-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VVK+Biz8FBAw1XLeVhmJASQMzrTQdbVzrML6KAtbg4IONxKQnFDXKK8o3xdaBOI5 FVGbCn0BHN5RmQ89GJstlQ== 0001264128-06-000109.txt : 20060814 0001264128-06-000109.hdr.sgml : 20060814 20060814115126 ACCESSION NUMBER: 0001264128-06-000109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060814 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001085393 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 061027940 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125219500 MAIL ADDRESS: STREET 1: BASSWOOD CAPITAL MANAGEMENT LLC STREET 2: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 bcm13fhr-q2_2006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basswood Capital Management, L.L.C. Address: 645 Madison Avenue 10th Floor New York, New York 10022 Form 13F File Number: 028-10569 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place, and Date of Signing: /s/ Matthew Lindenbaum New York, New York August 11, 2006 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6* Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $1,631,731(in thousands) List of Other Included Managers: No. Form 13F File No. Name 1 028-10565 Basswood Financial Partners, L.P. 2 028-10566 Basswood Opportunity Fund, Inc. 3 028-10567 Basswood International Fund, Inc. 4 028-10568 Basswood Opportunity Partners, L.P. 5 028-10570 Basswood Partners, L.L.C. 6 028-11843 Whitewood Financial Partners, L.P. * Messrs. Bennett and Matthew Lindenbaum, as Principals of Basswood Partners, L.L.C. and Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
Title of Market Value SH/Prn SH/ PUT/ Investment Other Voting Authority Name of Issuer Class CUSIP (x1,000) Amount Prn CALL Discretion Managers Sole Shared None Advance Auto Parts Inc Common 00751Y106 20,802 719,781 SH DEFINED 2,4,5,6 x Allstate Corp Common 020002101 4,958 90,593 SH DEFINED 1,5 x American Intl Group Inc Common 026874107 4,636 78,512 SH DEFINED 1,5 x Annaly Mtg Mgmt Inc Common 035710409 3,298 257,469 SH DEFINED 1,4,5 x Astoria Finl Corp Common 046265104 35,475 1,165,026 SH DEFINED 1,5,6 x Autozone Inc Common 053332102 9,948 112,787 SH DEFINED 4,5,6 x Bank of America Corporation Common 060505104 66,742 1,387,574 SH DEFINED 1,4,5,6 x Bank New York Inc Common 064057102 24,868 772,298 SH DEFINED 1,4,5,6 x BB&T Corp Common 054937107 1,895 45,563 SH DEFINED 5,6 x Bear Stearns Cos Inc Common 073902108 61,235 437,142 SH DEFINED 1,4,5,6 x Bearingpoint Inc Common 074002106 2,230 266,433 SH DEFINED 4,5 x Beazer Homes USA Inc Common 07556Q105 1,732 37,762 SH DEFINED 4,5 x Brookfield Pptys Corp Common 112900105 2,831 88,000 SH DEFINED 1,5 x Burlington Northn Santa Fe C Common 12189T104 7,133 90,000 SH DEFINED 4,5 x Cemex S A SPON ADR5 ORD 151290889 31,881 559,616 SH DEFINED 4,5,6 x Schwab Charles Corp New Common 808513105 1,635 102,325 SH DEFINED 1,4,5 x CIT Group Inc Common 125581108 8,074 154,400 SH DEFINED 1,5 x Citigroup Inc Common 172967101 36,410 754,620 SH DEFINED 1,4,5,6 x City Natl Corp Common 178566105 4,863 74,705 SH DEFINED 1,5,6 x Comerica Inc Common 200340107 5,200 100,016 SH DEFINED 1,5,6 x Commerce Bancorp Inc NJ Common 200519106 115,692 3,243,404 SH DEFINED 1,2,3,4,5,6 x Conseco Inc Com New 208464883 1,041 45,084 SH DEFINED 1,5 x Countrywide Financial Corp Common 222372104 170,923 4,488,532 SH DEFINED 1,2,3,4,5,6 x Dell Inc Common 24702R101 