413619107 7,395 89,523 SH SOLE 1,2,3,4,5,6,7 89,523 INTEL CORP COMMON STOCK 458140100 1,496 74,000 SH SOLE 2,3,4,5,6,7 74,000
IPC HLDGS LTD ORD G4933P101 3,941 125,500 SH SOLE 2,3,4,5,6,7 125,500 ISHARES SILVER TRUST ISHARES 46428Q109 25,611 199,897 SH SOLE 1,2,3,4,5,6,7 199,897 KEMET CORP COMMON STOCK 488360108 2,215 304,000 SH SOLE 2,3,4,5,6,7 304,000 KINDER MORGAN INC KANS COMMON STOCK 49455P101 3,152 29,855 SH SOLE 1,2,3,4,5,6,7 29,855 LEVEL 3 COMMUNICATIONS INC COMMON STOCK 52729N100 2,237 400,000 SH SOLE 2,3,4,5,6,7 400,000 MARSH & MCLENNAN COS INC COMMON STOCK 571748102 9,301 303,797 SH SOLE 1,2,3,4,5,6,7 303,797 MERCK & CO INC COMMON STOCK 589331107 4,575 105,100 SH SOLE 2,3,4,5,6,7 105,100 NASDAQ STOCK MARKET INC COMMON STOCK 631103108 13,823 449,556 SH SOLE 1,2,3,4,5,6,7 449,556 NOVASTAR FINL INC COMMON STOCK 669947400 532 20,000 SH SOLE 2,3,4,5,6,7 20,000 NYSE GROUP INC COMMON STOCK 62949W103 28,100 289,498 SH SOLE 1,2,3,4,5,6,7 289,498 ODYSSEY RE HLDGS CORP COMMON STOCK 67612W108 7,292 195,750 SH SOLE 2,3,4,5,6,7 195,750 OPEN SOLUTIONS INC COMMON STOCK 68371P102 1,871 49,759 SH SOLE 1,2,3,4,5,6,7 49,759 OVERSTOCK COM INC DEL COMMON STOCK 690370101 631 40,000 SH SOLE 2,3,4,5,6,7 40,000 OWENS ILL INC COM NEW 690768403 9,168 497,612 SH SOLE 1,2,3,4,5,6,7 497,612 PFIZER INC COMMON STOCK 717081103 905 35,000 SH SOLE 2,3,4,5,6,7 35,000 PW EAGLE INC COMMON STOCK 69366Y108 689 20,000 SH SOLE 2,3,4,5,6,7 20,000 SITEL CORP COMMON STOCK 82980K107 4,197 996,057 SH SOLE 1,2,3,4,5,6,7 996,057 TIMBERLAND CO CLASS A 887100105 1,570 49,759 SH SOLE 1,2,3,4,5,6,7 49,759 TYCO INTL LTD NEW COMMON STOCK 902124106 6,066 199,828 SH SOLE 1,2,3,4,5,6,7 199,828
UNIVISION COMMUNICATIONS INC CLASS A 914906102 6,351 179,568 SH SOLE 1,2,3,4,5,6,7 179,568 URANERZ ENERGY CORPORATION COMMON STOCK 91688T104 1,021 250,000 SH SOLE 1,2,3,4,5,6,7 250,000 VISHAY INTERTECHNOLOGY INC COMMON STOCK 928298108 1,217 90,000 SH SOLE 2,3,4,5,6,7 90,000 XL CAP LTD CLASS A G98255105 2,661 37,000 SH SOLE 2,3,4,5,6,7 37,000
-----END PRIVACY-ENHANCED MESSAGE-----