20,306 830,189 SH DEFINED 1,2,3,4,5,6 x Fidelity Natl Finl Inc Common 316326107 33,909 870,586 SH DEFINED 1,4,5,6 x Fidelity Natl Title Group In CLA 31620R105 40,613 2,064,710 SH DEFINED 1,2,3,4,5,6 x Fifth Third Bancorp Common 316773100 3,459 93,607 SH DEFINED 1,5 x First Amern Corp Calif Common 318522307 47,172 1,115,964 SH DEFINED 1,2,3,4,5,6 x First Data Corp Common 319963104 2,348 52,126 SH DEFINED 1,5 x Foot Locker Inc Common 344849104 3,413 139,344 SH DEFINED 4,5 x Friedman Billings Ramsey Gro CLA 358434108 3,193 291,023 SH DEFINED 1,4,5,6 x General Electric Co Common 369604103 1,420 43,087 SH DEFINED 1,5 x Hilb Rogal and Hobbs Co Common 431294107 33,793 906,698 SH DEFINED 1,2,3,4,5,6 x Home Depot Inc Common 437076102 14,922 416,923 SH DEFINED 2,4,5,6 x JLG Inds Inc Common 466210101 771 34,279 SH DEFINED 4,5 x JP Morgan Chase & Co Common 46625H100 32,462 772,901 SH DEFINED 1,5,6 x Lakeland Bancorp Inc Common 511637100 2,068 131,998 SH DEFINED 5 x Laureate Education Inc Common 518613104 30,266 709,964 SH DEFINED 1,2,3,4,5,6 x Lennar Corp CLA 526057104 47,151 1,062,677 SH DEFINED 1,2,3,4,5,6 x M/I Homes Inc Common 55305B101 41,266 1,176,351 SH DEFINED 1,2,3,4,5,6 x Masco Corp Common 574599106 25,838 871,734 SH DEFINED 1,2,3,4,5,6 x McGraw Hill Cos Inc Common 580645109 13,318 265,146 SH DEFINED 1,4,5 x M D Hldgs Inc Common 552676108 33,247 640,236 SH DEFINED 1,2,3,4,5,6 x Moodys Corp Common 615369105 5,351 98,264 SH DEFINED 1,4,5 x National City Corp Common 635405103 424 11,728 SH DEFINED 5 x Navigant Consulting Inc Common 63935N107 1,883 83,155 SH DEFINED 4,5 x NBTY Inc Common 628782104 2,434 101,807 SH DEFINED 4,5 x New York Cmnty Bancorp Inc Common 649445103 3,952 239,371 SH DEFINED 1,4,5 x Pacific Cap Bancorp New Common 69404P101 3,070 98,640 SH DEFINED 1,5,6 x Pulte Homes Inc Common 745867101 49,960 1,735,324 SH DEFINED 1,4,5,6 x Royal Caribbean Cruises Ltd Common V7780T103 7,335 191,760 SH DEFINED 4,5,6 x Ryland Group Inc Common 783764103 7,724 177,271 SH DEFINED 1,4,5 x Sovereign Bancorp Inc Common 845905108 35,753 1,760,369 SH DEFINED 1,4,5,6 x Standard Pac Corp New Common 85375C101 36,691 1,427,656 SH DEFINED 1,2,3,4,5,6 x Suntrust Bks Inc Common 867914103 8,320 109,099 SH DEFINED 1,4,5,6 x Sysco Corp Common 871829107 19,953 652,922 SH DEFINED 1,2,3,4,5,6 x TCF Finl Corp Common 872275102 1,479 55,928 SH DEFINED 1,5 x Technical Olympic USA Inc Common 878483106 19,705 1,372,248 SH DEFINED 1,2,3,4,5,6 x Toll Brothers Inc Common 889478103 84,808 3,316,688 SH DEFINED 1,2,3,4,5,6 x US Bancorp Del Com New 902973304 72,815 2,357,991 SH DEFINED 1,2,3,4,5,6 x USI Hldgs Corp Common 90333H101 18,663 1,391,751 SH DEFINED 1,2,3,4,5,6 x Valspar Corp Common 920355104 16,190 613,011 SH DEFINED 4,5,6 x Vornado Rlty Tr SH Ben Int 929042109 4,692 48,097 SH DEFINED 1,5 x Wachovia Corp 2nd New Common 929903102 23,522 434,951 SH DEFINED 1,4,5,6 x Washington Mut Inc Common 939322103 27,027 592,954 SH DEFINED 1,5,6 x WCI Cmtys Inc Common 92923C104 41,182 2,044,783 SH DEFINED 1,2,3,4,5,6 x Wells Fargo & CO New Common 949746101 75,883 1,131,238 SH DEFINED 1,2,3,4,5,6 x Westamerica Bancorporation Common 957090103 2,960 60,451 SH DEFINED 1,5 x Winnebago Inds Inc Common 974637100 4,678 150,710 SH DEFINED 4,5,6 x Yankee Candle Inc Common 984757104 840 33,600 SH DEFINED 4,5 x 1,631,731
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